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Graduate Module # 10 TRAUMA, POST-TRAUMATIC STRESS DISORDER AND ABUSE This module will examine the effects of physical, sexual and emotional abuse and neglect on the development of children and adolescents and the mechanisms they utilize to manage, control and eradicate the trauma and its effects from their lives. This module will also address the trauma of environmental violence such as war and do Graduate Module # 10 TRAUMA, POST-TRAUMATIC STRESS DISORDER AND ABUSE This module will examine the effects of physical, sexual and emotional abuse and neglect on the development of children and adolescents and the mechanisms they utilize to manage, control and eradicate the trauma and its effects from their lives. This module will also address the trauma of environmental violence such as war and domestic and neighbourhood violence. Attention will be given to understanding post-traumatic stress disorder (PTSD). Trauma, Post-Traumatic Stress Disorder and Abuse 1 of 66 Learning Objectives 1. Review the current literature and research about child physical, emotional and sexual abuse and its relation to the concept of trauma. 2. Critically examine the power of neglect and its connection to the maltreatment of children and trauma. 3. Investigate environmental violence and its traumatic effect upon children as victims of war, witnesses of domestic violence and affected by neighbourhood violence. 4. Examine post-traumatic stress disorder in children and adolescents - the theories about how it is developed and diagnosed and the many ways it is manifested (internalizing and externalizing behaviours). 5. Understand the connection between common behaviour and emotional problems and trauma and abuse. 6. Develop abilities to create plans and strategies for treatment of children and adolescents. 7. Understand connections between trauma, abuse, depression and suicide, selfmutilation and aggressive or acting out behaviour Key Terms and Concepts: Child Maltreatment History Definition of Child Maltreatment Theories about Impact Maltreatment in Canada Forms of Maltreatment Developmental Impact of Maltreatment Environmental Violence and Trauma Violent Neighbourhoods and Communities Children of War Sequalae of Abuse and Trauma Stress and Distress Post-Traumatic Stress Disorder Developmental Effects of PTSD Issues in Assessment Issues in Treatment 2 of 66 Trauma, Post-Traumatic Stress Disorder and Abuse Content Notes Introduction Child Maltreatment History Defining Child Maltreatment Etiology of Child Maltreatment Developmental Context The Immediate Context The Broader Context Theories About the Impact of Maltreatment and Trauma Childhood Trauma Model Developmental Psychopathology Incidence of Maltreatment in Canada Family Context Forms of Maltreatment Neglect Physical Abuse Sexual Abuse Emotional Abuse Developmental Impact of Child Maltreatment Environmental Violence and Trauma Violent Neighborhoods and Communities Children of War Understanding the Range of Emotional and Behavioral Responses to Trauma and Abuse and the Differential Manifestations in Children and Adolescents Sequalae of Abuse and Trauma Issues in Assessment Assessment Considerations Parent/Child Relationship Safety of the Child Issues in Treatment Common Goals of Therapy Assigned Readings Review Questions References Appendix I - Forms of Maltreatment Appendix II - Symptoms Associated with Child Maltreatment Appendix III - Symptoms of PTSD typical of young children Symptoms of PTSD typical of school-aged children Symptoms of PTSD typical of pre-adolescents and adolescents Appendix IV - Factors that support children Families can provide further protection Appendix V – Range of Child Characteristics Associated with Physical Abuse, Neglect, and Sexual Abuse Appendix VI - Internalization Model Trauma, Post-Traumatic Stress Disorder and Abuse 3 of 66 Introduction Every year, many children experience some form of traumatic occurrence, such as: Child maltreatment including physical and/or sexual abuse; Living in an environment of domestic violence; Experiencing natural disasters, car accidents; or Exposure to community violence. By the time a child reaches the age of 18, the probability that he or she will have been touched directly by interpersonal or community violence is about 25% (Perry, 2001). Trauma in children increases the risk for a variety of social, mental health and physical problems. Child Maltreatment History Concern about children’s welfare in Canada began with looking at marginalized families with so-called deprived children. The issue of improving the living conditions for these children led to the establishment of the first Children’s Aid Society in Toronto in 1891. Two years later, legislation was developed in Ontario to prevent cruelty to and provide better protection for children. The emerging notion of harm to children reflected a changing society. Arousal of public and professional concern about child abuse dates back to 1962 with the publication of a seminal article, The Battered-Child Syndrome (Kempe, Silverman, Steele, Broegemueller & Silver, 1962). Up to this point, all child maltreatment was considered single phenomena related to child neglect. Concern focused primarily on inadequate care of children and child neglect remains the largest single category of reported child maltreatment. Identification of child abuse, as distinct from child neglect, focused initially on the most visible and shocking physical abuse cases. Many parental actions, that today are considered abusive, were widely accepted and used by previous generations of parents and others. For instance, using a belt or strap to punish misbehavior was a common practice used not only by parents but also by teachers. The extent of sexual misuse and exploitation of children has only been recognized since the mid-1970s. Prior to this time, sexual abuse was assumed to occur rarely, to be of no consequence to the child victim, to be a child’s fantasy, or to be provoked by the child. Today, much media attention is given to publicly exposing child sexual abuse. Today, child abuse is recognized as existing along a continuum of possible parental responses to children ranging from appropriate to harsh and exploitative. A result is a lack of consensus about what constitutes dangerous or unacceptable child rearing practices. For example, debate continues about the relative merits of spanking. It should also be noted that definitions vary on the basis of differences in legal mandates, professional practices as well as social and cultural values (Trocme, MacLaurin, Falon, Daciuk, Billingsley, Touring, Mayer, Wright, Barter, Bulford, Hornick, Sullivan, & McKenzie, 2001). Over the past two decades, the mental health issues for child victims of physical abuse, neglect, sexual abuse and witnessing domestic violence have received much clinical and research attention. There is now a substantial body of research literature affirming the increased risk of various mental health problems and factors that mitigate these risks (Saunders, Berliner & Hansen, 2001). 4 of 66 Trauma, Post-Traumatic Stress Disorder and Abuse Defining Child Maltreatment The term, child maltreatment, has been used to refer to all forms of child abuse. Wolfe (1998) says, Child maltreatment is broadly defined as physical or mental injury, sexual abuse or exploitation, negligent treatment or maltreatment of a child under 18 years of age by a person who is responsible for the child’s welfare. The behavior must be avoidable and non-accidental (p. 108). Child abuse was initially believed to be extremely deviant acts committed by disturbed individuals. Much greater attention has been paid to acute, dramatic and observable acts than to those that are more insidious, persistent and common. It is now widely recognized that the various forms of abuse often overlap and rarely occur in isolation from each other. Psychological abuse is implicated in all types of abuse and is a critical issue in considering negative outcomes (Weekly & Wolfe, 1996). Etiology of Child Maltreatment Child maltreatment is widely recognized to be multiply determined by a variety of factors ranging from life-course history to immediate-situational to historical evolutionary. A balance of stressors and supports or risk and protective factors can prevent child maltreatment. Likewise, an imbalance of stressors and risk factors and increase the probability of child maltreatment occurring. Belsky (1993) suggests it is useful to consider a variety of contexts of maltreatment including the: Developmental Context Parent factors such as: Childhood histories of abusive and neglectful parents Personality and psychological characteristics such as agreeableness, aggression or depression Psychological resources such as attributional style or affective orientation Child Factors Age with younger children more at risk Physical health Behaviour The Immediate Context Parenting and Parent: Child Interaction Responsiveness to child Affective quality of interactions Negative or aversive behaviours Disciplinary practices The Broader Context Social support and isolation Cultural factors Evolutionary context of child maltreatment Social factors such as poverty There is agreement that the clinical profiles of abused children show them to exhibit developmental deficiencies and adjustment problems. There is little evidence, however, to suggest specific physical or emotional maltreatment leads to particular developmental outcomes. There is now a well-established Trauma, Post-Traumatic Stress Disorder and Abuse 5 of 66 consensus that there is also no single risk factor or cause of child abuse but rather a combination of factors that can both increase the risk of harm and mitigate harm through protective mechanisms (Wolfe, 1998). There has been considerable work looking at the risk factors for child maltreatment. The four best predictors of child maltreatment have been found to be: Family revenue below the poverty line Mother sole financial provider Mother’s first pregnancy occurs before the age of 21 Four or more children in the family (Sullivan, 2000). Maltreatment can have a major disrupting and complex influence on the child’s on-going development. It is important to note that most child maltreatment goes unreported. Pearce and Perrot-Pearce (1997) conclude that physical abuse is reported to authorities in one out of seven instances and only 2% of intrafamilial and 6% of extra-familial sexual abuse is reported. There are also interesting differences reported in rates of child maltreatment between the United States and Canada. Rates are reported to be as much as two times higher in the United States. Higher rates of poverty and fewer social supports may account for this difference (Pearce & Perrot-Pearce, 1997; Wolfe, 1998). Theories About the Impact of Maltreatment and Trauma Understanding the impact of abuse and trauma on children is a complex undertaking. The following two theories are useful in understanding current thinking about impact. Childhood Trauma Model This model would suggest that two psychological mechanisms account for the way traumatic experience can result in long term threat, demand or responses that continue well after the original stress. Firstly, traumatic episodes become associated with particular stimuli and lead to conditioned maladaptive or atypical reactions. Conditioning may be important as repetitive acute episodes occur on an irregular basis and elicit stress reactions in an unpredictable and chaotic way. Over time, such conditioning becomes resistant to extinction because of its unpredictability and intensity. Secondly, post-traumatic stress symptoms resulting from trauma can overwhelm the child’s coping abilities and become part of their response to day-to-day issues. Hyper responsiveness then becomes part of the individuals’ functioning, leaving them vulnerable to wide ranging adjustment disorders (Wekerle & Wolfe, 1996). Developmental Psychopathology This model considers child maltreatment in the context of the parent-child relationship. Normal development occurs as a series of inter-related physical, biological and psychological competencies. Maltreatment can interfere with important developmental milestones and a child’s failure to develop competency at one stage of development will lead to greater probability of failure at subsequent stages. When there are prominent disturbances in the parent/child system, the child is at greater risk for subsequent failure in developmental areas such as attachment, emotional functioning, peer and social relationships. Children who experience a family context that fails to provide appropriate developmental opportunities and contains disruptive events will have development affected in both subtle and powerful ways. In order to understand the effects of child maltreatment on development, the child must be seen in the larger context of the family and environment in which they exist. An ecological model is one method for explaining this complexity. It is also important to remember there are not inevitable negative 6 of 66 Trauma, Post-Traumatic Stress Disorder and Abuse consequences of maltreatment; rather, there are multiple pathways to adaptive or maladaptive developmental outcomes. A history of maltreatment alone, while a risk factor, does not determine outcome (Wekerle & Wolfe, 1996). Some children are also more vulnerable to trauma than others. The impact of the trauma is likely to be greatest when the child or adolescent has already been a victim of child abuse or other form of trauma or who already had some form of mental health problem. In addition, children without family support are more likely to experience poor outcomes (NIMH, 2001). A variety of child and family factors may mediate the long-term effects of maltreatment. Child factors that could contribute to resiliency include age or stage of development and temperament. Family factors may include previous positive attachment experiences, positive response to the child and ability to protect child from further maltreatment. Community response to maltreatment and support to the family in addressing the issue can also help to mitigate the impact and improve the trajectory for adaptive responses. Incidence of Maltreatment in Canada In 2001, the first Canadian study examining the incidence of reported child maltreatment was completed (Trocme et al., 2001). This study included careful definitions of maltreatment and examined instances where Canadian Child Welfare Services were involved in investigating reports of child abuse. See Appendix I – Forms of Maltreatment. BROOKE: CAN YOU PUT A LINK OR SOMETHING HERE The overall number of investigated cases were 135,573, or 21.52/1000 children in Canada. Of that number, 61,201 investigations, maltreatment was confirmed or 9.71/1000 children. In addition, in 29,668 investigations, maltreatment remained a suspicion for the child welfare worker at the conclusion of the investigation, while the remaining 44,704 were cases that were not substantiated. This is a conservative estimate of the incidence of reported child maltreatment in Canada, as the study did not capture those cases that were not detected, not reported to child welfare, reported to police only, or those cases that were screened out prior to investigation. Regarding the percentages that are used, that does indeed examine the primary forms, however, we also determined the overlap between categories. 40% of substantiated investigations involved neglect including failure to care and provide or supervise and protect. Within this group, failure to provide medical treatment, permitting maladaptive or criminal behavior, abandonment or educational neglect was included. 31% of substantiated investigations involved physical abuse. Physical abuse was defined as the child suffering, or at risk of suffering from, physical harm by shaken baby syndrome, inappropriate punishment or other forms of physical abuse such as Munchasen by proxy. In 3% of these cases, the abuse was significant enough to require medical treatment. 11% of substantiated investigations involved sexual abuse including oral, vaginal or anal sexual activity, attempted sexual activity, sexual fondling or touching, exposure of genitals, voyeurism, involvement in prostitution or pornography and sexual harassment. 19% of substantiated investigations involved emotional injury including emotional abuse such as overtly hostile or punitive treatment or extreme threatening or belittling, emotional neglect including inadequate nurturing or affection. Also included in this area was inadequate nutrition and exposure to family violence (Trocme et al., 2001). Trauma, Post-Traumatic Stress Disorder and Abuse 7 of 66 Single and Multiple Categories of Maltreatment in Child Maltreatment Investigations by Level of Substantiation in Canada in 1998* Level of Substantiation** Number Substantiated Suspected Unsubstantiated Row Total Single Categories Physical abuse only Sexual abuse only Neglect only Emotional Maltreatment Subtotal: Single Category Multiple Categories Physical and sexual Physical and neglect Physical and emotional Sexual and neglect Sexual and emotional Neglect and emotional Physical, sexual & neglect Physical, sexual & emotional Physical, neglect, emotional Sexual, neglect & emotional Subtotal: Multiple Categories 29,114 11,393 42,680 20,381 103,568 22% 8% 31% 15% 76% 32% 39% 39% 53% 40% 21% 20% 21% 28% 22% 47% 41% 40% 19% 38% 100% 100% 100% 100% 100% 480 5,017 9,067 2,323 924 10,973 -259 2,723 162 135,573 0% 4% 7% 2% 1% 8% 0% 0% 2% 0% 100% 29% 49% 54% 62% 51% 65% --64% -45% 35% 16% 31% 12% 36% 22% --23% -22% 36% 35% 15% 26% 13% 13% --13% -33% 100% 100% 100% 100% 100% 100% --100% -100% Row Percentage * Weighted estimates are based on a sample of 7,672 child investigations with information about single and multiple categories of maltreatment. ** Substantiation varies by level of aggregation. Family Context In considering findings related to family characteristics for 93% of investigations, the perpetrator was either a parent or relative. It was found that 39% involved situations that had been going on for more than 6 months while 17% had been on going for less that six months and 23% involved single incidents. Clearly, child abuse and neglect occur within a family context largely and usually over significant periods of time. Wolfe (1998) suggests child maltreatment is a relational disorder that reflects problems of fit between the parent, child and environment. Wekerle and Wolfe (1996) contend child maltreatment denotes parenting failure, a failure to protect a child from harm and failure to provide positive aspects of a relationship that can foster healthy development. Common developmental issues shared by all forms of maltreatment are: 8 of 66 Trauma, Post-Traumatic Stress Disorder and Abuse Maltreatment occurs in a relational context that potentially provides significant emotional weight to an abuse experience Maltreatment commonly includes violence that can create a situation of trauma for the child. Given that children are most often maltreated in early infancy or childhood and maltreatment is often accompanied by instability, disruption or isolation for the family, maltreated children have to adapt in major ways to unpredictable and violent experiences. This interaction is understood to be very complex. The impact of abuse on a child’s development was assumed to be invariably negative and disruptive, but there is increasing recognition of the complexity of predicting outcomes. Whether maltreatment experiences are extreme or powerful enough to outweigh other significant events and variables is a critical issue. The secondary events that follow maltreatment have also begun to receive attention in the literature. This refers to events such as child welfare involvement, criminal proceedings, and maternal responses to disclosure and family breakdown. Not only what has happened but also how it has been responded to are important factors in predicting long-term adjustment. The family disruption, social and school change that can result from the initial event can further traumatize the child. Disclosure of abuse creates other events that may place new demands on the child and give rise to a chronic, stress-filled situation that makes recovery from the trauma even more difficult. Forms of Maltreatment Neglect Neglect is typically the largest category of reported child welfare investigations and was initially the least studied. A very strong connection between neglect and poverty is noted. Some studies suggest that outcomes for neglected children are the most negative of all types of child maltreatment. This form of child abuse is often the most chronic and gets the least outside intervention. It may also be the most lethal as over 50% of child deaths are estimated to be caused by neglect (Pearce & Pezzot-Pearce, 1997). There tend to be few visible signs as neglect often consists of frequent and repeated deficits of caregiving for a lengthy period prior to intervention. Part of the chronicity is related to the societal belief that neglect does not result in serious consequences, that it is inappropriate to judge poor parents and solutions are limited by larger social problems including poverty (Sullivan, 2000). There are many forms of neglect with potentially different outcomes. Consistent, however, is a chronic pattern of a lack of responsiveness to the child. The following categories have been used to define neglect in the recent Canadian incidence study: Failure to supervise and protect leading to physical harm or sexual abuse Physical neglect Medical neglect Failure to provide treatment for mental or emotional or developmental problems Permitting maladaptive/criminal behavior Abandonment/refusal of custody Educational neglect (Trocme et al., 2001) Neglect often leads to other forms