Survey
* Your assessment is very important for improving the workof artificial intelligence, which forms the content of this project
* Your assessment is very important for improving the workof artificial intelligence, which forms the content of this project
COMPARISON OF SOFT TISSUE AND DENTOALVEOLAR EFFECTS OF THE TAD-SUPPORTED DISTAL JET VERSUS UPPER PREMOLAR EXTRACTIONS Evmorfia Fotakidou, D.D.S A Thesis Presented to the Graduate Faculty of Saint Louis University in Partial Fulfillment of the Requirements for the Degree of Master of Science in Dentistry 2015 COMMITTEE IN CHARGE OF CANDIDACY: Associate Professor Ki Beom Kim Chairperson and Advisor Professor Eustaquio A. Araujo Associate Clinical Professor Donald R. Oliver i DEDICATION To my father, whose endless support and faith in me, have followed me throughout my life and have allowed me to pursue my dreams. To my mother, for all her constant and unconditional love, patience and advice. To my brother, for being the voice of reason and my reality check when needed. To all my friends and teachers over time, for inspiring me to always reach for more. Finally, to all the people who struggle to realize their dreams despite all odds. ii ACKNOWLEDGEMENTS This project was completed with the help of the following individuals: Dr. Ki Beom Kim, for his patience, encouragement and advice with the topic selection. Dr. Eustaquio Araujo, for his help and advice on this project and in the clinic. Dr. Donald Oliver, for his continuous support and for his meticulous corrections on this project. Dr.Heidi Israel and Dr.Vasilis Charalampakis, for their help with the statistics. Dr.Jay S. Bowman for providing part of my sample and for keenly answering all my querries. Dr.Behrents, for the oppportunity to pursue my orthodontic education at Saint Louis University. Finally I would like to thank the rest of the faculty for contributing to my orthodontic education, my coresidents for sharing this educational experience and the staff members for making my residency at SLU,CADE pleasant as possible. iii as TABLE OF CONTENTS ABSTRACT....................... Error! Bookmark not defined. LIST OF TABLES............................................ v LIST OF FIGURES.......................................... vi CHAPTER 1: REVIEW OF THE LITERATURE....................... 1 Angle’s classification .................................. 1 Class II Division 1 ..................................... 2 Etiology of Class II malocclusion ....................... 3 Epidemiology of Class II malocclusion ................... 5 Class II correction ..................................... 7 Treatment options for Class II Division 1 .............. 10 Extraction of Maxillary premolars .................... 10 Distalization ........................................ 15 TADs in orthodontics ................................. 18 TAD-supported distalizers .............................. 19 TAD-supported Horseshoe Distal Jet ................... 21 Statement of Thesis .................................... 23 References ............................................. 25 CHAPTER 2: JOURNAL ARTICLE............................... Abstract ............................................... Introduction ........................................... Material and Methods ................................... Sample ............................................... Methodology .......................................... Statistical Analysis ................................. Reliability .......................................... Results ................................................ Pre-Treatment Measurements ........................... Treatment Changes .................................... Discussion ............................................. Limitations .......................................... Results compared to the literature ................... Conclusions ............................................ References ............................................. 30 30 32 36 36 38 42 42 43 43 45 51 52 53 58 59 Appendix................................................. 62 Vita Auctoris............................................ 65 iv LIST OF TABLES Table 2.1 Sample characteristics....................37 Table 2.2 Pre-treatment measurements................45 Table 2.3 Treatment changes for U4s extraction group .........................................47 Table 2.4 Treatment changes for the Distal Jet group .........................................48 Table 2.5 Treatment change between U4s and DJ group.....................................51 Table A.1 Landmarks and definitions.................63 Table A.2 Descriptive statistics for U4s group......64 Table A.3 Descriptive statistics for the DJ group...65 v LIST OF FIGURES Figure 1.1 Class II Division 1 example.............2 Figure 1.2 TAD-supported Distal Jet................24 Figure 2.1 TAD-supported Distal Jet................38 Figure 2.2 Anatomical landmarks and reference planes..................................39 Figure 2.3 Horizontal linear measurements..........40 Figure 2.4 Vertical Linear measurements............41 vi CHAPTER 1: REVIEW OF THE LITERATURE Angle’s classification The need to improve smile esthetics and to achieve facial harmony and balance, has led to the flourishing of many aspects of the medical profession and hence, to orthodontics as well. It was in fact, in the 1890s when Edward H. Angle defined the characteristics of the ideal occlusion in the permanent dentition, that the basic principles of orthodontics were established. With his work, Angle classified the three types of malocclusions and their divisions and subdivisions “as indicated by the relation of the lower first molars with the upper first molars-the keys to occlusion"1. True to Angle’s classification, a dental relationship in which the mesiobuccal cusp of the upper first permanent molar occludes in the buccal groove of the lower first molar, defines a Class I molar relationship. Any variation in that dental relationship, results in a Class II or a Class III malocclusion, where the lower arch is distal or mesial to normal in its relation to the upper arch, accordingly. 1 Class II Division 1 The main characteristic of a Class II Division 1 malocclusion is the distal relation of the lower dentition to the upper to the extent of more than one-half the width of one cusp, as described by Angle1. This clinical phenotype is often accompanied by protruding incisors, a narrow upper arch, a short and inactive upper lip and sometimes a mouthbreathing habit (Figure 1.1). Despite the dental traits though, an underlying craniofacial element might also contribute to the clinical characteristics of a Class II Division 1 malocclusion. Figure 1.1: Example of a Class II Division 1 dental relationship 2 Etiology of Class II malocclusion The etiology of Class II malocclusion has been a much debated issue amongst clinicians and researchers and has indeed been thoroughly investigated. In 1981, McNamara carried out a cross-sectional study, evaluating the lateral cephalograms of 277 Class II patients, aged eight to ten years, in order to determine the frequency of occurrence of the factors contributing to their Class II malocclusion2. According to McNamara, there are four main elements causing the Class II characteristics: the maxillary skeletal position, the maxillary dental position, the mandibular skeletal position and the mandibular dental position. In that study, the main cause of the Class II malocclusion was a retrusive mandible (in 60% of the cases) with typically normally positioned lower incisors. The maxilla was usually normally positioned but even in the cases where it was in an abnormal position, there was a tendency for a maxillary retrusion rather than a maxillary protrusion. Another interesting finding of this study was that the upper dentition was far less protrusive than what was reported in other studies. The conclusion of the project was that the etiology of the Class II malocclusion is multifactorial and a result of as many as 77 different 3 combinations and/or variations between the skeletal and dental components2. Another more recent study by Freitas and coworkers3, compared the apical bases, the dental and also the cranial characteristics of 55 Brazilian Class II Division 1 adolescents to a controlled group. The findings of the study are in agreement with the McNamara study, as the AP position and the length of the maxilla was similar between the two groups whereas it was the mandible that was found to be smaller in length and also more retruded in relation to the cranial base for the test group rather than the control. The upper incisors in the test group were more labially inclined yet similarly positioned as in the control group, in contrast to the lower incisors that were more proclined for the test group. 