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Principles of Carcinogenesis 1 INTRODUCTION Cancer is a group of more than 100 different diseases that are characterized by uncontrolled cellular growth, local tissue invasion, and distant metastases. It is now the leading cause of mortality in Americans younger than age 85 years. About 1.5 million cases of cancer were diagnosed in 2009, and cancer claimed an estimated 562,340 lives in the United States. 2 3 4 5 6 Each year, the American Cancer Society (ACS) publishes the estimated number of new cases and number of cancer-related deaths. The National Cancer Institute (NCI) publishes cancer 7 statistics that also include cancer risk, prevalence, and survival information. NOMENCLATURE Neoplasia means “new growth,” and a new growth is called a neoplasm. Tumor originally applied to the swelling caused by inflammation, but the non-neoplastic usage of tumor has almost vanished; thus, the term is now equated with neoplasm. 8 • “A neoplasm is an abnormal mass of tissue, the growth of which exceeds and is uncoordinated with that of the normal tissues and persists in the same excessive manner after cessation of the stimuli which evoked the change.” • A tumor is said to be benign when its microscopic and gross characteristics are considered relatively innocent, implying that it will remain localized, it cannot spread to other sites, and it is generally amenable to local surgical removal; the patient generally survives. • Malignant tumors are collectively referred to as cancers. • Malignant, as applied to a neoplasm, implies that the lesion can invade and destroy adjacent structures and spread to distant sites (metastasize) to cause death. Not all cancers pursue so deadly a course. 9 • In general, benign tumors are designated by attaching the suffix -oma to the cell of origin. Tumors of mesenchymal cells generally follow this rule. For example, a benign tumor arising in fibrous tisssue is called a fibroma, whereas a benign cartilaginous tumor is a chondroma. In contrast, the nomenclature of benign epithelial tumors is more complex. These are variously classified, some based on their cells of origin, others on microscopic pattern, and still others on their macroscopic architecture. • Adenoma is applied to a benign epithelial neoplasm derived from glands, although they may or may not form glandular structures. • Benign epithelial neoplasms producing microscopically or macroscopically visible finger-like or warty projections from epithelial surfaces are referred to as papillomas. Those that form large cystic masses, as in the ovary, are referred to as cystadenomas. Some tumors produce papillary patterns that protrude into cystic spaces and are called papillary cystadenomas. When a neoplasm, benign or malignant, produces a macroscopically visible projection above a mucosal surface and projects, for example, into the gastric or colonic lumen, it is termed a polyp. 10 • All tumors, benign and malignant, have two basic components: (1) clonal neoplastic cells that constitute their parenchyma and (2) reactive stroma made up of connective tissue, blood vessels, and variable numbers of macrophages and lymphocytes. Although the neoplastic cells largely determine a tumor's behavior and pathologic consequences, their growth and evolution is critically dependent on their stroma. • Malignant tumors arising in mesenchymal tissue are usually called sarcomas (Greek sar = fleshy), because they have little connective tissue stroma and so are fleshy (e.g., fibrosarcoma, chondrosarcoma, leiomyosarcoma, and rhabdomyosarcoma). Malignant neoplasms of epithelial cell origin, derived from any of the three germ layers, are called carcinomas. 11 12 13 CARCINOGENESIS The mechanisms by which cancers occur are incompletely understood. A cancer, or neoplasm, is thought to develop from a cell in which the normal mechanisms for control of growth and proliferation are altered. Current evidence supports the concept of carcinogenesis as a multistage process that is genetically regulated. The first step in this process is initiation, which requires exposure of normal cells to carcinogenic substances. These carcinogens produce genetic damage that, if not repaired, results in irreversible cellular mutations. This mutated cell has an altered response to its environment and a selective growth advantage, giving it the potential to develop 14 into a clonal population of neoplastic cells. During the second phase, known as promotion, carcinogens or other factors alter the environment to favor growth of the mutated cell population over normal cells. The primary difference between initiation and promotion is that promotion is a reversible process. At some point, however, the mutated cell becomes cancerous (conversion or transformation). Depending on the type of cancer, 5 to 20 years may elapse between the carcinogenic phases and the development of a clinically detectable cancer. The final stage of neoplastic growth, called progression, involves further genetic changes leading to increased cell proliferation. The critical elements of this phase include tumor invasion into local 15 tissues and the development of metastases. 16 Substances that may act as carcinogens or initiators include chemical, physical, and biologic agents. Exposure to chemicals may occur by virtue of occupational and environmental means, as well as lifestyle habits. The association of aniline dye exposure and bladder cancer is one such example. Benzene is known to cause leukemia. Some drugs and hormones used for therapeutic purposes are also classified as carcinogenic chemicals. Physical agents that act as carcinogens include ionizing radiation and ultraviolet light. These types of radiation induce mutations by forming free radicals that damage DNA and other cellular components. 17 18 Viruses are biologic agents that are associated with certain cancers. The Epstein-Barr virus is believed to be an important factor in the initiation of Burkitt lymphoma. Likewise, infection with human papilloma virus is known to be a major cause of cervical cancer. All the previously mentioned carcinogens, as well as age, gender, diet, growth factors, and chronic irritation, are among the factors considered to be promoters of carcinogenesis. 