of abuse, as children are not protected from further harm such as sexual predators. Young children and infants are particularly at risk related to physical neglect given that the brain does not reach full maturity until the age of two years. The physical development of the brain can be affected by poor nutrition and/or under stimulating environments with resulting cognitive and expressive language delays. This is a sensitive and critical period of development for children with life long Trauma, Post-Traumatic Stress Disorder and Abuse 9 of 66 consequences for the individual’s ability to regulate thought, emotions and behavior. There are additional cognitive and behavioral consequences of neglect such as undisciplined activity or extreme passivity. In addition, these children tend to be less flexible, persistent or enthusiastic. Physical Abuse Physical abuse can include shaken baby syndrome, inappropriate discipline and other forms of maltreatment that result in the following: Bruises/cuts/scrapes visible for at least 48 hours Burns and scalds visible for at least 48 hours Broken bones (i.e., fractured) Head trauma requiring medical attention Other health considerations such as untreated asthma or sexually transmitted disease Death Physical abuse investigations in which harm was reported most often involved bruises, cuts, and scrapes (88% of harm situations). Cases involving more severe injuries were indicated less often and these included broken bones (3%), burns and scalds (2%), and head trauma (5%). Physical abuse can take many forms and can involve both minor and major injury to the child. Children who are physically abused may present with a wide variety of injuries and developmental progress is often impaired across several dimensions. The most notable signs of physical abuse appear to be heightened aggression as well as resistant and avoidant behaviors towards others. Compulsive compliance may also be seen. Physically abused children typically present with the most evident behavior problems. These children are exposed to a family climate of domination and abuse of power where the child is powerless to change the situation or abuse. In addition, delays in academic development that are not accounted for by specific learning disabilities are evident. Arousal related to fear and anger is also present as the child’s fight or flight mechanism is activated (Perry, 2001). The pervasive threat of abuse and the child’s subsequent coping mechanisms can interrupt development in ways that can continue into adulthood. For example, about 30% of victims of physical abuse are estimated to be adult perpetrators of antisocial or abusive behavior. Delays in social-cognitive development related to problems in moral reasoning and empathy for others are present. Physically abused children are also impaired in the process of acquiring social knowledge and tend to replicate the strong behavioral tendencies of their own abusive parents. These children take responsibility for parental punishment, believing that punishment is a response to bad behavior. At the same time, physical punishment is perceived to reflect the parents’ mean character. This may lay a foundation for further difficulties as a bias toward inferring negative or hostile intent is created and sets up later difficulties with social interaction. Sexual Abuse Definition: Sexual abuse could be defined as including completed or attempted sexual activity, touching or fondling of genitals, adult exposure to genitals, sexual exploitation in prostitution or pornography, sexual harassment or voyeurism. Some form of emotional harm was noted in almost half of the substantiated cases of sexual abuse and harm was significant enough in 38% to result in a need for treatment. Child sexual abuse, in contract to other forms of maltreatment, was committed much less often by the child’s primary caregiver. Rarely, 10 of 66 Trauma, Post-Traumatic Stress Disorder and Abuse however, was child sexual abuse committed by a stronger (2%). Other relatives (44%) and known nonrelatives (29%) were perpetrators. While all forms of abuse represent an abuse of power by an adult over a child, sexual abuse and its impact on developing sexuality represents a particular challenge for the child. In general, sexually abused children tend to be more socially competent than physically abused or neglected children as a group. One third of sexually abused children show no symptoms. The other two thirds show significant recovery within the first 12 to 18 months but many have delayed emergence of symptoms. Sexualized behaviors are unique to child victims of sexual abuse. In addition, clinical impressions of aggression, depression, withdrawal and anxiety are common. There tends to be more trauma-related emotional and behavior problems resulting from sexual abuse than the cognitive and developmental delays commonly found in children who have been physically abused and/or neglected. Sexual abuse brings increased risk for depression, alcohol and drug abuse, sexual dysfunction, personality disorders and eating disorders. There is no classic pattern for victims of sexual abuse given diverse characteristics in the nature of the abuse (intra versus extra-familial, number of perpetrators, type of abuse, duration, level of coercion and violence). A range of common symptoms and adjustment disorders have been identified among victims of sexual abuse, such as acute physical symptoms (i.e., headaches), psychological symptoms (i.e., fears), behavioral symptoms (i.e., aggression), and, in adolescence, acting out behaviors (i.e., delinquency, drug use or promiscuity). Sexualized behaviors including persistent sexualized behavior with other children, age-inappropriate knowledge of sexuality, and/or seductive or promiscuous behavior may be noted (Wekerle & Wolfe, 1996). Emotional Abuse Emotional maltreatment does not typically involve a specific incident or visible injury. Effects of emotional maltreatment tend to be apparent over time. Emotional maltreatment has been defined as: Emotional abuse Overly hostile Punitive treatment or habitual or extreme verbal abuse (threatening, belittling) Non-organic failure to thrive Emotional neglect (i.e., inadequate nuturance/affection) Exposure to family violence Emotional maltreatment was identified as either the primary or secondary category of maltreatment for approximately 23,000 children or 37% of all substantiated maltreatment in Canada in 1998. Of this number, child exposed to family violence was the form of emotional maltreatment identified most frequently, followed by emotional abuse and then emotional neglect. The child’s personal power or sense of self-efficacy is diminished as the child is raised in a climate where there is a current of disrespect and devaluation. A damaged sense of self-esteem, self-concept and social competency follow (Wekerle & Wolfe, 1996). See summary, Appendix II. In recent years, researchers have included witnessing domestic violence in the category of emotional abuse (Trocme et al., 2001). Domestic violence most often occurs in the home - the environment that children tend to associate with their physical and emotional safety. Additionally, the aggressor and the victim are the persons with whom the child is most likely to identify and to whom the child would want to Trauma, Post-Traumatic Stress Disorder and Abuse 11 of 66 turn for support. It can be concluded on the basis of these parameters that witnessing violence between one’s parents can be a particularly insidious form of abuse. When considering the effects of witnessing violence on children, it must be understood that there is a high correlation (between 40% and 75%) between domestic violence and other forms of abuse (Margolin, 1998). This means that not only are children vulnerable to the development of psychological, social, physiological and behavioral problems associated with witnessing domestic violence but also highly likely to be targets of abuse themselves. Children in these families may also be vulnerable to a variety of secondary mental health risks such as separation of children from a parent due to divorce, incarceration of a parent, and school and home relocation. Witnessing violence has been associated with emotional, behavioural, and learning problems in children, with children’s susceptibility affected by their developmental level, the chronicity of exposure, physical closeness to the incident, and emotional closeness to the victim. The effects of witnessing domestic violence tend not to be short-lived or limited to the time of exposure to these events. In fact, children’s fundamental notions of the quality and safety of marital and family relationships may be profoundly influenced by their exposure to marital conflict and violence. Children in these circumstances can have little sense of predictability and warmth within their family, tend to worry, be chronically aroused, and feel threatened and emotionally distressed. There is evidence that children’s general patterns of behavioral, emotional, cognitive, social and physical functioning can be affected in relation to their family, school and community (Cummings, 1998). Developmental Impact of Child Maltreatment Pearce and Pezzot-Pearce (1997) suggest the effects of child maltreatment and trauma can be categorized into two major types (these are not mutually exclusive): Localized Effects Those effects specific to the trauma experience but without major developmental ramifications. Effects are usually short-term and primarily affect behavior associated with the victimization experience. These can be acute and distressing, for instance, nightmares or flashbacks. Developmental Effects: Deep and generalized impact that results when a victimization experience and related trauma interfere with developmental tasks or the course of normal development. Areas that can be affected include attachment, behavioral and emotional self-regulation, development of self, cognitive and academic functioning and peer relations. Studies of child abuse and trauma suggest several domains of child functioning that can be affected by child maltreatment. Attachment Abuse and neglect are recognized as having a profound impact on the child’s ability to form secure attachments. Wolfe (1998) asserts that a failure to provide nurturing, sensitive and supportive caregiving results in the breakdown of a secure parent/child attachment and creates a core disturbance in the child’s ability to form future healthy relationships. The child’s lack of confidence in the parent as an available and responsive provider sets up an adaptive response that leads the child to avoid the parent while under stress in order to reduce the likelihood of rejection and angry interchanges. This, then, increases the child’s tendency to isolate themselves, to respond defensively under a range of circumstances and to respond with anger and aversion to the distress of others (Wekerle & Wolfe, 1996). In addition, lowered 12 of 66 Trauma, Post-Traumatic Stress Disorder and Abuse self-esteem and/or a negative or “bad” sense of identity can develop. Conceptualizations of the self as alternately ‘good’ and ‘bad’ can occur as splitting or dissociation. Attachment theory suggests an internal working model can develop where negative conceptualizations of the self reflect a child’s experience and shape the way a child perceives events, forecasts the future and constructs plans. Abuse internalizations can, therefore, become a predominant part of the child’s working model. See Appendix VI for Internalization Model. One consistent finding in the literature is that there are few differences in the impact of the various forms of maltreatment on children but that there is generally a strong connection between maltreatment and insecure attachment. There are current controversies about identifying attachment problems in children given the very negative or even hopeless perceptions this labeling can create for children (Saunders, Berliner & Hanson, 2001). Insecure attachment may become evident in the socio-emotional behavior of these children in that they may have problems understanding the emotions of others, may respond to distress in others with fear or anger, and experience an elevated risk of suicidal ideation and depression. Neglected children, in particular, have difficulty learning strategies for engaging adults and independently exploring their environments. Physical Development Physical abuse and neglect can lead to child fatalities, neurological impairment and minor and major physical injuries. Perry (2001) found that children can experience a physical arousal state that originates from a necessary ‘fight or flight’ response to danger. If traumatic events are ongoing, this state of physical and emotional arousal can become chronic leaving the child vulnerable to persisting hyper-arousal related symptoms and related disorders (e.g., PTSD, ADHD, conduct disorder). This activation can cause hypervigilance, increased muscle tone, a focus on threat related cues, anxiety and impulsively which can be adaptive during an episode but maladaptive if this response persists (Perry, 2001). It is common to see signs of physical regression among children who have been maltreated. For example, children who had been potty-trained may develop toileting difficulties, or children who had learned skills at school may suddenly develop problems completing their work. Other physical signs may develop such as sleeping problems or eating problems. There may be an increase in psychosomatic complaints such as stomachaches or headaches. Sexual abuse can also alter physical functioning as urinary tract infections, elevated risk for sexually transmitted diseases and pregnancies are common. In addition, sexuality is shaped in developmentally inappropriate and interpersonally dysfunctional ways. Distorted views about the body and sexuality generate risk for eating disorders and other mental health conditions. Cognitive Development One explanation for the differences in impact on children is the way in which harsh treatment is cognitively processed and understood. The child’s coping mechanisms become challenged by the rationales given by caregivers for the abuse, for instance, that it is discipline, love or a secret. The child must create some form of defensive structure that allows them to cope with the incongruities of these messages. Social cognition as it relates to the child’s inferences about the thoughts, feelings and intentions of others is affected as they are unable to integrate their experience with what they are told or with what they feel about their experiences. One of the more direct consequences of being abused or witnessing violence may be the attitudes a child develops concerning the use of violence and conflict resolution. Children may come to believe that violence is a reasonable method by which to conduct relationships or that excessive passivity is required in order to keep relationships safe (Edelson, 1997). Physical abuse, neglect and sexual abuse are all linked to cognitive impairment. Expressive language delays and lower academic achievement are noted along with greater immaturity, poor reasoning skills and a sense of inadequacy among both boys and girls. In this area, the potential impact of impoverished Trauma, Post-Traumatic Stress Disorder and Abuse 13 of 66 environments is noted. These findings suggest global cognitive delays and language deficits which may relate to avoidance patterns in the home, poor care giving, limited stimulation, dissociation or distractibility and as well as greater school avoidance such as more absences. Discontinuity in education related to frequent moves, school transfers and suspensions are also a factor in outcome (Wekerle & Wolfe, 1996). Conceptions of Self The maltreated child must create a defensive structure for coping that can include cognitive vigilance or reality mediating strategies such as dissociation. Cognitive distortions and disruptions of a success based orientation result from maltreatment. Strong explanatory links between maltreatment and the child’s subsequent social behavior include misdirected inferences about the thoughts, feelings and intentions of others. In addition, the child’s internal attributions of self-blame are linked to greater maladjustment. For physically abused children, delays in social-emotional development are linked to problems in moral reasoning and empathy for others. Conceptions of self are interrupted by a sense of powerlessness as the child’s will, desire and sense of self-efficacy is thwarted by the abuse experience. A disruption in relatedness occurs with an interpersonal wariness, interpersonal idealization, and labile interpersonal interactions and indiscriminate interpersonal relationships. Affect Regulation Learning to modulate, redirect, regulate and modify feelings is a critical component for adaptive functioning. Difficulties modulating affect frequently are cited as associated with an abuse experience. Overall, child witnesses of domestic violence exhibit more aggressive and antisocial (externalized behaviors) as well as fearful and inhibited behaviors (internalized behaviors) and show lower social competence than other children. These children have also been found to show more anxiety, self-esteem, depression, anger, and temperament problems than other children. They have difficulty understanding the feelings of others and limited skills in seeing the perspective of others. Peer relationships, autonomy, selfcontrol, and overall competence are also found to significantly lower among these children. Another common effect on these children may be an increased tendency to use violence (Margolin, 1998). At the most extreme, maladaptive self-destructive behaviors can result such as self-mutilation, suicidal ideation or drug and alcohol abuse. Environmental Violence And Trauma Violent Neighborhoods and Communities Community violence refers to exposure, as a witness or through actual experience, to acts of interpersonal violence perpetrated by individuals who are not intimately related to the victim. Children are victims of community violence when they are the subject of a physical attack, or a threat of a physical attack, with or without a weapon, by anyone who is not in their intimate circle; e.g., someone other than a parent, caregiver, friend, or other individual living in the house. In communities with high rates of community violence, family members may be subjected to criminal activity, such as sexual assault, burglary, use of weapons, muggings, and the sound of bullet shots, as well as to community-based issues, such as the presence of graffiti, teen gangs, drugs, and racial divisions (Linares, 2001). Children who live in violent neighborhoods are at increased risk of exposure to violence and other traumatic events as compared to children residing in other areas. In addition to violent acts by strangers, common verbal and non-verbal aggressive acts performed by children against other children or adults in their own community are seen to contribute to a context of community violence. For example, some 14 of 66 Trauma, Post-Traumatic Stress Disorder and Abuse children are bullied or victimized in verbally aggressive ways by older children as they walk to school, ride the school bus, or play in the park. These acts, previously seen as falling within the realm of ‘normal’ child and adolescent behavior, are now becoming a great concern to parents, educators and community leaders as possible precursors of more serious instances of community violence (Linares, 2001). How does community violence affect children? Children may be adversely affected by community violence whether they are victims or witnesses. For example, children can experience trauma when they witness a stranger in the street, a casual acquaintance from their neighborhood, or another student at their school, physically assaulting another person for the purpose of robbing him, settling a fight, venting anger, or making a threatening statement. Past research has documented that exposure to community violence may have enduring consequences on children's development, beginning in the pre-school years and continuing through adolescence. The research has demonstrated that children who witness community violence are likely to develop a view of the world that is hostile and dangerous. In addition, children living in neighborhoods with high violent crime rates are also likely to be exposed to domestic violence in their own homes and thus are highly vulnerable to being victimized by different forms of interpersonal violence. Research has documented that children who are exposed to multiple forms of violence are at more risk of developing psychological sequelae (including posttraumatic stress disorder) than those exposed to only single or isolated violent events (either at home or in the community) (Linares, 2001). As a result of continued exposure to violence children may distrust adults and fear neighbors in their community. Their feelings of safety and confidence in adults may erode or diminish. Reactions may take several forms: some children become anxious, fearful or withdrawn (internalizing problems or taking fears inward); others may believe that the use of violence is justified and shows they are strong and powerful. These children may choose to use violence to attain their wishes, or to identify with the aggressor, as a way to solve interpersonal conflict with the adult world or with their peers (externalizing problems or expressing fears outward) (Linares, 2001). A child’s exposure to community violence can also affect her/his family. Parents may experience extreme anxiety concerning their child’s health and well-being and have limited resources available to them to cope with their distress. Many parents blame themselves for not protecting their child adequately and may become over-protective or use punitive discipline in response to their child’s trauma-related acting out behavior. Relationships among family members can become strained as parents find themselves having to face the task of reassuring their child while trying to cope with their own fears (Goguen, 2000). Intervention must be multi-faceted and take place at the level of: The child who needs the support of a caring adult to feel safe The parents who need appropriate techniques for enhancing family coping strategies The community through upgrading the services and the quality of the neighborhood. Children of War The basis for the diagnosis and treatment of psychologic sequelea associated with traumatic events originated from the experiences of soldiers (mostly men) in World War I and II. It was not until the Vietnam War and the 1970s that the diagnosis of post traumatic stress disorder (PTSD) was formally introduced in the mental health nomenclature (Williams & Steiner, 1998). Only in the last 20 years have these ideas been broadened to include the experiences of the general population, women and most recently, those of children. Research on the effects of war on children from Cambodia (Sack, 2000; Boyden & Gibbs, 1997), Palestinian Children (Thabet & Vostanis, 2002), and adolescent refugees from Bosnia (Ljubomirovic, 1999) have begun to document the impact of living in warlike situations on children’s mental health. Trauma, Post-Traumatic Stress Disorder and Abuse 15 of 66 A context of war often means the collapse of traditional authority structures, social networks, weakening of cultural and spiritual values and disruption of gender roles. Changes in the demographic structure of households and communities, together with family impoverishment drastically reduce the age thresholds for marriage, child-bearing, work and decision-making, forcing children to assume social and economic responsibilities that lead to increases in exposure to physical danger and exploitation. As well, living in a war zone puts children at risk of experiencing a variety of traumatic events. These can include: Deprivation of basic needs such as food and shelter, Displacement from their homes and communities, Separation from or death of a parent, Injury of another family member or close friend, Exposure to combat. Children growing up in a context of war are also highly vulnerable to experiencing secondary traumas that occur as a result of the initial traumatic event. For example, children may be sent away by parents who feel unable to care for them after an initial displacement, or a parent may turn to alcohol to cope with feelings of inadequacy and stress. Children exposed to war can experience a range of difficulties. These include behavior problems, somatic complaints, mental health disorders and impaired moral reasoning and cognitive functioning. A study by Thabet and Vostanis (2002) found that 73% of primary school age children interviewed reported PTSD reactions of at least mild severity while almost 40% reported moderate to severe reactions. Garbarino (1992) asserts that in addition to developing symptoms such as re-experiencing the event, numbing of responsiveness, and symptoms of increased arousal, children who experience environmental violence are vulnerable to ‘spiritual and philosophical consequences’ as a result of trauma. These include: Loss of Security: Children who have experienced trauma have lost the idea of home, school and/or community as a safe place. They have learned that their primary caregivers have limited ability to protect them from traumatic events, and (in some cases) to respond to the child’s trauma in a manner that is helpful and reassuring. General sense of loss: One single traumatic event can result in any of the following losses: loss of people (death), loss of physical capacity (injury to people), loss of protection (including loss of adults’ ability to protect the child and loss of safe places to retreat), loss of control, loss of hope (diminished future orientation.). Loss increases the child’s sense of vulnerability and can cause chronic sadness and depression. Blurring of Distinctions between ‘friend’ and ‘enemy’: Children may have trouble distinguishing between who is their enemy and who is their friend. For example, close family members could be members of a gang that uses violence as a method of gaining power in the community. In the context of war, the child’s neighbours may become their enemy because of political affiliations. Understanding the Range of Emotional and Behavioral Responses to Trauma and Abuse and the Differential Manifestations in Children and Adolescents Sequale of Abuse and Trauma 16 of 66 Trauma, Post-Traumatic Stress Disorder and Abuse Stress and Distress Some stress is normal and even healthy for children as they negotiate the various daily and life challenges they encounter. For example, most children attend school and will go through many transitions; most adolescents will have to grapple with their sense of identity to determine where they "fit." The demands placed on children and adolescents to successfully negotiate these situations can result in feelings of stress. Small amounts of stress - such as experienced before a test or when meeting new people - are necessary to present challenges for greater learning. Simple stress experienced when learning a new skill or playing an exciting game can raise a person's level of excitement or sense of pressure above their normal level. Problems can begin when ordinary stress becomes too much stress or distress. Distress occurs when the demands of the stressor exceed the child’s coping ability. Events that are unpredictable or beyond the child’s control such as death, divorce, remarriage, moving, long illness, abuse, family or community violence, natural disaster, fear of failure, and cultural conflict can contribute to the child experiencing distress. Factors such as the child's stage of development, ability to cope, the length of time the stressor continues, intensity of the stressor, and the degree of support from family, friends, and community all impact the likelihood of stress becoming pathological (Jackson & Pynoos, 1994). A child’s risk of developing a stress disorder is related to the seriousness of the trauma, whether the trauma is repeated, the child’s proximity to the trauma, and his/her relationship to the victim(s) (Cohen, 1998). Developmental themes influence children’s experience of the stressor along with the attribution of meaning, emotional and cognitive means of coping, the tolerance by adults of their reactions, expectations about recovery, and parental effectiveness in addressing other secondary life changes that occur as a result of the traumatic event. Interpersonal and intra-personal protective factors play a role in that children with adequate social supports and familial networks, along with a range of biological, cognitive, and psychological coping mechanisms are less likely to develop a psychiatric disorder as a result of trauma and more likely to recover than others. Children with pre-existing psychopathology, poor parental and/or community supports are more likely to be exposed to the types of stressors that lead to PTSD symptoms and, once established, to become chronic (March, Amaya- Jackson & Pynoos, 1994). Post Traumatic Stress Disorder Post Traumatic Stress Disorder [PTSD] and other anxiety-related symptoms are among the most common disturbances in self-regulation manifested by maltreated children (Pearce & Pezzot-Pearce, 1997). It is defined as a specific set of symptoms that may develop in some children following exposure to an intensely traumatic event(s) such as witnessing a homicide; traffic accidents; combat; natural disasters; victimization; holocaust survivors/families; self-harming behavior; domestic violence; and HIV. To meet the criteria for PTSD, the child must have been exposed to an ‘extreme stressor” characterized by threat to life, potential for physical injury and an element of grotesqueness or horror that demarcates these events from less traumatic experiences such as the expected death of a loved one from a serious illness (DSM IV-TR). Children and adolescents generally react acutely to these traumatic events with surprise, terror, and a sense of helplessness (Cohen, 1998). Post-traumatic Stress Disorder is differentiated from an acute stress reaction or Acute Stress Disorder in that the symptom pattern of ASD, while similar to PTSD, must occur and resolve within a 4-week period. A diagnosis of PTSD would not occur until the symptoms had been in place for more that a 4-week period (DSM IV –TR). PTSD symptoms may or may not develop immediately after the trauma occurs; in fact, many children develop symptoms some time after the event. A diagnosis of PTSD must include a specific number of symptoms from each of three broad categories: re-experiencing, avoidance/numbing, and increased arousal. These symptoms must be present for at least 1 month and cause clinically significant distress or impairment in functioning (DSM IV –TR). Trauma, Post-Traumatic Stress Disorder and Abuse 17 of 66 Re-experiencing symptoms - The traumatic event is persistently re-experienced through recurrent and intrusive distressing memories of the event. In young children this may be manifested by repetitive play in which traumatic themes occur, recurrent distressing dreams about the trauma, frightening dreams (in young children there may be frightening dreams without recognizable content), acting or feeling as if the trauma were recurring (includes a sense of reliving the experience, illusions, hallucinations, and dissociative flashback episodes), intense distress at exposure to internal or external cues that symbolize or resemble an aspect of the trauma; physiological reactivity at exposure to such cues. Avoidance of stimuli - Persistent avoidance of stimuli associated with the trauma and numbing of general responsiveness (not present before the trauma) through efforts to avoid thoughts, feelings, or conversations associated with the trauma, efforts to avoid reminders of the trauma, amnesia for an important aspect of the trauma, diminished interest or participation in normal activities, feelings of detachment or estrangement from others, restricted affective range, a sense of a foreshortened future (e.g., does not expect to meet normal lifespan milestones such as career, marriage, children). Persistent symptoms of increased arousal - Persistent symptoms of increased arousal (not present before the trauma) such as: sleep difficulties; irritability or angry outbursts; difficulty concentrating; hypervigilance; or exaggerated startle response (March, Amaya-Jackson & Pynoos, 1994). Developmental Effects of PTSD Loss of acquired skills and/or the failure to develop new skills may reveal itself differently, depending on the developmental age and stage of the child. For example, a young child may develop enuresis, while a school-age child may become tearful when it comes time to leave home for school. Adolescents may become socially withdrawn, choosing to stay at home rather than to engage in activities that were previously enjoyed (March, Amaya-Jackson & Pynoos, 1994). Research indicates that the majority of children suffering from single-episode PTSD recover with relatively minimal intervention (e.g., an opportunity for catharsis and supportive treatments) and only 10% - 20% of children continue to suffer from psychopathology after one year. However, children who have had one episode of PTSD tend to be more readily traumatized in the future by similar or related events (Klyklo, Kay & Rube, 1998). Children who are repeatedly exposed to traumatic events and/or a series of secondary traumatic events, may present with a preponderance of symptoms such as dissociation, self-injurious behaviours, substance abuse and/or conduct problems, which may obscure the post-traumatic origin of the disorder (Cohen, 1998). In general, a prevention/early intervention model is recommended that incorporates a multi-modal approach that includes support and strengthening of coping skills for anticipated grief/trauma responses, treatment of other disorders that may develop or exacerbate in the context of PTSD and treatment of acute PTSD symptoms. At this point, there is inadequate empirical support for the use of medications to specifically treat PTSD; however, some medications can be helpful in treating individual symptoms such as sleep disorders, depression, or anxiety. Issues in Assessment In assessing the impact of maltreatment and trauma, there must be consideration of the broad variability of children’s responses and the many areas of functioning. Besides considering the child in terms of the diverse facets of their functioning and behaviour, these domains of functioning may also be moderators of the child’s response to maltreatment and possible sources of resiliency. A comprehensive assessment of the child and family should incorporate a variety of methods and be based in multiple settings. No single assessment strategy or test can render all the information needed about the child, context or family. The 18 of 66 Trauma, Post-Traumatic Stress Disorder and Abuse child and family’s functioning may vary in different contexts, a fact that may have implications for intervention. Additionally, a full and comprehensive assessment takes an ecological perspective and recognizes that children live in the context of their families, as well as in a larger social and cultural context. Many factors impact the response of the child or adolescent to abuse and various forms of trauma. Key factors are: 1. Severity of the traumatic event 2. Family support and parental coping 3. Temporal proximity to the traumatic event 4. Amount of violence associated with the event such as assault or rape 5. Total number of previous traumas (Hamblen, 1998) Assessment Considerations Safety is the first priority and understanding the levels of risk for harm in the child’s environment is key. Structural and contextual interventions such as child welfare involvement, as well as initial treatment targets, are the basis for clinical intervention and treatment. Treatment cannot proceed while danger or fear exists. The stance of the parents is also a critical focus of assessment. Parents may be involved in treatment as a result of child protection intervention and may dispute or minimize the abuse allegations. Assessment of parental perceptions of and readiness to address child maltreatment is critical. Parental responses to community violence are also key areas for assessment as these responses can significantly alter outcomes for the child. Common behavioral and emotional problems have been documented and include fear, anxiety, posttraumatic stress symptoms, depression, sexual difficulties, poor self-esteem, stigmatization, difficulty with trust, cognitive distortions, difficulty with affective processing, aggression and peer socialization deficits. Careful assessment of these issues is required. The nature and severity of disturbance can vary substantially from child to child. Some children may be apparently asymptomatic; others may experience moderate or major mental health concerns. In some cases, symptoms have a delayed onset. Assessment should include current difficulties as well as identify risk factors for developing future problems. It is important to gain an understanding of the actual events of the abuse or trauma. The events themselves, the response of the significant adults and the subsequent events are all part of the child’s response. The direct effects of abuse or trauma are important to consider first. The most abusespecific outcome for maltreatment is post-traumatic stress disorder, with about 50% of sexually abused children and 33% of physically abused children meeting the criteria for PTSD and many others who experience distressing symptoms. PTSD and other disorders related to trauma can occur in children who experience symptoms of other disorders, and children with other disorders can have PTSD as a co-morbid condition. Additionally, there is overlap in the criteria for the diagnosis of PTSD and a number of other disorders (e.g., some of the symptoms of increased arousal that are present in PTSD can look similar to ADHD in some children). It is important, therefore, that the assessment process include consideration of biological, psychological and social factors that pre-existed and resulted from the traumatic event (Zide & Gray, 2001). Trauma, Post-Traumatic Stress Disorder and Abuse 19 of 66 The indirect effects of abusive events are also important and an abuse-informed perspective is needed. The child’s beliefs about what has happened (i.e., attributions of self-blame, guilt, stigmatization or shame) are important to prognosis. The assessment must be developmentally informed. What can begin as an abuse specific symptom can lead to problems of functioning that can result in risks for further disrupted development. A developmental focus is important for two reasons: 1. Knowledge of normal growth and development helps to determine the significance of a particular behavior, that is, the behavior or symptom of a ‘problem’ deserving attention or is the problem expected of a child of that particular age. For example, enuresis in a 2-year old child would have different significance than in a 12-year old child. 2. Knowledge about a particular child’s developmental age and stage provides critical information that guides the method of assessment strategies. For example, young children have poorly developed concepts of time and may not be able to answer time-related questions accurately. Parent/Child Relationship Attention should be paid to both the offender/victim and parent/child aspects of the relationship. Insecure attachment is often associated with abuse experiences and cannot only disrupt parent/child relationships but also set up major risks for life-long problems relating to others. Level of parental distress, as well as level of belief and support about the abuse experience, has been found to be an important factor in outcome for the child (Saunders, Berliner & Hanson, 2001). Safety of the Child Legislation suggests that decisions should be based on the best interests of the child, however, in Alberta, the points to consider include the primacy of the family unit, the importance of child rights, the preservation of the well-being of the family and the right to the leas t intrusive form of intervention. In cases where there is no consensus on the rights of the parents and the needs of the child, the lack of clarity as to which principle has priority will jeopardize the safety and protection of some children. The tension between ensuring child safety and providing supportive services within the child’s family and community is one of the fundamental and critical challenges of child welfare – to determine when the risk of harm is too great to leave a child at home. Issues In Treatment Since trauma can never be ‘undone,’ ‘cure’ is not the most appropriate treatment goal; however, trauma victims can become well functioning if appropriate treatment is given and facilitation of healing takes place (March, Amaya-Jackson, & Pynoos, 1994). Treatment must be comprehensive and ecologically based, never occurring in isolation from the child’s family, caregivers and immediate environment. There may be family and larger social factors that contribute to or moderate a child’s recovery and growth that must be considered such as the extent to which the families ‘survival needs’ are met, the parents ability to emotionally support their child, and the families access to community supports and resources. Treatment must have a step-by-step focus that addresses developmental effects and supports children to negotiate stage-salient developmental tasks. A child’s need for treatment may ebb and flow as the meaning of the maltreatment changes as function of his or her progress through different developmental stages. Therapy may be required, therefore, at various points in a child’s life as difficulties arise and then 20 of 66 Trauma, Post-Traumatic Stress Disorder and Abuse can be discontinued for extended periods when the child is functioning well. Treatment approaches should be congruent with the developmental abilities and capacities of the child. For example, a child who has a verbal learning disorder may not respond well to an approach that relies on verbal exchanges (Pearce & Pezzot-Pearce, 1997). Interventions with abused children should be abuse focused; that is, interventions should explicitly and directly address the abuse incidents experienced by the child and the consequent emotions, cognitions, and behaviors exhibited by the child as a result of the abuse. The child’s maladaptive behaviors, thoughts and feelings related to the abuse should be the primary targets of intervention. Common Goals of Therapy 1. Helping children acknowledge the maltreatment and express the associated feelings and cognitions. In order for the maltreated child to develop healthier and more adaptive ways of coping with the feelings associated with the victimization and to reformulate the meaning of these experiences, they must first acknowledge that the maltreatment occurs and begin to identify and express the feelings and attributions regarding responsibility connected to the maltreatment. This diminishes the likelihood that the child will develop more intractable and serious symptoms and relieve some of the child’s distress and anxiety (Pearce & Pezzot-Pearce, 1997). Children’s abuse experiences should be acknowledged and characterized as wrong, unlawful, and harmful in all abuse-specific interventions with children, families and parents. 2. Helping children develop more adaptive ways of expressing feelings regarding the maltreatment. Children who have been maltreated often experience disruptions in their ability to regulate their feelings and behavior. Teaching the child to use language to label and communicate emotions can contribute significantly to his or her self-control and self-regulation (Pearce & Pezzot-Pearce, 1997). 3. Helping children reformulate the meaning of the maltreatment. The therapist may have to help the child uncover and correct cognitive distortions regarding the maltreatment including inaccurate accountings of events and beliefs that he or she was ultimately responsible for the abuse (Pearce & Pezzot-Pearce, 1997). 4. Modify internal working models. Changing the child’s abusive or neglectful environment will not automatically improve the child’s psychological functioning. The child may tend to impose an earlier model of relationships upon others (such as the therapist, teachers, and caregivers). The psychotherapeutic relationship is an opportunity to counter the child’s pessimistic and negative beliefs and expectations of others and self. As well, the child has a greater probability of changing maladaptive internal working models when they have multiple experiences and relationships that consistently counter their negative beliefs and expectations. Therapy, therefore, is just one component in an overall strategy to help reestablish progress along an adaptive developmental pathway. Other interventions must be directed at the level of the family and factor in the broader environment to support the child to establish, maintain and reinforce new beliefs and expectations of relationships (Pearce & Pezzot-Pearce, 1997). 5. Self-perception. A common theme in treating children who have been traumatized is to help them change their perception of themselves and develop greater feelings of mastery and self-efficacy (Pearce & Pezzot-Pearce, 1997). Trauma, Post-Traumatic Stress Disorder and Abuse 21 of 66 Assigned Readings Garbarino, J., Dubrow, N., Kostelny, K., & Pardo, C. (1992). Coping with the Consequences of Community Violence. San Francisco, Jossey-Bass Pub. pp. 22-47 Wekerle, C. & Wolfe, D.A. (1996) Child maltreatment. In E.J. Mash & R.A. Barkley (Eds.), Child psychopathology. New York: Guilford. Review Questions 1. Identify two theories regarding the impact of child maltreatment and trauma. Discuss. 2. Identify the four major forms of child maltreatment along with common outcomes for mental health concerns. 3. Choose one domain of functioning affected by child maltreatment and discuss. 4. Describe the impact on children of environmental sources of trauma. 5. Identify the key assessment and treatment considerations. REFERENCES Berman, S., Silverman, W. & Kurtines, W. (2000). Children’s and adolescents’ exposure to community violence, post-traumatic stress reactions, and treatment implications. The Australian Journal of Disaster and Trauma Studies, (2000 –1), Internet. Besky, J. (1993). Etiology of child maltreatment: A developmental-econologi9cal analysis. Psychological Bulletin, 114(3), 413-434. Boyden, J., & Gibbs, S., (1997). Children of war: Responses to psycho-social stress in Cambodia. Switzerland: The United Nations Research Institute for Social Development. Cohen, Judith. (1998). Summary of the practice parameters for the assessment and treatment of children and adolescents with post-traumatic stress disorder. Internet. Cummings, E.M. (1998) Children exposed to marital conflict and violence: Conceptual and theoretical directions. In G. Holden, R. Geffener, & E. Jouriles (Eds.), Children exposed to marital violence: Theory, research, and applied issues (pp. 55-93). Washington, DC: American Psychological Press. Diagnostic and statistical manual of mental disorders: DSM-IV-TR (4th ed.), (2000). M.B. First, (Ed.). Washington, DC: American Psychiatric Association. Edleson, J. (1999). Problems associated with children’s witnessing of domestic violence. Internet Goguen, C. (2000). The effects of community violence on children and adolescents. Internet. Garbarino, J., Dubrow, N., Kostelny, K., & Pardo, C. (1992). Coping with the consequences of community violence. San Francisco: Jossey-Bass. 22 of 66 Trauma, Post-Traumatic Stress Disorder and Abuse Jaffe, P., Wolfe, D., & Wilson. S. (1990). Children of battered women. Newbury Park: Sage. Kempe, C. H., Silverman, F.N., Steele, B.FF., Croegenmueller, W., & Silver, H. K. (1962). The battered child syndrome. Journal of the American Medical Association, 181, pp. 1724. Ljubomirovic MD, N. (1999). Therapeutic group work with adolescent refugees in the context of war and its stresses. Internet. March, MD, J., Amaya-Jackson, MD, L., & Pynoos, MD, R. (1994). Pediatric posttraumatic stress disorder. In J. Wiener, MD. (Ed.), Textbook of child and adolescent psychiatry, (2nd ed.) (pp. 507-524). Washington, DC: American Psychiatric Press. Margolin, G. (1998). Effects of domestic violence on children. In P. Trickett, & C. Schellenback (Eds.), Violence against children in the family and community (pp. 57-101). Washington, DC: American Psychological Press. Meloy, J. (1997). Violent attachments. New Jersey: Jason Aronson Inc. Perry, MD, B. (2001). Violence and childhood: How persisting fear can alter the developing child’s brain. Internet. Pearce, J. & Pezzot-Pearce, T. (1997). Psychotherapy of abused and neglected children. New York: Guilford Press. Sack, W. (1999). Twelve-year follow-up study of Khmer youths who suffered massive war trauma as children. Journal of the American Academy of Child and Adolescent Psychiatry. Internet Saunders, B.E., Berliner, L., & Hanson, R.F. (2001) Guidelines for the Psycho-social Treatment of Intrafamilial Child Physical and Sexual Abuse. Final Draft Report: July 30, 2001. Charleston: Authors. Internet. Sulivan, S. (2000) Child neglect: Current definitions and models-A review of child neglect research, 1993-98. Ottawa, National Clearinghouse of Family Violence. Thabet, A. & Vostanis, P. (2002). Post-traumatic stress reactions in children of war. Internet The Peel Committee Against Woman Abuse, Breaking the Cycle of Violence: Children Exposed to Woman Abuse: A Resource Guide for Parents and Service Providers, November 2000, Internet. Trocme, N., MacLaurin, B., Falon, B., Daciuk, J., Billingsley, D., Tourigny, M., Mayer, M., Wright, J., Barter, K., Burford, G., Hornick, J., Sullivan, R., & McKenzie, B. (2001). Canadian incidence study of reported child abuse and neglect: Final report. Ottawa, ON: Minister of Public Works and Government Services Canada. Trauma, Post-Traumatic Stress Disorder and Abuse 23 of 66 Wekerle, C. & Wolfe, D.A. (1996). Child maltreatment. In E.J. Mash & R.A. Barkley (eds.), Child psychopathology. New York: The Guilford Press. Wieland, S. (1998). Techniques and issues in abuse-focused therapy with children and adolescents. London: Sage. Williams, S., & Steiner, H. (1998). Childhood trauma. In W. Klyklo, J. Kay, & D. Rube (Eds.), Clinical child psychiatry (pp. 263-277). Toronto; W.B. Saunders Co. Wolfe, D.A. (1998). Prevention of child abuse and neglect in Health Canada (eds.) Determinants of Health, Children and Youth. Ottawa:Canadian Government Publishing. Zide, M. & Gray, S. (2001) Psychopathology: A competency-based assessment model for social workers. Toronto: Brooks/Cole Thomson Learning. 24 of 66 Trauma, Post-Traumatic Stress Disorder and Abuse Appendix I - Forms of Maltreatment FORMS OF MALTREATMENT 1. P 1. Physical Abuse: The child has suffered or is at substantial risk of suffering physical harm, at the hands of the child’s caretaker. Shaken baby syndrome: Brain or neck injuries resulting from the infant being shaken. Inappropriate Punishment: Child abuse has occurred as a result of inappropriate punishment. Includes inappropriate use of corporal punishment, as well as other forms of punishment that has led to physical harm or put the child at substantial risk of harm. The judgment of appropriateness is based on many factors, including the severity of harm or potential harem, the amount of force used, the type of punishment relative to the age of the child, and the frequency of punishment. Physical Abuse: Other physical abuse includes any other form of physical assault that is inflicted on a child, such as intentionally burning a child or hitting the child in a manner that does not appear to be intended as punishment. 2. Sexual Abuse: Sexual Activity Completed: Includes oral, vaginal, or anal sexual activities. Sexual Activity Attempted: Includes attempts to have oral, vaginal, or anal sex. Touching/Fondling Genitals: Sexual activity involving touching/fondling genitals. Adult Exposing Genitals to Child: Sexual activity consisting of exposure of genitals. Sexual Exploitation: Involved in Prostitution or Pornography: Includes situations in which an adult sexually exploits a child for purposes of financial gain or for profit. Sexual Harassment: Includes propositions, encouragement, or suggestions of a sexual nature. Voyeurism: Includes activities in which a child is encouraged to exhibit himself/herself for the sexual gratification of the alleged perpetrator. 3. Neglect: Includes situations in which children have suffered harm, or their safety or development has been endangered as a result of the caregiver’s failure to provide for or protect them. a. Failure to Supervise or Protect Leading to Physical Harm: The child suffered or was at substantial risk of suffering physical harem because of the caregiver’s failure to supervise and protect the child adequately. Failure to protect includes situations in which a child is harmed or endangered as a result of a caregiver’s actions (e.g. drunk driving with a child, or engaging in dangerous criminal activities with a child.). b. Failure to Supervise or Protect Leading to Sexual Abuse: The child has been or is at substantial risk of being sexually molested or sexually exploited, and the caregiver knew or should have known of the possibility of sexual molestation and failed to protect the childe adequately. c. Physical Neglect: The child has suffered or is at substantial risk of suffering physical harm caused by the caregiver’s failure to care and provide for the child adequately. This includes inadequate nutrition/clothing and unhygienic and/or dangerous living conditions. There must be evidence or suspicion that the caregiver is at least partially responsible for the situation. d. Medical Neglect: The child requires medical treatment to cure, prevent, or alleviated physical harm or suffering, and the child’s caregiver did not provide, refused or was unavailable or unable to consent to the treatment. e. Failure to Provide Treatment for Mental, Emotional or Developmental Problem: The child is at substantial risk of suffering from emotional harm as demonstrated by severe anxiety, depression, withdrawal, self-destructive or aggressive behavior, or suffering from a mental, emotional or developmental condition that could seriously impair the child’s development. The child’s caregiver did not provide, or refused, or was unavailable or unable to consent to treatment to remedy or alleviate the harm. This category can include failing to provide treatment for school-related problems such as learning and behavior problems, as well as treatment for infant development problems such as non-organic failure to thrive. f. Permitting Maladaptive/Criminal Behavior: A child has committed a criminal offence with the encouragement of the child’s caregiver, or because of the caregiver’s failure or inability to supervise the child adequately. Alternatively, services or treatment are necessary to prevent a recurrence and the child’s caregiver did not provide, refuse, or was unavailable or unable to consent to those services or treatment. Trauma, Post-Traumatic Stress Disorder and Abuse 25 of 66 Abandonment/Refusal of Custody: The child’s caregiver has died or was unable to exercise custodial rights and did not make adequate provisions for care and custody, or the chills was in a placement and the caregiver refused or was unable to take custody. h. Educational neglect: Caregivers knowingly allowed chronic truancy (5 or more days a month), failed to enroll the child, or repeatedly kept the child at home. Emotional Maltreatment: This category is difficult to document because if often does not involve a specific incident or visible injury. In addition, the effects of emotional maltreatment, although often severe, tend to become apparent over time (e.g. impaired cognitive, social, and emotional development). Emotional Abuse: The child has suffered or is at substantial risk of suffering from mental, emotional, or developmental problems caused by overtly hostile, punitive treatment, or habitual or extreme verbal abuse (threatening, belittling, etc.). Non-organic Failure to Thrive: A child under 3 has suffered a marked retardation or cessation of growth for which no organic reason can be identified. Emotional Neglect: The child has suffered or is at substantial risk of suffering from mental, emotional, or developmental problems caused by inadequate nurturance/ affection. Exposed to Family Violence: A child has been a witness to, or involved with family violence within his/her home environment. This includes situations in which the child indirectly witnessed the violence (e.g. saw the physical injuries on his/ her caregiver the next day). g. 2. 26 of 66 Trauma, Post-Traumatic Stress Disorder and Abuse Appendix II - Symptoms Associated with Child Maltreatment INFANTS Disruption in eating and sleeping routines Fearful reactions to loud noises Excessive crying III. Physical neglect Delays in Development PRESCHOOL CHILDREN Low self-esteem Frequent illness Poor concentration Eating and sleep disturbances Post-traumatic stress* Fear Separation anxiety IV. Anger and aggression Clinging Withdrawing Hitting, biting Inappropriate sexual behaviour Cruelty to animals Destruction of property Problems in pre-school/day care Pleasing behaviour Regressive behaviour (thumb sucking, bed wetting) ELEMENTARY SCHOOL (5-12 YEARS) Low self-esteem Frequent illness Poor concentration Eating and sleep disturbances V. Post traumatic stress* Fear Anxiety and tension Anger and aggression Withdrawing Bullying Alcohol/Drug Abuse Depression Inappropriate sexual behaviour Self-harm Perfectionism Destruction of property Problems in school Pleasing behaviour Peer relationship problems Disrespect for females EARLY ADOLESCENCE (12-15 YEARS) Low self-esteem Frequent illness Poor concentration Eating and sleep disturbances Post traumatic stress* Fear Anxiety and tension Anger and aggression Bullying Being abused or becoming abusive Depression Alcohol/drug use Self-harm Suicidal behavior Inappropriate sexual behaviour Perfectionism Running away from home Pleasing behaviour Problems in school Peer relationship problems Disrespect for females Feeling over-responsible LATER ADOLESCENCE (15-18 YEARS) Low self-esteem Frequent illness Poor concentration Eating and sleep disturbances Post traumatic stress* Fear Anxiety and tension Anger and aggression Bullying Being abused or becoming abusive Depression Alcohol/drug use Self-harm Suicidal behavior VI. Inappropriate sexual behaviour Perfectionism Running away from home Pleasing behaviour Problems in school Peer relationship problems Disrespect for females Feeling over-responsible *Post Traumatic Stress: Symptoms include nightmares, intrusive thoughts or images, flashbacks, fear, anxiety, tension, hyper-alert, easily startled, irritability, outbursts of anger and aggression Trauma, Post-Traumatic Stress Disorder and Abuse 27 of 66 Appendix III Symptoms of PTSD typical of young children (1-6) can include: Helplessness and passivity; lack of usual responsiveness Generalized fear Heightened arousal and confusion Cognitive confusion Difficulty talking about event; lack of verbalization Difficulty identifying feelings Sleep disturbances, nightmares Separation fears and clinging to caregivers Regressive symptoms (e.g., bedwetting, loss of acquired speech and motor skills) Unable to understand death as permanent Anxieties about death Grief related to abandonment of caregiver Somatic symptoms (e.g., stomach aches, headaches) Startle response to loud/unusual noises "Freezing" (sudden immobility of body) Fussiness, uncharacteristic crying, and neediness Avoidance of or alarm response to specific trauma-related reminders Involving sights and physical sensations. Symptoms of PTSD typical of school-aged children (6-11 years) can include: 28 of 66 Responsibility and guilt Repetitious traumatic play and retelling Reminders trigger disturbing feelings Sleep disturbances, nightmares Safety concerns, preoccupation with danger Aggressive behavior, angry outbursts Fear of feelings and trauma reactions Close attention to parents' anxieties School avoidance Worry and concern for others Changes in behavior, mood, and personality Somatic symptoms (Complaints about bodily aches, pains) Obvious anxiety and fearfulness. Withdrawal and quieting Specific, trauma-related fears; general fearfulness. Regression to behavior of younger child. Separation anxiety with primary caretakers. Loss of interest in activities. Confusion and inadequate understanding of traumatic events most evident in play rather than discussion. Unclear understanding of death and the causes of "bad" events. Magical explanations to fill in gaps in understanding. Loss of ability to concentrate and attend at school, with lowering of performance. "Spacey" or distractible behavior. Trauma, Post-Traumatic Stress Disorder and Abuse Symptoms of PTSD typical of pre-adolescents and adolescents (12-18 years) can include: Self-consciousness Life-threatening reenactment Rebellion at home or school Abrupt shift in relationships Depression, social withdrawal Decline in school performance Trauma-driven acting-out behavior: sexual acting out or reckless, risk-taking behavior. Effort to distance from feelings of shame, guilt, and humiliation. Flight into driven activity and involvement with others or retreat from others in order to manage their inner turmoil. Accident proneness. Wish for revenge and action-oriented responses to trauma. Increased self-focusing and withdrawal. Sleep and eating disturbances; nightmares. Trauma, Post-Traumatic Stress Disorder and Abuse 29 of 66 Appendix IV Factors that support children and create a safety net for them during stressful times include: A healthy relationship with at least one parent or close adult. Well-developed social skills. Well-developed problem-solving skills. Ability to act independently. A sense of purpose and future. At least one coping strategy. A sense of positive self-esteem and personal responsibility. Religious commitment. Ability to focus attention. Special interests and hobbies. Families can provide further protection by: Developing trust, particularly during the first year of life. Having supportive family and friends. Showing caring and warmth. Having high, clear expectations without being overly rigid. Providing ways for children to contribute to the family in meaningful ways. Being sensitive to family cultural belief systems. Building on family strengths. Children who live in supportive environments and develop a range of coping strategies become more resilient. 30 of 66 Trauma, Post-Traumatic Stress Disorder and Abuse APPENDIX V Table 14.1. Range of Child Characteristics Associated with Physical Abuse, Neglect, and Sexual Abuse Dimension of development Physical Abuse Neglect Sexual Abuse Physical Minor: Bruises, lacerations, Failure to thrive symptoms: Physical symptoms: Headaches, abrasions Slowed growth, immature stomach aches, appetite changes, Major: Burns, brain physical development vomiting, gynecological complaints damage, broken bones Cognitive Mild delay in areas of cognitive and intellectual functioning; academic problems; difficulties in moral functioning Mild delay in areas of cognitive and intellectual functioning; academic problems; difficulties in moral reasoning No evidence of cognitive impairment; self-blame; guilt Behavioral Aggressivity; peer problems; “compulsive compliance” Passivity; “hyperactivity” Fears, anxiety, PTSD-related symptoms; sleep problems Socioemotional Social incompetence; hostile intent attributions; difficulties in social sensitivity Social incompetence; withdrawn, dependent; difficulties in social sensitivity Symptoms of depression and low selfesteem; “sexualized” behavior; behaviors that accommodate to the abuse (e.g., passive compliance, no or delayed disclosure) Adapted from Wekerle, Christine, Wolfe, David A. Child Maltreatment. E.J. Mash & R.A. Bakley (Eds) (1996). Child Psychopathology. New York: The Guilford Press. Trauma, Post-Traumatic Stress Disorder and Abuse 31 of 66 Appendix VI Abuse Experience Behaviors Internalization 1. Intrusion I am different, damaged I am powerless 2. Self-related I am bad, guilty, an object to be used physical situational noabuse protection closeness betrayal 7. Distorted family boundaries 9. Sexuality with no understanding overstimulation negative experiences 10. Distorted messages 11. Distortions of reality I feel chaotic Emotions: cut off, extreme swings I am betrayed by people close to me Expects betrayal, feels unsafe I have no boundaries Child & Family Love-want Hate-fear 6. Juxtaposition of Fearful of situations, decisions Overly responsible Disrupted functioning: Intrusive thoughts, flashbacks, nightmares, triggered responses, dissociation Memories 5.Entanglement Unable to self-protect, care comfort I am responsible for … Distorted interacting with others When I am sexual, good things happen Repeats sexualized behavior My sexuality means no feelings no control negative feelings Distorted sexual responding What I am told what is meant I have no emotions no experiences no integrated self Distorts future statements Characteristics 4. Acts 8. Sexualized behavior brings attention sensual pleasure Extreme Sexual Abuse Treats self as damaged (self-abuses/misinterprets development) Helplessness, aggressivity Hypervigilant, hyperarousal Verbal 3.Threats Child Characteristics & Earlier Internalizations Sexual Abuse by someone close All sexual abuse experiences Internalization Continues distortions Figure 1.1. Internalization Model Adapted from Wieland, S. (1998). Techniques and issues in abuse-focused therapy with children and adolescents. London: Sage. 32 of 66 Trauma, Post-Traumatic Stress Disorder and Abuse mestic and neighbourhood violence. Attention will be given to understanding post-traumatic stress disorder (PTSD). Trauma, Post-Traumatic Stress Disorder and Abuse 33 of 66 Learning Objectives 8. Review the current literature and research about child physical, emotional and sexual abuse and its relation to the concept of trauma. 