4 Epidemiology of Class II malocclusion Class II malocclusion is a very common finding and probably one of the most common reasons why patients seek orthodontic treatment. The underlying genetic basis of the Class II malocclusion can be apparent in people of the same kin or origins and could explain the variability of its prevalence within different ethnic groups. For example, Thilander and coworkers reported that 20.8% of the children and adolescents in a Bogotanian population exhibited a Class II malocclusion (Class II Division 1 in 14.9% and Class II Division 2 in 5.9%)4. Another study by BorzabadiFarahani and coworkers, determined that the prevalence of Class II Division 1 and Class II Division 2 malocclusion was 24.1% and 3.4% respectively, in an Iranian adolescent population5. In another study, the frequency of a Class II Division 1 malocclusion in Turkish adolescents was found to be as high as 40% of the population6, compared to a 14.7% in a Nigerian adolescent sample7. In 1990, El-Mangoury and Mostafa studied 501 adult Egyptians in order to determine whether there was a difference in the prevalence of dental malocclusion between different ethnic groups and also between males and females8. They found that the occurrence of Class II malocclusion was 5 21% for the given population, but when compared to other studies, they concluded that the frequency of Class II malocclusion can be ranked in descending order to the following ethnic groups: Caucasian-Americans, Danes, Egyptians, British, African-Americans, Finns, Polynesians, Indians, Eskimos, Kenyans and Swedish. Results from the same study, indicate that occlusal variation frequencies were significantly different for females and males for Angle Class I and Class III malocclusion but not for Class II malocclusion which showed similar prevalence in both sexes. Even though the variation of the Class II prevalence depends on the population, when it comes down to Caucasians there is no doubt that it is the second most frequent malocclusion9. Indeed, when Massler and Frankel conducted an epidemiologic study in 2758 high school US students, they reported that 19.4% of the sample had a Class II malocclusion and most of them had a Class II Division 1 pattern (16.7%)10. Even more recent data though, as those collected from the study by the National Health and Nutrition Estimates Survey (NHANES III) for the period 1988-1991, suggest that in the 7000 subjects, who were studied at the time ,23% of 6 the children,15% of the adolescents and 13% of the adults, exhibited a Class II malocclusion. Class II correction In order to describe and explain the different methods of Class II correction, a basic understanding of the Class II growth pattern is essential. “The cephalocaudal growth pattern” as described by Proffit9, in which more growth occurs in the lower extremities rather than the upper, also applies in the craniofacial complex. Indeed, the mandible shows accelerated growth (also known as differential growth) later in time compared to the maxilla, thus contributing to the correction of a Class II malocclusion. However, as Proffit points out, it is unrealistic to expect a Class II correction of more than 3-4 mm solely by the differential growth pattern of the mandible. Depending on the treatment objectives and the etiology, there are many methods that can be used for a Class II correction that can either address the dentoalveolar aspect, the skeletal underlying component of a Class II malocclusion or a combination of the two. For example, when treatment planning for the correction of a severe Class II case with a profound skeletal discrepancy, the best treatment option would be orthognathic surgery 7 involving a single or both jaws, in order to improve facial attractiveness and dental relationships11. For cases where growth modification is required, a variety of functional appliances (MARA, AdnvanSync, Herbst, Twin Bock, etc.) can be used in order to promote a forward posture of the mandible, while restraining the maxilla during the patient’s growth peak. Even though there is no convincing evidence as to whether the functional appliances succeed in significantly increasing the final size of the mandible in Class II mandibular retrognathic patients12, they have been found to be effective in correcting the dental and the sagittal maxillomandibular relationship13. Another treatment option, especially in cases where an orthopedic effect is desired, is the application of extra oral traction with a headgear. Even though initially, it was thought to have merely a dental impact -distalization the maxillary molars-, later studies reported a skeletal effect as well. In fact, several studies14, 15 evaluated post-treatment cephalograms of Class II patients who had been wearing a headgear and compared them to cephalograms of untreated Class II patients, yet the same conclusion was drawn: a restriction of the horizontal maxillary growth was evident and the correction of the Class II was accomplished 8 as a result of the forward displacement of the mandible due to its differential growth. Another alternative, is the application of interarch elastics or appliances (ForsusTM, PowerScope, etc.) that can be successfully used for treating Class II cases as a result of their dentoalveolar effects on both arches16. As a matter of fact, the sagittal improvement of the maxillomandibular relationship is improved because of the combination of a distal and a mesial force, applied on the upper and the lower dentition respectively, resulting mainly in proclination of the lower incisors17, 18 . It is also common to apply a variety of extraction patterns in order to camouflage skeletal discrepancies and to improve both the patients’ profile but also their dental relationships. A typical extraction pattern for Class II cases is probably the extraction of upper and lower premolars especially in cases when alleviating some amount of crowding is also desirable. In cases with excessive overjet, proclined upper incisors, minor crowding in the lower arch and little to no remaining growth potential, extraction of two maxillary premolars might be the optimal extraction pattern9. This treatment modality allows for efficient reduction of the overjet, retraction of the upper 9 incisors and soft tissue improvement while achieving a Class I canine with a Class II molar relationship. Finally, in cases with a good skeletal relationship where there is mild/moderate crowding and Class II molar correction is required, molar distalization is indicated9. Appliances like the Pendulum, the Distal Jet, the Frog, etc. are used to apply continuous, distally-directed forces on the maxillary dentition, thus achieving a combination of molar tipping and translation into a Class I while eliminating patient compliance issues. Evidently, there is no panacea for treating Class II patients and all of the above mentioned treatment options can be effective in the hands of a skilled clinician. The treatment choice depends on the etiology of the problem, the clinician’s technical knowledge and personal preference and the unique attributes of each case like the patient’s age, profile, dental and skeletal relationships, compliance, etc. Treatment options for Class II Division 1 Extraction of Maxillary premolars When a Class II Division 1 malocclusion presents certain clinical characteristics like only a mild skeletal discrepancy, increased overjet, mild crowding on the lower 10 arch, “end-to-end” Class II molar relationship and when the patient has minimal remaining growth potential, extraction of the first maxillary premolars only, is indicated9. The final result of this treatment modality is a Class I canine and a Class II molar relationship with a reduced overjet due to the retraction of the upper anterior teeth. When needed the lower incisors can also be slightly protruded thus, reducing the need for maximum retraction of the upper anterior teeth19. However, if the Class II malocclusion is due to a deficient mandible, extracting two maxillary premolars only might result in unfavorable changes to the patient’s profile, as Proffit points out9. This extraction pattern, also known as camouflage treatment, leads to a non-ideal molar relationship as it does not follow Angle’s definition of the ideal occlusion1. However, the final outcome is a stable and acceptable occlusion as reported by many studies in the literature20-23. As a matter of fact, Janson and coworkers used the priority treatment index (TPI) to compare the initial and final dental models of 81 Class II patients treated with two maxillary premolar extractions versus 50 Class II patients treated with four premolar extractions. They concluded that the two premolar extraction protocol resulted in a better 11 occlusal success rate as the final overjet, overbite, TPI and AP canine discrepancy were significantly smaller compared to the four premolar extractions group22. This finding is in accordance with two follow up studies21, 23 , by Janson and coworkers who studied initial, final and post retention dental casts and cephalometric Xrays of two groups of Class II patients, one treated with extraction of two maxillary premolars and other with extraction of four premolars21. Using Little’s irregularity index, the TPI and cephalometric variables, the researchers concluded that both extraction protocols had similar longterm post-treatment stability 5 and even 9 years after active treatment. Similar are the findings reported from studies comparing correction of Class II malocclusion between nonextraction and maxillary premolar extraction groups. When Janson and his research group compared the dental models of 69 upper premolar extraction cases to those of 43 nonextraction