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Safe management of healthcare waste Version 1.0
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spaceforhealth.nhs.uk
© Crown copyright This document/publication is not covered by the HMSO Click-UseLicences for core or added-value
material. If you wish to re-use this material, please send your application to: Copyright applications. The Copyright Unit
Office of Public SectorInformation Information Policy Team Kew Richmond Surrey TW9 4DU e-mail:licensing@opsi.
gov.uk Published: Fri, 25/03/2011 - 12:10pm
Safe management of healthcare waste Version 1.0
Contents
Summary
Acknowledgements
DepartmentofHealthInformationreaderbox(Gateway)
7660
page8
7663
8571
Introduction,scopeandapplicability
Whoshouldusethismanual?
Whatisprovidedinthemanual?
UpdatetoHealthTechnicalMemorandum07-01(2006)andkeychanges
Guidancestatusandimplementation
Essentialstandardsofqualityandsafety
7666
page10
7689
7690
7691
7692
8583
Glossaryandacronyms
8550
page15
Legislationandhealthcarewaste
7672
page19
Overviewofregulatoryregimes
7675
Environmentandwastelegislation
7678
WasteFrameworkDirective
7684
Dutyofcareandcontrolledwaste
7685
Localauthorities’responsibilities
7686
Environmentalpermittingandwastemanagementlicensing
7687
Hazardouswaste(England,WalesandNorthernIreland)andspecialwaste(Scotland) 7688
Consignmentnotes
7694
EuropeanWasteCatalogue(EWC)
7696
Controlleddrugs
7700
Destruction/disposal
7698
Standardoperatingprocedures
7699
Producerresponsibility
7702
Healthandsafetylegislation
7706
Managementresponsibilities
7708
ControlofSubstancesHazardoustoHealth(COSHH)
7710
Healthandsafetyatwork
7712
Consultingemployees
7714
Transportlegislation
7717
CarriageRegulations
7719
Procurementregulations
8462
Europeanprocurementregulations
8463
Procurementguidance
8464
Healthcarewastedefinitionsandclassifications
Typicalwastesproducedbyhealthcareactivities
Clinicalandhazardouswaste
Healthcarewasteclassificationandassessmentframework
Step1
Step2
Step3
Step4
Step5
Step6
Specificwastetypes
1
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7750
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7755
7757
for use in England, Scotland, Wales and Northern Ireland
Safe management of healthcare waste Version 1.0
Amalgamwaste
Medicaldevices
Implants
Radioactivewaste
Domestic(municipal)waste
Bloodtransfusionbags
Gypsumandplastercasts
7759
7763
7765
7768
7770
7772
7774
Wasteminimisation,segregation,colour-codingandstorage
Wasteminimisation
Waste-derivedcarbonimpact
Importanceofwastesegregation
Colour-coding
Containerlabelling
Infectiouswaste:yellowstream
Anatomicalwaste–red-liddedreceptacles
Infectiouswaste:orangestream
Infectiousliquidwaste:yellowororangereceptacles
Medicinalproducts–blue-liddedreceptacle
Cytotoxic/cytostaticwaste–yellowwithpurplestripeorpurplestream
Sharpswaste–containerswithyellow,purpleandorangelids
Fullydischargedsyringes
Offensive/hygienewaste–yellow/blackbags
Domesticwaste(usuallyblackbags)
Specialistarrangementsforsegregation
Chemicalwaste:fixeranddeveloper
Amalgam–whitecontainers
Radioactivewaste
Largeequipmentandmattresses
Implanteddevices
Successfulwastesegregation
Implementingwastesegregationsystems
Wastereceptacles
Storageandfrequencyofcollection
Managingcompliance
2
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page76
7778
7781
7783
7785
7794
7796
7798
7800
7802
7804
7806
7808
7810
7815
7817
7819
7818
7821
7823
7825
7827
7830
7832
7834
7843
7845
page93
Healthcarewastepolicy
7847
Wasteaudit
7849
Auditscopeandprocedure
7851
Frequencyofaudits
7853
Audittechniques
7855
Observationandrecordingofpractice
7914
Observationofwastereceptacles
7916
Detailedexaminationofwaste
7918
Staffquestionnaire
7922
Wasteaudittrails
7926
Useofcontractors
7934
Training
7937
Trainingprocedures
7946
Trainingrecords
7948
Inductiontraining
7950
Job-specifictraining
7954
Deliveryoftraining
7957
Frameworkcontractforthedeliveryofwastemanagementtrainingwithinthehealthcare
sector
7965
Specificationforpersonalprotectiveequipment(PPE)
7968
Immunisation
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for use in England, Scotland, Wales and Northern Ireland
Safe management of healthcare waste Version 1.0
Wastecollectiondocumentation
Transportdocumentation
Wastetransfernote
Dualtransfer/transportnotes
Consignmentnotes
Accidentsandincidents
ReportingofInjuries,DiseasesandDangerousOccurrencesRegulations(RIDDOR)
Spillages
Disinfectants
Mercury
7975
7978
7981
7989
7991
7993
7997
8000
8002
8005
Transportpackagingandoperations
Transport:packaging,marking,labellinganddocumentation
Transportofpackagedgoods
Limitedquantities
Specificpackagingissues
Clinicalwaste(UN3291)
CategoryAclinicalwaste
Soiledsurgicalinstruments
Usedlinen
Wastemedicines(includingamalgamwaste)
Sharpspackaging
Batteriesincludingthoseusedforimplants/medicaldevices
Radioactivematerial
Otherchemicals
Cleaningreceptacles
Examplesoftypicalrigidpackagings
Markingandlabellingofpackagings
Bulktransport
Transportontheroad
Documentation
Dangerousgoodssafetyadviser(DGSA)
CarriageonshipsinUKwaters
On-sitetransport
8008
page112
8016
8022
8036
8040
8044
8049
8054
8056
8058
8060
8063
8065
8067
8084
8083
8103
8155
8164
8167
8174
8177
8182
Wastemanagementlicensingandpermitting
EnvironmentalPermittingRegulations(EnglandandWales)
Exemptionsfromenvironmentalpermitting
Healthcare-relatedexemptions
Smallclinicalwastetreatmentplant(ontheproducer’spremises)
Laboratoryautoclaves
Wastemanagementlicences(NorthernIrelandandScotland)
Pollutionpreventionandcontrol(PPC)permits(NorthernIrelandandScotland)
8189
page129
8191
8193
8196
8198
8200
8202
8204
Treatmentanddisposal
3
8206
page136
Renderedsafe
8208
CriterionA:reductioninpathogennumbers
8209
CriterionB:destructionofanatomicalwaste
8211
CriterionC:unusableandunrecognisable
8212
CriterionD:Therenderingsafeofpharmaceuticalsandchemicalswithinthewaste 8213
Treatmentanddisposalsystems
8215
Dischargetosewer
8217
Specifictreatment/disposalrequirements
8223
TSE-infectedwaste
8218
Cytotoxicandcytostaticwaste
8219
Wastecontaininggeneticallymodifiedmicroorganisms(GMMs)
8220
for use in England, Scotland, Wales and Northern Ireland
Safe management of healthcare waste Version 1.0
Mercury
Amalgam
8221
8222
SECTORGUIDES
8224
page141
Ambulanceservices
8226
page142
Scopeandtargetaudience
Wasteriskassessment
Examplewastestreams
Limbsandbodyparts
Wastereceptaclesandstorage
Disposaloptions
Option1–emergencyresponse
Option2–wasteinthecommunity
Option3–ambulancetransportservices
Researchandlaboratoryfacilities
Communityhealthcare
Communitypharmacies
4
8228
8230
8232
8234
8237
8236
8238
8239
Briefdescriptionofthesectoractivities
Wasteclassificationandsegregation
Microbiologicalcultures
Clinicalspecimens
Environmentalsamples
Autoclavedlaboratorywaste
Wastepackagingandlabelling
Packagingofinfectiouswastefortransport
Markingandlabellingofinfectiouswaste
Wastestorageandtransport
On-sitetransport
Off-sitetransport
Wastetreatmentanddisposal
Generalprovisions
Transportsecurity
8241
page148
8243
8245
8247
8249
8251
8253
8256
8257
8258
8262
8260
8261
8264
8266
8268
Scopeandtargetaudience
Wasteriskassessment
Infectiouswaste
ManagementofCategoryAinfectiouswasteinthecommunity
ManagementofCategoryBinfectiouswasteinthecommunity
Assessingwhetherwasteposesariskofinfection
Offensive/hygienewastearisingfromhealthcare
Examplewastestreams
Self-medicatingpatientsandsharpsdisposal
CaseStudy:PartnershipWorkingandBenefitsforall
Single-useinstruments
Stoma/catheterbags
Maggots
Wastepackagingandreceptacles
Transportingoffensiveorinfectiouswastefrompatients’homes
Option1–collectionfromthepremises/householder
Option2–healthcareworkertransportswaste
8270
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8277
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8292
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Safe management of healthcare waste Version 1.0
Responsibilitiesofthepharmacy
Wastesegregation,packaging,classificationandlabelling
Classificationofwastemedicines
Segregation,sortingandunpackingofmedicines
Controlleddrugs
Glass/plasticmedicinalcontainers
Sharps
Otherhealthcarewastes
Offensivewastes
Chemicals
Domesticandtradewaste
Incompatiblesubstances
Storageofwaste
Transportregulations
Wastetransferanddocumentation
Whocompletestheconsignmentnoteandwhen?
Carrierroundcollections
Wastetransfernotes
Registrations,recordsandreturns
Howtoregisterasahazardouswasteproducer
Hazardouswaste–recordsandreturns
Consigneereturnstothewasteproducerorholder
Whereshouldtheregisterbekept?
Howlongshouldtheregisterbekept?
Non-hazardouswasterecords
Thepharmacyasaconsignee
Wasteauditanddutyofcareauditchecks
Wastecarriers
Wastedisposal
Dischargetofoulsewer
Exportofmedicinesanddonationstocharity
8297
8299
8301
8303
8305
8307
8309
8311
8313
8315
8317
8319
8321
8323
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8337
8334
8327
8328
8329
8330
8331
8332
8333
8339
8341
8343
8345
8347
Generalpracticesandhealthcentres
Responsibilitiesofthegeneralpractice
Wastesegregation,packaging,classificationandlabelling
Cytotoxicandcytostaticmedicines
Othermedicines
Sharpsboxes
Chemicals
Orangeclinicalwastebags
Yellowclinicalwastereceptacles/bags
Offensive/hygienewaste
Blackbags
Humantissues
Gypsum
Otherwastes
Wastelabelling
Wastetransferanddocumentation
Documentation
Whocompletestheconsignmentnoteandwhen?
Carrierroundcollections
Wastetransfernotes
Registrations,recordsandreturns
Registrationasahazardouswasteproducer
Howtoregisterasahazardouswasteproducer
Hazardouswaste–recordsandreturns
Consigneereturnstothewasteproducerorholder
Whereshouldtheregisterbekept?
8349
page185
8351
8365
8353
8354
8355
8356
8357
8358
8359
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8361
8362
8363
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8370
8371
8379
5
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for use in England, Scotland, Wales and Northern Ireland
Safe management of healthcare waste Version 1.0
Howlongshouldtheregisterbekept?
8377
Non-hazardouswasterecords
8378
Wasteauditanddutyofcareauditchecks
8381
Frameworkcontractforthedeliveryofwastemanagementtrainingwithinthehealthcaresector
8383
Wastestorage
8385
Wastecarriers
8387
Wastedisposal
8389
Dischargetofoulsewer
8391
Specificissues
8396
Staffworkinginthecommunity
Movementofwastewithinapractice’spremises
8393
Movementofwastebetweenpractices
8394
Returnofmedicinestopharmaciesandcharities
8395
Dentalpractices
Whataretheresponsibilitiesofthedentalpractice?
Wastesegregation,packaging,classificationandlabelling
Sharpscontainers
Orangeclinicalwastebags
Dentalamalgam
Offensive/hygienewaste
Teeth
Dentalplastermadefromgypsum
Domesticwaste
Wastelabelling
Wastetransferanddocumentation
Whatisaconsignmentnote?
Whocompletestheconsignmentnote,andwhen?
Carrierroundcollections
Wastetransfernotes
Wastefromotherpracticesandhomevisits
Registrations,recordsandreturns
Whyregisterasahazardouswasteproducer?
Howtoregisterasahazardouswasteproducer
Wastestorage
Hazardouswaste:recordsandreturns
Consignmentnotes
Consigneereturnstothewasteproducerorholder
Rejectedloadsandcarrierschedules(whererelevant)
Whereshouldtheregisterbekept?
Howlongshouldtheregisterbekept?
Non-hazardouswasterecords
Wasteauditanddutyofcarechecks
Wasteaudit
Wastecarriers
Wastedisposal
Dischargetofoulsewer
Clinicalwastetreatmentanddisposaloverview
Hightemperatureprocesses
Incineration
Pyrolysis
Plasmatechnology
Gasification
Non-burn/lowtemperaturealternativetechnologies
Heat(thermal)disinfectionsystems
6
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8402
8408
8409
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8411
8412
8413
8414
8415
8416
8423
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8419
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8434
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page213
8448
8444
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8446
8447
8453
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for use in England, Scotland, Wales and Northern Ireland
Safe management of healthcare waste Version 1.0
Chemicaldisinfectionsystems
Otherchemicalsystems
Landfill
8450
8451
8452
Carriageinformation:CategoryApathogenlist
8455
page216
Examplelistofcytotoxicandcytostaticdrugs
8457
page219
Examplesoftrainingsupportmaterials
8461
page222
7
for use in England, Scotland, Wales and Northern Ireland
Safe management of healthcare waste Version 1.0
Summary
7660
Thisisthesecondeditionofthismanual.ItprovidesanupdatetoHealthTechnical
Memorandum07-01firstpublishedin2006.Thekeyareasofchangeinclude:
• updatestolegislation,specificallyforenvironmentalpermittingandtransport
regulations;
• afocusonthewastehierarchythroughprocurementpractices,andthe
elimination,minimisation,recyclingandrecoveryofwaste;
• adrivetoaddressthecarbonimpactrelatedtowastethroughresource
efficiency,transportimpactsanddisposalarrangements;
• theintegrationofnewsectorguidesonGPsanddentalpracticesaswellas
incorporatingHealthTechnicalMemorandum07-06:‘Disposalof
pharmaceuticalwasteincommunitypharmacies’asasectorguide;
• afocusonpracticaladviceandexamplesforclassifyingwaste,inparticular
theinfectiousandoffensivewastestreams,includingcasestudiestohighlight
bestpractice;
• areviewoftheterminologyusedforhealthcare,clinicalandnon-clinical
wastes.
Thiseditionsupersedesthe2006edition.Apartfromthedirectenvironmental
benefitsachievedbythecompliantmanagementofhealthcarewaste,thisguidance
presentsopportunitiesforintroducingcostsavings,saferworkingpracticesand
reducingcarbonemissionsrelatedtomanagingwaste.
HealthTechnicalMemorandum07-06:‘Disposalofpharmaceuticalwastein
communitypharmacies’
Acknowledgements
7663
Thefollowingindividualsandorganisationshavecontributedtotheproductionofthis
guidance:
MickFanningWSPGroup
LouiseWoodWSPGroup
CatherineLynasWSPGroup
PeterHoffmanHealthProtectionAgency
JeffHartDepartmentforTransport
ChrisLewisWelshHealthEstates
BobMcIntyreEnvironmentAgency
TonyRyanBuyingSolutions
MartinCastleVehicleCertificationAgency
GulRootDepartmentofHealth
LorraineHolmeDepartmentofHealth
SteveLutenerPharmaceuticalServicesNegotiatingCommittee
JohnNewboldHealthandSafetyExecutive
MarkHeggieScottishEnvironmentProtectionAgency
AllisonTownleyEnvironmentandHeritageService,NorthernIreland
TeenaPatelDepartmentforEnvironment,FoodandRuralAffairs
AlisonGadsbyDepartmentforEnvironment,FoodandRuralAffairs
DaveWiltshireThamesWater
BrianLathamIHEEM
HowardStevensAbertaweBroMorgannwgUniversityHealthBoard
8
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Safe management of healthcare waste Version 1.0
DepartmentofHealthInformationreaderbox(Gateway)8571
DH INFORMATION READER BOX
Policy
HR / Workforce
Management
Planning /
Clinical
Estates
Commissioning
IM & T
Finance
Social Care / Partnership Working
Document Purpose
Best Practice Guidance
Gateway Reference
15645
Title
Health Technical Memorandum 07-01: Safe management for healthcare
waste
Author
Department of Health Gateway Review, Estates & Facilities Division
Publication Date
March 2011
Target Audience
PCT CEs, NHS Trust CEs, SHA CEs, Care Trust CEs, Foundation Trust CEs,
Medical Directors, Directors of Nursing, NHS Trust Board Chairs, Special HA
CEs, GPs
Circulation List
Description
Cross Ref
Superseded Docs
Action Required
Timing
Contact Details
This document provides a framework for good practice for the management of
healthcare waste
n/a
HTM 07-01 2006 edition (Gateway reference 6874)
n/a
n/a
Lorraine Holme
NHS Finance, Performance & Operations Directorate
Quarry House
Leeds
LS2 7UE
0113 254 6328
For Recipient's Use
9
for use in England, Scotland, Wales and Northern Ireland
Safe management of healthcare waste Version 1.0
Introduction,scopeand
applicability
7666
Themanagementofhealthcarewasteisanessentialpartofensuringthathealthcare
activitiesdonotposeariskorpotentialriskofinfectionandaresecurelymanaged.
ThisUK-wideguidanceprovidesaframeworkforbestpracticewastemanagementin
ordertohelphealthcareorganisations,andotherhealthcarewasteproducers,meet
legislativerequirementsaswellasidentifyopportunitiestoimprovewaste
minimisationandreducetheassociatedenvironmentalandcarbonimpactsof
managingwaste.
Thismanualcoversarangeofwastestreamsproduceddirectlyfromhealthcare
activitiesanddoesnotcoverindetailwastestreamsthataresimilartoothersectors
(forexamplemunicipalwastemanagement).Thelistofthesewastestreamsisdetailed
in‘Legislationandhealthcarewaste’.Anumberofsectorguidesareincludedfor
specifichealthcareorganisationsinadditiontothemainguidancewithfurther
information.
Legislationandhealthcarewaste
Whoshouldusethismanual?
7689
Thisguidanceprovidespracticaladviceforallthoseinvolvedinthemanagementof
healthcarewaste,andisapplicabletoallwhocomeintocontactwithormanage
healthcarewaste(wasteproducers,wastecontractorsandregulators),providingabasis
ofcommonunderstandingforallpartiesincludingthepublic,allstaffandthird
parties.Thisincludeshealthcarepracticesorthoseactivitiesproducingsimilarwaste,as
listedbelow:
NHStrustsandNHSfoundationtrusts(includingacutetrusts,mentalhealthtrusts,
primarycaretrustsandambulancetrusts);
• primarycaretrusts;
• ambulancetrusts;
• veterinarypractices;
• mentalhealthtrusts;
• dentalpractices;
• opticians;
• podiatrists;
• generalpractices;
• pharmacies;
• residentialhomeswithandwithoutnursingcare;
• researchfacilities;
• privateandindependenthealthcareorganisations;
• othernon-healthpracticesproducinghealthcarewaste(forexampletattooists,
bodypiercers);
• practicesofferingcomplementaryandalternativetreatments;
• voluntaryorganisations.
10
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Safe management of healthcare waste Version 1.0
Someoftheabovehaveaccesstoparallelsector-specificwasteguidance(forexample
theBritishVeterinaryAssociation’s).Thetablebelowprovidesanoverviewforexample
rolesandthemostrelevantsections.
Whoshouldusethismanual?
Directors/seniormanagement
Wastemanagers/transportmanager
FMandestatemanagers
Environmental/sustainabilitymanagers
Procurements/purchasing
Housekeepersandporters
Cleaningstaff
Nursingstaffanddoctorsandsupport
teams
Infectionpreventionandcontrolstaff
Wastecontractorsandconsultants
Whichsectionsaremostrelevant?
‘Legislationandhealthcarewaste’and
‘Managingcompliance’
Allsections
Allsections
Allsections
‘Legislationandhealthcarewaste’,
‘Healthcarewastedefinitionsand
classifications’,‘Wasteminimisation,
segregation,colour-codingandstorage’,
possiblesectorguides
‘Healthcarewastedefinitionsand
classifications’,‘Wasteminimisation,
segregation,colour-codingandstorage’,
‘Managingcompliance’,‘Transport
packagingandoperations’,possible
sectorguides
‘Healthcarewastedefinitionsand
classifications’,‘Wasteminimisation,
segregation,colour-codingandstorage’,
possiblesectorguides
‘Legislationandhealthcarewaste’,
‘Healthcarewastedefinitionsand
classifications’,‘Wasteminimisation,
segregation,colour-codingand
storage’,‘Managingcompliance’,possible
sectorguides
‘Legislationandhealthcarewaste’,
‘Healthcarewastedefinitionsand
classifications’,‘Wasteminimisation,
segregation,colour-codingand
storage’,‘Managingcompliance’,possible
sectorguides
Allsections
Legislationandhealthcarewaste
Managingcompliance
Healthcarewastedefinitionsandclassifications
Wasteminimisation,segregation,colour-codingandstorage
Transportpackagingandoperations
SECTORGUIDES
BritishVeterinaryAssociation
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Safe management of healthcare waste Version 1.0
Whatisprovidedinthemanual?
7690
Thediagrambelowprovidesasummaryofthekeysectionsoftheguidancewitha
briefoverview.
Legislation and
healthcare
waste
Introduction
Specific guidance
for the
ambulance,
dental,
community
healthcare,
community
pharmacy, GP
and research
laboratory sectors
Overview of the main regulatory
regimes affecting waste
management practices
Provides a unified
definition/classification
approach and assessment
framework to healthcare and
similar wastes. including
infectious, medicinal,
offensive and sharps
Definitions and
classifications of
healthcare
wastes
Sector guides
Defines how infectious
wastes are rendered safe,
different options for
treatment/disposal, specifies
activities producing wastes
discharged to foul sewer
and associated
requirements of the water
regulators
HTM 07­01
Waste
minimisation,
segregation,
colour coding
and storage
Guidance on policy
content to include
ownership, responsibility,
audit and pre­acceptance
requirements, staff
training, transfer
documentation, protective
equipment and incident
reporting
Treatment
and disposal
Details the changes
implemented by the
Environmental Permitting
Regulations and impacts on
the management of
healthcare wastes
Waste
management
licensing and
permitting
Managing
compliance
Transport
packaging and
operations
Details types of
healthcare wastes,
requirements for
segregation, packaging
and advice on colour
coding. It also advises
on treatment and
disposal options,
introduces carriage
requirements and
wastes with special
requirements
Details different classifications,
packing, marking and labelling
and documentation
requirements for the compliant
transport of healthcare wastes
and advises on the use of
Dangerous Goods Safety
Advisors
UpdatetoHealthTechnicalMemorandum07-01(2006)and
7691
keychanges
Thissecondeditionofthismanualprovidesanupdatetotheguidancepublishedin
2006.Thekeyareasofchangeinclude:
• updatestolegislation,specificallyforenvironmentalpermittingandtransport
regulations;
• afocusonthewastehierarchythroughprocurementpractices,andthe
elimination,minimisation,recyclingandrecoveryofwaste;
12
for use in England, Scotland, Wales and Northern Ireland
Safe management of healthcare waste Version 1.0
• adrivetoaddressthecarbonimpactrelatedtowastethroughresource
efficiency,transportimpactsanddisposalarrangements;
• theintegrationofnewsectorguidesonGPsanddentalpracticesaswellas
incorporatingHealthTechnicalMemorandum07-06:‘Disposalof
pharmaceuticalwasteincommunitypharmacies’asasectorguide;
• afocusonpracticaladviceandexamplesforclassifyingwaste,inparticular
theinfectiousandoffensivewastestreams,includingcasestudiestohighlight
bestpractice;
• areviewoftheuseofterminologyusedforhealthcare,clinicalandnonclinicalwastes.
Theneedforrobustwastemanagementpoliciesandprocedurestosupportthesafe
andcompliantprocessingofthevarietyofhealthcarewastesaddressedwithinthis
guidanceisdrivenbyanumberofinterrelatedfactors.
Apartfromthedirectenvironmentalbenefitsachievedbythecompliantmanagement
ofhealthcarewaste,thismanualpresentsopportunitiesforintroducingcostsavings,
saferworkingpracticesandreducingcarbonemissionsrelatedtomanagingwaste.
Withregardtocarbonimpactreduction,in2009theNHSSustainableDevelopment
Unitissued‘Savingcarbon,improvinghealth:carbonreductionstrategyfortheNHS
inEngland’.ThisaddressesthekeymechanismsfortheNHStounderstandand
manageitsactivitiestobeinlinewiththeClimateChangeAct.
HealthTechnicalMemorandum07-06:‘Disposalofpharmaceuticalwastein
communitypharmacies’
‘Savingcarbon,improvinghealth:carbonreductionstrategyfortheNHSin
England’
ClimateChangeAct
Guidancestatusandimplementation
7692
TheguidanceprovidedinthismanualhasbeenproducedasUK-wideguidance.
RegulatoryrequirementscanbesubjecttovariationacrosstheUK.Itistherefore
essentialthattheapplicabilityofparticularlegislationbecheckedbeforedecisionsare
finalised.Usersinthedevolvedregionsshouldrefertolocalregulatoryguidance.
Inpreparingthisguidance,additionaladviceandinformationhasbeenprovidedbya
broadcross-sectionofthehealthcarewasteprofessionincludinghealthcare
practitioners,infectioncontrolteams,wasteproducers,wastemanagementandother
contractorsandmanufacturersofequipmentandsupplies.
Theadviceinthismanualandanyrecommendedcoursesofactionarenotin
themselvesmandatory,buthealthcareorganisationsorotherschoosingnottofollow
themareadvisedthatalternativestepsmustbetakentocomplywithallrelevant
legislation.Regulatoryorganisationsseektosecurecompliancewiththelaw,and
mayrefertothismanualasacombinationofillustratingbestpracticeandlegal
requirements.
Essentialstandardsofqualityandsafety
8583
TheCareQualityCommission(CQC)regulatesallprovidersofregulatedhealthand
adultsocialcareactivitiesinEngland.CQC’sroleistoprovideassurancethatthecare
peoplereceivemeetsessentialrequirementsofqualityandsafety.
TheregistrationrequirementsaresetoutintheHealthandSocialCareAct2008
(RegulatedActivities)Regulations2010andincludearequirementrelatingtosafety
andsuitabilityofpremises.
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CQCisresponsiblefordevelopingandconsultingonitsmethodologyforassessing
whetherprovidersaremeetingtheregistrationrequirementsandpublishedits
‘Guidanceaboutcompliance’inMarch2010.ThiscanbefoundontheCQCwebsite.
Failuretocomplywiththerequirementsisanoffence,andunderthe2008Act,CQC
hasawiderangeofenforcementpowersthatitcanuseiftheproviderisnot
compliant.Theseincludetheissueofawarningnoticethatrequiresimprovement
withinaspecifiedtime,prosecution,andthepowertocancelaprovider’sregistration,
removingitsabilitytoprovideregulatedactivities.
Outcome10ofCQC’s‘Guidanceaboutcompliance’focusesonthe“safetyand
suitabilityofpremises”anddecreesthat“peoplereceivecarein,workinorvisitsafe
surroundingsthatpromotetheirwellbeing”.
ThisguidancehelpstoensurethatallhealthcareorganisationsinEnglandcomplywith
therelevantpartsofOutcome10.
• inWales,producersneedtocomplywithStandard19(d)oftheWelsh
AssemblyGovernment’s‘HealthcarestandardsforWales’:“Healthcare
organisationsshouldensurethat..(d)..theprevention,segregation,handling,
transportanddisposalofwastearemanagedsoastominimisetheriskstothe
healthandsafetyofstaff,patients,thepublicandthesafetyofthe
environment”;
• inNorthernIreland,producersneedtocomplywiththeControlsAssurance
standardonwastemanagement;
• inScotland,NHSScotlandBoardsarerequiredbytheScottishGovernment
HealthDirectoratestomeettherequirementsspecifiedinthe‘Waste
managementinNHSScotland:actionplans’publishedin2002and2007.
Theymustalsocomplywithothermandatorywaste-relatedrequirements
includingthosestemmingfromHealthDepartmentLetterHDL(2006)21.
Accordingly,ScottishHospitalTechnicalNote3‘NHSScotlandwaste
managementguidance’wasupdatedin2010toincorporaterelevantsections
ofHealthTechnicalMemorandum07-01(2006)aswellasrelevantScottish
legislationandregulatoryrequirements.
Referenceswithinthisguidancerelatetotheminimumapprovedstandardor
technologicalsolution.Furtherinformationontreatmentanddisposaloptionsshould
besoughtfromwastemanagementcontractorsandtheappropriateregulatory
authority.
CQC’s‘Guidanceoncompliance’
WelshAssemblyGovernment’s‘HealthcarestandardsforWales’
NorthernIrelandControlsAssurancestandardonwastemanagement
ScottishHospitalTechnicalNote3:‘Managementanddisposalofclinicalwaste’
HealthDepartmentLetterHDL(2006)21
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Glossaryandacronyms
8550
ACDP–AdvisoryCommitteeonDangerousPathogens.ACDPadvisestheHealth
andSafetyCommission,theHealthandSafetyExecutive,healthandagriculture
ministersandtheircounterpartsunderdevolutioninScotland,WalesandNorthern
Ireland,asrequired,onallaspectsofhazardsandriskstoworkersandothersfrom
exposuretopathogens.
ACOP–ApprovedCodeofPractice.ApprovedbytheHealthandSafetyCommission,
withtheconsentoftheSecretaryofState,anACOPgivespracticaladviceonhowto
complywiththelaw.AnACOPhasaspeciallegalstatus.Ifsomeoneisprosecutedfor
abreachofhealthandsafetylaw,anditisprovedthattheydidnotfollowtherelevant
provisionsofanACOP,theywillneedtoshowthattheyhavecompliedwiththelaw
insomeotherway,oracourtwillfindthematfault.
ADR–Accordeuropéenrelatifautransportinternationaldesmarchandises
dangereusesparroute(Europeanagreementconcerningtheinternationalcarriageof
dangerousgoodsbyroad).
Authorisation–Generictermusedtodenotethataregulatoryagencyhasgrantedan
approval.
BAT–BestAvailableTechniques.
BOD–BiologicalOxygenDemand.Ameasureoftheamountoforganicpollution
(thatcanbeoxidisedbiologically)inasampleofwater.
CategoryA/CategoryB–Classificationofinfectioussubstancesinlinewiththe
CarriageRegulations.
CoTC–CertificateofTechnicalCompetence.Requiredbythedesignatedcompetent
personatalicensedwastefacilityinNorthernIrelandandScotland.
CJD–Creutzfeldt-Jakobdisease.
CL–ContainmentLevel.
Clinicalwaste–WastethatisclinicalwasteasdefinedbytheControlledWaste
Regulations.
COSHH–ControlofSubstancesHazardoustoHealthRegulations.
CQC–CareQualityCommission.ThehealthandsocialcareregulatorforEngland.
Culture–Cultures(laboratorystocks)aretheresultofaprocessbywhichpathogens
areintentionallypropagated.
Cytotoxicandcytostatic–ClassificationofmedicinalwasteusedintheListofWastes
Regulationsformedicinalproductswithoneormoreofthehazardousproperties
toxic,carcinogenic,toxicforreproductionormutagenic.
DGSA–Dangerousgoodssafetyadviser.
Defra–DepartmentforEnvironment,FoodandRuralAffairs.
DfT–DepartmentforTransport.
DutyofCare–Whenusedinrelationtowastemanagement,thistermreferstothe
statutoryresponsibilitiesofindividualsandorganisations.
EA–EnvironmentAgency.Regulatorresponsibleforenvironmentalregulation
(includingwaste)inEnglandandWales.
ECP–EmergencyCarePractitioner.
EWC–EuropeanWasteCatalogue.
FCP–ForwardCommitmentProgramme.
GMO–Geneticallymodifiedorganism.
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GMM–Geneticallymodifiedmicroorganism.
GP–GeneralPractitioner.
Hazardouswaste–WasteclassifiedashazardouswastebytheHazardousWaste
RegulationsandtheListofWastesRegulations.(Theterm“specialwaste”isusedin
Scotland.)Healthcarewaste–Wastefromnatalcare,diagnosis,treatmentor
preventionofdiseaseinhumans/animals.Examplesofhealthcarewasteinclude:
infectiouswaste;laboratorycultures;anatomicalwaste;sharpswaste;medicinal
waste;offensive/hygienewastefromwardsorotherhealthcareareas.
HG–HazardGroup.
HIV–HumanImmunodeficiencyVirus.
HMPS–HerMajesty’sPrisonService.
HSAC–HealthServicesAdvisoryCommittee.
HSE–HealthandSafetyExecutive.Regulatorresponsibleforhealthandsafetyinthe
workplaceinGreatBritain.
HSENI–HealthandSafetyExecutiveforNorthernIreland.Regulatorresponsiblefor
healthandsafetyintheworkplaceinNorthernIreland.
HTI–HumanTissueAuthority.
IMDG–InternationalMaritimeDangerousGoodscode.
Infectiouswaste–Wastethatpossessesthehazardousproperty“H9:Infectious”–
thatis,substancescontainingviablemicroorganismsortheirtoxins,whichareknown,
orreliablybelieved,tocausediseaseinmanorlivingorganisms.
IPPC–IntegratedPollutionPreventionControl.
ISO–StandardsproducedbytheInternationalOrganizationforStandardization.
IT–InformationTechnology.
IV–Intravenous.
Licence–(WasteManagementLicence)ApprovalorconsentissuedbytheScottish
EnvironmentProtectionAgencyorNorthernIrelandEnvironmentAgencyfora
specifiedwastemanagementactivity.
LoW–ListofWastesRegulations.
MCN–MultipleConsignmentNote.
MDS–MonitoredDosingSystem.
MHRA–MedicinesandHealthcareproductsRegulatoryAgency.
Medicinalwaste–Medicinalwasteincludesexpired,unused,spilt,andcontaminated
pharmaceuticalproducts,drugs,vaccines,andserathatarenolongerrequiredand
needtobedisposedofappropriately.Thecategoryalsoincludesdiscardeditemsused
inthehandlingofpharmaceuticals,suchaspackagingcontaminatedwithresidues,
gloves,masks,connectingtubing,syringebodiesanddrugvials.Thereareanumberof
licensedmedicinalproductsthatarenotpharmaceuticallyactiveandpossessno
hazardousproperties(examplesincludesalineandglucose).Thesewastesarenonhazardousnon-clinicalwastes.(Theaboveisnotadefinitivelistbutwillincludeother
items.)
Metabolite–Anysubstancethattakespartinachemicalreactioninthebody.
MRSA–Methicillin-resistantStaphylococcusaureus.
NetRegs–OnlytheprimaryActsandmainRegulationsarecitedinthismanual.
MostoftheseActsandRegulationshavebeensubjectedtoamendmentsubsequentto
thedateoffirstbecominglaw.Forupdatesonamendments,currentandnew
environmentallegislation,visitNetregs.
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NIEA–NorthernIrelandEnvironmentAgency.Regulatorresponsiblefor
environmentalregulation(includingwaste)inNorthernIreland.
N.O.S–Nototherwisespecified.
Offensive/hygienewaste–Offensive/hygienewasteiswastethat:maycauseoffence
duetothepresenceofrecognisablehealthcarewasteitemsorbodyfluids;doesnot
meetthedefinitionofaninfectiouswaste;doesnotpossessanyhazardousproperties;is
notidentifiedbytheproducer,orholder,asneedingdisinfection,oranyother
treatment,toreducethenumberofmicroorganismspresent.(Offensive/hygienewaste
mayalsoincludeautoclavedlaboratorywaste.)
OJEU–OfficialJournaloftheEuropeanUnion.
PAM–PremisesAssuranceModel.
PCT–PrimaryCareTrust.
Permit–(EnvironmentalPermit)ApprovalorconsentissuedbytheEnvironment
Agency(EnglandandWales)foraspecifiedwasteprocessingactivity.
Pharmaceuticallyactive–Pharmaceuticallyactivemedicinesmaybenon-hazardous
orhazardousdependinguponpropertiesandinclude,butarenotlimitedto,cytotoxic
andcytostaticmedicinalwastes(hazardouswaste).Examplesofnon-active
pharmaceuticalproductsincludesalineandglucose.
PPC–PollutionPreventionandControl.Thisisaregimeforcontrollingpollution
fromcertainindustrialactivitiesinNorthernIrelandandScotland.
PPE–PersonalProtectiveEquipment.
RID–Règlementconcernantletransportinternationalferroviairedesmarchandises
dangereuses(Regulationsconcerningtheinternationalcarriageofdangerousgoodsby
rail).
RIDDOR–ReportingofInjuries,DiseasesandDangerousOccurrencesRegulations.
RPA–RadiationProtectionAdvisor.PersonappointedinlinewiththeIonising
RadiationsRegulationstoadviseontheuseandmanagementofradioactive
substances.
SACGM–ScientificAdvisoryCommitteeforGeneticModification.
SDS–Safetydatasheet(s).SEPA–ScottishEnvironmentProtectionAgency.
Regulatorresponsibleforenvironmentalregulation(includingwaste)inScotland.
Sharps–Sharpsareitemsthatcouldcausecutsorpuncturewounds.Theyinclude
needles,hypodermicneedles,scalpelsandotherblades,knives,infusionsets,saws,
brokenglass,andnails.Therearetwoprimarysources:thoseusedinanimalorhuman
patientcare/treatment;andthosearisingfromnon-healthcarecommunitysources,for
examplebodypiercinganddecoration,andsubstanceabuse.
SHTN3–ScottishHospitalTechnicalNote3.
SOP–StandardOperatingProcedure.
SRM–SpecifiedRiskMaterial.
STAATT–StateandTerritorialAssociationonAlternativeTreatmentTechnologies.
TRANSEC–DepartmentforTransportSecurityandContingenciesteam.
TSE–TransmissibleSpongiformEncephalopathies.
VOSA–VehicleOperatorServicesAgency.
VTEC–Verocytotoxin-producingEscherichiacoli.
WEEE–WasteElectricalandElectronicEquipment(inrelationtoECDirective
2002/96/ECandthesubsequentWEEEregulations).
WFD–WasteFrameworkDirective.
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WM2–TechnicaldocumentproducedbytheEnvironmentAgency,theScottish
EnvironmentProtectionAgencyandtheNorthernIrelandEnvironmentAgencyto
provideguidanceontheassessmentandclassificationofhazardouswastebasedonthe
HazardousWasteDirectivedefinitionofhazardouswaste.
CarriageRegulations
CarriageRegulations(NorthernIreland)
ControlledWasteRegulations
ControlledWasteRegulations(NorthernIreland)
ControlofSubstancesHazardoustoHealthRegulations(COSHH)
ControlofSubstancesHazardoustoHealthRegulations(NorthernIreland)
CareQualityCommission
ListofWastesRegulations(LoW)
ListofWastesRegulations(NorthernIreland)
ListofWastes(Wales)Regulations
DepartmentforEnvironment,FoodandRuralAffairs
DepartmentforTransport
EnvironmentAgency(EnglandandWales)
DepartmentoftheEnvironment(NI)
NorthernIrelandEnvironmentAgency(NIEA)
HazardousWaste(EnglandandWales)Regulations
SpecialWasteAmendment(Scotland)Regulations2004
HazardousWasteRegulations(NorthernIreland)2005
HealthandSafetyExecutive(HSE)
HealthandSafetyExecutive(NI)(HSENI)
HumanTissueAuthority
MedicinesandHealthcareproductsRegulatoryAgency
NetRegs
ReportingofInjuries,DiseasesandDangerousOccurrencesRegulations
(RIDDOR)
ReportingofInjuries,DiseasesandDangerousOccurrencesRegulations
(NorthernIreland)
ScottishEnvironmentProtectionAgency(SEPA)
ScottishHospitalTechnicalNote3(SHTN3)
WasteElectricalandElectronicEquipmentRegulations(WEEE)
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Legislationandhealthcarewaste7672
Thissectionprovidesanoverviewofthemainregulatoryregimesaffectingwaste
managementpracticeswithinhealthcareorganisations.Thiscovershealthandsafety,
environmental,infectioncontrolandtransportrequirements.
EnglandandWales,ScotlandandNorthernIrelandhavetheirownsetsoflawsand
regulationswhichdifferfromeachother.Thenameoftheregulatoryinstrumentis
oftenthesame(orsimilar),althoughthedatewhenitcameintoforcemayvary.Itis
forthisreasonthatwhereveraregulatoryinstrumentiscitedinthismanual,thedate
hasbeenomitted.
Theterm“hazardouswaste”isusedinEngland,WalesandNorthernIrelandto
describewastewithhazardouscharacteristicsinlinewiththeListofWastes(LoW)
Regulations,whichtransposetheEuropeanWasteCatalogue(EWC)intodomestic
legislationandprovidecodesforallhazardousandnon-hazardouswastes.Readersof
thisguidanceinScotlandshouldusetheterm“specialwaste”inlinewiththeSpecial
WasteAmendment(Scotland)Regulations,whichimplementtherequirementsofthe
HazardousWasteDirectiveinScotland.
Theterm“dangerousgoods”signifiessubstanceswithintrinsichazardsposinga
potentialrisktopersonsortheenvironmentwhileinthetransportchain.Such
substancesareclassifiedonthesamebasisforanymodeoftransportusingUnited
Nationscriteria.TransportbyroadorrailinGreatBritainisaddressedintheCarriage
ofDangerousGoodsRegulations(hereaftercitedastheCarriageRegulations).Similar
roadtransportlegislationappliesinNorthernIreland.
ListofWastes(England)Regulations
ListofWastesRegulations(NorthernIreland)
ListofWastes(Wales)Regulations
SpecialWasteAmendment(Scotland)Regulations
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations(NorthernIreland)
Overviewofregulatoryregimes
7675
Toeffectivelymanagewastegeneratedasaresultofhealthcareactivities,those
responsibleforthemanagementofthewasteshouldunderstandandmustcomply
withtherequirementsofthevariousregulatoryregimes,whichinclude:
• environmentandwaste;
• controlleddrugs;
• infectioncontrol;
• healthandsafety;and
• transport.
Foreachoftheseregimes,thereareanumberofassessmentsrequired.Thissection
providesanoverviewofeachoftheseregimeswithclearstepsandinformationonhow
toclassifyhealthcarewasteinlinewithlegislation.
Forwastemanagementpracticestocomplywiththeserequirements,appropriately
authorisedorpermittedwastemanagementservicesneedtobeprocured.Figure1
showstherelationshipbetweenregulatoryrequirements,procurementpracticeand
effectivewastemanagement.Theindividualpillarsofregulationdictatethe
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requirements,whileeffectiveprocurementstaketheseintoaccountandsupportwaste
managementpractices.Furtherinformationregardingprocurementandwaste
contractsisprovidedin‘Procurementregulations’.
Figure1Keyregulatoryregimesforhealthcarewaste
Healthcare waste
management
Effective procurement of goods and services
Procurementregulations
Environmentandwastelegislation
7678
EnvironmentandwasteregulationacrosstheUKspecifiestherolesandresponsibilities
ofthoseinvolvedinthemanagementofwaste.
7684
WasteFrameworkDirective
TherevisedWasteFrameworkDirective(WFD)cameintoforceon12December
2008.Memberstateswererequiredtotranspose/implementtheWFDby
12December2010.
Note
TheDepartmentforEnvironment,FoodandRuralAffairs(Defra)andtheWelsh
AssemblyGovernmentconsultedonthesecondstageconsultationonthe
transpositionoftherevisedDirectivebetween8July2010and16September2010.
DefrawillissuegeneralguidanceontherequirementsoftheDirectiveindue
course.Atpresent,theDirectiveisstillunderreview.Thissectionandthenext,
‘Dutyofcareandcontrolledwaste’,provideanoverviewoftheexistingDirective
andkeychangesthatmayaffecthealthcarewaste.
InEngland,WalesandNorthernIreland,thereareproposedchangestothecodesused
torepresenthazardousgroupsusedintheHazardousWasteRegulationsandthe
SpecialWasteRegulationsinScotland,asfollows:
a. Theadditionofanewhazardousproperty“H13Sensitising”,definedas
“substancesandpreparationswhich,iftheyareinhaledoriftheypenetrate
theskin,arecapableofelicitingareactionofhypersensitisationsuchthaton
furtherexposuretothesubstanceorpreparation,characteristicadverseeffects
areproduced”.
Note
CategoryH13isonlyapplicable“asfarastestingmethodsareavailable”.
b. TheexistingH13hazardouspropertywillberenumberedH15;thatis,waste
capablebyanymeans,afterdisposal,ofyieldinganothersubstance(for
examplealeachate)whichpossessesanyofthecharacteristicsH1toH14(see
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under‘Consignmentnotes’forasummaryofthefulllist).Thisrenumbering
meansthatthehazardousproperty“ecotoxic”(nowH14)hastobetaken
intoaccountintheassessmentofwhetherawastedisplaysthehazardous
propertyH15.
c. Article18(2)oftheWFD,whichallowsmixingofhazardouswasteundera
permit,requiresthemixingoperationtoconformtobestavailable
techniques.
d. TheconsultationontheWFDincludedpossiblechangestothemultiple
collectionsystem.GeneralguidanceonthesechangeswillbeissuedbyDefra
ortheEnvironmentAgencywhenfinaldecisionshavebeentakenpostconsultation.
Note
InEnglandandWales,attimeofpublication,thereareproposedchangestothe
currentsystemfortrackingmultipleconsignmentmovements,asthesystemof
associatedpaperworkprovidedforintheHazardousWasteRegulations2005does
notprovideafullyeffectivecradle-to-gravetrackingsystemformat.
TheWasteRegulations2011requiretheuseofanamendedstandard(single)
consignmentnoteforeachcollectioninacarrierround,whichincludesaround
numberasamultiplenote(butonlywhentheroundnumberfieldiscompletedand
thatnoteformspartofamultiplecollectionasspecifiedintheregulations).
Dutyofcareandcontrolledwaste
Consignmentnotes
WasteFrameworkDirective
HazardousWaste(EnglandandWales)Regulations
HazardousWasteRegulations(NorthernIreland)
SpecialWasteAmendment(Scotland)Regulations
Waste(EnglandandWales)Regulations
Waste(Scotland)Regulations
Dutyofcareandcontrolledwaste
7685
Thestatutoryrequirementscoveringdutyofcareinwastemanagementarecontained
in:Section34oftheEnvironmentalProtectionAct;
• Section5oftheWasteandContaminatedLand(NorthernIreland)Order;
• theEnvironmentalProtection(DutyofCare)Regulations(England,
ScotlandandWales);and
• theControlledWaste(DutyofCare)Regulations(NorthernIreland).
Everyonewhoproduces,imports,carries,keeps,treatsordisposesofcontrolledwaste
isrequiredtofullycomplywiththe“dutyofcare”.
Note
‘Wastemanagement:thedutyofcare–acodeofpractice’(statutory)isavailableon
Defra’swebsite.
Thereisalsoasummaryguidanceleaflet.
SeealsotheNorthernIrelandEnvironmentAgency’swebsiteforthestatutorycode
ofpractice.
Thestatutorydutyofcareappliestoeveryoneinthewastemanagementchain.It
requiresproducersandotherswhoareinvolvedinthemanagementofthewasteto
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preventitsescape,andtotakeallreasonablemeasurestoensurethatthewasteisdealt
withappropriatelyfromthepointofproductiontothepointoffinaldisposal.Thisis
enforcedthroughthe“polluterpays”principle,makingproducersofwasteresponsible
foritsmanagementanddisposal.
Akeyelementtothedutyofcareistherequirementforproducers(otherthan
householders)toensurethatawrittendescription,adequatelydescribingthetypeand
quantityofwaste,accompaniesanytransferofthewasteasitismovedfrompointof
productiontopointoffinaldisposal.Whereanannualwastetransfernoteisused,as
longastheinitialnotecontainsthedetailsspecifiedinDefra’s‘Wastemanagement:the
dutyofcare–acodeofpractice’,thewrittendescriptionwillonlyberequiredforthe
initialtransfer.
Anyonewishingtocarrycontrolledwastemustberegisteredasacarrierofcontrolled
wastes,asrequiredbytheControlledWaste(RegistrationofCarriersandSeizureof
Vehicles)Regulations.Waste-carrierregistrationcanalsobecheckedonlineatthe
EnvironmentAgencywebsite.
Wastecanonlybehandedtosuchauthorisedpersonsasregisteredcarriers,permit/
licenceholdersorsomeonewhoisexemptfromeitherbeingaregisteredcarrieror
operatingunderapermit/licence(see‘Managingcompliance’forexamplesofsuch
exemptions).
Note
Thecredentialsofanyorganisationcollectingwasteshouldbecheckedandacopy
oftheircarrierregistrationdocument(specifyingtheirregistrationnumber)should
berequested.
Mainresponsibilitiesofthewasteproducerunderthedutyofcare:
Describethewastefullyandaccurately(whichwouldtypicallybedefinedby
regularinternalauditsofwaste).
Storewastesecurelyandsafelyon-site.
Packwastesecurely(whereappropriate)inlinewiththeCarriageRegulations.
Registerasawastecarrier(ifrequired)andmakeallreasonablechecksonwaste
carriers,whichincludescheckingallregistrationswiththeappropriateregulator
(seelinksbelow).
Selectanappropriaterecovery,treatmentordisposalmethod.
EnsurethatthetypesofwastespecifiedbyEuropeanWasteCataloguecodes
(andquantityifrelevant)fallwithinthetermsofthewastecontractor’s
environmentalpermitorexemption(furtherdetailsareprovidedin‘Waste
managementlicensingandpermitting’).
Completeawastetransfernote(orconsignmentnoteforhazardouswaste)prior
towastebeingtransferredtoanotherparty,signingasrequired.
Note
Atthetimeofwritingthisguidance,Defraisreviewingthepolicyand
implementationofthedutyofcarerequirementsforEnglandandWales,including
certainaspectsofrequirementsforcarriers,brokersanddealersofwaste.
Managingcompliance
Wastemanagementlicensingandpermitting
EnvironmentalProtectionAct
WasteandContaminatedLand(NorthernIreland)Order
EnvironmentalProtection(DutyofCare)Regulations
ControlledWaste(DutyofCare)Regulations(NorthernIreland)
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‘Wastemanagement:thedutyofcare–acodeofpractice’
Defrasummaryguidanceleaflet
NorthernIrelandEnvironmentAgency’sstatutorycodeofpractice
ControlledWaste(RegistrationofCarriersandSeizureofVehicles)Regulations
ControlledWaste(RegistrationofCarriersandSeizureofVehicles)Regulations
(NorthernIreland)
EnvironmentAgencywebsite–waste-carrierregistration
RegisterasawastecarrierforEnglandandWales
RegisterasawastecarrierforNorthernIreland
RegisterasawastecarrierforScotland
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations(NorthernIreland)
Localauthorities’responsibilities
7686
Localauthoritieshavespecificdutiesinrelationtohealthcarewaste.Section45ofthe
EnvironmentalProtectionAct(inNorthernIreland,Article20oftheWasteand
ContaminatedLandOrder)statesthatitisthedutyofeachwastecollectionauthority
toarrangeforthecollectionofhouseholdwasteinitsarea.
Schedule2oftheControlledWasteRegulationsidentifieswhereachargecanbemade
forthecollectionofhouseholdwaste.Thisincludesclinicalwastefromadomestic
property(seethe‘Communityhealthcare’sectorguide).Theseregulationsmustbe
readasawhole.Schedule3,forexample,identifieswhereclinicalwasteis“industrial”
(nothousehold)waste.
Note
Atthetimeofwriting,DefraisreviewingSchedule2oftheControlledWaste
Regulations.Theaimistobringitintolinewithmodernwastelegislation,to
furtherthewidersustainabilityaspirationsofDefraandtheWelshAssembly
Governmentandtoimprovethetransparencyandaccountabilityofpublic
funding.TheControlledWasteRegulationsdefineclinicalwaste,henceits
continuedusewithinthisdocumentalongsideinfectiouswaste.Thedefinitionswill
bekeptunderconsiderationasthereviewprogresses.
