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Purpose This publication provides an overview of Cummins’ position and standards on Prohibited and Restricted Materials in our processes and products. In this context the term “materials” refers generically to elements, compounds and chemicals. There are many existing and emerging local and regional regulations that affect operations and products, which can be complex to understand. For example, a regulation may apply to a consumer product but not to commercial products such as ours. Alternatively, Cummins may restrict or prohibit a material even though no regulations apply. This guide summarizes the key Cummins materials standards for informational purposes. Always refer to the current standards which are posted on the Cummins Supplier Portal, at http://supplier.cummins.com Supplier Responsibility Compliance to these standards is mandatory for all suppliers that provide any product or service to Cummins Inc. organizations. Organizations included are all subsidiaries, joint ventures, alliances, partnerships, and company owned distributors in which Cummins has a controlling interest or management responsibility. Suppliers who provide any product or service to Cummins, Inc. organizations are wholly responsible for the end product provided to Cummins irrespective of how many sub-suppliers (Tier 2, 3 etc.) may be in the supply chain flow. The end product supplied includes partially or fully finished assemblies, components, packaging, chemicals and consumable processing materials. This further applies to all suppliers and joint ventures producing Cummins branded products. Suppliers Guide Technical Specification Questions: [email protected] Purchasing and Compliance Questions: [email protected] It is the responsibility of the supplier to verify that the substances listed are not in any products or materials supplied to Cummins per the referenced threshold. Failure to abide with this standard can result in the termination of the relationship with Cummins. Summary of major regulations concerning materials and chemicals The following summarize major regulations which often arise in customer queries. It is important to note that Cummins does prohibit certain materials from our products and processes beyond what applicable regulations require. RoHS - Restriction of Hazardous Substances –is a directive of the European Union which restricts the use of six hazardous materials in the manufacture of various types of electronic and electrical equipment. RoHS generally does not apply to Cummins products, but all six are prohibited or restricted under CORP 00-08-01-00 and CES10903. http://www.rohs.eu/ ELV - End of Life Vehicle –is a Directive of the European Union that regulates materials in motor vehicles. While the regulation applies to consumer engines (smaller than our products), and sold only in the EU, Cummins has some global customers who request certain of our products be compliant worldwide. Lead content in certain components such as bearings is the only material in our products on the ELV list. The intent of CORP 00-08-01-01and CES 10908 is to voluntarily transition our products to lead-free bearings and bushings. http://ec.europa.eu/environment/waste/ elv_index.htm REACH - Registration, Evaluation, Authorization and Restriction of Chemicals - is a European Union regulation for chemicals made, used or imported into the EU region. REACH requires registration of chemical substances on their own, in preparations or released by an article during its normal use. We have ensured Cummins is compliant to REACH for our European operations and for our products produced or shipped into the EU. In addition to chemical registration is the identification of Substances of Very High Concern (SVHC) on a “candidate list”. Some or all of these materials may be restricted when moved to an “authorization list” or banned when moved to a “prohibited list”. Cummins has voluntarily prohibited all current SVHC materials worldwide, effective January 2013. http://ec.europa.eu/environment/chemicals/ reach/reach_intro.htm TSCA – The Toxic Substances Control Act - is the general chemical control law in the United States. It provides the EPA with authority to require reporting, record-keeping and testing requirements, and restrictions relating to chemicals or mixtures, particularly those determined to cause unreasonable risk to public health or the environment. The EPA recently developed action plans for certain chemicals of concern and new legislation is expected to strengthen TSCA reporting and testing requirements. The list of more than 84,000 materials currently regulated under TSCA can be found at http://www.epa.gov/oppt/newchems/pubs/ invntory.htm Approved for external distribution An electronic copy of this publication and the most current release of Cummins’ Prohibited Materials Standard is posted on the Cummins Supplier Portal at http://supplier.cummins.com Cummins Inc. 500 Jackson Street Columbus, IN 47202 © 2011 Cummins Inc Revision February 2011 Printed on 100% post-consumer recycled paper. Prohibited and Restricted Materials Summary – Cummins Prohibited and Restricted Materials Prohibited and Restricted Materials in Products – Currently Prohibited (Black List) Materials Prohibited in Cummins Products CES 10903 Prohibited and Restricted Materials in Products – Phase-out (Gray List) Continued Threshold CAS Number(s) Effect date Asbestos 0.1% 12001-29-5 prohibited Lead hydrogen arsenate 0.1% 7784-40-9 Jan. 2013 Cadmium (Cd) 0.01% 7440-43-9 prohibited Lead sulfochromate yellow (C.I. Pigment Yellow 34) 0.1% 1344-37-2 Jan. 2013 Hexavalent Chromium (Cr6+) 0.1% 18540-29-9 prohibited Polybrominated Biphenyls (PBB) 0.1% PJL335 Jan. 2013 Mercury (Hg) 0.1% 7439-97-6) prohibited Polybrominated Diphenyl Ethers (PBDEs) [Tetra-, Penta-, Hexa-, Hepta-, Octa-, Nona- and Deca-Congeners] 0.1% Jan. 2013 Other Characteristics Prohibited in Cummins Products CES 10903 Threshold CAS Number(s) Effect date 40088-47-9, 32534-81-9, 36483-60-0, 68928-80-3, 32536-52-0, 63936-56-1, 1163-19-5 Radioactivity (any type of ionizing radiation) above background levels, measured 1m from source 0.5 µSv/hr (50 µR/hr) n/a prohibited Materials Restricted in Cummins Products CES 10908 Lead (Pb)–restricted by use Threshold 0.1% CAS Number(s) 7439-92-1 Effect date Jan. 2013 Prohibited and Restricted Materials in Products – Phase-out (Gray List) Materials Prohibited in Cummins Products CORP 00-08-01-00 CES 10903 Materials Prohibited in Cummins Products CES 10903 Threshold CAS Number(s) Effect date Potassium chromate 0.1% 7789-00-6 Jan. 2013 Potassium dichromate 0.1% 7778-50-9 Jan. 2013 Sodium chromate 0.1% 7775-11-3 Jan. 2013 Sodium dichromate, dihydrate 0.1% 7789-12-0, 10588-01-9 Jan. 2013 Tetraboron disodium heptaoxide, hydrate 0.1% 12267-73-1 Jan. 2013 Trichloroethylene 0.1% 79-01-6 Jan. 2013 Triethyl arsenate 0.1% 15606-95-8 Jan. 2013 tris(2-chloroethyl)phosphate (TCEP) 0.1% 115-96-8 Jan. 2013 