9. Critically examine the power of neglect and its connection to the maltreatment of children and trauma. 10. Investigate environmental violence and its traumatic effect upon children as victims of war, witnesses of domestic violence and affected by neighbourhood violence. 11. Examine post-traumatic stress disorder in children and adolescents - the theories about how it is developed and diagnosed and the many ways it is manifested (internalizing and externalizing behaviours). 12. Understand the connection between common behaviour and emotional problems and trauma and abuse. 13. Develop abilities to create plans and strategies for treatment of children and adolescents. 14. Understand connections between trauma, abuse, depression and suicide, selfmutilation and aggressive or acting out behaviour Key Terms and Concepts: Child Maltreatment History Definition of Child Maltreatment Theories about Impact Maltreatment in Canada Forms of Maltreatment Developmental Impact of Maltreatment Environmental Violence and Trauma Violent Neighbourhoods and Communities Children of War Sequalae of Abuse and Trauma Stress and Distress Post-Traumatic Stress Disorder Developmental Effects of PTSD Issues in Assessment Issues in Treatment 34 of 66 Trauma, Post-Traumatic Stress Disorder and Abuse Content Notes Introduction Child Maltreatment History Defining Child Maltreatment Etiology of Child Maltreatment Developmental Context The Immediate Context The Broader Context Theories About the Impact of Maltreatment and Trauma Childhood Trauma Model Developmental Psychopathology Incidence of Maltreatment in Canada Family Context Forms of Maltreatment Neglect Physical Abuse Sexual Abuse Emotional Abuse Developmental Impact of Child Maltreatment Environmental Violence and Trauma Violent Neighborhoods and Communities Children of War Understanding the Range of Emotional and Behavioral Responses to Trauma and Abuse and the Differential Manifestations in Children and Adolescents Sequalae of Abuse and Trauma Issues in Assessment Assessment Considerations Parent/Child Relationship Safety of the Child Issues in Treatment Common Goals of Therapy Assigned Readings Review Questions References Appendix I - Forms of Maltreatment Appendix II - Symptoms Associated with Child Maltreatment Appendix III - Symptoms of PTSD typical of young children Symptoms of PTSD typical of school-aged children Symptoms of PTSD typical of pre-adolescents and adolescents Appendix IV - Factors that support children Families can provide further protection Appendix V – Range of Child Characteristics Associated with Physical Abuse, Neglect, and Sexual Abuse Appendix VI - Internalization Model Trauma, Post-Traumatic Stress Disorder and Abuse 35 of 66 Introduction Every year, many children experience some form of traumatic occurrence, such as: Child maltreatment including physical and/or sexual abuse; Living in an environment of domestic violence; Experiencing natural disasters, car accidents; or Exposure to community violence. By the time a child reaches the age of 18, the probability that he or she will have been touched directly by interpersonal or community violence is about 25% (Perry, 2001). Trauma in children increases the risk for a variety of social, mental health and physical problems. Child Maltreatment History Concern about children’s welfare in Canada began with looking at marginalized families with so-called deprived children. The issue of improving the living conditions for these children led to the establishment of the first Children’s Aid Society in Toronto in 1891. Two years later, legislation was developed in Ontario to prevent cruelty to and provide better protection for children. The emerging notion of harm to children reflected a changing society. Arousal of public and professional concern about child abuse dates back to 1962 with the publication of a seminal article, The Battered-Child Syndrome (Kempe, Silverman, Steele, Broegemueller & Silver, 1962). Up to this point, all child maltreatment was considered single phenomena related to child neglect. Concern focused primarily on inadequate care of children and child neglect remains the largest single category of reported child maltreatment. Identification of child abuse, as distinct from child neglect, focused initially on the most visible and shocking physical abuse cases. Many parental actions, that today are considered abusive, were widely accepted and used by previous generations of parents and others. For instance, using a belt or strap to punish misbehavior was a common practice used not only by parents but also by teachers. The extent of sexual misuse and exploitation of children has only been recognized since the mid-1970s. Prior to this time, sexual abuse was assumed to occur rarely, to be of no consequence to the child victim, to be a child’s fantasy, or to be provoked by the child. Today, much media attention is given to publicly exposing child sexual abuse. Today, child abuse is recognized as existing along a continuum of possible parental responses to children ranging from appropriate to harsh and exploitative. A result is a lack of consensus about what constitutes dangerous or unacceptable child rearing practices. For example, debate continues about the relative merits of spanking. It should also be noted that definitions vary on the basis of differences in legal mandates, professional practices as well as social and cultural values (Trocme, MacLaurin, Falon, Daciuk, Billingsley, Touring, Mayer, Wright, Barter, Bulford, Hornick, Sullivan, & McKenzie, 2001). Over the past two decades, the mental health issues for child victims of physical abuse, neglect, sexual abuse and witnessing domestic violence have received much clinical and research attention. There is now a substantial body of research literature affirming the increased risk of various mental health problems and factors that mitigate these risks (Saunders, Berliner & Hansen, 2001). 36 of 66 Trauma, Post-Traumatic Stress Disorder and Abuse Defining Child Maltreatment The term, child maltreatment, has been used to refer to all forms of child abuse. Wolfe (1998) says, Child maltreatment is broadly defined as physical or mental injury, sexual abuse or exploitation, negligent treatment or maltreatment of a child under 18 years of age by a person who is responsible for the child’s welfare. The behavior must be avoidable and non-accidental (p. 108). Child abuse was initially believed to be extremely deviant acts committed by disturbed individuals. Much greater attention has been paid to acute, dramatic and observable acts than to those that are more insidious, persistent and common. It is now widely recognized that the various forms of abuse often overlap and rarely occur in isolation from each other. Psychological abuse is implicated in all types of abuse and is a critical issue in considering negative outcomes (Weekly & Wolfe, 1996). Etiology of Child Maltreatment Child maltreatment is widely recognized to be multiply determined by a variety of factors ranging from life-course history to immediate-situational to historical evolutionary. A balance of stressors and supports or risk and protective factors can prevent child maltreatment. Likewise, an imbalance of stressors and risk factors and increase the probability of child maltreatment occurring. Belsky (1993) suggests it is useful to consider a variety of contexts of maltreatment including the: Developmental Context Parent factors such as: Childhood histories of abusive and neglectful parents Personality and psychological characteristics such as agreeableness, aggression or depression Psychological resources such as attributional style or affective orientation Child Factors Age with younger children more at risk Physical health Behaviour The Immediate Context Parenting and Parent: Child Interaction Responsiveness to child Affective quality of interactions Negative or aversive behaviours Disciplinary practices The Broader Context Social support and isolation Cultural factors Evolutionary context of child maltreatment Social factors such as poverty There is agreement that the clinical profiles of abused children show them to exhibit developmental deficiencies and adjustment problems. There is little evidence, however, to suggest specific physical or emotional maltreatment leads to particular developmental outcomes. There is now a well-established Trauma, Post-Traumatic Stress Disorder and Abuse 37 of 66 consensus that there is also no single risk factor or cause of child abuse but rather a combination of factors that can both increase the risk of harm and mitigate harm through protective mechanisms (Wolfe, 1998). There has been considerable work looking at the risk factors for child maltreatment. The four best predictors of child maltreatment have been found to be: Family revenue below the poverty line Mother sole financial provider Mother’s first pregnancy occurs before the age of 21 Four or more children in the family (Sullivan, 2000). Maltreatment can have a major disrupting and complex influence on the child’s on-going development. It is important to note that most child maltreatment goes unreported. Pearce and Perrot-Pearce (1997) conclude that physical abuse is reported to authorities in one out of seven instances and only 2% of intrafamilial and 6% of extra-familial sexual abuse is reported. There are also interesting differences reported in rates of child maltreatment between the United States and Canada. Rates are reported to be as much as two times higher in the United States. Higher rates of poverty and fewer social supports may account for this difference (Pearce & Perrot-Pearce, 1997; Wolfe, 1998). Theories About the Impact of Maltreatment and Trauma Understanding the impact of abuse and trauma on children is a complex undertaking. The following two theories are useful in understanding current thinking about impact. Childhood Trauma Model This model would suggest that two psychological mechanisms account for the way traumatic experience can result in long term threat, demand or responses that continue well after the original stress. Firstly, traumatic episodes become associated with particular stimuli and lead to conditioned maladaptive or atypical reactions. Conditioning may be important as repetitive acute episodes occur on an irregular basis and elicit stress reactions in an unpredictable and chaotic way. Over time, such conditioning becomes resistant to extinction because of its unpredictability and intensity. Secondly, post-traumatic stress symptoms resulting from trauma can overwhelm the child’s coping abilities and become part of their response to day-to-day issues. Hyper responsiveness then becomes part of the individuals’ functioning, leaving them vulnerable to wide ranging adjustment disorders (Wekerle & Wolfe, 1996). Developmental Psychopathology This model considers child maltreatment in the context of the parent-child relationship. Normal development occurs as a series of inter-related physical, biological and psychological competencies. Maltreatment can interfere with important developmental milestones and a child’s failure to develop competency at one stage of development will lead to greater probability of failure at subsequent stages. When there are prominent disturbances in the parent/child system, the child is at greater risk for subsequent failure in developmental areas such as attachment, emotional functioning, peer and social relationships. Children who experience a family context that fails to provide appropriate developmental opportunities and contains disruptive events will have development affected in both subtle and powerful ways. In order to understand the effects of child maltreatment on development, the child must be seen in the larger context of the family and environment in which they exist. An ecological model is one method for explaining this complexity. It is also important to remember there are not inevitable negative 38 of 66 Trauma, Post-Traumatic Stress Disorder and Abuse consequences of maltreatment; rather, there are multiple pathways to adaptive or maladaptive developmental outcomes. A history of maltreatment alone, while a risk factor, does not determine outcome (Wekerle & Wolfe, 1996). Some children are also more vulnerable to trauma than others. The impact of the trauma is likely to be greatest when the child or adolescent has already been a victim of child abuse or other form of trauma or who already had some form of mental health problem. In addition, children without family support are more likely to experience poor outcomes (NIMH, 2001). A variety of child and family factors may mediate the long-term effects of maltreatment. Child factors that could contribute to resiliency include age or stage of development and temperament. Family factors may include previous positive attachment experiences, positive response to the child and ability to protect child from further maltreatment. Community response to maltreatment and support to the family in addressing the issue can also help to mitigate the impact and improve the trajectory for adaptive responses. Incidence of Maltreatment in Canada In 2001, the first Canadian study examining the incidence of reported child maltreatment was completed (Trocme et al., 2001). This study included careful definitions of maltreatment and examined instances where Canadian Child Welfare Services were involved in investigating reports of child abuse. See Appendix I – Forms of Maltreatment. BROOKE: CAN YOU PUT A LINK OR SOMETHING HERE The overall number of investigated cases were 135,573, or 21.52/1000 children in Canada. Of that number, 61,201 investigations, maltreatment was confirmed or 9.71/1000 children. In addition, in 29,668 investigations, maltreatment remained a suspicion for the child welfare worker at the conclusion of the investigation, while the remaining 44,704 were cases that were not substantiated. This is a conservative estimate of the incidence of reported child maltreatment in Canada, as the study did not capture those cases that were not detected, not reported to child welfare, reported to police only, or those cases that were screened out prior to investigation. Regarding the percentages that are used, that does indeed examine the primary forms, however, we also determined the overlap between categories. 40% of substantiated investigations involved neglect including failure to care and provide or supervise and protect. Within this group, failure to provide medical treatment, permitting maladaptive or criminal behavior, abandonment or educational neglect was included. 31% of substantiated investigations involved physical abuse. Physical abuse was defined as the child suffering, or at risk of suffering from, physical harm by shaken baby syndrome, inappropriate punishment or other forms of physical abuse such as Munchasen by proxy. In 3% of these cases, the abuse was significant enough to require medical treatment. 11% of substantiated investigations involved sexual abuse including oral, vaginal or anal sexual activity, attempted sexual activity, sexual fondling or touching, exposure of genitals, voyeurism, involvement in prostitution or pornography and sexual harassment. 19% of substantiated investigations involved emotional injury including emotional abuse such as overtly hostile or punitive treatment or extreme threatening or belittling, emotional neglect including inadequate nurturing or affection. Also included in this area was inadequate nutrition and exposure to family violence (Trocme et al., 2001). Trauma, Post-Traumatic Stress Disorder and Abuse 39 of 66 Single and Multiple Categories of Maltreatment in Child Maltreatment Investigations by Level of Substantiation in Canada in 1998* Level of Substantiation** Number Substantiated Suspected Unsubstantiated Row Total Single Categories Physical abuse only Sexual abuse only Neglect only Emotional Maltreatment Subtotal: Single Category Multiple Categories Physical and sexual Physical and neglect Physical and emotional Sexual and neglect Sexual and emotional Neglect and emotional Physical, sexual & neglect Physical, sexual & emotional Physical, neglect, emotional Sexual, neglect & emotional Subtotal: Multiple Categories 29,114 11,393 42,680 20,381 103,568 22% 8% 31% 15% 76% 32% 39% 39% 53% 40% 21% 20% 21% 28% 22% 47% 41% 40% 19% 38% 100% 100% 100% 100% 100% 480 5,017 9,067 2,323 924 10,973 -259 2,723 162 135,573 0% 4% 7% 2% 1% 8% 0% 0% 2% 0% 100% 29% 49% 54% 62% 51% 65% --64% -45% 35% 16% 31% 12% 36% 22% --23% -22% 36% 35% 15% 26% 13% 13% --13% -33% 100% 100% 100% 100% 100% 100% --100% -100% Row Percentage * Weighted estimates are based on a sample of 7,672 child investigations with information about single and multiple categories of maltreatment. ** Substantiation varies by level of aggregation. Family Context In considering findings related to family characteristics for 93% of investigations, the perpetrator was either a parent or relative. It was found that 39% involved situations that had been going on for more than 6 months while 17% had been on going for less that six months and 23% involved single incidents. Clearly, child abuse and neglect occur within a family context largely and usually over significant periods of time. Wolfe (1998) suggests child maltreatment is a relational disorder that reflects problems of fit between the parent, child and environment. Wekerle and Wolfe (1996) contend child maltreatment denotes parenting failure, a failure to protect a child from harm and failure to provide positive aspects of a relationship that can foster healthy development. Common developmental issues shared by all forms of maltreatment are: 40 of 66 Trauma, Post-Traumatic Stress Disorder and Abuse Maltreatment occurs in a relational context that potentially provides significant emotional weight to an abuse experience Maltreatment commonly includes violence that can create a situation of trauma for the child. Given that children are most often maltreated in early infancy or childhood and maltreatment is often accompanied by instability, disruption or isolation for the family, maltreated children have to adapt in major ways to unpredictable and violent experiences. This interaction is understood to be very complex. The impact of abuse on a child’s development was assumed to be invariably negative and disruptive, but there is increasing recognition of the complexity of predicting outcomes. Whether maltreatment experiences are extreme or powerful enough to outweigh other significant events and variables is a critical issue. The secondary events that follow maltreatment have also begun to receive attention in the literature. This refers to events such as child welfare involvement, criminal proceedings, and maternal responses to disclosure and family breakdown. Not only what has happened but also how it has been responded to are important factors in predicting long-term adjustment. The family disruption, social and school change that can result from the initial event can further traumatize the child. Disclosure of abuse creates other events that may place new demands on the child and give rise to a chronic, stress-filled situation that makes recovery from the trauma even more difficult. Forms of Maltreatment Neglect Neglect is typically the largest category of reported child welfare investigations and was initially the least studied. A very strong connection between neglect and poverty is noted. Some studies suggest that outcomes for neglected children are the most negative of all types of child maltreatment. This form of child abuse is often the most chronic and gets the least outside intervention. It may also be the most lethal as over 50% of child deaths are estimated to be caused by neglect (Pearce & Pezzot-Pearce, 1997). There tend to be few visible signs as neglect often consists of frequent and repeated deficits of caregiving for a lengthy period prior to intervention. Part of the chronicity is related to the societal belief that neglect does not result in serious consequences, that it is inappropriate to judge poor parents and solutions are limited by larger social problems including poverty (Sullivan, 2000). There are many forms of neglect with potentially different outcomes. Consistent, however, is a chronic pattern of a lack of responsiveness to the child. The following categories have been used to define neglect in the recent Canadian incidence study: Failure to supervise and protect leading to physical harm or sexual abuse Physical neglect Medical neglect Failure to provide treatment for mental or emotional or developmental problems Permitting maladaptive/criminal behavior Abandonment/refusal of custody Educational neglect (Trocme et al., 2001) Neglect often leads to other forms of abuse, as children are not protected from further harm such as sexual predators. Young children and infants are particularly at risk related to physical neglect given that the brain does not reach full maturity until the age of two years. The physical development of the brain can be affected by poor nutrition and/or under stimulating environments with resulting cognitive and expressive language delays. This is a sensitive