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University of Kansas Medical Center Research Institute PROPOSAL ROUTING SHEET DEADLINE: Date/Time Received______________________________ PROJECT PERIOD: FROM P.I. INDICATE ONE: TO SPA Proposal #_________ Solicitation/Funding Opportunity# ___ 10- business day FINAL ____ 10-business day DRAFT Research Plan/Technical Section Principal Investigator (Last Name, First Name) Contact Name/Phone# ___ 5-business day FINAL E-Mail Address PI's Department Administering Dept/Center (F&A Return Dept/Center) Project Location (Room and Building) KUMC Centers Related (select as needed) Select: Select Select: Select Select: Select Select: Select Project Title: Major Goals: (Limited to two or three lines): Funding Agency/Institution (to whom RI submits) Mechanism (R01, Pilot, etc) Original Source of Funding (if KUMC is subaward) Please complete Keyword Grid on next page including Community Engagement Project Type: Basic Research T1 T2 Clinical Trial Clinical Research Training&Educ Proposal Type: New Transfer Competing Renewal Revision/Resubmission Subcontract Does the proposal include Cost Sharing or Matching Funds? No Service Other (Check all that apply) Continuation/Supplement to Acct # Yes (Attach Chairs, Dean’s or Ctr. Director’s Letter of Commitment) Key Personnel: Name Department Name Project Role Add additional page for key personnel not listed above If funded, will project activity require additional space/facilities currently not available to the PI? Yes (If yes, attach letter to appropriate Dean explaining in detail space/facilities requested) Are you using Clinical Trial Administration services? Yes No Data retention/sharing requirement? YES NO If yes, estimated: gigabyte terabyte YES YES NO NO YES NO NO NO Cost Share Effort (if applicable) No DOES THE PROPOSAL INCLUDE ANY OF THE FOLLOWING? Human Subjects IRB# Approval Date Exemption # Pending Stem Cells IF YES: Adult Umbilical Somatic Cell Nuclear Transfer Mouse Embryonic Other Human Embryonic : approved cell line number/Source Select or Select / Select__ i.e. WA01/WiCell Vertebrate Animals IACUC # Approval Date Pending Select Agents (list) Human Tissues/Body Fluids Fetal Placental Child Adult IRB# or not Human Subject Determination YES NO Recombinant DNA YES NO Radioisotopes/Radiation Produce Equipment YES NO Biohazards / Hazardous Materials (if yes, attach approval form) Link to KUMC Office of Compliance 1 YES YES Total Effort Committed (indicate % or CYM) KUMC Safety Forms: EHS Risk Assessment Please obtain approval from KU EHS Office after award (see page 3). SPA Proposal Routing Sheet rev 10-15 KEYWORDS: Please complete this section as it allows the EVC’s office and Enterprise Analytics to track trends. BODY SYSTEM Adrenal Glands Arteries Bladder Bones Brain Breast Cardiovascular System Central Nervous System Cervix Colon Digestive System Ear Endocrine System Esophagus Eye Fetus Gallbladder Gastrointestinal Tract Heart Hypothalamus Joints Kidney Larynx Ligaments Liver Lung Lymph Node Muscles Nerves Nervous System Nose Ovary Ovum Pancreas Penis Pituitary Gland Placenta Prostate Respiratory System Skin Sperm Spleen Stomach Tendons Testis Thyroid Gland Tongue Uterus Veins Urinary Tract TRAINING Conference Junior Faculty Post Doctorate Pre-Doctorate CONDITION KUMC PROGRAM Aging Alcoholism Alzheimer’s Disease Autism Bacterial Infections Birth/Parturition Breast Cancer Cancer Cardiovascular Disease Congenital Abnormalities Congenital Abnormalities Connective Tissues Cystic Fibrosis Diabetes Disease of Blood Disease of Digestive System Disease of Endocrine System Disease of Ears/Eyes Disease of Genitourinary System Disease of Liver Disease of Lupus Disease of Muscles/Bones/Connective Tissue Disease of Nervous System Disease of Respiratory System Disease of Skin Heart Disease HIV/AIDS Infertility/Fertility Injury/Burns Kidney Disease Menopause Muscular Dystrophy Mental Disorders Nutrition Obesity Parkinson’s Disease Pregnancy Poisons/Toxins Puberty Smoking cessation Stroke Vascular Disease Viral Infections Alternative Medicine and Research Bioengineering Bioinformatics Biostatistics Bone Cancer Clinical and Translational Research Compound Synthesis Diabetes Drug discovery Heart High throughput Screening Integrative Medicine Immunology/Virology Kidney Liver Mass Spectrometry/Proteomics Maternal/Fetal/Child Health Neuroscience/Brain Health Obesity Ophthalmology/Ophthalmic Engineering /Clinical Eye Institute Personalized Medicine Public Health Reproductive Sciences/Fertility COLLABORATIONS Across Disciplines KUMC and another institution KUMC and Stowers KUMC and KU-Lawrence KUMC and St. Luke’s KUMC and Children’s Mercy KUMC and UMKC KUMC and Quintiles KUMC and pharmaceutical company KUMC and KCUMB NEW CENTER