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Transcript
Workshop on Megathrust Earthquakes and
Tsunami
Prof. Thorne Lay
CONCEPTS:
Fracture
Stress Relationships for Coordinate Rotation
Mohr Circle
Coulomb Stress Changes – Earthquake Triggering
Supplementary Reading (Optional, for more details/rigor)
Lay and Wallace, Modern Global Seismology, Ch. 2
Stein and Wysession, An Introduction to Seismology,
Earthquakes and Earth Structure.
After Ammo et al., Nature (2008)
So, how to earthquakes
‘interact’ to produce
aftershocks, doublets,
migrations, etc.?
Lay et al., JGR (2009)
(a) Rock usually is elastic until it undergoes brittle fracture when applied stress
reaches f, if it is low temperature
(b) Rock at high temperature usually undergoes plastic deformation when stress
exceeds a yield stress 0. Some rock are plastic at low temperatures or for very
long-term low level stress (folding).
(c) Permanent strain results from plastic deformation when stress is raised to 0
‘and released.
When the fault forms, some of the stress
is released and motion stops. If stress is
reapplied, another stress drop and motion
occur once stress reaches a certain level.
As stress is reapplied, jerky sliding and
stress release continues
This pattern, called stick-slip, looks like a
laboratory version of a sequence of
earthquakes on a fault. By this analogy,
the stress drop in an earthquake relieves
only part of the total tectonic stress, and
as the fault continues to be loaded by
tectonic stress, occasional earthquakes
occur.
The analogy is strengthened by the fact
that at higher temperatures (about 300°
for granite), stick-slip does not occur
Instead, stable sliding occurs on the fault,
much as earthquakes do not occur at
depths where the temperature exceeds a
certain value.
EXPERIMENT: STRESS APPLIED
UNTIL ROCK BREAKS: STICK
SLIP OCCURS
STICK SLIP
STABLE
SLIDING
Brace and Byerlee, 1970
Earthquakes involve stress drop on the ruptured
fault that affects stress in the surrounding medium
Recall our discussion of the stress tensor
Trigonometry - identities:
cos(2x) = cos2(x)-sin2(x) = cos2(x)-[1-cos2(x)]
gives: cos2(x)=0.5[1+cos(2x)]
cos(2x) = cos2(x)-sin2(x) = [1-sin2(x)]-sin2(x)
gives: sin2(x)=0.5[1-cos(2x)]
sin(2x)=2sin(x)cos(x)
Note: compressive
stress convention
SHEAR STRESS
ON PLANE WITH
NORMAL AT ANGLE
q TO THE PRINCIPAL
STRESS DIRECTION
Positive in rock
mechanics
Negative in
seismology (outward
normal vector)
NORMAL STRESS
ON PLANE WITH
NORMAL AT ANGLE
q TO THE PRINCIPAL
STRESS DIRECTION
Arbitrary plane
1
q
2
With no internal
friction, fracture
occurs at an angle
of 45º.
With internal friction,
fracture angle is
67.5º, and
fault plane is closer
(22.5 º) to the
maximum
compression (1 )
direction.
What do we know about friction?
• Coulomb friction of solid rocks
• rocks on rocks
Coefficient of friction
τ = μ σn + C
Frictional
shear stress
Shear Stress
• No
Eff
Cohesion
Effective normal stress =
normal stress – pore pressure
Normal Stress
Byerlee, Pure and Applied Geoph,
1978
Laboratory results
for sliding on
existing faults
of various rock types
find relation
between normal
stress on fault and
shear stress
required for sliding
Byerlee's Law:
Byerlee, 1978
Byerlee’s law,
relating normal and
shear stresses on a
fault, can be used to
infer principal stress
as a function of depth.
Assume the crust
contains faults of all
orientations, and the
stresses cannot
exceed the point
where Mohr's circle is
tangent to the
frictional sliding line,
or else sliding
will occur
Laboratory experiments on rocks under compression show that fracture occurs
when a critical combination of the absolute value of shear stress and the normal
stress is exceeded. Higher normal stress requires higher shear stress for fracture
This relation, the Coulomb-Mohr failure criterion, is
|  | =  o -n 
where  o and n are material properties known as the
cohesive strength and coefficient of internal friction.
INCREASED STRESS
BREAKS ROCK WHEN
MOHR’S CIRCLE
REACHES COULOMBMOHR FAILURE
CRITERION
Often: for given normal
stress, rock breaks when
shear stress high enough
MOHR’S CIRCLE
AND COULOMBMOHR FAILURE
CRITERION
DETERMINE
Failure plane given
by angle q
Failure stress given
by point F
MOHR'S CIRCLE
FOR SLIDING ON
ROCK'S
PREEXISTING
FAULTS
Preexisting faults
have no cohesive
strength
Lower shear stress
required for slip
New fracture would form at an angle qf given by fracture line.
However, slip will occur on any preexisting fault with angle between qS1 and qS2
given by intersection of the circle with frictional sliding line.
If so, as stress increases, sliding on existing fault is favored over new fault formation
PORE PRESSURE EFFECTS
Water and other fluids are often present in rocks, especially in the upper
crust.The fluid pressure, known as pore pressure, reduces the effect of the
normal stress and allows sliding to take place at lower shear stresses.
This is modeled by replacing normal stress  with
the effective normal stress  =  - P f , where Pf is the pore fluid pressure.
_
Similarly, taking into account pore pressure, effective principal stresses
_
_
1 = 1 - Pf 2 = 2 - Pf
are used in the fracture theory.
The role of pore pressure in making sliding easier can be seen by trying to
slide an object across a dry table and then wetting the table
Stress triggering may explain
why successive earthquakes
on a fault sometimes seem to
have a coherent pattern.
The 1999 Ms 7.4 Izmit
earthquake on the North
Anatolian fault appears to be
part of a sequence of major
(Ms 7) earthquakes over the
past 60 years, which
occurred successively further
to the west and closer to the
city of Istanbul
The Izmit earthquake and the
November 1999 Ms 7.1
Duzce earthquakes
increased failure stress near
Istanbul
Parsons et al., 2000
Reasons to think that Byerlee’s Law is
Problematic for an Earthquake
Laboratory Experiments: High-Speed Friction is Low
Gas gun
experiments
indicate μ= 0.20.4 for coseismic
friction
Yuan and Prakash, J. Mech. Phys. Solids, 2008
STRESS CONVENTIONS DIFFER FOR DIFFERENT
COMMUNITIES. ENGINEERING CONVENTION HAS
POSITIVE VALUE FOR COMPRESSIONAL STRESS:
HENCE THE MOHR CIRCLES ARE FOR POSITIVE
STRESS VALUES, BUT THEY MEAN THE SAME
THING: