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Safeguarding Patients from Medical Errors Dawn Berndt, MS, RN, CRNI Clinical Nurse Specialist – Infusion University of Wisconsin Hospital and Clinics Madison, Wisconsin Dallas, TX • November 2–4, 2012 Objectives • Explore the causality of medical errors • List the types of errors • Methods the infusion nurse can use in limiting errors Dallas, TX • November 2–4, 2012 Medical Error Statistics The Institute of Medicine reports: • Medical Errors – 98,000 Americans die every year from a preventable medical error. – Cost of medical errors is about $29 billion annually. • Medication errors (most common medical error) – 1.5 million people harmed annually – 7000 deaths annually – Cost more than $3.5 billion annually (hospitals) Dallas, TX • November 2–4, 2012 Costly Frequent Medical Errors Type of Medical Error 1. Pressure ulcers 2. Postoperative infections 3. Mechanical complication of a device, implant or graft 4. Postlaminectomy syndrome 5. Hemorrhage complicating a procedure 6. Infection following infusion, injection, transfusion, vaccination 7. Pneumothorax 8. Infection due to central venous catheter 9. Other complications of internal prosthetic device, implant and graft 10. Ventral hernia without mention of obstruction or gangrene Number Cost per of Errors Error Total Cost 374,964 $10,288 $3.858 billion 252,695 $14,548 $3.676 billion 60,380 $18,771 $1.133 billion 113,823 $9,863 $1.123 billion 78,216 $12,272 $960 million 8,855 $78,083 $691 million 25,559 $24,132 $617 million 7,062 $83,365 $589 million 26,783 $17,23 $462 million 53,810 $8,178 $440 million Definitions Medical Error (Reference MD): Errors or mistakes committed by health professionals which result in harm to the patient. They include errors in diagnosis, errors in the administration of drugs and other medications. Medical Error (IOM): The failure of a planned action to be completed as intended or… the use of a wrong plan to achieve an aim. Dallas, TX • November 2–4, 2012 Definitions Medication Error (National Coordinating Council for Medication Error Reporting and Prevention) : “Any preventable event that may cause or lead to inappropriate medication use or patient harm while the medication is in the control of the health care professional, patient, or consumer….” Dallas, TX • November 2–4, 2012 Types of Errors • Active Errors occur at the point of contact between a human and some aspect of a larger system. • Sometimes referred to as the “sharp end” where practitioners are in direct contact with the critical safety processes. – Example: Programming an infusion pump incorrectly. Dallas, TX • November 2–4, 2012 Types of Errors • Latent Errors refer to less obvious failures of an organization or system that contribute to the occurrence of errors. • Sometimes referred to as the “blunt end” referring to the multiple layers of safety management that affect the person at the sharp end. – Example: the organization has 10 types of pumps Dallas, TX • November 2–4, 2012 Where Medication Errors Occur • 39% Ordering Process • 12% Transcription • 11% Pharmacy preparation • 38% Administration Sharp end of the stick Dallas, TX • November 2–4, 2012 Why Do Errors Occur? The Institute of Medicine states: “… the problem in medical errors is not bad people in health care—it is that good people are working in bad systems that need to be made safer.” Dallas, TX • November 2–4, 2012 Dallas, TX • November 2–4, 2012 Why Do Errors Occur ? The Joint Commission's Annual Report on Quality and Safety 2007 identified these points: • Inadequate communication between healthcare providers, or between providers and the patient and family members • Inadequate assessment of the patient's condition • Poor leadership • Poor training Dallas, TX • November 2–4, 2012 Human Factors that Contribute to Errors • • • • • • Fatigue Time pressures Unfamiliar with care setting Unfamiliar with technology Diverse patient populations Patient to nurse staffing ratios Dallas, TX • November 2–4, 2012 System Designs that Contribute to Errors • Poor organizational communication practices • Relying on automated systems to prevent errors • No system to share error information limits ability to analyze causes and plan improvement strategies • Poor environmental designs • Wrong assumptions - action is being taken by someone else within the institution Dallas, TX • November 2–4, 2012 Normalization of Deviance Quote from Culture of Safety (Duke University Medical Center): “System flaws set up good people to fail. 80% of errors are system induced. People often find ways of getting around processes which seem to be unnecessary or which impede the workflow. This is known as normalization of deviance. Dallas, TX • November 2–4, 2012 Normalization of Deviance • Myth: Major harm-causing errors are the result of a single individual making one very wrong choice. • Truth: Major harm-causing errors involve: 1. Multiple people 2. Committing seemingly