cases using the peer assessment rating (PAR) index, they concluded that the occlusal success rate was greater for the extraction group24. The researchers attribute their findings to the diminished anchorage control requirements and patient compliance when two 12 maxillary premolars are extracted thus, resulting in better AP relationship. In fact, they support the claim that the suggested extraction pattern might be more efficient than the non-extraction protocol for patients with more severe anteroposterior molar relationships20. Even though there is some evidence that supports the stability of the maxillary premolar extraction protocol, there are not many studies in the literature about the soft tissue and dentoalveolar effects of this treatment modality. A project by Bokas and Collett attempted to shed some light on this question by studying the initial and final cephalograms of 35 Class II Division 1 patients with a mean age of 13.05 years, treated with extractions of two maxillary premolars25. According to their findings, there was a small but not clinically significant reduction in the upper lip protrusiveness, a decrease in the ANB angle by 1.42 degrees on average and a mean reduction of the overjet by 6.42mm. As a result, they concluded that upper premolar extractions do not result in a flattening of the facial profile and that other factors related to the lip morphology have a stronger correlation to the posttreatment lip position. 13 Another study by Janson and coworkers examined the soft tissue changes in Class II Division 1 cases treated non-extraction versus upper premolar extractions. A total of 44 patients were equally allocated in the two groups that were matched for age but exhibited a slight difference of 0.6mm in the initial amount of overjet26. According to the results, only one soft tissue variable- the lower lip protrusiveness- showed a significant post-treatment change, with the non-extraction group showing a moderately increased lower lip protuberance compared to the extraction group. Other than that, both groups showed similar posttreatment soft tissue effects. On the contrary, when Almeida-Pedrin and coworkers, compared the cephalograms of 82 Class II patients treated with extraction of upper premolars, the Pendulum appliance and the cervical headgear, they reported that the first group showed greater upper lip retrusion compared to the other two treatment modalities27. Apart from that, they found that other soft tissue variables, like the nasiolabial angle and the position of the lower lip had similar changes in all three groups, thus reaching the conclusion that the three different treatment approaches 14 were similar and did not significantly affect the facial profiles. To sum up, there is inconclusive data in the literature about the impact of the upper premolar extraction pattern. Nonetheless, there are certain benefits to the above mentioned extraction pattern that are hard to ignore such as: a) the retraction of the anterior upper teeth which can improve facial characteristic, b)the decreased biomechanical considerations due to the reduced anchorage requirements, c)the reduced lower incisor proclination as there is moderate need for Class II mechanics and d) the additional space provided on the posterior segments of the upper dentition that allows for the unhindered eruption of the upper second and third molars which otherwise, could be impacted28. Distalization Another alternative for the correction of a Class II malocclusion when there is mild to moderate arch length discrepancies and relatively good skeletal relationships, is the distal movement of the upper dentition that is highly effective (up to 90% successful ) in the late mixed dentition stage before the eruption of the maxillary second molars29. First, the maxillary first molar is moved 15 distally, followed by the second and first premolars respectively and finally the canines into an ideal Class I relationship. Even though, this treatment sequence might not seem to be biomechanically strenuous, it is actually challenging to maintain the distal position of the upper first molars while they serve as an anchorage unit for the retraction of the incisors30. This is why, molar overcorrection up to 2mm is often advocated as well as postponing the retraction of the other teeth for about 4-5 months29. There are many appliances that can be used in order to distalize the upper dentition, such as the conventional intra-arch palatally supported appliances (i.e. the Distal Jet, the pendulum, the frog, etc.)as well as magnets, NiTi coil springs, etc. All of these appliances do not require patient cooperation and ensure the application of continuous forces to the upper dentition. Even though this treatment modality has many benefits, it also comes with certain unwanted dental effects like an increase in the amount of overjet due to the anterior anchorage loss. In fact, it has been reported in the literature that the Class II correction is a result of the distal movement of the posterior teeth but also a result of 16 anterior anchorage loss and increase in the overjet31, which might negatively affect facial esthetics by increasing lip protrusiveness. Another study by Kaplan compared the initial and final cephalograms of 150 Class II Division 1 patients, treated with either a headgear, conventional Distal Jet or maxillary premolar extractions. According to the results, the maxillary incisors were more protruded and the upper and lower lip retruded the least in the Distal Jet group32. Another disadvantage of some distalizing appliances is the tipping rather than the bodily distal movement of the maxillary molars. A study by Gulati and coworkers evaluated the dental and skeletal effects of molar distalization using the Jones Jig appliance and they reported increased distal tipping and distopalatal rotation of the maxillary first molars. What is more, the appliance caused a statistically significant clockwise rotation of the mandibular plane angle because of the extrusion of the upper first molars. This finding, led the researchers to contraindicate the clinical application of the appliance for patients with high mandibular plane angle33. In an attempt to overcome some of these side effects of the conventional distalizing appliances and with the 17 increasing popularity and application of Temporary Anchorage Devices (TADs) in orthodontics, the TAD-supported distalizers were introduced in the daily practice. TADs in orthodontics Orthodontic anchorage and its importance have been understood for a long time, but it wasn’t until 1923 that it was defined as “the base against which orthodontic force or reaction of force is applied”34. Maintaining orthodontic anchorage can be crucial, especially in order to successfully treat Class II cases and that is why clinicians and researchers have been trying to come up with effective ways to do so, with skeletal anchorage being such an example. The concept of osseo-integration has been associated with Branemark, who realized that bone had a high affinity for titanium35. After this finding, it wasn’t long before the contemporary implants were designed and used in orthodontics as a means of maintaining anchorage, among other applications as well35, 36 . The first successful clinical application of skeletal anchorage devices in orthodontics was reported in 1983 by Creekmore and Eklund37, yet it took a long time before the contemporary devices 18 gained their current, widespread application in the daily practice. According to Cope’s definition of a temporary skeletal anchorage device (TAD), it is a device temporarily fixed to the bone so as to “enhance orthodontic anchorage either by supporting the teeth of the reactive unit or by obviating the need for the reactive unit altogether, and which is subsequently removed after use38. TADs are nowadays used to intrude or extrude teeth, to close spaces, to retract or distalize teeth and they increase treatment efficiency by eliminating patient compliance and anchorage stability. TAD-supported distalizers The effectiveness of orthodontic distalizing appliances reinforced with the temporary anchorage devices has been debated as there are controversial data in the literature. Several studies39-41 have indicated maxillary first molar distalization (from 3.9mm40 to 6mm39) and distal tipping (from 8.840 to 11.339 degrees) but no significant changes in overjet, overbite and mandibular plane angle. Another study by Kinzinger and coworkers compared the initial and final cephalograms and dental models of 10 Class II patients treated with a TAD-supported Distal Jet42. According to the findings even though the appliance did not 19 maintain stationary anchorage, it was effective in producing translatory distal movement of the maxillary molars. In the study by Polat-Ozsoy and others43, measurements of initial and final cephalograms of 22 Class II patients treated with a bone-anchored pendulum appliance (BAPA) were compared to those of 17 cases treated with the conventional pendulum (CPA). The researchers concluded that the mean distal movement of the upper molars was 4.8mm for the first group and 2.7mm for the second group. The BAPA group had increased distal molar tipping (9.3o) compared to the CPA group (5.3o). However, the first group showed upper incisor retraction whereas in the CPA group a statistically significant incisor proclination was noted. A systematic review of the literature by Fudalej and Antoszewska44 evaluating the final outcome of TAD-supported distalizers, reported reduced side effects compared to conventional distalizers. In effect, a greater amount of molar distalization was noted while the initial position of the maxillary incisors remained unchanged. The researchers attributed the increased distal movement to the greater pressure on the maxillary molars compared to the force 20 produced by the tooth borne appliances which is also distributed to the anterior teeth. TAD-supported Horseshoe Distal Jet The TAD-supported Horseshoe Distal Jet as modified by Dr. Bowman, is supported by skeletal anchorage only, without an acrylic palatal button. The temporary skeletal anchorage devices -usually 1.5-2 mm in diameter and 6-8 mm in lengthare placed in the palatal alveolus between the first molar and second premolar under local anesthesia. The TADs can be attached to hooks on the anterior part of the tracking wire with steel ligature wires (Figure 1.2). The appliance is cemented on the upper first molars and according to the activation protocol, the springs are activated a quarter turn each time and the patient is seen at a 4-week interval over a period of 4-5 months45. Once the distalization has been accomplished, the Horseshoe Jet is converted to a TADsupported holding arch for indirect anchorage during the retraction of the incisors. The goal of the TAD-supported Distal Jet is to reduce the anchorage loss and some of the unwanted effects of the conventional Distal Jet like the upper incisor flaring and the molar tipping, as indicated from other studies in the literature comparing various TAD-supported versus tooth 21 borne distalizing appliances. Nonetheless, there is conflicting evidence as well, thus it is difficult to arrive to a conclusion. Indeed, a study by Baumgartner46, superimposed the initial and final cephalometric X-rays of 54 patients in total treated with the conventional or the TAD-supported Distal Jet, both followed by traditional orthodontic fixed appliances. The findings of the study suggest that there was no significant difference in the overjet change and the upper incisor movement and angulation. Both appliances produced a similar amount of distal movement and tipping of the upper molars and had similar total treatment duration. The only significant difference was reported in the lower molar position as in the conventional appliance group, a mesial movement (mean 1.25mm) was observed whereas in the TAD-supported Distal Jet group the lower molars drifted distally (mean -0.52mm). These findings are in accordance with a study by Cozzani and others47, who compared the efficiency of molar distalization between two groups of 18 subjects treated with the conventional or the MI supported Distal Jet. This group of researchers confirmed that both appliances had similar treatment duration and similar molar distalization 22 effects. Apart from that, the results of the study showed that the maxillary first premolars distalized spontaneously in the MI supported Distal Jet group, while in the other group a slight mesial movement was noted. Statement of Thesis There are many studies in the literature evaluating the treatment effects of conventional distalizing appliances to upper premolars extractions while there are many others that compare mini-implant supported distalizers to their tooth borne equivalent appliance. However, to my knowledge, there are no studies directly assessing the treatment outcomes of Class II Division 1 patients treated with the mini-screw supported Distal Jet versus maxillary premolar extraction cases. The present study will therefore, directly compare the dentoalveolar and soft tissue effects of these two treatment options in an attempt to further contribute to the current knowledge regarding the two treatment modalities. 23 Figure 1.2: TAD-supported Horseshoe Distal Jet ( photo courtesy of Dr. S. Jay Bowman45) 24 References 1. Angle EH. Treatments of Malocclusion of the Teeth. 7th ed. Philadelphia: S.S. White Dent. Mf. Co.; 1907. 2. McNamara JA, Jr. Components of class II malocclusion in children 8-10 years of age. Angle Orthod. 1981;51:177-202. 3. Freitas MR, Santos MA, Freitas KM, Janson G, Freitas DS, Henriques JF. Cephalometric characterization of skeletal Class II, division 1 malocclusion in white Brazilian subjects. J Appl Oral Sci. 2005;13:198203. 4. Thilander B, Pena L, Infante C, Parada SS, de Mayorga C. Prevalence of malocclusion and orthodontic treatment need in children and adolescents in Bogota, Colombia. An epidemiological study related to different stages of dental development. Eur J Orthod. 2001;23:153-67. 5. Borzabadi-Farahani A, Borzabadi-Farahani A, Eslamipour F. Malocclusion and occlusal traits in an urban Iranian population. An epidemiological study of 11- to 14-year-old children. Eur J Orthod. 2009;31:477-84. 6. Gelgor IE, Karaman AI, Ercan E. Prevalence of malocclusion among adolescents in central anatolia. Eur J Dent. 2007;1:125-31. 7. Isiekwe MC. Malocclusion in Lagos, Nigeria. Dent Oral Epidemiol. 1983;11:59-62. Community 8. El-Mangoury NH, Mostafa YA. Epidemiologic panorama of dental occlusion. Angle Orthod. 1990;60:207-14. 9. Proffit WR FH, Sarver DM. Contemporary orthodontics. 5th ed. St.Louis,MO: Mosby Eslevier; 2012. 10. Massler M, Frankel JM. Prevalence of malocclusion in children aged 14 to 18 years. Am J Orthod. 1951;37:751-68. 11. Graber LW VR, Vig KWL. Orthodontics: Current principles and techniques. 5th ed. Philadelphia: Mosby Elsevier; 2012. 25 12. Pancherz H. The effects, limitations, and long-term dentofacial adaptations to treatment with the Herbst appliance. Semin Orthod. 1997;3:232-43. 13. Schaefer AT, McNamara JA, Jr., Franchi L, Baccetti T. A cephalometric comparison of treatment with the Twinblock and stainless steel crown Herbst appliances followed by fixed appliance therapy. Am J Orthod Dentofacial Orthop. 2004;126:7-15. 14. Firouz M, Zernik J, Nanda R. Dental and orthopedic effects of high-pull headgear in treatment of Class II, division 1 malocclusion. Am J Orthod Dentofacial Orthop. 1992;102:197-205. 15. Freitas MR, Lima DV, Freitas KM, Janson G, Henriques JF. Cephalometric evaluation of Class II malocclusion treatment with cervical headgear and mandibular fixed appliances. Eur J Orthod. 2008;30:477-82. 16. Cacciatore G, Alvetro L, Defraia E, Ghislanzoni LT, Franchi L. Active-treatment effects of the Forsus fatigue resistant device during comprehensive Class II correction in growing patients. Korean J Orthod. 2014;44:136-42. 17. Janson G, Sathler R, Fernandes TM, Branco NC, Freitas MR. Correction of Class II malocclusion with Class II elastics: a systematic review. Am J Orthod Dentofacial Orthop. 2013;143:383-92. 18. Cacciatore G, Ghislanzoni LT, Alvetro L, Giuntini V, Franchi L. Treatment and posttreatment effects induced by the Forsus appliance: A controlled clinical study. Angle Orthod. 2014;84:1010-7. 19. Stalpers MJ, Booij JW, Bronkhorst EM, Kuijpers-Jagtman AM, Katsaros C. Extraction of maxillary first permanent molars in patients with Class II Division 1 malocclusion. Am J Orthod Dentofacial Orthop. 2007;132:316-23. 20. Janson G, Graciano JT, Henriques JF, de Freitas MR, Pinzan A, Pinzan-Vercelino CR. Occlusal and cephalometric Class II Division 1 malocclusion severity in patients treated with and without extraction of 2 maxillary premolars. Am J Orthod Dentofacial Orthop. 2006;129:759-67. 26 21. Janson G, Leon-Salazar V, Leon-Salazar R, Janson M, de Freitas MR. Long-term stability of Class II malocclusion treated with 2- and 4-premolar extraction protocols. Am J Orthod Dentofacial Orthop. 2009;136:154.e1-10; discussion -5. 22. Janson G, Brambilla Ada C, Henriques JF, de Freitas MR, Neves LS. Class II treatment success rate in 2- and 4-premolar extraction protocols. Am J Orthod Dentofacial Orthop. 2004;125:472-9. 23. Janson G, Busato MC, Henriques JF, de Freitas MR, de Freitas LM. Alignment stability in Class II malocclusion treated with 2- and 4-premolar extraction protocols. Am J Orthod Dentofacial Orthop. 2006;130:189-95. 24. Janson G, Barros SE, de Freitas MR, Henriques JF, Pinzan A. Class II treatment efficiency in maxillary premolar extraction and nonextraction protocols. Am J Orthod Dentofacial Orthop. 2007;132:490-8. 25. Bokas J, Collett T. Effect of upper premolar extractions on the position of the upper lip. Orthod J. 2006;22:31-7. Aust 26. Janson G, Fuziy A, de Freitas MR, Castanha Henriques JF, de Almeida RR. Soft-tissue treatment changes in Class II Division 1 malocclusion with and without extraction of maxillary premolars. Am J Orthod Dentofacial Orthop. 2007;132:729.e1-8. 27. de Almeida-Pedrin RR, Henriques JF, de Almeida RR, de Almeida MR, McNamara JA, Jr. Effects of the pendulum appliance, cervical headgear, and 2 premolar extractions followed by fixed appliances in patients with Class II malocclusion. Am J Orthod Dentofacial Orthop. 2009;136:833-42. 28. S.P. K. The rationale of maxillary premolar rextraction only in Class II therapy. Am J Orthod Dentofacial Orthop. 1963;49:276-93. 29. Gianelly AA. Distal movement of the maxillary molars. Am J Orthod Dentofacial Orthop. 