and critical period of development for children with life long Trauma, Post-Traumatic Stress Disorder and Abuse 41 of 66 consequences for the individual’s ability to regulate thought, emotions and behavior. There are additional cognitive and behavioral consequences of neglect such as undisciplined activity or extreme passivity. In addition, these children tend to be less flexible, persistent or enthusiastic. Physical Abuse Physical abuse can include shaken baby syndrome, inappropriate discipline and other forms of maltreatment that result in the following: Bruises/cuts/scrapes visible for at least 48 hours Burns and scalds visible for at least 48 hours Broken bones (i.e., fractured) Head trauma requiring medical attention Other health considerations such as untreated asthma or sexually transmitted disease Death Physical abuse investigations in which harm was reported most often involved bruises, cuts, and scrapes (88% of harm situations). Cases involving more severe injuries were indicated less often and these included broken bones (3%), burns and scalds (2%), and head trauma (5%). Physical abuse can take many forms and can involve both minor and major injury to the child. Children who are physically abused may present with a wide variety of injuries and developmental progress is often impaired across several dimensions. The most notable signs of physical abuse appear to be heightened aggression as well as resistant and avoidant behaviors towards others. Compulsive compliance may also be seen. Physically abused children typically present with the most evident behavior problems. These children are exposed to a family climate of domination and abuse of power where the child is powerless to change the situation or abuse. In addition, delays in academic development that are not accounted for by specific learning disabilities are evident. Arousal related to fear and anger is also present as the child’s fight or flight mechanism is activated (Perry, 2001). The pervasive threat of abuse and the child’s subsequent coping mechanisms can interrupt development in ways that can continue into adulthood. For example, about 30% of victims of physical abuse are estimated to be adult perpetrators of antisocial or abusive behavior. Delays in social-cognitive development related to problems in moral reasoning and empathy for others are present. Physically abused children are also impaired in the process of acquiring social knowledge and tend to replicate the strong behavioral tendencies of their own abusive parents. These children take responsibility for parental punishment, believing that punishment is a response to bad behavior. At the same time, physical punishment is perceived to reflect the parents’ mean character. This may lay a foundation for further difficulties as a bias toward inferring negative or hostile intent is created and sets up later difficulties with social interaction. Sexual Abuse Definition: Sexual abuse could be defined as including completed or attempted sexual activity, touching or fondling of genitals, adult exposure to genitals, sexual exploitation in prostitution or pornography, sexual harassment or voyeurism. Some form of emotional harm was noted in almost half of the substantiated cases of sexual abuse and harm was significant enough in 38% to result in a need for treatment. Child sexual abuse, in contract to other forms of maltreatment, was committed much less often by the child’s primary caregiver. Rarely, 42 of 66 Trauma, Post-Traumatic Stress Disorder and Abuse however, was child sexual abuse committed by a stronger (2%). Other relatives (44%) and known nonrelatives (29%) were perpetrators. While all forms of abuse represent an abuse of power by an adult over a child, sexual abuse and its impact on developing sexuality represents a particular challenge for the child. In general, sexually abused children tend to be more socially competent than physically abused or neglected children as a group. One third of sexually abused children show no symptoms. The other two thirds show significant recovery within the first 12 to 18 months but many have delayed emergence of symptoms. Sexualized behaviors are unique to child victims of sexual abuse. In addition, clinical impressions of aggression, depression, withdrawal and anxiety are common. There tends to be more trauma-related emotional and behavior problems resulting from sexual abuse than the cognitive and developmental delays commonly found in children who have been physically abused and/or neglected. Sexual abuse brings increased risk for depression, alcohol and drug abuse, sexual dysfunction, personality disorders and eating disorders. There is no classic pattern for victims of sexual abuse given diverse characteristics in the nature of the abuse (intra versus extra-familial, number of perpetrators, type of abuse, duration, level of coercion and violence). A range of common symptoms and adjustment disorders have been identified among victims of sexual abuse, such as acute physical symptoms (i.e., headaches), psychological symptoms (i.e., fears), behavioral symptoms (i.e., aggression), and, in adolescence, acting out behaviors (i.e., delinquency, drug use or promiscuity). Sexualized behaviors including persistent sexualized behavior with other children, age-inappropriate knowledge of sexuality, and/or seductive or promiscuous behavior may be noted (Wekerle & Wolfe, 1996). Emotional Abuse Emotional maltreatment does not typically involve a specific incident or visible injury. Effects of emotional maltreatment tend to be apparent over time. Emotional maltreatment has been defined as: Emotional abuse Overly hostile Punitive treatment or habitual or extreme verbal abuse (threatening, belittling) Non-organic failure to thrive Emotional neglect (i.e., inadequate nuturance/affection) Exposure to family violence Emotional maltreatment was identified as either the primary or secondary category of maltreatment for approximately 23,000 children or 37% of all substantiated maltreatment in Canada in 1998. Of this number, child exposed to family violence was the form of emotional maltreatment identified most frequently, followed by emotional abuse and then emotional neglect. The child’s personal power or sense of self-efficacy is diminished as the child is raised in a climate where there is a current of disrespect and devaluation. A damaged sense of self-esteem, self-concept and social competency follow (Wekerle & Wolfe, 1996). See summary, Appendix II. In recent years, researchers have included witnessing domestic violence in the category of emotional abuse (Trocme et al., 2001). Domestic violence most often occurs in the home - the environment that children tend to associate with their physical and emotional safety. Additionally, the aggressor and the victim are the persons with whom the child is most likely to identify and to whom the child would want to Trauma, Post-Traumatic Stress Disorder and Abuse 43 of 66 turn for support. It can be concluded on the basis of these parameters that witnessing violence between one’s parents can be a particularly insidious form of abuse. When considering the effects of witnessing violence on children, it must be understood that there is a high correlation (between 40% and 75%) between domestic violence and other forms of abuse (Margolin, 1998). This means that not only are children vulnerable to the development of psychological, social, physiological and behavioral problems associated with witnessing domestic violence but also highly likely to be targets of abuse themselves. Children in these families may also be vulnerable to a variety of secondary mental health risks such as separation of children from a parent due to divorce, incarceration of a parent, and school and home relocation. Witnessing violence has been associated with emotional, behavioural, and learning problems in children, with children’s susceptibility affected by their developmental level, the chronicity of exposure, physical closeness to the incident, and emotional closeness to the victim. The effects of witnessing domestic violence tend not to be short-lived or limited to the time of exposure to these events. In fact, children’s fundamental notions of the quality and safety of marital and family relationships may be profoundly influenced by their exposure to marital conflict and violence. Children in these circumstances can have little sense of predictability and warmth within their family, tend to worry, be chronically aroused, and feel threatened and emotionally distressed. There is evidence that children’s general patterns of behavioral, emotional, cognitive, social and physical functioning can be affected in relation to their family, school and community (Cummings, 1998). Developmental Impact of Child Maltreatment Pearce and Pezzot-Pearce (1997) suggest the effects of child maltreatment and trauma can be categorized into two major types (these are not mutually exclusive): Localized Effects Those effects specific to the trauma experience but without major developmental ramifications. Effects are usually short-term and primarily affect behavior associated with the victimization experience. These can be acute and distressing, for instance, nightmares or flashbacks. Developmental Effects: Deep and generalized impact that results when a victimization experience and related trauma interfere with developmental tasks or the course of normal development. Areas that can be affected include attachment, behavioral and emotional self-regulation, development of self, cognitive and academic functioning and peer relations. Studies of child abuse and trauma suggest several domains of child functioning that can be affected by child maltreatment. Attachment Abuse and neglect are recognized as having a profound impact on the child’s ability to form secure attachments. Wolfe (1998) asserts that a failure to provide nurturing, sensitive and supportive caregiving results in the breakdown of a secure parent/child attachment and creates a core disturbance in the child’s ability to form future healthy relationships. The child’s lack of confidence in the parent as an available and responsive provider sets up an adaptive response that leads the child to avoid the parent while under stress in order to reduce the likelihood of rejection and angry interchanges. This, then, increases the child’s tendency to isolate themselves, to respond defensively under a range of circumstances and to respond with anger and aversion to the distress of others (Wekerle & Wolfe, 1996). In addition, lowered 44 of 66 Trauma, Post-Traumatic Stress Disorder and Abuse self-esteem and/or a negative or “bad” sense of identity can develop. Conceptualizations of the self as alternately ‘good’ and ‘bad’ can occur as splitting or dissociation. Attachment theory suggests an internal working model can develop where negative conceptualizations of the self reflect a child’s experience and shape the way a child perceives events, forecasts the future and constructs plans. Abuse internalizations can, therefore, become a predominant part of the child’s working model. See Appendix VI for Internalization Model. One consistent finding in the literature is that there are few differences in the impact of the various forms of maltreatment on children but that there is generally a strong connection between maltreatment and insecure attachment. There are current controversies about identifying attachment problems in children given the very negative or even hopeless perceptions this labeling can create for children (Saunders, Berliner & Hanson, 2001). Insecure attachment may become evident in the socio-emotional behavior of these children in that they may have problems understanding the emotions of others, may respond to distress in others with fear or anger, and experience an elevated risk of suicidal ideation and depression. Neglected children, in particular, have difficulty learning strategies for engaging adults and independently exploring their environments. Physical Development Physical abuse and neglect can lead to child fatalities, neurological impairment and minor and major physical injuries. Perry (2001) found that children can experience a physical arousal state that originates from a necessary ‘fight or flight’ response to danger. If traumatic events are ongoing, this state of physical and emotional arousal can become chronic leaving the child vulnerable to persisting hyper-arousal related symptoms and related disorders (e.g., PTSD, ADHD, conduct disorder). This activation can cause hypervigilance, increased muscle tone, a focus on threat related cues, anxiety and impulsively which can be adaptive during an episode but maladaptive if this response persists (Perry, 2001). It is common to see signs of physical regression among children who have been maltreated. For example, children who had been potty-trained may develop toileting difficulties, or children who had learned skills at school may suddenly develop problems completing their work. Other physical signs may develop such as sleeping problems or eating problems. There may be an increase in psychosomatic complaints such as stomachaches or headaches. Sexual abuse can also alter physical functioning as urinary tract infections, elevated risk for sexually transmitted diseases and pregnancies are common. In addition, sexuality is shaped in developmentally inappropriate and interpersonally dysfunctional ways. Distorted views about the body and sexuality generate risk for eating disorders and other mental health conditions. Cognitive Development One explanation for the differences in impact on children is the way in which harsh treatment is cognitively processed and understood. The child’s coping mechanisms become challenged by the rationales given by caregivers for the abuse, for instance, that it is discipline, love or a secret. The child must create some form of defensive structure that allows them to cope with the incongruities of these messages. Social cognition as it relates to the child’s inferences about the thoughts, feelings and intentions of others is affected as they are unable to integrate their experience with what they are told or with what they feel about their experiences. One of the more direct consequences of being abused or witnessing violence may be the attitudes a child develops concerning the use of violence and conflict resolution. Children may come to believe that violence is a reasonable method by which to conduct relationships or that excessive passivity is required in order to keep relationships safe (Edelson, 1997). Physical abuse, neglect and sexual abuse are all linked to cognitive impairment. Expressive language delays and lower academic achievement are noted along with greater immaturity, poor reasoning skills and a sense of inadequacy among both boys and girls. In this area, the potential impact of impoverished Trauma, Post-Traumatic Stress Disorder and Abuse 45 of 66 environments is noted. These findings suggest global cognitive delays and language deficits which may relate to avoidance patterns in the home, poor care giving, limited stimulation, dissociation or distractibility and as well as greater school avoidance such as more absences. Discontinuity in education related to frequent moves, school transfers and suspensions are also a factor in outcome (Wekerle & Wolfe, 1996). Conceptions of Self The maltreated child must create a defensive structure for coping that can include cognitive vigilance or reality mediating strategies such as dissociation. Cognitive distortions and disruptions of a success based orientation result from maltreatment. Strong explanatory links between maltreatment and the child’s subsequent social behavior include misdirected inferences about the thoughts, feelings and intentions of others. In addition, the child’s internal attributions of self-blame are linked to greater maladjustment. For physically abused children, delays in social-emotional development are linked to problems in moral reasoning and empathy for others. Conceptions of self are interrupted by a sense of powerlessness as the child’s will, desire and sense of self-efficacy is thwarted by the abuse experience. A disruption in relatedness occurs with an interpersonal wariness, interpersonal idealization, and labile interpersonal interactions and indiscriminate interpersonal relationships. Affect Regulation Learning to modulate, redirect, regulate and modify feelings is a critical component for adaptive functioning. Difficulties modulating affect frequently are cited as associated with an abuse experience. Overall, child witnesses of domestic violence exhibit more aggressive and antisocial (externalized behaviors) as well as fearful and inhibited behaviors (internalized behaviors) and show lower social competence than other children. These children have also been found to show more anxiety, self-esteem, depression, anger, and temperament problems than other children. They have difficulty understanding the feelings of others and limited skills in seeing the perspective of others. Peer relationships, autonomy, selfcontrol, and overall competence are also found to significantly lower among these children. Another common effect on these children may be an increased tendency to use violence (Margolin, 1998). At the most extreme, maladaptive self-destructive behaviors can result such as self-mutilation, suicidal ideation or drug and alcohol abuse. Environmental Violence And Trauma Violent Neighborhoods and Communities Community violence refers to exposure, as a witness or through actual experience, to acts of interpersonal violence perpetrated by individuals who are not intimately related to the victim. Children are victims of community violence when they are the subject of a physical attack, or a threat of a physical attack, with or without a weapon, by anyone who is not in their intimate circle; e.g., someone other than a parent, caregiver, friend, or other individual living in the house. In communities with high rates of community violence, family members may be subjected to criminal activity, such as sexual assault, burglary, use of weapons, muggings, and the sound of bullet shots, as well as to community-based issues, such as the presence of graffiti, teen gangs, drugs, and racial divisions (Linares, 2001). Children who live in violent neighborhoods are at increased risk of exposure to violence and other traumatic events as compared to children residing in other areas. In addition to violent acts by strangers, common verbal and non-verbal aggressive acts performed by children against other children or adults in their own community are seen to contribute to a context of community violence. For example, some 46 of 66 Trauma, Post-Traumatic Stress Disorder and Abuse children are bullied or victimized in verbally aggressive ways by older children as they walk to school, ride the school bus, or play in the park. These acts, previously seen as falling within the realm of ‘normal’ child and adolescent behavior, are now becoming a great concern to parents, educators and community leaders as possible precursors of more serious instances of community violence (Linares, 2001). How does community violence affect children? Children may be adversely affected by community violence whether they are victims or witnesses. For example, children can experience trauma when they witness a stranger in the street, a casual acquaintance from their neighborhood, or another student at their school, physically assaulting another person for the purpose of robbing him, settling a fight, venting anger, or making a threatening statement. Past research has documented that exposure to community violence may have enduring consequences on children's development, beginning in the pre-school years and continuing through adolescence. The research has demonstrated that children who witness community violence are likely to develop a view of the world that is hostile and dangerous. In addition, children living in neighborhoods with high violent crime rates are also likely to be exposed to domestic violence in their own homes and thus are highly vulnerable to being victimized by different forms of interpersonal violence. Research has documented that children who are exposed to multiple forms of violence are at more risk of developing psychological sequelae (including posttraumatic stress disorder) than those exposed to only single or isolated violent events (either at home or in the community) (Linares, 2001). As a result of continued exposure to violence children may distrust adults and fear neighbors in their community. Their feelings of safety and confidence in adults may erode or diminish. Reactions may take several forms: some children become anxious, fearful or withdrawn (internalizing problems or taking fears inward); others may believe that the use of violence is justified and shows they are strong and powerful. These children may choose to use violence to attain their wishes, or to identify with the aggressor, as a way to solve interpersonal conflict with the adult world or with their peers (externalizing problems or expressing fears outward) (Linares, 2001). A child’s exposure to community violence can also affect her/his family. Parents may experience extreme anxiety concerning their child’s health and well-being and have limited resources available to them to cope with their distress. Many parents blame themselves for not protecting their child adequately and may become over-protective or use punitive discipline in response to their child’s trauma-related acting out behavior. Relationships among family members can become strained as parents find themselves having to face the task of reassuring their child while trying to cope with their own fears (Goguen, 2000). Intervention must be multi-faceted and take place at the level of: The child who needs the support of a caring