innocuous mistakes 3. These mistakes breech organizational safety systems or fail-safe mechanisms 4. Eventually result in a serious event Dallas, TX • November 2–4, 2012 Normalization of Deviance • Example: Discouraging Drug Diversion in NICU – RN must enter password to remove medication from ADC – Second RN was required to enter password for wasting remainder of medication – RNs resent having to bother one another – RNs shared passwords to bypass system Dallas, TX • November 2–4, 2012 Why Do Errors Occur ? Why do intelligent, conscientious and methodical professionals fail to see what should be obvious? Dallas, TX • November 2–4, 2012 Why Do Errors Occur ? Inattentional Blindness • Also known as perceptual blindness is the failure to see an object because our attention is not focused on it. • The phenomenon is due to how our minds see and process information. • Recent evidence shows that it is much more pervasive than previously understood and that it is one of the major causes of accidents and human error. Dallas, TX • November 2–4, 2012 Why Do Errors Occur? • All persons are inattentionally blind to most things … all of the time … every day. • An individual performing a task just fails to see what should have been plainly visible. Afterwards, the person cannot explain why he/she did not see it. • Often, the individual making the error is likely to be considered negligent. Dallas, TX • November 2–4, 2012 Why Do Errors Occur ? • “Inattentional blindness: What captures your attention?” – Conspicuity – Mental workload and task interference – Expectation – Capacity Dallas, TX • November 2–4, 2012 Effects of Interruptions on Medical Errors Interruption/distraction: An interruption is an event initiated by another person(s) or something else such as a call light or pager as well as instances when a RN interrupts himself/herself. Dallas, TX • November 2–4, 2012 Effects of Interruptions on Medical Errors • Multitasking is defined as being involved in two or more overlapping tasks at one time. • A break in task is when the RN stops what he/she is doing for more than 10 seconds. Dallas, TX • November 2–4, 2012 Effects of Interruptions on Medical Errors A growing body of evidence suggests that interruptions to nurses’ work may be a significant cause for medication errors. • When individuals are interrupted, information is lost. • Multitasking creates a higher memory load. Both predispose individuals to make errors. Dallas, TX • November 2–4, 2012 Effects of Interruptions on Medical Errors • Interruptions negatively affect an individual’s working memory, which is limited in its capacity and transient in nature. – When interrupted, individuals lose their train of thought. – Once lost, individuals may not regain the thought process. Dallas, TX • November 2–4, 2012 Effects of Interruptions on Medical Errors Dallas, TX • November 2–4, 2012 Culture of Interruption Are you “connected” when you shouldn’t be? Dallas, TX • November 2–4, 2012 Aviation Industry Prohibits Interruptions • Other high-risk industries have clearly identified the significance of work interruptions and their potential contribution to human errors. • Sterile cockpit • In 1981, the Federal Aviation Administration (FAA) addressed this issue by making policies that prohibited interruptive interactions or behavior during “high threat” times such as taxi, takeoff or landing. • Healthcare has not enacted similar policies. Dallas, TX • November 2–4, 2012 Case Study • • • • Sentinel event July 6, 2006 440 bed hospital Madison, Wisconsin Dallas, TX • November 2–4, 2012 Case Study • Very experienced nurse working in labor and delivery • The nurse was fatigued • Worked for two consecutive eight-hour shifts the day before • Slept in the hospital before coming on duty the following morning • Had another patient with probable delivery of a nonviable fetus • New patient - 16 y/o who arrived 3 hours late for induction Dallas, TX • November 2–4, 2012 Case Study • Patient appeared very anxious, asking many questions • Nurse was trying to answer the patient’s questions and calm her fears while prepping her for delivery • Spent 2 hours with patient and family exploring family dynamics • Admission was completed, but bar-coded ID band was not placed on the patient Dallas, TX • November 2–4, 2012 Case Study • Patient indicated the desire to have epidural pain management during labor • 1130: membranes were ruptured by physician – discussed use of epidural • Nurse left room to obtain fluid, pitocin, delivery kit medications and epidural medication • When walking back to the patient’s room, another RN handed her a bag of penicillin for the patient’s strep infection Dallas, TX • November 2–4, 2012 Case Study • The patient’s boyfriend (baby’s father) arrived; there was tension between him and the patient’s mother • To help diffuse tension, the nurse decided to show an educational video as soon as she started the patient’s IV and penicillin dose • The nurse programmed