1998;114:66-72. 30. Bryk C, White LW. The geometry of Class II correction with extractions. J Clin Orthod. 2001;35:570-9. 27 31. Gianelly AA. A strategy for nonextraction Class II treatment. Semin Orthod. 1998;4:26-32. 32. Kaplan NL. Comparison of effects of the Distal Jet appliance, upper premolar extraciotn and headgear in patients with Class II malocclusion [unpublished Masters Degree Thesis]. Saint Louis,MO: SLU, C.A.D.E.; 2011. 33. Gulati S, Kharbanda OP, Parkash H. Dental and skeletal changes after intraoral molar distalization with sectional jig assembly. Am J Orthod Dentofacial Orthop. 1998;114:319-27. 34. Ottofy L. Standard Dental Dictionary. Chicago: Laird and Lee,Inc; 1923. 35. Wahl N. Orthodontics in 3 millennia. Chapter 15: Skeletal anchorage. Am J Orthod Dentofacial Orthop. 2008;134:707-10. 36. Roberts WE, Helm FR, Marshall KJ, Gongloff RK. Rigid endosseous implants for orthodontic and orthopedic anchorage. Angle Orthod. 1989;59:247-56. 37. Creekmore TD, Eklund MK. The possibility of skeletal anchorage. J Clin Orthod. 1983;17:266-9. 38. Cope JB. Temporary anchorage devices in orthodontics: A paradigm shift. Seminars in Orthodontics. 2005;11:3-9. 39. Escobar SA, Tellez PA, Moncada CA, Villegas CA, Latorre CM, Oberti G. Distalization of maxillary molars with the bone-supported pendulum: a clinical study. Am J Orthod Dentofacial Orthop. 2007;131:545-9. 40. Gelgor IE, Buyukyilmaz T, Karaman AI, Dolanmaz D, Kalayci A. Intraosseous screw-supported upper molar distalization. Angle Orthod. 2004;74:838-50. 41. Kircelli BH, Pektas ZO, Kircelli C. Maxillary molar distalization with a bone-anchored pendulum appliance. Angle Orthod. 2006;76:650-9. 28 42. Kinzinger GS, Gulden N, Yildizhan F, Diedrich PR. Efficiency of a skeletonized distal jet appliance supported by miniscrew anchorage for noncompliance maxillary molar distalization. Am J Orthod Dentofacial Orthop. 2009;136:578-86. 43. Polat-Ozsoy O, Kircelli BH, Arman-Ozcirpici A, Pektas ZO, Uckan S. Pendulum appliances with 2 anchorage designs: conventional anchorage vs bone anchorage. Am J Orthod Dentofacial Orthop. 2008;133:339.e9-.e17. 44. Fudalej P, Antoszewska J. Are orthodontic distalizers reinforced with the temporary skeletal anchorage devices effective? Am J Orthod Dentofacial Orthop. 2011;139:722-9. 45. Bowman SJ. Miniscrew implant molar distalization: Evolution of the horseshoe Jet In: Papadopoulos MA, editor. Skeletal Anchorage in Orthodontic Treatment of Class II Malocclusion: Contemporary Applications of Orthodontic Implants, Miniscrew Implants and Mini Plates: Mosby Inc; 2014. 46. Baumgartner KM. Evaluation of final effects of conventional versus implant supported distal jet followed by comprehensive orthodontic treatment. St.Louis,MO: Saint Louis University; 2012. 47. Cozzani M, Pasini M, Zallio F, Ritucci R, Mutinelli S, Mazzotta L, Giuca MR, Piras V. Comparison of maxillary molar distalization with an implantsupported distal jet and a traditional tooth-supported distal jet appliance. Int J Dent. 2014;2014:937059. 29 CHAPTER 2: JOURNAL ARTICLE Abstract Purpose: The purpose of this study is to investigate the soft tissue and dentoalveolar effects of the extraction of the two maxillary first premolars versus distalization with the Temporary Anchorage Device (TAD) supported Distal Jet. Materials and Methods: A sample of 60 age-matched subjects were selected with the following criteria: 1)Caucasians, 2)adolescents, 3) a diagnosis of at least a Class II subdivision, 4) no missing teeth, 5) ≤5mm of initial crowding for both upper and lower arch and, 6) good quality pre- and post-treatment cephalometric radiographs. The sample was divided into two groups: 31 cases that were treated with the extraction of two maxillary first premolars (U4s group) and 29 cases that were treated using the TAD-supported Distal Jet (DJ group). Pre-treatment and post-treatment cephalograms were analyzed as 4 angular and 12 linear measurements were calculated. Independent and paired t-tests were used to detect differences in mean changes as a result of treatment between and within the two groups respectively. Results: At T2, the upper first molars moved mesially (4.13±3.27mm) in the U4s group, while for the DJ group they moved distally (1.66±2.86mm). The final 30 position of the upper incisors was more protrusive for the DJ group with a greater U1-SN angle compared to the U4s group by 3.21mm and 11.53° respectively. The mean change of upper and lower lip position was not statistically significant between the two groups. Conclusion: The results of this study do not support choosing the extraction of two upper first bicuspids over distalizing the maxillary molars in the hope of achieving a different soft tissue response. However,the upper incisors were found to be more retracted and upright in the U4s group compared to the DJ group. 31 Introduction A Class II Division 1 malocclusion can negatively affect the perception of children and adolescents by their peers and adults, as they may be considered less attractive, less desirable as friends, less intelligent and more likely to have an aggressive behavior1. Apart from that, there is increased likelihood that those patients might experience speech and swallowing difficulties2 as well as dental trauma3. All things considered, it is not surprising that patients with Class II Division 1 malocclusion are met daily in orthodontic practices seeking treatment in order to improve their facial and dental appearance. As a result of the increased demand for orthodontic intervention, treating Class II patients has been a clinical challenge for many years in orthodontics, as there are many treatment options and many appliances to choose from. Overtime, different postulations have prevailed in regards to the treatment of Class II cases, thus affecting the decisions of the contemporary clinicians, which is why the need to compare and evaluate the various treatment modalities is so important. 32 The present study will compare the final outcome of two treatment options used for a Class II correction: 1) Extraction of maxillary first bicuspids and 2)the Temporary Anchorage Device (TAD) supported Distal Jet appliance both followed by fixed orthodontic appliances. More specifically, this study will compare the differencesif any-in the dentoalveolar and soft tissue effects of the two treatment modalities because even though, there are a few related studies4-8 in the literature, none of them is directly comparing the two treatment options, at least to the author’s knowledge. In terms of the effect of the extraction of two upper first bicuspids on the soft tissue and in particular the lip retraction, there is conflicting evidence in the literature. A study by Bokas & Colette9, which compared the pre- and post- treatment cephalograms of 35 patients treated with U4s extractions, found no flattening of the profile. Similarly, another study from Janson and coworkers10 compared the soft tissue effects of U4s extractions versus a non-extraction group in a total of 44 patients and found that the post treatment soft tissue effect was similar for the two groups with the exception of 33 the lower lip that was more protruded in the non-extraction group. However, in the 2009 study by de Almeida-Pedrin et al4, the investigators compared the post- to pre- treatment changes of upper first bicuspids extractions to a cervical headgear and a tooth-borne pendulum distalizer group in a total of 82 class II patients. According to the results, the skeletal effects were similar for all three treatment modalities at the end of the treatment but increased retrusion of the upper lip was noted for the U4s extraction group as well as increased incisors retraction compared to the other two groups. These findings were confirmed by Kaplan5,as in a total of 150 patients treated with either U4s extraction, a conventional distal jet or a headgear, the lip retraction was found to be greater for the U4s extraction group. In regards to the TAD-supported Distal Jet, there are limited studies in the literature, such as the one by Kinzinger et al11 where the pre- and post- treatment cephalograms and dental casts of 10 patients treated with the TAD-supported Distal Jet were analyzed and compared to the existing literature for various conventional distalizers. The study concluded that the TAD-supported 34 Distal Jet allowed for greater molar distalization compared to the equivalent tooth-borne appliances, which was also confirmed later by Cozzani and co-workers6 in a direct comparison of 18 patients treated with a TAD-supported Distal Jet to a control group treated with the conventional Distal Jet. These findings are in contrast to Baumgartner’s study7 that found similar molar distalization and tipping for both the conventional and the TAD-supported Distal Jet in a total of 54 patients, as well as no significant differences in the amount of overjet correction and incisor retraction between the two groups. Apparently there is controversial data with little to no mention at all of the soft tissue response in these studies, which is why the present study will contribute to the existing literature by directly comparing the above mentioned treatment modalities and evaluating their dentoalveolar as well as their soft tissue effects. 