Communityhealthcare
EnvironmentalProtectionAct
WasteandContaminatedLand(NorthernIreland)Order
ControlledWasteRegulations
ControlledWasteRegulations(NorthernIreland)
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Environmentalpermittingandwastemanagementlicensing
7687
Thestatutoryrequirementsforenvironmentalpermittingandwastemanagement
licensingcanberepresentedasfollows:
The Environmental Protection Act
Northern Ireland
The Waste Management Licensing
Regulations (Northern Ireland)
Scotland
The Waste Management Licensing
Regulations (Scotland)
The Pollution Prevention and Control
Regulations (Northern Ireland)
The Pollution Prevention and Control
Regulations (Scotland)
England and Wales
The Environmental Permitting (England and Wales) Regulations
Environmental Protection Act
Permitsandlicencesarerequiredforthestorage,transfer,treatmentanddisposalof
manydifferenttypesofwaste.Generally,apermit/licenceisnotrequiredforthe
storageofwasteonthesitewhereitwasproduced,asthismaybecoveredbyan
exemptiontotheregulations(furtherguidanceisprovidedin‘Wastemanagement
licensingandpermitting’).
Pre-acceptanceauditsarearequirementforproducersofhealthcarewastesinEngland
andWalesinordertocomplywiththepermitrequirementsofthewastecontractorat
thepermittedsitereceivingthewaste.Guidanceonauditingisprovidedin‘Managing
compliance’.
Environmentalpermitsandwastemanagementlicences(andrelatedexemptions)are
regulatedby:
• theEnvironmentAgency(EA)inEnglandandWales;
• theScottishEnvironmentProtectionAgency(SEPA)inScotland;and
• theNorthernIrelandEnvironmentAgency(NIEA)inNorthernIreland.
Note
Anoverviewofresponsibilitiesandrequirementsfortheenvironmentalpermitting
andwastemanagementlicensingregulationsareprovidedin‘Wastemanagement
licensingandpermitting’.
Wastemanagementlicensingandpermitting
Managingcompliance
EnvironmentalProtectionAct
WasteManagementLicensingAmendment(Scotland)Regulations
WasteManagementLicensingRegulations(NorthernIreland)
PollutionPreventionandControl(Scotland)Regulations
PollutionPreventionandControlRegulations(NorthernIreland)
EnvironmentalPermitting(EnglandandWales)Regulations
EnvironmentAgency(EA)
ScottishEnvironmentalProtectionAgency(SEPA)
NorthernIrelandEnvironmentAgency(NIEA)
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Hazardouswaste(England,WalesandNorthernIreland)andspecialwaste
(Scotland)
7688
TheHazardousWasteRegulationsandtheListofWastesRegulationsdefineand
regulatethesegregationandmovementofhazardouswastefromthepointof
productiontothefinalpointofdisposalorrecovery(similarregulationsapplyin
NorthernIreland).
InEnglandandWales,theHazardousWasteRegulationsrequirethatmostpremises
producinghazardouswastebenotifiedtotheEA(viaregistration).Premises
registration/notificationdoesnotapplyinScotlandorNorthernIreland.Premisesare
exemptfromtherequirementtonotifyiftheyproducelessthan500kgofhazardous
wasteinanyperiodof12months.GuidanceonnotificationcanbefoundontheEA
website.
Note
Thisexemptiononlycoverspremisesnotification.Allotherlegislativerequirements,
includingconsignmentnotesforeachcollectionofhazardouswaste,continueto
applytowastecomingfromthesepremises.
Wherepremisesareshared,eachoccupantretainstheirownresponsibilityforwaste
underdutyofcare.However,practicalarrangementsforthehandlingand
managementofwasteareillustratedbythefollowingexample:
Hospitalcomplexesareoftenoccupiedbyanumberofdifferentorganisationsthat
producehazardouswaste.Thesemightforexampleincludeacute,primarycare,
mentalhealthandambulancetrusts,privatepractices,shopsandlaboratories.
Wheretheseorganisationshavetheirowndiscreteunitsorareas,theyareconsidered
tobeseparateindividualpremisesforthepurposesofproducernotificationunder
theHazardousWasteRegulations.Thosethatproduce500kgormoreofhazardous
wasteperyearwillneedtoregistereachoftheirpremises.Thosethatproduceless
willremainexemptfromregistration.Anacutehospitaltrustwouldnotnormally
needtoregistermorethanonceasitsbuilding,unitsanddepartmentsarelikelyto
fallwithinasinglecontinuouspremisesboundary.Otherorganisationswithtwoor
moreseparatedareas(forexampletwoshops)mayfindthatmorethanone
registrationisrequiredunlesstheyareadjacentoradjoining.
Eachproducercanstoreitsownwasteonsite,orwastecanbestoredinashared
storagearea.Aslongasitmeetstheconditions,thisstoragecanbenefitfroman
exemptionfromanenvironmentalpermitfortemporarystorageatthepremisesof
production.Wasteinsharedstorageareasmaybesegregatedbytyperatherthan
producer;however,itisimportantthatclinicalwastereceptaclesarelabelledto
identifytheindividualproducer.Ifaproducerstoresandmanagesitsown
hazardouswaste,itmustcompleteitsownconsignmentnotesforeachcollection.If
aproducertransfersitswastetooneon-siteorganisation(forexampletheacute
hospitaltrustthatmanagesthewastestorageandcollection),asingleconsignment
notecanbecompletedforacollectionofwaste.Theotherproducerswouldneedto
beidentifiedonpartA5oftheconsignmentnote.Eachproducerwouldneedto
ensurethatitcomplieswithitsdutyofcaretoprovidetheacutehospitaltrustwith
theinformationtheyneedtocompletetheconsignmentnoteandmanagethe
subsequenttransportanddisposalofthewaste.Thisisbestsupportedbya
memorandumofunderstandingorpartnershippapersagreedbetweenallthe
collaboratingorganisations.
HazardousWaste(EnglandandWales)Regulations
HazardousWasteRegulations(NorthernIreland)
SpecialWasteAmendment(Scotland)Regulations
ListofWastes(England)Regulations
ListofWastesRegulations(NorthernIreland)
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EAwebsite
Consignmentnotes
7694
Consignmentnotesarerequiredwhentransportinghazardouswaste.Theyare
availablefromtherespectiveenvironmentalregulators(EA,SEPAorNIEA).They
mayalsobesuppliedbythewastecontractor.
Theproducerislegallyresponsibleforensuringtheaccuracyofaconsignmentnote
andinsomeinstancesitmaybeappropriatetoseekadvicefromthewastecontractor
(theformofaconsignmentnoteisillustratedintheHazardousWasteRegulationsfor
England,WalesandNorthernIreland,andtheSpecialWasteRegulationsfor
Scotland).
InNorthernIrelandandScotland,producers(orconsignors)ofhazardouswasteare
notrequiredtoregisterwiththeregulatoryauthority(NIEAandSEPA,respectively).
Instead,theyarerequiredtoprovide72hours’priornotificationtotherelevant
regulatoroftheirintentiontomovehazardous/specialwaste.Noteverymovementhas
tobenotified(thisisusuallyforthefirstmovementinasuccession,a“carrier’sround”
oraone-offmovement).SpecificguidanceisavailablefromNIEAandSEPAonthe
relevantproceduresforNorthernIrelandandScotland.Carrier’sroundsarediscussed
furtherat‘Consignmentnotes’under‘Wastecollectiondocumentation’.
Note
Owingtothedifferencesinthedevolvedadministrations,wasteproducedineach
countryisrequiredtobemanagedinlinewiththelocalregulations,regardlessofits
destination.Furtherguidanceisavailablefromtherelevantregulator.Cross-border
consignmentsofwaste(fromonedevolvedregiontoanother)shouldbemadeby
theproducerofthewasteusingboththeir“home”regulator’sguidelinesandthe
“destination”guidelines(forexample,producersofwasteinScotlandshouldfollow
theconsignmentprocedurelaiddownbySEPAforallwasteincludingwasteleaving
Scotlandfortreatmentanddisposal).
Thisdoesnotapplyto“cross-border”movementsbetweenWalesandEnglandor
viceversa.
TheRegulationsdonotprovidecomprehensiveguidanceontheclassificationofwaste.
TheEA,SEPAandNIEAproducedajointguidancedocumentontheinterpretation,
definitionandclassificationofhazardouswasteentitled‘WM2’.Thisdocumentis
basedonsupportingEuropeanDirectivesandtestmethods.
IntheUK,WM2usesacolour-codedEuropeanWasteCatalogue(EWC)toaid
identificationofhazardouswastes.Absolutehazardousentriesareshowninredwith
anasterix.Somewasteshavethepotentialtobeeitherhazardousornon-hazardous
dependingonwhethertheycontaindangeroussubstancesat,orabove,certain
thresholds.Thesearecoveredbymirrorentries,consistingoftwoormorerelated
entriesincludingahazardousentry(entries)showninbluewithanasterix.Theyare
subjecttoassessmentinrelationtothe14hazardgroupsidentifiedintheHazardous
WasteRegulations.Non-hazardousentriesareshowninblack.Onlynon-hazardous
entriesthatarenotpartofmirrorentriesdonotrequireassessment.The14hazard
groupsoriginatefromtheHazardousWasteDirectiveandareshownbelow:
• H1:Explosive
• H2:Oxidising
• H3A:HighlyFlammable
• H3B:Flammable
• H4:Irritant
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• H5:Harmful
• H6:Toxic
• H7:Carcinogenic
• H8:Corrosive
• H9:Infectious
• H10:Toxicforreproduction
• H11:Mutagenic
• H12:Substancesthatreleasetoxicgases
Pre-WFDimplementation
H13:Substancescapableofyielding
substanceslistedabove
H14:Ecotoxic
Post-WFDimplementation
H13:Sensitising
H14:Ecotoxic
H15:Wastecapablebyanymeans,after
disposal,ofyieldinganothersubstance
e.g.aleachate,whichpossessesanyofthe
characteristicsH1toH14.Including
H14forthefirsttime.
Note
See‘WasteFrameworkDirective’under‘Environmentandwastelegislation’
regardingfuturepotentialchangestothehazardgroupsbasedonthe
implementationoftherevisedWFDandsubsequentregulations.TheWM2
guidancewillbechangedinparttoreflectchangestothehazardgroups.Attimeof
writing,thisandotherelementsoftheongoingimplementationprocessareunder
reviewataEuropeanandnationallevel.
AppendixCoftheWM2guidanceprovidescomprehensiveguidanceonthe
classificationofwasteineachofthehazardgroups.Thewasteassessmentframework
providesfurtherdetailsontheWM2guidancewithrespecttoinfectious,medicinal
andamalgamhealthcarewaste.
Consignmentnotes
Wastecollectiondocumentation
Environmentandwastelegislation
WM2
EAwebsite
SEPAwebsite
NIEAwebsite
HazardousWaste(EnglandandWales)Regulations
HazardousWasteRegulations(NorthernIreland)
SpecialWasteAmendment(Scotland)Regulations
EuropeanWasteCatalogue(EWC)
7696
TheEnvironmentalPermitting(EnglandandWales)Regulations,theLandfill
Regulations(inScotlandandNorthernIreland),theHazardousWasteRegulationsand
theListofWastesRegulations(inEnglandandWalesandNorthernIreland)require
producerstoadequatelydescribetheirwasteusingbothawrittendescriptionandthe
useoftheappropriateEWCcode(s)onbothwastetransferandconsignmentnotes.
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TheEWCisproducedbytheEuropeanCommissiontoprovidecommonterminology
fordescribingwastethroughoutEurope.TheEWClistisreviewedperiodicallyand
incorporatestheEuropeanHazardousWasteListpursuanttotheHazardousWaste
Directive91/689/EEC.
TheListofWastesRegulations2005transposedtheEWCintodomesticlegislation
forEngland,WalesandNorthernIreland.InScotland,theSpecialWasteAmendment
(Scotland)Regulations2004transposedtheEWCintoScottishlegislation.
TheEWCcategoriseswasteinto20chapters.Eachchapterisdefinedbyeitherthe
sourceofthewasteorwastetype.Withineachchapter,eachtypeofwasteisdescribed
usingasix-digitnumericalcode:
• thefirsttwodigitsofthecoderelatetotheEWCchapter;
• thesecondtwodigitsrelatetoanysub-groupingwithinthechapter;and
• thefinaltwodigitsareuniquetothewaste.
TheEWCishierarchicalandsomechaptersandentrieshaveprecedenceoverothers.
ThelistshouldbeusedinaccordancewiththerulessetoutinappendixAofWM2.
Chapter18oftheEWCprovidesalistofcodesspecificallyforthehealthcaresector.
Note
1.Healthcarewasteproducersarelikelytoproduceabroadrangeofwastematerials,
manyofwhichshouldbeclassifiedusingEWCcodesotherthanthosestatedin
chapter18oftheEWC.Forexample,X-rayfixeranddevelopermaybebest
describedusingtheEWCcodesinchapter9oftheEWC,whichincludes“waste
fromthephotographicindustry”.FurtherguidanceontheEWCisprovidedonthe
EnvironmentAgency’swebsite.
2.InEngland,WalesandNorthernIreland,multipleEWCcodesmaybeappliedto
aparticularwastestream(forexampleinfectiouswastethatispharmaceutically
contaminated).InScotland,SEPArequiresproducerstoallocateonlyoneEWC
code.Thisisthemostonerouscodeintermsofthedisposalprocess;thatis,waste
containingcytotoxicmedicinesandsharpsshouldbeclassifiedas180108*andthe
presenceofsharpsisestablishedthroughthewrittendescription.
EnvironmentalPermitting(EnglandandWales)Regulations
Landfill(Scotland)Regulations
LandfillRegulations(NorthernIreland)
HazardousWaste(EnglandandWales)Regulations
HazardousWasteRegulations(NorthernIreland)
ListofWastes(England)Regulations
ListofWastesRegulations(NorthernIreland)
ListofWastes(Wales)Regulations
SpecialWasteAmendment(Scotland)Regulations
WM2
EnvironmentAgencyguidanceontheEWC
Controlleddrugs
7700
Controlleddrugsaresubjecttospeciallegislativecontrolsastheyarepotentially
harmful.TheMisuseofDrugsRegulationsliststhemedicinesthatareclassifiedas
controlleddrugs.Therearefiveschedulesthatdictatethelevelofcontrolappliedto
eachmedicine–Schedule1havingthemostcontrolsandSchedule5thefewest.
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Theregulationssetouttheregimeofcontrolthatgovernsthevariouslegitimate
clinicalactivitiesassociatedwithcontrolleddrugs,forexample:
• whichprofessionalsareallowedtoprescribe,order,supplyoradministerthe
drugs;
• destructionand/ordisposalprocedures;
• associatedrecord-keepingrequirements.
TheMisuseofDrugs(SafeCustody)Regulationslistadditionalrequirementsinterms
ofsafestorage(forexamplelockablecupboardsofsufficientstrength).
MisuseofDrugsRegulations
MisuseofDrugsRegulations(NorthernIreland)
Destruction/disposal
7698
UndertheMisuseofDrugsRegulations,allSchedule1and2stock-controlleddrugs
canonlybedestroyedinthepresenceofapersonauthorisedunderthoseregulationsto
witnessdestruction.Whenastock-controlleddrugisdestroyed,detailsofthedrug
mustbeenteredintothecontrolleddrugsregister.Thisshouldinclude:
• thenameofthedrug;
• itsform;
• itsstrengthandquantity;
• thedateitwasdestroyed;and
• thesignatureoftheauthorisedpersonwhowitnessedthedestruction,andthe
personwitnessingit(thatis,twosignatures).
Onceissued/dispensedtoapatient,therequirementsforwitnesseddestructiondonot
apply,althoughthereisageneraldutyofcaretoensuretheappropriatedisposalof
wastemedicinesthatarereturnedbypatientstotheirlocalGPs.
Healthcareorganisationsshouldbeawareofwhowithintheirorganisationis
authorisedtowitnessdestruction.Furtherguidanceanddetailsofthecategoriesof
peoplecurrentlyauthorisedareavailableontheDepartmentofHealth’swebsite(see
‘Standardoperatingprocedures’below).
Note
InSeptember2008,theNHSpublishedadocumentdetailingitscarbonemissions
inacarbonfootprintingreport.Thecarbonassociatedwithprocurement
specificallyofpharmaceuticalsaccountedfor21%ofthetotalcarbon.This
highlightstheneedtoensurestocksofdrugsaretightlycontrolledtoensurewastage
iskepttoaminimumforeconomicaswellascarbonmanagementreasons.
MisuseofDrugsRegulations
MisuseofDrugsRegulations(NorthernIreland)
Standardoperatingprocedures
7699
TheHealthActrequireshealthcareorganisationstohavewrittenstandardoperating
procedures(SOPs)ontheuseandmanagementofcontrolleddrugswithintheir
organisation.Theseshouldcover:
• orderingandreceiptofcontrolleddrugs;
• assigningresponsibilities;
• wherethecontrolleddrugsarestored;
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• whohasaccesstothecontrolleddrugs;
• record-keeping;and
• whoshouldbealertedifcomplicationsarise.
Linkstoassociatedlegislationandguidancecanbefoundonthecontrolleddrugs
sectionoftheDepartmentofHealth’swebsite.
HealthAct2009
ControlleddrugssectionoftheDepartmentofHealth’swebsite
Producerresponsibility
7702
ThegeneralrequirementsoftherevisedWFDfurtherdeveloptheprincipleof
“extendedproducerresponsibility”,wherebyproducers,usuallybrandownersor
suppliers,arerequiredtotakeresponsibilityfortheenvironmentalimpactoftheir
products,especiallywhentheybecomewaste.Thisincludesregulationsgoverning:
• wasteelectricalandelectronicequipment(WEEE);
• wastebatteries;
• wastepackaging;and
• end-of-lifevehicles.
Thebroadaimistoaddresstheenvironmentalimpactsoftheitemsandtoencourage
separatecollectionandsubsequenttreatment,reuse,recovery,recyclingand
environmentally-sounddisposal.
Forredundantelectronicitems,healthcarewasteproducerswilllikelyfallwithinthe
“business-to-business”elementandwillneedtotakeresponsibilityfortheirelectronic
andelectricalequipmentwasteeitherbyreturningthewastetotheproducerfrom
whomitwaspurchased(ortheircompliancescheme)orbydisposingofitdirectly(see
HealthTechnicalMemorandum07-05:‘Thetreatment,recovery,recyclingandsafe
disposalofwasteelectricalandelectronicequipment’.Seealso‘Batteriesincluding
thoseusedforimplants/medicaldevices’).
FurtherinformationandrequirementsforthemanagementofWEEEareprovidedin
Chapters8and9oftheDepartmentforBusinessInnovationandSkills’(BIS)
guidanceontheWEEERegulations.
Batteriesincludingthoseusedforimplants/medicaldevices
HealthTechnicalMemorandum07-05:‘Thetreatment,recovery,recyclingand
safedisposalofwasteelectricalandelectronicequipment’
BISguidanceontheWEEERegulations
WasteElectricalandElectronicEquipmentRegulations
Infectioncontrol
7704
HealthcarewasteinEnglandisaddressedinthe‘HealthandSocialCareAct2008:
CodeofPracticeforhealthandadultsocialcareonthepreventionandcontrolof
infectionsandrelatedguidance’(referredtoinSection21oftheHealthandSocial
CareAct).
TheCodeofPracticemustbetakenintoaccountbytheCareQualityCommission
(CQC)whenitmakesdecisionsaboutregistrationofallregulatedhealthandadult
socialcareservicesandbyanycourtduringlegalproceedingsabouttheregistration.
TheregulationsalsosaythatprovidersmusthaveregardtotheCodeofPracticewhen
decidinghowtheywillcomplywithCQCregistrationrequirements.
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ByfollowingtheCodeofPractice,healthandadultsocialcareregisteredproviderswill
beabletoshowthattheymeettheregulationoncleanlinessandinfectioncontrol.
(However,theydonotbylawhavetocomplywiththeCode.Aregisteredprovider
maybeabletodemonstratethatitmeetstheregistrationrequirementregulationon
cleanlinessandinfectioncontrolinadifferentway,equivalentorbetter,fromthat
describedinthismanual.)
TheCodeofPracticedoesnotreplacetherequirementtocomplywithanyother
legislationthatappliestohealthandsocialcareservices,forexampletheHealthand
SafetyatWorketcActandtheControlofSubstancesHazardoustoHealth
Regulations(COSHH).TheCodeofPracticesetsouttencriteriaagainstwhichthe
CQCwillensurecomplianceforregisteredprovidersofhealthandsocialcareservices.
Withintheseisarequirementforcleanlinessandinfectioncontrol,whichincludes
criteriaforthesafehandlinganddisposalofwaste.
TheHealthandSocialCareActCodeofPractice–keypoints:
a. Therisksfromwastedisposalshouldbeproperlycontrolled.Inpractice,in
relationtowaste,thisinvolves:
• assessingrisk;
• developingappropriatepolicies;
• puttingarrangementsinplacetomanagerisks;
• monitoringthewayinwhicharrangementswork;and
• beingawareoflegislativechange.
b. Precautionsinconnectionwithhandlingwasteshouldinclude:
• trainingandinformation;
• personalhygiene;
• segregationofwaste;
• theuseofappropriatepersonalprotectiveequipment(PPE);
• immunisation;
• appropriateproceduresforhandlingsuchwaste;
• appropriatepackagingandlabelling;
• suitabletransporton-siteandoff-site;
• clearproceduresfordealingwithaccidents,incidentsandspillages;and
• appropriatetreatmentanddisposalofsuchwaste.
c. Systemsshouldbeinplacetoensurethattheriskstoservice-usersfrom
exposuretoinfectionscausedbywastepresentintheenvironmentare
properlymanaged,andthatdutiesunderenvironmentallawaredischarged.
Themostimportantoftheseare:
• dutyofcareinthemanagementofwaste;
• dutytocontrolpollutingemissionstotheair;
• dutytocontroldischargestosewers;and
• obligationsofwastemanagers.
‘HealthandSocialCareAct2008:CodeofPracticeforhealthandadultsocial
careonthepreventionandcontrolofinfectionsandrelatedguidance’
HealthandSafetyatWorketcAct
HealthandSafetyatWork(NorthernIreland)Order
ControlofSubstancesHazardoustoHealthRegulations(COSHH)
ControlofSubstancesHazardoustoHealthRegulations(NorthernIreland)
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Healthandsafetylegislation
7706
Note
TheHealthandSafetyExecutive(HSE)istheregulatorybodywithresponsibility
forenforcinghealthandsafetyintheworkplacelegislationinGreatBritain.The
HealthandSafetyExecutiveforNorthernIreland(HSENI)istheleadbody
responsibleforthepromotionandenforcementofhealthandsafetyatwork
standardsinNorthernIreland.
Healthandsafetylegislationisbasedontheassessmentofrisk.COSHHandthe
ManagementofHealthandSafetyatWorkRegulations,inlinewithhealthandsafety
atworklegislation,specificallyrequirethosedealingwithpotentiallyinfectious
substances(includingwaste)toassesstherisktothepublicandstaffthatmaycome
intocontactwithit.Inpractice,thisinvolvesthedevelopmentofriskassessment
policiesandproceduresandputtinginplacearrangementstomanagetherisks
effectively.
Arrangementsformanaginghealthcarewasteneedtobepartofanemployer’soverall
healthandsafetymanagementsystem.Anumberofguidancedocumentsareavailable
inrelationtothemanagementofinfectiouswaste,including:
• ‘Biologicalagents:managingtherisksinlaboratoriesandhealthcarepremises’
producedbytheAdvisoryCommitteeonDangerousPathogensand
publishedonHSE’swebsite;
• ‘Infectionsatwork:controllingtherisks’producedbytheAdvisory
CommitteeonDangerousPathogensandpublishedonHSE’swebsite.
(Thisguidanceisaimedatthosewhomaybeinadvertentlyexposedtomicroorganisms
ratherthanthosedeliberatelyworkingwiththem.)
HealthandSafetyExecutive(HSE)
HealthandSafetyExecutive(NI)
‘Biologicalagents:managingtherisksinlaboratoriesandhealthcarepremises’
‘Infectionsatwork:controllingtherisks’
ControlofSubstancesHazardoustoHealthRegulations(COSHH)
ControlofSubstancesHazardoustoHealthRegulations(NorthernIreland)
ManagementofHealthandSafetyatWorkRegulations
ManagementofHealthandSafetyatWorkRegulations(NorthernIreland)
Managementresponsibilities
7708
Employersareresponsibleforcomplyingwithhealthandsafetylegislation.Evenif
staffareself-employedfortaxornationalinsurancepurposes,theyaretreatedas
employeesforhealthandsafetypurposes.Ifanydoubtexistsaboutwhoisresponsible
forthehealthandsafetyofaworker,thisshouldbeclarifiedandincludedintheterms
ofacontract.However,legaldutieswithrespecttohealthandsafetyatworklegislation
cannotbepassedonbymeansofacontract.
ControlofSubstancesHazardoustoHealth(COSHH)
7710
COSHHsetsoutthedutyofemployerstomanagetheriskofexposuretohazardous
substances,includinghealthcarewaste.
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COSHH–keypoints:
Employersmust,amongotherthings:
• assesstheriskstoemployeesandothersfromhazardoussubstances,
includinghealthcarewaste;
• makearrangementsforreviewingtheassessmentasandwhennecessary,
butatnolessthantwo-yearlyintervals–andsoonerifthereisanyreason
tosuggesttheriskassessmentisnolongervalid;
• aimtoeliminateorpreventtheserisks,andifthisisnotpossibleto
adequatelycontroltherisks;
• providesuitableandsufficientinformation,instructionandtrainingfor
employeesabouttherisks;
• providehealthsurveillanceandimmunisation,whereappropriate.
ControlofSubstancesHazardoustoHealthRegulations(COSHH)
ControlofSubstancesHazardoustoHealthRegulations(NorthernIreland)
Healthandsafetyatwork
7712
TheManagementofHealthandSafetyatWorkRegulationsanditsassociated
ApprovedCodeofPractice(ACOP)provideaframeworkformanagingrisksatwork,
includingrisksfromhealthcarewaste,notcoveredbymorespecificrequirementssuch
asCOSHH.
TheManagementofHealthandSafetyatWorkRegulations–keypoints:
Employersmustamongotherthings:
• makeasuitableandsufficientassessmentoftheriskstoemployeesand
others.Iftheyhavefiveormoreemployees,theymustrecordthe
significantfindingsoftheassessment;
• takeparticularaccountintheirassessmentofriskstonewandexpectant
mothersandtheirunbornandbreast-feedingchildren;
• takeparticularaccountintheirassessmentofriskstoyoungpeople;
• makearrangementsfortheeffectiveplanning,organisation,andcontrolof
risks;
• monitorandreviewanyprecautions;
• providehealthsurveillancewhereappropriate;
• haveaccesstocompetenthealthandsafetyadvice;
• provideinformationforemployees;
• cooperatewithotheremployerswhomaysharetheworkplace.
ManagementofHealthandSafetyatWorkRegulations
ManagementofHealthandSafetyatWorkRegulations(NorthernIreland)
Consultingemployees
7714
TheHealthandSafety(ConsultationwithEmployees)RegulationsandtheSafety
RepresentativesandSafetyCommitteesRegulationsdealwithconsultationof
employeesdirectlyandviarecognisedtradeunions.
Employersmustconsultemployeesandtheirrepresentativesaboutaspectsoftheir
healthandsafetyatwork,including:
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• anychangewhichmaysubstantiallyaffecttheirhealthandsafety;
• theemployer’sarrangementsforgettingcompetenthealthandsafetyadvice;
• theinformationprovidedonreducinganddealingwithrisks;
• theplanningofhealthandsafetytraining;
• thehealthandsafetyconsequencesofintroducingnewtechnology.
Byincorporatinghealthandsafetyrequirementsinhealthcarewastepolicy,employers
areabletoprovidestaffwithinformationrelevanttotheirjoborrole(furtherdetails
onwastepoliciesareprovidedin‘Managingcompliance’).Thepolicycanthenbeused
asabasisfortraininganddiscussions,andthiscaninturnsupportasaferworking
environmentthroughcontinuingengagementwithallemployees.
Managingcompliance
HealthandSafety(ConsultationwithEmployees)Regulations
HealthandSafety(ConsultationwithEmployees)Regulations(NorthernIreland)
Transportlegislation
7717
Transportlegislationisbasedontheprinciplesofhazardandriskassessment,and
substances(includingwaste)areclassifiedaccordingtotheirprimaryhazard.Theseare
classifiedasdangerousgoodsandareassignedtodifferentclassesdependingonthe
predominanthazard.Dangerousgoodsareliquidorsolidsubstancesandarticles
containingthem,whichhavebeentestedandassessedagainstinternationally-agreed
criteria.Furtherinformationontransportrequirementsisdetailedin‘Transport
packagingandoperations’.
Transportpackagingandoperations
CarriageRegulations
7719
ThecarriageofdangerousgoodsissubjecttoregulatorycontrolundertheCarriageof
DangerousGoodsandUseofTransportablePressureEquipmentRegulations(known
astheCarriageRegulations),andtheseapplythroughouttheUK.TheCarriage
Regulationsareintendedtoreduce,toreasonablelevels,theriskofharmordamageto
people,propertyandtheenvironmentposedbythecarriageofdangerousgoods.
IntheUK,theseregulationsimplementtherequirementsofthe‘Europeanagreement
concerningtheinternationalcarriageofdangerousgoodsbyroad’(commonlyknown
asADR)andthe‘Regulationsconcerningtheinternationalcarriageofdangerous
goodsbyrail’(commonlyknownasRID).TheCarriageRegulationsmakedirect
referencetoADRandRID.Bothdocumentsarerevisedeverytwoyears,andthe
updatedversionsareincorporatedintotheUKbytheCarriageRegulations.
OtherEuropeanandinternationalregulationsapplytothemovementofdangerous
goodsbyair,sea,andinlandwaterway.Producersshouldseekspecialistadviceif
healthcarewasteistobetransportedbymeansotherthanroadtransport.IntheUK,
thevastmajorityofdangerousgoodsarecarriedbyroad.
TheCarriageRegulationsdonotspecificallyregulatewastematerials.Theyapplytoall
dangerousgoodsregardlessofwhetherasubstanceiswasteornot.Goodsareassessed
ontheirhazardouscharacteristicsand,ifapplicable,areclassifiedintooneofnine
classesofdangerousgoods.Thenineclassesareshown,alongwithexamplesof
healthcarewasteineach,in‘Transportpackagingandoperations’.
Oncegoodshavebeenclassifiedintotheirappropriateclass,thisinformationisusedto
identifyappropriatepackaging,labellingandtransportrequirements.Thepackaging
andlabellinginrelationtotheCarriageRegulationsisdiscussedingreaterdetailin
‘Transportpackagingandoperations’.
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CarriageRegulations–keypoints:
Theregulationscover(byreferencetoADR)amongotherthings:
• trainingofpersonnelinvolvedinthechainofdistribution;
• substanceclassificationandidentification;
• packaging;
• marking,labellinganddocumentation;
• safetyequipmentandemergencyprocedures;
• safeloading;
• vehiclespecificationandoperation.
Furtherinformationontransportrequirementsisprovidedin‘Transportpackaging
andoperations’.
Dutiesareimposedonpartiesatallstagesofthesupplychain,including
manufacturers,consignors,carriersandreceivers.TheCarriageRegulationsmay
requirehealthcareorganisationstoappointorcontractadangerousgoodssafety
adviser(DGSA).TherequirementregardingDGSAsisadutyontheemployerandis
inlargepartdependentonthequantityofdangerousgoodstransported(see
‘Transportpackagingandoperations’forfurtherdetails).
TheHSEistheregulatorybodyresponsibleforenforcingtransportlegislationinGreat
Britain(theHSENIinNorthernIreland).PoliceofficersandtheVehicleandOperator
ServicesAgency(VOSA)(inEngland,WalesandScotlandonly)carryout“onthe
road”enforcementunderanagencyagreementwiththeHSE.
FurtherinformationontheCarriageRegulationscanbefoundontheDepartmentfor
Transport’swebsiteandonHSE’swebsite.
Transportpackagingandoperations
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations(NorthernIreland)
Europeanagreementconcerningtheinternationalcarriageofdangerousgoodsby
road(ADR)
Regulationsconcerningtheinternationalcarriageofdangerousgoodsbyrail
(RID)
FurtherinformationontheCarriageRegulations(DfT)
FurtherinformationontheCarriageRegulations(HSE)
Procurementregulations
8462
Europeanprocurementregulations
8463
Allpublicly-fundedorganisationsmustensurethatallcontractsestablishedtocollect
andtreatwasteconformtothePublicContractsRegulations.
InformationaboutpublicprocurementregulationsandOJEU(OfficialJournalofthe
EuropeanUnion)thresholdscanbeobtainedfromtheOfficeofGovernment
Commerce.
PublicContractsRegulations
PublicContracts(Scotland)Regulations
OJEU(OfficialJournaloftheEuropeanUnion)
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OfficeofGovernmentCommerce
Procurementguidance
8464
FurtherinformationontheECpublicprocurementregulationsandhowtodevelop
andcompetitivelytenderwastecollectionanddisposalcontractsisavailablefromthe
followingorganisations:
• inEngland–followingthedisbandingofNHSPurchasingandSupply
Agency,theownershipofthisguidancewillbetransferredtotheDepartment
ofHealth.Detailsofhowtoaccessthisinformationwillbeprovidedindue
[email protected];
• inNorthernIreland–theRegionalSuppliesService;
• inScotland–NationalProcurement;
• inWales–WelshHealthSupplies.
ClinicalWasteConsortium–acasestudyfromNHSWales
WelshHealthSuppliesestablishedtheAllWalesClinicalWasteConsortiuminthe
early1990stomanagethecollectionanddisposalserviceforclinicalwastefrom
NHStrustsinWales.TheConsortiumapproachwasadoptedinordertoensure
thatallhospitalswereabletotakeadvantageofaprofessionallyprocuredand
managedcontractwithasingleserviceproviderandthatasinglenationwidepricing
structurewasagreed,ensuringconsistencyofpricingirrespectiveofgeographical
locationandsizeoffacility.
Benefitsoftheconsortiumapproachtoclinicalwastecontractmanagementhave
includedimprovedcommercialtermsthroughtheincreaseineconomiesofscale
whennegotiatingasaconsortiumratherthanasindividualentities.Thishas
resultedinanotableincreaseinvalueformoneybeingachievedforNHSWales.
Theconsortium’sinclusiveapproachhasalsoprovidedapowerfulforumfor
discussingcontractualissuesandsharingbestpracticebetweenparticipatingNHS
organisationsandengagingwiththecontractortodriveservicelevelimprovements
throughapartnershipapproachincludingpositivesupportandcollaborationwith
environmentalregulators.
TheConsortiummodelhasprovidedNHSWaleswithsignificantbenefitsover
manyyears,andtheapproachstillstandsscrutinywiththeincreasingcollaborative
policyacrosstheWelshAssemblyGovernmentandwiderWelshpublicsector.
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Importantinformationforvets
Animalby-productsfromhealthcare(forexampleresearchfacilities)havespecific
legislativerequirementsfordisposalandtreatment.Theyaredefinedas“entire
bodiesorpartsofanimalsorproductsofanimaloriginnotintendedforhuman
consumption,includingova,embryosandsemen”.TheAnimalBy-Products
Regulationsaredesignedtopreventanimalby-productsfrompresentingariskto
animalorpublichealththroughthetransmissionofdisease.Thisaimisachievedby
rulesfor:
• thecollection,transport,storage,handling,processinganduseordisposal
ofanimalby-products;and
• theplacingonthemarket,exportandtransitofanimalby-productsand
certainproductsderivedfromthem.
Theregulationsdivideanimalby-productsintothreecategories:
• Category1isthehighestriskcategoryandmustbedisposedof.It
includescarcassesandmaterialsinfectedorsuspectedofbeinginfectedby
atransmissiblespongiformencephalopathy(TSE),thecarcassesofzooand
petanimals.
• Category2isalsohigh-riskmaterial,andincludes,forexample,diseased
animals,animalsthatdieonfarmsandwhichdonotcontain“specified
riskmaterials”(SRM)atthepointofdisposal,andanimalswhicharenot
slaughteredforhumanconsumption.
• Category3isessentiallymaterialwhichisfit(butnotintended)for
humanconsumption.Itincludespartsofslaughteredanimals,blood,raw
milk,fishcaughtintheopensea,andshells.
Thepermitteddisposalmethodsvaryforeachcategory.Furtherdetailsarefoundin
Defra’sguidancenotesandalsoontheirwebsite.
NorthernIrelandRegionalSuppliesService
Scotland–NationalProcurement
WelshHealthSupplies
AnimalBy-ProductsRegulations
AnimalBy-Products(Scotland)Regulations
AnimalBy-ProductsRegulations(NorthernIreland)
Permitteddisposalmethods
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Healthcarewastedefinitionsand
7725
classifications
Thissectionprovidesthedefinitionsandassessmentframeworkfortypicalhealthcare
wasteinlinewiththeregulatoryregimesoutlinedintheprevioussection.Theunified
assessmentframeworkprovidesclearstepsonhowtoclassifywastewithpractical
examples.Itemphasisestheneedtoundertakeanassessmenttoclassifyawasteas
infectious.Thissectiondoesnotaddressallpackagingissuesrelatedtotransport(see
‘Transportpackagingandoperations’).
Transportpackagingandoperations
Typicalwastesproducedbyhealthcareactivities
7727
Figure2providesexamplesofsomeofthewastestreamsandtheirclassificationsthat
areapplicabletothehealthcaresector.
Figure3providesequivalentexamplesforwastessimilartobothhealthcarewasteand
householdwastewhichmaybeproducedbynon-healthcareactivities.
Thissectiondoesnotconsiderthefullrangeofnon-healthcare-relatedwasteitemsand
streamsthatshouldnotenterhealthcarewastestreams,whichinclude:
• fluorescenttubes;
• batteries;
• cleaningchemicals;
• oils(hazardousandedible);
• groundswaste;
• domesticwastestreams;
• paper,glass,cans,food;
• foodwaste;
• furniture;
• constructionanddemolitionwaste;
• asbestos;
• paints;
• wasteelectricalandelectronicequipment(WEEE).
TheEWCcontainscodesthatapplytowasteproducedfromhealthcareandsimilar
wastesfrommunicipalsources.Thecodesappliedtowastestreamsaredefinedbythe
individualitemsplacedinareceptacle–theyareneverdeterminedbythetypeof
receptacleused.Table1includessomeofthecodesthatmayapplyindividuallyorin
groupstohealthcarewastestreams.
Table1
EWCcode
09
0901
090101*
090102*
090103*
38
Descriptionofcode
Wastesfromthephotographicindustry
Wastesfromthephotographicindustry
Water-baseddeveloperandactivatorsolutions
Water-basedoffsetplatedevelopersolutions
Solvent-baseddevelopersolutions
for use in England, Scotland, Wales and Northern Ireland
Safe management of healthcare waste Version 1.0
090104*
090105*
090106*
090107
090108
18
1801
180101
180102
180103*
180104
180106*
180107
180108*
180109
180110*
Fixersolutions
Bleachsolutionsandbleachfixersolutions
Wastescontainingsilverfromon-sitetreatmentofphotographic
waste
Photographicfilmandpapercontainingsilverorsilver
compounds
Photographicfilmandpaperfreeofsilverorsilvercompounds
Wastesfromhumanandanimalhealthcareand/orrelated
research(exceptkitchenandrestaurantwastesnotarising
fromimmediatehealthcare)
Wastefromnatalcare,diagnosis,treatmentorpreventionof
diseaseinhumans
Sharpsexcept180103*
Bodypartsandorgansincludingbloodbagsandbloodpreserves
(except180103*)
Wastewhosecollectionanddisposalissubjecttospecial
requirementsinordertopreventinfection
Wastewhosecollectionanddisposalisnotsubjecttospecial
requirementsinordertopreventinfection,e.g.dressings,plaster
casts,linen,disposableclothing
Chemicalsconsistingoforcontainingdangeroussubstances
Chemicalsotherthanthoselistedin180106*
Cytotoxicandcytostaticmedicines
Medicinesotherthanthosementionedin180108*
Amalgamwastefromdentalcare
1802
Wastefromresearch,diagnosis,treatmentorpreventionof
diseaseinvolvinganimals
180201
Sharpsexcept180202*
180202*
Wastewhosecollectionanddisposalissubjecttospecial
requirementsinordertopreventinfection
180203
Wastewhosecollectionanddisposalisnotsubjecttospecial
requirementsinordertopreventinfection
180205*
Chemicalsconsistingoforcontainingdangeroussubstances
180206
Chemicalsotherthanthoselistedin180205*
180207*
Cytotoxicandcytostaticmedicines
180208
Medicinesotherthanthosementionedin180207*
20
Municipalwastes(householdwasteandsimilarcommercial,
industrialandinstitutionalwastes)includingseparately
collectedfractions
2001
Separatelycollectedfractions(except1501)
200131*
Cytotoxicandcytostaticmedicines
200132
Medicinesotherthanthosementionedin200131*
200199
Otherfractionsnototherwisespecified(usedforoffensivewaste)
*Hazardouswastescanbe:
• absolutehazardousentries(inwhichcasetheyarealwayshazardous–
highlightedredintheTable)or
• mirrorentries(whichcanbeeitherhazardousornon-hazardousdepending
ontheirproperties–highlightedblueintheTable).
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HAZARDOUS WASTE
NON­HAZARDOUS WASTE
Clinical waste
Clinical waste
Medicines other than those that are cytotoxic and cytostatic
18 01 09, 18 02 08, 20 01 32
Non­clinical waste
Non­infectious anatomical waste,
no chemicals present
18 01 02, 18 02 03
Non­infectious anatomical waste,
chemicals present
18 01 02 and 18 01 06
18 02 03 and 18 02 05
Cytotoxic and cytostatic medicines
18 01 08, 18 02 07, 20 01 31
Clinical waste: infectious waste for carriage (Category A – UN 2814/UN 2900; Category B – UN 3291)
Infectious anatomical waste
no chemicals present
18 01 03, 18 02 03
Cytotoxic and cytostatic sharps
18 01 03 and 18 01 08
18 02 02 and 18 02 07
Sharps not contaminated with body fluids or medicines
18 01 01, 18 02 01
Infectious anatomical waste,
chemicals present
18 01 03 and 18 01 06
18 02 02 and 18 02 05
Other medicinally contaminated sharps
18 01 03 and 18 01 09
18 02 02 and 18 02 08
Non­infectious gypsum (plaster) wastes
18 01 04
Other clinical infectious waste
containing chemicals
18 01 03 and 18 01 06
18 02 02 and 18 02 05
Non­medicinally­contaminated sharps
18 01 03, 18 02 02
Infectious gypsum (plaster)
18 01 03*
Other clinical infectious waste arising from healthcare activities
18 01 03, 18 02 02
Offensive/hygiene waste
18 01 04, 18 02 03
Infectious waste containing
dental amalgam
18 01 03* and 18 01 10
Mixed municipal waste
20 03 01
Recyclables
(various)
Healthcare chemicals without hazardous properties
18 01 07, 18 02 06
Healthcare chemicals without hazardous properties
18 01 06, 18 02 05
Non­clinical waste
Dental amalgam
18 01 10
X­ray fixer and developer
09 01 01, 09 01 02, 09 01 03, 09 01 04,
09 01 05
Figure2Healthcarewaste:examplesandbreakdownofclinicaland
hazardousinlinewithregulatorydefinitions
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NON­HAZARDOUS WASTE
HAZARDOUS WASTE
Clinical waste
Clinical waste
Medicines other than those that are cytotoxic and cytostatic
20 01 32
Cytotoxic and cytostatic medicines
20 01 31
Infectious for carriage (Category A – UN 2814/UN 2900; Category B – UN 3291)
Non­medicinally­contaminated sharps
20 01 99
Other clinical infectious waste arising from healthcare activities
20 01 99
Note:
This Figure assumes that any activities that generate
anatomical waste, chemically­contaminated waste or other medicinally­contaminated wastes are captured as healthcare waste
Non­clinical waste
Offensive/hygiene waste
20 01 99
Mixed municipal waste
20 03 01
Recyclables
(various)
Sharps not contaminated with body fluids or medicines
20 01 99
Figure3Municipalwastesimilartobothhouseholdwasteandhealthcare
waste:examplesandbreakdownofclinicalandhazardousinline
withregulatorydefinitions
Clinicalandhazardouswaste
7731
ThedefinitionofclinicalwasteisprovidedbytheControlledWasteRegulations
(issuedundertheEnvironmentalProtectionAct)andinNorthernIrelandbythe
WasteandContaminatedLand(NorthernIreland)Order.
Clinicalwasteisdefinedas:
1. “...anywastewhichconsistswhollyorpartlyofhumanoranimaltissue,
bloodorotherbodyfluids,excretions,drugsorotherpharmaceutical
products,swabsordressings,syringes,needlesorothersharpinstruments,
beingwastewhichunlessrenderedsafemayprovehazardoustoanyperson
comingintocontactwithit;and
2. anyotherwastearisingfrommedical,nursing,dental,veterinary,
pharmaceuticalorsimilarpractice,investigation,treatment,care,teachingor
research,orthecollectionofbloodfortransfusion,beingwastewhichmay
causeinfectiontoanypersoncomingintocontactwithit.”
Clinicalwastecanbedividedintothreebroadgroupsofmaterials:
1. anyhealthcarewastewhichposesariskofinfection(andthereforeby
definitionpossessesthehazardouspropertyH9Infectious);
2. certainhealthcarewasteswhichposeachemicalhazard(forexampleoneof
H1toH8,H10toH15);
3. medicinesandmedicinally-contaminatedwastecontaininga
pharmaceutically-activeagent.
Therelationshipbetweenthedefinitionofclinicalwasteandhazardouswaste
definitionsissummarisedinFigures2and3(see‘Typicalwastesproducedby
healthcareactivities’).Thekeyprincipleisthatclinicalwaste=hazardouswastewith
onlytwopossibleexceptions:
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• segregatednon-cytotoxicandnon-cytostaticmedicines(thatis,fromhuman
(180109)oranimalhealthcare(180208)andmanufacturing,orseparate
fractionsofout-patient-returnedmedicines(200132));
• clinicalwastefrommunicipalsourcesthatarenotinanywaydirectlyor
indirectlyassociatedwithhealthcare(forexampleneedlesandswabsfrom
cosmeticbodyartorpiercinganddruglitter)andthataresimilarto
householdwaste.Theseareclassifiedasnon-hazardoussolelybecausethe
onlyavailableEWC(200199)isanabsolutenon-hazardousentryinthe
EWC.
Anyclinicalwaste,otherthanthesetwoexceptions,beingmovedasanon-hazardous
wastewouldindicatethatthewastehasbeenincorrectlyclassifiedbytheproducer,
holderorwastecontractor.
Manyinfectiousornon-infectioushealthcarewastescontaminatedwithhazardous
chemicalswillbeclassifiedasaclinicalwaste.Inisolation,abottleofwastechemical
wouldnotfallunderthedefinitionofclinicalwaste,althoughitmaystillbe
hazardous.
Typicalwastesproducedbyhealthcareactivities
ControlledWasteRegulations
ControlledWasteRegulations(NorthernIreland)
EnvironmentalProtectionAct
WasteandContaminatedLand(NorthernIreland)Order
Healthcarewasteclassificationandassessmentframework
7733
Thegeneralprinciplesbehindaunifiedapproachforclassificationofhealthcarewaste
areprovidedinawasteassessmentframeworkasdetailedinFigure4.Compliancewith
theunifiedapproachwillensurethatproducerscomplywiththeregulatory
requirements.
Theassessmentframeworkconsiders:
• thedefinitionofaninfectiouswaste;
• thedefinitionofahazardouswaste;
• thestructureoftheEWCandtheclassificationofthewaste;
• thegeneralprinciplesoftheCarriageRegulations.
Todeterminetheirclassification,allhealthcarewasteitemsmustbeclinicallyand
specificallyassessedbytheproducer,atthetimeofproduction,for:
• medicinalproperties(seestep2andFigure5);
• chemicalproperties(seestep3andFigure6);and
• infectiousproperties(seestep4andFigure7).
Wherethehealthcarewastehasnoneoftheseproperties,anassessmentmethodologyis
providedtodeterminewhetheritisoffensive/hygienewaste(seestep6andFigure8).
TheoverallassessmentframeworkispresentedinFigure4.Detailedassessment
proceduresforidentifyingmedicinal,chemical,infectious,andoffensivepropertiesof
healthcarewasteareprovidedtogiveguidanceonanappropriateclassificationof
individualwasteitemswhenusedaspartoftheframework.Eachassessmentconsiders
theelement,ortypeofwaste,presentinanywastereceptacle(bag,box,bin)separately.
Eachmaythereforebeclassifieddifferently.Otherhealthcarewastestreamsand
classificationsoutsidethisframeworkincludeamalgamwaste,implanteddevicesand
radioactivewaste.
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Staffsegregatingwasteshouldbeprovidedwithclearinstructionsonthesegregation
processandshouldbeprovidedwithappropriatetraining(furtherdetailsaregivenin
‘Managingcompliance’).Colour-codedwastereceptaclesshouldbesuppliedforeach
wastestream.Classificationisessentialforcolourcoding(furtherdetailsonthecolour
codesforhealthcarewasteareprovidedin‘Wasteminimisation,segregation,colourcodingandstorage’).
Step 1a: Is the waste a healthcare waste?
(See paragraphs 3.18­
3.21)
Step 2: Assess for the medicinal w
a
waste properties of a waste
(Se
(S
e
(See paragraphs 3.24–3.45)
YES
NO
Ste
Step 3: Assess for the chemical Ste
s for the
for the w
a
waste properties of a waste
(Se
(S
e
(See paragraphs 3.46–3.62)
NO
Step 1b: Is the waste
a waste arising from
m
municipal sources which is
ssimilar to healthcare waste?
(See paragraphs
3.22–3.23)
Ste
Step 4: Assess for the infectious Ste
s for the
w
a
waste properties of a waste
(Se
(S
e
(See paragraphs 3.63–3.104)
YES
SStep 6: Assess for offensive tep
te
p
s for
or o
offe
p
ro
properties
(See
(Se
e
(See paragraphs 3.110–3.139)
Where the waste is not a e waste is not a
healthcare waste or similar municipal waste, it is not encompassed by this
assessment framework
NO
IIs this element of the waste an th
te?
offensive waste?
YES
YES
Step 5: Review the assessment Ste
w the as
the asss
o
fe
nt of th
thee
of each element of the waste ffor medicinal, chemical and or or
infe
in
fe
infectious properties
(See
(S
(See paragraphs 3.105–3.109)
A
re
Are there any elements of the was
wa
s
waste that are neither infectious norr hazardous, and that have
no
not
no
t
not been classified in steps 2–4 or s
or
s
or subsequently in step 6?
NO
Assessment
complete
Note:
This flowchart contains a logic trap between steps 5 and 6 to prevent misclassification of the waste. If stuck in this trap, then there are two likely causes:
a. the item that is being classified should not be in the waste stream in question (e.g. items of municipal waste like flowers, newspapers etc) and is not catered for by the assessment due to the prohibition on mixing; or
b. the classification in the previous steps has been misapplied.
Figure4Assessmentframeworkforhealthcare,andsimilarmunicipal
wastes
Managingcompliance
Wasteminimisation,segregation,colour-codingandstorage
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations(NorthernIreland)
Step1
7744
Step1a:Isthewasteahealthcarewaste(orsimilartype)?
Thisstepdistinguishesbetweenhealthcareandnon-healthcarewaste,astheseare
(dependingontypeofwaste)assesseddifferentlyduetothestructureoftheEWC.
Healthcarewasteislistedinchapter18oftheEWCandrelatestowastethatisboth:
• producedbyhealthcareactivities;and
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• ofatypespecificallyassociatedwithsuchactivities.
Healthcarewastedoesnotincludenon-specificwastesthatarealsocommonly
producedbyothernon-healthcareactivities(forexamplephotochemicals,paper,food,
electricalequipment,vehicularwastesetc).Healthcarewastemayincludesomesimilar
wastesproducedbyotheractivitieswherethosewastesarenotconsideredtobe
municipal.
Figures2and3(see‘Typicalwastesproducedbyhealthcareactivities’)showthe
differenttypesofhealthcarewasteclassifiedaccordingtowhethertheyarehazardous
ornon-hazardous.Theseareforillustrativepurposesonlyandarenotintendedtobe
usedaspartoftheassessmentframework.
Step1b:Isthewasteawastearisingfrommunicipalsources,whichissimilarto
healthcarewaste?
Thereareafewmunicipalnon-healthcarewastestreamsthataresimilarinnatureto
healthcarewasteandareconsideredwithintheassessmentframework.
Municipalwaste:chapter20oftheEWC
Thischapterisrestrictedtotheuseof
• wastesfromhouseholds;and
• similarwastesfromothersources
wheresuitablecodesareprovided.
Asageneralrule,therefore,thefollowingwastesshouldnotbeclassifiedunder
Chapter20:
• wasteproducedastheresultofaprocedurethatrequiresamedically
qualifiedpersontoconductit(forexamplesomecosmeticprocedures)or
• awasteitemsubstantiallydifferentintypeorquantity/sizetothatwhich
wouldtypicallybeproducedbyadomestichouseholdintheabsenceof
healthcareinvolvement,forexamplelargedressingsandbandages,and
X-raywastes.