the infusion pump and started an intravenous infusion Dallas, TX • November 2–4, 2012 Case Study • The RN did not scan the medication because she planned to scan it and document after starting the video • Within minutes, the patient exhibited seizure-like activity, respiratory distress, then cardiac collapse • The RN stopped the infusion suspecting a reaction to penicillin • Providers attempted resuscitation; patient did not respond Dallas, TX • November 2–4, 2012 Case Study • The patient was moved to OR • Healthy infant was delivered by emergency C-section • Resuscitating work continued for 80 minutes • Eventually providers noticed that the epidural medication was infused intravenously instead of the antibiotic Dallas, TX • November 2–4, 2012 Root Cause Analysis 1. At the time of the event, nurses were responsible for retrieving epidural medications from the ADC. – The nature of care provided to patients in labor makes it difficult for nurses to leave the patient for medications or supplies. – Accordingly, anticipated supplies, including medications, were often brought into patients’ rooms ahead of time. Dallas, TX • November 2–4, 2012 Root Cause Analysis 2. It was difficult to determine, if, before this event, nurses at the hospital believed that bringing an epidural medication to the patient’s room before it was prescribed or needed posed a serious risk. – Anesthesia staff at the hospital had a history of expressing dissatisfaction with patients’ state of readiness for the epidural. – This dissatisfaction had put pressure on nurses to ensure that the patient was ready for an epidural before anesthesia staff arrived. Dallas, TX • November 2–4, 2012 Root Cause Analysis 3. Historically, identification bands arrived on the labor and delivery unit several hours after admission. – It was difficult for nurses to leave the room to pick up the bracelet. – It became normal that there was no systematic application of identification bands on the unit, demonstrating the phenomenon of “normalization of deviance.” Dallas, TX • November 2–4, 2012 Root Cause Analysis 4. The POC bar-coding system was recently implemented. – The unit-wide compliance for utilizing the new system was only 50%. – Obstetrical unit staff had suboptimal training – the RN involved had minimal experience with using the system because of vacation during the first week of implementation. – The new system had work-flow and scanning problems that caused some RNs to bypass the POC bar-coding system. Dallas, TX • November 2–4, 2012 Active Causes – The epidural medication was brought into the patient’s room before it was needed or prescribed. – The nurse picked up the wrong medication (epidural), failed to read the label fully, and prepared the medication for IV infusion instead of the intended drug (IV penicillin). – The nurse didn’t place an ID band on the patient, which was required to utilize the barcoding system to match, the prescribed drug therapy with the selected/drug. – The nurse failed to use the bar-code system before drug administration. Dallas, TX • November 2–4, 2012 Case Study – RN’s Outcome The nurse was charged criminally by the Department of Justice for an unintentional medication error. Dallas, TX • November 2–4, 2012 Case Study – RN Outcome • The ability to work as a nurse was suspended for a period of 9 months • After suspension, license was limited • Must work no more than 12 hours in any 24 hour period; no more than 60 hours in any 7 consecutive days Dallas, TX • November 2–4, 2012 Case Study – RN Outcome • Must complete an approved educational program or programs, which total 54 hours (equivalent to 3 academic credits), and which address the roles of individuals and systems in preventing medication and health care errors. • Must give 3 presentations to nursing community. • Pay to the Department of Regulation and Licensing costs of this proceeding in the amount of $2,500 pursuant to Wis. Stat. § 440.22(2). Dallas, TX • November 2–4, 2012 Case Study Aftermath • • Wisconsin Nurses Association Two bills were introduced to the Wisconsin State Legislature in January – SS-SB1 & SS-AB1 ─ Omnibus in nature ─ Focused on tort reform ─ One included language for decriminalization for unintentional medical errors ─ Amended State Statute 940.295(3) which provides exemption for criminal liability for health care providers acting with in the scope of practice ; acting in good faith, but causes harm to a patient. Dallas, TX • November 2–4, 2012 Decriminalization of Unintentional Medical Error • The bill modifies the state's criminal code to avoid the criminalization of unintentional human error that may occur in the medical setting. • The change was made to assure that unintentional medical errors will be a matter for civil, not criminal, courts. Dallas, TX • November 2–4, 2012 How are errors prevented? And What can infusion nurses do? Dallas, TX • November 2–4, 2012 Preventing Medical Errors Organizationally • Follow the Joint