Zirconia Aluminosilicate, Refractory Ceramic Fibres 0.1% Index number 650-017-00-8 Jan. 2013 Threshold CAS Number(s) Effect date 2,4-Dinitrotoluene 0.1% 121-14-2 Jan. 2013 4,4’- Diaminodiphenylmethane (DDM) 0.1% 101-77-9 Jan. 2013 Materials Prohibited in Cummins Processes MSDS 5-tert-butyl-2,4,6-trinitro-m-xylene (musk xylene) 0.1% 81-15-2 Jan. 2013 1,1,1, trichloroethane 71-55-6 Cellosolve (2-ethoxyethanol) 110-80-5 Acrylamide 0.1% 79-06-1 Jan. 2013 1,2-dibromo-3-chloro-propane 96-12-8 Chlorinated paraffins (> 60% chlorine) (mixed #'s) Alkanes, C10-13, chloro (Short Chain Chlorinated Paraffins) 0.1% 85535-84-8 Jan. 2013 1,3-butadiene 106-99-0 Cupferron 136-20-6 Aluminosilicate, Refractory Ceramic Fibres 0.1% Index number 650-017-00-8 Jan. 2013 1,4-dichlorobenzene(para dichlorobenzene) 106-46-7 Diethyl nitrosoamine 55-18-5 Ammonium dichromate 0.1% 7789-09-5 Jan. 2013 1,4-dioxane 123-91-1 Diglycidyl resorcinol ether (dgre) 101-90-6 Anthracene 0.1% 120-12-7 Jan. 2013 2-acetylaminofluorene 53-96-3 Epichlorohydrin 106-89-8 Anthracene oil 0.1% 90640-80-5 Jan. 2013 2-chloro-2-methylpropane 507-20-0 Ethyl acrylate 140-88-5 Anthracene oil, anthracene paste 0.1% 90640-81-6 Jan. 2013 3,3'-dichlorobenzidene 91-94-1 Ethyleneimine 151-56-4 Anthracene oil, anthracene paste, anthracene fraction 0.1% 91995-15-2 Jan. 2013 4,4'- Diaminodiphenylmethane (DDM) 101-77-9 Formaldehyde 00050-00-0 Anthracene oil, anthracene paste, distn. Lights 0.1% 91995-17-4 Jan. 2013 4-aminodiphenyl 92-67-1 Furfural Anthracene oil, anthracene-low 0.1% 90640-82-7 Jan. 2013 4-chloro-o-phenylenediamine 95-83-0 Inorganic arsenic Benzyl butyl phthalate 0.1% 85-68-7 Jan. 2013 4-dimethylaminoazobenzene 60-11-7 Lead 7439-92-1 Bis (2-ethyl(hexyl)phthalate) (DEHP) 0.1% 117-81-7 Jan. 2013 4-nitrobiphenyl 92-93-3 Lead naphthenate 61790-14-5 Bis(tributyltin) oxide 0.1% 56-35-9 Jan. 2013 Acrylonitrile 107-13-1 Magenta 632-99-5 Boric acid 0.1% 10043-35-3 11113-50-1 Jan. 2013 Alpha-naphthylamine 134-32-7 Methyl cellosolve 109-86-4 Coal tar pitch, high temperature 0.1% 65996-93-2 Jan. 2013 Methyl chloromethyl ether 107-30-2 Cobalt dichloride 0.1% 7646-79-9 Jan. 2013 Diarsenic pentaoxide 0.1% 1303-28-2 Jan. 2013 Diarsenic trioxide 0.1% 1327-53-3 Jan. 2013 Dibutyl phthalate 0.1% 84-74-2 Jan. 2013 Prohibited and Restricted Materials in Processes Asbestos CAS Number(s) 12001-29-5 Materials Prohibited in Cummins Processes MSDS CAS Number(s) 98-01-1 7440-38-2 Auramine (c.i. basic yellow 2) 492-80-8 Methylene chloride (dichloromethane) 75-09-2 Benzene 71-43-2 N-nitrosodimethylamine 62-75-9 Benzidine 92-87-5 O-ansidine 90-04-0 Beta-naphthylamine 91-59-8 O-toluidine 95-53-4 Beta-propiolactone 57-57-8 Pentachlorophenol 87-86-5 Diisobutyl phthalate (DIBP) 0.1% 84-69-5 Jan. 2013 Disodium tetraborate, anhydrous 0.1% 1303-96-4, 1330-43-4, 12179-04-3 Jan. 2013 Bis-chloromethyl ether 542-88-1 Perchloroethylene 127-18-4 1,1,1, trichloroethane 71-55-6 Picric acid 88-89-1 Hexabromocyclododecane and all major diastereoisomers (HBCDD) 0.1% 25637-99-4 and 3194-55-6 Jan. 2013 1,2-dibromo-3-chloro-propane 96-12-8 Trichloroethylene 79-01-6 Lead chromate 0.1% 7758-97-6 Jan. 2013 Carbon tetrachloride 56-23-5 Vinyl chloride Lead chromate molybdate sulfate red (C.I. Pigment Red 104) 0.1% 12656-85-8 Jan. 2013 The key Cummins materials standards are: ■ CES 10903 Substances, Prohibited and Restricted ■ CES 10908 Substances, Lead Restrictions 75-01-4 ■ Material Safety Data Sheets defining allowable materials used in our processes