SUBJECT Animals Children – boys Children – girls Drug Elderly Gene Hormone Infants Institution Men Pregnant Women Stem Cells - Adult Stem Cells – Embryonic Women 2 COMMUNITY ENGAGEMENT Community Planning Local Community Srvc/Research Other Community Engagement/ Outreach Rural Health Service/Research Telehealth/Telemedicine SPA Proposal Routing Sheet rev 10-15 PROJECT TITLE: CERTIFICATION/ASSURANCES PI: The undersigned certify that neither the PI nor anyone proposed to work on this project are, to the best of their knowledge, excluded from participation in Federally funded activities as a result of government-wide suspension or debarment. PI/PROJECT DIRECTOR: I certify that the above information submitted within the application is true, complete and accurate to the best of my knowledge. I understand that any false, fictitious, or fraudulent statements or claims may subject the PI to criminal, civil, or administrative penalties. I agree to accept responsibility for the scientific conduct of the project and to provide the required progress reports if a grant is awarded as a result of the application. This project is in compliance with the KUMC Conflict of Interest Policy. If any project personnel has a potential conflict of interest, financial or otherwise regarding the sponsor of this project, a Conflict of Interest Disclosure Form should be submitted to the Research Compliance Office. I understand that NIH requires principal investigators to submit journal articles that arise from NIH funds to the digital archive PubMed Central. Co-PI: (typed/written)_______________________________________ _____________________________________________ PI/Project Director’s Signature/Date _________________________________________________________ Co-PI’s Signature/ Date For Clinical Trials, do any of the investigators, those responsible for obtaining the informed consent of human subjects or any member of their immediate family have any financial interest or other relationship with any company or entity that sponsors or supports this clinical trial? Yes No PI Initials ______________________ (Please add additional signature page for multiple PI’s/Co-PI’s project) DEPARTMENT CHAIR(s)/CENTER DIRECTOR The attached application is approved. It is within the total program and academic objectives of the Department/Institution/Center. Adequate space is available or planned for the conduct of the project. The professional time allocations described therein are approved. _______________________________________ Department Chair (typed/written) ______________________________________ Department Chair’s Signature ___________________ Dept. Admin. Initials ______________________________________ Collaborating Dept. Chair (typed/written) ______________________________________ Collaborating Dept. Chair’s Signature ___________________ Dept. Admin. Initials If application involves a Center/Institution: _____________________________________ Center/Institute Director (typed/written) ______________________________________ Center/Institute Director’s Signature DEAN OF SCHOOL (or Designee): The proposed project is approved. It is consistent with the total program objectives of this school and the commitments for this project. _______________________________________________ Dean’s Signature KUMC Research Institute Official Signature _______________________________________________ Associate Vice Chancellor for Research Administration OTHER APPROVALS _______________________ Michael Harmelink, Assoc Vice Chancellor for Info Resources & Chief Info Officer (1014 Eleanor Taylor, Ext 8-4900). Required only for proposals involving computing, telecommunications, telemedicine, internet development, library or computer-based education/training. _______________________________ Jon Jackson Senior Vice President, Hospital Executive Office (1215 KU Hospital, Ext 8-1289) required only for proposals using hospital services, facilities, personnel or training programs. Signatures indicate protocol has been reviewed and does not conflict with hospital philosophy or policy. _______________________________ Ram Sharma, PhD ,VAMC, KC Assoc. Chief of Staff for Research. Required if VAMC facilities, patients or personnel are committed. _______________________________ Richard Couldry (B400 KU Hospital, Ext 8-2330). Required for drug protocols involving investigational Drugs _______________________________ Ryan Werth or Karen Blackwell, KUMC Office of Compliance (1040 Wescoe Pavillion). ___________________________ Ryan Lickteig or Sonny Cherrito, KUMC Environment, Health and Safety Office (G032 Wescoe) Helpful links: NIH Salary Cap, Information Often Requested on Applications, KUMCRI Policies and Procedures, eRA Commons/Grants.gov 3 SPA Proposal Routing Sheet rev 10-15