35 Material and Methods Sample The patients for the first group were selected from the private office of a single clinician and consisted of 29 patients treated with the TAD-supported Horseshoe Distal Jet (DJ group), which is illustrated in Figure 2.1. Contingent on the sample distribution and characteristics of the first group, 31 cases treated with two maxillary first premolar extractions were selected from the archiving records at Saint Louis University Center for Advanced Dental Education (U4s group). Eventually, the data for this retrospective clinical study were gathered from a total of 60 patients and the following inclusion criteria were established: 1.Caucasians, 2.adolescents, 3.a previous diagnosis of at least Class II subdivision, 4.no congenitally missing teeth, 5.≤5mm of initial crowding for both the upper and the lower arch and, 6.diagnostic quality pre (T1) and post (T2) treatment lateral cephalograms for each subject. The two groups were matched as closely as possible in terms of pre-treatment age, overjet (OJ) and ANB values, as shown in Table 2.1. 36 Table 2.1: Age/sex, initial overjet (OJ), ANB distribution of the study groups and treatment (Tx) duration Group Subjects T1-Mean age (Range) T1-Mean OJ (Range) T1-Mean ANB (Range) Tx duration TAD-supported Distal Jet N=29 F=15 M=14 13y2m ± 14m (10y9m - 16y5m) 3.7mm ± 1.3mm (1.8 - 6.3mm) 3.8° ± 1.8° (1° - 7.5°) 956 days U4s extractions N=31 F=16 M=15 13y1m ± 20m (9y6m - 16y6m) 5.2mm ± 1.5mm (2.7 - 9mm) 5.2° ± 1.7° (1.5° - 8°) 963 days In the first group, once a Class I molar relationship was achieved with the distalization , a conventional orthodontic treatment followed, with retraction mechanics for the maxillary anterior teeth where the TAD-supported Horseshoe Distal Jet was used as a TAD-supported anchorage system. Class II elastics were used when indicated. For the second group, after the extraction of the maxillary first bicuspids, reciprocal closure of the extraction space was followed by the retraction of the anterior teeth, supported by Class II elastics when needed. 37 Figure 2.1: TAD-supported Horseshoe Distal Jet ( photo courtesy of Dr. S. Jay Bowman12) Methodology Pre-treatment crowding was determined by visual analysis of the dental casts but in cases with mixed dentition or questionable amount of crowding, the TanakaJohnston formula or the Tooth Size Arch Length Discrepancy analysis was used respectively, in order to include or exclude the case in question. For each of the patients, pre-treatment (T1) and posttreatment (T2) cephalograms were hand traced on acetate paper by a single investigator and 11 hard and soft tissue 38 anatomical landmarks were located. Their definition can be seen in Table 1 of the Appendix and a diagram of their location is illustrated in Figure 2.2. Figure 2.2: Anatomical landmarks and reference planes. For the cephalometric measurements, two reference planes were constructed and used as an x-y coordinate grid. A horizontal line was created parallel to the sella-nasion line minus seven degrees (SN-7°), and a vertical line was created perpendicular to SN-7° passing through sella (Figure 2.1). 39 From the landmarks and reference planes, 4 angular (ANB,SN-MP,U1-SN,IMPA),6 linear horizontal and 6 linear vertical measurements were derived and processed as shown in Figures 2.3 and 2.4 respectively. For the mandibular plane (MP), a line starting from Me (Menton) and tangent to the posterior border of the mandible was constructed and used for the IMPA and the SN-MP angles. Figure 2.3 Horizontal linear measurements 40 Figure 2.4 Vertical linear measurements To correct for magnification differences between cephalograms, all linear measurements were converted to indices of the sella-nasion distance. The indices were calculated by multiplying the linear measurements of each subject by the individually calculated sella-nasion distance ratio from the T1 and T2 cephalograms of that same subject. 41 Statistical Analysis Descriptive data was obtained for all measurements and statistical analysis was done utilizing the Statistical Package for the Social Science (IBM SPSS, Version 20, Armonk, NY). Paired t-tests were used for each variable to evaluate differences between pre-treatment and posttreatment measurements within each group. Independent sample t-tests were used for each variable to detect differences in mean changes between the Distal Jet group and the upper first premolar extraction groups. A significance level of p <.05 was set to detect differences for all statistical analyses. Reliability Cronbach’s alpha was used to determine consistency of the measurements. Reliability is considered to be “adequate” when intra-class correlations were greater than or equal to 0.80. 10% of both samples (3 patients from each group) were randomly selected and re-measured to test for intraexaminer reliability. Cronbach’s alpha was calculated as 94% for all variables measured, thus indicating that the measured and repeated measurements were at an acceptable level of reliability for accuracy of measurements. 42 Results Pre-Treatment Measurements Independent sample t-tests were calculated for each variable to detect differences at the start of treatment between the premolar extraction and the Distal Jet group. The results showed a bigger initial ANB, IMPA and U1-SN angle as well as increased initial overjet by 1.49mm for the U4s group, which were all considered to be statistically significant. Furthermore, there were other statistically significant differences at T1 between the two groups, regarding the upper incisor position, that seemed to be more anteriorly displaced (66.85mm ±4.67mm) and relatively intruded (65.73mm ±5.22mm) in the U4s versus the U1Horizontal (64.26mm ±4.91mm)- t(58)=2.093,p=0.05U1-Vertical (68.06mm ±3.43mm)-t(58)=.142,p=0.05measurements of the DJ group. 43 and the Table 2.2 Pre-treatment measurements for both groups Pre-treatment Measurements U4s Group DJ Variables Mean SD Mean SD ANB(°) 5.18 1.78 3.78 1.83 0.004* SN-MP(°) 32.98 5.05 31.78 5.43 0.381 IMPA(°) 98.35 5.88 90.50 6.38 0.000* U1-SN(°) 101.75 7.57 93.29 7.03 0.000* (OJ) Overjet(mm) 5.18 3.69 3.69 1.3 0.000* Ls-Horizontal(mm) 79.84 4.53 78.91 6.28 0.510 Li-Horizontal(mm) 74.96 4.56 74.92 5.84 0.974 U1-Horizontal(mm) 66.85 4.67 64.26 4.91 0.041* L1-Horizontal(mm) 61.61 4.5 60.59 4.64 0.390 U6-Horizontal(mm) 39.92 4.23 39.55 4.64 0.750 L6-Horizontal(mm) 37.58 4.57 37.18 4.8 0.740 Ls-Vertical(mm) 57.57 4.69 59.21 3.58 0.131 Li-Vertical(mm) 70.21 5.93 70.03 3.89 0.888 U1-Vertical(mm) 65.73 5.27 68.06 3.43 0.049* L1-Vertical(mm) 62.03 5.28 63.05 3.81 0.398 U6-Vertical(mm) 58.57 4.29 59.97 3.33 0.165 L6-Vertical(mm) 62.46 4.35 64.21 3.23 0.084 *P<.05 44 Sig. Treatment Changes Descriptive data was obtained for the pre- and posttreatment changes within each group and paired t-tests were used for all the variables. For the extraction group, the post-treatment SN-MP and U1-SN angle as well as the horizontal linear position of both the upper and the lower lip, seemed to be unaffected. In contrast, all the other variables showed statistically significant changes from pre- to post-treatment values. For the TAD-supported Distal Jet group, the variables that remained unaffected from T1 to T2 were the SN-MP angle and the horizontal position of both lips and the upper incisors as well. All other variables showed statistically significant changes due to the treatment, including the U1-SN angle even though -for the U4s group-it was not affected. Details are given below in Tables 2.3 and 2.4, while the descriptive data for all variables at T1 and T2 in both groups can be found in Table A.2 and Table A.3 of the Appendix. 45 Table 2.3 Treatment changes for U4s extraction group T2-T1 Changes Variables Mean change SD Sig. -1.49 2.23 .001* SN-MP(°) .03 2.26 .937 IMPA(°) 3.23 5.66 .003* U1-SN(°) -2.63 8.01 .077 Ls-Horizontal(mm) .31 3.62 .633 Li-Horizontal(mm) .87 3.39 .166 U1-Horizontal(mm) -1.75 3.45 .008* L1-Horizontal(mm) 1.38 2.60 .006* U6-Horizontal(mm) 4.13 3.27 .000* L6-Horizontal(mm) 2.17 3.46 .002* Ls-Vertical(mm) 2.51 2.53 .000* Li-Vertical(mm) 2.61 3.95 .001* U1-Vertical(mm) 1.60 2.26 .000* L1-Vertical(mm) 4.17 3.16 .000* U6-Vertical(mm) 3.01 2.55 .000* L6-Vertical(mm) 2.80 2.92 .000* ANB(°) *P˂.05 46 Table 2.4 Treatment changes for the Distal Jet group T2-T1 Changes Variables Mean change SD Sig. ANB(°) -.92 1.51 .003* SN-MP(°) .91 2.59 .068 IMPA(°) 6.17 6.98 .000* U1-SN(°) 8.90 9.23 .000* Ls-Horizontal(mm) .19 3.90 .799 Li-Horizontal(mm) 1.27 4.20 .114 U1-Horizontal(mm) 1.46 4.09 .065 L1-Horizontal(mm) 2.69 3.53 .000* U6-Horizontal(mm) -1.66 2.86 .004* L6-Horizontal(mm) 2.51 3.37 .000* Ls-Vertical(mm) 1.88 2.36 .000* Li-Vertical(mm) 2.27 2.66 .000* U1-Vertical(mm) 2.03 2.63 .000* L1-Vertical(mm) 5.26 2.69 .000* U6-Vertical(mm) 1.87 2.00 .000* L6-Vertical(mm) 2.61 2.39 .000* *P˂.05 47 Independent sample t-tests were calculated for each variable to detect differences in mean treatment changes between the premolar extraction group and the Distal Jet group (Table 2.5). The results show that the group with the premolar extractions showed a statistically significant decrease in the U1-SN angle (-2.63°±8.01°) from T1 to T2 compared to the Distal Jet group where in fact the U1-SN angle increased from T1 to T2(8.90°±9.23),t(58)=-5.175,p=0.05. There was also a significant effect of the two different treatment modalities on the horizontal displacement of the upper incisors (U1-Horizontal), t(58)=-3.295,p=0.05. In fact, in the extraction group the final position of the upper incisors was retruded compared to their initial pre-treatment position (mean treatment change:-1.75±3.45mm) in contrast to the distal jet group where the incisors were anteriorly displaced at T2 (mean treatment change: 1.46±4.09mm). Another statistically significant difference between the treatment effects of the two groups, was the antero-posterior displacement of the upper first molars (U6-Horizontal), t(58)=7.281, p=0.05. In the U4s group the maxillary first molars moved mesially at the end of 48 the treatment (4.13±3.27mm) while in the Distal Jet group they moved distally (-1.66±2.86mm). 