Commission’s National Patient Safety Goals – Identify patients correctly – Improve staff communication – Use medicines safely – Prevent infection – Check patient medicines – Identify patient safety risks Dallas, TX • November 2–4, 2012 Preventing Medical Errors Organizationally • Utilize organizational systems for voluntary error reporting – Learn from errors – Learn from good catches – Discover trends – Track problems with equipment or processes Dallas, TX • November 2–4, 2012 Preventing Medical Errors Organizationally • Key Components of an Effective Event Reporting System (Agency for Healthcare Research and Quality): – Institution must have a supportive environment for event reporting that protects the privacy of staff who report occurrences. – Reports should be received from a broad range of personnel. – Summaries of reported events must be disseminated in a timely fashion. – A structured mechanism must be in place for reviewing reports and developing action plans. Dallas, TX • November 2–4, 2012 How do Infusion Nurses Prevent Medical Errors? • Five medication rights (or more) • Safe patient hand-offs • Double checking – second nurse verification • Technology – scan barcodes, safety software for infusion pumps • Medication reconciliation Dallas, TX • November 2–4, 2012 How do Infusion Nurses Prevent Medical Errors? Own our attitudes and behaviors related to: – Policies – Shortcuts or work-arounds – Preceptors influence – Accountability Dallas, TX • November 2–4, 2012 How do Infusion Nurses Prevent Medical Errors? • Work toward change – Change the interruption-laden culture of your health care organization. – Plan environmental design improvements for work spaces to facilitate no-interruption zones in medication preparation areas. – Make policies regarding the use of personal electronic devices. Dallas, TX • November 2–4, 2012 Dallas, TX • November 2–4, 2012 Online Safety Resources • http://www.kaiseredu.org/IssueModules/Reducing-Medical-Errors/KeyOrganizations.aspx • Agency for Healthcare Research and Quality • Institute for Healthcare Improvement • Joint Commission on the Accreditation of Healthcare Organizations • Leapfrog Group • http://www.ismp.org/ Dallas, TX • November 2–4, 2012 References • • • • • • • • • • Agency for Health Research and Quality, (2001). At http://www.psnet.ahrq.gov/primer.aspx?primerID=13 Aspden, P., Wolcott, J., Bootman, L., Cronewett, L.R. (2007). Preventing medication errors: Quality chasm series. Washington, DC: National Academies Press. Banja, J. (2010). The normalization of deviance in healthcare delivery. Business Horizons, 53, 139-148. Dennik-Champion, G.(2011). Decriminalization for unintentional medical errors passes. Nursing Matters Feb 2011. Dekker, S. (2001). The field guide to human error. Cranfield University Press. Available at: http://leonardo-in-flight.nl/PDF/FieldGuide%20to%20Human%20Error.PDF Gawande, A. (2010). The checklist manifesto: How to get things right. Metropolitan Books; New York. Green M. “Inattentional blindness” and conspicuity. Visual Expert 2004 (www.visualexpert.com/Resources/inattentionalblindness.html). Hohenhaus, S.M. & Powell, S.M. (2008). Distractions and Interruptions: Development of a Healthcare Sterile Cockpit. Newborn & Infant Nursing Reviews 8(2)108-110 Institute of Medicine. Preventing Medication Errors. Washington, DC: National Academy Press: 2007. ISMP September 24, 2009 Volume 14 Issue 19 Dallas, TX • November 2–4, 2012 References • • • • • • • • • Kalish,B.J. (2010). Interruptions and Multitasking in Nursing Care. TJC Journal on Quality and Patient Safety. 36(3)126-132. Kliger, J. "Giving Medication Administration the Respect it is due: Comment on: "Association of Interruptions with an Increased Risk and Severity of Medication Administration Errors"." Archives of Internal Medicine 170.8 (2010): 690-2. Laxmisan, A., Hakimzada, F., Sayan, O. R., Green, R. A., Zhang, J., & Patel, V. L. (2007). The multitasking clinician: Decision-making and cognitive demand during and after team handoffs in emergency care. International Journal of Medical Informatics, 76(11-12), 801-811. doi:10.1016/j.ijmedinf.2006.09.019 Milliman, Inc. (2008) on behalf of the Society of Actuaries (SOA) Nebeker JR, Barach P, Samore MH. Clarifying Adverse Drug Events: A Clinician’s Guide to Terminology, Documentation, and Reporting. Ann Intern Med. 2004; 140:795-801. Reason J. (2000). Human error: models and management. BMJ. 320(7237):768-70, 2000 Mar 18. The Joint Commission's Annual Report on Quality and Safety (2007). TJC (2010). Shaping systems for better behavioral choices: Lessons learned from a fatal medication error. TJC Journal on Quality and Patient Safety. 36 (4) 152-163. United States Government Printing Office. Federal aviation regulation [FAR 14CFR121.542] [Electronic version, via GPO access]. Available at: http://a257.g.akamaitech.net/7/57/2422/14mar20010800/edocket.access.gpo.gov/cfr_2003/14cfr Dallas, TX • November 2–4, 2012 121.542.htm