Specificallyincludedarethefollowing:
• humanhygienewastes(sanitaryproducts,nappies,incontinencewasteetc);
• animalhygienewastes(animalbedding,dogfaecesetc);
• wastesfromnon-healthcareactivities,forexamplesharpsandrelatedwastes
frombody-piercingorapplicationoftattoos,andwastesarisingfrom
substanceabuse(druglitter).
Note
Wasteproducedbyself-medicatingpatients(forexamplepeoplewithdiabetes)and
unusedwastemedicinesareclassifiedashealthcarewaste.
Typicalwastesproducedbyhealthcareactivities
Step2
7746
Step2:Assessmentofmedicinalproperties
Thisstepassesseseachelement(componentsandcontaminants)ofthewastefor
medicinalproperties.TheassessmentissupportedbyFigure5.Eachelementis
classifiedonthebasisofitsmedicinalpropertiesaloneas:
• eitheraclinicalornon-clinicalwaste;and
• eitherhazardousornon-hazardouswaste.
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AnappropriateEWCcodeisthenassigned.
Thechemical,infectiousandoffensivepropertiesofthewastemustalsobeassessed.
Clinicalornon-clinicalwaste
Thewastewillbeclassifiedasaclinicalwaste(withreferencetothedefinitioninthe
ControlledWasteRegulations)ifitcontainsoriscontaminatedwithamedicine
containingeither:
• apharmaceutically-activesubstance(asubstanceabletoaffectbiological
systems);or
• adangeroussubstance(forexampleachemical)atsufficientconcentrationto
generateahazardousproperty.
Hazardousornon-hazardouswaste
Thewastewillbeclassifiedashazardous(withreferencetothedefinitioninthe
HazardousWasteRegulations)ifitcontainsoriscontaminatedwithacytotoxicor
cytostaticmedicine.Othermedicinesarenothazardouswaste.
EWCcodesareassigneddependingonthesourceofthewasteandthepresenceof
cytotoxicandcytostaticorothermedicinesasillustratedbelow:
• Humanmedicinesareclassifiedas180108*(cytotoxicandcytostatic)or18
0109(other).
• Animalmedicinesareclassifiedas180207*(cytotoxicandcytostatic)or18
0208(other).
• Domesticandout-patientreturnstopharmacyareclassifiedas2001
31*(cytotoxicandcytostatic)or200132(other).
• Wastemedicinesfromthemanufacturingorsupplychainareclassifiedin
Chapter18ashumanoranimalmedicines.
Note
Controlleddrugsaresubjecttospeciallegislativecontrols,astheyarepotentially
harmful.TheMisuseofDrugsRegulationslistthemedicinesthatareclassifiedas
controlleddrugs.Therearecurrentlyfiveschedulesthatdictatethelevelofcontrol
appliedtoeachmedicine–Schedule1havingthemostcontrolsandSchedule5the
fewest.
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Start
(i) Does the waste contain
medicinal waste?
YES
(ii) Does the waste contain cytotoxic and cytostatic medicinal waste?
If yes, as a result of an assessment of its medicinal properties, this element of the waste
should be assigned the EWC codes 18 01 08*, 18 02 07*, or 20 01 31*
NO
(iii) Does the waste contain other pharmaceutically active medicinal waste?
If yes, as a result of an assessment of its medicinal properties, this element of the waste
should be assigned the EWC codes 18 01 09, 18 02 08, or 20 01 32
(iv) Does the waste contain other non-pharmaceutically active medicinal waste?
If yes, as a result of an assessment of its medicinal properties, this element of the waste
should be assigned the EWC codes 18 01 09, 18 02 08, or 20 01 32
(vi) Go to Step 3 of the
assessment framework
(v) Classify the waste for transport.
The elements above may be:
• Medicine, Liquid, Toxic, UN 1851
• Medicine, Liquid, Flammable, Toxic, UN 3248
• Medicine, Solid, Toxic, UN 3249
• Other UN numbers may be applicable
Figure5Assessmentandclassificationofmedicinalwaste
Step2(i):Doesthewastecontainamedicinalwaste?
Medicinalwasteincludes:
1. expired,unused,spilt,andcontaminatedmedicinalproducts,drugs,vaccines
andserathatarenolongerrequiredandneedtobedisposedofappropriately;
2. discardeditemscontaminatedwithmedicinals,suchasbottlesorboxeswith
residues,gloves,masks,connectingtubing,syringebodiesanddrugvials.
Whereanyofthesematerialsarepresentinawaste,itcontainsmedicinalwaste.
Therearethreespecificcaseswherefurtherguidanceisprovided(seethe‘Noteon
specificcasesrequiringadditionalconsideration’below).Theseare:
1. secretions,excretionsorotherbodyfluidscontainingresidualmedicines;
2. anatomicalwasteandcarcassescontainingresidualmedicines;and
3. medicinalglassware,aerosolsandothercontainers.
Step2(ii):Doesthewastecontainacytotoxicandcytostaticmedicinalwaste?
Acytotoxicorcytostaticmedicineisdefinedasanymedicinalproductthatpossesses
anyone,ormore,ofthefollowinghazardousproperties:
• H6:Toxic;
• H7:Carcinogenic;
• H10:Toxicforreproduction;
• H11:Mutagenic.
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Note
Thedefinitionofcytotoxicandcytostaticusedinwasteclassificationismuch
broaderthantheterm“cytotoxic”asusedintheBritishNationalFormulary(BNF).
TheBNFshouldnotbeusedforwasteclassification.Anexamplelistofcytotoxic
andcytostaticmedicinesforahospitalisprovidedin‘Clinicalwastetreatmentand
disposaloverview’.Thisisprovidedtoassistpharmacists,butisnotpresented,or
intendedtobeused,asacomprehensivelist,sincethisishighlydependentonwhat
medicinesareusedinaparticularhealthcaresetting.
Classificationisdeterminedbyassessmentofthemedicinalproductsintheform
suppliedbythemanufacturerordistributoranddoesnotconsidertheeffectsofany
subsequentdilutionthatmayoccurduringroutineuse.Furtherguidanceonthe
assessmentofthesehazardouspropertiesmaybeobtainedfromWM2.
Ifwastecontainsoriscontaminatedwithacytotoxicandcytostaticmedicine,that
elementis:
• ahazardouswaste;and
• aclinicalwaste.
ThatelementshouldbeassignedtheEWCcode(asappropriate):
• 180108*(humanhealthcare);
• 180207*(animalhealthcare);or
• 200131*(municipalwaste:separatelycollectedfractionsfrompatient
returns).
Thepackagingcolourforcytotoxicandcytostaticmedicinesisyellowandpurple(see
‘Wasteminimisation,segregation,colour-codingandstorage’).
Ifthepropertiesofamedicinecannotbedetermined,ratherthanhavenotbeen
determined,thatelementshouldbeclassifiedascytotoxicandcytostatic.
Step2(iii):Doesthewastecontainotherpharmaceutically-activemedicinal
waste?
Medicinesthatareneithercytotoxicnorcytostaticaremostlikelytocontaina
pharmaceutically-activesubstanceand/oraconcentrationofdangeroussubstancesthat
providesahazardouspropertyotherthanthoseassociatedwithcytotoxicandcytostatic
medicines.Wherethewastecontainsamedicineofthistype,itisa:
• non-hazardouswaste;and
• aclinicalwaste.
ThatelementshouldbeassignedtheEWCcode(asappropriate):
• 180109(humanhealthcare);
• 180208(animalhealthcare),or
• 200132(municipalwaste:separatelycollectedfractionsfrompatient
returns).
Step2(iv):Doesthewastecontainothernon-pharmaceutically-activemedicines?
Thisdocumentrecognisesthatthereareanumberoflicensedmedicinalproductsthat
arenon-pharmaceuticallyactiveandpossessnohazardousproperties.Examples
includesterilewater,salineandsugarsolutions.Thismedicinalelementofthewasteis:
• non-clinicalwaste;and
• non-hazardouswaste.
Thisisasaresultoftheassessmentofitsmedicinalpropertiesonly.Thiselement
shouldbeassignedtheEWCcode(asappropriate):
• 180109(humanhealthcare);
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• 180208(animalhealthcare);or
• 200132(municipalwaste:separatelycollectedfractions).
Thepackagingcolourformedicinesissetoutin‘Wasteminimisation,segregation,
colour-codingandstorage’.
Wherenon-pharmaceutically-activeintravenousfluidsoccurinsmallquantitiesand
presentnootherhazard(forexampleinfectiousduetocontaminationwithbodyfluids
ortheadditionofpharmaceutically-activesubstances),thesecan:
• eitherbeplacedinthemedicinalwastestream;or
• bedischargedtofoulsewerandtheemptycontainersplacedintheoffensive/
hygienewastestream.Recyclingoptionsmaybeexplored,buttheymustnot
beplacedinthemixedmunicipalwastestream.
ThelandfillofliquidsisprohibitedundertheEnvironmentalPermitting(Englandand
Wales)RegulationsandLandfillRegulationsinScotlandandNorthernIreland.
Therefore,non-pharmaceutically-activeliquids(forexampleintravenoussalinebags)
shouldnotbeplacedintheoffensivewastestreamiftheystillcontainfree-flowing
liquid.
Noteonmixedwastemedicines,segregationandhazardousproperties
InEnglandandWales,themixingofcytotoxicandcytostaticmedicineswithother
medicinesisprohibitedexceptinthecaseofdomestichouseholders.Inanyevent,if
apackageofmedicinescontainsamixtureofcytotoxicandcytostaticmedicines,all
non-domesticholders(thatis,healthcareorganisationsorpharmacies)havealegal
dutytoseparatethematerial.Theconsignmentnotefortheremovalofmixed
medicinesmustclearlyidentifythepresence(EWCcodes,descriptionsand
hazardousproperties)ofbothwastesandlistthecomponents.
InScotlandandNorthernIreland,themixingofcytotoxicandcytostaticmedicines
withothermedicinesispermittedaslongasthedescriptionontheconsignment
notereads“cytotoxicandmedicines’’andthewasteclassificationanddescription
includeboththe180108*code(cytotoxic/cytostatic)and180109code(other
medicines).
However,inallcountries,amedicinemustnotbemixedwithanyothermedicine
(cytotoxicandcytostaticorotherwise),chemicalormaterialthatischemically
incompatible.
Step2(v):Classifythewastefortransport
Medicinalwasteshouldbeclassifiedfortransportonthebasisofitsphysicalformand
properties(moredetailedinformationonthisisprovidedin‘Transportpackagingand
operations’).
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Noteonspecificcasesrequiringadditionalconsideration
Contaminated material arising after administration of a medicine
a. Secretions,excretionsorotherbodyfluidscontainingcytotoxicand
cytostaticmedicines.
b. Anatomicalwasteandcarcassescontainingresidualmedicines.
Thedefinitionofmedicinalwastedoesnotnormallyincludeanatomicalwaste,
carcasses,secretions,excretionsorotherbodyfluidscontainingresidualquantitiesof
medicineasaresultoftherapeuticadministrationtothepatient.However,insome
circumstancesthepresenceofsuchsubstancesmayprovehazardoustothosecoming
intocontactwiththewasteormayaffectdisposaloptions.
Wherecytotoxicandcytostaticdrugsareinvolvedandthepharmacokineticsofa
specificdrugarelikelytoresultinthepresenceofpotentiallydangerousquantities
ofanunmetaboliseddruginthewaste:
• thewastedescriptionshouldspecificallyidentifythepresenceofsuch
substances;
• theEWCcodeforcytotoxicandcytostaticdrugs(180108*or180207*)
shouldbeassignedtothewaste;
• thewasteisclinicalwasteandhazardouswaste.
Anydisposaltofoulsewershouldbeinaccordancewithtradeeffluentconsent.
Medicinal glassware, aerosols and other containers
Containers(bottles,ampoules,vialsetc)usedforliquidmedicinesandpowdersare
normallycontaminatedwithresidualquantitiesofthosemedicines.Innerpackaging
usedfortabletsmayormaynotbecontaminated.Ifcontaminated,containers
shouldbeclassifiedanddisposedofaswastemedicines.Onlyifrinsedout,in
accordancewithatradeeffluentconsent,maytheybedisposedofaspackaging(for
exampleglasswareforrecycling).Uncontaminatedouterpackagingmayalsobe
recycled.
Medicinesinaerosolformulationarenotpossibletocleanoutandshouldbe
classifiedaswastemedicines(notaerosols).
Clinicalwastetreatmentanddisposaloverview
Wasteminimisation,segregation,colour-codingandstorage
Transportpackagingandoperations
ControlledWasteRegulations
ControlledWasteRegulations(NorthernIreland)
HazardousWaste(EnglandandWales)Regulations
HazardousWasteRegulations(NorthernIreland)
MisuseofDrugsRegulations
MisuseofDrugsRegulations(NorthernIreland)
EnvironmentalPermitting(EnglandandWales)Regulations
Landfill(EnglandandWales)Regulations
Landfill(Scotland)Regulations
LandfillRegulations(NorthernIreland)
SpecialWasteAmendment(Scotland)Regulations
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Step3
7742
Step3:Assessmentofchemicalproperties
Note
Thissectionisnotprovidedforuseinassessinglaboratorychemicalsandreagents.
Itisprovidedasanoverviewtosupporttheassessmentofhealthcarewastestreams
thatmaycontainwastechemicals.Thefollowingadviceappliesforwastechemicals:
• Theyshouldnotbeplacedinclinical,offensiveormunicipalwastestreams
(inEnglandandWalessuchmixingisprohibited).
• Theyshouldbesegregatedandpackagedaccordingtotransport
classificationsandchemicalcompatibilities.
• Theyshouldnormallybeclassifiedas180106*or180107unlessthey
arephotochemicals(theseareclassifiedundersub-chapter0901).
• Hazardouspropertiesshouldbeassessedandclassificationcodesassigned
usingtheproceduressetoutinWM2.
Chemicalcontainers,unlesscompletelyempty(thatis,rinsedout),wouldnormally
becontaminatedandclassifiedasthechemicaltheycontain(ignoringtheweightof
thecontainer).
Usedabsorbentsandspill-kitsforchemicalspillsshouldbeclassifiedunderchapter
15oftheEWC.
Thisstepassesseseachelement(componentsandcontaminants)ofthewastefor
chemicalproperties.TheassessmentissupportedbyFigure6.Eachelementis
classifiedonthebasisofitschemicalpropertiesaloneas:
• eitheraclinicalornon-clinicalwaste;and
• eitherhazardousornon-hazardouswaste.
AnappropriateEWCcodeisthenassigned.
Themedicinal,infectiousandoffensivepropertiesofthewastemustalsobeassessed.
Clinicalornon-clinicalwaste
Awastechemicalwouldnotnormallybeaclinicalwaste.However,anotherhealthcare
wastewillbeaclinicalwaste(withreferencetothedefinitionintheControlledWaste
Regulations)ifitcontainsoriscontaminatedwithadangeroussubstanceatsufficient
concentration(intheitem)togenerateahazardousproperty.
Ifthechemicalisnotadangeroussubstanceorisnotpresentinthewasteorwaste
iteminsufficientconcentrationtogenerateahazardousproperty,itwillnotresultin
thewastebeingclassifiedasclinicalwaste.
Hazardousornon-hazardouswaste
Thewastewillbeclassifiedasahazardous(withreferencetothedefinitioninthe
HazardousWasteRegulations)ifitcontainsoriscontaminatedwithadangerous
substanceatsufficientconcentrationtogenerateahazardousproperty.
EWCcodes
Theseareassigneddependentonthesourceandhazardousstatusofthewasteitemas
indicatedbelow:
• Humanhealthcarechemicals(exceptphotochemicals)areclassifiedas
180106*(hazardous)or180107(non-hazardous).
• Animalhealthcarechemicals(exceptphotochemicals)areclassifiedas
180205*(hazardous)or180206(non-hazardous).
• Photochemicals(includingX-ray)areclassifiedinchapter09oftheEWC.
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(i) Does the waste contain
waste chemicals?
YES
(ii) Does the waste contain waste chemicals that are dangerous substances?
Assess the waste chemicals for hazardous properties H1–H9 and H10–H14.
If yes, the EWC codes 18 01 06* or 18 02 05* should be assigned to the waste.
NO
(iii) Does the waste contain other chemicals?
This element of the waste should be assigned the EWC codes 18 01 07 or 18 02 06.
(v) Go to Step 4 of the
assessment framework.
(iv) Classify the waste for transport.
Figure6Assessmentandclassificationofchemicalwaste
Step3(i):Arechemicalspresentinthewaste?
Wastechemicalsshouldneverbeplacedinanyclinical,offensiveormixedmunicipal
wastestream.Examplesoftheseincludelaboratoryreagents,auto-analysercartridges
fromlaboratoriesandwards,photochemicals,handgels,disinfectants,cleaning
chemicals,andtherapeuticchemicalsandtheircontaminatedpackagings.
Note
Alcoholhandgelsthatdonotcontainsiloxanes(whichcausesignificantdamageto
plantandequipmentusedinthesewagetreatmentprocess)andwhosesafetydata
sheet(SDS)doesnotprohibitdischargetothesewermayberinsedoutandthe
packagingrecycledorplacedintothemunicipalwastestream.
Wherethesechemicalsarepresentinthewaste,changestosegregationshouldbe
implementedtopreventthisoccurringinfuture.Thewastecontainingthemmust,in
additiontoanyotherclassification,beclassifiedwiththechemicalcode(s),and
appropriatemeasuresmustbetakentodescribe,package,transportanddisposeofthe
wasteatasuitablyauthorisedfacility.Thesearenotconsideredfurtherinthis
assessment.
Insomeinstances,clinicalwasteitemsmaybeproducedthatcontainorare
contaminatedwithchemicals.Examplesmightinclude:
• anatomicalorpathologyspecimensorsamplespreservedinchemicals(for
exampleformaldehydeoralcohol);
• samplevialsordiagnostickitscontainingchemicals;
• sharpsorotherclinicalwasteitemscontaminatedwiththerapeuticor
laboratorychemicals;
• materialsusedtocleanupbiologicalspillsthatarecontaminatedwith
chemicaldisinfectants.
Theseitemsareconsideredfurtherinthisassessment.
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Wheresuchitemsarepresent,thechemicals(evenifonlypresentinsmallquantities)
shouldbeidentifiedinthewastedescriptionandcomposition(arequirementofthe
consignmentnote),andthechemicalhazardouspropertiesoftheitemassessedusing
WM2,asinstep3(ii).
Step3(ii):Arechemicalscontainingdangeroussubstancespresentinthewaste?
Thefirststepistoidentifythechemicalspresentandwhethertheyaredangerous
substances(forexample,havetheybeenassignedachemicalriskphraseonanSDS?).
Ifthechemical(s)presentincludeoneormoredangeroussubstances,theproperties
andconcentrationshavetobeconsideredfortherelevanthazardouspropertiesusing
theassessmentproceduressetoutinappendixCofWM2.Wherethewasteitemisa
container(forexampleasamplevialorspecimenpot),theweightofthecontaineris
normallyexcludedfromtheassessment.
Iftheitempossessesachemicalhazardousproperty,thewasteisaclinicaland
hazardouswasteandshouldbeassignedthe180106*EWCcode(or180205*for
animalhealthcare)asaresultofthispartoftheassessment.Thechemicalsand
hazardouspropertiesmustbeidentifiedinpartBoftheconsignmentnote.
Iftheitemdoesnotpossessachemicalhazardousproperty,thewasteisnotaclinical
wastenorahazardouswasteandshouldbeassignedthe180107EWCcode(or1802
06foranimalhealthcare)asaresultofthispartoftheassessment.Ifthewasteisa
hazardouswasteduetoothercomponents,thechemicalsmuststillbeidentifiedin
partBoftheconsignmentnote.
Step3(iii):Areotherchemicalspresentinthewaste?
Wherethechemicalspresentinthewastedonotpossesshazardousproperties,this
elementofthewasteis:
• notclinicalwaste;and
• notahazardouswaste
asaresultoftheassessmentofitschemicalpropertiesonly.Assessmentofother
properties,orelementsofthewaste,canalterthisstatus.Thepresenceofthechemical
mustbedescribedontheaccompanyingpaperwork.TheEWCcodes180107
(humanhealthcare)or180206(animalhealthcare)shouldbeused.
Step3(iv):Classificationfortransport
Theclassificationofchemicalsfortransportisbeyondthescopeofthisguidance.
‘Transportpackagingandoperations’containsgeneraladviceontransportmatters.
Transportpackagingandoperations
WM2
ControlledWasteRegulations
ControlledWasteRegulations(NorthernIreland)
HazardousWaste(EnglandandWales)Regulations
HazardousWasteRegulations(NorthernIreland)
SpecialWasteAmendment(Scotland)Regulations
Step4
7750
Step4:Assessmentofinfectiousproperties
Thisstepprovidestheassessmentforeachelement(componentsandcontaminants)of
thewasteforinfectiousproperties.Theassessmentissupportedbyaflowchart(see
Figure7).Eachelementisclassifiedonthebasisofitsinfectiouspropertiesalone:
• asclinicalandhazardousanddangerousforcarriage(typicallyUN3291);or
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• asnon-clinicalandnon-hazardousandnotdangerousforcarriage;and
• theappropriateEWCcode(s)is/arealsoindicated.
Thisassessmentconsiders:
• thelegaldefinitionofclinicalwaste(theControlledWasteRegulations);
• appendixC9ofWM2onthehazardousproperty“infectious”(H9);
• thedefinitionofinfectioussubstancesgiveninADR.
Clinicalornon-clinicalwaste
Thewastewillbeclassifiedasaclinicalwaste(withreferencetothedefinitioninthe
ControlledWasteRegulations)ifitmaycauseinfectiontoanypersonoranimal
comingintocontactwithit(thatis,ifitpresentsanyriskofinfection).
Hazardousornon-hazardouswaste
Healthcarewastewillalwaysbeclassifiedashazardous(withreferencetothe
definitionintheHazardousWasteRegulations)ifitis:
• aclinicalwasteasindicatedelsewhereinstep4(see‘Keypoints’below);
• dangerousforcarriageunderUN3291orotherinfectiousUNcode.
Keypoints:
Aclinicalwastethatisconsideredinfectiousforcarriagepurposes(forexample
UN3291)mustpossessthehazardouspropertyH9:Infectious;
Theonlyhealthcarewastesthatcanbebothclinicalandnon-hazardouswaste
arenon-cytotoxicandnon-cytostaticmedicines.
EWCcodes
Theseareassignedtoinfectiouswastedependentonthesourceofthewaste,as
illustratedbelow:
• Infectiouswastefromhumanhealthcareisclassifiedas180103*.
• Infectiouswastefromanimalhealthcareisclassifiedas180202*.
• Non-healthcare-relatedinfectiouswastefrommunicipalsourcesisclassified
as200199.
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Note:Segregationofinfectiousandnon-infectiouswaste
1.InScotlandandNorthernIreland,segregationofinfectiousandnon-infectious
wasteisbestpractice.
InEnglandandWales,mixingisprohibited.Therefore,producersmust
segregateinfectiouswastefromotherwastes,andthesub-typesofinfectious
wasteindicatedinthisdocumentmustbesegregatedfromeachother.Where
offensivewastesegregationisnotimplementedintreatmentareas(ratherthan
sanitaryfacilities),theresultantwastestreamwillcontainmixedoffensiveand
infectiouswaste.Thiswastemustbeclassifiedanddescribedassuch.Producers
areremindedoftheirstatutorydutytouseasuitablyauthoriseddisposalfacility
andareadvisedthatalternativetreatmentplantsarenotnormallypermittedfor
thismixedwaste.Producerswhohavenotimplementedoffensivewaste
segregationintreatmentareas(ratherthansanitaryfacilities),andwhoareusing
non-incinerationtechnologiesfordisposal,areadvisedtoreviewboththeir
segregationproceduresandthedisposalsite’sauthorisation.
Thecostimplicationsandcarbonimpactofmanagingthemixedwasteshould
alsobeconsidered.Ifnon-infectiouswasteismixedwithinfectiouswasteand
treatedassuch,itisbeingtreatedunnecessarily,requiringenergyduringthis
process.Energyefficiencyisnormallytakenintoaccountwhenwastedisposal
permitsareissued.
2.TheclassificationsystemusedintheAdvisoryCommitteeonDangerous
Pathogens’(ACDP)‘Approvedlistofbiologicalagents’(thatis,ofbiological
agentsintohazardgroupsHG1–HG4)isnotusedforwasteclassificationand
transport,andthereforeisnotapplicabletothismanual.
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Start
(i) Is the waste a culture or enrichment of a
microorganism or toxin known or reliably
believed to cause disease in man or other living
organisms?
OR
Is the waste a sample from an animal or human
known or clinically assessed to have a disease
caused by a microorganism or its toxin?
Clinical waste only
YES
(v) This element of the waste possesses
the hazardous property “H9: Infectious”
and should be assigned the EWC codes
18 01 03* or 18 02 02* or 20 01 99.
NO
(ii) Does
the waste arise
from a patient who is
YES
known or suspected to
have a disease caused by
a microorganism or
its toxin?
(vi) Does the waste
contain infectious
anatomical waste?
NO
(iii) Might the waste
cause infection to any
person or other living
organism coming into
contact with it? a
(vii) Is the waste an
infectious sharp?
YES
Note:
a. This question incorporates part
of the legal definition of a clinical
waste.
NO
(iv) Has the individual
waste item and source
patient been clinically
assessed for H9
Infectious? b
YES
(vi) Does the waste
contain noninfectious anatomical
waste?
(viii) Classify for transport
NO
Note:
b. For clarification, step (iv) represents a precautionary
step to confirm the appropriate assessment has been
conducted in accordance with steps (ii) to (iii) in
determining that a waste is non-infectious.
(vii) Is the waste a
non-infectious sharp?
(ix) Go to Step 5 of the
assessment framework
Non-clinical waste only
Figure7Assessmentandclassificationofinfectiouswaste
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Step4(i):Isthewasteacultureorenrichment,orpathogenoritstoxin?
Allcultures,enrichmentsordiagnosticsamples(discarded)knownorsuspectedto
containviablemicrobialpathogensortheirtoxinsrenderthewaste“H9:Infectious”.
Thiselementofthewasteis:
• clinicalwaste;and
• hazardouswaste.
TheEWCcodes180103*or180202*shouldbeassigned.
Whereatoxinispresent,theassessmentshouldalsoconsiderboththeconcentration
andthechemicalpropertiesofthetoxintodeterminewhetherthewastealsopossesses
hazardouschemicalproperties(forexample“H5:Harmful”or“H6:Toxic”).Seethe
‘Researchandlaboratoryfacilities’sectorguideforfurtherinformation.
ThefollowingisanexcerptfromWM2,whichmayassistinundertakingthe
assessmentspecifiedinsteps(ii)–(iv)ofFigure7andSteps4(ii)–4(iv).
“Special requirements” (andH9infectious)applytohealthcarewasteswhereanyof
thefollowingapply.
(i)thesourcepersonoranimalisknownorsuspectedtohaveadisease/
infectioncausedbyamicroorganismoritstoxinandthewasteislikely
tocontaintheviableinfectiousagentortoxin.
(ii)thewasteis,oriscontaminatedwith,acultureoranenrichmentofa
microorganismoritstoxinthatmaycausediseaseinmanorother
livinganimals.
(iii)Thehealthcarewaste“may cause infection to any person (or other living
organism) coming into contact with it”.(Notethisstepreferstothe
definitionofaclinicalwaste.)
Thisshouldbedeterminedbyclinicalassessmentofeachitemandsourcepatient,
asfollows:
Clinicalassessmentshouldbecarriedoutbyahealthcareprofessionalwhois
familiarwiththetypeofwastegenerated,thecurrentmedicalconditionand,
wherefeasible,thepastmedicalhistoryofthepatient.
Itisunlikelythatitwillalwaysbepracticalorpossibletoidentifyspecific
pathogensortoxinswithinthewastewhenapatientfirstpresentssymptoms,as
definitivelaboratoryidentificationrequirestimetoundertake.Theprocedurefor
determiningwhetherawasteisconsideredhazardousbyH9musttherefore,
wherethisisthecase,assumethatthediseasecausingagenthasnotbeen
confirmed,andshouldbebasedonclinicalassessmentofwhetheran
unidentifiedinfectionofanytypeissuspectedorknown.Laboratory
identificationisnotrequiredtoassessthewasteforH9.
Allpathogensandmicrobialtoxinsshouldbeincludedintheassessment.H9
doesnotconsidertheseverityofthedisease.
Notethatanyunderlyingorsecondaryinfections,previouslydiagnosedbya
healthcareworker,mayalsogeneratewastethatissubjecttoassessmentfor
specialrequirements.
Step4(ii):Doesthewastearisefromapatientwhoisknownorsuspectedtohave
adisease/infectioncausedbyamicroorganismoritstoxin?
Theterm“knownorsuspected”relatestodiagnosisandtreatmentratherthan
laboratoryidentification.Therefore,whereapatientpresentswithsymptomsthatmay
haveseveralcauses,oneofwhichisaninfectiousagent,aninfectionis“suspected”.
Onceadiagnosishasbeenmade,oralaboratoryresultobtained,thismaybecome
“known”.Bothareconsideredtorepresent“H9:Infectious”underthisassessment.
Theassessmentofthewastedoesnotrequiretheidentificationofapathogen;thefact
thatthesymptomsmaybecausedbyapathogenofanytypeissufficient.
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Theassessmentdoesnotconsidertheseverityofdiseaseortransmissionpotentialof
thepathogenatthisstage.Allpathogensofmanorotherlivingorganismsare
included.Wherethewaste(atthetimeofproduction)containstheviablepathogen
associatedwiththediseaseinanyquantity,thewastepossessesthehazardousproperty
“H9:Infectious”.
Note
Theprevioustwoparagraphsrefertotheassessmentforahazardouswastebasedon
thepresenceorsuspectedpresenceofinfectionbasedonappendixC9ofWM2on
hazardousproperty“H9:Infectious”.
Where(i)healthcarepremiseshavepatient-specificassessmentproceduresinplaceand
itispossibletoassesstheindividualpatient,and(ii)itcanbeconfirmedthatthereis
noriskofinfection,certainwastefromthatpatientmaybeconsideredtobe
potentiallyoffensive/hygienewaste(thesubsequentstepsintheassessmentframework
mustbefollowedbeforethatcanbeconsidered).Table2isprovidedtoillustratesome
examplesrelevanttothisstep.
Table2Examplesoftheapplicationofstep(ii)ofFigure7(infectious)
(ii)Doesthewastearisefromapatientwhoisknownorsuspectedtohaveadiseasecausedbyamicroorganism
oritstoxin?
Yes
No
Examplesofwherewastefromaspecificpatientwitha
Theindividualpatientisnotsufferingfromanailmentor
specificdiseasecausedbyamicroorganismoritstoxinis displayinganysymptomsthatmightbecausedbya
likelytogenerateinfectiouswaste.Forexample:
microorganismoritstoxin.
• wastefrominfectiousdiseasecases;
• wastefromwoundinfections;
• hygieneproductsfrompatientswithurinary
tractinfections;
• wastefrompatientswithdiarrhoeaorvomiting
causedbyinfectiousagentsortoxins(for
examplenorovirusesandClostridiumdifficile);
• blood-contaminateddressingsfromapatient
withHIV,hepatitisBorotherinfectionthat
maybepresentintheblood;
Thewasteisnotcontaminatedwithanymaterialfroma
patient.
Thewasteisfrompatientsknowntobecolonisedwith
microorganisms(includingmulti-resistantorganisms)but
noinfectionispresent.
Note:Usersneedtoproceedtosteps(iii)and(iv)for
furtherconsiderationbeforeconcluding“noninfectious”.
• respiratorymaterialsfrompatientswithopen
pulmonarytuberculosis,influenzaorother
respiratoryinfections;
• wastecontaminatedwithbodyfluidsfrom
patientswithknownorsuspectedmicrobial
diseases,likelytobecontainedinthebody
fluids.
Notes:
AnywasteclassifiedasCategoryAorBwastesfortransportwillbedeemedinfectious.
Wastefromsingleroomsusedforisolationofinfectionmaybeclassifiedasinfectiouswhereriskassessmentindicates
thatthisisappropriate.
Step4(iii):Maythewastecauseinfectiontoanyperson,orotherlivingorganism,
comingintocontactwithit?
Essentially,isthereanyotherreasonwhythewastemaycauseaninfectionand
thereforebeconsideredaclinicalwaste?Thewasteproducer,throughpatientand
item-specificriskassessment,mayidentifyreasonsotherthanthoseoutlinedabove
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whythewasteisinfectious(forexample,wastefromemergencytreatmentwherethere
isinsufficientknowledgeofthesourcepatient’sconditiontoconcludethematerialis
non-infectious).Inthesecircumstances,theproducerhasidentifiedthatthewaste
possessesapropertythatrendersitclinicalwasteandthatareductioninthenumberof
microbesisrequired.
Inreachingthatconclusion,theproducerhasassessedthewasteinamannerthat
wouldalsoresultinthisassessmentframeworkassigningthehazardousproperty“H9:
Infectious”tothewaste(thedefinitionofclinicalwasteisusedintheassessmentof
“H9:Infectious”byWM2).
Thisstepprovidesthehealthcareworkerwiththeabilitytoapplyaprecautionary
approachtocontaminateditems;thatis,iftheyareuncertain,theymayclassifyitas
infectious.Thiswouldnot,however,extendtouncontaminateditems.
Wherethepatientisnotknownorsuspectedtohaveadiseasecausedbya
microorganism(understep(ii)above),clinicaljudgementcanbeusedinthe
assessment.Thehealthcareprofessionalshouldapplytheirprofessionaljudgementto
theknowledgeofthesourcepatientinquestionandtheitemofwasteproduced.If
theybelievethattheiteminquestionfromthatpatientpresentsnoriskofinfection,
thenitisnotclinicalwaste(asaresultofariskofinfection).Thesamedecisioncan
reasonablybeappliedelsewhereifcircumstancesrepeat,givinglimitedscopeto
applyingthespecificdecisionmorewidelytosimilargroupsofpatients/items.So,for
example,itmaybedecidedthatincontinencewastescontaminatedwithurineand
faecesfromapatientinanelderlycarewardarenotinfectiousbecausethepatientis
notknownorsuspectedtohaveaninfectionthatwouldresultinthepathogenbeing
presentinthoseexcretions.Thisapproachcouldthenreasonablybeappliedtoother
patientsinsameunit.Table3isprovidedtoillustratesomeexamplesrelevanttothis
step.
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Table3Examplesoftheapplicationofstep(iii)ofFigure7(infectious)
(iii)Mightthewastecauseinfectiontoanypersonorotherlivingorganismcomingintocontactwithit?(Note:
thisquestionincorporatespartofthelegaldefinitionofaclinicalwaste)
Yes
No
Anyhealthcarewastecontaminatedwithblood,pus,
Thiswillincludeurine-,sputum-,vomit-andfaecallywoundexudatesandsimilarsubstancesisregardedas
contaminatedmaterials(includingurinebags,
presentingariskofinfection.
incontinencepads,single-usebowls,nappies,PPE)where
theanswertoquestion(ii)was“no”afterappropriate
Thiswouldnotapplyifbothofthefollowingweretrue:
item-andpatient-specificassessment.
• itwasknownthattheindividualsourcepatient
Sufficientinformation(egfrompathologytestsorclinical
doesnot(egasaresultofpathologytestsor
assessment)isknownaboutaspecificitemcontaminated
clinicalassessment)haveaninfectionthat
withbloodfromaparticularpatienttoclassifyan
mightresultinpathogenscontaminatingthe
individualitemasnon-infectious.Examplesofthismight
waste;and
include:
• nootherriskofinfectionwasidentified(such
• bloodtransfusionitems;
thatthematerialisnotconsideredaclinical
waste).
• maternity,sanitaryandplacentalwastewhere
pathologytestshaveconfirmedorclinical
assessmenthasassessedthatnoinfectionis
presentandnootherriskofinfectionexists;
• dressingscontaminatedwithbloodwherethere
issufficientknowledgeofthepatientforthe
assessmenttoconclude‘notinfectious’(egitis
knownthatnoblood-bornevirusesorother
infectiousagentsarepresent);
• faecally-contaminatedpads,nappiesorsimilar
itemswherepathologytestsorclinical
assessmentindicatenogastro-intestinal
infection.
Note:Iftheanswertothisquestionis“no”,the
materialisbeingdeclaredas:
• notaclinicalwaste;and
• notinfectiousforcarriage(egUN3291);
and
• suitableforlandfillwithoutfurther
treatment.
Usersneedtoproceedtostep(iv)forfurther
considerationbeforeconcluding“non-infectious”.
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Furtheradviceoninfectioushealthcarewasteclassification
Theresultsthatdeterminewhetherawasteisclassifiedasinfectiousornoninfectiouswouldbeexpectedtobethesameregardlessofthehealthcaresetting
(whetherintheacutehospitalorinacommunityenvironment).
Ifanitemiscontaminated,forexamplewithabodyfluid,itmaybeclassifiedas
eitherinfectiousornon-infectiousbasedonstep4oftheassessmentframework.If
itisuncontaminated,itshouldnotbeclassedasinfectious.Examplesof
contaminateditemsareswabs,bandages,incontinencepads,protectiveclothing
(soiledgloves,aprons).Uncontaminateditemsmayincludeprotectiveclothing
(uncontaminatedgloves,aprons,forexample,usedwhenservingfood)andouter
dressingsnotcontaminatedwithbodyfluids.
Iftheassessmenthasbeenimplementedcorrectly,themajorityofboth
uncontaminatedmaterialsandmaterialssoiledwithlower-riskcontaminants(such
asurine,faeces,vomitandsputum)wouldbeclassifiedasnon-infectiousand
thereforenon-clinicalwaste.Theassessmentwould,however,alsobeexpectedto
classifyaminorityofthiscontaminatedmaterialasinfectiousandthereforeclinical
waste.Ahealthcareorganisationclassifyingalloftheirwastematerialsunderonly
oneofthesecategoriesisalmostcertainlyassessingthewasteincorrectly.
Conversely,theassessmentwouldbeexpectedtoclassthemajorityofhigher-risk
contaminants(forexampleblood,pus,woundexudatesetc)aspresentingariskof
infectionandthereforeasinfectiousandclinicalwaste.Insomecircumstances,the
practitionermayhavesufficientknowledgetoclassifywastefromanindividual
patientasnon-infectiousasaresultofitem-andpatient-specificassessment.Itis
expectedthatapracticemayhavesufficientknowledgetoclassifyaminorityofsuch
materialasnon-infectious.Ahealthcareorganisationclassifyingthemajorityofthe
materialsasnon-infectiousisalmostcertainlyassessingthewasteincorrectly.
Step4(iv):Hastheindividualwasteitemandsourcepatientbeenclinically
assessedfor“H9:Infectious”?
Municipalproducersorholdersarenotexpectedtohavetheexpertiseorpatient
knowledgetoundertakethisassessment.Inthesecircumstances,allwaste
contaminatedwithblood,pus,woundexudatesandsimilarsubstancesshouldbe
regardedasinfectious.Thisdoesnotextendtouncontaminateditemsorthose
containingorcontaminatedwithfaeces,urine,vomitorsputum,asthesecanbe
consideredundertheoffensiveassessment.
Healthcareproducersareexpectedtoundertakesuchassessments.Genericassessment
ofawastestreamdoesnotmeettheassessmentrequirementssetoutinWM2.Ifsuch
assessmenthasnotbeenconducted,thewasteisclassifiedasmixedinfectiousandnoninfectiouswaste.BothEWCcodes180103*and180104,or180203and1802
02*,shouldbeassigned,andthewasteconsignedashazardouswaste.
Note
Thisisnotsuggestingthatsuchmixingisallowed;itsimplyidentifieshowthelaw
requiressuchmaterialtobemanagedoncemixinghasoccurred.
Incertaincircumstances,assessmentofthepatientanditemwillnotbepracticalfor
thehealthcareworker:forexampleambulancestaffinemergency
environments;dentists,dentaltherapistsordentalhygienistswithoutaccesstothe
patient’sfullmedicalhistory.Inthesecircumstances,allwastecontaminatedwith
blood,pus,woundexudatesandsimilarsubstancesshouldberegardedasinfectious.In
adentalsetting,forexample,salivamaybeconsideredpotentiallyinfectiousduetothe
presenceoftracesofblood.Thisdoesnotextendtouncontaminateditems.These
activitieswouldstillbeexpectedtogenerateahealthcareoffensivewastestream.Table
4isprovidedtoillustratesomeexamplesrelevanttothisstep.
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Table4Examplesoftheapplicationofstep(iv)ofFigure7(infectious)
(iv)Hastheindividualwasteitemandsourcepatientbeenclinicallyassessedfor“H9:Infectious”?:
Yes
No
Healthcare
Healthcare
Bloodtransfusionbags.
Wasteproducedbyambulancestaffengagedin
emergencyactivities.
Placentalandsanitarywastefromamaternityunitwhere
Domesticdiabeticsharpsreceivedbycommunity
patientsarescreenedforinfections.
pharmacies.
Itemsnotcontaminatedwithsecretions,excretionsetc.
Municipal
Municipal
Notapplicable.
Sharpsfromsubstanceabusecollectedbylocal
authorities.
Sharpsfrombodyart.
Step4(v):Thiselementofthewastepossessesthehazardousproperty“H9:
Infectious”andshouldbeassignedtheEWCcodes180103*or180202*or
200199
Atthisstage,ithasbeendecidedthatanelementofthewasteisinfectious.Itis
assignedanEWCcodedependentonsourceactivity:
• humanhealthcareis180103*;
• animalhealthcareis180202*.
Thesearebothclinicalandhazardouswaste.
Wherethewastearisesfrommunicipalactivitiesthathavenorelationtoprovisionor
receiptofhealthcare,the200199codecanbeused.Thisisaclinicalbutnonhazardouswaste.Thisappliestowastessuchassharpsfrombodyartandsubstance
abuse,butnottodiabeticsharpsfromdomesticpremises(whicharehealthcare).
Step4(vi):Doesthewastecontainaninfectiousornon-infectiousanatomical
waste?
Forthepurposeofthismanual,thedefinitionofanatomicalwasteincludesbodyparts
orotherrecognisableanatomicalitemsthatmaybeoffensivetothosewhocomeinto
contactwithsuchitems.Theseinclude:
• allhumanandanimaltissue,asthisisconsideredanatomicalwaste(being
partofabodyororgan),withtheexceptionofverysmallunidentifiable
piecesofskinorfleshincidentallyremovedfromtreatmentofwoundsor
duringveryminorsurgery(forexamplemoleremoval,nailclippingsetc);
• piecesofwastebone/tissuefrommaxillofacialsurgery.
FurtherguidanceisprovidedbytheHumanTissueAuthority’s‘CodeofPractice5:
disposalofhumantissue’.
Thetwoprimarycriteriaforclassificationofanatomicalwasteare:
• Isitinfectiouswaste?
• Isit,orhasit,beenpreservedinchemicals(forexampleformaldehydeor
alcohol)?
Wheretheanatomicalwastehasbeen,oris,preservedinchemicals,thiswillneedto
beincludedinthewasteclassificationanddescription.TheassignmentofEWCcodes
relatingtothisisdealtwithinstep3oftheassessmentframework.
Infectiousandmixedanatomicalwaste
Healthcarewasteproducerswhoproduceanatomicalwastearelikelytoproducesome
thatisinfectiousandsomethatisnot.Asthisdoesnotnormallyaffectdisposal
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requirements,thisguidancedoesnotrecommendtheitem-specificassessmentand
segregationofanatomicalwasteintoinfectiousandnon-infectious.Anatomicalwaste
producedasaresultoftheproposedsegregationwillincludesomethatpossessesthe
hazardousproperty“H9:Infectious”andbothclinicalandhazardouswaste.The
appropriateEWCcodes(seeTable5)wouldthereforebe:
• both180103*and180102(humanhealthcare);or
• both180202*and180203(animalhealthcare).
Non-infectiousanatomicalwaste
Wasteproducerscanimplementitem-specificassessmentandsegregationtodivide
theiranatomicalwasteintoinfectiousandnon-infectious.UN3291-labelled
containersshouldnotbeused.Incertaincircumstances,humanoranimaltissuewaste
willarisewherethereissufficientknowledgetoclassifyitasnon-infectious.An
examplemightbeplacentasfrommaternityunits,wherescreeningofmothersallows
thesmallnumberofpotentiallyinfectiousplacentastobesegregatedandclassified
separately.
Thenon-infectiouselementofthewasteisnon-clinicalandnon-hazardouswasteafter
assessmentofinfectivity.TheEWCcodeisdependentonthesourceofthewaste:
• 180102ifitarisesfromhumanhealthcare;
• 180203ifitarisesfromanimalhealthcare.
Segregation,packagingandlabelling
Anatomicalwastemustbesegregatedfromotherinfectiouswastestreamsandplaced
inveryclearlylabelled(as“anatomical”)rigidreceptaclescapableofcontainingbone,
bloodandothertissuefluids(see‘Wasteminimisation,segregation,colour-codingand
storage’).Wastedocumentationshouldspecificallyhighlightthepresenceofthiswaste.
Anatomicalwasteshouldnotbedisposedofinclinicalwastebagsduetothe
significantriskofitbeingconfusedwithotherwastetypes.
Wherethetissueisnotinfectious,packagingmaybedefinedbyanychemical
preservativespresent.Inanyevent,UN3291receptaclesshouldnotbeusedfornoninfectiouswaste.
Furtherinformationondisposalarrangementsandclassificationisprovidedin‘Waste
minimisation,segregation,colour-codingandstorage’.
Table5EWCcodingforanatomicalwaste
EWCCode
1801XX
180102
180103*
180202*
180203
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Descriptionofwaste
Wastefromnatalcare,diagnosis,treatmentorpreventionofdiseaseinhumans
Bodypartsandorgansincludingbloodbagsandbloodpreserves(except180103*)
Wastewhosecollectionanddisposalissubjecttospecialrequirementsinordertoprevent
infection
Wastewhosecollectionanddisposalissubjecttospecialrequirementsinordertoprevent
infection
Wastewhosecollectionanddisposalisnotsubjecttospecialrequirementsinorderto
preventinfection
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Step4(vii):Isthewasteaninfectiousornon-infectioussharp
Whatisasharp?
Sharpsareitems(orpartsofitems)ofhealthcarewastethatcouldcausecutsor
puncturewounds,includingneedles,theneedlepartofasyringe,scalpelandother
blades,brokenglassampoulesandthepatientendofaninfusionset.
Sharpswastedoesnotinclude:
• syringebodies(otherthantheneedle)andtheresidualmedicinethey
contain;
• medicinalwasteintheformofbottles,vials,ampoules,openedampoules;
• tubesortabletsetc,swabsorothersoftinfectiouswasteoranatomical
waste;
• brokencrockery/glasswarefromnon-healthcareitems(forexamplea
coffeejar).
Infectioussharps
Sharpswasteproducedasaresultoftheproposedsegregationwillpossessthe
hazardousproperty“H9:Infectious”.Insomecircumstancescertainsharpsthatarenot
contaminatedwithbodyfluidsmaynotbeinfectious.Themaindisposaland
segregationconsiderationforsharpswasteismedicinalcontamination.Thereforethis
guidancedoesnotrecommendtheitem-specificassessmentandsegregationofthe
smallproportionofsharpswastethatisdemonstrablynon-infectious(see‘Noninfectioussharps’below).
Thiselementofthewasteisthereforeclinicalwasteandpossessesthehazardous
property“H9:Infectious”.TheEWCcodeisdependentonthesourceofthewaste:
• 180103*ifitarisesfromhumanhealthcare;
• 180202*ifitarisesfromanimalhealthcare;and
• 200199ifitarisesfromnon-healthcareactivities(forexampledruglitter,
bodypiercingandtattooists).
Theclassificationofthemedicinalelementofmedicinally-contaminatedsyringesis
addressedinstep2andtheappropriatemedicinalEWCcodeswillhavebeenassigned.
Producersshouldimplementthesegregationof:
• cytotoxicandcytotoxiccontaminatedsharps(forexampleboth180103*
and180108*or180202*and180207*)from
• othermedicinallycontaminatedsharps(forexampleboth180103*and
180109or180202*and180208)from
• non-medicinallycontaminatedsharps(forexample180103*or180202*).
Non-infectioussharps
Producersmayimplementitem-specificassessmentandsegregationofthesmall
proportionof(non-infectious)sharpsthatarenotcontaminatedwitheithermedicines
orbodyfluids,wherethisaffectsdisposaloptions.Thesewouldbetheonly
circumstanceswheretheuseofthesingle180101and180201codeswouldbe
appropriate(see‘Wasteminimisation,segregation,colour-codingandstorage’on
disposaloptionsforsharpswaste).
Inusingthesecodes,aproducerislegallycertifyingthatthewasteisnotaclinical
waste,asitposesnoriskofinfection.Asaresultoftheassessmentoftheirinfectious
properties:
• theyarenotclinicalwaste;
• theyarenothazardouswaste;
• theyarenotdangerousforcarriage(forexampleUN3291);
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• theEWCcodes180101(humanhealthcare),180201(animalhealthcare)
or200199(municipal)areassignedasappropriate.
Sharpscontaminatedwithbodyfluids(forexampleblood)shouldbeclassifiedas
infectious.Toconsiderclassifyinganysuchitemsasnon-infectious,sufficient
informationabouttheindividualsourcepatientshouldbeknowntoconcludethat
thereisnoriskofinfectionandthatthewasteisnotclinicalwaste.Forexample,if
policyorpractice(includingthoseofwastecontractors)includesanyprophylaxisasa
resultofneedle-stickinjurieswiththeseitems,ariskofinfectionhasclearlybeen
identifiedandconsequentlythismaterialmustbeclassifiedasinfectious.Ifanyofthis
materialisclassifiedasnon-infectious,theassessmentshouldbesupportedbyrobust
writtenproceduresandrecords,asitcouldbechallengedbytheregulator.
Sharpsfromnon-healthcaremunicipalsources(forexampleapplicationoftattoosor
substanceabuse)possessthehazardousproperty“H9:Infectious”andareclinicalwaste
becausetherewillbeinsufficientknowledgetoassessthewasteforinfectivity(seestep
iv).Theycannotbeconsideredunderthisstep.
Thiswastemustbepackagedandlabelledinreceptaclesthatclearlyidentifythe
presenceofsharps(see‘Wasteminimisation,segregation,colour-codingandstorage’).
ThewastemustnotbepackagedorlabelledinUN3291receptacles.
Note
Guidanceonsharpsusedbyself-medicatingpatientscanbefoundinthe
‘Communityhealthcare’sectorguide.
Step4(viii):Classificationfortransport
Wasteassignedthehazardousproperty“H9:Infectious”isclassifiedintotwosubcategories–CategoryAandCategoryB–forthepurposesoftransport:
• CategoryA:aninfectioussubstancethatistransportedinaformthat,when
exposuretoitoccurs,iscapableofcausingpermanentdisability,lifethreateningorfataldiseasetohumansoranimals.
• CategoryB:aninfectioussubstancethatdoesnotmeetthecriteriafor
inclusioninCategoryA.
Wastethatisknownorsuspectedtobecontaminatedwithpathogenspresentingthe
mostsevereriskofinfectionisclassifiedasaCategoryAwaste(examplesofCategory
Apathogenscanbefoundin‘Carriageinformation:CategoryApathogenlist’).
Withtheexceptionofcertainlaboratorywastes,verylittleCategoryAwastewillbe
producedfromhealthcarepremiseswithintheUK.Thevastmajorityofinfectious
wasteproducedfromthehealthcaresectorwillbeclassifiedasCategoryB(see
‘Transportpackagingandoperations’fortheclassificationsusedforinfectiouswastein
theCarriageRegulations).
Wherethewasteisnotassignedthehazardousproperty“H9:Infectious”,itmustnot
bedescribedorlabelledasclinicalwasteorinfectious(forexampleUN3291)for
carriage.Ifthewasteisclinicalwasteforotherreasons(specificallythepresenceof
medicinesorchemicals),theseshouldbeconsideredtodeterminetheappropriate
transportrequirementsthatapply.
Note
Whereanelementofthewasteisidentifiedasaninfectiousand/orhazardouswaste
duetooneormoreoftheseproperties,thisclassificationapplies.
Whereawastecontainsmultipleelementswithdifferentclassifications,thewasteis
mixedandeachelementmustbedescribedandclassifiedseparately.