49 Table 2.5 Treatment changes between U4s and DJ group T2 to T1 Changes U4s Group T2-T1 Distal Jet Group T2-T1 Mean SD Change Variables Mean Change SD ANB(°) -1.48 2.23 -.91 SN-MP(°) .03 2.26 IMPA(°) 3.23 U1-SN(°) U4s-DJ Differences Mean Sig. 1.52 -.57 .256 -.88 .165 5.66 .91 2.59 T1-T2 6.17 6.98 -2.94 .077 -2.63 8.01 8.90 9.23 -11.53 .000* Ls-Horizontal(mm) .31 3.62 .19 3.90 .12 .896 Li-Horizontal(mm) .87 3.39 1.27 4.20 -.40 .680 U1-Horizontal(mm) -1.75 3.45 1.46 4.09 -3.21 .002* L1-Horizontal(mm) 1.39 2.60 2.68 3.53 -1.29 .109 U6-Horizontal(mm) 4.13 3.27 -1.66 2.86 5.79 .000* L6-Horizontal(mm) 2.17 3.46 2.51 3.37 -.34 .697 Ls-Vertical(mm) 2.52 2.53 1.88 2.36 .64 .316 Li-Vertical(mm) 2.60 3.95 2.27 2.66 .33 .700 U1-Vertical(mm) 1.61 2.26 2.03 2.63 -.42 .501 L1-Vertical(mm) 4.17 3.16 5.26 2.69 -1.09 .157 U6-Vertical(mm) 3.01 2.55 1.86 2.00 1.15 .059 L6-Vertical(mm) 2.80 2.92 2.61 2.39 .19 .780 *P˂0.05 50 Discussion There are limited previous studies in the literature comparing the treatment effects of the maxillary first bicuspid extractions to various distalizing methods4, 5, 8 with only a few of them including the tooth supported Distal Jet- and even fewer studies comparing the conventional to the TAD-supported Distal Jet with little or no focus on the soft tissue reaction6, 7. However, to the best of the author’s knowledge, there is no study in the literature directly comparing the treatment effects of the upper bicuspid extractions group to the TAD-supported Distal Jet. Another way that this study is different to the others and contributes to the existing literature is in the sample selection and methodology. Both groups included, were age matched and even though eliminating the growth factor from the equation -regarding its contribution to the treatment changes and especially the soft tissue- is practically impossible, it could be considered equal for both groups. Apart from that, the study focused on patients with the same ethnical background -Caucasians- to eliminate any ethnic differences related to soft and hard tissue characteristics and morphology13 and also both groups had 51 about the same amount of initial crowding. This is important in determining the final lip position, as there are some studies in the literature indicating a correlation between incisor retraction and post-treatment lip position14-16. Consequently, if the space created by either molar distalization or two premolar extractions was randomly used for both crowding alleviation and incisor retraction -without eliminating one of the two variablesit would affect the findings of the study. Finally, using the upper and lower lip horizontal distance from a stable reference plane instead of other profile planes, increases the validity of the study in evaluating the lip position17. Limitations It would be a preterition to interpret the results of the present study and compare them to the findings of similar existing publications, without acknowledging its limitations first. It should be mentioned that even though the subjects in the Distal Jet group were treated by the same clinician, that is not the case in the extraction group where the patients were treated by numerous clinicians over a span of 3 decades. Another limitation of the present study is the small sample size that decreases the power of the results as in 52 all studies where linear measurements -that have a bigger envelope of error- are included in the methodology. As a result of the small sample size, the present study did not differentiate between genders, so both males and females were included in the sample without taking into account gender related differences in soft tissue. Finally, lip morphology- especially lip strain and thickness-that also has an effect in the variability of lip retraction as mentioned in the literatute18-20, has not been taken into account in the present study. Results compared to the literature Due to the lack of identical studies in the existing literature, the findings of the present study will be compared to older ones that were following different protocols. Pre-treatment measurements of both groups were compared and it was found that the two first premolar extraction group had an increased initial ANB angle by 1.4° compared to the corresponding angle in the Distal Jet group and also an increased initial overjet by 1.49 mm compared to the Distal Jet group, both of which values were of statistically significant difference. Apart from that, the Distal Jet group appeared to have less proclined upper and 53 lower incisors before the beginning of the treatment compared to the other group. According to the results of the present study, the main differences between the two groups from T1 to T2 were evident in the horizontal position of the upper first molars and the upper incisors. In fact these results are consistent with Kaplan’s findings5 who also found a more mesial final position of the upper first molars for the U4s extraction group by 4.8mm compared to 4.13mm of mesial movement found in the present study, as expected due the movement of the upper first molars into the upper premolar extraction site. However, the present study found a distal movement (a mean of 1.66 mm) of the upper first molars of the TADsupported Distal Jet as well, in contrast to Kaplan’s findings where the Distal Jet group showed a net mesial movement of the upper molars of 0.3mm. The difference in these findings can easily be explained by the fact that in Kaplan’s study, a conventional Distal Jet was used so it could be assumed that during the incisor retraction phase of the treatment, most of the distalization of the upper molars was lost as a result of loss of anchorage. The amount of molar distalization in the TAD-supported Distal Jet group found in this study is smaller than the amount of distalization found in other studies evaluating 54 the effect of other types of TAD-supported distalizers, such as the Gelgor et al study21 that showed a mean of 3.9mm of molar distalization, when using a TAD-supported TPA and NiTi coils. Other studies in which the amount of distal molar movement was greater, was the one conducted by Escobar et al22-showing a mean of 6mm of molar distalization - or the study by Polat-Ozsoy23according to which the mean distalization was 4.8mm for the upper molars, when a TADsupported Pendulum was used for the test group. The discrepancy between the amount of distalization found in this study and the ones mentioned above could be attributed to the fact that different measurements and TAD-supported appliances were used. Besides that, the amount of distalization found in the previous studies was measured immediately post-distalization, while in the present study the results reflect the amount of movement after comprehensive treatment, a fact that might also explain the numeric differences. Another finding resulting from the present study was the increased retraction (-1.75±3.45mm) of the upper incisors which was noticed for the U4s group compared to the DJ group where in fact the upper incisor tip seemed to moved forward (1.46±4.09mm). This is in accordance with 55 Kaplan’s findings where the incisor retraction for the extraction group was -1.3±1.8mm compared to 0.5±2.1mm for the conventional Distal Jet group. These results also agree with Stalpers et al24, who measured a mean incisor retraction of -2.72±1.88mm at T2 as a result of the extraction of two upper first premolars. The greater amount of incisor retraction in the Stalpers study, could be explained by the fact that the initial mean overjet was greater (7.328±1.84mmmm) compared to the present study (5.18±3.69mm) for the U4s group which implies the necessity for different anchorage considerations. In terms of the U1-SN angle, the present study’s results found that in the U4s group the upper incisors were more retroclined from T2-T1 (U1-SN:-2.63° ± 8°) compared to the DJ group which is different from Kaplan’s study, where in fact no statistically significant difference was noted between the extraction and the conventional Distal Jet group. This is also what Almeida-Pedrin at al4 found in their comparison of the effects of U4s extraction to the conventional pendulum appliance. A plausible explanation for the conflicting results about the U1-SN angle between the present study and the existing ones, could be the fact that different appliances and protocols were used, as well 56 as the fact that the patients in the U4s group of the present study were treated by multiple clinicians, hence it would be safe to assume that different and inconsistent torque control skills and techniques were applied to each case. In terms of the amount of lip retraction, the present study found no significant difference between the two groups. These findings are in contrast to the two above mentioned studies by Kaplan and Almeida-Pedrin et al, who both found less retrusion of the upper lip to the E-plane for the group with the conventional distalizing appliance. This could be explained by the fact that in both studies at T1, the upper incisors were proclined more in the distalizing group and with the existing evidence in the literature connecting the upper incisor inclination with the lip position24, 25 , the assumption is evident. Besides that, both of those studies used the E plane as a reference in order to evaluate the final lip position, thus allowing for growth effects to influence the measurements given the augmentation of the chin and the elongation of the nose. 57 Conclusions 1. Choosing to use a TAD-supported Distal Jet instead of extracting two first maxillary premolars in the hope of achieving a different soft tissue response is not supported by the results of this study. 