adult to feel safe The parents who need appropriate techniques for enhancing family coping strategies The community through upgrading the services and the quality of the neighborhood. Children of War The basis for the diagnosis and treatment of psychologic sequelea associated with traumatic events originated from the experiences of soldiers (mostly men) in World War I and II. It was not until the Vietnam War and the 1970s that the diagnosis of post traumatic stress disorder (PTSD) was formally introduced in the mental health nomenclature (Williams & Steiner, 1998). Only in the last 20 years have these ideas been broadened to include the experiences of the general population, women and most recently, those of children. Research on the effects of war on children from Cambodia (Sack, 2000; Boyden & Gibbs, 1997), Palestinian Children (Thabet & Vostanis, 2002), and adolescent refugees from Bosnia (Ljubomirovic, 1999) have begun to document the impact of living in warlike situations on children’s mental health. Trauma, Post-Traumatic Stress Disorder and Abuse 47 of 66 A context of war often means the collapse of traditional authority structures, social networks, weakening of cultural and spiritual values and disruption of gender roles. Changes in the demographic structure of households and communities, together with family impoverishment drastically reduce the age thresholds for marriage, child-bearing, work and decision-making, forcing children to assume social and economic responsibilities that lead to increases in exposure to physical danger and exploitation. As well, living in a war zone puts children at risk of experiencing a variety of traumatic events. These can include: Deprivation of basic needs such as food and shelter, Displacement from their homes and communities, Separation from or death of a parent, Injury of another family member or close friend, Exposure to combat. Children growing up in a context of war are also highly vulnerable to experiencing secondary traumas that occur as a result of the initial traumatic event. For example, children may be sent away by parents who feel unable to care for them after an initial displacement, or a parent may turn to alcohol to cope with feelings of inadequacy and stress. Children exposed to war can experience a range of difficulties. These include behavior problems, somatic complaints, mental health disorders and impaired moral reasoning and cognitive functioning. A study by Thabet and Vostanis (2002) found that 73% of primary school age children interviewed reported PTSD reactions of at least mild severity while almost 40% reported moderate to severe reactions. Garbarino (1992) asserts that in addition to developing symptoms such as re-experiencing the event, numbing of responsiveness, and symptoms of increased arousal, children who experience environmental violence are vulnerable to ‘spiritual and philosophical consequences’ as a result of trauma. These include: Loss of Security: Children who have experienced trauma have lost the idea of home, school and/or community as a safe place. They have learned that their primary caregivers have limited ability to protect them from traumatic events, and (in some cases) to respond to the child’s trauma in a manner that is helpful and reassuring. General sense of loss: One single traumatic event can result in any of the following losses: loss of people (death), loss of physical capacity (injury to people), loss of protection (including loss of adults’ ability to protect the child and loss of safe places to retreat), loss of control, loss of hope (diminished future orientation.). Loss increases the child’s sense of vulnerability and can cause chronic sadness and depression. Blurring of Distinctions between ‘friend’ and ‘enemy’: Children may have trouble distinguishing between who is their enemy and who is their friend. For example, close family members could be members of a gang that uses violence as a method of gaining power in the community. In the context of war, the child’s neighbours may become their enemy because of political affiliations. Understanding the Range of Emotional and Behavioral Responses to Trauma and Abuse and the Differential Manifestations in Children and Adolescents Sequale of Abuse and Trauma 48 of 66 Trauma, Post-Traumatic Stress Disorder and Abuse Stress and Distress Some stress is normal and even healthy for children as they negotiate the various daily and life challenges they encounter. For example, most children attend school and will go through many transitions; most adolescents will have to grapple with their sense of identity to determine where they "fit." The demands placed on children and adolescents to successfully negotiate these situations can result in feelings of stress. Small amounts of stress - such as experienced before a test or when meeting new people - are necessary to present challenges for greater learning. Simple stress experienced when learning a new skill or playing an exciting game can raise a person's level of excitement or sense of pressure above their normal level. Problems can begin when ordinary stress becomes too much stress or distress. Distress occurs when the demands of the stressor exceed the child’s coping ability. Events that are unpredictable or beyond the child’s control such as death, divorce, remarriage, moving, long illness, abuse, family or community violence, natural disaster, fear of failure, and cultural conflict can contribute to the child experiencing distress. Factors such as the child's stage of development, ability to cope, the length of time the stressor continues, intensity of the stressor, and the degree of support from family, friends, and community all impact the likelihood of stress becoming pathological (Jackson & Pynoos, 1994). A child’s risk of developing a stress disorder is related to the seriousness of the trauma, whether the trauma is repeated, the child’s proximity to the trauma, and his/her relationship to the victim(s) (Cohen, 1998). Developmental themes influence children’s experience of the stressor along with the attribution of meaning, emotional and cognitive means of coping, the tolerance by adults of their reactions, expectations about recovery, and parental effectiveness in addressing other secondary life changes that occur as a result of the traumatic event. Interpersonal and intra-personal protective factors play a role in that children with adequate social supports and familial networks, along with a range of biological, cognitive, and psychological coping mechanisms are less likely to develop a psychiatric disorder as a result of trauma and more likely to recover than others. Children with pre-existing psychopathology, poor parental and/or community supports are more likely to be exposed to the types of stressors that lead to PTSD symptoms and, once established, to become chronic (March, Amaya- Jackson & Pynoos, 1994). Post Traumatic Stress Disorder Post Traumatic Stress Disorder [PTSD] and other anxiety-related symptoms are among the most common disturbances in self-regulation manifested by maltreated children (Pearce & Pezzot-Pearce, 1997). It is defined as a specific set of symptoms that may develop in some children following exposure to an intensely traumatic event(s) such as witnessing a homicide; traffic accidents; combat; natural disasters; victimization; holocaust survivors/families; self-harming behavior; domestic violence; and HIV. To meet the criteria for PTSD, the child must have been exposed to an ‘extreme stressor” characterized by threat to life, potential for physical injury and an element of grotesqueness or horror that demarcates these events from less traumatic experiences such as the expected death of a loved one from a serious illness (DSM IV-TR). Children and adolescents generally react acutely to these traumatic events with surprise, terror, and a sense of helplessness (Cohen, 1998). Post-traumatic Stress Disorder is differentiated from an acute stress reaction or Acute Stress Disorder in that the symptom pattern of ASD, while similar to PTSD, must occur and resolve within a 4-week period. A diagnosis of PTSD would not occur until the symptoms had been in place for more that a 4-week period (DSM IV –TR). PTSD symptoms may or may not develop immediately after the trauma occurs; in fact, many children develop symptoms some time after the event. A diagnosis of PTSD must include a specific number of symptoms from each of three broad categories: re-experiencing, avoidance/numbing, and increased arousal. These symptoms must be present for at least 1 month and cause clinically significant distress or impairment in functioning (DSM IV –TR). Trauma, Post-Traumatic Stress Disorder and Abuse 49 of 66 Re-experiencing symptoms - The traumatic event is persistently re-experienced through recurrent and intrusive distressing memories of the event. In young children this may be manifested by repetitive play in which traumatic themes occur, recurrent distressing dreams about the trauma, frightening dreams (in young children there may be frightening dreams without recognizable content), acting or feeling as if the trauma were recurring (includes a sense of reliving the experience, illusions, hallucinations, and dissociative flashback episodes), intense distress at exposure to internal or external cues that symbolize or resemble an aspect of the trauma; physiological reactivity at exposure to such cues. Avoidance of stimuli - Persistent avoidance of stimuli associated with the trauma and numbing of general responsiveness (not present before the trauma) through efforts to avoid thoughts, feelings, or conversations associated with the trauma, efforts to avoid reminders of the trauma, amnesia for an important aspect of the trauma, diminished interest or participation in normal activities, feelings of detachment or estrangement from others, restricted affective range, a sense of a foreshortened future (e.g., does not expect to meet normal lifespan milestones such as career, marriage, children). Persistent symptoms of increased arousal - Persistent symptoms of increased arousal (not present before the trauma) such as: sleep difficulties; irritability or angry outbursts; difficulty concentrating; hypervigilance; or exaggerated startle response (March, Amaya-Jackson & Pynoos, 1994). Developmental Effects of PTSD Loss of acquired skills and/or the failure to develop new skills may reveal itself differently, depending on the developmental age and stage of the child. For example, a young child may develop enuresis, while a school-age child may become tearful when it comes time to leave home for school. Adolescents may become socially withdrawn, choosing to stay at home rather than to engage in activities that were previously enjoyed (March, Amaya-Jackson & Pynoos, 1994). Research indicates that the majority of children suffering from single-episode PTSD recover with relatively minimal intervention (e.g., an opportunity for catharsis and supportive treatments) and only 10% - 20% of children continue to suffer from psychopathology after one year. However, children who have had one episode of PTSD tend to be more readily traumatized in the future by similar or related events (Klyklo, Kay & Rube, 1998). Children who are repeatedly exposed to traumatic events and/or a series of secondary traumatic events, may present with a preponderance of symptoms such as dissociation, self-injurious behaviours, substance abuse and/or conduct problems, which may obscure the post-traumatic origin of the disorder (Cohen, 1998). In general, a prevention/early intervention model is recommended that incorporates a multi-modal approach that includes support and strengthening of coping skills for anticipated grief/trauma responses, treatment of other disorders that may develop or exacerbate in the context of PTSD and treatment of acute PTSD symptoms. At this point, there is inadequate empirical support for the use of medications to specifically treat PTSD; however, some medications can be helpful in treating individual symptoms such as sleep disorders, depression, or anxiety. Issues in Assessment In assessing the impact of maltreatment and trauma, there must be consideration of the broad variability of children’s responses and the many areas of functioning. Besides considering the child in terms of the diverse facets of their functioning and behaviour, these domains of functioning may also be moderators of the child’s response to maltreatment and possible sources of resiliency. A comprehensive assessment of the child and family should incorporate a variety of methods and be based in multiple settings. No single assessment strategy or test can render all the information needed about the child, context or family. The 50 of 66 Trauma, Post-Traumatic Stress Disorder and Abuse child and family’s functioning may vary in different contexts, a fact that may have implications for intervention. Additionally, a full and comprehensive assessment takes an ecological perspective and recognizes that children live in the context of their families, as well as in a larger social and cultural context. Many factors impact the response of the child or adolescent to abuse and various forms of trauma. Key factors are: 6. Severity of the traumatic event 7. Family support and parental coping 8. Temporal proximity to the traumatic event 9. Amount of violence associated with the event such as assault or rape 10. Total number of previous traumas (Hamblen, 1998) Assessment Considerations Safety is the first priority and understanding the levels of risk for harm in the child’s environment is key. Structural and contextual interventions such as child welfare involvement, as well as initial treatment targets, are the basis for clinical intervention and treatment. Treatment cannot proceed while danger or fear exists. The stance of the parents is also a critical focus of assessment. Parents may be involved in treatment as a result of child protection intervention and may dispute or minimize the abuse allegations. Assessment of parental perceptions of and readiness to address child maltreatment is critical. Parental responses to community violence are also key areas for assessment as these responses can significantly alter outcomes for the child. Common behavioral and emotional problems have been documented and include fear, anxiety, posttraumatic stress symptoms, depression, sexual difficulties, poor self-esteem, stigmatization, difficulty with trust, cognitive distortions, difficulty with affective processing, aggression and peer socialization deficits. Careful assessment of these issues is required. The nature and severity of disturbance can vary substantially from child to child. Some children may be apparently asymptomatic; others may experience moderate or major mental health concerns. In some cases, symptoms have a delayed onset. Assessment should include current difficulties as well as identify risk factors for developing future problems. It is important to gain an understanding of the actual events of the abuse or trauma. The events themselves, the response of the significant adults and the subsequent events are all part of the child’s response. The direct effects of abuse or trauma are important to consider first. The most abusespecific outcome for maltreatment is post-traumatic stress disorder, with about 50% of sexually abused children and 33% of physically abused children meeting the criteria for PTSD and many others who experience distressing symptoms. PTSD and other disorders related to trauma can occur in children who experience symptoms of other disorders, and children with other disorders can have PTSD as a co-morbid condition. Additionally, there is overlap in the criteria for the diagnosis of PTSD and a number of other disorders (e.g., some of the symptoms of increased arousal that are present in PTSD can look similar to ADHD in some children). It is important, therefore, that the assessment process include consideration of biological, psychological and social factors that pre-existed and resulted from the traumatic event (Zide & Gray, 2001). Trauma, Post-Traumatic Stress Disorder and Abuse 51 of 66 The indirect effects of abusive events are also important and an abuse-informed perspective is needed. The child’s beliefs about what has happened (i.e., attributions of self-blame, guilt, stigmatization or shame) are important to prognosis. The assessment must be developmentally informed. What can begin as an abuse specific symptom can lead to problems of functioning that can result in risks for further disrupted development. A developmental focus is important for two reasons: 3. Knowledge of normal growth and development helps to determine the significance of a particular behavior, that is, the behavior or symptom of a ‘problem’ deserving attention or is the problem expected of a child of that particular age. For example, enuresis in a 2-year old child would have different significance than in a 12-year old child. 4. Knowledge about a particular child’s developmental age and stage provides critical information that guides the method of assessment strategies. For example, young children have poorly developed concepts of time and may not be able to answer time-related questions accurately. Parent/Child Relationship Attention should be paid to both the offender/victim and parent/child aspects of the relationship. Insecure attachment is often associated with abuse experiences and cannot only disrupt parent/child relationships but also set up major risks for life-long problems relating to others. Level of parental distress, as well as level of belief and support about the abuse experience, has been found to be an important factor in outcome for the child (Saunders, Berliner & Hanson, 2001). Safety of the Child Legislation suggests that decisions should be based on the best interests of the child, however, in Alberta, the points to consider include the primacy of the family unit, the importance of child rights, the preservation of the well-being of the family and the right to the leas t intrusive form of intervention. In cases where there is no consensus on the rights of the parents and the needs of the child, the lack of clarity as to which principle has priority will jeopardize the safety and protection of some children. The tension between ensuring child safety and providing supportive services within the child’s family and community is one of the fundamental and critical challenges of child welfare – to determine when the risk of harm is too great to leave a child at home. Issues In Treatment Since trauma can never be ‘undone,’ ‘cure’ is not the most appropriate treatment goal; however, trauma victims can become well functioning if appropriate treatment is given and facilitation of healing takes place (March, Amaya-Jackson, & Pynoos, 1994). Treatment must be comprehensive and ecologically based, never occurring in isolation from the child’s family, caregivers and immediate environment. There may be family and larger social factors that contribute to or moderate a child’s recovery and growth that must be considered such as the extent to which the families ‘survival needs’ are met, the parents ability to emotionally support their child, and the families access to community supports and resources. Treatment must have a step-by-step focus that addresses developmental effects and supports children to negotiate stage-salient developmental tasks. A child’s need for treatment may ebb and flow as the meaning of the maltreatment changes as function of his or her progress through different developmental stages. Therapy may be required, therefore, at various points in a child’s life as difficulties arise and then 52 of 66 Trauma, Post-Traumatic Stress Disorder and Abuse can be discontinued for extended periods when the child is functioning well. Treatment approaches should be congruent with the developmental abilities and capacities of the child. For example, a child who has a verbal learning disorder may not respond well to an approach that relies on verbal exchanges (Pearce & Pezzot-Pearce, 1997). Interventions with abused children should be abuse focused; that is, interventions should explicitly and directly address the abuse incidents experienced by the child and the consequent emotions, cognitions, and behaviors exhibited by the child as a result of the abuse. The child’s maladaptive behaviors, thoughts and feelings related to the abuse should be the primary targets of intervention. Common Goals of Therapy 6. Helping children acknowledge the maltreatment and express the associated feelings and cognitions. In order for the maltreated child to develop healthier and more adaptive ways of coping with the feelings associated with the victimization and to reformulate the meaning of these experiences, they must first acknowledge that the maltreatment occurs and begin to identify and express the feelings and attributions regarding responsibility connected to the maltreatment. This diminishes the likelihood that the child will develop more intractable and serious symptoms and relieve some of the child’s distress and anxiety (Pearce & Pezzot-Pearce, 1997). Children’s abuse experiences should be acknowledged and characterized as wrong, unlawful, and harmful in all abuse-specific interventions with children, families and parents. 7. Helping children develop more adaptive ways of expressing feelings regarding the maltreatment. Children who have been maltreated often experience disruptions in their ability to regulate their feelings and behavior. Teaching the child to use language to label and communicate emotions can contribute significantly to his or her self-control and self-regulation (Pearce & Pezzot-Pearce, 1997). 8. Helping children reformulate the meaning of the maltreatment. The therapist may have to help the child uncover and correct cognitive distortions regarding the maltreatment including inaccurate accountings of events and beliefs that he or she was ultimately responsible for the abuse (Pearce & Pezzot-Pearce, 1997). 9. Modify internal working models. Changing the child’s abusive or neglectful environment will not automatically improve the child’s psychological functioning. The child may tend to impose an earlier model of relationships upon others (such as the therapist, teachers, and caregivers). The psychotherapeutic relationship is an opportunity to counter the child’s pessimistic and negative beliefs and expectations of others and self. As well, the child has a greater probability of changing maladaptive internal working models when they have multiple experiences and relationships that consistently counter their negative beliefs and expectations. Therapy, therefore, is just one component in an overall strategy to help reestablish progress along an adaptive developmental pathway. Other interventions must be directed at the level of the family and factor in the broader environment to support the child to establish, maintain and reinforce new beliefs and expectations of relationships (Pearce & Pezzot-Pearce, 1997). 10. Self-perception. A common theme in treating children who have been traumatized is to help them change their perception of themselves and develop greater feelings of mastery and self-efficacy (Pearce & Pezzot-Pearce, 1997). Trauma, Post-Traumatic Stress Disorder and Abuse 53 of 66 Assigned Readings Garbarino, J., Dubrow, N., Kostelny, K., & Pardo, C. (1992). Coping with the Consequences of Community Violence. San Francisco, Jossey-Bass Pub. pp. 22-47 Wekerle, C. & Wolfe, D.A. (1996) Child maltreatment. In E.J. Mash & R.A. Barkley (Eds.), Child psychopathology. New York: Guilford. Review Questions 6. Identify two theories regarding the impact of child maltreatment and trauma. Discuss. 7. Identify the four major forms of child maltreatment along with common outcomes for mental health concerns. 8. Choose one domain of functioning affected by child maltreatment and discuss. 9. Describe the impact on children of environmental sources of trauma. 10. Identify the key assessment and treatment considerations. REFERENCES Berman, S., Silverman, W. & Kurtines, W. (2000). Children’s and adolescents’ exposure to community violence, post-traumatic stress reactions, and treatment implications. The Australian Journal of Disaster and Trauma Studies, (2000 –1), Internet. Besky, J. (1993). Etiology of child maltreatment: A developmental-econologi9cal analysis. Psychological Bulletin, 114(3), 413-434. Boyden, J., & Gibbs, S., (1997). Children of war: Responses to psycho-social stress in Cambodia. Switzerland: The United Nations Research Institute for Social Development. Cohen, Judith. (1998). Summary of the practice parameters for the assessment and treatment of children and adolescents with post-traumatic stress disorder. Internet. Cummings, E.M. (1998) Children exposed to marital conflict and violence: Conceptual and theoretical directions. In G. Holden, R. Geffener, & E. Jouriles (Eds.), Children exposed to marital violence: Theory, research, and applied issues (pp. 55-93). Washington, DC: American Psychological Press. Diagnostic and statistical manual of mental disorders: DSM-IV-TR (4th ed.), (2000). M.B. First, (Ed.). Washington, DC: American Psychiatric Association. Edleson, J. (1999). Problems associated with children’s witnessing of domestic violence. Internet Goguen, C. (2000). The effects of community violence on children and adolescents. Internet. Garbarino, J., Dubrow, N., Kostelny, K., & Pardo, C. (1992). Coping with the consequences of community violence. San Francisco: Jossey-Bass. 54 of 66 Trauma, Post-Traumatic Stress Disorder and Abuse Jaffe, P., Wolfe, D., & Wilson. S. (1990). Children of battered women. Newbury Park: Sage. Kempe, C. H., Silverman, F.N., Steele, B.FF., Croegenmueller, W., & Silver, H. K. (1962). The battered child syndrome. Journal of the American Medical Association, 181, pp. 1724. Ljubomirovic MD, N. (1999). Therapeutic group work with adolescent refugees in the context of war and its stresses. Internet. March, MD, J., Amaya-Jackson, MD, L., & Pynoos, MD, R. (1994). Pediatric posttraumatic stress disorder. In J. Wiener, MD. (Ed.), Textbook of child and adolescent psychiatry, (2nd ed.) (pp. 507-524). Washington, DC: American Psychiatric Press. Margolin, G. (1998). Effects of domestic violence on children. In P. Trickett, & C. Schellenback (Eds.), Violence against children in the family and community (pp. 57-101). Washington, DC: American Psychological Press. Meloy, J. (1997). Violent attachments. New Jersey: Jason Aronson Inc. Perry, MD, B. (2001). Violence and childhood: How persisting fear can alter the developing child’s brain. Internet. Pearce, J. & Pezzot-Pearce, T. (1997). Psychotherapy of abused and neglected children. New York: Guilford Press. Sack, W. (1999). Twelve-year follow-up study of Khmer youths who suffered massive war trauma as children. Journal of the American Academy of Child and Adolescent Psychiatry. Internet Saunders, B.E., Berliner, L., & Hanson, R.F. (2001) Guidelines for the Psycho-social Treatment of Intrafamilial Child Physical and Sexual Abuse. Final Draft Report: July 30, 2001. Charleston: Authors. Internet. Sulivan, S. (2000) Child neglect: Current definitions and models-A review of child neglect research, 1993-98. Ottawa, National Clearinghouse of Family Violence. Thabet, A. & Vostanis, P. (2002). Post-traumatic stress reactions in children of war. Internet The Peel Committee Against Woman Abuse, Breaking the Cycle of Violence: Children Exposed to Woman Abuse: A Resource Guide for Parents and Service Providers, November 2000, Internet. Trocme, N., MacLaurin, B., Falon, B., Daciuk, J., Billingsley, D., Tourigny, M., Mayer, M., Wright, J., Barter, K., Burford, G., Hornick, J., Sullivan, R., & McKenzie, B. (2001). Canadian incidence study of reported child abuse and neglect: Final report. Ottawa, ON: Minister of Public Works and Government Services Canada. Trauma, Post-Traumatic Stress Disorder and Abuse 55 of 66 Wekerle, C. & Wolfe, D.A. (1996). Child maltreatment. In E.J. Mash & R.A. Barkley (eds.), Child psychopathology. New York: The Guilford Press. Wieland, S. (1998). Techniques and issues in abuse-focused therapy with children and adolescents. London: Sage. Williams, S., & Steiner, H. (1998). Childhood trauma. In W. Klyklo, J. Kay, & D. Rube (Eds.), Clinical child psychiatry (pp. 263-277). Toronto; W.B. Saunders Co. Wolfe, D.A. (1998). Prevention of child abuse and neglect in Health Canada (eds.) Determinants of Health, Children and Youth. Ottawa:Canadian Government Publishing. Zide, M. & Gray, S. (2001) Psychopathology: A competency-based assessment model for social workers. Toronto: Brooks/Cole Thomson Learning. 56 of 66 Trauma, Post-Traumatic Stress Disorder and Abuse Appendix I - Forms of Maltreatment FORMS OF MALTREATMENT 1. P 1. Physical Abuse: The child has suffered or is at substantial risk of suffering physical harm, at the hands of the child’s caretaker. Shaken baby syndrome: Brain or neck injuries resulting from the infant being shaken. Inappropriate Punishment: Child abuse has occurred as a result of inappropriate punishment. Includes inappropriate use of corporal punishment, as well as other forms of punishment that has led to physical harm or put the child at substantial risk of harm. The judgment of appropriateness is based on many factors, including the severity of harm or potential harem, the amount of force used, the type of punishment relative to the age of the child, and the frequency of punishment. Physical Abuse: Other physical abuse includes any other form of physical assault that is inflicted on a child, such as intentionally burning a child or hitting the child in a manner that does not appear to be intended as punishment. 2. Sexual Abuse: Sexual Activity Completed: Includes oral, vaginal, or anal sexual activities. Sexual Activity Attempted: Includes attempts to have oral, vaginal, or anal sex. Touching/Fondling Genitals: Sexual activity involving touching/fondling genitals. Adult Exposing Genitals to Child: Sexual activity consisting of exposure of genitals. Sexual Exploitation: Involved in Prostitution or Pornography: Includes situations in which an adult sexually exploits a child for purposes of financial gain or for profit. Sexual Harassment: Includes propositions, encouragement, or suggestions of a sexual nature. Voyeurism: Includes activities in which a child is encouraged to exhibit himself/herself for the sexual gratification of the alleged perpetrator. 4. Neglect: Includes situations in which children have suffered harm, or their safety or development has been endangered as a result of the caregiver’s failure to provide for or protect them. a. Failure to Supervise or Protect Leading to Physical Harm: The child suffered or was at substantial risk of suffering physical harem because of the caregiver’s failure to supervise and protect the child adequately. Failure to protect includes situations in which a child is harmed or endangered as a result of a caregiver’s actions (e.g. drunk driving with a child, or engaging in dangerous criminal activities with a child.). b. Failure to Supervise or Protect Leading to Sexual Abuse: The child has been or is at substantial risk of being sexually molested or sexually exploited, and the caregiver knew or should have known of the possibility of sexual molestation and failed to protect the childe adequately. c. Physical Neglect: The child has suffered or is at substantial risk of suffering physical harm caused by the caregiver’s failure to care and provide for the child adequately. This includes inadequate nutrition/clothing and unhygienic and/or dangerous living conditions. There must be evidence or suspicion that the caregiver is at least partially responsible for the situation. d. Medical Neglect: The child requires medical treatment to cure, prevent, or alleviated physical harm or suffering, and the child’s caregiver did not provide, refused or was unavailable or unable to consent to the treatment. e. Failure to Provide Treatment for Mental, Emotional or Developmental Problem: The child is at substantial risk of suffering from emotional harm as demonstrated by severe anxiety, depression, withdrawal, self-destructive or aggressive behavior, or suffering from a mental, emotional or developmental condition that could seriously impair the child’s development. The child’s caregiver did not provide, or refused, or was unavailable or unable to consent to treatment to remedy or alleviate the harm. This category can include failing to provide treatment for school-related problems such as learning and behavior problems, as well as treatment for infant development problems such as non-organic failure to thrive. f. Permitting Maladaptive/Criminal Behavior: A child has committed a criminal offence with the encouragement of the child’s caregiver, or because of the caregiver’s failure or inability to supervise the child adequately. Alternatively, services or treatment are necessary to prevent a recurrence and the child’s caregiver did not provide, refuse, or was unavailable or unable to consent to those services or treatment. Trauma, Post-Traumatic Stress Disorder and Abuse 57 of 66 Abandonment/Refusal of Custody: The child’s caregiver has died or was unable to exercise custodial rights and did not make adequate provisions for care and custody, or the chills was in a placement and the caregiver refused or was unable to take custody. h. Educational neglect: Caregivers knowingly allowed chronic truancy (5 or more days a month), failed to enroll the child, or repeatedly kept the child at home. Emotional Maltreatment: This category is difficult to document because if often does not involve a specific incident or visible injury. In addition, the effects of emotional maltreatment, although often severe, tend to become apparent over time (e.g. impaired cognitive, social, and emotional development). Emotional Abuse: The child has suffered or is at substantial risk of suffering from mental, emotional, or developmental problems caused by overtly hostile, punitive treatment, or habitual or extreme verbal abuse (threatening, belittling, etc.). Non-organic Failure to Thrive: A child under 3 has suffered a marked retardation or cessation of growth for which no organic reason can be identified. Emotional Neglect: The child has suffered or is at substantial risk of suffering from mental, emotional, or developmental problems caused by inadequate nurturance/ affection. Exposed to Family Violence: A child has been a witness to, or involved with family violence within his/her home environment. This includes situations in which the child indirectly witnessed the violence (e.g. saw the physical injuries on his/ her caregiver the next day). g. 3. 58 of 66 Trauma, Post-Traumatic Stress Disorder and Abuse Appendix II - Symptoms Associated with Child Maltreatment INFANTS Disruption in eating and sleeping routines Fearful reactions to loud noises Excessive crying VII. Physical neglect Delays in Development PRESCHOOL CHILDREN Low self-esteem Frequent illness Poor concentration Eating and sleep disturbances Post-traumatic stress* Fear Separation anxiety VIII. Anger and aggression Clinging Withdrawing Hitting, biting Inappropriate sexual behaviour Cruelty to animals Destruction of property Problems in pre-school/day care Pleasing behaviour Regressive behaviour (thumb sucking, bed wetting) ELEMENTARY SCHOOL (5-12 YEARS) Low self-esteem Frequent illness Poor concentration Eating and sleep disturbances IX. Post traumatic stress* Fear Anxiety and tension Anger and aggression Withdrawing Bullying Alcohol/Drug Abuse Depression Inappropriate sexual behaviour Self-harm Perfectionism Destruction of property Problems in school Pleasing behaviour Peer relationship problems Disrespect for females EARLY ADOLESCENCE (12-15 YEARS) Low self-esteem Frequent illness Poor concentration Eating and sleep disturbances Post traumatic stress* Fear Anxiety and tension Anger and aggression Bullying Being abused or becoming abusive Depression Alcohol/drug use Self-harm Suicidal behavior Inappropriate sexual behaviour Perfectionism Running away from home Pleasing behaviour Problems in school Peer relationship problems Disrespect for females Feeling over-responsible LATER ADOLESCENCE (15-18 YEARS) Low self-esteem Frequent illness Poor concentration Eating and sleep disturbances Post traumatic stress* Fear Anxiety and tension Anger and aggression Bullying Being abused or becoming abusive Depression Alcohol/drug use Self-harm Suicidal behavior X. Inappropriate sexual behaviour Perfectionism Running away from home Pleasing behaviour Problems in school Peer relationship problems Disrespect for females Feeling over-responsible *Post Traumatic Stress: Symptoms include nightmares, intrusive thoughts or images, flashbacks, fear, anxiety, tension, hyper-alert, easily startled, irritability, outbursts of anger and aggression Trauma, Post-Traumatic Stress Disorder and Abuse 59 of 66 Appendix III Symptoms of PTSD typical of young children (1-6) can include: Helplessness and passivity; lack of usual responsiveness Generalized fear Heightened arousal and confusion Cognitive confusion Difficulty talking about event; lack of verbalization Difficulty identifying feelings Sleep disturbances, nightmares Separation fears and clinging to caregivers Regressive symptoms (e.g., bedwetting, loss of acquired speech and motor skills) Unable to understand death as permanent Anxieties about death Grief related to abandonment of caregiver Somatic symptoms (e.g., stomach aches, headaches) Startle response to loud/unusual noises "Freezing" (sudden immobility of body) Fussiness, uncharacteristic crying, and neediness Avoidance of or alarm response to specific trauma-related reminders Involving sights and physical sensations. Symptoms of PTSD typical of school-aged children (6-11 years) can include: 60 of 66 Responsibility and guilt Repetitious traumatic play and retelling Reminders trigger disturbing feelings Sleep disturbances, nightmares Safety concerns, preoccupation with danger Aggressive behavior, angry outbursts Fear of feelings and trauma reactions Close attention to parents' anxieties School avoidance Worry and concern for others Changes in behavior, mood, and personality Somatic symptoms (Complaints about bodily aches, pains) Obvious anxiety and fearfulness. Withdrawal and quieting Specific, trauma-related fears; general fearfulness. Regression to behavior of younger child. Separation anxiety with primary caretakers. Loss of interest in activities. Confusion and inadequate understanding of traumatic events most evident in play rather than discussion. Unclear understanding of death and the causes of "bad" events. Magical explanations to fill in gaps in understanding. Loss of ability to concentrate and attend at school, with lowering of performance. "Spacey" or distractible behavior. Trauma, Post-Traumatic Stress Disorder and Abuse Symptoms of PTSD typical of pre-adolescents and adolescents (12-18 years) can include: Self-consciousness Life-threatening reenactment Rebellion at home or school Abrupt shift in relationships Depression, social withdrawal Decline in school performance Trauma-driven acting-out behavior: sexual acting out or reckless, risk-taking behavior. Effort to distance from feelings of shame, guilt, and humiliation. Flight into driven activity and involvement with others or retreat from others in order to manage their inner turmoil. Accident proneness. Wish for revenge and action-oriented responses to trauma. Increased self-focusing and withdrawal. Sleep and eating disturbances; nightmares. Trauma, Post-Traumatic Stress Disorder and Abuse 61 of 66 Appendix IV Factors that support children and create a safety net for them during stressful times include: A healthy relationship with at least one parent or close adult. Well-developed social skills. Well-developed problem-solving skills. Ability to act independently. A sense of purpose and future. At least one coping strategy. A sense of positive self-esteem and personal responsibility. Religious commitment. Ability to focus attention. Special interests and hobbies. Families can provide further protection by: Developing trust, particularly during the first year of life. Having supportive family and friends. Showing caring and warmth. Having high, clear expectations without being overly rigid. Providing ways for children to contribute to the family in meaningful ways. Being sensitive to family cultural belief systems. Building on family strengths. Children who live in supportive environments and develop a range of coping strategies become more resilient. 62 of 66 Trauma, Post-Traumatic Stress Disorder and Abuse APPENDIX V Table 14.1. Range of Child Characteristics Associated with Physical Abuse, Neglect, and Sexual Abuse Dimension of development Physical Abuse Neglect Sexual Abuse Physical Minor: Bruises, lacerations, Failure to thrive symptoms: Physical symptoms: Headaches, abrasions Slowed growth, immature stomach aches, appetite changes, Major: Burns, brain physical development vomiting, gynecological complaints damage, broken bones Cognitive Mild delay in areas of cognitive and intellectual functioning; academic problems; difficulties in moral functioning Mild delay in areas of cognitive and intellectual functioning; academic problems; difficulties in moral reasoning No evidence of cognitive impairment; self-blame; guilt Behavioral Aggressivity; peer problems; “compulsive compliance” Passivity; “hyperactivity” Fears, anxiety, PTSD-related symptoms; sleep problems Socioemotional Social incompetence; hostile intent attributions; difficulties in social sensitivity Social incompetence; withdrawn, dependent; difficulties in social sensitivity Symptoms of depression and low selfesteem; “sexualized” behavior; behaviors that accommodate to the abuse (e.g., passive compliance, no or delayed disclosure) Adapted from Wekerle, Christine, Wolfe, David A. Child Maltreatment. E.J. Mash & R.A. Bakley (Eds) (1996). Child Psychopathology. New York: The Guilford Press. Trauma, Post-Traumatic Stress Disorder and Abuse 63 of 66 Appendix VI Abuse Experience Behaviors Internalization 1. Intrusion I am different, damaged I am powerless 2. Self-related I am bad, guilty, an object to be used physical situational noabuse protection closeness betrayal 7. Distorted family boundaries 9. Sexuality with no understanding overstimulation negative experiences 10. Distorted messages 11. Distortions of reality I feel chaotic Emotions: cut off, extreme swings I am betrayed by people close to me Expects betrayal, feels unsafe I have no boundaries Child & Family Love-want Hate-fear 6. Juxtaposition of Fearful of situations, decisions Overly responsible Disrupted functioning: Intrusive thoughts, flashbacks, nightmares, triggered responses, dissociation Memories 5.Entanglement Unable to self-protect, care comfort I am responsible for … Distorted interacting with others When I am sexual, good things happen Repeats sexualized behavior My sexuality means no feelings no control negative feelings Distorted sexual responding What I am told what is meant I have no emotions no experiences no integrated self Distorts future statements Characteristics 4. Acts 8. Sexualized behavior brings attention sensual pleasure Extreme Sexual Abuse Treats self as damaged (self-abuses/misinterprets development) Helplessness, aggressivity Hypervigilant, hyperarousal Verbal 3.Threats Child Characteristics & Earlier Internalizations Sexual Abuse by someone close All sexual abuse experiences Internalization Continues distortions Figure 1.1. Internalization Model Adapted from Wieland, S. (1998). Techniques and issues in abuse-focused therapy with children and adolescents. London: Sage. Trauma, Post-Traumatic Stress Disorder and Abuse 65 of 66 66 66