19 20 GENETIC & MOLECULAR BASIS Two major classes of genes are involved in carcinogenesis: oncogenes and tumor suppressor genes. Oncogenes develop from normal genes, called proto-oncogenes, and may have important roles in all phases of carcinogenesis. Protooncogenes are present in all cells and are essential regulators of normal cellular functions, including the cell cycle. Genetic alteration of the proto-oncogene through point mutation, chromosomal rearrangement, or gene amplification activates the oncogene. These genetic alterations may be caused by carcinogenic agents such as radiation, chemicals, or viruses (somatic mutations), or they may be inherited (germ-line mutations). Once activated, the oncogene produces either excessive amounts of the normal gene product or an abnormal gene product. 21 22 Tumor suppressor genes regulate and inhibit inappropriate cellular growth and proliferation. Gene loss or mutation results in loss of control over normal cell growth. Two common examples of tumor suppressor genes are the retinoblastoma and p53 genes. Mutation of p53 is one of the most common genetic changes associated with cancer, and is estimated to occur in half of all malignancies. The normal gene product of p53 is responsible for negative regulation of the cell cycle, allowing the cell cycle to halt for repairs, corrections, and responses to other external signals. Inactivation of p53 removes this checkpoint, allowing mutations to occur. 23 24 25 26 PATHOLOGY OF CANCER: TUMOR ORIGIN Tumors may arise from any of four basic tissue types: epithelial tissue, connective tissue (i.e., muscle, bone, and cartilage), lymphoid tissue, and nerve tissue. Although some malignant cells are atypical of their cells of origin, the involved cells usually retain enough of their parent's traits to identify their origin. Benign tumors are named by adding the suffix -oma to the name of the cell type. Hence, adenomas are benign growths of glandular origin, or growths that exhibit a glandular pattern. 27 28 TUMOR CHARACTERISTICS Tumors may be either benign or malignant. Benign tumors are noncancerous growths that are often encapsulated, localized, and indolent. Cells of benign tumors resemble the cells from which they developed. These masses seldom metastasize, and once removed they rarely recur. In contrast, malignant tumors invade and destroy the surrounding tissue. The cells of malignant tumors are genetically unstable, and loss of normal cell architecture results in cells that are atypical of their tissue or cell of origin. These cells lose the ability to perform their usual functions. This loss of structure and function is defined as anaplasia. In contrast to benign tumors, malignant tumors tend to metastasize, and consequently, recurrences are common after removal or destruction of the primary tumor. 29 Hyperplasia is an increase in the number of cells in a particular tissue or organ, which results in an increased size of the organ. It should not be confused with hypertrophy, which is an increase in the size of the individual cells. Hyperplasia occurs in response to a stimulus and reverses when the stimulus is removed. Dysplasia is defined as an abnormal change in the size, shape, or organization of cells or tissues. Hyperplasia and dysplasia may precede the appearance of a cancer by several months or years. 30 31 32 Screening of Cancer Because cancers are most curable with surgery or radiation before they have metastasized, early detection and treatment have obvious potential benefits. In addition, small tumors are more responsive to chemotherapy. Early diagnosis is difficult for many cancers because they do not produce clinical signs or symptoms until they have become large or have metastasized. Cancer screening programs are designed to detect signs of cancer in people who have not yet developed symptoms from cancer. Lack of effective screening methods for some cancers and inaccessibility of some anatomic sites further complicate the process. Other limitations of screening methods include false-negatives (related to the sensitivity of the test), falsepositives (related to the specificity), and overdiagnosis (true positives that will not become clinically significant). 33 34 35 Diagnosis The presenting signs and symptoms of cancer vary widely and depend on the type of cancer. The presentation in adults may include any of cancer's seven warning signs, as well as pain or loss of appetite. The warning signs of cancer in children are different, and reflect the types of tumors more common in this patient population. The definitive diagnosis of cancer relies on the procurement of a sample of the tissue or cells suspected of malignancy and pathologic assessment of this sample. This sample can be obtained by numerous methods, including biopsy, exfoliative cytology, or fine-needle aspiration. A tissue diagnosis is essential, because many benign conditions can masquerade as cancer. Definitive treatment should not begin without a pathologic diagnosis. 36 Diagnosis 37 38 39 40 STAGING Tumors should be staged to determine the extent of disease before any definitive treatment is initiated. The process is dictated by knowledge of the biology of the tumor and by the signs and symptoms elicited in the history and physical examination. Staging provides information on prognosis and guides treatment selection. After treatment is implemented, the staging workup is usually repeated to evaluate the effectiveness of the treatment. Uniform staging criteria are important in clinical trials that evaluate cancer treatment regimens. A staging workup may involve radiographs, computed tomography scans, magnetic resonance imaging, positron emission tomography scans, ultrasonograms, bone-marrow biopsies, bone scans, lumbar puncture, and a variety of laboratory tests, including appropriate tumor markers. 41 The most commonly applied staging system for solid tumors is the TNM classification, where T = tumor, N = node, and M = metastases. A numerical value is assigned to each letter to indicate the size or extent of disease. The designated rating for tumor describes the size of the primary mass and ranges from T1 to T4. Carcinoma in situ is designated Tis. Nodes are described in terms of the extent of the spread of regional lymph nodal involvement (N0 to N3). Metastases are generally scored depending on their presence or absence (M0 or M1). 42 To simplify the staging process, most cancers are classified according to the extent of disease by a numerical system involving stages I through IV. Stage I usually indicates localized tumor, stages II and III represent local and regional spread of disease, and stage IV denotes the presence of distant metastases. The assigned TNM rating translates into a particular stage classification. For example, T3 N1 M0 describes a moderate-to-large-sized primary mass, with regional lymph node involvement and no distant metastases, and for most cancers is stage III. The criteria for classifying disease extent are quite specific for each different type of cancer. For some tumors, such as prostate cancer, alternative alphabetical systems (stage A, B, C, or D) are used in clinical practice. 43 44 THERAPY Four primary modalities are employed in the approach to cancer treatment: surgery, radiation, chemotherapy, and biologic therapy. The oldest of these is surgery, which plays a major role in the diagnosis and treatment of cancer. Surgery remains the treatment of choice for most solid tumors diagnosed in the early stages. Radiation therapy was first used for cancer treatment in the late 1800s and remains a mainstay in the management of cancer. Although very effective for treating many types of cancer, surgery and radiation are local treatments. These modalities are likely to produce a cure in patients with truly localized disease. But because most patients with cancer have metastatic disease at diagnosis, localized therapies often fail to completely eliminate the cancer. In addition, systemic diseases such as leukemia cannot be treated with a localized modality. Chemotherapy (including hormonal therapy) accesses the systemic circulation and can theoretically treat the primary tumor and any metastatic disease. Biologic therapies are currently considered in the broader sense of immunotherapy or "targeted therapies." Immunotherapy, the earliest important form of biologic therapy, usually involves stimulating the host's immune system to fight the cancer. 45 Many cancers appear to be eliminated by surgery or radiation. However, the high incidence of later recurrence implies that the primary tumor began to metastasize before it was removed. These early metastases are too small to detect with currently available diagnostic tests and are known as micrometastases. Adjuvant therapy is defined as the use of systemic agents to eradicate micrometastatic disease following localized modalities such as surgery or radiation or both. The goal of systemic therapy given in this setting is to reduce subsequent recurrence rates and prolong long-term survival. Thus, adjuvant therapy is given to patients with potentially curable malignancies who have no clinically detectable disease after surgery or radiation. 46 47 TUMOR GROWTH The study of tumor growth forms the foundation for many of the basic principles of modern cancer chemotherapy. The growth of most tumors is illustrated by the gompertzian tumor growth curve. In the early stages, tumor growth is exponential, which means that the tumor takes a constant amount of time to double its size. During this early phase, a large portion of the tumor cells is actively dividing. This population of cells is called the growth fraction. The doubling time, or time required for the tumor to double in size, is very short. Because most anticancer drugs have greater effect on rapidly dividing cells, tumors are most sensitive to the effects of chemotherapy when the tumor is small and the growth fraction is high. However, as the tumor grows, the doubling time is slowed. The growth fraction is decreased, probably owing to the tumor outgrowing its blood and nutrient supply or the inability of blood and nutrients to diffuse throughout the tumor mass. Wide variability exists in measured doubling times for different cancers. The doubling time of most solid tumors is about 2 to 3 months. However, some tumors have doubling times of only days (e.g., aggressive lymphomas) and others have even longer doubling times (e.g., some salivary gland tumors) 48 Gompertzian kinetics tumor-growth curve: relationship to symptoms, diagnosis, and various treatment 49 regimens. It takes about 109 cancer cells (1-g mass, 1 cm in diameter) for a tumor to be clinically detectable by palpation or radiography. Such a tumor has undergone about 30 doublings in cell number. It only takes 10 additional doublings for this 1 g mass to reach 1 kg in size. A tumor possessing 1012 cancer cells (1-kg mass) is considered lethal. Thus, a tumor is clinically undetectable for most of its life span. Tumor burden also impacts response to chemotherapy. The cell kill hypothesis states that a certain percentage of cancer cells (not a certain number of cells) will be killed with each course of chemotherapy. For example, if a tumor consists of 1,000 cancer cells and the chemotherapy regimen kills 90% of the cells, then 10% or 100 cancer cells remain. The second chemotherapy course kills another 90% of cells, and again only 10% or 10 cells remain. According to this hypothesis, the tumor burden will never reach zero. Tumors consisting of less than 104 cells are believed to be small enough for elimination by host factors, including immunologic mechanisms, and these factors must be in place for a cure to be possible. The limitations of this theory are that it assumes all cancers are equally responsive and that resistance to anticancer agents and metastases do not occur. 50 51