2. More upper incisor retraction can be expected when two first maxillary premolars are extracted compared to using a TAD-supported Distal Jet for a Class II Division 1 correction. 3. More upright upper incisors are a result of the extraction of the two upper premolars while no such effect was noticed in the TAD-supported Distal Jet treatment. 58 References 1. Shaw WC. The influence of children's dentofacial appearance on their social attractiveness as judged by peers and lay adults. Am J Orthod. 1981;79:399-415. 2. Rothstein T, Yoon-Tarlie C. Dental and facial skeletal characteristics and growth of males and females with class II, division 1 malocclusion between the ages of 10 and 14 (revisited)-part I: characteristics of size, form, and position. Am J Orthod Dentofacial Orthop. 2000;117:320-32. 3. Hunter ML, Hunter B, Kingdon A, Addy M, Dummer PM, Shaw WC. Traumatic injury to maxillary incisor teeth in a group of South Wales school children. Endod Dent Traumatol. 1990;6:260-4. 4. de Almeida-Pedrin RR, Henriques JF, de Almeida RR, de Almeida MR, McNamara JA, Jr. Effects of the pendulum appliance, cervical headgear, and 2 premolar extractions followed by fixed appliances in patients with Class II malocclusion. Am J Orthod Dentofacial Orthop. 2009;136:833-42. 5. Kaplan NL. Comparison of effects of the Distal Jet appliance, upper premolar extraciotn and headgear in patients with Class II malocclusion [unpublished Masters Degree Thesis]. Saint Louis,MO: SLU, C.A.D.E.; 2011. 6. Cozzani M, Pasini M, Zallio F, Ritucci R, Mutinelli S, Mazzotta L, Giuca MR, Piras V. Comparison of maxillary molar distalization with an implantsupported distal jet and a traditional tooth-supported distal jet appliance. Int J Dent. 2014;2014:937059. 7. Baumgartner KM. Evaluation of final effects of conventional versus implant supported distal jet followed by comprehensive orthodontic treatment. St.Louis,MO: Saint Louis University; 2012. 8. Pinzan-Vercelino CR, Janson G, Pinzan A, de Almeida RR, de Freitas MR, de Freitas KM. Comparative efficiency of Class II malocclusion treatment with the pendulum appliance or two maxillary premolar extractions and edgewise appliances [corrected]. Eur J Orthod. 2009;31:333-40. 59 9. Bokas J, Collett T. Effect of upper premolar extractions on the position of the upper lip. Orthod J. 2006;22:31-7. Aust 10. Janson G, Fuziy A, de Freitas MR, Castanha Henriques JF, de Almeida RR. Soft-tissue treatment changes in Class II Division 1 malocclusion with and without extraction of maxillary premolars. Am J Orthod Dentofacial Orthop. 2007;132:729.e1-8. 11. Kinzinger GS, Gulden N, Yildizhan F, Diedrich PR. Efficiency of a skeletonized distal jet appliance supported by miniscrew anchorage for noncompliance maxillary molar distalization. Am J Orthod Dentofacial Orthop. 2009;136:578-86. 12. Bowman SJ. Miniscrew implant molar distalization: Evolution of the horseshoe Jet In: Papadopoulos MA, editor. Skeletal Anchorage in Orthodontic Treatment of Class II Malocclusion: Contemporary Applications of Orthodontic Implants, Miniscrew Implants and Mini Plates: Mosby Inc; 2014. 13. Brock RA, 2nd, Taylor RW, Buschang PH, Behrents RG. Ethnic differences in upper lip response to incisor retraction. Am J Orthod Dentofacial Orthop. 2005;127:683-91; quiz 755. 14. Waldman BH. Change in lip contour with maxillary incisor retraction. Angle Orthod. 1982;52:129-34. 15. Garner LD. Soft-tissue changes concurrent with orthodontic tooth movement. Am J Orthod. 1974;66:367-77. 16. Kasai K. Soft tissue adaptability to hard tissues in facial profiles. Am J Orthod Dentofacial Orthop. 1998;113:674-84. 17. Buschang PH, Fretty K, Campbell PM. Can commonly used profile planes be used to evaluate changes in lower lip position? Angle Orthod. 2011;81:557-63. 18. Oliver BM. The influence of lip thickness and strain on upper lip response to incisor retraction. Am J Orthod. 1982;82:141-9. 60 19. Burstone CJ. Lip posture and its significance in treatment planning. Am J Orthod. 1967;53:262-84. 20. Talass MF, Talass L, Baker RC. Soft-tissue profile changes resulting from retraction of maxillary incisors. Am J Orthod Dentofacial Orthop. 1987;91:385-94. 21. Gelgor IE, Buyukyilmaz T, Karaman AI, Dolanmaz D, Kalayci A. Intraosseous screw-supported upper molar distalization. Angle Orthod. 2004;74:838-50. 22. Escobar SA, Tellez PA, Moncada CA, Villegas CA, Latorre CM, Oberti G. Distalization of maxillary molars with the bone-supported pendulum: a clinical study. Am J Orthod Dentofacial Orthop. 2007;131:545-9. 23. Polat-Ozsoy O, Kircelli BH, Arman-Ozcirpici A, Pektas ZO, Uckan S. Pendulum appliances with 2 anchorage designs: conventional anchorage vs bone anchorage. Am J Orthod Dentofacial Orthop. 2008;133:339.e9-.e17. 24. Stalpers MJ, Booij JW, Bronkhorst EM, Kuijpers-Jagtman AM, Katsaros C. Extraction of maxillary first permanent molars in patients with Class II Division 1 malocclusion. Am J Orthod Dentofacial Orthop. 2007;132:316-23. 25. Scott Conley R, Jernigan C. Soft tissue changes after upper premolar extraction in Class II camouflage therapy. Angle Orthod. 2006;76:59-65. 61 Appendix Table A.1 Landmarks and Definitions Landmarks Definitions S (Sella) The center of the pituitary fossa N (Nasion) The most anterior point of the frontonasal suture The most inferior midline point on the symphyseal outline of the mandible Me (Menton) A (A point) B (B point) Ls (Labrale superioris) Li (Labrale inferioris) The most posterior point of the maxilla in the concavity between the anterior nasal spine and prosthion The most posterior point of the mandible in the concavity between infradentale and pogonion The most prominent point on the upper lip The most prominent point of the lower lip U1 (Maxillary Incisor Tip) The incisal tip of the maxillary central incisor L1(Mandibular Incisor Tip) The incisal tip of the mandibular central incisor U6 (Upper molar) The mesial contact point of the maxillary first molar The mesial contact point of the mandibular first molar L6 (lower molar) 62 Table A.2 Descriptive statistics for U4s group T1 T2 Variables Mean SD Mean SD ANB(°) 5.18 1.78 3.69 2.10 SN-MP(°) 32.97 5.05 33.00 5.64 IMPA(°) 98.35 5.88 101.58 5.87 U1-SN(°) 101.74 7.57 99.11 6.28 Ls-Horizontal(mm) 79.84 4.53 80.15 5.99 Li-Horizontal(mm) 74.96 4.56 75.83 5.82 U1-Horizontal(mm) 66.85 4.67 65.10 5.22 L1-Horizontal(mm) 61.61 4.50 62.99 5.04 U6-Horizontal(mm) 39.92 4.23 44.05 5.27 L6-Horizontal(mm) 37.58 4.57 39.75 4.96 Ls-Vertical(mm) 57.56 4.69 60.07 4.63 Li-Vertical(mm) 70.21 5.93 72.82 5.53 U1-Vertical(mm) 65.73 5.27 67.33 4.76 L1-Vertical(mm) 62.03 5.28 66.20 4.63 U6-Vertical(mm) 58.57 4.29 61.58 4.02 L6-Vertical(mm) 62.46 4.35 65.26 3.93 63 Table A.3 Descriptive statistics for the DJ group T1 Variables ANB(°) Mean 3.78 T2 SD Mean SD 1.83 2.86 2.27 SN-MP(°) 31.78 5.43 32.69 6.32 IMPA(°) 90.5 6.38 96.67 5.59 U1-SN(°) 93.29 7.04 102.19 5.85 78.9 6.28 79.09 6.76 74.92 5.84 76.19 6.26 U1-Horizontal(mm) 64.26 4.91 65.72 5.62 L1-Horizontal(mm) 60.59 4.64 63.28 5.39 U6-Horizontal(mm) 39.55 4.64 37.89 4.80 L6-Horizontal(mm) 37.18 4.80 39.69 5.08 59.21 3.58 61.09 4.68 70.03 3.89 72.30 4.61 68.06 3.43 70.09 4.00 L1-Vertical(mm) 63.05 3.81 68.31 4.02 U6-Vertical(mm) 59.97 3.33 61.84 3.48 L6-Vertical(mm) 64.21 3.23 66.82 3.71 Ls-Horizontal(mm) Li-Horizontal(mm) Ls-Vertical(mm) Li-Vertical(mm) U1-Vertical(mm) 64 Vita Auctoris Evmorfia Fotakidou was born on August 24th, 1984 in Serres, Greece to Iordanis Fotakidis and Evaggelia Polyzoidou. She graduated from the 3rd High School of Serres in 2002. After high school, she started dental school at the Aristotle University while at the same time she received her training at the Corps Officers Military School in Thessaloniki. In 2008, she graduated with a Doctor of Dental Medicine degree as a second lieutenant in the Greek Army. In June 2012, she began the 36-month orthodontic residency program in Saint Louis University. She expects to receive her Master of Science in Dentistry degree in July 2015. 65