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Researchandlaboratoryfacilities
Wasteminimisation,segregation,colour-codingandstorage
Communityhealthcare
Carriageinformation:CategoryApathogenlist
Transportpackagingandoperations
ControlledWasteRegulations
ControlledWasteRegulations(NorthernIreland)
Europeanagreementconcerningtheinternationalcarriageofdangerousgoodsby
road(ADR)
HazardousWaste(EnglandandWales)Regulations
HazardousWasteRegulations(NorthernIreland)
SpecialWasteAmendment(Scotland)Regulations
Theapprovedlistofbiologicalagents(ACDP)
‘CodeofPractice5:disposalofhumantissue’
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations(NorthernIreland)
Step5
7752
Step5:Reviewtheassessmentofeachelementofthewasteformedicinal,
chemical,andinfectiousproperties
Steps2–4provideanassessmentofeachelementofthewasteforthethreeproperties
thatdefinehazardousandclinicalwastestatus.Step5reviewstheseresults.
Whereanelementofthewasteisidentifiedasaclinicaland/orhazardouswastedueto
anyoneormoreoftheseproperties,thisclassificationapplies.
Whereawasteariseswithmultipleelementsofdifferentclassifications,thewasteis
deemedmixed,andeachelementmustbedescribedandclassifiedseparately.
Ifthewastecontainsanyelementsthatsteps2–4haveindicated,it:
• isnotclinicalwaste;
• isnothazardouswaste;
• hasnotbeenassignedEWCcodesbysteps2–4.
Theseelementscanbeassessedforoffensiveproperties.Iffoundtobeoffensive,these
elementsmustalsobeclassifiedanddescribedaccurately.
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Step6
7755
Step6:Assessmentofoffensive/hygieneproperties
Note
Figure8andstep6explainhownappies,incontinencepadsandsimilaritemsare
notalwaysclinical/infectiouswasteandcanoftenbeclassedasoffensive.
Incontinencepadsarenotgenerallyregardedasinfectiouswasteunlesspatientshave
aurinarytractinfection.Classifyingpadsandnappiescorrectlyandseparatingthem
outisprobablythebiggestsavingthatcanbemadeinwastemanagement.Thisis
possiblyoneofthebiggestopportunitiestoreducewastedenergyusedin
unnecessarytreatmentofnon-infectiouswastesandpotentiallyintroducesignificant
costsavings.
Thisstepprovidesasuitableassessmentforoffensive/hygienewaste.Thefollowing
assessmentissupportedbyaflowchart(seeFigure8).Offensive/hygienewasteis
healthcarewasteorsimilarwastefrommunicipalsources,whichmeetsthefollowing
criteria:
• itisnotclinicalwaste;
• itisnotdangerousforcarriage;
• theproducerhasidentified,aftersegregationatsource,thatitissuitablefor
disposalatanon-hazardouslandfillsitewithoutfurthertreatment;
• itmaycauseoffencetothosecomingintocontactwithit.
Offensive/hygienewasteincludeswastepreviouslydescribedashumanhygienewaste
andsanprowaste.Potentiallyoffensive/hygienewastemayinclude(seealsoTables3
and4):
• incontinenceandotherwasteproducedfromhumanhygiene;
• sanitarywaste;
• disposablemedical/veterinaryitemsandequipmentthatdonotposeariskof
infection,includingPPE(thatis,itemsthatarenotclinicalwaste);
• animalfaecesandsoiledanimalbedding.
Offensive/hygienewasteisassessedverydifferentlydependingonsource:
• Wasteitemsfromhealthcareactivitiesmustbeassessedforsteps2
(medicinal),3(chemical)and4(infectious)toconfirmthattheyarenot
clinicalwastebeforeoffensivepropertiescanbeconsidered.
• Incontrast,wasteitemsfrommunicipalsourcesareassessedforoffensive
properties,withsteps2–4beingconsideredonlywheredirectedbythis
assessment.
Attheendofthisassessment,wasteitemsclassifiedasoffensive/hygienewasteare
classifiedasnon-hazardous,andnon-clinicalwasteunderthefollowingEWCcodes:
• 180104(humanhealthcare);
• 180203(animalhealthcare);or
• 200199(municipal).
Offensive/hygienewasteisnotinfectious;therefore,fortransportpurposes,itisnot
classifiedasdangerousgoods.
Step6(i):Doesthewastecontainanyitemsthatareexcludedfromthis
assessment?
Theoffensive/hygienewastestreamshouldnotincludeanyofthefollowing:
• sharps;
• human/animalbodyparts,organsorbloodproducts;
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• petcarcasses;
• wastechemicals;
• medicinalwastethatconsistsofpharmaceutically-activesubstances;
• anywasteitemalreadyclassifiedinsteps2–4.
Ifanyoftheaboveitemsarepresent,thatelementofthewastecannotbeoffensive/
hygienewaste.Forassessmentofsuchitems(unlessalreadyclassifiedbythosesteps),
steps2–5oftheassessmentframeworkneedtobefollowed.
Anyitemsofnon-hazardousdomestic-typewastefoundinanywastestreamshouldbe
coded200301.Theseincludenewspapers,flowers,foodanddrinketc,butexclude
batteries,whichshouldbecodedseparately(asshouldotherhazardouswastes).
Thefollowingitemsarealsoexcludedfromtheassessmentanddealtwithunder
‘Specificwastetypes’.Step4oftheassessmentframeworkmayapplyinsomecases:
• dentalamalgam;
• gypsum(plaster).
Start
(i) Does the waste contain any
items that are excluded from
this assessment?
(see paragraphs 3.115–3.118)
YES
Not offensive waste.
Go to Step 2 of the
assessment framework to
determine the classification
NO
(ii-a) Is the waste a
healthcare waste classified
under chapter 18 of the
EWC?
YES
(iii-a) Has the
waste item been
specifically assessed as
indicated in the assessment
framework (Steps 1–4) and
determined to be a
non-infectious and
non-hazardous
waste?
NO
YES
NO
(ii-b) Is the waste a
municipal waste that is
similar to a healthcare
waste?
YES
(iii-b) Has any risk of
infection been identified
by risk assessment?
NO
YES
NO
The waste is not offensive.
Assign the EWC codes 18 01 03*
and 18 01 04 or 18 02 02* and
18 02 03 and the hazardous
property H9. Without assessment,
it is assumed to be mixed waste.
Offensive/hygiene waste.
Assign EWC codes 18 01 04 or
18 02 03
Offensive/hygiene waste.
Assign EWC code 20 01 99
The waste is not offensive
waste. Assign the EWC code
20 01 99 and the hazardous
property H9
Not offensive waste.
The assessment is complete
Figure8Assessmentandclassificationofoffensivewaste
Step6(ii)a:Isthewasteahealthcarewasteclassifiedunderchapter18ofthe
EWC?
Thepurposeofthisstep(a)istodifferentiatetheassessmentrequirementsfor
healthcarewastefromthoseofsimilarwastesarisingfrommunicipalsources.
Healthcarewastesareclassifiedunderchapter18oftheEWCandarerequiredtobe
subjectedtorigorousassessmentthroughsteps2–4oftheassessmentframeworkto
determinewhethertheyare:
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• clinicalwaste;
• hazardouswaste;or
• dangerousforcarriage.
Wastearisingfromhealthcareprovisioninthecommunity,evenifself-administeredby
thepatient,isahealthcarewasteandnotamunicipalwaste.Healthcarewastewillalso
includeanywasteproducedbyactivitiesthatrequireamedically-qualifiedpractitioner
(forexamplesomecosmeticprocedures).
Step6(ii)b:Isthewasteamunicipalwastethatissimilartoahealthcarewaste?
Wastesimilartothatfromanimalorhumanhealthcare,butarisingfrommunicipal
activities,isnotsubjecttothesamedegreeofassessment,asdomestichouseholders
andnon-healthcareworkersarelikelytohavealimitedknowledgeofthisarea.
Domesticpremisesproducearangeofminorfirst-aidandself-careitemsthatdonot
involverecoursetoahealthcarepractitioner.Theseareassumedtobenon-infectious
unlessahealthcarepractitionerindicatesotherwise.Therefore,soiledwastesuchas
nappies,sanitaryproducts,smalldressingsandplastersarenotconsideredtobe
infectiousunlessahealthcarepractitionergivesthedomestichouseholderadvicetothe
contrary.
Similarwastefromindustrialandcommercialpremisesisassumedtobenon-infectious
providingthatariskassessmenthasbeenconducted.Therefore,soiledwastesuchas
sanitaryproducts,minordressingsandplastersarenotconsideredtobeinfectious
unlessaspecificriskisidentifiedorahealthcarepractitionergivesspecificadvicetothe
contrary.
Wastefromfirst-aidandothernon-healthcaresourcescoversawiderangeofactivities.
Forclassificationasmunicipalwaste,theitemmusteitherbeproducedbyadomestic
householderorbesimilartothatfromadomestichousehold.Therefore,thefollowing
wastesshouldnotbeclassifiedunderchapter20oftheEWC:
• wasteitemsproducedastheresultofaprocedurethatrequiresamedicallyqualifiedpersontoconductit(forexamplesomecosmeticprocedures);or
• wasteitemssubstantiallydifferentintypeorquantity/sizetothatwhich
wouldtypicallybeproducedbyadomestichouseholdwithouthealthcare
involvement(forexamplelargedressings,bandagesandX-raywastes).
Wastecontaminatedwithnon-infectiousbodyfluidsiscapableofcausingoffenceand
thereforerequiresappropriatepackagingtoalertthoseinthewastemanagementchain
ofthecontents.Thisisoffensive/hygienewaste.
Step6(iii)aandb:Assessmentforoffensivepropertiesandriskofinfection
Theassessmentisdividedintotwopartstodifferentiatehealthcarewastes(including
thoseproducedinthedomesticpremises)fromsimilarmunicipalwastes.
Forhealthcarewaste
Step6(iii)a:Hasthewasteitembeenspecificallyassessedasindicatedinthe
assessmentframework(steps1–4)anddeterminedtobeanon-infectiousand
non-hazardouswaste?
Wastesarisingfromanimalorhumanhealthcare(includingthoseproducedin
domestichouseholdsandothercommunitysources)mustfirstbeassessedusingsteps
2–4ofthisassessmentframeworktodeterminewhethertheycanbeconsideredfor
offensiveproperties.
Onlyifthewasteitemandpatienthavebeenspecificallyassessedandthewaste
identifiedaspotentiallyoffensivecanitbeconsideredhere.Nofurtherassessmentis
requiredforthisstep,andthewastecanbeclassifiedasoffensive/hygienewaste.
Ifclassifiedasoffensive/hygienewaste,thisfractionmustbesegregatedfrominfectious
waste.Staffsegregatingwastemustbeprovidedwithclearinstructionsonthe
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segregationprocessandshouldbeprovidedwithappropriatetraining.TheEWCcodes
180104or180203shouldbeassigned.
Ifthehealthcareorganisationhasnotimplementedsegregationofoffensivehygiene
waste,orifassessmenthasnotbeenconducted,thewastehasnotbeensegregated
appropriatelyandisthereforeclassifiedasmixedinfectiousandnon-infectiouswaste.
TheEWCcodes180103*and180104,or180203and180202*,shouldbe
assignedandthewasteshouldbeconsignedashazardouswaste.
Note
Thisisnotrecommendingthatthewastesbemixed;itidentifieshowthelaw
requiresproducerstomanagesuchwasteafterithasbeenmixed.
Thedisposalofoffensivehealthcarewaste(180104/180203)byahealthcare
professionalinthemixedmunicipalwaste(200301)bagmayconstitutean
offenceunderdutyofcare.
Onlywherethehealthcareworkerisworkingawayfromthepractice,inthe
community,islimitedprovisionmadeforplacementofoffensivewasteitemsinmixed
municipalwaste.See‘Part2:non-infectiousdressings’under‘Assessingwhetherwaste
posesariskofinfection’inthe‘Communityhealthcare’sectorguideforclarification
onsmallquantitiespotentiallyacceptableforinclusion.
Forwastesotherthanhealthcarewaste
Step6(iii)b:Hasanyriskofinfectionbeenidentifiedbyriskassessment?
Domestic premises
Waste(otherthanthoseidentifiedabove)fromdomesticpremisesisassumedto
presentnoriskofinfectionunlessanindicationtothecontraryisprovidedbya
healthcareprofessional.
Wherethereisariskofinfection,thewasteisclinicalwasteandpossessesthe
hazardousproperty“H9:Infectious”.TheEWCcode200199shouldbeassignedand
thewastedisposedofinorangereceptacles.The‘Communityhealthcare’sectorguide
providesfurtherinformation.
Municipal premises other than domestic
Thissectionconsiderspotentiallyoffensive/hygienewastefromnon-healthcare
activitiesandpremises(forexampleoffices,shops,schools,childcarefacilities,animal
boardingkennels,dogfaecescollectionbins,bodypiercingfacilities).
Thesewastescannormallybeassumedunderthisstepoftheassessmenttopresentno
riskofinfectionunlessanindicationtothecontraryisprovidedbyahealthcare
professional.However,thosewhohaveadutyofcareforsuchwasteshouldundertake
appropriateassessmentandsegregationwhereanyriskfactorsindicatethatanelement
ofthewastemaybeinfectious.
Wherethereisariskofinfection,thewasteisclinicalwasteandpossessesthe
hazardousproperty“H9:Infectious”.TheEWCcode200199shouldbeassignedand
thewastedisposedofinorangereceptacles.
Wastecontaminatedwithnon-infectiousbodyfluidsiscapableofcausingoffenceand
thereforerequiresappropriatepackagingtoalertthoseinthewastemanagementchain
ofthecontents.Suchtypesofwasteshouldbeclassifiedasoffensive/hygienewaste.
Thiswasteshouldbesegregatedwhereitisgeneratedinquantity–onebag(7kgor
more)inanycollectioninterval.Onlyquantitieslessthan7kgmaybeplacedinthe
black-bagwastestream.
Note
Carehomesthatprovidenursingormedicalcareandanimalquarantinefacilities
areconsideredtoproducehealthcarewasteandareassessedassuchunderstep6(i).
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EWCclassification,wastedescriptionandpackaging
TheEWCcodeassignedtotheoffensive/hygienewastedependsonthesourceactivity
(seeTable6).Thewrittendescriptionofthewasteshouldreflectitsnature,originand
disposalrequirements.Forexample,thefollowingmightbeconsidered:“180104,
offensive/hygienewastefromhumanhealthcaresuitablefornon-hazardouslandfillor
municipalincineration”.
Table6EWCcodingforoffensive/hygienewaste
Source
Humanhealthcare
EWCcode
180104
Animalhealthcare
180203
Municipalwaste
200199
Codedescription
Wastewhosecollectionanddisposalisnotsubjectto
specialrequirementsinordertopreventinfection,
e.g.dressings,linen,faecally-contaminateditems
whereassessedtobenon-infectious,singleuse
clothing(seeTable2)
Wastewhosecollectionanddisposalisnotsubjectto
specialrequirementsinordertopreventinfection.
Otherfractionsnototherwisespecified.
Offensive/hygienewaste(seeTable2)
Packagingcolour
Yellow/black
Yellow/black
Yellow/black
or
Forsmallquantities
only–blackbag
Summaryofadvicefornon-healthcarewasteproducers
Sharps
Syringesandneedlesaresharpsarisingfrom:
• substanceabuse;
• cosmeticpiercings;and
• otherbodyart.
ThiswasteisnotconsideredtoarisefromhealthcareandsoisclassifiedintheEWC
asaseparately-collectedmunicipalfraction(200199).Itemsofsubstanceabuseare
typicallytreatedasclinicalwasteduetotheriskofinfection,andpossessthe
hazardouspropertyH9.Forduty-of-carepurposes,anypotentiallyinfectious
clinicalwastenaturemustbedescribed,andthewastedisposedofbyincineration
oralternativetreatment.Thewastemustbepackagedinasharpsreceptacleforboth
transportandhealthandsafetypurposes.
Soft waste
Softwasteincludesswabs,smalldressingsandcottonwoolcontaminatedwithbody
fluidsarisingfrom:
• cosmeticpiercing;and
• otherbodyart.
Italsoincludeshygienewastefromboardingkennels,dogfaecescollectionbinsand
catteries.
Thiswasteshouldbesegregated,forduty-of-carepurposes,asoffensive/hygiene
wastewhereitisgeneratedinanyquantity.Thisenablessubsequentholdersofthe
wastetoidentifythenatureofthematerialandadapthandlinganddisposal
proceduresaccordingly.Onlywhereitisgeneratedinsmallquantitiesshoulditbe
disposedonintheblack-bagstreamwithotherwaste.
Offices,childcarefacilities,publicconveniences,schoolsandshopswouldnot
normallybeconsideredtobeclinicalwasteproducers.Appropriateriskassessments
andproceduresshouldbeinplacetoidentifythosecircumstances(forexamplean
outbreakofgastroenteritis)wherethismaynotbethecase.
Communityhealthcare
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Specificwastetypes
7757
Amalgamwaste
7759
Seethe‘Dentalpractices’sectorguideandDefra’sguidanceondentalamalgam.
Dentalpractices
Defraguidanceondentalamalgam
Medicaldevices
7763
AmedicaldeviceisdefinedintheMedicalDevicesRegulationsas:
“Aninstrument,apparatus,appliance,materialorotherarticle,whetherusedaloneor
incombination,togetherwithanysoftwarenecessaryforitsproperapplication,which:
(a)isintendedbythemanufacturertobeusedforhumanbeingsforthepurpose
of:
(i)diagnosis,prevention,monitoring,treatmentoralleviationofdisease,
(ii)diagnosis,monitoring,treatment,alleviationoforcompensationforan
injuryorhandicap,
(iii)investigation,replacementormodificationoftheanatomyorofa
physiologicalprocess,or
(iv)controlofconception;and
(b)doesnotachieveitsprincipalintendedactioninoronthehumanbodyby
pharmacological,immunologicalormetabolicmeans,evenifitisassistedin
itsfunctionbysuchmeans,andincludesdevicesintendedtoadministera
medicinalproductorwhichincorporateasanintegralpartasubstance
which,ifusedseparately,wouldbeamedicinalproductandwhichisliableto
actonthebodywithactionancillarytothatofthedevice.”
MedicalDevicesRegulations
Infected/used medical devices
7761
Whereimplantedmedicaldeviceshavebeenincontactwithbodyfluidsandhavebeen
assessedtobeinfectious,theyshouldbeclassifiedandtreatedasinfectiouswaste.
Ifthedevicecontainshazardoussubstancesorcomponentsincludingnickelcadmium
andmercury-containingbatteries,thedescriptionofthewasteontheconsignment
notemustfullydescribethewasteandallitshazards.Forexample,animplanted
devicewithanickel-cadmiumbatteryshouldbeclassifiedas180103*infectious
wastecontainingnickel-cadmiumbatteries(hazards–H9:InfectiousandH8:
Corrosive).
Thewastedescriptionshouldaccuratelydescribethewaste.
Disinfected/unused medical devices
7762
Whereitisfeasibletodisinfectmedicaldevices,thesedisinfectedmedicaldevices
shouldbeclassifiedasnon-infectioushealthcarewaste.Thedescriptiongiventothe
wastemustadequatelydescribethewasteandanyhazardouscharacteristics(evenifthe
wasteisnotclassedashazardouswaste).SeealsoHealthTechnicalMemorandum
01-01:‘Decontaminationofreusablemedicaldevicesinacutecare’orthelocal
infectioncontrolteam.
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Note
Furtherguidanceonalternativetreatmentsisprovidedin‘Treatmentanddisposal’.
Somelargeimplantsmaynotbesuitablefortreatmentatcertainalternative
treatmentfacilitiesduetotheirsize(forexample,hipimplantsmaynotbesuitable
andmaydamagethefacility).Itmaybepossiblethatthesedevicesaredisinfected
onsiteand,therefore,possibleoptionsfordecontaminationmaybeprovided.
Batteriesmayalsobedisinfectedandsentforrecycling.Itmaybepossibletotrial
thisinunitsthatdealwithalargenumberofimplants,suchasradiological
interventionsuite/theatres.
Adisinfecteddevicecontaininganickel-cadmiumbatteryshouldbeclassifiedas:
“160213discardedequipmentcontaininghazardouscomponentsotherthanthose
mentionedin160209to160212(H8:Corrosive)”.Thewastedescriptionshould
accuratelydescribethewaste.Otherclassificationswithinsub-chapter1602may
applytodisinfectedelectricaldevices.Adevicemayalsohavesharpcut-offleadsfrom
extractionandthereforeshouldbeclassifiedasasharpanddisposedofappropriately.
Treatmentanddisposal
HealthTechnicalMemorandum01-01:‘Decontaminationofreusablemedical
devicesinacutecare’
Implants
7765
Specialcareshouldbetakenwhenremovinganimplant,particularlyifithaselectronic
componentssuchasanimplantablecardioverterdefibrillatororotherimplanted
cardiacaid.Forexample:
• theremaybeariskofelectricshocktoapersonremovingandsubsequently
handlingthem;
• cremationordisposalbyincinerationmightcausebatteriestoexplode,
leakingtoxicgas.
Suchimplantsshouldbedeactivated,removedwithconsent,decontaminated,and
disposedofinasafemannerinthehazardouswastestream.
Note
Removeditemsarewasteproducedbythehealthcareorganisation.Wherethe
patienthasaskedtoretaintheitem,itisnotconsideredwaste,sinceithasnotbeen
discarded.
Protocolsfortheremovalofimplantsshouldbedeterminedlocally.Localcardiac
units,manufacturers/suppliersandfuneraldirectorsshouldbeconsulted.Helpful
guidancehasbeenpublishedbytheAssociationofBritishHealthcareIndustries,the
NationalAssociationofFuneralDirectors,theInstituteofCemeteryand
CrematoriumManagement,andtheMedicinesandHealthcareproductsRegulatory
Agency(MHRA)initscircularMDASN2002(35).
Disposalmayincludereturntothemanufacturerorcardiacunittoaccessstoreddata
(seealso‘Wasteminimisation,segregation,colour-codingandstorage’).Thereceiving
authorityneedstobeawareofduty-of-careimplications.Referenceto
decontaminationproceduresandappropriateprotocolsforreturningequipment
shouldbeprovidedbythereceivingauthority.
Wasteminimisation,segregation,colour-codingandstorage
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Radioactivewaste
7768
Thisguidancecoversthemanagementoflow-levelradioactiveinfectiouswaste
producedfromhealthcareactivity.Itdoesnotcoverthemanagementanddisposalof
sealedradioactivesources.
Radioactivewastegeneratedfromhealthcareincludesradionuclidesusedintherapeutic
anddiagnosticmedicine.Thiswasteisconsideredtobelow-levelradioactivewasteand
issubdividedintothreecategories:
• longhalf-life:3H,14C;
• radioiodines:123I,125I,131I(anymixedwastecontainingradioiodinewillbein
thiscategory);
• otherBeta/Gammaemitters:89Sr,35S,32P,51Cr,201TI,111In,67Ga,99mTc,
57
Co,75Se,65Zn,59Fe,22Na,24Na,45Ca.
TheEA,SEPAandNIEAregulatethestorageanduseofradioactivematerialin
hospitals.RadioactivewasteisregulatedinaccordancewiththeEnvironmental
PermittingRegulationsinEnglandandWalesandtheRadioactiveSubstancesActin
ScotlandandNorthernIreland.
IfradioactivewasteisexemptfromtherequirementsoftheEnvironmentalPermitting
RegulationsortheRadioactiveSubstancesActbecauseitisbelowthethreshold,but
hasoneormorehazardousproperties,thiswastewillbeahazardouswastewhere
classifiedassuchintheEWC(thatis,theradioactivityisnotthehazardidentified).
Note
ForinformationontheEWCdescriptionrequirementsforradioactivewastein
Scotland,thelocalSEPAofficeshouldbecontacted.
Radioactivewasteshouldbelabelledwiththeappropriateclassaccordingtoitshazard
characteristicsinaccordancewiththeCarriageRegulations.Radioactivewasteis
classifiedasClass7substances.Thehazardwarningdiamondusedmayvarybasedon
theisotopeandlevelofhazardposed.Anexampleofthehazardwarningdiamondis
shownbelow:
RADIOACTIVE
Contents
Activity
Transport index
7
8
TheIonisingRadiationsRegulationsspecifythataradiationprotectionadviser(RPA)
needstobeconsultedandshouldbeappointedtoadviseontheuseandmanagement
ofradioactivematerials.TheRPAshouldworkwithhealthcarestaffandaDGSAto
ensurethesafemanagementandtransferofradioactivewaste(see‘Transport
packagingandoperations’).
Transportpackagingandoperations
EAwebsite
SEPAwebsite
NIEAwebsite
RadioactiveSubstancesAct
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CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations(NorthernIreland)
IonisingRadiationsRegulations
IonisingRadiationsRegulations(NorthernIreland)
EnvironmentalPermittingRegulations
Domestic(municipal)waste
7770
Forthepurposesofthisdocument,domesticwastemeansmixedmunicipalwastefrom
healthcareandrelatedsourcesthatisthesameas,orsimilarto,black-bagdomestic
wastefromdomestichouseholds.Healthcarepremisesmustnotplaceanyhazardous
wasteinthiswastestream.Thewasteshouldthereforebenon-hazardousandsuitable
fordisposalbylandfill(wherepre-treatmentrequirementsaremet),municipal
incinerationwithorwithoutenergyrecovery,alternativemunicipaltreatment
processes,orviarecyclingstreams.
Thiswasteisclassifiedasmunicipalwasteinlinewithchapter20oftheEWC.For
example:
• 200301mixedmunicipal;
• 200125edibleoilandfat.
Healthcareorganisationsarealsoprohibitedfrommixingdomestic-typewasteinthe
clinicalwastestream.Theplacementofclinicalwastebagsshouldbedesignedto
remove(oratleastminimise)patientandvisitoraccesstothem.Whereadomestictypewastedoesentertheclinicalwastestream,producersareremindedoftheirdutyof
care.Themixedwasteshouldbeclassifiedanddescribedusingthe200301EWC
codeand“mixedmunicipalwaste”descriptioninadditiontotheappropriate
descriptionfortheclinicalwastespresent.Thismixedwasteshouldbedisposedofata
suitablyauthorisedfacility.
Bloodtransfusionbags
7772
Bloodtransfusionbagswouldnormallyberegardedasanon-infectiouswaste.They
areclassifiedundertheEWCas180102waste;however,asthisissharedwith
anatomicalwaste,thewastedescriptionshouldmakeitveryclearthatthismaterialis
bloodbags.
Asanon-infectiouswaste,bloodbagsmustnotbeplacedintheclinicalwastestream,
asmixingisprohibited.Asaliquidwaste,theyareprohibitedfromlandfillandmust
notbeplacedintheoffensivewastestreamifthatislandfilled.Forsmallquantities,
thecontentsofthetransfusionbagshouldbedischargedtofoulsewerbeforethe
emptybagisdisposedofintheoffensivewastestream.The“empty”bagcanbecoded
as180104(humanhealthcare)or180203(animalhealthcare).
Gypsumandplastercasts
7774
Gypsum-richwastesarelikelytobeproducedas:
• plastercastsandrelatedmaterialsinaccidentandemergencydepartments,
fractureclinics,andperhapsveterinarysurgeries;
• plastermodelsindentalpracticesandsimilarunitsinhospitals.Theymay
alsobeproducedbychiropodists/podiatrists.
Gypsum(calciumsulphate)willgeneratehydrogensulphidegasfrommicrobialaction
ifitentersanormalmixedlandfill.Thetwomaindisposaloptionsforsuchwastesare:
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1. gypsumrecycling;or
2. landfillinaseparatecellofalandfillthathasbeensetasideforsuchwaste.
Thevastmajorityofplastercastsandmodelsarenotinfectiousandmustnotbeplaced
intheclinicalwastestream.Gypsumplastercastsshouldnotbeplacedintheoffensive
wastestreameither.Theseshouldbesegregatedasaspecific180104gypsumwaste
stream.
Whereaproducercandemonstratethattheyhavesegregatedandseparatelydisposed
ofmostofthegypsuminthismanner,thepresenceofasmallnumberofgenuinely
infectiousplasteritemsmayalsoneedtobesegregatedforseparatedisposal.Inany
event,itshouldbeensuredthatthismaterialdoesnotendupdirectlyorindirectlyin
landfill.
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Wasteminimisation,segregation,
7776
colour-codingandstorage
Thissectionprovidesinformationonthesegregation,colourcodingandstorageof
differentwastestreams.Italsoprovidesadviceonavoidingproducingwasteinthefirst
place.
Thelegalrequirementsfortransportingandpackagingthewastewhenremovedfrom
site,inparticularwhereaDGSAisrequired(thisappliestomosthospitals),iscovered
in‘Transportpackagingandoperations’.
Transportpackagingandoperations
Wasteminimisation
7778
Althoughmuchofthisguideisonmanagingwasteonceithasbeenproduced,thebest
financialandenvironmentaloptionisnottoproducewasteinthefirstplace.Thisis
becausewhetherwastegoesforrecovery,recyclingordisposal,itisstillaproductthat
theorganisationhasusuallybought,handledandisthenhavingtopayfordisposalof.
Avoidingproducingthewasteatallreducesbothbuyingcostsanddisposalcosts.
Wastepoliciesshouldincludeaprogrammetocriticallyreviewthevolumeandtypes
ofwastethatareproduced,andtoidentifyandimplementpracticalstepstoreduce
wastevolumes.
Identifyingwherewastesareproducedacrossasiteisafirstpriority.Thiscantakea
systematicapproach,forexamplemappingwastearisings,clearlyaskingwhyeach
wastestreamisproducedandidentifyingtheunderlyingreasonsforeach.Areasof
focusshouldcoverwastearisingsfromhospitalactivitiesandwastegeneratedby
patients.Itshouldalsocoverwastesgeneratedduringnormaloperationandalsononroutinecircumstances.
Identifyingtherootcausesforthegenerationofwastewillrequireclearappraisaland
openquestioning.Rootcausesmayalsolieindecisionsmadeelsewhereinthe
organisation,oftenattheprocurementstage.Forexample,out-of-dateproductsgoing
towastemaybebecauseofpoorstockcontrolinadepartment,orfromtheatresets
whereoftenonlyoneitemisneededandthenthewholetrayhastobediscarded
becauseitisnolongersterile.Itmayalsobebecausetheprocurementteamboughttoo
muchofaproduct.This,inturn,maybebecauseanotherdepartmentaskedthe
procurementteamtobuythatvolumeinthefirstplace.
Whenchoicesaremadebetweenproductsattheprocurementstage,theenvironmental
consequencesneedtobeconsidered.Itmaybecheapertobuyaparticularproduct,
butsavingscouldbelostsimplybecausemorewasteisproducedoritisharderto
recycle/disposeof.
Finally,wastepoliciesshouldhaveaclearandtime-boundaimtoreducetotalwaste
arisings–regardlessofwherethesewastesareeventuallydisposedof.Thisaimshould
besupportedbypracticaldeliveryprogrammesandshouldaddresstherootcauses
identifiedatreviewstage.
Waste-derivedcarbonimpact
7781
Acarbonindicatorwasdevelopedtoassisttrustsincontinuingtoidentifytheirwider
carbonfootprint.Itwasbasedupontheformatthatisnowcommonlyrecognisedfor
indicatingtheenergyefficiencyofbuildingsandequipmentsuchaswhitegoods.
Figure9isanexampleproducedbytheDepartmentofHealth,issuedinDecember
2009,andderivedfromERICdata.Itcanbeusedandupdatedlocallybytrusts.
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Figure9NHScarbonusecertificate
Importanceofwastesegregation
7783
Segregationofwasteatthepointofproductionintosuitablecolour-codedpackagingis
vitaltogoodwastemanagement.Healthandsafety,carriageandwasteregulations
requirethatwasteishandled,transportedanddisposedofinasafeandeffective
manner.Thecolour-codedwastesegregationguides(seeFigures10and11)represent
bestpracticeinScotlandandNorthernIrelandandensurecompliancewithcurrent
regulations.InEnglandandWales,theprohibitiononmixingmeansthatthe
segregationofthedifferentcategoriesofwastepresentedinFigure11isrequiredto
meetlegalrequirements(althoughthecolourcoderemainsbestpractice).
Thesegregationofthedifferentwastestreamspresentedisnecessaryforthefollowing
reasons:
• InEnglandandWales,mixingisprohibitedbylaw–thedifferentcategories
ofwastepresentedinFigure11mustbesegregated.Itrepresentsbestpractice
inScotlandandNorthernIrelandandensurescompliancewithcurrent
regulations.
• Healthandsafety:reducingtheriskofexposureandinjury(forexample
needle-stick)forallstaffhandlingthesewastestreams.
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• Environmental:potentialforwasteminimisation,recycling,anddecreasein
wastepreviouslyincorrectlyclassifiedasinfectious.
• Financial:potentialreductionofhazardouswastethroughcorrect
classificationofoffensivewastestreams.
• Carbon:unnecessarilytreatingnon-hazardouswasteashazardouscanwaste
energyandassociatedcarbon.
• Dutyofcare:theproducerislegallyrequiredtoclassifyanddescribetheir
waste.Thisismuchsimplertocomplywithifthewasteisnotamixtureof
severaltypes.Failingtodescribethemixedwastecorrectlyoftenleadstoits
unauthoriseddisposal.
Differentwasteshavedifferentdisposaloptions;segregatingthewasteallowsbetter
managementofthematerial(thelegalrequirementtosegregatewastecannotbe
avoided–choosingtoincinerateeverythingisnotanoption).Todisposeofmixed
wastelegallycanbeveryexpensiveandproblematical.
Insomecircumstances,additionalsegregationofthewasteintofurthercategoriesmay
alsoberequired(forexamplechemically-incompatiblechemicalsormedicines).
Note
Inaddition,segregationisimportanttoensurethatpatient-identifiabledatais
correctlydisposedof(thatis,madeunreadable).See‘Wastemanagementlicensing
andpermitting’.
CaseStudy:QueenMargaretHospital,Dunfermline
AcasestudyatQueenMargaretHospitalinDunfermlineonhowtoreduce,reuse
andrecycleinrenalunitsfoundjustover£18,000incostsavings.Improved
segregationatsourcemeantthatmorematerialwentintothedomesticwastestream
forrecyclingratherthanintotheclinicalwastestream.
Furthermore,thenumberofsalinebagsusedwasreduced,andexpensivewash
bowlsthatweredisposedofafteroneusearenowbeingwashedoutforreuse.
Plasticcanistersholdingfluidforthedialysisprocessarenowbeingrecycled,
diverting20,000canistersfromlandfilleachyear.
Theuseofsalineandgivingsetswasreducedbystoppingtheunnecessarypractice
ofhangingabagforemergenciesinfavourofusingthedialysismachinetoproduce
thefluidneededforemergenciesandreinfusion.Thissavednotonlythecarbon
embodiedintheirmanufacture,butalsotheemissionsassociatedwiththeir
disposal.Abagofnormalsalinewascostingthedialysisunit£0.52p,whileasingle
givingsetwascosting£0.35p.Duringthecourseofthe10,764treatmentsprovided
peryear,theuseofonlinesubstitutionfluidsaves£9364(minusthesmallbutless
quantifiablecostofproducingtheexactfluidvolumesonline)inprocurementcosts
alone.
Overtheannual10,764treatmentsprovidedbytheunitusingFresenius5008
machines,thiswouldresultinareductioninclinicalwasteof21,528kg–or21.5
tonnes.Asarelativelylargeproducerofclinicalwaste,theQueenMargaretHospital
waschargedat£323pertonneofclinicalwaste,leadingtoanannualsavingof
£69,445.
Wastemanagementlicensingandpermitting
Colour-coding
7785
Thecolour-codedsegregationsystemoutlinedinthissectionidentifiesandsegregates
wasteonthebasisofwasteclassificationandsuitabilityoftreatment/disposaloptions
inlinewithclassificationsin‘Healthcarewastedefinitionsandclassifications’.
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Theuseofthiscolour-codingsystemisnotmandatoryandisnotspecifiedin
regulations.However,inEnglandandWalessegregationofthewastecategoriessetout
inFigure11isaminimumrequirementarisingfromthelegalprohibitionofmixing,
withadditionalsegregationnecessaryinspecificcircumstances.
Producersshouldadoptthiscolour-codedsystemtoaidtheidentificationand
segregationoftheirwaste.Byadoptingthebestpracticesystem,standardisationcanbe
achievedacrosstheUK.Thisaidsstafftraining(recognisingthemovementofstaff
betweentrusts),andhelpswastecontractorsandthepackagingindustry.
Thisnationalcolour-codedsystemshouldbeadoptedwithimmediateeffectbynew
facilitiesororganisationsthatproducehealthcarewaste.Existingfacilitiesand
organisationsshouldseektoreorderthenewcolour-codedsupplyofwastereceptacles
astheyreplacedepletedstocksinagreementwiththeirsuppliers/manufactiurers.
Trainingtoimplementthenewsystemandcommunicatetheclassificationandstorage
isfundamentaltosuccessfulimplementationoftherevisedcolourcodingsystem.
Furtherinformationontrainingisprovidedin‘Managingcompliance’.
Althoughtheuseofthecolour-codesystemisnotalegalrequirement,anyalternative
thatisusedshouldnotconflictwiththosegivenhere.Specifically,acolourprovided
hereshouldnotbeusedfordifferenthealthcarewastes,asthiscanresultinconfusion
andmismanagementofthewaste.
Referenceismadetotheminimumrequiredstandardofwastetreatment/disposal.
However,wastemaybesenttoalternativetreatment/disposalmethodsthatoperateto
anequivalentorhigherstandard.Anydisposalfacilityshouldholdtheappropriate
permitsuitableforthewastetobetreatedandwithsufficientcapacity(see‘Treatment
anddisposal’).
Thefollowinghealthcarewastetypesareincludedinthissegregationguide:
• infectiouswaste;
• anatomicalwaste;
• medicinalwaste;
• cytotoxicandcytostaticwaste;
• sharpscontaminatedwithcytotoxic/cytostaticproducts;
• sharpscontaminatedwithothermedicinalwasteproducts;
• sharpswhicharepotentiallyinfectious;
• offensive/hygienewaste;
• domesticwaste;
• amalgamwaste;
• chemicalwaste(includinglaboratory,X-rayandphotochemicals);
• radioactivewaste;
• largeequipmentandmattresses;
• implanted/infectiousmedicaldevices.
Propersegregationofdifferenttypesofwasteiscriticaltosafemanagementof
healthcarewasteandhelpscontrolmanagementcosts.Theuseofcolour-coded
receptaclesiskeytogoodsegregationpractice.
Healthcarewastedefinitionsandclassifications
Managingcompliance
Treatmentanddisposal
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Containerlabelling
7794
Eachcontainermustbelabelledinaccordancewiththedetailsofthelegal
requirementsfortransportingandpackagingthewaste(coveredin‘Transport
packagingandoperations’).
Thecontainerlabelsshouldclearlyidentifythewastetype(s)presentwithin.The
purposeofthisistoensurethatwastessuchasanatomicalwastesandmedicinesare
notmovedinanonymousyellowbinsthatmayleadtotheirsubsequent
mismanagement.
Inaddition,thecontainershouldbetaggedorlabelledinamannerthatidentifiesthe
individualproducer.Thisislikelytoberequiredbydisposalsites.Inthecaseoflarger
producers,bestpracticewouldbetoincludedepartmentalidentifiers.
Itisnotsufficienttolabelbulkcontainers,aswasteisoftenremovedfromthesecarts
duringsubsequentwastemanagementinthewastechain,andbadpracticecanresult
indifferentwastetypesbeingplacedinthesamecarts.
Colour
Yellow
Orange
Purple
Yellow/black
Description
Waste which requires disposal by incineration
Indicative treatment/disposal required is incineration in a suitably permitted or licensed
facility.
Waste which may be “treated”
Indicative treatment/disposal required is to be “rendered safe” in a suitably permitted or
licensed facility, usually alternative treatment plants (ATPs). However this waste may
also be disposed of by incineration.
Cytotoxic and cytostatic waste
Indicative treatment/disposal required is incineration in a suitably permitted or licensed
facility.
Offensive/hygiene waste*
Indicative treatment/disposal required is landfill or municipal incineration/energy from
waste at a suitably permitted or licensed facility.
Anatomical waste for incineration1
Indicative treatment/disposal required is incineration in a suitably permitted facility.
Red
Black
Domestic (municipal) waste
Minimum treatment/disposal required is landfill, municipal incineration/energy
from waste or other municipal waste treatment process at a suitably permitted or
licensed facility. Recyclable components should be removed through segregation.
Clear/opaque receptacles may also be used for domestic waste.
Medicinal waste for incineration1
Indicative treatment/disposal required is incineration in a suitably permitted facility.
Blue
white
Amalgam waste
For recovery
* The use of yellow/black for offensive/hygiene waste was chosen as these colours have historically been
universally used for the sanitary/offensive/hygiene waste stream.
1. The colours “red” and “blue” are new to the colour­coding system in this edition. Care should be taken
when ordering red containers to ensure that they can be clearly differentiated from orange. The colour­
coding could be agreed as part of a contract specification.
Figure10Colourcodingkeytosegregationsystem
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Figure11(seeattachedfile)identifiesthedifferentwastestreams,EWCcodes,
classification,packagingandpackagingcolourrequiredforeachwastestream.It
assumesthatthepackagingmeetstherequirementsoftheCarriageRegulations(UNapproved)whereappropriate.(‘Transportpackagingandoperations’providesguidance
oncompliantpackaging.)
Figure11Wastesegregationchart.pdf
Transportpackagingandoperations
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations(NorthernIreland)
Infectiouswaste:yellowstream
7796
Theyellowinfectiouswastestreamisusedforwastethatisinfectiousbutwhichhasan
additionalcharacteristicthatmeansthatitmustbeincineratedinasuitablylicensedor
permittedfacility.Theknownexamplesare:
• anatomicalwaste;
• chemicallycontaminatedsamplesanddiagnostickits;
• medicinally-contaminatedinfectiouswaste;and
• CategoryApathogens.Anatomicalwasteisexplainedunder‘Anatomical
waste–red-liddedreceptacles’.
Laboratoriesandotherareasofmedicalpracticesmayproducesamplesordiagnostic
wastesthatareinfectiousandalsocontaminatedwithchemicals.Similarly,infectious
itemscontaminatedwithnon-cytotoxicandnon-cytostaticmedicinalwastemayarise
insometreatmentareas.
Note
Wastechemicalsandmedicinesshouldnotbemixedintheclinicalwastestream.
Incinerationisrequiredtodestroythesechemicalsandpharmaceuticals.
Infectiouswasteknownorsuspectedtobecontaminatedwithpathogensclassifiedin
CategoryAintheCarriageRegulationsshouldbetreatedon-sitepriortoremovaltoa
disposalfacility;on-sitetreatmentmayincludeautoclavinginpurpose-builtautoclave
facilities(examplesofCategoryApathogenscanbefoundinthe‘CategoryAclinical
waste’sectionand‘Carriageinformation:CategoryApathogenlist’).
Inexceptionalcircumstances(forexampleanautoclavemalfunction),wastethatis
normallyautoclaved(thatis,microbiologicalculturesandotherinfectiouswaste
classifiedasCategoryAinfectioussubstancesinADR)shouldbepackagedforcarriage
andtransferredtoanincineratorassoonaspossible.Insuchinstances,thewaste
shouldbeplacedinappropriateUN-approvedpackagesforthistypeofwaste(these
maydifferfromotheryellowcontainersused).Itmustnotbeallowedtoaccumulate
formorethan24hours.Healthcareorganisationsshouldseektheadviceoftheperson
responsibleforsecurityattheorganisationtodevelopasecurityplantoensurethese
wastesaresubjecttostrictprocedures.
Wherethewasteisstoredforanyperiod,itshouldbestoredsecurelyandaccessshould
berestrictedtoauthorisedandtrainedpersonnel(seethe‘Researchandlaboratory
facilities’sectorguide).Wheredisposalortreatmenton-siteisnotpossible,an
authorisationtomovethewastewillneedtobeobtainedfromtheVehicle
CertificationAgency(seethe‘CategoryAclinicalwaste’section).
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Whereverpossible,CategoryAinfectioussubstances(includingwaste)shouldbe
treatedon-site(usinganautoclaveorequivalent)beforebeingtransportedfordisposal
asoffensive/hygienewaste(thatis,non-hazardouswaste).
Anatomicalwaste–red-liddedreceptacles
CategoryAclinicalwaste
Carriageinformation:CategoryApathogenlist
Researchandlaboratoryfacilities
Managingcompliance
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations(NorthernIreland)
Anatomicalwaste–red-liddedreceptacles
7798
Anatomicalwaste,whichincludesrecognisablebodypartsandplacenta,requires
disposalbyincinerationinasuitablylicensedorpermittedfacility.Thewasteshould
betransferredinyellowUN-approvedrigidcontainerswithredlidsandclearly
labelled.Forfurtherinformationontheclassificationofanatomicalwaste,see
‘Healthcarewastedefinitionsandclassifications’.
Note
Careshouldbetakenwhenorderingredlidstoensuretheycanbeclearly
differentiatedfromorange;moreover,thenecessaryclearlabellingwillensurewastes
aresegregatedinacompliantmanner.Thecolourcodingofthelidscouldbeagreed
aspartofacontractspecificationwithmanufacturers.
Teeth
Asthedisposalofteethfromdentalpremisesisunlikelytocauseoffence,dental
practitionersmaytreatthisasnon-anatomicalinfectiouswaste.Itiscommonpractice
fornon-amalgamteethandspiculestobeplacedintheyellow-liddedsharps
container.Dentalpractitionersmustensurethatallwasteistreatedappropriately,and
teethcontainingamalgam(see‘Amalgam–whitecontainers’)shouldbesegregatedand
sentforappropriaterecovery/disposal(seetheDefrawebsiteandthe‘Dentalpractices’
sectorguide).
Foetalremains
Disposaloffoetalremainsshouldbeinaccordancewithavailableguidance:
• TheRoyalCollegeofNursinghaspublished‘Sensitivedisposalofallfoetal
remains,guidancefornursesandmidwives’.
• TheHumanTissueAuthorityprovidesinformationondisposalfollowing
pregnancyloss.
• TheHumanTissueAuthorityalsohasaCodeofPracticeonremoval,storage
anddisposalofhumanorgansandtissues.
Thekeyissueisaboutopenandsensitivecommunicationwiththemother(orparents)
andforbereavementmanagers(orotherrelevantstaff )tobeawareoftheissuesand
makearrangementsthatmeetthewishesoftheparentsinthemostsensitivemanner
possible.Differentoptionssuchasburial,cremationorincinerationareprovided.This
willinvolvecloseliaisonwiththefamiliesinvolved.
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Note
Guidanceonthedisposalofwastegeneratedfromfuneralservicescanbefoundin
HSE’s‘Controllingtherisksofinfectionatworkfromhumanremains’.
Healthcarewastedefinitionsandclassifications
Amalgam–whitecontainers
Dentalpractices
Defrawebsite
‘Sensitivedisposalofallfoetalremains,guidancefornursesandmidwives’
HumanTissueAuthority
HumanTissueAuthorityCodeofPractice
‘Controllingtherisksofinfectionatworkfromhumanremains’
Infectiouswaste:orangestream
7800
Orange-streaminfectiouswastemaybetreatedtorenderitsafepriortofinaldisposal.
Treatmentmayonlytakeplaceinasuitablylicensedorpermittedfacility(see‘Waste
managementlicensingandpermitting’).Thiswastestreammustnotcontain
chemicals,amalgam,medicinesoranatomicalwastes.Theorangeclinicalwastestream
shouldnotcontainwastethatisnon-infectious(forexampledomestic,offensive,
medicinal)orthathasadditionalcharacteristicsthatrequireincineration(medicinal,
chemical,anatomical).
Orange-streaminfectiouswasteiswasteknownorsuspectedtocontainpathogens
classifiedinCategoryBasspecifiedintheCarriageRegulations.Forfurtherguidance
ofthedefinitionofthisstream,see‘Healthcarewastedefinitionsandclassifications’
andthewasteassessment.Orange-streaminfectiouswasteishazardouswasteandis
subjecttothecontrolsoftheHazardous/SpecialWasteRegulations(unlessusedfor
EWC200199municipalwaste).
Wastemanagementlicensingandpermitting
Healthcarewastedefinitionsandclassifications
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations(NorthernIreland)
HazardousWaste(EnglandandWales)Regulations
HazardousWasteRegulations(NorthernIreland)
SpecialWasteAmendment(Scotland)Regulations
Infectiousliquidwaste:yellowororangereceptacles
7802
Infectiousliquidwaste(forexamplebloodfromtheatres)shouldbeplacedinarigid
leak-proofreceptaclefordisposal.Manyinfectious-wastetreatmentfacilitiesrequire
thewastetobesolidifiedpriortoremoval;producersshouldseekguidancefromtheir
wastemanagementcontractorregardingthis.
Liquidwastemaybetreatedtorenderitsafeinsuitablylicensedorpermittedfacilities.
However,notalltreatmentfacilitiesarelicensedtoacceptsuchwaste.Producers
shouldseekguidancefromtheirwastecontractorregardingthemostappropriate
disposalrouteforthiswasteandshoulduseappropriatecolour-codedreceptacles.See
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‘Transportpackagingandoperations’forguidanceonpackagingandreceptaclesfor
transportingwaste.
Note
UndertheEnvironmentalPermitting(EnglandandWales)RegulationsandLandfill
RegulationsinScotlandandNorthernIreland,itisprohibitedtosendinfectious
wastedirecttolandfillfordisposal.
Transportpackagingandoperations
EnvironmentalPermitting(EnglandandWales)
Landfill(Scotland)Regulations
LandfillRegulations(NorthernIreland)
Medicinalproducts–blue-liddedreceptacle
7804
Thepackagingforwastemedicinesissetoutin‘Transportpackagingandoperations’.
Transportpackagingandoperations
Cytotoxic/cytostaticwaste–yellowwithpurplestripeor
7806
purplestream
Purple-streamwasteiswasteconsistingof,orcontaminatedwith,cytotoxicand/or
cytostaticproducts;itrequiresincinerationinsuitablylicensedorpermittedfacilities.
Healthcarefacilitiesthatproducecytotoxicand/orcytostaticwasteneedtoensurethat
suitablepurple/yellowreceptaclesareavailableforthiswastestream,includingrigid
receptaclesformedicinalwasteand/orinfectiouswaste,bagsforinfectiouswaste,and
colour-codedsharpsreceptacles.Purplestreamwasteishazardouswasteandissubject
tothecontrolsoftheHazardous/SpecialWasteRegulations.
Notes
1. Residualmedicinalwasteiswastepharmaceuticalsnolongerintheir
originalpackaging.Asitisnotpossibletoidentifythepropertiesofthis
waste,itshouldbeplacedinUN-approvedpackagesfordisposalby
incineration.Ifcytotoxic/cytostaticmedicinalresiduesarepresent,the
receptacleshouldbelabelledassuch.
2. UndertheEnvironmentalPermitting(EnglandandWales)Regulations
andLandfillRegulationsinScotlandandNorthernIreland,liquidwaste
cannotbesentfordisposaltoalandfillsite.
HazardousWaste(EnglandandWales)Regulations
HazardousWasteRegulations(NorthernIreland)
SpecialWasteAmendment(Scotland)Regulations
EnvironmentalPermitting(EnglandandWales)Regulations
Landfill(Scotland)Regulations
LandfillRegulations(NorthernIreland)
Sharpswaste–containerswithyellow,purpleandorange
7808
lids
Sharpsaresegregatedanddisposedofonthebasisoftheirmedicinalcontamination.
Thelidcolourofthecontainerorwholecontainerisbasedonthiscontaminationand
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howthewasteshouldbetreatedanddisposedof(seeTable7under‘Fullydischarged
syringes’):
• Purplelid:sharpsthatarecontaminatedwithcytotoxicandcytostatic
medicinesshouldbesegregatedanddisposedofatasuitablyauthorised
incinerator.Purple-liddedsharpsreceptaclesshouldbeusedforthiswaste
stream.
• Yellowlid:sharpsthatarecontaminatedwith(thatis,usedinthe
administrationof )non-cytotoxicandnon-cytostaticmedicinesshouldbe
segregatedanddisposedofatasuitablyauthorisedincinerator.Yellow-lidded
sharpsreceptaclesshouldbeusedforthiswastestream(see‘Fullydischarged
syringes’).
• Orangelid:sharpsthatarenotcontaminatedwithmedicinesshouldbe
segregatedandcaneitherbesentforincinerationordisinfectedbyalternative
treatmentatasuitablyauthorisedfacility.Orange-liddedsharpsreceptacles
shouldbeusedforthiswastestream.
Fullydischargedsyringes
Fullydischargedsyringes
7810
ProducerslocatedinScotlandandNorthernIreland,wherethedisposalsite
authorisationinthatcountrypermits,mayalsousetheorange-liddedsharpsreceptacle
forfullydischargedmedicinally-contaminated(otherthancytotoxicandcytostatic)
sharps.Thewastedocumentationmustmakeitclearthatfullydischargedmedicinallycontaminatedsharpsarepresent.Thisreducesthelikelihoodofthewastebeing
disposedofatanunauthorisedfacility.Theproducermustdemonstratethattheyhave
robustsegregationproceduresinplacetoseparatethosesharpsthatrequire
incinerationfromthosesuitableforalternativetreatment.
ForproducersordisposalsiteslocatedinEnglandandWales,fullydischarged
medicinally-contaminated(otherthancytotoxicandcytostatic)sharpsshouldbe
placedinayellow-liddedsharpsreceptacleandincineratedasmedicinallycontaminatedsharps.
Itisnotacceptablepracticetotakeanyactiontointentionallydischargesyringesor
itemscontainingresidualmedicinesinordertodisposeofthemintheorange-lidded
sharpsreceptacle(as“fullydischarged”inScotlandorNorthernIreland).Ifthesyringe
ispartiallydischargedandcontaminatedwithresidualmedicines,itshouldbedisposed
ofintheyellow-liddedsharpsreceptacle.
Forsharpstobeconsideredforalternativetreatments,theproducermustdemonstrate
thattheyhaverobustsegregationproceduresinplacetoseparatethosesharpsthat
requireincinerationfromthosesuitableforalternativetreatment.Whererobust
segregationofsharpscontaminatedwithcytotoxicorcytostaticproductscannotbe
guaranteed,allsharpswasteshouldbeincinerated.
Table7Disposaloptionsforsharpswaste
Sharpsbox
colour
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Disposaloption
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Yellowwitha
purplelid
Sharpsincludingthosecontaminatedwithcytotoxicandcytostaticmedicines
Incineration
Partiallydischargedsharpsincludingthosecontaminatedwithmedicinesotherthan
thosethatarecytotoxicandcytostatic
SHARPS
Incineration
Yellowwitha
yellowlid
SHARPS
Yellowwithan Incinerationor
orangelid
alternative
treatment
ForEnglandandWales:sharpsnotcontaminatedwithmedicinalproducts;for
ScotlandandNorthernIreland:eitherfullydischargedorthosenotusedfor
administeringmedicines
SHARPS
Note
PartiallydischargedsyringesetcshouldbedisposedofinaUN-approvedsharps
receptacle.Inparticular,medicationshouldbereturnedtothepharmacyand/or
depositedinasuitable,approved,labelledreceptaclefordisposal.Thewaste
documentationshouldaccuratelyreflectthereceptaclecontentsandidentifythe
presenceofwastemedicines,wherepresent.
Offensive/hygienewaste–yellow/blackbags
7815
Offensive/hygienewastemaybelandfilledinsuitablypermitted/licensedfacilitiesor
sentforincinerationatmunicipalincineratorsfornon-hazardouswaste(including
energyfromwaste).Owingtolandfillrestrictions,thiswastestreamshouldnotbe
usedforgypsumwastes.Ifliquidwastesareplacedinthiswastestream,itisalso
prohibitedfromlandfill.
Note
Beforebeingsentfordisposaltoalandfillsite,robustsourcesegregationis
necessary.Verificationviaaproducer’spre-acceptanceauditisalsorequiredinorder
toavoidinfectiouswastebeingmixedinwiththeoffensive/hygienewaste,whichis
incontraventionofwastelegislation.Acceptanceofthiswastefordisposal
ultimatelydependsonmeetingtheconditionsofthelandfilllicence/permit.
Domesticwaste(usuallyblackbags)
7817
Domesticwasteiswastesimilarinnatureandcompositiontowastegeneratedinthe
home.Domesticwasteshouldnotcontainanyinfectiousmaterials,sharpsor
medicinalproducts.Wasteshouldalsomeetpre-treatmentrequirementsforthesitein
linewiththeEnvironmentalPermitting(EnglandandWales)RegulationsandLandfill
RegulationsinScotlandandNorthernIreland.
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Domesticwasteisusuallyplacedinablackbagfordisposalorfurthertreatment
(throughamaterialrecyclingfacilityforextractionofmaterialsforreuseorrecycling).
Useofclearbagsfordomesticwastehasbeenadvantageousforsometrustssincestaff
canvisuallyinspectcontents.Domesticwasteseparatelycollectedatsourcefor
recyclingshouldbereadilydistinguishedfromtheabovedomesticwastefordisposalor
furthertreatment.Onceagain,thiscouldbeagreedwithinacontractspecification.
Unlikedomestichouseholders,healthcareorganisationsareprohibitedfromplacing
anyhazardouswastes(includingsomedeodorants,batteriesetc)intheblack-bagwaste
stream.
EnvironmentalPermitting(EnglandandWales)Regulations
Landfill(Scotland)Regulations
LandfillRegulations(NorthernIreland)
Specialistarrangementsforsegregation
7819
Chemicalwaste:fixeranddeveloper
7818
Fixeranddevelopermaybeclassifiedashazardouswastedependingonthetypeof
materialsused.Referenceshouldbemadetomanufacturers’safetydatasheetsfor
productinformation.
Ifappropriate,fixeranddevelopershouldbesenttoasuitablylicensedorpermitted
wastefacilityformaterialrecovery.Ifrecoveryisnotappropriate,fixeranddeveloper
shouldbetreatedorincineratedatsuitablylicensedorpermittedfacilities.
Ifthematerialisrecycledorprocessedonthesiteofproduction,thepremisesmaybe
subjecttoenvironmentalpermittingcontrolsandmayrequireatradeeffluentconsent.
Note
Theseitems/substancesmaybedeemeddangerousgoodsforcarriageonpublic
roadsandhighways.
Amalgam–whitecontainers
7821
Amalgamwasteconsistsofamalgaminanyformandincludesallothermaterials
contaminatedwithamalgam.Amalgamwasteshouldbeplacedinrigidwhite
receptacleswithamercurysuppressant.Amalgamwasteshouldbesenttosuitably
licensedorpermittedwastemanagementfacilitieswherethewasteundergoesa
mercuryrecoveryprocesspriortofinaldisposal(seealsoDefra’s‘Guidancefordentists
onwastedentalamalgam’).
‘Guidancefordentistsonwastedentalamalgam’
Radioactivewaste
7823
Radioactivehealthcarewasteiswastecontaminatedwithlow-levelradioisotopes.This
wasterequiresdisposalinsuitablylicensedfacilities,normallybyincineration.
Appropriatepackagingisrequiredforradioactivewasteinlinewithtransport
requirements.
Largeequipmentandmattresses
7825
Wherepracticable,equipmentshouldbedecontaminatedpriortodisposal.Once
decontaminated,infectiouspropertiesmayberemoved;however,theequipmentmay
stillcontainhazardousproperties,whichwillbesubjecttostatutorywaste
managementcontrols.
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Ifnohazardouspropertiesremain(forexamplecontaminatedmattresseswiththe
perviouscoverintact),oncetheitemhasbeendisinfectedunderspecialist
arrangements,theitemmaybedisposedofasdomesticwaste.Thedisposalofheavily
soiledorinfectiousmattressesshouldbemadethroughthewastecontractor.
Wheredisinfectionisnotpracticable,producersshouldcontacttheirwaste
managementcontractortoestablishthebest-practicepackagingandtreatment/disposal
options.Disposalofelectronicequipmentwillneedtobeinaccordancewiththe
WasteElectricalandElectronicEquipmentRegulationsand,ifhazardous,the
Hazardous/SpecialWasteRegulations.
WasteElectricalandElectronicEquipmentRegulations
HazardousWaste(EnglandandWales)Regulations
HazardousWasteRegulations(NorthernIreland)
SpecialWasteAmendment(Scotland)Regulations
Implanteddevices
7827
Implanteddevicesaredefinedin‘Legislationandhealthcarewaste’.Producersshould
contacttheirwastecontractortoestablishthebest-practicedisposalroutefor
implanteddevices.Theproducershouldalsocontactthemanufacturerofthedeviceto
establishwhetherthedevicemaybedisinfectedandwhethera“take-back”scheme
existsforthiswaste.
Note
Soiledsurgicalinstrumentsmaybesentforcleaningandsterilizationpriortoreuse
awayfromthehospital/clinicandarenotclassifiedaswaste.However,theywillbe
subjecttotheCarriageRegulations(forfurtherguidancesee‘Soiledsurgical
instruments’).
Legislationandhealthcarewaste
Soiledsurgicalinstruments
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations(NorthernIreland)
Successfulwastesegregation
7830
Forsegregationsystemstoworkeffectively,itisimportantthatstaffbeprovidedwith
thenecessarytraining,supportandequipment,includingappropriatecolour-coded
andlabelledwastereceptacles.Thelocationandpositioningofwastereceptaclesis
criticaltosuccessinmeetingtherequirementsofworkpractice.
Implementingwastesegregationsystems
7832
Staffarelikelytoadapttonewsegregationsystemsifthedesignofthesystemmeans
thatstaffactionsareintuitive.Iftheactionsrequiredaretime-consumingorlaborious,
staffmaystruggletocomplywiththesystem,resultingintheinappropriate
segregationofwaste.
Thefollowingissuesshouldbeconsideredinthedesignandsupplyofreceptaclesfor
wastesegregation:
• wasteshouldbeplacedinwastereceptacles,orotherappropriatereceptacles,
asclosetothepointofproductionaspossible;
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• clinicalwastereceptaclesshouldnotbeplacedbywash-handbasinsinpatient
baysorinothervisitor-accessibleareas;
• receptacles/bagsshouldbereplacedwhenthree-quartersfull;
• receptaclesshouldbesecurelysealed.Plastictieclosuresshouldbeusedfor
healthcarewastebags;
• labellingofbagstoindicatetheirorigin(forexamplebycodingonthebag
itself,bysuitablepermanentmarkerbeforeuse,byalabelshowingclearlythe
nameofthehospitalandthedepartment,pre-codedplastictiesorbypreprintedself-adhesivelabelsortape);
• collectionsshouldbeatanappropriatefrequency(see‘Storageandfrequency
ofcollection’).
Backgroundinformation,trainingandregularcommunicationshouldbeprovidedto
staffforthemtofullyunderstandwhywastesegregationisrequired.Thesystemsand
proceduresusedforsegregatingwasteneedtobemonitoredandevaluatedonaregular
basis(see‘Managingcompliance’).
Storageandfrequencyofcollection
Managingcompliance
Wastereceptacles
7834
Thehealthcareorganisationisresponsibleforprovidingappropriatewastereceptacles
thatarelegallycompliantandforprovidingadequatespacefortheamountofwaste
produced.
Atthepointofproduction,receptaclessuchaspedalbinsforbaggedwasteandsharps
containersarerequired.Specificationforpackagingandsharpscontainersisprovided
in‘Managingcompliance’.
Specificationforbinsregardingfireretardancyareprovidedin‘FirecodeOperational
provisionsmanualPartF’(specificallyunder“Management’).
Managingcompliance
PartF:ArsonpreventioninNHSpremises
Storageandfrequencyofcollection
7843
Wherewasteaccumulatesinsmallquantitiesdaily,theintervalbetweencollections
shouldbeasshortasreasonablypracticable.Withregardtoinfectiousandoffensive/
hygienewaste,excludingsharps,thecollectionperiodshouldensurethatodoursfrom
thewastedonotcausenuisance.Thisshouldbeinlinewithstatutorynuisance
requirementsandanywastemanagementlicence/permitrequirements.
Healthcarewastereceptaclesmayneedtobestoredbeforebeingtransportedto
treatment/disposalsites.Theyshouldnotbeallowedtoaccumulateincorridors,wards
orotherplacesaccessibletounauthorisedpersonnelormembersofthepublic.
Arrangementsshouldbemadetoroutinelytransportwastefromwardlevel,treatment
roomordepartmenttoastorageareapendingcollectionbyawastecontractor(see
‘Transportpackagingandoperations’foron-sitetransport).
Ifwasteispermittedtoaccumulate,producersshouldseekguidancefromthe
appropriateenvironmentalregulatorregardingtheneedforanenvironmentalpermit
orexemption(see‘Wastemanagementlicensingandpermitting’).
Healthcarewasteshouldbestoredsecurelysoastopreventtheescapeofwaste,harm
totheenvironmentandharmtohumanhealth.Failuretodosoisabreachofthe
statutorydutyofcare.Thisappliestostorageatthepointofproductionandbulk
storageareas.
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Note
Careisrequiredwhenstoringwasteandarrangingthecollectionofwastetoensure
itissecureandthatduty-of-carerequirementsarefulfilled.
Incertaincases,localauthoritiesandbusinesseshavesimilarcoloursforwaste
receptaclesforotherwastestreams(forexampleorangeforrecycling);thereforeitis
essentialthewasteissecureandtransferredtotheappropriatepartyforcollection
andtreatment.
Laundrythatposesaninfectioushazardistransportedinredbags.Thesecanlook
similartoorangebagsusedforhealthcarewaste.Thereforeclearlabelling,
instructionandsecureseparatestoragearerequired.
Transportpackagingandoperations
Wastemanagementlicensingandpermitting
Storage at the point of production
7836
Storageareasatthepointofproduction(thatis,patients’rooms)shouldbesecureand
locatedawayfrompublicareas.Storageareasshouldbesufficientinsizetoallow
packagedwastetobesegregatedandsoastoavoidwasteofdifferentclassifications
beingstoredtogetherinthesamearea.Differentwastestreamsinthesamestore
shouldbeclearlyseparated,suchthataleakfromonewastecategorycannot
contaminatethecontentsorpackagingofanother.
Note
Differentwastestreams(forexampleinfectiousbagswithoffensivebags)shouldnot
bemixedwheninstorage.Ifthewasteisthesame,suchasyellow-liddedsharps
receptacleswithayellowbag,thismaybestoredtogether–thatis,sametypeof
wasteandsameEWCcode(cautionshouldbeobservedifthesearestoredtogether
toensurethatrigidcontainersdonotdamageorsplitbags).Itmaybepossibleto
compartmentaliseanareaaslongtherearediscreteareaslabelledclearlyforeach
typeofwaste.Ifcoloursofbagsaresimilar(forexampleorangeinfectiouswasteand
redlaundrybags),extracareisrequiredforsegregation.
Bulk storage
7837
Bulkstorageareasmaybesituatedwithinhealthcarepremisesoratalicensedor
permittedtransferortreatment/disposalfacility.Regardlessoflocation,bulkstorage
areasshouldbe:
• reservedforhealthcarewasteonly;
• well-litandventilated;
• closetoanyon-siteincinerationorotherdisposalfacility;
• sitedawayfromfoodpreparationandgeneralstorageareas,andfromroutes
usedbythepublic;
• totallyenclosedandsecure;
• providedwithseparatestorageforsharpsreceptacles,anatomicalandwaste
medicines,whichmayneedahigherdegreeofsecuritytoprevent
unauthorisedaccess;
• sitedonawell-drained,impervioushard-standing;
• readilyaccessiblebutonlytoauthorisedpeople;
• keptlockedwhennotinuse;
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• securefromentrybyanimalsandfreefrominsectorrodentinfestations;
• providedwithwash-downfacilities;
• providedwithwashingfacilitiesforemployees;
• clearlymarkedwithwarningsigns;
• providedwithseparate,clearly-labelledareasforwastethatrequires,rather
thanisdestinedfor,differenttreatment/disposaloptions;
• providedwithaccesstofirst-aidfacilities;
• appropriatelydrainedtoasewer(withdischargeconsent).
7838
Size of bulk storage areas
Allbulkstoresshouldhavestoragecapacitytomatchtheproposedfrequencyof
collection.Bank(orother)holidaysneedtobetakenintoaccountandamargin
providedforanyinterruptioninthedisposalsystem.
Refrigerated storage
7839
Storingwastemustnotcreateodoursufficienttoposeastatutorynuisance.
Refrigeratedstoragemayberequiredinhotweather(fittedwithadeviceforopening
frominsideasaprecautionagainstpeoplebeingtrapped).
Licences and permits
7840
Anenvironmentalpermit,wastemanagementlicenceorexemptionmayberequired
forthebulkstorageofwaste,evenatthesiteofproduction(see‘Wastemanagement
licensingandpermitting’forfurtherinformationonpermitting,licencesand
exemptions).Wastebroughtintohealthcarepremisesfromotherhealthcaresources
(forexampleotherpremiseswithinatrust)mayalsorequireasuitableauthorisation.
Wastemanagementlicensingandpermitting
Waste contracts and contingency planning
7841
Contingencyplanningiskeyforsuccessfulwastemanagementatalltimes.Problems
withwastedisposalcontractsorwastedisposalarrangementscananddo
happen.Wasteisrequiredtoberemovedfromsiteonaregularbasisanditisessential
plansareimplementedformanagingwastefollowingunforeseencircumstances.This
mayrangefromscenarioswherebythewastedisposalcontractorisnotabletoprovide
theservice,extremeweathereventssuchasflooding,episodesofpandemicfluoracts
ofterrorism.FurtherguidanceisprovidedontheDepartmentofHealth’swebsite.
Contingencyplanningisrequiredtoensurethesecurityofwasteandmanagementfor
non-typicalwastesuchasCategoryAwastestreams.Policiesandproceduresare
requiredformanaging,packaging,handlingandtransportationofthiswaste.
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Procurementandmanagementofwastecontracts
Therapidchangesinthewaywastestreamsareviewedandtheincreasingdrivefor
evermoresustainablewastemanagementwillmeannotonlynewformsofcontract
andprocurementspecifications,butnewandinnovativesolutionsfromthesupply
chain.
DHisworkingwithBIStopromotetheadoptionofForwardCommitment
Procurement(FCP)asawayofdeliveringstep-changeimprovementstotheNHS.
TheFCPprocedureisapracticalprocurementtoolthatcanhelptodelivercosteffectivesolutionstomeetaparticularrequirementorsocietalneed.Keyfeaturesof
FCParetheidentificationofunmetneedsandrequirementsinoutcometerms,
earlysupplierengagementandpro-innovationprocurementapproaches,suchasthe
useofoutcome-basedspecifications,whole-lifecyclecosting,procurementofa
whole-lifeand/orfully-managedserviceanduseofthe“competitivedialogue”
procedure.
DepartmentofHealthcontingencyplanningguidance
ForwardCommitmentProcurement
Case study: FCP project�
7842
Her Majesty’s Prison Service – Zero Waste Mattress
Theproblem:HMPSwasbuyingaround60,000foammattressesandpillowsand
disposingofaround60,000annually.Themajorityweresenttolandfillwiththe
remainderclassedasclinicalorhazardouswaste,incurringhighdisposalcosts.In
short,thesituationwascostlyandenvironmentallyunsustainableandoutofstepwith
HMPSsustainabledevelopmentpolicies.
“It was estimated that the volume of HMPS mattresses and pillows annually
disposed of to landfill equated to 35 double-decker buses” – HMPS Procurement
Team
Thesolution:Thesituationrequiredaradicalrethink.Workingcloselywiththe
Government’senvironmentalinnovationadvisorygroupFCPTeam,HMPSidentified
arequirementforazero-wasteprisonmattresssystemandusedFCPtofindasolution.
Thisledtoconsultationwithmattresssuppliersandaradicalshiftintheprocurement
approach.
InMarch2009,HMPSsignedasuppliercontractforazero-wastemattressandpillow
solution.Innovativenewcoversextendedthelifeofthemattressesandmeanthatthere
willbelittleneedforclinicalwastedisposal;instead,theywillberecycledintouseful
products.
Theoutcomes:Estimatedcostsavingsof£5million;zerowastetolandfill;
minimisationofclinicalwaste;improvedenvironmentalandalsocommunitybenefits.
“Theresponseofthesupplychainhasbeenexcellentandhasconfirmedthevalueof
theFCPapproach.Theoutcomeshaveexceededallexpectationsfrombotha
sustainabilityandfinancialsavingsperspective”–HeadofProcurementCompliance,
MinistryofJustice
Learning
Whywasazero-wastesolutionnotavailablebefore?Aboveall,becauseHMPShad
failedtoaskforit.TheFCPapproachledHMPStolookatthewholelife-cycleofthe
mattress,establishwhattheyreallyneeded,consultwiththesupplychainandcreatea
competitiveenvironment.Insteadofbeginningtheirprocurementsixmonthsbefore
theendofacontract,itbegantwoyearsahead,givingpotentialsupplierstimeto
respondinnovatively.
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Managingcompliance
7845
Thissectionisconcernedwithmanagementresponsibilityforensuringcompliance
andhowtoestablishcontrolsystemstoachievethisobjective.Thesectionisstructured
asfollows:
• wastepolicy–theimportanceofhavingapolicytospecifyresponsibilities,
objectivesanddetailedprocedurestogovernthesafemanagementof
healthcarewaste;
• auditing–oncethepolicyandproceduresareinplace,thissectionstresses
theimportanceofregularstructuredcompliancecheckstoensurethe
specifiedsystemsandproceduresarebeingfullyobserved;
• training–ifthepolicyistobetrulyeffective,thecommunicationofitskey
driversandobjectiveswillrequirefocusedtraininginitiativestoeducateand
empowerstafftocomplywithitsrequirements;
• documentationcontrol–theimportanceoffullycomprehendingwaste
transferdocumentationandmanagingitsassociatedrecord-keeping
requirements;and
• incidentmanagement–thepolicyshouldspecifymeasuresfordealingwith
incidentssuchasaccidentsorspillagesandthereafterreportingboth
internallyandexternally,wherethisisastatutoryrequirement.
Healthcarewastepolicy
7847
Climatechangeandwaste
TheClimateChangeAct2008introducedlegallybindingtargetstocutemissions
ofgreenhousegasesbyatleast80%by2050froma1990baseyear.TheActalso
introducedpowerstoaskpublic-sectororganisationstoreportontheworktheyare
doingtoadapttoclimatechange.Wasteisnowahighpriorityasithasasignificant
carbonfootprint.Itincludestheemissionsduringproductionoftheproductsthat
thengotowaste;transportoftheproductsandalsotransportrelatedtowaste
disposal;andthetreatmentanddisposalarrangementssuchasalternativenon-burn
technologies,incinerationandmethanefromlandfill.Thisdemonstratesthe
importanceofreusing,recoveringandrecyclingproductsasmuchaspossibleand
thisshouldbereflectedinthepolicyobjectives.
Toeffectivelymanagehealthcarewaste,allthoseinvolvedinthemanagementofthe
wastestreamshouldhaveaccesstoanappropriatehealthcarewastepolicythat
identifieswhoisresponsibleforthewasteandprovidesclearlywritteninstructionson
howitshouldbemanaged.
Thepolicyshouldclearlyidentifythelegalobligationssetoutinwaste,healthand
safety,andtransportlegislation.Thispolicyshouldsettheframeworkforoperational
procedures,wastemanagementandresponsibilitiesinordertoachievethepolicy
objectives.
Asaminimum,ahealthcarewastepolicyshouldcontain:
• aclearstatement,outliningtheaimsandrationaleofthepolicy,signedoffat
boardleveltodemonstratehigh-levelcommitment;
• legalandstatutoryobligationsincludingtransport;
• currentwastemanagementcontractandarrangements,referringto
contingencyintheeventofservicefailure;
• anoutlineofwhohaswastemanagementresponsibilitiesandthelinesof
accountability,withparticularattentiontothecommunityhealthcaresector
duetothevarietyofactivitiesandsettingswherewasteisproduced;
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• theprovisionofinformation,instructionandtrainingonsafetransportation,
specificationforuseofcorrectcontainersandbags,managingspillages,
cleaningcontainersanddisposalprocedures;
• arrangementsforimplementingthepolicy;
• processesforidentifyingimprovementprogrammesandmonitoringprogress
(thisshouldbeinlinewiththetrust’stargetsagainstbaselinefigures–thatis,
numberofwaste/disposalroutes,wastecontractorlegalrequirements);
• detailsaboutstafftraining,inductiontraining,updatesappropriatetospecific
staffgroups–allthiswillincludebankandstudentnursesandhowtheir
trainingneedswillbemet;and
• sourcesoffurtherinformationandguidance(forexampleahealthcare
organisation’swasteguidance).Someproducersprovidecontactdetailsfor
helpdeskfacilities.
Thepolicyshouldtakeintoconsiderationallaspectsofwastemanagementandshould
identifytherolesandresponsibilitiesofthoseinvolvedinthewastemanagementchain
from“cradletograve”(thatis,transport,finaltreatment/disposal,notnecessarilythe
firstpointoftransfer,whichcouldbeawastetransferfacility).Thisshouldtakeinto
considerationprocurementandwaste-contractorrequirements,andtakeintoaccount
thewastehierarchyregardingwasteeliminationandminimisation,asdiscussedin
‘Wasteminimisation,segregation,colour-codingandstorage’.
Thepolicyshouldclearlystatehowallpartiesinvolvedinwastemanagementshould
communicatewitheachother,ensuringcompliancethroughoutthewaste
managementchain.Thepolicyshouldspecifywhoisresponsibleforeachactivityto
includecomplianceaswellasoperationalaspects.Theresponsibilitiesofdepartmental
managersandothersneedtobeclear,andthewastemanagementarrangementsneed
tobeproperlymonitoredandregularlyaudited.
Theexistenceofapolicyshouldnotbeassumedtobeanindicationofpractice.
Practicecanonlybedeterminedandmonitoredbyrobustauditprocedures.
Theorganisationshouldhaveaccesstoadesignatedcompetentwastemanagerto
coordinateandmanageallhealthcarewasteandotherwastemanagementactivities.
Thiscouldbeasharedpost(forexamplethroughawasteconsortiumarrangement).
ClimateChangeAct
Wasteaudit
7849
Wasteauditsareanessentialtoolinassessingthecompositionofawastestreamforthe
purposesofdutyofcare,foradherencetoproducerpre-acceptanceauditsforclinical
wasteinEnglandandWales,andformonitoringwastesegregationandminimisation
schemes.Itisimportanttonotethefollowing:theapproachandactualauditwill
needtobeappropriatefororganisationandfunction,suchasahospitalordental
surgery.
ClinicalwastetreatmentpermitsinEnglandandWalesrequireproduceraudit
informationforthepre-acceptanceproceduresspecifiedintheEA’sguidanceonthe
managementofclinicalwaste(‘Howtocomplywithyourenvironmentalpermit:
additionalguidanceforclinicalwaste(EPR5.07)’).ForScotlandandNorthern
Ireland,thisisconsideredbestpractice.
Auditsprovideusefulinformationonthecompositionandquantityofwaste
produced.Thisinformationcanbeusedtodevelopandinfluencewastemanagement
policiesandprocedures,andidentifyappropriatereuseorrecyclingoptionsor
opportunitiestominimisewastebyamendingpurchasingpolicies.
Auditsplayavitalroleindemonstratingcompliancewithregulatorystandards.Waste
producersarerequired,inlinewiththedutyofcareandpre-acceptanceauditsfor
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EnglandandWales,toensurethatwasteiseffectivelysegregatedtoensurethatitis
treatedanddisposedofappropriately.Awastemanagementcontractormaybreach
theirpermitrequirementsandbeforcedtodiscontinueserviceifthepre-acceptance
auditsarenotcomplete.TheEAmayalsobeconcernedinrelationtofullcompliance
ifsourcesegregationofwastesofdifferentclassificationsisnotevidentandsupported
byauditdocumentation.
Documentedevidencefromwasteauditsshowingeffectivesegregationdemonstrates
thattheproduceriscomplyingwithregulations.Italsoreassuresthewastecontractor
thatthewastereceivedissuitablefordisposalattheappropriatepermittedwaste
facility.Anynon-conformancesfoundduringtheauditshouldbedetailedintheaudit
report,andremedialactionshouldberecommendedtopreventreoccurrenceby
focusingontheroot-causeissues.
EPR5.07
Auditscopeandprocedure
7851
Wasteauditsneedtobecarriedoutbyanominatedpersonwhoisresponsiblefor
wastemanagement,althoughthiscanbeconductedwithanexperiencedwasteaudit
contractororconsultant.Inthiscase,thedesignatedwastemanagershouldbein
attendancetounderstandtheissuesandrecommendationsfromtheaudit.Ateam
approachisadvocatedtocoverallrelevantaspects(forexamplecontrolofinfection).
Auditsshouldonlybeundertakenbythosemembersofstaffwhoaretrainedinthe
auditprocedureandwhoarefullyawareoftheriskandhazardsposedbytheaudit
protocol.Theauditprotocolshouldbereferencedinthewastemanagementpolicy.A
detailedmethodstatementshouldbeproducedforeachaudittoolclearlystatingthe
following:
• whoshouldundertaketheaudit;
• whatisincludedwithintheaudit;
• howtheauditshouldbeundertaken;
• themethodofrecordingandreportingthefindingsoftheaudit;
• themanagementresponsibilityandmechanismtoactonthefindings;
• anyinherentrisksandthecontrolmeasuresrequired(forexamplePPE
required).
Inpractice,internaldepartmentalauditscarriedoutregularlybytrainedwaste
championswithinadepartment,supportedandcoordinatedbyacompetentwaste
manager,areoftenthebestapproach.
Thefirsttimeawasteauditisproduced,andforpurposesofthepermitting
requirements,theauditshouldbethoroughandintensiveinitsapproach,includinga
diagramordescriptionidentifying/listingmainwastestoragelocations.Itwillbe
necessarytoundertakeperiodicwasteauditchecks(seethetwoparagraphsbelow)to
ensurecontinuedcomplianceandalsotoensurethatthewasteauditremainsup-todateandpertinenttocurrentoperationalpractices,whichcanchangeovertime.
Althoughtherearewasteaudittoolsavailable,eachwasteproducershouldproduce
theirownwasteauditbasedonindividualneedsandcircumstances.
Auditsshouldaddress(asaminimum)theeffectivesegregation,packagingand
labellingofthefollowingwastetypes:
• anatomicalwaste,otheranimalorhumantissues,andbloodproducts
(includingchemicalpreservatives);
• medicinesandmedicinally-contaminatedwaste(including,forexample,
cytotoxicandcytostaticmedicines,andmedicatedandnon-medicated
intravenousbags);
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• chemicalsandchemically-contaminatedwaste(including,forexample,hand
gels,autoanalysercartridgesanddiagnostickits);
• microbiologicalculturesandrelatedlaboratorywastestowhichadditional
controlsmayapply;
• mercuryandamalgam;
• sharps(medicinally-contaminated,non-medicinally-contaminated,and
cytotoxic-andcytostatic-contaminated);
• clinicalwaste;
• healthcareoffensivewastesinpatients’accommodationandtreatmentareas;
• municipaloffensivewastesinpublicandpatients’toilets,andbaby-changing
areas;
• domesticwastes(ensuringnohazardouswastesarepresent).
Differentissuesassociatedwithcomplianceinclude:classification;
• segregation;
• packaging;
• wastedescription;
• paperworkcompletionandretention;
• storage;
• movement/transport;
• healthandsafety;and
• finaldisposal.
Frequencyofaudits
7853
Inlinewiththerequirementforpre-acceptanceauditsinEnglandandWales(whichis
bestpracticeforScotlandandNorthernIreland),auditsarerequiredbytheproducer
priortothedeliveryofthefirstbatchofwastetoapermittedfacilityandthenatthe
followingminimumfrequencies:
• every12monthsforeachmedicalpracticethatproducesfivetonnesormore
ofclinicalwasteinanycalendaryear;
• everytwoyearsforeachveterinarypractice,dentalpracticeandlaboratory
thatproduceslessthanfivetonnesofclinicalwasteinanycalendaryear;
• everyfiveyearsforotherhealthcareproducersofclinicalwaste.
Asaminimum,auditsshouldbecarriedoutbeforedevelopingorupdatingwaste
managementproceduresandatroutineintervalstomonitorcompliancewithwaste
segregationschemes.
Annualauditsprovideasnapshotofwastemanagementpractices,whilemorefrequent
auditsallowproducerstomonitortheeffectivenessofwastesegregationand
minimisationinitiatives,andtotakeactiontoremedynon-compliancesassoonas
practicallypossible.
Audittechniques
7855
Thereareanumberofmethodsthatcanbeusedtoauditawastestream.Thetypeand
effectivenessoftheauditundertakendependsonthenatureofthewastestreamand
thepurposeoftheaudit.Toaudittheentirewastestream,morethanoneaudit
methodmayberequired.Anauditprotocolcontainingfouraudittoolsisprovidedin
Table8.Theauditshouldberepresentativeof:
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• thefullrangeofwastereceptaclesinuse;
• thefullrangeofdepartmentswherewasteisproduced;and
• allstaffwhomayproducewaste(evenwhenwasteisproducedoff-site,for
exampleinthecommunitysetting).
Table8Examplewasteauditprotocol
Typeofaudit
Application
Sharpsboxes
Infectiouswaste
Cytotoxic/
cytostatic
substances
Wastemedicines
Offensive/
hygienewaste
Auditobservation
andrecordingof
practice
Y
Y
Y
Y
Y
Observationof
wastereceptacles
Y
Y
Y
Y
Y
Staffquestionnaire
Y
Y
Y
Y
Y
Detailed
examinationof
waste
N
(Y)
N
Y
(Y)
(Y)=Whereitcanbepracticablyachievablewithanappropriateriskassessment
Observationandrecordingofpractice
7914
Auditsshouldinvolveareviewofstaffwastemanagementpracticesand,inparticular,
theeffectivenessofsegregationprocedures.Theauditentailstheobservation,recording
andclassificationofeachwasteitemasitisplacedintoareceptacle.Athorough
examinationofthemedicines,equipment,reagentsetcintheunits,cupboardsand
storesisaveryusefulwaytodeterminewhattheywillbediscarding,althoughwhich
containertheywillbediscardedinwillthenneedtobedeterminedbyquestioningof
staff.
Thefinalstepintheauditistoconfirmthatthepaperwork(consignmentortransfer
note)accompanyingthewastewhenitleavesthepremisesreflectstheauditfindings.
Thisappliestoallwastetypes,includinghazardouswaste,andshouldbecarriedout
onceperannumasaminimum.
Observationofwastereceptacles
7916
Observationofthewastereceptaclesservestwopurposes.First,itprovidesa
mechanismofspot-checksintendedtounderpintheobservationandrecordingof
practice.In-usereceptaclesarevisuallyinspectedwithoutremovingthewaste.For
example,thecontentsofasharpsboxcanbeviewedfromtheapertureoropeningof
thebox.Second,itenablestheauditortopointitemsouttostaffandeitherask
questionsorseekclarificationfromthosewhohaveproducedit.Thisappliestoall
wastetypes,includinghazardouswaste,andshouldbecarriedout,atminimum,once
perquarter.
Detailedexaminationofwaste
7918
Detailedwasteanalysisisusedtodeterminethenatureandcompositionofwaste
materials.Itinvolvesthemanualsortingofwastetodeterminetheeffectivenessof
segregationprocedures.
Auditproceduresshouldtakeintoaccountthespecificrisksposedandriskassessments
undertakentoreduce,sofarasisreasonablypracticable,exposuretothewaste.
ExposuretotheidentifiedrisksshouldbepreventedandtheuseofPPEshouldbe
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consideredasadditionaltoothercontrolmeasures,whennecessary,toadequately
controlexposure.
Staffquestionnaire
7922
Staffunderstandingandpracticecanbeauditedbytheuseofquestionnaires.These
canbeusedtotargetspecificareasormaybeusedrandomly.Questionnairesmaybe
usedtoreviewstaffpracticeforallwastetypesincludinghazardouswaste.Theycanbe
writtenorverbal.Themainuseofthistoolistoidentifyissuesfor,andtoestablish,
staffawareness(forexampletodeterminehowanitemisclassifiedandhowitis
disposedofonthatunit).
Notes
1.Withregardtotheeffectivenessofsegregationpracticeorwastecomposition,
questionnairesalonedonotprovidesufficientinformationforuseincompleting
wastedocumentationorindemonstratingcompliance.
2.Anexampleproducerauditinlinewithpre-acceptanceauditisprovidedinthe
EA’s‘Howtocomplywithyourenvironmentalpermit:additionalguidancefor
clinicalwaste(EPR5.07)’.
Approachtowaste-produceraudit
1.Produceadetailedreport,signedanddated,clearlyidentifyingresultsand
realisticrecommendations/actionplansagainstasettimescale.
2.Signanddateperiodicauditreportsandlistlocationsofrepresentativesamples
aswellasanyactionplansresulting,including:
• legislativecompliance;
• evidenceofpaperworkproperlyandfullycompleted;
• sitevisits;
• staffinterviews;
• binaudits;
• packaging;
• siteinfrastructure;
• organisationalstructure;
• wastetypes–allwastestreams;
• includeproductchemicals,laboratorysmallsandmedicinalwaste–can
includeproductdatasheetsor•extrapolationofthisinformation;
• wasteanalysis(visualacrossacross-sectionofareas–noteany
inappropriatecontent);
• wastequantities;
• handling;
• storage(cleanliness,security,capacity,segregation);
• securityandlimitedaccesstoauthorisedpersonnel;
• accidents/incidents;
• healthandsafetyissues;
• recycling,reuse,recovery;
• prevention/minimisation;
• trainingneedsanalysis;
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• procurementissues;
• keydepartmentvisits;
• movementandtransport;
• monitoring,auditandreview;
• communicateandpublicisewasteauditreportsaspartofwidertraining
andawarenessrequirements.
Dutyofcare
• BasedonSection34EnvironmentalProtectionAct(Section5ofthe
WasteandContaminatedLand(NorthernIreland)Order).
• BestpracticeundertheEnvironmentalProtection(DutyofCare)
Regulations.
• Basedondisposalarrangementsforallwastestreams.
• Auditsshouldbeundertakenonanannualbasisunlesscircumstances
dictateamoreregularfrequency.
• Peaceofmindforwasteproducer.
• Followsprocessfrom“cradletograve”orsiteofwasteproductionthrough
transporttoactualandfinaldisposalsite.
• Confirmswasteisgoingwhereitshouldbegoing.
• Includessitevisitsbothofwasteproducerandofwastedisposalcontractor.
• Inspectionofregistration,permitsandexemptions.
• Confirmationwiththeregulatorybodies.
• Checkingtransferandconsignmentnotes.
EnvironmentalProtectionAct
WasteandContaminatedLand(NorthernIreland)Order
EnvironmentalProtection(DutyofCare)Regulations
EPR5.07
Wasteaudittrails
7926
Underenvironmentallegislation,wasteproducershaveacradle-to-graveresponsibility
forthecontrol,management,transportanddisposaloftheirwaste.Wasteproducers
shouldundertakeawasteaudittrail,atleasteveryyear.Thistoensurethatwasteis
beingtransportedinaccordancewiththeCarriageRegulationsanddisposedofat
appropriatelypermittedfacilitiesinaccordancewithduty-of-carerequirementsand
localwastemanagementprocedures.
Thiswillentailcheckingtherouteofthewastefrombeingcollectedandleavingthe
sitethroughtofinaldisposal(forexamplewhereinfectiouswasteisrenderedsafe).For
residualwastearisingfromthistreatment(forexampleashfromincineration),an
auditofrelatedpaperworkandpermitdetailsissufficienttofulfildutyofcare
obligations.Audittrailsmaybeundertakenmorefrequentlyifcircumstancesrequire.
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations(NorthernIreland)
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Useofcontractors
7934
Commercialcontractorsandconsultantsmaybeusedtoundertakewasteaudits.
Producersareadvisedtoconsiderthefollowing:
• theproducerisresponsibleforthehealthandsafetyofcontractorsworking
ontheirsite(see‘Legislationandhealthcarewaste’);
• wasteremovedfromthesiteforthepurposeofanauditshouldcomplywith
relevantwasteandtransportlegislation;
• theorganisationconductingtheauditshouldnotbeaffectedbytheoutcome.
Conflictsofinterestshouldbeavoided.
Wasteaudits–thebenefits
• demonstratescompliance;
• looksatthebiggerpicture;
• implementationofrecommendationswillresultinimprovements;
• identifiesno-cost/low-costopportunitiestoimprove;
• canrecovercoststhroughimprovedpracticesandmoreeffective
segregation;
• communicatingwasteauditreportsimprovesstaffawarenessand
encouragesinvolvementandownership;
• obtainevidence–takephotographsforimpactwhethergoodorbad;
• actionlistswithtimescalesstimulatescompliance.
Note
Inadditiontothesewasteaudits,thePremisesAssuranceModel(PAM)foracute
serviceshasbeenreleasedtosupportthehealthcaresectorinimprovingthequality
andsafetyofthehealthcarepremiseswhileimprovingefficiencyandeffectiveness.
MoredetailsareavailableontheDHwebsite.
Legislationandhealthcarewaste
DHwebsite–PAM
Training
7937
Apolicyforthesafemanagementofhealthcarewastecannotbeeffectiveunlessitis
appliedcarefully,consistentlyanduniversally.Thisrequiresthatallhealthcarestaff
shouldbeawareofthepolicy/proceduresandthatthepolicyisimplementedby
trainedandcompetentpeople.
Trainingassistswithperformanceimprovementandmayfocusonanyareasofconcern
fromtheauditsandanyspecificknowledgegaps.Itisimportanttoraiseawareness
withstaffassoonaspossibleandthisensuresthatauditresultsarefollowedupwith
relevantworkareas.
Trainingneedsvarydependingontheresponsibilitiesandjobfunction.Ideally,
separatetrainingprogrammesshouldbedesignedfor,andtargetedon,thefollowing
groups:
• infectioncontrolstaff,healthcaremanagersandadministrativestaff
responsibleforimplementingregulationsonhealthcarewastemanagement;
• medicaldoctors;
• pharmacies;
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• allnursingstaff;and
• cleaners,porters,auxiliarystaffandwastehandlers.
Thosedeliveringtrainingshouldhaveexperienceinteachingandtrainingandbe
familiarwiththerisksandpracticesofhealthcarewastemanagement.Smaller
establishmentsgeneratinghealthcarewastemaynothavethisrangeofexpertise
availabletothem,butshouldstillhaveaccesstocompetentadviceonhazardouswaste
issues.
Trainingprocedures
7946
Trainingproceduresandinformationneedto:
• bewritteninawaywhichcanbeunderstoodbythosewhoneedtofollow
them,includingthosewhomaynothaveagoodcommandoftheEnglish
language;
• usepicturesorphotoswhichwillassistwithanylanguagebarriers;
• takeaccountofdifferentlevelsoftraining,knowledgeandexperience;
• beuptodate;
• beavailabletoallstaffincludingpart-time,shift,temporary,agencyand
contractstaff;
• beavailableinallareas.
Examplesoftrainingpostersandinformationforasampleofhealthcareorganisations
areprovidedin‘Examplesoftrainingsupportmaterials’.
Managersneedtoensurethatproceduresarefollowedbyallstaff.Staffatalllevelswho
generatethewasteneedtorecognisethattheyarepersonallyresponsibleforcomplying
withagreedlocalprocedures.
TheriskassessmentsrequiredbytheManagementofHealthandSafetyatWork
RegulationsandCOSHHshouldidentifywhichstaffareinvolvedinthehandlingof
healthcarewaste.
UndertheHealthandSafetyatWorketcAct,theManagementofHealthandSafety
atWorkRegulationsandCOSHH,theymustreceiveinformationon:
theriskstotheirhealthandsafety,thatis,thedetailsofthesubstanceshazardousto
healthtowhichtheyarelikelytobeexposed;
• thesignificantfindingsoftheriskassessment;
• anyprecautionsnecessary;
• theresultsofanymonitoringcarriedout;and
• thecollectiveresultsofanyrelevanthealthsurveillance.
Examplesoftrainingsupportmaterials
ManagementofHealthandSafetyatWorkRegulations
ManagementofHealthandSafetyatWorkRegulations(NorthernIreland)
ControlofSubstancesHazardoustoHealthRegulations(COSHH)
ControlofSubstancesHazardoustoHealthRegulations(NorthernIreland)
Trainingrecords
7948
Atrainingrecordwillreadilyenablelinemanagerstoidentifymembersofstaffwho
arenotreceivingtheappropriateleveloftraining,andwheresuchtrainingshouldbe
focused.
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Inductiontraining
7950
Trainingneedsvarydependingonthejobandontheindividual.Allstaffinvolvedin
handlinghealthcarewasteneedtraining,informationandinstructionin:
• therisksassociatedwithhealthcarewaste,itssegregation,handling,storage
andcollection;
• personalhygiene;
• anyprocedureswhichapplytotheirparticulartypeofwork;
• proceduresfordealingwithspillagesandaccidents;
• emergencyprocedures;and
• appropriateuseofprotectiveclothing.
Trainingforstaffwhocollect,transfer,transportorhandlehealthcarewasteneedsto
cover:
• checkingthatstoragecontainersaresealedeffectivelybeforehandling;
• ensuringthattheoriginofthewasteismarkedonthereceptacle;
• handlingbags/receptaclescorrectly;
• usinghandlestomoverigidreceptacles;
• checkingthatthesealonanyusedwastestoragereceptacleisunbrokenwhen
movementiscomplete;
• specialproblemsrelatingtosharpsdisposal;
• proceduresincaseofaccidentalspillageandhowtoreportanincident;
• understandingofmarksandlabels;and
• safeandappropriatecleaninganddisinfectionprocedures.
Job-specifictraining
7954
Somestaffrequiremorespecifictraining.Theseincludepeoplewhouseprotective
equipment,disposalfacilityoperators,drivers,andcommunityandlaboratorystaff.
Operatorsofwastemanagementfacilitiesmustdemonstratethenecessarytechnical
competencefortherelevantpermittedactivities.InEnglandandWales,thishas
recentlychangedandisnowassessedonthebasisofeitheranemployee’sindividual
competenceoranemployee’sindividualcompetencecoupledwithcorporate
competence.
Furtherinformationandthedetailsoftheapprovedschemescanbefoundonthe
EnvironmentAgencywebsite.
InScotlandandNorthernIreland,thesystemforcertificatesoftechnicalcompetence
(COTC)remainsunchangedattimeofpublication.
Driversofvehiclesusedtotransporthealthcarewastebyroadmayneedadditional
trainingundertheCarriageRegulations,andthoseresponsibleforthemovementof
thewasteshouldhaveaccessto,orbe,atrainedDGSA.
Inaddition,transportregulationsrequirethatallthoseinthetransportchaininvolved
inthetransportofdangerousgoodsreceiveappropriatetrainingcommensuratewith
theirresponsibilities.Thiswouldincludeloadersandpackers.Informationongeneral
trainingrequirementsandDGSAscanbefoundontheDepartmentforTransport’s
website.
Approvedwastemanagementschemes
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations
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CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations(NorthernIreland)
DepartmentforTransportwebsite
Deliveryoftraining
7957
Trainingcanbedeliveredinavarietyofwaysdependingontheaudience.Thismay
includeworkshopsandformalseminarsforseniorstaffandhands-ontraininginthe
workplaceforsmallergroups.Thetrainingcanservetoeducatestaffandshould
includeforeachgroup:
• informationon,andjustificationfor,allaspectsofhealthcarewastepolicy;
• informationontheroleandresponsibilitiesofeachhealthcarestaffmember
inimplementingthepolicy;and
• technicalinstructions,relevantforthetargetgroup,ontheapplicationof
wastemanagementpractices.
Frameworkcontractforthedeliveryofwastemanagementtrainingwithin
thehealthcaresector
7965
BuyingSolutions(formerlyNHSPASA)hasdevelopedaframeworkagreementforthe
deliveryofwastemanagementtrainingwithintheUK.Theaimistoensurethata
comprehensivepackageoftrainingisavailableforaccessbytheNHS.Thetraining
itselfaddressestherecommendationsoutlinedintheirguidancedocument.
BuyingSolutionsguidancedocument
Case study – Implementation of the offensive waste stream at Gloucestershire
Hospitals NHS Foundation Trust
7966
GloucestershireHospitalsNHSFoundationTrustformedawastemanagementgroup
inlightofthethenforthcomingHealthTechnicalMemorandum07-01inSeptember
2006tomanagethewaste.“Thegroupwastodecidethewastepolicy,atimescalefor
implementation,thecommunicationsstrategyandtrainingmethods.Members
includedtheboarddirectorresponsibleforfacilities,stafffrominfectioncontrol,
procurement,supportservices(coveringdomesticsandporters),risk,communications,
andleadnurses.”[JenGoode,EnvironmentManager.]
Theimplementationoftheoffensive/hygienewastestreamwasakeypartofthenew
wastemanagementsegregationscheme.Thiswasawell-publicisedandcarefully
coordinatedproject,whichsawthewholetrustchangetothenewschemeforwaste
segregationon“SORTITOUT”dayinFebruary2007.
Paper towels tiger bin
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Everywardanddepartmenthasawastemanagementcoordinatorwhoattendeda
trainingsessionandwasthentaskedtocascadethetrainingdowntotheirstaff,and
advisehowmanybinsandofwhatsizeandcolourwererequired.Eachcompleteda
scheduleoftheirrequirementsthatdetailedthepreciselocationofeachbin.
Success–“We’reoftenrecommendedas‘theplacetovisit’bytheEnvironmentAgency
sohopefullyweareanexampleofgoodpractice.”[JenGoode]“Therehavebeenafew
staffwhohavehadissuesoveruseof‘tiger’[yellow/black]bags;however,tigershave
beenfullyacceptedbymaternityandpaediatrics–maternityhaveoneorangebinin
theirdirtyutilityandanotherinthesideroom(forbarriernursingifneeded);
everywhereelseistiger.”
Specificationforpersonalprotectiveequipment(PPE)
7968
COSHHrequiresthatriskstohealthbeeliminated,preventedor,wherethisisnot
reasonablypracticable,reduced.AlthoughtheuseofPPEshouldbeconsideredas
additionaltoothercontrolmeasures,itislikelythatevenafterallreasonably
practicableprecautionshavebeentakentoreducetheexposureofstaffwhohandle,
transfer,transport,treatordisposeofhealthcarewaste,somePPEwillstillberequired.
Insuchcases,employersmustensurethattheseitemsareprovided,usedand
maintained.Theymustalsomakeappropriatearrangementsforstorageandcleaning,
whilstemployeesmustcooperatewithemployerstoensurethattheirlegaldutiesare
met.
RiskassessmentsmightidentifytheneedforPPE,suchas:
• suitableheavy-dutygloveswhenhandlinghealthcarewastereceptacles;
• safetyshoesorindustrialwellingtonbootstoprotectthefeetagainsttherisk
ofreceptaclesbeingaccidentallydropped.Thesolesofsuchshoesorboots
mayalsoneedtoprovideadditionalprotectionagainstslipperyfloorsand
sharps;
• anindustrialapronorlegprotectorsifreceptaclehandlingcreatesariskof
bodilycontact;
• protectivefacevisors,helmetsandstrongindustrialgloveswhereincinerators
orothermachinesarechargedmanually.
Emergencysituations,suchasspillages,shouldalsobeaddressedinanyrisk
assessments.Thismightincludetheneedforprotectiveequipmenttopreventexposure
viaroutessuchasskincontact(forexamplesingle-useapronsandgloves)orinhalation
(forexamplerespiratoryprotectionand/orfacevisors).
Basicpersonalhygieneisimportantinreducingtheriskfromhandlinghealthcare
waste.Employersneedtoensurethatwashingfacilitiesareconvenientlylocatedfor
peoplehandlinghealthcarewaste;thisisparticularlyimportantatstorageand
incinerationfacilities.
ControlofSubstancesHazardoustoHealthRegulations(COSHH)
ControlofSubstancesHazardoustoHealthRegulations(NorthernIreland)
Immunisation
7970
Staffhandlinghealthcarewasteshouldbeofferedappropriateimmunisation,including
hepatitisA,Bandtetanus.Staffmustbeinformedofthebenefits(forexample
protectionagainstseriousillnessandagainstspreadingillness)anddrawbacks(for
examplereactionstothevaccine)ofvaccination.
Wherevaccinationhasbeenidentifiedasacontrolmeasurerequiredwhenworking
withhealthcarewaste,theemployermustofferthisfreeofcharge.Employersneedto
establisharrangementsfordealingwithstaffwhodeclinetoaccepttheimmunisation
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servicesthatareofferedandthosewhodonotseroconvert(thatis,donotproduce/
developantibodiesasaresultofimmunisation).
Wastecollectiondocumentation
7975
Registeredwastecarriers
Awastecarrierissomeonewhosebusinessorpartoftheirbusinessinvolvesthe
transportingofcontrolledwastebyroad,rail,air,seaorinlandwaterways.Waste
carriersarerequiredtoregisterwiththerelevantenvironmentalregulatorand
complywiththedutyofcare.Allregistrationslastforthreeyearsfromthedateof
issueorrenewal.Registeredcarriersshouldbeabletoprovideacertificateof
registrationonrequest.Detailsoncarrierregistrationcanbefoundthroughthe
followinglinkstoeachUKenvironmentalregulator:
http://www.environment-agency.gov.uk/business/sectors/wastecarriers.aspx(for
EnglandandWales)
http://www.ni-environment.gov.uk/waste-home/authorisation/regulations_carrier.
htm(forNorthernIreland);and
http://www.sepa.org.uk/waste/waste_regulation/waste_carriers_and_brokers.aspx
(forScotland).
Exemptions
ThefollowingcarriersareexemptfromregistrationundertheControlledWaste
(RegistrationofCarriersandSeizureofVehicles)Regulations:
• householderswhocarryonlyhouseholdwaste,generatedbythem,intheir
ownvehicle;
• wasteproducerscarryingtheirownwaste,exceptbuildingordemolition
waste(forexamplepeoplesuchascommunitynursesandothersworking
inhomehealthcare);
• apersonwhotransportsonlywastewhichcomprisesanimalby-products
collectedandtransportedinaccordancewithArticle7(1)or7(2)ofthe
CarriageRegulations.
Note
Attimeofwriting,Defrahasconsultedonchangestothedutyofcareandwaste
registrationregimetoensurethatpolicyobjectivesofensuringwasteissafelyand
legallytransferredaremet.FollowingaEuropeanCourtofJusticejudgement
requiringregistrationofallthosethatnormallyandregularlytransportwaste,the
Defraconsultationproposedatwo-tiersystemwithexistingregisteredwastecarriers
movingintoanuppertier,requiringperiodicreregistration,andmostother
businesses(includingthosecarryingtheirownwaste)beingbroughtintoalower
tierrequiringone-offregistration.ThedutyofcareCodeofPracticeandguidance
relatingtoregistrationwillbeupdatedtoreflectanychangesmade.
Environmentandwastelegislation
ControlledWaste(RegistrationofCarriersandSeizureofVehicles)Regulations
ControlledWaste(RegistrationofCarriersandSeizureofVehicles)Regulations
(NorthernIreland)
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations(NorthernIreland)
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Transportdocumentation
7978
Whereatransportdocumentisrequired,theminimumcontentsarespecifiedinADR
asfollows:
1. theUNnumberofthegoodsbeingcarriedprecededbytheletters“UN”;
2. thepropershippingname,supplementedwhereapplicablewiththetechnical
name;
3. theclassnumber(s);
4. thepackinggroup,whereassigned;
5. thenumberanddescriptionofthepackages;
6. thetotalquantityofeachitem;
7. thenameandaddressoftheconsignor;
8. thenameandaddressoftheconsignees;
9. thetunnelrestrictioncodeforthesubstance(s)beingcarried.
Aproperlycompletedwasteconsignmentnotewillcontainthisinformation(see
‘Consignmentnotes’)andisacceptablefortransportpurposes).
Note
Transportdocumentsarenotrequiredfordangerousgoodsinlimitedquantities,
andcertainloadsdonotrequiretransportdocumentsinGreatBritain.Thereareno
limitedquantitiesforclinicalwaste;therefore,atransportdocumentwillbeneeded
evenifacommunitynurseiscarryingclinicalwasteproducedfromdomestic
premises.
Thetransportdocumentistheresponsibilityoftheconsignor.Thecarriermayhaveto
supplythedriverwithotherdocumentation.
Consignmentnotes
Europeanagreementconcerningtheinternationalcarriageofdangerousgoodsby
road(ADR)
Wastetransfernote
7981
Akeyelementofthedutyofcareiskeepingtrackofthewaste.Theholderofthewaste
isresponsiblefor:
• takingadequatestepstoensurethatthewasteismanagedsafelyandkept
secure;and
• transferringitonlytoanauthorisedorexemptperson.
Whenwasteistransferredfromonepartytoanother,thepersonhandingiton(the
“transferor”)mustcompleteatransfernote.Thetransferorandtherecipient(the
“transferee”)signthenote;bothofthemtakeandkeepacopyofit.Anannualtransfer
notemaybeusedtocoverallthemovementsofregulartransferofthesamenonhazardouswastebetweenthesameparties.
Atransfernotemuststate:
1. thequantityofwastetransferred,byweightwherepossible;
2. howitispacked;
3. thetypeofreceptacle;
4. adescriptionofthewaste.
Thedescriptionofthewasteshouldinclude:
1. theEWCcode(s),asindicatedelsewhereinthisguidance;
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2. thetypeofpremisesorbusinessfromwhichthewastecomes;
3. thenameofthesubstanceorsubstances;
4. theprocessthatproducedthewaste;
5. achemicalandphysicalanalysis;
6. specialproblems,asidentifiedinthesecondparagraphbelow.
Thedescriptionmustprovideenoughinformationtoidentifythespecificsub-typeof
clinicalwaste(asaminimumtothecategoriessetoutinFigure11–seeunder
‘Containerlabelling’)toenablesubsequentholderstoavoidmismanagingthewaste.
Drumsandreceptaclesshouldbelabelledwiththedescriptionofthewasteinaddition
toanylabelsrequiredforthecarriageofdangerousgoods.
Thedescriptionshouldalwayscontainanyinformationthatmightaffectthehandling
ofthewaste(specialproblems).Thisshouldinclude:
1. anyspecialcontainmentrequirements;
2. typeofreceptaclerequiredandthematerialthereceptacleismadeof;
3. whetheritcanbesafelymixedwithotherwastesorwhethertherearetypesof
wastewithwhichitshouldnotbemixed;
4. whetheritcanbesafelycrushedandtransferredfromonevehicletoanother;
5. whetheritcanbesafelyincineratedorwhetheritrequiresspecificminimum
temperaturesorcombustiontimes;
6. whetheritcanbedisposedofsafelytolandfillwithotherwaste;
7. whetheritislikelytochangephysicalstateduringstorageortransport;
8. anyinformation,adviceorinstructionsaboutthehandling,recoveryor
disposalofthewastebythewasteregulatorsorsuppliersetc;
9. detailsofproblemspreviouslyencounteredwiththewaste;
10.changestothedescriptionsincethepreviousload;
11.anythingunusualaboutthewastethatmayposeaproblem.
Thereisnocompulsoryformatforthetransfernote,butanexampleform,ifrequired,
isprovidedinAnnexCofDefra’s‘Wastemanagementdutyofcarecodeofpractice’.
Copiesoftransfernotesshouldberetainedbyallpartiesforaminimumoftwoyears.
Containerlabelling
AnnexCofDefra’s‘Wastemanagementdutyofcarecodeofpractice’
Dualtransfer/transportnotes
7989
Theinformationcontainedonawastetransfernoteisverysimilartotheinformation
requiredforthetransportdocument.Itiscommonpracticetocombinethesenotes;
thiscanbedonebyprovidinganadequatedescriptionofthewasteandanyhazardous
characteristicsusingbothwasteandcarriageterminology.
Consignmentnotes
7991
Consignmentnotesarearequiredprocesswhentransportinghazardouswaste.They
areavailablefromtherespectiveUKenvironmentalregulator.
Thecompletionandaccuracyofthewasteclassification,descriptionandcomposition
ofthewasteontheconsignmentnoteisthesolelegalresponsibilityofthewaste
producer.Althoughthecompletionofconsignmentnotesshouldbediscussedwith
wastedisposalcontractors,theyareunlikelytoknowwhatwastehasbeendisposedof
inthewastereceptacles(theformofaconsignmentnoteisillustratedinthe
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HazardousWasteRegulationsforEngland,WalesandNorthernIreland,andthe
SpecialWasteRegulationsforScotland).
Carrierscanchoosetorunmultiplecollectionrounds.Thesearecollectionsofsmall
amountsofhazardouswastefrommorethanonefacility,whicharecollectedonthe
samevehicleanddeliveredtothesameconsignee.Thefollowingpointsmustbe
observedwhenrunningamultiplecollectionroundinEnglandandWales:
• Eachcollectionfromeverysitemusthaveadifferentconsignmentnotewith
auniquecodeandacommonroundnumberindicatingthisispartofa
multiplenote.
• Thecarriermustcollectwastefromatleasttwodifferentpremises.
• WastemustnotbecollectedfromoutsideEnglandandWales.
• Thewastemustbedeliveredtothesameconsignee.
• Wasteshouldbedeliveredtotheconsigneeasquicklyaspossible,without
anyunnecessarydelays.
• Ifdifferenttypesofwastearecollectedonthesamevehicle,theymustnotbe
mixed,exceptinlinewithmixingrules(seetheDefrawebsite).
• Thetypesofwastecollectedshouldnotbeallowedtoreactwithoneanother.
Materialsthatcouldpotentiallyreactwitheachothershouldeithernotbe
collectedtogetherorbekeptapartfromoneanotheronthevehicle.
• Wastecannotbetransferredtoanothercarrierbeforeitisdeliveredtothe
consignee.
ForScotlandandNorthernIreland,therearetwoclassificationsofcarrier’sroundsfor
special/hazardouswastes:
• 24-hourcarrier’sround;and
• extendedcarrier’sround.
Althoughcross-bordermovementisallowedundercarrier’sroundsandextended
carrier’sroundsinasmuchastheroundcanbecompletedoutsideofScotlandor
NorthernIreland,cross-bordercollectionisstrictlyprohibited.
Forfurtherdetails:
• inScotlandvisithttp://www.sepa.org.uk/waste/waste_regulation/special_
waste.aspxand
• inNorthernIrelandvisithttp://www.ni-environment.gov.uk/guide_to_
consigning_hazardous_waste.pdf
Wasteproducersmustkeepcompletedhazardous/specialwasteconsignmentnotesfor
aminimumof3yearsfromthedateofwastecollection.Examplesofsample
consignmentnotesareprovidedinthesectorguideswithinthisdocument.
Defra–mixingrules
HazardousWaste(EnglandandWales)Regulations
HazardousWasteRegulations(NorthernIreland)
SpecialWasteAmendment(Scotland)Regulations
Accidentsandincidents
7993
Employersatallpointsinthewastechainneedwrittenproceduresfordealingwith
accidentsorincidentsincludingspillages.Theseproceduresshouldformpartofthe
wastemanagementpolicyandshouldinclude:
• immediatefirst-aidmeasures.Inthecaseofsharpsinjuries,proceduresneed
alsotocoverarrangementsforsuitablemedicaladviceandcounselling;
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• immediatereportingtoaresponsibledesignatedperson;
• recordingoftheaccident/incident;
• investigationoftheincidentandimplementationofremedialaction.Initial
investigationshouldpreferablytakeplacebeforeanydamagedreceptacleis
removed;
• retention,ifpossible,oftheitemandinformationaboutitssourcetohelp
identifypossibleinfectionrisks;
• attendanceofanyinjuredpersonatanaccidentandemergencydepartment
oroccupationalhealthdepartmentassoonaspossible;
• involvementoftheriskmanager;
• involvementofthewastemanager;
• involvementoftheinfectioncontrolteam.
Allincidentsinvolvingspillages,damagedpackaging,inappropriatesegregationorany
incidentinvolvingsharpsneedtobereportedtothelinemanagerorothersuitable
individual,andbeinvestigatedbythem.Theinvestigationoftheseaccidentsand
incidentsneedstoestablishthecauseandwhatactionneedsbetakentopreventa
recurrence.
Theanalysisandinvestigationofincidentsinvolvinghealthcarewaste,whether
reportableornot(seeabove),helpsidentifycauses,trends,thelevelofcompliance
withcurrentlegislation,theeffectivenessoftheprecautionsinplace,andproblem
areasforwhichsatisfactoryprecautionshaveyettobeprovided.Informationrelating
toboththefinancialcostandthestaffingrequiredtodealwithincidentsisalso
relevant,asitallowsmanagerstoassessthetotalcostofincidentsandaccidents.
Thedepthofeachinvestigationwillvarydependingonthenatureoftheincident.To
beworthwhile,however,anyinvestigationneedstoconsidercarefullytheunderlying
causes.Actionafteranaccidentwillnotbeeffectiveifitaddressesonlythesuperficial
andobviouscauses,andmissesmoresignificantissues.
Theactiveandreactivemonitoringofhealthcarewasteproceduresismosteffectiveas
partofanoverallsystemofhealthandsafetymonitoring,withinformationpassingup
thelinemanagementchaintoseniormanagement.
Note
AnyaccidentduringthetransportofaClass6.2CategoryAsubstanceand
CategoryBsubstance(undercertaincircumstances–seeADR1.8.5)mustbe
reportedtothedangerousgoodsdivisionoftheDepartmentforTransport.
Europeanagreementconcerningtheinternationalcarriageofdangerousgoodsby
road(ADR)
ReportingofInjuries,DiseasesandDangerousOccurrencesRegulations
(RIDDOR)
7997
TheReportingofInjuries,DiseasesandDangerousOccurrencesRegulations
(RIDDOR)requirecertainaccidents,work-relatedill-healthanddangerous
occurrences(suchasanincidentthatresultsin,orcouldhaveresultedin,thereleaseof
abiologicalagentthatcouldcauseseverehumandisease)tobereportedtothe
appropriateenforcingauthority.Formosthealthcarepremises,thisistheHSE.The
lossofdangerousgoodsduringtransportisincluded.
SeverehumandiseaseincludediseasescausedbyhazardgroupHG3andHG4agents
aswellassomeHG2agents(forexampleNeisseria meningitidis).
TheSocialSecurity(ClaimsandPayments)Regulationsrequireanaccidentbookor
similartobekeptandaccessibletostaff.Effectivehealthandsafetymanagement
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systemsensuretheinternalreporting,recordingandinvestigationofawiderrangeof
accidentsandincidentsthanthosewhicharelegallyreportable.
HSE
ReportingofInjuries,DiseasesandDangerousOccurrencesRegulations
ReportingofInjuries,DiseasesandDangerousOccurrencesRegulations
(NorthernIreland)
SocialSecurity(ClaimsandPayments)Regulations
Spillages
8000
Employersneedclearwrittenproceduresfordealingwithspillages,which:
• specifythereportingandinvestigationprocedures;
• specifytheuseofasafesystemofworkforclearingupthehealthcarewaste;
• setoutappropriaterequirementsfordecontamination;
• specifytheprotectiveclothingtobeworn.
Thereadyavailabilityofappropriatespillagekitshelpstoensurethecorrectactionin
theeventofaspillage.Suchkitsareparticularlyusefulatstorage,wastetreatmentand
wastedisposalsites,andshouldbecarriedonallvehiclescarryinghealthcarewaste.
Spillagekitsmaycontain,forexample:
• single-usegloves;
• single-useaprons;
• anappropriateinfectiouswastereceptacle/medicinalwastereceptacle;
• papertowels;
• absorbentmaterials;
• single-usecloths;
• disinfectantrecommended,forexample,bythelocalcontrolofinfection
policy;
• ameansofcollectingsharps.
Employersneedtoprovideappropriateequipmentforcollectingspilledwasteand
placingitinnewreceptacles.Sharpsmustnotbepickedupbyhand.Spilledwasteand
anyabsorbentmaterialsneedtobeplacedinaninfectiouswastereceptaclefordisposal
whererelevant.
Disinfectants
8002
Theuseofsuitabledisinfectantsshouldbedetailedinthehealthcarewastepolicy,
whichshouldbemanagedandmonitoredbytheinfectioncontrolteam.Thepolicy
shouldclearlyidentifywhichproductsaretobeused,wheretheyaretobeusedand
forwhatpurpose.Thepolicyshouldalsoprovideguidanceontherelevantlevelof
dilutionrequiredandthecontacttimerequiredforthedisinfectanttobesafeand
effective.
Suitableinertabsorbentmaterialsmaybeusedtodealwithliquidspillagesafter
disinfectantmaterialhasbeenapplied.Guidanceontheuseofdisinfectantsshouldbe
soughtfromsuitablyqualifiedpersonnel,forexampletheinfectioncontrolteam.They
shouldbeconsultedafteraspillagecontainingorsuspectedtocontainunusual
infectiveagents,forexamplevariantCreutzfeldt-Jakobdisease(vCJD).
Theuseofdisinfectantsthemselvesmaypresentahealthrisk,particularlyinconfined
spaces,andconsiderationshouldbegiventothegeneralprovisionsofCOSHH.
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Accordingly,onlystaffthathavethenecessarytrainingandexperienceshouldcarryout
theapplicationofdisinfectants.
ControlofSubstancesHazardoustoHealthRegulations
ControlofSubstancesHazardoustoHealthRegulations(NorthernIreland)
Mercury
8005
Employerswhousemercuryshouldcarryoutariskassessmentfordealingwith
mercuryspillagesandproducewrittenprocedures.Aspillagekitincludingsingle-use
plasticgloves,papertowels,abulbaspiratorforthecollectionoflargedropsof
mercury,avapourmask,asuitablereceptaclefittedwithasealandmercury-absorbent
paste(equalpartsofcalciumhydroxide,flowersofsulphur,andwater)needstobe
available.Avacuumcleaneroraspirationunitshouldnotbeused,asthiswillvent
mercuryvapourintotheatmosphere.
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Transportpackagingand
operations
8008
Hospitals,clinics,surgeries,pharmaciesetcareresponsibleforrequiringdangerous
goodstobetransportedoff-site.Thesebodiesaretheconsignoranditistheirdutyto
complywiththetransportregulationslistedin‘Legislationandhealthcarewaste’.
Legislationandhealthcarewaste
Transport:packaging,marking,labellinganddocumentation
8016
TheCarriageRegulationsspecifytherequirementsfor:
• classificationandidentification;
• packaging;
• marking;
• labelling;
• documentation.
Thedutyforallthesefunctionsrestsinthefirstinstancewiththeconsignor.
Note
Theterm“CarriageRegulations“isusedtorefertotheCarriageofDangerous
GoodsandUseofTransportablePressureEquipmentRegulations2009;however,in
someofthereferencescitedinthissection,thesameregulationsarereferredtoas
“CDGRegulations”.
Inaddition,allpersonnelinvolvedinthetransportofdangerousgoodsmusthave
appropriatetraining.Forcertainquantitiesofdangerousgoods,suchtrainingand
approvalismandatory.Forotherpersonnel,trainingcanbejob-relatedanddeveloped
onsite.Inrelationtotheaboverequirements,theconsignormustensurethattraining
isundertaken.
TheCarriageRegulationsusecriteriathataredifferentfromotherlegislativesystems.
Classificationforhealthcarewastemanagementisaddressedin‘Healthcarewaste
definitionsandclassifications’and‘Wasteminimisation,segregation,colour-coding
andstorage’.
TheRegulationsrequirethatalldangerousgoodsbeidentifiedusingafour-digit
number(UNnumber)andadescription(propershippingname),andareassignedtoa
“class”ofdangerousgoods.Table9givesexamplesofhealthcarewasteandother
dangerousgoodslikelytobeencounteredinthewastestream.
Dangerousgoodscanbetransportedinthreeways:
• packaging(boxes,drumsetc);
• bulkloosematerialinskips,containersandvehicles;
• tanks.
Thischapterconsidersonlypackagingandbulktransportwithregardstohealthcare
waste,primarilyclinicalwasteandwastemedicine.Healthcareorganisationswilloften
useotherdangerousgoods(forexamplegases,cleaningmaterials)andarenotdealt
withinthisguide(see‘Otherchemicals’).
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Note
Furtherguidanceonthetransportofdangerousgoodscanbefoundatthefollowing
websites:
1. TheHSE’s‘Carriageofdangerousgoodsmanual’providesguidanceonall
aspectsofroadtransport(http://www.hse.gov.uk/cdg/manual/index.htm).
2. TheVehicleCertificationAgency’s(VCA)websiteprovidesguidanceona
rangeofpackagingissues(http://www.vca.gov.uk/dangerousgoods/
dangerous-goods-offi.asp).
3. TheDepartmentforTransport’swebsiteprovidesguidanceandcopiesof
authorisations(http://www.dft.gov.uk/pgr/freight/dgt1).
Healthcarewastedefinitionsandclassifications
Wasteminimisation,segregation,colour-codingandstorage
Otherchemicals
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations(NorthernIreland)
Transportofpackagedgoods
8022
OncetheUNnumberofasubstanceisknown,ADRprovidesinformationonthe
packinggroup,packinginstructionandanyspecialpackingprovisionsthatapply.
Table9showsthemostcommonpackingprovisionsforhealthcarewaste.
Table9Packingprovisionsforhealthcarewaste
Dangerousgoods(UN
number)
CategoryA
•UN2814
•UN2900
CategoryB(UN3291)a
Medicinalwaste
•UN1851
•UN3248
•UN3249
Dentalamalgam
(UN2025)
Aerosols(UN1950)
Notes:
Propershippingname
Packinginstruction Packagingexamples
Infectioussubstance,affectinghumans
Infectioussubstance,affectinganimals
P620
Clinicalwaste,unspecifiedN.O.S(not
otherwisespecified)
P621(seeTable10)
LP621
IBC620
Three-partpackaging
Rigidpackagingsor
wheeledbins
b
Medicine,liquid,toxicN.O.S
Medicine,liquid,flammable,toxicN.O.S
Medicine,solid,toxicN.O.S
P001
Boxes,drums
Mercurycompound,solid,N.O.S
Limitedquantity
Boxes,drums
Aerosols
Limitedquantity
Box
a.UN3373“BiologicalSubstance,CategoryB”shouldneverbeusedforwasteconsignments.
b.Thethreeentriesaregenericandwillnotbeappropriateforallmedicines(e.g.cytotoxicsandcytostatic).Somewaste
medicineswillhavetobeclassifiedinaccordancewiththeprovisionsofADR.Inmostcases,asafetydatasheet(SDS)
forthemedicineshouldshowtheappropriatetransportclassification.Ifthisisnotavailable,advicefromaDGSAmay
besought.
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Table10Packinginstruction621
P621
PACKINGINSTRUCTION
P621
ThisinstructionappliestoUN3291
Thefollowingpackagingsareauthorisedprovidedthegeneralprovisionsof4.1.1except4.1.1.15and4.1.3aremet:
(1)Rigid,leak-proofpackagingsmeetingtherequirementsofChapter6.1forsolids,atthepackinggroupIIperformance
level,providedthereissufficientabsorbentmaterialtoabsorbtheentireamountofliquidpresentandthepackaging
iscapableofretainingliquids;
(2)Forpackagescontaininglargerquantitiesofliquid,rigidpackagingsmeetingtherequirementsofChapter6.1atthe
packinggroupIIperformancelevelforliquids.
Additionalrequirement:
Packagingsintendedtocontainsharpobjectssuchasbrokenglassandneedlesshallberesistanttopunctureandretain
liquidsundertheperformancetestconditionsinChapter6.1.
Note:ParagraphandchapterreferencesinthistablearetosectionsinADR
Source:ADR(2011)
AllpackagingincludingUN-approvedpackagingorpackagingforlimitedquantities
usedfordangerousgoodsmustbefitforpurposeandcapableofsafelycontainingthe
goods(thatis,leak-proof )whenusedintransport,whethertheyarecarryingliquidsor
solids.
WhereapackinginstructionisindicatedinTable9,onlypackagingthathasbeenUNtestedandapproved(unlessotherwisespecified)mustbeused.Suchpackagingcanbe
identifiedbytheUNmarkappliedtothepackage.Anexampleofamarkisshown
below.
U
n
1st digit identifies type of container: 1 = drum 2 = barrel
3 = jerrican 4 = box 5 = sack
1H2/Y1/S/02/GB/4532
‘H’ indicates Y= packing S = solids Year of construction group
or inner manufacture
material: 1 = 1 kg
packagings A = steel (that may H = plastic
contain liquid)
GB = Great Identification Britain
of type (Authorising approval
State)
Iftheletter“S”appearsintheUNmark,asshownabove,thepackagingmayonlybe
usedforsolidsorinnerpackagings(forexamplebottlesthatmaycontainliquids)and
notfreeliquids.Mostsharpsboxesaretype-approvedforsolidsonlyandmustnotbe
usedforthedisposalofliquids.However,itisrecognisedinthetestingofthese
packagingsthattheremaybesmallamountsofliquidresiduefromsyringes,vialsetc
andthatthepackagingmustretainthesequantities,usuallybysomeabsorbent
material(see‘Wastemedicines(includingamalgamwaste)’).Anexampleofanorange
labelledbagisprovidedbelow.
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Wastemedicines(includingamalgamwaste)
Europeanagreementconcerningtheinternationalcarriageofdangerousgoodsby
road(ADR)
Limitedquantities
8036
ADRspecifiesthatsomedangerousgoodsinsmallquantitiesneednotbepackagedin
UN-type-approvedpackaging.Thisisreferredtoaslimitedquantityexemptions.Such
dangerousgoodswillbepackagedinasmallreceptacle(nevermorethan5Lfor
liquids/5kgforsolids),severalofwhichmaybeplacedinanouterpackagingthatmay
notexceedagrossmassof30kgintotal.Thisisawidelymisunderstoodconcept;
adviceshouldthereforebesoughtfromaDGSAifusingtheseprovisions(see
‘Documentation’and‘Dangerousgoodssafetyadviser(DGSA)’).Thereisnolimited
quantityprovisionforclinicalwaste(UN3291).
Documentation
Dangerousgoodssafetyadviser(DGSA)
Specificpackagingissues
8040
Healthcarewastedefinedasdangerousgoodsissubjecttopackingrequirementsin
accordancewiththeCarriageRegulations.Thefollowingsubsectionsaddressmostof
thecommonproblems.
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations(NorthernIreland)
Clinicalwaste(UN3291)
8044
MostclinicalwastewillbetransportedasUN3291anditissubjecttothepacking
requirementsofP621(seeTable10)orLP621ofADR.Theformeraddressesboxes
anddrumswhilstthelatterisforlargepackagingssuchaswheeliebins.
Whilstintransport,clinicalwastemustbecarriedinarigidouterpackagingunless
transportedinbulk(see‘Bulktransport’).Thereforecommunitynursescollecting
smallamountsofclinicalwasteintheirvehiclesshouldensuretheyusearigid,secure
andleak-proofreceptacle,inwhichbagscanbeplaced.
Bulktransport
Europeanagreementconcerningtheinternationalcarriageofdangerousgoodsby
road(ADR)
CategoryAclinicalwaste
8049
OccasionallyapatientproduceswastewhichmeetsCategoryAcriteria(forexamplean
infectioussubstancewhichiscarriedinaformthat,whenexposuretoitoccurs,is
capableofcausingpermanentdisability,life-threateningorfataldiseaseinotherwise
healthyhumansoranimals).Indicativeexamplesofsubstancesthatmeetthesecriteria
aregivenin‘Carriageinformation:CategoryApathogenlist’.
Whereverpossible,thewasteshouldbetreatedonsitetorenderitsafefortransportas
non-dangerousgoods.Wherethisactionisnotpossible,thehospital/clinicwillhaveto
makeanapplicationforanauthorisation(seethenextparagraph).Generally,the
shipmentwillhavetobeclassifiedasUN2814orUN2900andpackagedin
accordancewithP620.
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However,assuitablepackagingforCategoryAwasteisgenerallynotavailable,the
wasteproducershoulddouble-wrapthewasteandthenplaceitinsideametalor
plasticdrumandseekanauthorisation.Inthefirstinstance,theapplicationshouldbe
madetotheVCA’sdangerousgoodsoffice.Theapplicationshoulddescribethe
packagingtobeusedandmethodoftransport,withplanneddatesfordisposal.
ContacttheVCAviaemail:[email protected]
CategoryAclinicalwasteisdefinedforsecuritypurposesas“highconsequence
dangerousgoods”.Thismeansthataspectsofsecurityhavetobetakenintoaccount.
ShoulditbenecessarytomoveCategoryAwaste,thereisaneedtoappointaDGSA
whointhefirstinstanceshouldadvise.
Carriageinformation:CategoryApathogenlist
Soiledsurgicalinstruments
8054
Wherehealthcareorganisationsareobligedtocarryusedmedicaldevicesorequipment
byroadtoacentralisedsterileservicesfacility,arecent“multilateralagreement”now
exemptsthesefromthetermsofADR,providingthefollowingconditionsaremet:
1. Theyarepackedinpackagingsdesignedandconstructedinsuchawaythat,
undernormalconditionsofcarriage,theycannotbreak,bepuncturedorleak
theircontents,andthepackagingsaredesignedtomeettheconstruction
requirementslistedin6.1.4or6.6.4ofADR.
2. Thepackagingsmeetthegeneralpackagingprovisionsof4.1.1.1and4.1.1.2
ofADRandarecapableofretainingthemedicaldeviceswhendroppedfrom
aheightof1.2metres.
3. Thepackagingsaremarked“USEDMEDICALDEVICE”or“USED
MEDICALEQUIPMENT”.Whenusingoverpacks,ifthemarkisnot
visible,theyneedtobemarked.
Thisagreementdoesnotapplyto:
1. clinicalwaste(UN3291);
2. medicaldevicesorequipmentcontaminatedwith,orcontaining,infectious
substancesinCategoryA(UN2814orUN2900);and
3. medicaldevicesorequipmentcontaminatedwithorcontainingother
dangerousgoodsthatmeetthedefinitionofanotherhazardclass.
Itisextremelyunlikelythatsurgicalinstrumentscontaminatedwithpathogensof
CategoryAwillneedtobetransportedoff-site.Ifthisisnecessary,aspecial
authorisationwillberequiredfromtheVCA(seethethirdparagraphinthe‘Category
Aclinicalwaste’section).
Note
In2011,thisprovisionwillbeamendedandsimplified.
CategoryAclinicalwaste
ADR
HazardousWaste(EnglandandWales)Regulations
HazardousWasteRegulations(NorthernIreland)
SpecialWasteAmendment(Scotland)Regulations
Usedlinen
8056
Mostusedlinenbeingtransportedtooff-sitelaundrieswillnotnormallybeassessedas
dangerousfortransport.
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Therewillbesomeoccasionalcircumstanceswheresoiledlaundrywillneedtobe
classifiedasdangerousfortransport,suchaswhenaconsignmentisthoughttocontain
pathogenswhichposeasignificantriskofspreadingdiseaseandtheloadisheavily
soiledtotheextentthatthepotentialforexposureandinfectionishigh.Insuch
instances,theloadshouldthenbeclassifiedandpackagedasUN3291(see‘Transport
ofpackagedgoods’).Specialbagsareavailableforcontaminatedmattresses.
Transportofpackagedgoods
Wastemedicines(includingamalgamwaste)
8058
Forthepurposeoftransportregulations,medicinalwastewillcomeintwotypes–
solids(pillsandpowders)andliquids(ampoulecontentsetc).Medicinesunopenedin
originalretailpackaging(forexampledate-expiredmedicines)areexemptfromthe
CarriageRegulations.
PracticeinthepasthasbeentoplaceUN-packagedmedicinalliquidsandsolidsinto
thesamedrums/sharpscontainer,therebymixingsubstances.Thereisgreatdanger
thatachemicalreactioncouldtakeplace,causingheating,fireorevenexplosion.ADR
states:
“Dangerousgoodsshallnotbepackedtogetherinthesameouterpackagingorinlarge
packagings,withdangerousorothergoodsiftheyreactdangerouslywitheachother
andcause:
(a)combustionorevolutionofconsiderableheat;
(b)evolutionofflammable,asphyxiant,oxidisingortoxicgases;
(c)theformationofcorrosivesubstances;or
(d)theformationofunstablesubstances.”
Therefore,wastemedicinesshould,asfaraspossible,bedisposedofintheiroriginal
packagings(receptacles).
Ifsolidsarestillintheiroriginalblisterpacksorarebagged/bottled,theyshouldbe
collectedandplacedinsuitableouterpackagingfortransport(suchasfibreboardor
plasticboxes).ThiswillrequirelabellinginaccordancewithADR–inthemain,such
packagesarelikelytofallunderlimitedquantityprovisions(see‘Transportofpackaged
goods’).
Asimilarprocedurecanbeadoptedforliquids,providedmeasuresaretakento
minimisethelikelihoodofbreakageoftheprimarypackaging(suchascushioning/
absorbentmaterial).
Wherethepillsarelooseortheliquidscontainerhaslostitsclosure(stopper/cap),a
suitablereceptaclethatiscompatiblewiththeproductshouldbeused.Onceasuitable
receptacleisfound,theproceduresabovecanbefollowed.
Amalgamwastemaybepackedinthesamewayaswastemedicinesabovebutthe
packageshouldbemarkedwithUN2025(see‘Healthcarewastedefinitionsand
classifications’).
Transportofpackagedgoods
Healthcarewastedefinitionsandclassifications
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations(NorthernIreland)
Europeanagreementconcerningtheinternationalcarriageofdangerousgoodsby
road(ADR)
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Sharpspackaging
8060
Sharpscontainersaretestedforsolids.Theyarenotapprovedforthecarriageof
liquids.However,mostsharpswillbecontaminatedwithliquids/fluids.Afew
millilitresofliquidareunlikelytopresentariskofadversechemicalreaction,andsuch
quantitiesinasharpsboxareacceptablefortransport.
However,thepouringofliquidfrompartially-usedvialsofliquidorthedischargingof
syringesintosharpsboxesisnotincompliancewiththeregulationsandisnot
permitted.
Batteriesincludingthoseusedforimplants/medicaldevices
8063
Batteriescancontainchemicalssuchaslead,mercuryorcadmium.Iftheyaredisposed
oftolandfill,thechemicalstheycontainmayleakintotheground.Thiscanpollute
thesoilandwaterandpotentiallyharmhumanhealth.Recyclingdivertsbatteriesfrom
landfill,helpingrecoverthousandsoftonnesofmetals,includingvaluablemetalssuch
asnickel,cobaltandsilver,andsavingonCO2emissionsbyreducingtheneedtomine
newmaterials.
Whilehospitalsarenotrequiredbylawtocollectandrecyclealltheirwasteportable
batteries,thisisconsideredbestpractice.Wherehospitalschoosetoproviderecycling
binsforbatteries,theywillberequiredtocomplywiththerequirementsofthe
HazardousWasteRegulationsandtheCarriageRegulations,whichestablishspecial
rulesforpackaging.
Whenarrangingthecollectionofwastebatteries,hospitalscan:
1. liaisewithabatterycompliancescheme,whichmaybeinterestedin
collectingthebatteries(althoughtheyareundernoobligationtodoso);
2. contacttheirlocalcounciltoseewhetherthereisanamenitysiteorfacility
nearbythattheycanuse;
3. talktoawastemanagementcompanylicensedtocollectbatteries;or
4. contacttheirsupplierofbatteriestodiscusscollection.
Forfurtherinformationonrecyclingbatteries,includingthebatterycompliance
schemesandhowtocomplywiththeHazardousWasteRegulationsandtheCarriage
Regulations,visitDefra’swebsite.
Batteryrecycling–Defra
HazardousWaste(EnglandandWales)Regulations
HazardousWasteRegulations(NorthernIreland)
SpecialWasteAmendment(Scotland)Regulations
Radioactivematerial
8065
Forexceptedradioactivematerial,packagingsmustberigidandleak-proofand:
• becompatiblewiththecontents;
• haveabsorbentmaterialtosoakanyleakageinsidethepackage;
• havenohollowsurfacesontheoutsidewhichcouldcollectwater;and
• belargeenoughtocontainalllabelsandmarkings.
Ifpackagingispurchased“offtheshelf ”,allinstructionsforusemustbefollowed.
Conventionalbagsusedforclinicalwastearenotsuitableifthewasteiscontaminated
withradioactivematerial.
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Otherchemicals
8067
Hospitalsandotherhealthcareorganisationsusealargerangeofchemicals(handgels,
aerosols,industrialgases,cleaningmaterialsetc)thatmaybesubjecttothetransport
regulations.Thisguidancedoesnotaddresstheseindetail.Itaddresseswastethat
comesfromthedirecttreatmentofpatients.Managerswillhavetoconsiderthese
otherchemicalsincomplyingwiththeirdutiesundertheregulations.
Cleaningreceptacles
8084
Transportregulationsrequirethatnodangerousgoodsresidueshalladheretothe
outsideofpackagings.Ifanydangeroussubstancesadheretotheinsideofareceptacle,
thereceptacle,eventhoughnominallyempty,mustcontinuetobetreatedas
dangerousgoods.
Itisimportantthatlocalwastepoliciesincludeacart-cleaningprocedureclearly
specifyingfrequencyandmonitoringofthecleaningprocesstoavoidthepotentialfor
cross-contaminationbetweensites.
Thecleaningprocedureshouldensurethatdrainagebungsareproperlyreplacedafter
cleaningandthatmissingbungsarereplacedtopreventleakageofwasteliquids.This
shouldbeagreedbetweenthehealthcareorganisationandthewastedisposalcontractor
inthecontractprovisions.
Examplesoftypicalrigidpackagings
8083
Examplesofsharpsboxes:
TypicalUNcodemarkingstartswith:1H2/Y/S/(ifplastic“drum’)or4H2/Y/S/(if
plastic“box”)
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Exampleofotherboxeswithfirmlyclosinglids–typicalUNmarkingbegins4H2/Y
Largepackaging(“wheeliebins”)shouldbeusedwiththewastecontainedinaUNcertifiedplasticbagwhichinturnisplacedinthebin.TypicalUNmarkingwillstart:
• forplastic,50H/Y/mmyy
• forsteel,50A/Y/mmyy
(mmyy=monthandyearofmanufacture).
Markingandlabellingofpackagings
8103
MarkingistheapplicationoftheUNnumberandwherenecessarytheproper
shippingnameontothepackage.
Labellingistheapplicationofthelabel(commonlyreferredtoasthehazardwarning
diamond)appropriatetotheclassofdangerousgoods.Thelabelsmustbe100mm×
100mmexceptwhenthesizeofthepackagesorequires;thedimensionsmaybe
reducedprovidedthattheyremainclearlyvisible.
Table11showsthenineclassesofdangerousgoods.Someadditionalexamplesbelow
aregivenofdangerousgoodsineachclass,whichmaybegeneratedfromhealthcare,
withtheappropriatehazardwarningdiamondfortheprimaryhazard.Afulllistofthe
hazardwarningdiamondscanbefoundinADR.
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Table11Classesofdangerousgoods
UNclassification
Class1
Examplesofmaterialfromhalthcarepremises
Hazardwarningdiamonds
1.4
Explosives
*1
Class2
Class3
Gases
Flammableliquids
Oxygen(UN1072)
CO2(UN1013)
LPG(UN1978)
Nitrousoxide(UN1070)
Aerosols(UN1950)
2
Fuel(UN1202,UN1203)
Alcohol
Adhesives,paints
3
Class4.1
Flammablesolids
4
Class4.2
Spontaneously
combustible
Thisclassprovidesrawmaterialsforsomedrugsand
medicines
4
Class4.3
Dangerouswhen
wet
4
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UNclassification
Class5.1
Examplesofmaterialfromhalthcarepremises
Hazardwarningdiamonds
Oxidiser
5.1
Disinfectantsandlaundrychemicals
Class5.2
Organicperoxide
5.2
Class6.1
Toxic
Poisons,somedisinfectantsanddrugs
6
Class6.2
Infectious
substances
including
pathogens
UN3291infectiouswaste
UN2814,UN2900CategoryAsubstances
UN3373CategoryBsubstances
6
Class7
Radioactive
Radiotherapyisotopes
RADIOACTIVE
Contents
Activity
Transport index
7
8
Class8
Corrosives
Bleaches,cleaningmaterials
8
Class9
Miscellaneous
Laundryadditivesandsomedrugs
9
Note:ThisisnotacomprehensivelistofUNnumbersorClasshazardwarningdiamonds
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Fordangerousgoodsinlimitedquantities,theonlymarkrequiredistheUN
number(s)(ofthesubstance(s)containedinthepackage)placedinsideadiamond
shape.
UN 1851
From2011fordangerousgoodsinlimitedquantities,theonlymarkrequiredisas
follows:
OR
Y
Notethefigureontheleftshouldbeusedforlandtransport.Somepackagesmayhave
thelabelontherightindicatingthattheyarepermissibleinlandtransportbutalso
meetadditionalairtransportrequirements,althoughthemarkalonedoesnotindicate
thatairshipmentswillbepermitted.
Whenthenewlimitedquantitieslabelisused,thereisnorequirementfortheUN
numbertoappearonthepackage.
Note
Thereisatransitionalperiodupto2015,andthereforeanyofthemarksabovemay
beseenonpackagesduringthisperiod.
Europeanagreementconcerningtheinternationalcarriageofdangerousgoodsby
road(ADR)
Bulktransport
8155
BulktransportofUN3291ispermittedforhealthcarewaste.Theloadthresholds(see
‘Transportontheroad’)onlyapplytowasteinpackages,inaccordancewiththe
packaginginstructions.Therefore,ifwasteiscarriedinbulk(forexamplethecarriage
ofhazardousinfectiouswasteinbags),thefullprovisionsapplyimmediatelyregardless
ofloadorvehiclesize.However,bulktransportshouldnotbeundertaken.
Note
FurtherguidanceonthecarriageofbulkcanbefoundattheHSEwebsite.
InADR,carriageinbulkispermitted:
1. inaccordancewiththeconditionsofspecialprovisionVV11;or
2. inanapproved“BK2”container.“Container”includestheload
compartmentofavanorlorry.
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ADRVV11states:
“Carriageinbulkispermittedinspeciallyequippedvehiclesandcontainersina
mannerwhichavoidsriskstohumans,animalsandtheenvironment,e.g.byloading
thewastesinbagsorbyairtightconnections.”
VV11bulkconditionsarelikelytobethemostcommonformofbulktransportof
clinicalwastewithintheUKatthepresenttime.TheHSEhasissuedadditional
guidanceonthemeaningandapplicationofthistext,inparticularthephrase
“speciallyequippedvehicles”.Accordingly,HSEguidanceisthatVV11issatisfiedif
theconditionssetoutbelowforBK2containersaremet(exceptforparagraph(c),
althoughitisstronglyrecommendedthatbagstothisstandardareused).
TheconditionsforaBK2containerareasfollows(extractfromADR):
WastesofClass6.2(UN3291)
(a) (Reserved);
(b) Closed bulk containers and their openings shall be leak-proof by design. These
bulk containers shall have non porous interior surfaces and shall be free from
cracks or other features which could damage packagings inside, impede
disinfection or permit inadvertent release;
(c) Wastes of UN No. 3291 shall be contained within the closed bulk container in
UN type tested and approved sealed leak-proof plastics bags tested for solids of
packing group II and marked in accordance with 6.1.3.1. Such plastics bags
shall be capable of passing the tests for tear and impact resistance according to
ISO 7765-1:1988 “Plastics film and sheeting – Determination of impact
resistance by the free-falling dart method – Part 1: Staircase methods” and ISO
6383-2:1983 “Plastics – Film and sheeting – Determination of tear resistance.
Part 2: Elmendorf method”. Each bag shall have an impact resistance of at
least 165 g and a tear resistance of at least 480 g in both parallel and
perpendicular planes with respect to the length of the bag. The maximum net
mass of each plastics bag shall be 30 kg;
(d) Single articles exceeding 30 kg such as soiled mattresses may be carried without
the need for a plastics bag when authorized by the competent authority;
(e) Wastes of UN No. 3291 which contain liquids shall only be carried in plastics
bags containing sufficient absorbent material to absorb the entire amount of
liquid without it spilling in the bulk container;
(f ) Wastes of UN No. 3291 containing sharp objects shall only be carried in UN
type tested and approved rigid packagings meeting the provisions of packing
instructions P621, IBC620 or LP621;
(g) Rigid packagings specified in packing instructions P621, IBC620 or LP621
may also be used. They shall be properly secured to prevent damage during
normal conditions of carriage. Wastes carried in rigid packagings and plastics
bags together in the same closed bulk container shall be adequately segregated
from each other, e.g. by suitable rigid barriers or dividers, mesh nets or
otherwise securing, such that they prevent damage to the packagings during
normal conditions of carriage;
(h) Wastes of UN No. 3291 in plastics bags shall not be compressed in a closed
bulk container in such a way that bags may be rendered no longer leak-proof;
(i) The closed bulk container shall be inspected for leakage or spillage after each
journey. If any wastes of UN No. 3291 have leaked or been spilled in the
closed bulk container, it shall not be re-used until after it has been thoroughly
cleaned and, if necessary, disinfected or decontaminated with an appropriate
agent. No other goods shall be carried together with UN No. 3291 other than
medical or veterinary wastes. Any such other wastes carried in the same closed
bulk container shall be inspected for possible contamination.
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Transportontheroad
HSEwebsite
Europeanagreementconcerningtheinternationalcarriageofdangerousgoodsby
road(ADR)
Transportontheroad
8164
TransportofhealthcarewasteclassifiedasdangerousinaccordancewiththeCarriage
Regulationsmustbeinfullcompliancewiththeregulations.Thescopeofthe
regulationsisdependentonthequantitiesofdangerousgoodstobecarried.
Dangerousgoodscarriedinlimitedquantities(see‘Transportofpackagedgoods’)are
exemptfromotherprovisionsoftheCarriageRegulations.
ADRspecifiestransportcategoriestodeterminetheloadthresholdsoverwhichthefull
provisionsofADRapply.Forhealthcarewaste,thesethresholdsareindicatedbelow:
Transportcategory
0
Substance
CategoryAsubstances(UN2814/290)
Quantity
0
2
Clinicalwaste
333kg/L
1
Medicines/chemicalwastesPGI(cytotoxicdrugs)
20kg/L
2
Medicines/chemicalwastesPGII(UN1851/3248/3249)
333kg/L
Medicines/chemicalwastesPGIII(UN1851/3248/3249)
3
(ConsultADRforfulldetails)
1000kg/L
Belowthesethresholdsthefollowingapply:
• one2kgfireextinguishermustbecarriedonthevehicle;
• generalawarenesstrainingtoallinvolvedinthetransportoperationmustbe
provided.
Seethelastparagraphinthissectionandthe“Communityhealthcare”sectorguide
forwastearisinginthecommunitysetting.
Dangerousgoodsinlimitedquantitiesasdescribedabovearenotsubjecttoanyofthe
provisions.
Abovethethreshold,thefollowingapply:
• additionalvehicleequipment,fireextinguishersandPPEmustbeprovided;
• vehiclesmustbemarkedwithorangeplatesifthegoodsarepackaged,andif
inbulktheymustbefittedwithplatesdescribedinSchedule1tothe
CarriageRegulations;
• formalADR-approveddrivertrainingmustbeprovided;
• additionaloperationalprovisionsasspecifiedinADRmustbeincorporated;
• aDGSAmustbeappointed(see‘Dangerousgoodssafetyadviser(DGSA)’).
Wheresmallquantitiesofclinicalwaste(UN3291)arecarriedinM1vehicles(thatis,
privatecarsandcar-derivedvans),ashappensincommunitynursingforexample,
thereisnoneedtocarrya2kgfireextinguisher.Bagsofwastemustnotbeplaced
directlyintoanyvehicle,includingacar.Theymustbeplacedinarigid,secureand
leak-proofouterpackagingdulyapprovedforthepurpose.
Transportofpackagedgoods
Communityhealthcare
Dangerousgoodssafetyadviser(DGSA)
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CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations(NorthernIreland)
Europeanagreementconcerningtheinternationalcarriageofdangerousgoodsby
road(ADR)
Documentation
8167
Fordangerousgoodsconsignedinlimitedquantities,transportdocumentationisnot
required.Inothercases,althoughwastecontractorsmaybewillingtoassistwith
compilationoftheappropriatedocumentation,thelegaldutyremainswiththe
consignor(see‘Managingcompliance’).Documentationislikelytobeneededto
complywiththeHazardous/SpecialWasteRegulations.
Managingcompliance
HazardousWaste(EnglandandWales)Regulations
HazardousWasteRegulations(NorthernIreland)
SpecialWasteAmendment(Scotland)Regulations
Dangerousgoodssafetyadviser(DGSA)
8174
Undercertaincircumstances,theCarriageRegulationsrequirehealthcaremanagersto
appointaDGSA.Therequirementtoappointsuchapersonisadutyontheemployer
andisinlargepartdependentonthequantityofdangerousgoodstransported.
DGSAswillberequiredwhenthequantityofhealthcarewasteclassifiedasdangerous
intransportexceedscertainthresholdsinADR(assummarisedinthetableunder
‘Transportontheroad’).AnyradioactivematerialsubjecttotheIonisingRadiations
RegulationsrequiresaDGSA.
Largerhealthcareorganisations(forexamplehospitals)mayneedtoappointaDGSA,
whilesmallclinicsandsurgerieswillprobablynot.Organisationswhosemainor
secondaryactivitiesarenotthecarriageorloading/unloadingofdangerousgoods–but
whichmovesuchgoodsonlyoccasionally–neednotappointaDGSA.
DGSAsdonotneedtobeemployeesofthehealthcareorganisation.Third-party
consultantsmaybeappointed.ThenumberofDGSAstobeappointedisnot
prescribedotherthanthereshouldbeenoughtoensurethattheirfunctionsandduties
canbecarriedouteffectively.
TheDGSAmonitorsandadvisesondangerousgoodscarriagecomplianceandensures
thatrelevantincidents/accidentsareproperlyinvestigatedandreported.Theymust
alsopreparefortheduty-holderanannualreportondangerousgoodstransport
activities.
Itisimportantthatallthoseinvolvedinthemovementofhealthcarewasteareaware
ofthepersonprovidingDGSAsupport.Thenameandcontactnumber(s)ofthe
DGSA(s)shouldbelistedinthesite’swastemanagementpolicy(see‘Managing
compliance’).
ThosehealthcaresitesthatdonotneedtoappointaDGSAmaystillfinditusefulto
approachDGSAconsultantsforgeneraladviceonanad-hocbasistoensurethatthey,
asconsignorsofdangerousgoods,arecomplyingwiththerequirementsconcerning
classification,packaging,marking,labellinganddocumentation.Asallwaste
contractorswillhavetoappointDGSAs,someofthemmaybeable/preparedtoassist
withadvicetotheirowncustomers.
Table12providesgeneralguidanceontheneedtoappointaDGSA.
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Table12AppointmentofDGSAsforthetransportofclinicalwaste1
Methodofcarriage
Medicalpremises
(hospitals,clinicsetc)
Yes
Wastecarrier
Inbulk(seepicturesundertypicalpackageproblems)
Yes
Inpackages
<333kgperload
No
No
>333kgperload
Yes
Yes
1.ThisTableonlyrelatestoclinicalwaste(UN3291).Manymedicalsitesmoveotherdangerousgoods(e.g.radioactive
materials,industrialgasesetc).Thesedangerousgoodsmustbetakenintoaccountinanyfinaldecisionregardingthe
needforaDGSA.
2.Thecarriermustaggregatealltheloadshe/shecollects.
Note
MostwastemedicineswilleitherbeexemptfromtheCarriageRegulationsorthey
willbeshippedasdangerousgoodsinlimitedquantities.
FunctionsoftheDGSA
ThefunctionsoftheDGSAareasfollows:
• monitoringcompliancewiththerulesgoverningthetransportof
dangerousgoods;
• advisingtheemployeronthetransportofdangerousgoods;
• ensuringthatanannualreporttotheemployerispreparedonthe
activitiesoftheemployerconcerningthetransportofdangerousgoods;
• monitoringpracticesandproceduresrelatingtotheactivitiesofthe
employer.
Transportontheroad
Managingcompliance
Europeanagreementconcerningtheinternationalcarriageofdangerousgoodsby
road(ADR)
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations(NorthernIreland)
CarriageonshipsinUKwaters
8177
Whentransportingdangerousgoodsincludingwastematerialsbysea,the
InternationalMaritimeDangerousGoods(IMDG)codemustbefollowed.Thiscode
wasdevelopedasauniforminternationalcodeforthetransportofdangerousgoodsby
seacoveringsuchmattersaspacking,containertrafficandstowage,withparticular
referencetothesegregationofincompatiblesubstances.
Dangerousgoodsforaseapassagemustbedeclaredonadangerousgoodsnotetothe
shippingline.Thedocumentsdescribedin‘Managingcompliance’ondocumentation
meettherequirementsoftheIMDGcode,providedthetransportinformationis
included.ThiswillapplytoshipmentsfromNorthernIreland.
Managingcompliance
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On-sitetransport
8182
Onroadstowhichthepublicdonothaveaccess,dedicatedtrucks,trolleys,tugsor
wheeledcontainersareneededtotransportwastereceptaclestostorageareas.To
preventcontamination,theyshouldnotbeusedforanyotherpurpose.Theyneedto
bedesignedandconstructedsothatthey:
• areeasytocleananddrain;
• containanyleakagefromdamagedreceptaclesorcontainers;
• areeasytoloadandunload;
• donotofferharbourageforinsectsorvermin;and
• donotallowparticlesofwastetobecometrappedonedgesorcrevices.
Containersforon-sitetransportneedtobesteam-cleanedordisinfectedfollowing
leakagesorspills,andatregularintervals.Ifcontainersareheavilyused,cleaningis
likelytoberequiredatleastweekly.Thehealthcarewasteproceduresneedtospecify
themethodandfrequencyofsteamcleaningordisinfection.
Internalvehiclesshouldnotbeusedtotransportwastematerialsonroadstowhichthe
publichaveaccessunlesstheymeetthefullprovisionsoftheCarriageRegulationsas
appropriate.
Forfurtherinformationontypicalpackageproblemsandregulatoryrequirements,
visittheHSE’swebsite.
HSEwebsite
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations(NorthernIreland)
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Wastemanagementlicensingand
8189
permitting
Thissectionprovidesinformationforwasteproducersonwastepermitting/licensing
exemptionsrelevanttotheiractivities.Italsoprovidesabriefoverviewofthe
regulationsgoverningpermitting/licensing,principallytoinformandsupportwaste
managersinthiselementoftheirduty-of-careaudits.
EUpolicyonwastemanagementrequiresmemberstatestopromote:
• wastereductionandprevention;
• theuseofcleanertechnologies;
• reusable/recyclableproducts;
• energyrecovery;
• reductionofdisposalofwastetolandfills;and
• anintegratednetworkofwastemanagementfacilities.
Thisshouldbeachievedwithoutdangertohumanhealthortheenvironment.Asa
consequence,mostwastemanagementactivities–rangingfromasmalltransferstation
throughtorecyclingfacilities,compostingandlandfill,toincineration–requiresome
formofauthorisationunderlegislationwhichaimstopreventenvironmentalpollution
orharmtohumanhealth,forexample:
• theEnvironmentalPermittingRegulationsinEnglandandWales;or
• theWasteManagementLicensingRegulations,orthePollution,Prevention
andControl(PPC)RegulationsinNorthernIrelandandScotland.
Otherlegislationmayalsobeapplicable,anddifferentaspectsofaproposedoperation
mayberegulatedbydifferentregulatoryinstruments.Regulatorycontrolsoftenrunin
parallelwith,andoverlap,theplanningprocess.Applicationforapermittooperatea
wasteprocessingfacilityandanapplicationforplanningpermissionshouldnotbe
consideredinisolation.
EnvironmentalPermitting(EnglandandWales)Regulations
WasteManagementLicensingAmendment(Scotland)Regulations
WasteManagementLicensingRegulations(NorthernIreland)
PollutionPreventionandControl(Scotland)Regulations
PollutionPreventionandControlRegulations(NorthernIreland)
EnvironmentalPermittingRegulations(EnglandandWales)
8191
TheEnvironmentalPermittingRegulationswereintroducedtoprovideastreamlined
systemofauthorisationwiththeobjectiveofensuringthatforthemanagementof
waste,itsstorage,treatmentordisposaldoesnotcausepollutionoftheenvironment,
harmtohumanhealthorseriousdetrimenttolocalamenities.Forwaste-managementrelatedactivityinEnglandandWales,thiscombinesthepreviouswastemanagement
licensingandpollutionpreventioncontrolregimes.
Awasteoperationcarriedoutataninstallationoramobileplantundertakingawaste
operationwillrequireanenvironmentalpermitunlessitisanexemptactivity(see
‘Exemptionsfromenvironmentalpermitting’and‘Healthcare-relatedexemptions’).
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Note
TheEAforEnglandandWaleshasproducedasectorguidancenoteforoperatorsof
wastetreatmentfacilitiesspecifyingrequirementstoensurecompliancewith
environmentalpermits(‘Howtocomplywithyourenvironmentalpermit:
additionalguidanceforclinicalwaste(EPR5.07)’).Theguidanceappliesto
facilitiesthatarespecificallypermittedtoacceptclinicalwaste.Italsocoversthe
integratedpollutionpreventionandcontrol(IPPC)Directive,bestavailable
techniques(BAT)andoperationalaspectsofcompliance,includingtheneedfor
wasteproducerstoundertakepre-acceptanceauditstodemonstratecompliant
classificationandsegregationofwaste.BATalsoincludesconsiderationforenergy
efficiency(forexample,thetreatmentofnon-infectiouswastemaynotcomplywith
thepermitandmayunnecessarilyincreaseenergyconsumption).
Exemptionsfromenvironmentalpermitting
Healthcare-relatedexemptions
EnvironmentalPermitting(EnglandandWales)Regulations
EPR5.07
Exemptionsfromenvironmentalpermitting
8193
TheWFDrequiresestablishmentsandundertakingscarryingoutthedisposalor
recoveryofwastetoobtainapermitfromthecompetentauthority.Itprovidesdetails
ofcertainwastedisposalorrecoveryoperationsthatmaybeexemptfromtheneedto
holdapermit,buttheseonlyrelatetothedisposalofwasteattheplaceofits
productionortherecoveryofwaste.Italsospecifiesthatalthoughrecoveryand
disposalincludesstoragependingarecoveryordisposaloperation,itexcludes
temporarystoragependingcollectiononthesitewhereitisproduced(thatis,some
activitiesmaynotrequireapermitoranexemption).Theseactivitiesarecoveredby
exemptionsreferredtoasnon-WFDexemptionsanddonotrequireregistrationwith
theEA.However,theregulationsdospecifycertainconditionsforthesetoapply;for
example,see‘Healthcare-relatedexemptions’forthereceiptandstorageofunwanted
pharmaceuticalspriortocollectionfordisposal.
TheEnvironmentalPermittingRegulationsprovidedetailsoncertainactivitieswhere
apermitisnotrequired,andtheseexemptionsarelistedandspecifiedonthebasisof
whethertheactivityisbasedonuse,treatment,disposalorstorageofwaste.Each
exemptwasteoperationisthendefinedinastandardformatwithaheadingwhich
generallydescribesthenatureoftheoperation,asfollows:
• adescriptionoftheoperationcoveredbytheexemption;
• theEWCcodesandadescriptionofthewastetypespermittedunderthe
exemption,withthequantitiesofdifferentwastesallowed;and
• thespecificconditionsrelatingtothatexemptwasteoperationincluding
quantitylimitsandstoragerequirements.
Allexemptwasteoperations(exceptnon-WFDexemptions)mustberegisteredwith
therelevantexemptionregistrationauthority,usuallytheEA.Anelectronic
notificationformcanbefoundontheEA’swebsite.
Theregistrationforeachexemptionmustberenewedeverythreeyears.Ifan
establishmentorundertakingregistersmorethanoneexemptionforalocation,the
subsequentregistration(s)is/areonlyvaliduntilthedateofrenewalforthefirst
registration.
Furtherdetailedguidanceonexemptionsfromenvironmentalpermitscanbefound
ontheEAwebsite.
Healthcare-relatedexemptions
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Directive2008/98/ECoftheEuropeanParliamentandoftheCouncilof19
November2008onwasteandrepealingcertainDirectivesTextwithEEArelevance
(WFD)
EnvironmentalPermitting(EnglandandWales)Regulations
EA–electronicnotificationform
EA–exemptionsfromenvironmentalpermits
Healthcare-relatedexemptions
8196
Examplesofspecifichealthcare-waste-relatedexemptionsfrompermittinginEngland
andWalesareasfollows:
• Temporarystorageattheplaceofproduction(forexampleahospitalstoring
itsownwasteatthehospitalwhereitwasproduced)isnowconsideredanonWFDexemption.Itmustbestored:
–inasecureplace;and
–fornolongerthan12months.
• Temporarystorageofwasteataplacecontrolledbytheproducer(thatis,not
necessarilytheplaceofproduction).Thisoperationmustnotbeundertaken
inthecourseofprovidingawastemanagementservicetoanotherperson:
–itmustbestoredinasecureplace;
–itmustbestoredfornolongerthanthreemonths;
–itmustnotbemixedwithothertypesofwastes;
–fornon-liquids,thetotalstoragevolumemustnotexceed50m³;
–forliquidwastes,thetotalvolumemustnotexceed1000Landbestored
inacontainerwithsecondarycontainment.
–Examplesinclude:
–midwivesreturningclinicalwastefromhomebirthstothematernity
unit,andothersimilarcareinthehome;
–estates,facilitiesorITstaffwhoundertakemaintenanceorrepair
activitiesatanumberoftrustpremisesreturningwastetoacentral
point(forexampletheirbase)forcollection(seenotebelow);
–anacutehospitalpharmacysupplyingmedicinesto,andcollection
wastemedicinesfrom,othermedicalpracticesinthesametrust(see
notebelow).
• Temporarystorageofwasteatacollectionpointinasecurecontainer,where:
–wastesofdifferenttypesmustnotbemixed;
–forWEEE,thetotalquantityofwastestoredatanyonetimemustnot
exceed30m³;
–fornon-hazardouswastes(notWEEEinthiscase)toberecovered
elsewhere,thestoragelimitis50m³;and
–foranyotherwastes,thestoragelimitis5m³.
–Examplesinclude:
131
–acommunityoracutepharmacyreceivingreturnedmedicinesorsharps
fromdomesticpremises;
–acommunityoracutepharmacyreceivingwastemedicinesorsharps
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sameorganisation,forexamplewheretheysupplymedicinalproducts
andalsocollectthewastemedicines(seenotebelow);
–ahospitalreceivingwastefromambulances.
Theseareknownasnon-WFDexemptionsanddonotrequireregistrationwiththe
environmentalregulator.Forfurtherinformation,seetheEnvironmentAgency
website.Detailsofexemptionsfordenaturingcontrolleddrugsareprovidedinthe
“Communitypharmacies”sectorguide.
Note
Thehazardouswasteregulationsapplyinfulltomovementsofhazardouswaste
betweennon-domesticpremises.Themovementofhazardouswastefromone
pharmacyormedicalpracticetoanotherpharmacyormedicalpracticeactingasthe
temporarystoragepointmustbeaccompaniedbyahazardouswasteconsignment
note.Inaddition,thepharmacyormedicalpracticefromwhosepremisesthewaste
istobemovedisahazardouswasteconsigneewithdutiestosendreturnstoboth
theenvironmentalregulatorandtheproducer,inadditiontospecificrecordand
inventoryrequirements.
Theserequirementsapplyequallytomovementsofhazardouswastewithinan
organisationandbetweenorganisations.
Theseexemptionsnowincludeancillarytreatments,meaningthatsometreatment
operationscanbecarriedouttomakethewasteeasiertostoreandcollectforits
recoveryordisposalelsewhere.Anyancillarytreatmentcarriedoutmustnotresultina
changeinthecharacteristicsofthewaste.Thetreatmentcarriedoutmustbepurelyto
helpwiththetransportorcollectionofdifferentwastes.Thefollowingareexamplesof
someofthetreatmentsthatcanbeconsideredancillarytothecollectionofwaste:
• compactionofpaperandcardboardinordertoincreasetheamountofwaste
thatcanbestoredwithinacontainer;
• shreddingconfidentialpapersforsecuritypurposes;
• crushingorcompactinglargeitemstoalloweasierloading;
• separatingrecyclablessuchaspaper,card,plasticandglassfrommixedwastes
intoseparatestoragecontainers.
Notes
1.Ifanon-sitecompactorisusedtoprocessthegeneralwastestream,anexemption
frompermitting/licensingisnolongerneeded.
2.SeeDefra’swebsiteforlatestupdatesonexemptionsinEnglandandWales.
Communitypharmacies
Directive2008/98/ECoftheEuropeanParliamentandoftheCouncilof19
November2008onwasteandrepealingcertainDirectivesTextwithEEArelevance
(WFD)
WasteElectricalandElectronicEquipmentRegulations
Non-WFDexemptions
Defrawebsite
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8596
Case study on the compaction of offensive healthcare waste
Whileitisstandardpracticetocompactnon-hazardouswastematerialsfromthe
municipal,commercialandindustrialsectors,thecompactionofoffensivehealthcare
wastehastraditionallybeenavoided.Thisisduetothepotentialexposuretofoul
odoursorbodyfluidsarisingfromtherupturingofthecompressedbags,aswellas
non-statutoryguidancerelatingtothestorageofoffensivewastes.
Collecting,storingandtransportingoffensivewastesinwheeledbinsisnotverycosteffective.Substantialspaceisrequiredtostorethelightweightoffensive-wastebags.
Thisthenlimitsthenumberofbagsthatcanbetransportedanddisposedofper
consignmentfromthesiteofproduction,meaningthatoverallprocessingcostscanbe
similarorsometimeshigherthanthoseformanaginghazardousinfectioushealthcare
wastes.
OneUKhospitaldecidedtoinvestigatethepossibilityofsafeandcompliant
compactionofsuchwastesusingabespokemobilecompactionunit.Following
extensiveresearch,thehospitalidentifiedasupplierwhocouldprovideamobile
compactionunitthatusesanadaptedcompactorramandaleakproofchargebox,
ideallysuitedtowastesthatrequireadditionalcontainment.Itworksatlowhydraulic
pressuresothattheoffensivewastebagsarelesspronetoruptureandliquidsarenot
mobilisedduringcompaction.
Mobile compaction unit
TheTrust’sactualcostsavingoveryearonewas£88,000owingtowastereclassification
andassociatedtransportationanddisposalefficiencies.
Theaveragenetweightperconsignmentisintheregionof3.5tonnesandtheunitis
exchangedtwiceperweek–significantlylessthantheoriginalwheeled-bincollection
regime.
Regularcleaningofthechargeboxisnotnecessarybecauseofthewaytheramsystem
isdesigned.Inaddition,thecontainerthatthewasteiscompactedintoisfullysealed
toensurethattheunitremainsleakandodour-proof.(Itshouldbenotedthereisa
requirementforaproactivemaintenanceregimetobeimplementedtomaintainthe
integrityoftheseals.)
Theuseofthemobilewastecompactorhasresultedinthefollowingprocessand
financialsavings:
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1. Significantcostsavingsassociatedwiththereducedhaulagefrequencyof
offensivewastes.
2. Reducedtransportationfromsiteresultingincarbonsavings.
3. Asignificantreductioninthespacerequiredtostoreoffensivewasteon-site.
4. Fullcontainmentofoffensivewasteswithinsealedcontainers.
5. Boththewastecontractorandlandfilloperatoraresupportiveoftheprocess
asitspeedsupcollectionanddisposalandeliminateshealthandsafetyrisks
associatedwithmanuallymovingwheeledbinsandhand-ballingthe
offensivewastebags.
Smallclinicalwastetreatmentplant(ontheproducer’s
premises)
8198
ThereisnoallowanceintheWFDformemberstatestoprovideanexemptionforthe
operationofasmall-scaleclinicalwastetreatmentplantatahealthcarefacility.Any
plant,irrespectiveofsize,thattreatsinfectiouscategoriesofwasteissubjectto
stringentcontrolsandrequiresapermittooperate.InEnglandandWales,thisplantis
notallowedtooperatewithoutapermitunderalowriskormodernregulation
position.
Laboratoryautoclaves
8200
ForEnglandandWales,theon-sitetreatmentbylaboratoryautoclaveofcontainment
levels1–3microbiologicallaboratorywasteispresentlyidentifiedasalow-riskactivity
forwhichitisnotinthepublicinteresttoexpectoperatorstoobtainanenvironmental
permit.
Forfurtherinformation,visittheEA’swebsite.
Seealsothe‘Wastetreatmentanddisposal’sectionofthe“Researchandlaboratory
facilities”sectorguide,whichincludesguidanceontheeffectiveoperationand
validationofautoclavesusedforthispurpose.
Thosefacilitieshandlingcontainmentlevel4shouldseekadvicefromtheirlocalEA
office(forEnglandandWales).
Wastetreatmentanddisposal
EAwebsite
Wastemanagementlicences(NorthernIrelandand
Scotland)
8202
ActivitiessubjecttocontrolbytheWasteManagementLicensingRegulationsfor
NorthernIrelandandScotlandinclude:
• storageofwaste(otherthanthatgeneratedbythewasteproducer);
• reuse,recyclingortreatmentofwasteeitheratafixedpremisesorviaa
mobileprocessingfacility;
• operatingalandfillsite;or
• operatingotherdisposalsites.
Therearesomeexemptionsfromtheneedtoholdawastemanagementlicence,
dependingonthefollowingcriteria:
• typesofwasteprocessed;
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• typeofactivitiesundertakentoprocesswaste;and
• lengthoftimewasteisbeingstored.
Theseexemptionscanbeeithersimpleorcomplexandusuallyrequirenotificationto
theenvironmentalregulator.Evenifawaste-processingactivityiscarriedoutunder
oneoftheseexemptions,itisstillsubjecttostatutorycontrolstoprevent
environmentalpollutionandharmtohumanhealth.
Forthemanagementofhealthcarewastes,themostcommonexamplesofactivities
subjecttoexemptionsfromtheneedtoobtainawastemanagementlicencecanbe
foundinparagraphs28and39oftheWasteManagementLicensing(Scotland)
Regulations.
InNorthernIreland,paragraph39allowsthesecurestorageatapharmacy(pending
theirdisposalthereorelsewhere)ofwastemedicineswhichhavebeenreturnedtothe
pharmacyfromhouseholdsorindividuals.Italsoallowsthesecurestorageatthe
premisesofamedical,nursingorveterinarypracticeofwasteproducedincarryingout
thatpractice.Thetotalquantityofreturnedwastemedicinesatthepharmacymust
notexceed5m³atanyonetime,andthetotalquantityofwastestoredatthepremises
ofamedical,nursing,orveterinarypracticemustnotatanytimeexceed5m³(seethe
WasteManagementLicensingRegulations(NorthernIreland)2003).
Therearespecificlimitationsplacedonactivitiesusingtheseexemptions.
Formoredetailedinformationonwastemanagementlicensingorrelated
exemptions,visittheregulatorwebsitesforNorthernIrelandorScotland.
Paragraph28oftheWasteManagementLicensing(Scotland)Regulations
Paragraph39oftheWasteManagementLicensing(Scotland)Regulations
WasteManagementLicensingRegulations(NorthernIreland)2003
RegulatorwebsiteforNorthernIreland
RegulatorwebsiteforScotland
Pollutionpreventionandcontrol(PPC)permits(Northern
8204
IrelandandScotland)
ActivitiessubjecttocontrolbypermitunderthePPCRegulationsarelistedin
Chapter5ofSchedule1totheRegulationsandinclude:
• disposalofwastebyincineration;
• disposalofwastebylandfill;
• disposalofwasteotherthanbyincinerationorlandfill;
• recoveryofwaste;
• theproductionoffuelfromwaste.
APPCpermitisrequiredtooperatefacilitiesthathavethecapacitytostoremorethan
10tonnesofhazardouswasteand/orhavethecapacitytotreatmorethan10tonnesof
hazardouswasteperday.
InformationandguidanceonapplyingforaPPCpermitisavailablefromtheNIEA
andSEPAwebsites.
PollutionPreventionandControl(Scotland)Regulations
PollutionPreventionandControlRegulations(NorthernIreland)
NIEAwebsite
SEPAwebsite
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Treatmentanddisposal
8206
Thissectionfocusesontherenderingsafeofhealthcarewasteandspecifiesthe
establishedtechniquestoachievethis.
Alltreatmentanddisposalfacilities,regardlessofsizeortypeoftechnologyused,are
requiredto“rendersafe”thewaste.Therequirementsofrenderingsafedependonthe
typeofwastetreatedandonthenatureofthecontaminantspresentinthewaste.They
willalsobesubjecttodetailedcontrolbytherelevantenvironmentalregulator.
Renderedsafe
8208
“Renderedsafe”isanacceptedmethodorprocessthathasbeenappliedwhich:
1. demonstratestheabilitytoreducethenumberofinfectiousorganisms
presentinthewastetoalevelatwhichnoadditionalprecautionsareneeded
toprotectworkersorthepublicagainstinfectionfromthewaste;
2. destroysanatomicalwastesuchthatitisnolongergenerallyrecognisable;
3. rendersallclinicalwaste(includinganyequipmentandsharps)unusableand
unrecognisableasclinicalwaste;
4. destroysthecomponentchemicalsofchemicalormedicinalandmedicinallycontaminatedwaste.
(Forlaboratoryautoclaves,seethe“Researchandlaboratoryfacilities”sectorguide.)
Alternativetreatmentplants(treatingwasteotherthananatomicalwaste,medicines
andchemicals)shoulddemonstratethetwocriteria(1)and(3)detailedaboveinorder
todemonstratethatthewasteisrenderedsafe.Thesecriteriaapplyto:
• allnon-incinerationtechnologiesthatareusedtotreatclinical/healthcare
waste;
• eachindividualdeviceregardlessofloadcapacityandpermittingstatus;
• existingoperationaldevices,aswellasdevicesbeingnewlyinstalled.
Theadditionalcriteria(2)and(4)willapplyifsuchwastesaretreated.
Wherethesehavenotbeenmet,thewasteisnotconsideredtohavebeenrendered
safe.Thisisapplicableforthepurposesoflandfill,andfurthertreatmentwouldbe
required.
Researchandlaboratoryfacilities
CriterionA:reductioninpathogennumbers
8209
Microbialinactivationisacriticalelementofthe“renderingsafe”ofcertaintypesof
healthcarewaste.Therearethreecriticalaspects:
1. forinfectiouswaste,thetreatmentmustdemonstrate,asaminimum,the
LevelIIIcriteriaprovidedbytheStateandTerritorialAssociationon
AlternativeTreatmentTechnologies(STAATT)orequivalent;
2. forculturesofpathogenicmicroorganisms,theLevelIVcriteriamustbe
achieved(pre-macerationorshreddingisnotappropriateforsuchwastes);
3. theabilitytoachievethesecriteriamustbedemonstratedfortheworst-case
challengeload,andinamannerthatmeetstherequirementsofany
applicableguidanceissuedbythewasteregulatoryagencies.
STAATTLevelIII:inactivationofvegetativebacteria,fungi,lipophilic/hydrophilic
viruses,parasitesandmycobacteriaata6log10reductionorgreater;andinactivationof
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Geobacillus stearothermophilus orBacillusatrophaeussporesata4log10inactivationor
greater.
CriterionB:destructionofanatomicalwaste
8211
Treatmentofanatomicalwasterequiresthatthewasteberenderedunrecognisablein
suitablepermittedfacilities,whichatthistimemeansincineration.
CriterionC:unusableandunrecognisable
8212
Thiscriterionappliestobothnon-incinerationandincinerationtechnologies.The
treatmentorincinerationmustensurethatthereisnorecognisableclinicalwaste
remaining.Thisreducesthelikelihoodofthewastecausingoffenceandremovesdata
confidentialityconcernsfromanydisplaylabels/identificationofpatientdetailson
itemssuchasspecimencontainers.Howthisisachievedmaydependonthe
technology;however,alternativetreatmentplantsnormallymaceratethewasteprior
to,duringorafterthedisinfectionprocess.
Note
Microbiologicalculturesshouldnotbemaceratedpriortotreatment,asmaceration
maysignificantlyincreasetheriskofaerosolemission.
CriterionD:Therenderingsafeofpharmaceuticalsandchemicalswithinthe
waste
8213
Allpharmaceuticallyactivesubstances,bothhazardousandnon-hazardous,presentin
themedicinally-contaminatedwasteandanywastechemicalsshouldbedestroyed
duringdisposalatasuitablyauthorisedfacility.Forfurtherinformationon
managementofcontrolleddrugs,seetheDepartmentofHealth’swebsiteandthe
“Communitypharmacies”sectorguide.
Communitypharmacies
DepartmentofHealthwebsite
Treatmentanddisposalsystems
8215
Treatmentanddisposalsystemsforhealthcarewastecanbesegregatedintotwobroad
types:
• hightemperature(incineration/combustionprocesses);
• non-burn/lowtemperaturealternativetechnologies.
Whilstnotstrictlyconsideredtreatment,landfilldisposalforoffensiveEWC180104
wastesremainsadisposaloptionforsomehealthcarewastesspecifiedin‘Waste
minimisation,segregation,colour-codingandstorage’.
Whiletherearealargenumberofsystemsavailabletotreathealthcarewaste,theyall
useheat,chemicals,irradiationorcombinationsofthesemethods.Theselectionofthe
mostappropriatesystemisdependenton:
• thetypeofwastetobetreated(see‘Wasteminimisation,segregation,colourcodingandstorage’);
• thevolumeofthewastetobetreated;
• supportcapabilitiesofthesupplier;
• staffingrequirements;and
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• initialandcontinuingoperatingcosts.
Treatmentanddisposalmethodsneedtobereliableandcapableofconsistently
achievingtherequiredstandardoftreatment.Theirperformanceneedstobe
measurableandtheprocessneedstobecontrolledtoreproducethetargetstandards.
Managersofwastetreatmentanddisposalfacilitiesneedtoworktoauditedprocedures
whichtakeintoaccounttheriskstooperatorsaswellastootherpeopleonthesite,as
wellastheneedtomaintainstandardsofwastetreatment.
Alltreatmentanddisposalfacilitiesthatacceptwasteon-sitefortreatmentordisposal
requireanenvironmentalorPPCpermitoravalidexemptionfromthepermittingor
licensingregime(discussedinmoredetailin‘Wastemanagementlicensingand
permitting’).Foranoverviewofspecifichightemperatureandnon-burn/low
temperaturealternativetechnologies,see‘Clinicalwastetreatmentanddisposal
overview’.
Wasteminimisation,segregation,colour-codingandstorage
Wastemanagementlicensingandpermitting
Clinicalwastetreatmentanddisposaloverview
Dischargetosewer
8217
Anydischargetosewer,otherthandomesticsewage,musthavetheprioragreementof
thestatutoryresponsiblebodies.Anybodyintendingtodisposeanywastetosewerthat
maypresentasubstantiallygreaterriskofdamagetothesewerageundertakers’assets
thandomesticsewage(suchassingle-useitemsthataremaceratedincertainscenarios
ofrestrictedinfrastructure)shouldfirstseekadvicefromthesewerageundertaker.
Someexamplesoftypicaldischargesare:
• bodyfluids–bloodandsimilarpotentiallyinfectioussubstances(forexample
fromsuctioncanistersorwounddrains)–theapprovalofthesewerage
undertakershouldbesought;
• photochemicals(X-ray)–thesearesuitableforrecycling.Itispoorpractice,
evenifpermittedbyadischargeconsent,todischargethismaterialtofoul
sewer–theapprovalofthesewerageundertakershouldbesought;
• pulpbedpansandurinebottles–macerationanddischargeofshredded
materialtofoulsewerisknown,insomeinstances,tocauseobstructionof
theseweragenetwork.Itisessentialthatthesewerageundertakerisawareof
thepresenceofthismaterialandthatitsdisposalispermittedbythe
producer’stradeeffluentconsent.
Radioactivewastefromdiagnosisandintensiveradiotherapyhaslowradioactivityand
ashorthalf-life.Ifthewasteisawater-misciblefluid,andthedischargeauthorisation
permits,itmaybedisposedoftosewer.
Atthetimeofpublication,WaterUKonbehalfofitsmemberwatercompaniesis
preparingaguidancedocumentforthetreatmentofwastewaterarisingfrom
healthcareactivities,aimedprimarilyatacutehospitaltrusts.Theguidancewill
presentthefindingsofanin-depthresearchintothetypesandquantitiesofwaste
waterproducedinahospitalenvironmentbasedondiscreteareasofactivityand
makerecommendationstoassisthealthcaretrustsinensuringtheyimplement
robustmanagementsystemstoprotectthefoulseweranddownstreamsewage
treatmentworks.Thiswillincludeguidanceonfluiddisposalsystems.
Althoughnotanall-inclusivelist,thefollowingrepresentsanoverviewoftypicalareas
ofactivityinhealthcarefacilitieswheredischargetoseweroccurs:
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• in-patientaccommodationwithinhospitals–typicalarisingsincludeurine/
faeces/vomit,maceratedsingle-useitems,disinfectantchemicalsfrom
cleaningandspillageresponse;
• kitchenandcateringfacilities–mainarisingsarefoodwasteviasink
macerators,usuallycontributingsignificantoil/greasecontenttotheeffluent.
Thismayalsocontaindisinfectantcleaningchemicals;
• laboratoriesincludingpathology–potentialforavarietyofchemical
residues,eitherfromdirectflushing/rinsingofglasswareorwasheffluent
fromindustrialwasher/dryermachines;
• radiologydepartments–potentialforavarietyofphotochemical
contaminantsineffluent;
• centralisedsterileservicesdepartments–contributessignificantquantitiesof
detergentsandsterilizationchemicalresidues.
Wasteproducersshouldfirstseekadvicefromtheirsewerageundertakerbefore
disposingofmedicinestothefoulsewer,particularlywastearisingfromtheuseof
cytotoxicorcytostaticmedicines.
Specifictreatment/disposalrequirements
8223
TSE-infectedwaste
8218
WasteknownorsuspectedtobecontaminatedwithTSEagents,includingCJD,must
bedisposedofbyhigh-temperatureincinerationinsuitableauthorisedfacilities.
AdditionalguidanceonthemanagementofTSE-contaminatedwasteisgiveninthe
DepartmentofHealth’s‘Transmissiblespongiformencephalopathy:Safeworkingand
thepreventionofinfection’.
‘Transmissiblespongiformencephalopathy:Safeworkingandthepreventionof
infection’
Cytotoxicandcytostaticwaste
8219
Wastecontaminatedwithcytotoxicand/orcytostaticsubstancesshouldbedisposedof
insuitableauthorisedfacilities,normallyincinerationfacilities.
Sharpscontainerscontainingsharpscontaminatedwithcytotoxicand/orcytostatic
productsshouldbedisposedofinsuitableauthorisedfacilitiesthatacceptcytotoxic
andcytostaticwaste.
Wastecontaininggeneticallymodifiedmicroorganisms(GMMs)
8220
Wastecontaminatedwithgeneticallymodifiedmicroorganisms(GMMs)mustbe
inactivatedbyavalidatedmeans.
“Inactivation”isdefinedasthe
“complete or partial destruction of GMMs so as to ensure that any contact
between the GMMs and humans or the environment is limited to an extent
commensurate with the risks identified in the risk assessment and to provide a
high level of protection for humans and the environment”.
Thisimpliesthatthedegreeofinactivationrequiredwillvarydependingonthenature
oftheGMMsbeingused.
Thereareanumberofcommercialtreatments/disposalfacilitiescurrentlyusedfor
infectiouswastethatareabletoeffectivelyinactivategeneticallymodifiedorganisms
(GMO)orGMMwaste.However,inactivationofcontaminatedwastebythese
facilitiesdoesnotobviatetherequirementtohaveanautoclaveon-site,inthebuilding
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orinthelaboratorysuite(dependingontheriskclassificationofthewasteinvolved).
Thereisacleardistinctionastowheretheinactivationneedstotakeplace,depending
ontheriskclassofthewaste:
• class1–wastetobeinactivatedbyvalidatedmeans;
• class2–wastetobeinactivatedbyvalidatedmeans(recommendedbest
practice–wastetobeautoclavedwithinthebuildingpriortooff-site
treatment/disposal);
• class3–wastetobeinactivatedwithinthelaboratorysuitepriortooff-site
treatment/disposal;
• class4–wastetobeinactivatedwithinthelaboratorypriortooff-site
treatment/disposal.
WastecontainingGMMswhichiscollectedfortreatment/disposalbycontractors
beforeithasbeeninactivatedissubjecttotherequirementsoftheGenetically
ModifiedOrganisms(ContainedUse)Regulations.Forexample,contractorsmay
collectwasteinsealedreceptacles,whichtheythenincinerateorotherwisetreatto
ensureinactivation.Thecontractorinthiscaseisundertakingacontained-useactivity,
namelydestructionoftheGMOs,andmustregisterasaGMcentrewiththe
competentauthority.Guidanceontheactivitynotification(registration)isavailable
fromtheHSE.
Wherethewastehasbeeninactivated,thecontractorisnotundertakingacontaineduseactivity.Thewastemaybecollectedandtreatedordisposedofwithouttheneedto
considertheGeneticallyModifiedOrganisms(ContainedUse)Regulations.Further
guidanceontheinactivationanddisposalofGMOandGMMwastecanbeobtained
fromtheHSE.
GeneticallyModifiedOrganisms(ContainedUse)Regulations
GeneticallyModifiedOrganisms(ContainedUse)Regulations(NorthernIreland)
HSE–inactivationanddisposalofGMOandGMMwaste
Mercury
8221
Elementalliquidmercurycanbepresentinredundant-measuringdevices(forexample
sphygmomanometers).Thesewillbeclassifiedashazardouswasteandtheirdisposal
subjecttospecificcontrol;thatis,itshouldbeensuredthatthewastecontractor
transfersthewastetoanauthorisedpermittedtreatmentfacilitytorecoverthemercury
andpreventreleasetotheenvironment(mercuryisapersistentpollutantanddoesnot
breakdownintheenvironment).Forthisreason,careshouldalsobetakentoensure
themercuryiscontainedpriortoandduringbothcollectionandtransportation.
Amalgam
8222
TheHazardousWasteRegulationsrequirethatdentalamalgamwasteiskeptseparate
fromotherwasteandconsignedtoanappropriatewastemanagementfacility.In
addition,dentistsneedtofitamalgamseparatorsandconsigntheamalgamtoan
appropriatefacilityfordisposalorrecovery.SeeDefra’sguidanceondentalamalgam.
HazardousWaste(EnglandandWales)Regulations
HazardousWasteRegulations(NorthernIreland)
SpecialWasteAmendment(Scotland)Regulations
Defraguidanceondentalamalgam
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SECTORGUIDES
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Ambulanceservices
8226
Scopeandtargetaudience
Theroleoftheambulanceserviceandemergencycarehasexpandedtoincorporate
newanddiversewaysofapproachingcareinthecommunity(forexamplethe
introductionofemergencycarepractitioners(ECPs)andrapidresponseteams).
Theambulanceservice,asaproducerofhealthcarewasteandspecificallyinfectious
waste,isrequiredtocomplywithwasteregulationsincludingtheHazardousWaste
Regulations(SpecialWasteRegulationsinScotland)andthereforeneedstoensurethat
wasteissegregated,described,classifiedanddisposedofappropriately.
Thissectorguideisaimedatambulancetrustsincludingparamedics,ECPs,first
respondersandambulancetransportservices.
InadditiontheremaybecircumstanceswherebytheECPs,firstresponders,rapid
responsevehiclesorparamedicsshouldfollowthe‘Communityhealthcare’sector
guideinrelationtothecategorisinganddisposingofwaste.
Communityhealthcare
HazardousWaste(EnglandandWales)Regulations
HazardousWasteRegulations(NorthernIreland)
SpecialWasteAmendment(Scotland)Regulations
Wasteriskassessment
8228
Classificationofwasteproducedbyemergencycareandtreatmentrequiresaclearrisk
assessment.Usersofthissectorguideshouldthereforerefertothewasteassessment
frameworkin‘Healthcarewastedefinitionsandclassifications’toensurethecorrect
classificationisapplied.Thiswilltheninfluencesubsequentdecisionsonsegregation,
storageandtreatmentthereafter.
Owingtothelackofpriorknowledgeofpatients’medicalhistory(frompatient
recordsandscreening),theabilitytoclassifyhealthcarewasteasnon-infectiousfor
emergencycareservicesismorechallengingthaninsomeothersettings,wherethis
informationismorereadilyavailable.However,theassessmentandsubsequent
processingofthewastemustthereaftercomplywithlegalrequirementstosegregate
hazardousfromnon-hazardouswaste(EnglandandWales),whilstensuringtheEWC
numberassignedtothewastereflectsthosepermittedforreceiptbythewaste
treatmentcontractor.Forexample,uncontaminatedpackagingmaybeplacedinthe
municipalwastestream,oruncontaminatedPPEintheoffensivewastestream.
Intheunlikelyeventthattheambulanceisusedfortransportingpersonswitha
CategoryAinfection,specificadviceshouldbesoughtfromtheDepartmentfor
TransportandtheHealthProtectionAgency(see‘CategoryAclinicalwaste’,‘Soiled
surgicalinstruments’and‘Usedlinen’).
Duringmajorincidents,poolingofbloodmayoccurontheroadside.Althoughthis
canbesluicedwithwaterandallowedtorunofftosewer,itisnottheresponsibilityof
theambulancecrewandshouldbemanagedbytheHighwaysAgencyorlocalhighway
authorityasappropriate.
IfthereisanincidentinvolvingthepoolingofbloodorbodyfluidfromaCategoryA
patient,itshouldbecontained,treatedanddisposedofasappropriate.Thiswill
involvedecontaminatingthepooled-bloodareabeforeitisreleased;however,once
againthisisnottheresponsibilityoftheambulancecrew.
Healthcarewastedefinitionsandclassifications
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CategoryAclinicalwaste
Soiledsurgicalinstruments
Usedlinen
Examplewastestreams
8230
Table13providesexamplesoftypicalwastearisingfromactivitiesintheambulance
sector.Ambulancetrustscanandshouldimplementthefollowing:
• yellow-liddedsharpscontainers;
• orangewastereceptaclesforinfectiouswaste;
• black/clearwastereceptaclesfordomesticwaste;
• yellow/blackwastereceptaclesforoffensivewaste.
Note
Owingtolimitationsofspaceandthevarioustypesofambulancetransportation,
thespecificsizeofthebinsorbagsandthetypewillvary(see‘Wastereceptaclesand
storage’).
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Table13Examplesoftypicalwastearisingintheambulancesector
Activity/cause
Injections
Classification
Yellow-liddedsharps
containers
EWC:both180109
and180103*
Treatingpatients(this Medicinesand
Yellow-lidded
mayincludearangeof medicatedintravenous container,clearly
activities)
bags(non-cyto)
labelled¹
EWC:180109
Items/equipment/
Contaminated
Infectiouswastein
instrumentsfor
packaging/gloves/
orangewaste
treatingpatients
aprons/otherPPE/
receptacles
dressings/airways/
EWC:180103*
suctionlinersetc/
plasticandmetal
laryngoscopeblades²
Items/equipment/
instrumentsfor
treatingpatients/
passengertransport
services
Packagingasaresult
oftreatingapatient
or
othermunicipal
wastes
Wastetype
Contaminatedsharps/
syringebodieswith
medicinalresidues
Uncontaminated
aprons/otherPPEetc/
non-medicated
intravenousbags/noninfectiousurine/
faeces/vomitandtheir
containers4
Contaminated
packaging–plastic
andcardboard
or
ifuncontaminated–
packagingand
municipalwastes
Offensive/hygiene
disposedofinyellow/
blackbags
EWC:180104
Infectiousafteruse,
disposedofinan
orangebag
EWC:180103*
or
ifnon-infectious
EWC:200301
Justification
Potentially
contaminatedwith
medicinal(non-cyto)
products
Medicinalproducts
requiresegregation
Riskassessment
required;however,as
theyareincontact
withpatientsandare
contaminatedwith
bodyfluids,itis
unlikelythattheywill
beclassifiedasnoninfectiousi.e.no
patientsrecordsor
screening
Riskassessmentto
determinenopossible
contaminationand
non-infectious
Usedpackaging,
whilstcarryingout
patienttreatmentsin
thevehicle,willin
mostcircumstances
notbeinfectious/
clinicalwaste.
Disposalroute
Incineration
Incineration
Alternativetreatment
orincineration³
Non-hazardous
municipal
incineration/energy
fromwasteorlandfill
–onlyifthereareno
liquidsforthislast
option5
Alternativetreatment
orincinerationif
contaminated
infectious
or
non-hazardous
municipal
incineration/energy
fromwaste,materials
recyclingfacilitiesor
landfill.
Notes:
1.Liquidsmaybeplacedonlyincontainerswhichareleak-proofanddesignedforliquids
2.Ifmetal,specificarrangementsfordisposalmayberequired
3.Thewasteproducerneedstoliaisewiththewastecontractor/appropriatepartyfordisposal–see‘Disposaloptions’
4.Boneinjectiongunswouldnotnormallybecontaminatedorinfectiousfollowingcorrectuse
5.Liquids(e.g.intravenousbagswithfluids)arebannedfromlandfill,andonlylimitedquantitiesfordisposalat
municipalincinerationorenergyfromwastemaybepermitted.Thebanalsoappliestoliquidssuchasbodyfluids
(e.g.urine,vomit).Smallquantitiesmaybeabsorbedontopapertowelstoclearaspillageandtheseitemsthen
subjectedtoinfectious/offensiveassessment
Staffwhoseuniformsarecontaminatedwithinfectiousmaterialsorinfectiouswaste
shouldrefertoinfectioncontrolandlaundryprocedures.Unlessdiscarded,the
uniformsarenotnormallydesignatedaswaste.
Wastereceptaclesandstorage
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Limbsandbodyparts
8232
Limbs,bodypartsandtissueretrievedfromanaccidentsiteshouldaccompanythe
patienttohospital.Ifthebodypartcanbereattached,itisnotclassifiedaswaste;
therefore,thisguidancedoesnotapply.Thelimbsandtissueshouldbemanagedin
linewithclinicalassessmentforpreservation:
• containedinabagorcontainer;
• sealed;and
• thepatient’sidentificationmarkedonthereceptacle.
Limbs,bodypartsandtissuesthatareclinicallyassessedtobebeyondreattachmentor
useareclassifiedaswasteandshouldbecontainedinanappropriatecontainer
(suitableforcontaininganyprotrudingbone)markedforincinerationonly,andbe
sealedwithaplastictie/tagthatidentifiestheambulancesectorandarea(see‘Waste
minimisation,segregation,colour-codingandstorage’).
Wasteminimisation,segregation,colour-codingandstorage
Wastereceptaclesandstorage
8234
Whereanyinfectiouswasteisbeingtransportedinvehiclespriortodisposal,thewaste
shouldbeappropriatelypackagedinsafeandsecureconditions.Allwastereceptacles
includingbagsandcontainersshouldbeinaccordancewiththespecificationsdetailed
in‘Wasteminimisation,segregation,colour-codingandstorage’.Forpackagingused
forbodypartsorlimbs,thepackagingneedstobestrongenoughtoresistthe
protrusionofbones.
Wastestreamsshouldbeclearlyidentifiableandlabelledinaccordancewiththewaste
classificationandanyspecificrequirements,dependingonthedisposalroute.For
example,wastedroppedoffatahospitalshouldbelabelledbythespecificambulance
trust.
Sharpscontainersusedduringthecourseofambulance/patienttransportservices
shouldbecorrectlyassembled,labelled,datedandsignedasappropriate.
Thesharpscontainershouldbedisposedofwhenitisfilledtothefilllineindicatedon
thecontainerandshouldneverexceedthepermissiblemarkedmass.
Allsharpscontainersshouldbetransferredincompliancewiththedutyofcare
regulationsandfinallydisposedofatsuitablyauthorisedwastedisposalfacilitieseither
bythehospitalwhereitisdroppedofforbytheambulancetrust.
Note
Agreementonthestandardformatofwastereceptaclesrequiredinambulanceshas
yettobeagreed(attimeofwriting).However,minimumrequirementsinclude:
• orangebagforsoftinfectiousitems;
• yellow/blackbagfornon-infectious/offensiveitems(forexample
uncontaminatedPPE);
• blackorclearbagfornon-hazardousmunicipalitems(forexample
packagingandgeneraldetritus);and
• yellow-liddedsharpscontainer.
Wasteminimisation,segregation,colour-codingandstorage
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Disposaloptions
8237
Theambulanceservice,duetoitsvaryingpatient-careactivities,hasanumberof
optionsavailablewhendisposingofwaste.
Option1–emergencyresponse
8236
Emergencyambulances,includingairambulances,cantransfertheirwastetothe
hospitalwheretheyaretransportingthepatientforcareandtreatment,butonlyifthe
hospitalhasagreedtoprovidethatservice.
Note
Thehospitalisnotrequiredtoprovidethisservice;itis,however,consideredbest
practice.
Firstrespondersgeneratingwasteon-siteshouldensuretheyhandthewastetothe
attendingemergencyambulancefordisposal.
Othertypesofambulanceservicethatmaygeneratesmallquantitiesofwasteshould
eitherdisposeofthewasteattheattendinghospitalortakeitbacktobasefor
collectionanddisposal.
Wheretheambulancetrustdropsitswasteoffatahospital,thisisclassedaswaste
transfer.Therefore,dutyofcareappliesandthetrustshould:
• ensurethattheappropriateagreementsareinplacetoenableittotransferits
wastetothehospital;
• complywiththerequirementsofdutyofcare,andinparticularensurethat
itswasteistransferredwithadetailedwastedescriptionandclassificationto
enablethehospitaltodisposeofitappropriately;
• ensurethatthewasteiscorrectlypackagedandlabelledinamannerthat
identifiestheambulancetrustastheproducer;
• useadesignatedwastecontainer(s)(forexampleawheeledcart)forthe
storageofthiswasteatthehospital;
• liaisewithhospitalstoconfirmarrangementsfordisposal(forexampleit
shouldensurethatthedestinationdisposalfacilitiesaresuitablyauthorised
andthewastedescriptionsandclassificationsonthepaperworkleavingthe
hospitalareaccurate).
Note
Ahazardouswasteconsignmentnoteisnotrequiredforthetransferofthe
hazardouswastefromtheambulancetotheambulancestationorhospital.Aduty
ofcaretransfernoteis,however,required,althoughtherearemechanismstoenable
thistobedoneonanannualbasis.
Thehospitalcanacceptthewastefromtheambulancetrustunderanon-registerable
exemptionfromanenvironmentalpermitfortemporarystorageatacollectionpoint,
onlywhereaseriesofspecificconditionsaremet.Theseinclude:
• Theambulancetrustmustnotpaythehospital.
• Thewasteshouldnotincludeflammablesubstanceswithaflash-pointofless
than21ºC.
• Differentwastetypesmustnotbemixed.Thewastemustbestoredina
securecontainer(s).
• Thewastecanonlybestoredtemporarily(forexampleforlessthanthree
months).
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• Thetotalquantityofwastestoredunderthisexemptioncannotexceed5m³
ofhazardouswaste(thehospitalwilltypicallyhaveanumberofothersources
ofimportedwastethatcontributetothistotalinadditiontotheambulance
trust).
Note
Ifthehospitalreceivespaymentforthisservice,thestorageisnotexemptandan
environmentalpermitisrequired.
Forwastethatisdisposedofthroughtheambulancestation,theambulanceservice
shouldhaveawastedisposalcontractwitharegisteredandlicensedwastecontractorto
safelycollect,transportanddisposeofitswasteappropriately.
Option2–wasteinthecommunity
8238
ECPs,firstresponders,andrapid-responsevehiclesetcshouldfollowthedisposal
optionsandguidanceprovidedinthe“Communityhealthcare”sectorguide,in
particularforinfectiousandoffensivewastestreams.
Forclinicalwasteproducedinthecommunitysetting,ambulancetrustsshouldliaise
withtheappropriateauthority(thatis,thePCTorlocalauthority)toobtain
informationondisposalarrangements.
Communityhealthcare
Option3–ambulancetransportservices
8239
Forservicessuchaspatienttransportservices,itislesslikelythatanyinfectiouswaste
willbeproduced.Wheredomestic-typewasteisgeneratedandhasbeenrisk-assessed,
thiscansafelybedisposedofintheblack-bagwasteorrecyclingstreamsanddeposited
fordisposalatthenearesthospitalorreturnedtobase,dependingonarrangements.
Ifinfectiouswasteisgenerated,itshouldbedisposedofintheorange-bagwaste
streamandeitherdisposedofatthehospitalwiththeirpriorknowledgeandagreement
ortakenbacktobase.
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Researchandlaboratoryfacilities 8241
InconjunctionwiththeHazardousWasteRegulationsandtheCarriageRegulations,
thissectorguideemphasisesdutiesunderCOSHHandtheGeneticallyModified
Organisms(ContainedUse)Regulationsastheyrelatetobiologicalagents.
AnumberofadditionalHSEpublicationsproviderelevantguidanceonmanagement
ofhealthandsafetywithinresearchandlaboratoryfacilities,andexpandonthepoints
mentionedinthissection;hencetheyshouldbereadinconjunctionwiththissector
guide.Theyare:
• ‘Safeworkingandthepreventionofinfectioninclinicallaboratoriesand
similarfacilities’(HealthServicesAdvisoryCommittee(HSAC));
• ‘Biologicalagents:managingtherisksinlaboratoriesandhealthcarepremises’
(theAdvisoryCommitteeonDangerousPathogens(ACDP));
• ‘Themanagement,designandoperationofmicrobiologicalcontainment
laboratories’(ACDP);
• ‘ScientificAdvisoryCommitteeforGeneticModificationcompendiumof
guidance’(SACGM).
Therulesforthetransportofwastespecimensthatareclassifiedasdangerousfor
transportfromlaboratoriesaresetoutintheCarriageRegulations,whichrequirethe
applicationofADR(see‘Legislationandhealthcarewaste’).
Legislationandhealthcarewaste
HazardousWaste(EnglandandWales)Regulations
HazardousWasteRegulations(NorthernIreland)
SpecialWasteAmendment(Scotland)Regulations
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations(NorthernIreland)
ControlofSubstancesHazardoustoHealthRegulations(COSHH)
ControlofSubstancesHazardoustoHealthRegulations(NorthernIreland)
GeneticallyModifiedOrganisms(ContainedUse)Regulations
GeneticallyModifiedOrganisms(ContainedUse)Regulations(NorthernIreland)
Safeworkingandthepreventionofinfectioninclinicallaboratoriesandsimilar
facilities
Biologicalagents:managingtherisksinlaboratoriesandhealthcarepremises
Themanagement,designandoperationofmicrobiologicalcontainment
laboratories
ScientificAdvisoryCommitteeforGeneticModification:Compendiumof
guidance
Briefdescriptionofthesectoractivities
8243
Thissectorguidecoversresearchandlaboratoryfacilitiesthatundertakeworkwith
infectioussubstances(thatis,thoseknownorreasonablyexpectedtocontain
pathogensorGMMs).
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Whilethisguidancefocusesonwastegeneratedinhealthcarepremises,itisalso
pertinentandapplicabletohealthcarewastefromotheroccupationalsettings.
Forthemostpart,theresearchandlaboratoryfacilitiesmostlikelytogenerate
infectiouswasteinclude:
• researchlaboratories(forexampleuniversities);
• teachinglaboratories(forexamplemedicalschools);
• clinicallaboratories(forexampleclinicalmicrobiologydepartments);
• forensiclaboratories(forexamplepathologyandpost-mortem);
• veterinarylaboratories(forexamplediagnosticorresearchinstitutes);and
• environmentallaboratories(forexamplefoodandwatertesting).
Workinthesefacilitiesfallsintotwomaintypes:
1. wheretheworkinvolvestheintentionalpropagationorconcentrationof
pathogensorGMMs(forexampleworkwithinfectedcellcultures,infected
animals,orlarge-scalepropagationofpathogens);
2. wheretheworkinvolvesmaterials(forexampleclinicalspecimens)thatmay
containpathogens(forexamplediagnosticworksuchaspathology,
microbiology,haematologyorserology)andmayinvolvelimitedculturestage
(forexamplepreliminaryisolationofbacteria).
Toensurethatexposureoflaboratoryworkers(inaccordancewithdutiesunder
COSHH)orlaboratoryworkersandtheenvironmenttopathogens(inaccordance
withdutiesundertheGeneticallyModifiedOrganisms(ContainedUse)Regulations),
GMMsorspecimensispreventedorelseadequatelycontrolled,suchworkis
undertakenatanappropriatecontainmentlevel(CL).
Riskassessmentispivotalinmatchingthelaboratorycontainmentandcontrol
measuresrequiredforaparticulartypeofactivity.Toinformtheriskassessment,
pathogenshavebeencategorisedintohazardgroups(HG)bytheAdvisoryCommittee
onDangerousPathogens(ACDP)asdetailedinthe‘Approvedlistofbiologicalagents’.
ClassificationofGMMsisbasedontheoutcomeoftheriskassessmentforthegenetic
modificationactivitytheyarepartof.
Note
Theprinciplesofpreventionandcontrolofexposureandthespecificcontainment
measuresforCL2,CL3andCL4canbefoundinRegulation7andSchedule3
(PartII)ofCOSHH,andareexpandedoninACDP’s:
• ‘Themanagement,designandoperationofcontainmentlaboratories’;
• ‘Biologicalagents:theprinciples,designandoperationofcontainment
level4facilities’;and
• ‘Biologicalagents:managingtherisksinlaboratoriesandhealthcare
premises’.
ForGMMs,theregulatoryrequirementsareexplainedinHSE’s‘Aguidetothe
GeneticallyModifiedOrganisms(ContainedUse)Regulations’.
FurtherguidanceonGMactivityclassification,containmentlevels(CL1toCL4)
andcontrolmeasurescanbefoundinScientificAdvisoryCommitteeforGenetic
Modification(SACGM)newsletters,guidancenotes(onamendmentstothese
regulations)andthe‘SACGMcompendiumofguidance’.
ControlofSubstancesHazardoustoHealthRegulations(COSHH)
ControlofSubstancesHazardoustoHealthRegulations(NorthernIreland)
GeneticallyModifiedOrganisms(ContainedUse)Regulations
GeneticallyModifiedOrganisms(ContainedUse)Regulations(NorthernIreland)
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Theapprovedlistofbiologicalagents
Themanagement,designandoperationofmicrobiologicalcontainment
laboratories
Biologicalagents:theprinciples,designandoperationofcontainmentlevel4
facilities
Biologicalagents:managingtherisksinlaboratoriesandhealthcarepremises
AguidetotheGeneticallyModifiedOrganisms(ContainedUse)Regulations
2000L29(thirdedition)
SACGMcompendiumofguidance
Wasteclassificationandsegregation
8245
Note
‘Healthcarewastedefinitionsandclassifications’explainsthebasisforclassificationof
differenttypesofhealthcarewasteusingthesix-digitnumbersinlinewiththeEWC.
Table14(attheendofthissectorguideunder‘Transportsecurity’)summarisesthe
classification,packaginganddisposalforsomeofthemostcommonhazardouswaste
emanatingfromlaboratories.Thetableshowsthewasteclassificationalongsidethe
transportclassification.Fortransport,infectioussubstancesmustbeclassifiedas
CategoryAorCategoryB:
• CategoryA–aninfectioussubstancewhichistransportedinaformthat,
whenexposuretoitoccurs,iscapableofcausingpermanentdisability,lifethreateningorfataldiseaseinhumansoranimals;
• CategoryB–aninfectioussubstancewhichdoesnotmeetthecriteriafor
inclusioninCategoryA.
Thisclassificationmeansthattheinfectiouscomponentoflaboratorywasteis
consideredaseitherCategoryAorCategoryB,whichdeterminestherequirementsfor
colour-codedsegregation,packaging,transport,treatmentanddisposal.
Healthcarewastedefinitionsandclassifications
Transportsecurity
Microbiologicalcultures
8247
ThedefinitionofculturesinADR,fortransport,isthefollowing:
“Cultures(laboratorystocks)aretheresultofaprocessbywhichpathogens
areintentionallypropagated.Thisdefinitiondoesnotincludehumanor
animalpatientspecimensasdefinedinthisparagraph.”
CultureswillincludeHG2,HG3orHG4pathogensaswellasClass1,Class2,Class
3orClass4GMMs,whetherinliquid(forexamplebroth)orsolidform(forexample
agarplate),orwhetherinitiatedfromalaboratorystockorpatientspecimens.
Culturesareassociatedwithhighconcentrationsofmicroorganismsandaconsequent
increasedriskofinfection.Thisisparticularlypertinentwhentheculturesaretreated
aswaste,since–unlikeculturesamples,whichwillbeusedforfurtherinvestigative
purposesinanappropriatelaboratoryenvironment–wasteculturesareintendedfor
disposalanddiscard.
FororganismsontheCategoryAindicativelistfoundin‘Carriageinformation:
CategoryApathogenlist’(suchasHG4pathogens,manyHG3pathogensandsome
HG2pathogens–forexampleClostridium botulinum,poliovirus),theculturesmust
beclassifiedasCategoryAwaste.However,theindicativelistprovidesexamplesandis
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notexhaustive;hence,theremaybeothermicroorganismsnotontheindicativelist
thatshouldbeclassifiedasCategoryA.Thekeyconsiderationiswhethertheyare:
“inaformthat,whenexposuretoitoccurs,iscapableofcausingpermanent
disability,life-threateningorfataldiseaseinhumansoranimals”.
Ifthiswerethecase,thewastewouldnotbeconsideredsuitableforclassificationinto
transportCategoryB,butwouldbetransportedandinactivatedasperanyCategoryA
substance.
WhilethemajorityofHG2organismsarenotonthisindicativelist,itisimportantto
considertheCategoryAcriteriagivenabove(thatis,formofthecultures–for
exampletheirconcentration,routesoftransmissionoftheorganism,hostrange,
survivabilityintheenvironment,thequantityofculturesinanyoneconsignment)
beforeclassifyingHG2organismsasCategoryBwaste.
WhetherclassifiedasCategoryAorB,allculturesofpathogens(thatis,HG2toHG4
pathogensorClass2toClass4GMMs)shouldbeinactivatedon-sitepriortofinal
disposalbecauseoftheincreasedriskofexposureassociatedwiththehigher
concentrationofbiologicalagentstherein.
TheGeneticallyModifiedOrganisms(ContainedUse)Regulationsspecifywhere
wastecontainingGMMsshouldbeinactivatedforClass3(withinthelaboratory
suite)andClass4(withinthelaboratory)activities.WhereCL1andCL2GMwasteis
beingsentoff-sitefortreatment,aderogationisrequiredbytheHSE,whichisthe
competentauthority.
WhilethereisnospecificrequirementinCOSHHtoinactivateHG3orHG4cultures
on-site,thereisarequirementtoachievecompletecompliancewiththegeneral
provisions.Inparticular,Regulations7(3)and7(4)placeadutyonemployerstoapply
controlmeasures(includingsafehandling,storageandtransportofbiologicalagents,
andsuchwaste,attheworkplace)consistentwiththeriskassessment,whichreduceto
aminimumthenumberofemployees(andothers)whomaybeexposedandthelevel/
durationofexposure.Basedonthisrequirement,wheretheriskassessmentidentifiesa
significantriskofexposure(tothecommunity)duringtransportanddisposalofwaste
(thatis,ofexposuretosomeHG2,andmostHG3andHG4pathogens),on-site
inactivationbeforefinaldisposalwouldberequiredinordertocomplywithCOSHH.
Carriageinformation:CategoryApathogenlist
Europeanagreementconcerningtheinternationalcarriageofdangerousgoodsby
road(ADR)
GeneticallyModifiedOrganisms(ContainedUse)Regulations
GeneticallyModifiedOrganisms(ContainedUse)Regulations(NorthernIreland)
ControlofSubstancesHazardoustoHealthRegulations(COSHH)
ControlofSubstancesHazardoustoHealthRegulations(NorthernIreland)
Clinicalspecimens
8249
ClinicalspecimensshouldhavebeensenttothelaboratoryasCategoryAorCategory
Bandthereforeshouldbedisposedofaswasteinthesamemannerunlesstheyhave
beenneutralisedtomakethemnon-dangerous.
Clinicalspecimensaredefinedfortransportthus:
151
“Patientspecimensarehumanoranimalmaterials,collecteddirectlyfrom
humansoranimals,includingbutnotlimitedto,excreta,secreta,bloodand
itscomponents,tissueandtissuefluid,swabs,andbodilyparts,beingcarried
forpurposessuchasresearch,diagnosis,investigationalactivities,disease
treatmentandprevention.”
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ClinicalspecimensshouldhavebeensenttothelaboratoryasCategoryAorCategory
Bandthereforeshouldbedisposedofaswasteinthesamemannerunlesstheyhave
beenneutralisedtomakethemnon-dangerous.
Itisthereforestronglyrecommendedthatunlessitisknown,orreasonablybelieved,to
containinfectioussubstancesofCategoryA,allhumanoranimalmaterialshouldbe
regardedasUN3373.
Whenclinicalspecimensarediscarded,theywillformpartofthelaboratorywaste
streamandneedtobemanagedappropriately.Theinfectivityassociatedwiththis
wastetypeishighlyvariableandneedstobeconsideredaspartofariskassessment(as
indicatedinFigure4under‘Healthcarewasteclassificationandassessment
framework’).Inthelaboratorysector,thismeansthatthebulkofspecimensresulting
fromdiagnosticinvestigationswithinclinicallaboratories(forexamplehaematology,
cytogenetics,serology)willhavealowprobabilityofcontainingpathogens.
However,clinicalspecimensusedformicrobiologicaltestingaremorelikelytocontain
pathogens,andsegregationintothetwocategorieswillneedtobeconsideredaspartof
theriskassessmentasindicatedabove.
Toinformtheriskassessment,positivespecimensfromCL3andCL4shouldbe
classifiedasCategoryAwasteandthosefromCL2beclassifiedasCategoryBwaste.
Healthcarewasteclassificationandassessmentframework
Environmentalsamples
8251
Asimilarriskassessmentneedstobemadeforenvironmentalsamples(non-human/
animal-derived).
Wherethereisminimalorlowprobabilityofinfectioussubstancesbeingpresent(for
examplefoodscreeningsamples,water,soiletc),wastespecimensshouldbetreatedas
non-infectiouswasteandinsomecasesCategoryBwaste.However,wherethe
environmentalsamplesarefromanoutbreakscenario(forexampleEbolavirus),the
samplesshouldbetreatedaswastepotentiallycontainingCategoryAsubstancesuntil
thesample’stestresultisnegative.
Autoclavedlaboratorywaste
8253
Wastefromlaboratories(particularlyclinicalmicrobiology)thathasbeenautoclaved
on-siteisnolongerconsideredtobeinfectiousorhazardous.However,suchwastehas
traditionallybeensubjecttofurthertreatment,ratherthanbeingsentdirectlyto
landfill,becauseofthepublicsensitivityassociatedwithclinicallaboratorywaste.For
example,autoclavedinfectiouswastewillusuallyfollowthewastestreamformaterials
potentiallycontainingCategoryBsubstances.
Forthepurposesofclassification,wasteinactivatedon-siteshouldbeconsideredas
offensiveratherthaninfectiouswaste,thereforeensuringthatthewastewillbesubject
todeeplandfill.
Wastepackagingandlabelling
8256
‘Transportpackagingandoperations’providesdetailedinformationfortransport
packagingandoperationsincludingtherequirementsforCategoryAwastes.
Transportpackagingandoperations
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Packagingofinfectiouswastefortransport
8257
Wheretheinfectiouswasteistobetransportedoff-site,itneedstobepackagedina
mannerthatmeetstherequirementsoftheADRpackagingspecificationforthat
particularcategoryofwaste.WherethesubstancesareCategoryB,theymaybe
disposedofinthesamewayasclinicalwaste(see‘Clinicalwaste(UN3291)’).
ForCategoryAsubstances,theproceduressetoutin‘CategoryAclinicalwaste’should
befollowed,ortheymustbepackagedinaccordancewithP620.
Clinicalwaste(UN3291)
CategoryAclinicalwaste
Europeanagreementconcerningtheinternationalcarriageofdangerousgoodsby
road(ADR)
Markingandlabellingofinfectiouswaste
8258
CategoryBinfectiouswastesshouldbemarkedandlabelledinaccordancewiththe
CarriageRegulations.Forfurtherdetails,see‘Otherchemicals’,‘Cleaningreceptacles’
and‘Markingandlabellingofpackagings’.
Otherchemicals
Cleaningreceptacles
Markingandlabellingofpackagings
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations2004
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations(NorthernIreland)
Wastestorageandtransport
8262
Wherethereisaneedtoinactivatethewasteon-site(forexamplepathogencultures,
CategoryAwaste),thewasteshouldbestoredwithinthecontainmentlaboratory(to
whichaccessisrestrictedtoauthorisedusers)andonlytransportedtotheautoclave
whentheautoclaveisavailableforimmediateuse.
Thiswasteshouldnotbestoredincommunalareasforanyextendedperiodunless
appropriatesecurityandsafetycontrolsareinplace.
Inthelaboratorysector,transportofthewastemayinclude:
• internalmovementfromthelaboratorytotheautoclavefacilityora
collectionpoint/dedicatedstoragearea;or
• externaltransportusinganauthorisedcontractorfromthepremisestothe
wastetreatment/disposalfacility.
On-sitetransport
8260
CategoryAwasteemanatingfromCL4laboratoriesshouldbeinactivatedwithinthe
laboratory.
CategoryAwasteemanatingfromCL3laboratoriesshouldbeinactivatedwithinthe
laboratorysuite(thatis,withoutleavingthecontainmentareaandpassingthrough
communalareas).
Wheresuchwasteneedstobetransportedtoaremoteautoclave,itmustbedelivered
assafelyaspossible.
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Wheretransportofinfectiouswastetoaremoteautoclaveinvolvesmovementvia
communalcorridors,thewasteshouldbecontainedwithintwolayersofcontainment
–thesecondarycontainmentbeingrobustandleak-proofwithalidthatcanbe
securedwhileintransitandtransported,whereappropriate,usingatrolleysystem.
Theexteriorofthereceptacleshouldbesurface-decontaminatedpriortoleavingthe
containmentlaboratory.
Arrangementsneedtobemadetocoordinatethetransportofthewastefromthe
containmentlaboratorytoensurethatwasteisautoclavedimmediatelyandisnot
storedintheautoclaveroom.
Off-sitetransport
8261
Wherethewasteneedstobetransportedoff-siteforinactivationbyincinerationorfor
renderingsafebyalternativemethods,alicensedandreputablecontractorshouldbe
used.
Thecontractorneedstobeprovidedwithsufficientinformationtoallowthemtodeal
withanyspillagesofmaterialfrombagsorreceptaclesofwastesafelyandeffectively.
Wastetreatmentanddisposal
8264
ForCategoryAwaste(yellow),on-siteautoclavingorincinerationarethemost
appropriatemeansofwasteinactivationduetothesignificantriskstothecommunity
intermsofhumanandanimalhealth.ForClass3and4GMMs,thereisaspecific
requirementintheGeneticallyModifiedOrganisms(ContainedUse)Regulationsto
inactivatethewastewithinthelaboratorysuite(Class3)andwithinthelaboratory
(Class4).
Withregardtopathogensthatpresentasignificantrisktothecommunity,for
employerstolegallycomplywiththerequirementsofCOSHH(seethefinal
paragraphunder‘Microbiologicalcultures’),theyshouldinactivatethewasteon-site.
WhileCategoryBwaste(orange)canberenderedsafebyalternativemeans,manyof
thealternativemethodsrequireapre-treatmentstepinvolvingmacerationofthewaste,
priortoinactivation,toensurethattheinactivationstageachievestherequireddegree
ofkilltorenderthewastesafe.
Themacerationstepmaynotonlygeneratesignificantaerosolsbutalsorequirestaff
accesstodealwithanyblockages.Thismaysignificantlyincreasetheriskofexposure
ofstaff.Withthisinmind–andbasedontherequirementsofCOSHHtopreventor
elseadequatelycontrolexposuretobiologicalagents–wherethefollowingconditions
aremetandappliedinanappropriatemanner,wasteproducers(thatis,laboratories)
willbeimplementingadequatemeasurestocontroltheriskofinfection:
• thetransportrequirementsforCategoryBwastearemet;
• themethodofinactivationachievestheperformancenecessarytorenderthe
wastesafe;
• theproceduresandprotocolsoperatedbywastecontractorsdonotincrease
thelikelihoodofexposuretobiologicalagents;
• adequatecontrolsareinplacetopreventexposuretoinfectiouswasteduring
pre-treatmentprocessessuchasmaceration(forexampleenclosedprocess,
meansofsterilizingcontentsin-situ,inwardairflow).
TocomplywithCOSHHandtheGeneticallyModifiedOrganisms(ContainedUse)
Regulations,on-siteinactivationofwastepriortofinaldisposalcanbesummarisedas
follows:
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• wastecontainingClass3andClass4GMMcultures(forexampleagarplates,
liquidcultures,slopes)orcontaminatedmaterial(CategoryA)–requiredto
achievecompliance;
• wastecontainingmostHG3andHG4pathogencultures(forexampleagar
plates,liquidcultures,slopes)orpositivespecimensthatareassessedas
presentingasignificantrisktothecommunity(CategoryA)–requiredto
achievecompliance;
• wasteconsistingofClass2GMMsormanyHG2pathogencultures(for
exampleagarplates,liquidcultures,slopes)orpositivespecimens(Category
B)–recommendedmeansofachievingeffectivecontrol.
Theautoclavecycleusedforinactivationofwasteon-siteshouldbeappropriately
validatedtoensurethatitreachestheappropriatecore(ratherthanchamber)
temperatureandpressurefortheappropriatelengthoftime,fortheworst-case
challengeload(thatis,consideringlargestvolumes,leastconductivematerials,typesof
receptacleetc).STAATTLevelIVcriteria(thatis,Bacillus stearothermophilus sporesat
a6Log10reductionorgreater)shouldbeachievedforsuchloads.
Autoclaveperformanceshouldbecheckedannuallyusingindependentthermocouple
testsandtheperformanceshouldbemonitoredusingbiological,chemicalorthermal
indicatorsonaregularbasis.
Appropriaterecordsofvalidation,calibrationandmonitoringshouldbekept.
Note
Furtherguidanceonthestandardstowhichautoclavesforsterilizationshould
conformcanbefoundin:
• BS2646:1990–1993;
• BSEN12347:1998;andHealthTechnicalMemorandum2010(parts
1–6)–‘Sterilization’(soontobereplacedandsupersededbyHTM01-01
–‘Decontaminationofreusablemedicaldevices’andHTM01-02–
‘Pathologylaboratories’).
InScotland,seetheScottishHospitalTechnicalNote:‘Managementanddisposalof
clinicalwaste’.
Whereon-siteautoclavingisnotpossible(forexamplewheretheautoclavehasbroken
down),inexceptionalcircumstances,thewastemaybetransportedoff-sitefordisposal
byincinerationorothereffectiveheattreatment.Thisrequiresanauthorisationfor
CategoryAwasteandrequiresadequatesecurityplanstobeinplace(see‘Transport
packagingandoperations’).Thedutyformovementlieswiththeconsignor(waste
producer)butwillinvolvearrangementswiththewastecontractorforitssafe
collection,transportanddisposal.
Wheresecondaryreceptacles(forexamplewheeledbins)arereturnedtotheconsignor,
orsentelsewhere,theyshouldbethoroughlydisinfectedorsterilized;anylabelor
markingindicatingthatithadcontainedaninfectioussubstanceshouldberemovedor
obliterated.
Subjecttoappropriateprocesscontrols,somewasteresiduescanbemanagedastrade
waste.Manymightbeconsideredforrecycling.Thesewastesmightnotrequireformal
shreddingifthetreatmentprocessrendersthemeffectivelyunrecognisableandunlikely
tocauseoffence.
Microbiologicalcultures
Transportpackagingandoperations
GeneticallyModifiedOrganisms(ContainedUse)Regulations
GeneticallyModifiedOrganisms(ContainedUse)Regulations(NorthernIreland)
ControlofSubstancesHazardoustoHealthRegulations(COSHH)
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ControlofSubstancesHazardoustoHealthRegulations(NorthernIreland)
HealthTechnicalMemorandum2010
ScottishHospitalTechnicalNote:‘Managementanddisposalofclinicalwaste’
Generalprovisions
8266
Regardlessofthelaboratorysetting,theproducersofwastehaveadutyofcareto
ensurethattheytakeallreasonablemeasurestoensurewasteisdealtwith
appropriately,fromsourceofproductiontothepointofdisposal.
Inlinewithexistingguidance,eachlaboratoryshouldhaveastrictlyadministered
policythatincludeswastemanagementandwhichissupportedbylocalSOPs
specifyingthearrangementsforthehandlinganddisposaloflaboratorywaste.
Staffshouldreceiveappropriateinstructionandtrainingonallrelevantaspectsof
healthandsafetywithinthelaboratoryincluding:
• wastemanagementarrangementssuchasappropriateclassificationand
segregationofthewaste;and
• theSOPsforitssafestorage,carriage,treatmentanddisposal.
Trainingshouldalsobeprovidedonthestepstotakewhenthingsgowrong(for
exampleleakageorspillageofhazardouswaste),andthesearrangementsshouldbe
testedperiodically.
Thewastemanagementprocedureswithinthelaboratoryorfacilityshouldbechecked
aspartofanactivemonitoringprogramme(forexampleinspections,horizontalaudits)
toevaluatetheireffectivenessandreliability.Anyactionsidentifiedshouldbe
completedinatimelyfashionandreviewedbylaboratorymanagement.
Staffworkinginlaboratoriesneedtoensurethatcontaminatedwasteisdiscarded
appropriatelyinsuitablereceptacles(forexampledisposabletipsintodisinfectantpots
ordrydiscardjars).Thesereceptaclesshould:
• notbeoverfilled(thatis,nogreaterthantwo-thirdsfull);
• belabelledappropriately;
• beremovedfromthelaboratoryexpediently.
Ifthelaboratoryissharedbymorethanoneorganisation,allpartiesshouldbeaware
ofthearrangementsforwastemanagementandshouldensurethatthesearrangements
areabidedby.
Transportsecurity
8268
WherealaboratoryisinvolvedintestingandtransportinginfectiousCategoryA
substances,thelaboratorymustmeetthesecurityrequirementsofChapter1.10of
ADR.TheDepartmentforTransportsecurityandcontingenciesteam(TRANSEC)
hasprovidedguidanceonthis.Detailscanbeobtainedfromtheirwebsite.
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Table14Classification,packaginganddisposalforexamplesoflaboratoryderivedhazardouswaste
Waste type
Examples
EWC code
Microbiological cultures (indicative list, Class 3 and Class 4 GMMs, most HG3 and HG4 pathogens)
Liquid and solid cultures (including agar plates), biological agent stocks
18 01 03*
Liquid and solid cultures (including agar plates); biological agent stocks
18 01 03*
Limbs, organs, biopsies, tissue samples 18 01 03*
Sharps not contaminated with cyto­medicinal products
Needles; scalpel blades; contaminated broken glass 18 01 03*
Laboratory equipment
HEPA filters from CL3 and CL4 laboratories, safety cabinets – assuming they are fumigated prior to being removed
18 01 03*
Discarded clinical specimens; consumables (for example gloves, pipette tips) 18 01 03*
Hazardous UN number Packaging
waste
Class 6.2, UN 2814/
UN 2900
Yellow1
Y
Class 6.2, UN 3291
Orange1
Y
Class 6.2, UN 2814/
UN 2900
Yellow
Class 6.2, UN 3291
Yellow or orange
Y
Class 6.2, UN 3291
Orange
Y
Class 6.2, UN 3291
Orange
N N/A
Offensive/hygiene waste – yellow/black Deep landfill
Y
18 02 02*
(Category A)
Microbiological cultures (not on indicative list or criteria for Category A (for example Class 2 GMMs, many HG2 pathogens)
18 02 02*
(Category B)
Anatomical waste may be infectious
(Category A)
(Category B)
Potentially infectious waste
(Category B waste)
Minimum treatment/
disposal
18 02 02*
Y
18 02 02*
18 02 02*
P620 (three­part packaging)
Treatment on­
site (contingency arrangements – incineration) Recommended on­site treatment: render safe P621 (yellow bags and at licensed/permitted wheelie bins)
treatment facility
P620 (three­part packaging)
P621 (sharps bin)
Hazardous waste incineration
Render safe at licensed/permitted treatment facility
Render safe at licensed/permitted P621 (yellow bags and treatment facility
wheelie bins)
Render safe at licensed/permitted P621 (yellow bags and treatment facility
wheelie bins)
Treated laboratory waste2
(non­infectious)
On­site autoclaved material (for example cultures and discarded positive clinical specimens)
Environmental samples
(not associated with outbreak)
Discarded food and water samples; consumables etc
18 01 04
N
N/A
Offensive/hygiene waste – yellow/black Deep landfill
Offensive/hygiene waste
Human hygiene waste, animal bedding, excreta
18 01 04
N
N/A
Offensive/hygiene waste – yellow/black Deep landfill
Domestic waste
General refuse
20 03 01
N
N/A
Black
Landfill
18 01 04
18 02 03
20 01 99
Notes:
1. The hazardous waste classification, UN number and packaging refers to non­inactivated waste. Following on­site treatment, the waste is considered to be non­hazardous and should be treated as “offensive/hygiene waste” and packaged/disposed of appropriately.
2. Once autoclaved, the waste is considered to be non­infectious; however, due to public sensitivity around such waste, it may be subject to further treatment rather than going directly to surface landfill.
DepartmentforTransportsecurityandcontingenciesteam(TRANSEC)
Europeanagreementconcerningtheinternationalcarriageofdangerousgoodsby
road(ADR)
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Communityhealthcare
8270
Scopeandtargetaudience
8269
Communityhealthcarecantakemanyformsandoccursinvariousenvironments.It
includesactivitiesundertakenbyallhealthcareworkerswhoprovideservicesoutsideof
thehospitalto:
• patientsintheirownhomes;
• residentsofcarehomes(withoutnursingcare);
• householderswhoareself-medicatingandself-caring.
Note
“Patientsintheirownhomes”includesthoselivinginassistedlivingpremiseswhere
thereison-sitemonitoringofresidents’activitiestohelptoensuretheirhealth,
safetyandwell-being.WherethereisprovisionofhealthcareservicesbyNHSand
non-NHShealthcareproviders(forexamplegrouphomes),thissectorguideapplies.
Communityhealthcareworkers,asproducersofhealthcarewasteandspecifically
infectiouswaste,arerequiredtocomplywithwasteregulationsincludingthe
HazardousWasteRegulations(SpecialWasteRegulationsinScotland)andtherefore
needtoensurethatwasteissegregated,described,classifiedanddisposedof
appropriately.
Arationalapproachtoassessmentofinfectiouswasteisappliedusingarisk-assessment
approach.Bothinfectiousandoffensivewastestreamsrequiremanagementin
communitysettings.Usingthisrationalapproachwillreduceunnecessarycostsand
introducepotentialcarbonsavingsassociatedwiththeunnecessarytreatmentofnoninfectiouswaste.
Note
Othercommunityhealthcareworkersnotlistedaboveshouldrefertothemain
guidanceandsectorguideswhereapplicable.Thissectiondoesnotapplyto:
• generalpractices;
• healthcare/medicalcentres;
• carehomeswithnursingcare;
• dentists;or
• anyotherformofhealthcarepractice.
HazardousWaste(EnglandandWales)Regulations
HazardousWasteRegulations(NorthernIreland)
SpecialWasteAmendment(Scotland)Regulations
Wasteriskassessment
8272
Infectiouswaste
8271
Wasteisclassifiedasinfectiouswastewhere:
• itarisesfromapatientknownorsuspectedtohaveaninfection,whetheror
notthecausalagentisknown,andwherethewastemaycontainthe
pathogen;or
• whereaninfectionisnotknownorsuspected,butapotentialriskof
infectionisconsideredtoexist.
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Thisassessmentmustbedoneonapatient-specificbasis.Thisshouldbeclassifiedas
hazardousinfectiouswasteandshouldbepackagedappropriatelyandsentforsuitable
treatmentanddisposal(seeTable15under‘ManagementofCategoryBinfectious
wasteinthecommunity’).
TheCarriageRegulations(see‘Healthcarewastedefinitionsandclassifications’)
differentiatebetweentwotypesofinfectionrisk:
• CategoryAinfectioussubstances(UN2814):theUnitedNationsproduces
alistofinfectioussubstancesclassifiedwithCategoryAandincludesviral
haemorrhagicfevers;
• CategoryBinfectioussubstances(UN3373):thisclassificationincludesall
otherwasteclassifiedasinfectiouswasteandthesearethemostcommon
typesofinfectiouswaste.CategoryBinfectiouswastesubstancesconsigned
aswastewillbetoUN3291.
ManagementofCategoryBinfectiouswasteinthecommunity
Healthcarewastedefinitionsandclassifications
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations(NorthernIreland)
ManagementofCategoryAinfectiouswasteinthe
community
8274
Inpractice,itisunlikelythatCategoryAinfectiouswastewillbeencounteredinthe
communitysetting.CategoryAsubstancesarelikelytocauselife-threateningdisease
and,ingeneral,areabletospreadeasilyandthereforeposearisktothelocal
communityandhealthcareworkers.IfitissuspectedthataCategoryAinfectious
substancehasbeenencountered,theHealthProtectionAgencyandtheDepartment
forTransportshouldbeinformedforadditionaladviceandauthorisationsregarding
themovementofthewaste.
TheCarriageRegulationsspecifythatCategoryAsubstancesshouldonlybepackaged
inspecialistpackagesandboxes–forfurtherdetailssee‘Transportpackagingand
operations’fortransportrequirements.
Transportpackagingandoperations
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations(NorthernIreland)
ManagementofCategoryBinfectiouswasteinthe
community
8277
See‘Transportingoffensiveorinfectiouswastefrompatients’homes’forcollection
arrangementoptions.
Transportingoffensiveorinfectiouswastefrompatients’homes
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Assessingwhetherwasteposesariskofinfection
8276
Healthcareworkersworkinginthecommunityandinthehouseholdenvironment
needtoassessthewastetheyareproducingforthehazardouspropertiesitmay
contain,mostnotably,“infectious”.
Toaccuratelyassesswhetherthewastegeneratedisinfectious,ariskassessmentshould
beperformed.Thisshouldbebasedontheprofessionalassessment,clinicalsigns
andsymptoms,andanypriorknowledgeofthepatient.Thefollowinginitial
genericriskassessmentistobeusedinconjunctionwiththewasteassessmentprovided
in‘Healthcarewastedefinitionsandclassifications’.
Theusualcontaminantsassociatedwithtypicalitemsofhealthcarewasteareblood
andbodyfluidsincorporatingurine,vomit,sputum,faeces,pusandwoundexudates.
Thesegeneralcategoriesshouldbeusedtosubcategorisethewasteaseither:
• infectious–wastefromanyknownorsuspectedinfection,andfromany
othercaseswhereariskofinfectionhasbeenidentified;or
• contaminatedwithbodyfluidsmoresuitedtotheoffensiveclassification
(thatis,lowerriskwastes).
Thewaste,theriskposedbythewasteandthewasteclassificationwillalwaysbe
classifiedthesameregardlessofthehealthcaresetting(forexamplewhetherinthe
acutehospitalorthecommunityenvironment).
Examplesofcontaminateditemsareswabs/wipes,bandages,bedpads,equipment,
protectiveclothing(gloves,aprons),single-useitems.Table15providesamatrixfor
classifyingoffensiveandinfectiouswasteinthecommunity.Thisshouldbereferredto
inlinewith‘Healthcarewastedefinitionsandclassifications’.
Table15Riskassessmentapproachtowastesegregationbasedon
likelihoodofinfectionbeingpresent
Contaminant
Urine,faeces,
vomitandsputum
Blood,pusand
woundexudates
Proposedgeneral
classification
Offensive(whererisk
assessmenthad
indicatedthatno
infectionispresent,
andnootherriskof
infectionexist)
Examples
Exceptiontothisrule
Urinebags,incontinence Gastrointestinalandotherinfectionsthatare
pads,single-usebowls,
readilytransmissibleinthecommunitysetting
nappies,PPE
(e.g.verocytotoxin-producingEscherichiacoli
(VTEC),campylobacter,salmonella,
chickenpox/shingles)¹
Infectiousunless
Dressingsfromwounds,
assessmentindicatesno wounddrains,delivery
infectionpresent.Ifno packs
infection,andnoother
riskofinfection,then
offensive
HepatitisBandC,HIV–onlyifbloodis
present¹
Bloodtransfusionitems
Dressingscontaminatedwithblood/wound
exudatesassessednottobeinfectious.
Maternitysanitarywastewherescreeningor
knowledgehasconfirmedthatnoinfectionis
presentandnootherriskofinfectionexists
Notes:
AllCategoryAandBspecies,andthereforedownstreamwasteitems,willbedeemedinfectious/hazardousunderwaste
regulationsirrespectiveofthecontaminantmatrix.
1.Potentialhazardsfromtheuseofcytotoxicandcytostaticmedicinesmayalsoberelevantinsomeinstancesandwith
somedrugs.Thiswouldalsopreventthewastebeingconsideredoffensive
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Noteonpatientscolonisedwithmicroorganismsthatstafftraditionallymanage
withprotectiveequipmentsuchasglovesandaprons(forexampleMRSA,
glycopeptide-resistantenterococci(GRE)orcolonisationwithothermultiresistantbacteria)
Whereapatientinthecommunityhasbeenfoundtobecarryingamulti-resistant
organismandisbeingcaredforbyahealthcareworker,thehealthcarewaste
generatedisnotnecessarilyinfectious.
Inassessingtheriskofinfectionfromwasteproducedbysuchapatient,the
followingshouldbeconsidered:
Is the patient colonised but not receiving specific treatment for infection with this microorganism (for example MRSA)? Iftheansweris“yes”,thestatusofthepatientdoesnotaffectthe
assessmentofthewaste.Thehealthcareworkershouldrefertothewound
anddressingassessmentgiveninpart1andpart2inthissectorguide
(below).
Is the patient colonised and receiving treatment for an infection (for example, MRSA)?
Iftheansweris“yes”,anassessmentofwasteisrequired.
Is the patient infected with MRSA and receiving treatment, and is the microorganism present in the waste generated? Iftheansweris“yes”,thewasteproducedshouldbeclassifiedasinfectious
waste.
Followingthegenericassessment,therearetwofurtherpartstotheriskassessment.
Part1:woundassessment
ThefollowingcriteriaarebasedontheDelphiprocessofidentifyingwoundinfection
insixdifferentwoundtypes(EuropeanWoundManagementAssociation,2005).
Signsandsymptomsofinfection
Istherepresenceoferythema/cellulitis?
Istherepresenceofpus/abscess?
Isthewoundnothealingasitshould,orhashealingbeendelayed?
Isthewoundinflamedandhasitchangedappearance?
Isthewoundproducingapungentsmell?
Isthewoundproducinganincreasedpurulentexudate?
Hasthewoundincreasedinpain?
Hastherebeenanincreaseinskintemperature?
Isthepatientonantibioticsforaninfectionpresentinthewound?
Isthewoundtobeswabbedforinfection?
Note:
Probabilityofwoundbeinginfected
High
High
Medium
Medium
High
Medium
High
Medium/Low
High
Medium
Itshouldberecognisedthatthisisnotanexhaustivelistofsignsandsymptomsofwoundinfectionandthatdifferent
typesofwoundwillpresentdifferently.Thistoolistoassistinthebasicassessmentofallwoundsinordertocorrectly
categorisewhetherthewasteproducedcontainsaninfectiousfractionandthereforeinfectiouswaste.Furtherinformation
andadviceregardingassessmentofwoundinfectionsshouldbesoughtfromthelocaltissueviabilityspecialistnurse.
Ifthewoundassessmentindicatesthatthewoundisinfected,allassociated
contaminateddressingsetcshouldbeclassifiedasinfectiouswastetocomplywiththe
definitionsofinfectiouswastegiveninAppendixC9ofWM2.
Ifthereareanyotherreasonswhythewastemaypresentariskofinfection,itshould
beclassifiedasinfectiouswasteanddisposedofappropriately.Ifthewasteisinfectious,
thiswillneedtobepackagedforappropriatetreatmentanddisposal.Thiswillusually
beinanorangebag.
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Part2:non-infectiousdressings
Whereeitherassessmentabovehasidentifiedthatthedressingisnotinfectious,the
followingshouldbeconsidered(notingthatthetypeofdressingsthatareproducedin
thecommunitybyahealthcareworkercanvarygreatly):
1. Contaminateddressingsfromawoundassessedbythehealthcareworkeras
non-infectiouscanbetreatedasnon-hazardousandshouldbecontainedand
disposedofintheoffensive/hygienestream.
2. Anyrecognisableitemofnon-infectioushealthcarewastecannotlegallybe
disposedofintheblack-bagwastestreamandshouldthereforebedisposedof
intheoffensive/hygienewastestream.
3. Mixeddomesticwastedoescontainsmallnumbersofplasters,smalldressings
andincontinenceproducts.Wherethehealthcareworkerproducesthesame
orsimilaritems,these–withthefollowingconsiderations–canbedoublebaggedandplacedinthedomesticwaste(withthehouseholder’spermission).
Thefollowingshouldbeconsidered:
• typeofhealthcarewaste–ifitlookslikeahealthcarewaste,andisnot
obviouslyanormalconstituentofdomesticwaste,thenitshouldnotgoin
theblackbag;
• thequantityproduced–whereanumberofsmalldressingsareproduced
regularlyoveraperiodoftime,itmaybeappropriatetodisposeoftheseas
offensive/hygienewaste.If,however,theamountproducedisrelativelysmall
andconsistentwiththatlikelytobefoundinthehouseholdwastestream
(forexamplethatboughtfromalocalpharmacyorsupermarketbythe
householder),itmaybediscardedinthedomesticwaste;
• packaging–wheresuchwasteisplacedinthedomesticrefuse,thewaste
shouldbewrappedinaplasticbag.Thewrappingshouldnotbeyellowor
orange,asthewasteisnotdeemedtobeinfectious–thinopaqueplasticbags
suchassandwichbagsandbinlinersareappropriate.
Healthcarewastedefinitionsandclassifications
EuropeanWoundManagementAssociation.Positionpaper.Identifyingcriteria
forwoundinfection
AppendixC9ofWM2
Offensive/hygienewastearisingfromhealthcare
8279
Manyitemsclassifiedashealthcarewasteproducedinthecommunitybyahealthcare
workerareunlikelytobeclassifiedasinfectiouswasteandshouldbesegregatedand
managedasoffensive/hygienewaste.Thisrequiresitem-andpatient-specific
assessment.ExamplesareprovidedinTable15under‘ManagementofCategoryB
infectiouswasteinthecommunity’.
Thiswasteshouldbesegregatedatsourceandpackagedandtreatedasoffensive/
hygienewaste.Inprinciple,thisshouldnotbeplacedinthedomesticwaste;however,
exceptionstothishavebeennotedabovein‘ManagementofCategoryBinfectious
wasteinthecommunity’(Part2)andbelowat‘Stoma/catheterbags’under‘Example
wastestreams’.
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Notes
1.Anyoffensivewastearisingfromapatientbeingtreatedwithcytostaticor
cytotoxicdrugsshouldbesentforincinerationinyellowbagswithpurplestripes
(yellowbagsarealsoacceptable),astracesofthesemedicinesmayappearin
contaminateditems.Theincinerationofsuchwasteswillensurecomplete
destruction.Alternativearrangementsmaybemadefollowingexpertadviceon
thebehaviouroftheparticularpharmaceuticalwhichindicatesthatthemedicine
ordangerousbreakdownproductswillnotbepresentinthewasteitemin
question.
2.Anyliquidwasteclassifiedasoffensivefollowingariskassessmentwillmostlikely
bedisposedofatthepremisesviathefoulsewer.Liquidwastesarebannedfrom
landfill;therefore,non-infectiousbodyfluids(forexampleurine/vomit),
althoughclassifiedasoffensive,shouldnotbedisposedofintheoffensiveyellow/
blackwastestreamifthisisbeingsenttolandfill.Theycan,however,beabsorbed
ontoacloth(forexamplekitchentowel)orsolidifiedwithabsorbentorgelling
granules,forexample,andplacedintheoffensivebagwhilstensuringthereisno
free-flowingliquidpresent.
ManagementofCategoryBinfectiouswasteinthecommunity
Examplewastestreams
Examplewastestreams
8283
ExamplesareprovidedinTable16fortypicalwastearisingfromactivitiesinthe
communitysector.Healthcareworkerswillproducethefollowingwastetypesand
requirethefollowingcolourforsegregation:
• yellow-orpurple-liddedsharpscontainer;
• orangebagsforinfectiouswaste;
• black/clearbagsfordomesticwaste;
• yellow/blackbagsforoffensivewaste;
• red-liddedcontainerforanatomicalwaste(forexampleplacentas).
Thecolourofthewastereceptaclewilldependonhowthewasteshouldbetreatedand
disposedofasdetailedinTable16(furtherdetailsonclassificationareprovidedinthis
sectorguide).
Table16Typicalwastestreams(seealso‘Transportingoffensiveor
infectiouswastefrompatients’homes’)
Activity/cause
Classificationand
colourcoding
Healthcarevisitsof,
Vastmajorityofsoft Wastefroman
forexample,postinfectiouswastesuch infectionoris
operativewoundsthat asdressings,bandages infectiousisdisposed
areinfected
andsomeplastic
ofinorangebags
single-useinstruments EWC:180103
canbetreated
163
Wastetype
Justification
Disposalroute
Thevastmajorityof Alternativetreatment
“bagged”infectious
torenderitsafe
wasteproducedinthe
communitywillbe
placedintheorange
wastestream.
Therefore,theuseof
orangebagsinthe
communityis
recommended
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Activity/cause
Wastetype
Healthcarevisitsof,
forexample,postoperativewoundsthat
arenotinfected
Non-infectious
dressings,single-use
instruments,stoma
bags,catheterbags,
incontinencepads¹
Classificationand
colourcoding
Wasteclassifiedas
offensive/hygiene
wastedisposedofin
yellow/blackbags
EWC:180104
Justification
Disposalroute
Usedforrecognisable Municipal
healthcarewastethat incineration/energy
isneitherinfectious
fromwaste/landfill
wastenorhazardous
wasteandisclassified
asnon-hazardous
offensivewaste.
Midwiferyand
Anatomicalwastesuch Placedinan
Arelativelysmall
Disposalby
delivery(e.g.
asplacentas
appropriatered-lidded amountofwaste
incinerationonly
anatomicalwastesuch
container
producedinthe
asplacentas)²
EWC:180103
community
Medicinalinjections Associatedsharpsand Placedinan
Sharpscontaminated Disposalby
–forthe
liquidresiduesofthe appropriatepurplewithcytotoxic/
incinerationonly
administrationof
medicinalproducts
liddedleak-proof
cytostaticmedicinal
chemotherapy,
thatarecytotoxic/
sharpscontainer
products
antiviraland/or
cytostatic
EWC:180103
hormonaldrugs
180108
Medicinalinjections Associatedsharpsand Yellow-liddedsharps Likelytobe
Incineration
withnon-cytodrugs medicinalproducts
container.Ifthe
medicinallythataredeterminedto syringecontains
contaminatedsharps
benon-cyto
residualliquid
inthecommunity
medicines,this
containerneedstobe
leak-proof
EWC:180103
Packagingasaresult Uncontaminated
Ifnotcontaminated
Usedpackaging,
Non-hazardous
oftreatingapatient
mixedwastee.g.
andnon-infectious
whilstcarryingout
municipal
Orothermunicipal
cardboard,plastic³
EWC:200301
patienttreatmentsin incineration/energy
wastesi.e.mixed
Domesticdisposedof thehomewillinmost fromwasteorlandfill/
domesticwaste
inblack/clearbags
circumstancesnotbe materialrecycling
infectious/clinical
facilities/reuse
waste
Notes:
1.Thereareexemptionstothis(see‘ManagementofCategoryBinfectiouswasteinthecommunity’(Part2)).
2.Whereanatomical,placentaorotherwastethatrequiresincinerationisbeinggenerated,itwillbeappropriatefor
healthcareworkerstocarryyellowpackaging.Asmost“incinerationonly”wasteiseitheranatomicalorsharpsand/or
containsfreeliquid,theuseofsmallrigidleak-proofyellowcontainersisrecommended.
3.Notapplicabletorecognisablehealthcarewaste(e.g.plasticequipment);however,thereareexemptionstothis(see
‘ManagementofCategoryBinfectiouswasteinthecommunity’(Part2))
Communitynursesshouldusethesharpscontainerappropriatetothewastetheygenerate,e.g.ayellowleak-proofsharps
containerwithapurplelidforcytotoxicorcytostaticwaste.Orange-liddedsharpscontainersaregenerallynot
advisableforuseinthecommunityinEnglandandWales,unlessthecommunitynursecanensuretheyarenot
usedformedicinallycontaminatedsharps.InScotlandandNorthernIreland,orange-liddedsharpscontainers
maybeusedforbothmedicinallyuncontaminatedorfullydischargedsyringes.
Forallwastestreamsincludinghealthcarewaste,checksmustbeundertakentoensurethesitewherethewasteistakenis
permittedorlicensedtoacceptthewastestream.
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Notes
1.SharpscontainersmustbeUN-type-testedandapproved,testedandcertifiedto
BS7320(see‘Transportpackagingandoperations’).
2.Sharpscontainersshouldbecollectedwhenfilledtothefilllineandshouldnever
exceedthepermissiblemarkedmass.Ifthesharpscontainerisseldomused,it
shouldbecollectedafteramaximumofthreemonths,regardlessofthefilled
capacity.
Transportingoffensiveorinfectiouswastefrompatients’homes
ManagementofCategoryBinfectiouswasteinthecommunity
Transportpackagingandoperations
Self-medicatingpatientsandsharpsdisposal
8281
Wherethehouseholderisaself-medicatingpatientwhousesinjectables(forexamplea
personwithdiabetes)withnohealthcareworkerinvolvedintheadministration,the
GPorhealthcareworkershouldprescribethehouseholderasharpscontainerrelevant
tothemedicationbeingadministeredandadvisethemoflocaldisposaloptions.
Thehouseholdershouldbetrainedinhowtousethesharpsreceptaclebeforeithas
beenprescribed,toensurethattheyunderstanditsuseandensureitiscorrectlysealed
andlabelled.
Oncethesharpscontainerisfilledtothe“fillline”,itshouldbesealedbythe
householderandtakenbackeithertotheGPsurgeryortothelocalpharmacyfor
disposal,orarrangementsforcollectionsshouldbemadewiththePCTorlocal
authority.Forself-medicatinghouseboundpatients,theGPorhealthcareworker
responsibleforprescribingtreatmentshouldadviseoncollectionarrangements.
Localauthoritieshavespecificdutiesinrelationtohealthcarewasteasdetailedin
‘Localauthorities’responsibilities’.Authoritieshaveadutytocollecthouseholdwaste
includinghealthcarewastefromdomesticproperties.UndertheControlledWaste
Regulations,theauthoritymaychargeforthecollectionofspecificwastestreams,
whichincludesclinicalwaste(thatis,healthcarewastefromahouseholder’ssharps
receptacle).
Note
Itisnolongeracceptabletoadviseself-medicatingpatientstodisposeoftheirsharps
andlancetsintothehouseholdblack-bagwastestream.
Localauthorities’responsibilities
ControlledWasteRegulations
ControlledWasteRegulations(NorthernIreland)
CaseStudy:PartnershipWorkingandBenefitsforall
8282
Contaminatedneedlesandsharpsproducedinthecommunitycancauseproblemsfor
LocalAuthoritiesandPCTsunlessarobuststorageandcollectionsystemisinplace.
Diabeticsandothersharpsusershaveinsomeinstancesinthepastbeenadvisedto
placesharpsinaplasticbottlefordisposal;however,thispresentsapotentialriskto
councilstaffduringcollection.Inadditiontothis,itwasfelttherewasagenerallack
ofawarenessofhowtodisposeofclinicalwastebyresidentsandholidaymakers,
especiallyneedlesandsharps.
CornwallNHSTrustbrokeredajointagreementwithCornwallCountyCouncil,
NHStrusts,infectioncontrolandtheEnvironmentAgencytoimplementanew
initiativetoprovidesharpsreceptaclesthroughGPstodiabeticandrenalpatients.To
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supporttheinitiative,theyproducedapamphletonthesafedisposalofclinicalwaste
tocaterforallusersofthescheme.
Keybenefitsare:
• raisedawarenessacrossCornwallofsafemanagementofsharps
• improvedsafetysystemsforwasteoperativescollectingmunicipalsolidwaste
(MSW)andclinicalwaste
• synchronisedresponsetorequestcollection
• financialcontrolacross“CornwallPlc”bysharingcost.
Note
Atthetimeofwriting,DefraisreviewingSchedule2oftheControlledWaste
Regulations,withaviewtoestablishingasimplerandmoreequitablesystem.
ControlledWasteRegulations
Single-useinstruments
8285
Single-useinstrumentsarenowcommonlybeingusedinthecommunitybyanumber
ofhealthcareprofessionals(forexamplechiropodists).Single-useinstrumentscantake
theformofplastic,woodormetalinstruments.
Contaminatedsingle-useplasticorwoodinstruments–wherethereisnoriskofsharps
andtheyaredeemedtobeinfectious–canbesafelydisposedofasinfectiouswastein
theorange-bagwastestream.
Single-usemetalinstruments–wherethereisnoriskofsharpsandtheyaredeemedto
beinfectious–shouldbeputintoarigidyellowcontainerclearlymarkedeitherfor
decontaminationorforincineration.Thiswillvarydependingonthearrangement
withthewastecontractorandfacilitiesavailable.Largemetalinstruments,ifplacedin
thealternativetreatmentprocess,maydamagetheequipmentatthefacility.
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Wheretheinstrumentsaredeemedtobenon-infectious,theyshouldbesentfor
disposalasoffensive/hygienewaste.Inthecaseofmetalinstruments,theyshouldbe
sentformetalreclamationandrecoverywhereavailable.
Note
Single-useinstrumentscannotlegallybedisposedofintheblack-bagwastestream.
Stoma/catheterbags
8286
Ifahealthcareworkerisinvolvedinthecareofastomasite,thewastefromastoma
patientcanbedisposedofintheblack-bagwastestream(see‘Managementof
CategoryBinfectiouswasteinthecommunity’(Part2)).
Ifusedinbulk(thatis,largequantitiesofwasteasaresultofthehealthcareworkeror
bytheindividual),thisbecomesoffensive/hygienewastefordisposalinyellow/black
bagsforlandfillormunicipalincineration.
However,ifthepersondevelopsanytypeofgastrointestinalinfectionorthesite
becomesinfected,thebagneedstobedisposedofasinfectiouswasteintotheorangebagwastestream(seeTable16above)).
Ifthehouseholderisself-medicatingwithnohealthcareworkerinvolved,theyareable
todisposeoftheirownwasteintotheblack-bagwastestream.
Note
Wastearisingasaresultoftreatmentundertakenbythehealthcareworkerdoesnot
constitutemixedmunicipalwaste.Itshouldthereforenotbedepositedinthe
householdblack-bagstreamforcollectionasEWC200301mixedmunicipal
waste.Byplacingsuchwasteinthehouseholder’sblackbag,theclassificationofthis
wastewillneedtochangetoincorporatethepresenceofhealthcarewaste.Alsothe
dutyofcarearrangementsandpermitrequirementsofthereceivingwaste
managementfacilitywillchange–thismaynowincludewasteclassifiedasoffensive
EWC180104.Forexemptionstothis,pleasesee‘ManagementofCategoryB
infectiouswasteinthecommunity’(Part2).
Therearecertainhealthcarewastestreams,evenwhenproducedbythehouseholder,
thatshouldnotbeplacedintheblack-bagdomesticwastestream.Forexample,
woundvacuumdrainsshouldbetreatedasinfectiouswasteanddisposedofinthe
orange-bagwastestream.Thehouseholdershouldhavetherelevantprocedures
explainedandtraininggivenatthetimeofprescription.
ManagementofCategoryBinfectiouswasteinthecommunity
Maggots
8287
Allmaggotsusedforwoundmanagementshouldbesecuredinarigidyellowcontainer
ordouble-baggedinyellowbagsandmarkedasUN3291.
Wastepackagingandreceptacles
8289
Thetypeofpackagingusedwillvaryonthetypeofwasteproduced–seeTable16in
‘Examplewastestreams’forfurtherdetails:
• Ifthewasteisliquidorcontainsfreeliquids(forexampleapartiallydischargedsyringe),itshouldonlybeplacedinapackagedesignedtotake
liquids,suchasarigidleak-proofplasticdrum,oronewithabsorbinggels/
materials.
• Ifthewasteisasharp,itshouldonlybeplacedinasharpscontainer.
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• Allotherwastemaybepackagedinflexiblebags(infectiousoroffensive
wastebags).
Itisnotalwayspracticalforhealthcareworkerstocarrymanydifferenttypesof
packagingwiththem.Therefore,healthcareworkersshouldbesuppliedwiththemost
appropriatepackagestomeettheirneeds.Wherepossible,thetypeofpackaging
requiredshouldbedeterminedpriortoin-situtreatmentbasedonthepre-visit
assessmentandpatients’records.
Examplewastestreams
Transportingoffensiveorinfectiouswastefrompatients’
8293
homes
Wherewasteisgeneratedbyahealthcareworkerforpeopleintheirownhomes,the
healthcareworkerisresponsibleforensuringthatthewasteismanagedcorrectly;this
ispartoftheirduty-of-care(see‘Dutyofcareandcontrolledwaste’under
‘Environmentandwastelegislation’).
Managersneedtoensurethatarrangementsareinplacetoensurethatthewasteis
packagedandlabelledcorrectlyandtransportedforappropriatetreatmentand
disposal.Localoptionsmayvary,butingeneralthecommunityhealthcare
organisationhastwooptions.
Environmentandwastelegislation
Option1–collectionfromthepremises/householder
8291
Onlyifthehouseholderconsentstothestorageofthewastecanthehealthcareworker
producingthewasteleaveitinthehomeforlatercollectionbyanappropriate
organisation(forexampleawastecontractoractingonbehalfofthelocalauthorityor
healthcareprovider).Ifthehouseholderdeclinestogiveconsent,thehealthcareworker
cannotlegallyleavethewaste.Thisproblemshouldbediscussedwiththehouseholder
andthemanagerofthehealthcareworkerinordertoexplorealloptionsofconvenient
andsaferesolution.
Healthcareorganisationsandtheiremployeeshaveresponsibilityforthewastewhileit
isbeingstoredawaitingcollectionandforarrangingthatcollection.Whileawaiting
collectionfromthehouseholder’shome,thewasteshouldbestoredinasuitable
placetowhichchildren,pets,pestsetcdonothaveaccess.Itisnotappropriateto
leavethewasteunsupervisedonthepavementawaitingcollection.
Wasteshouldbepackagedandlabelledappropriately,andadequateinstructionshould
begiveninrelationtosafepre-collectionstorage.Thehouseholdershouldbeprovided
withthecorrectcontainers/packagingtoensurecorrectdisposal.
Thepartycollectingthewasteshouldbeprovidedwiththeinformationrequired
underduty-of-carerequirements(see‘Legislationandhealthcarewaste’ondutyofcare
responsibilitiesand‘Wastemanagementlicensingandpermitting’fornon-WFD
exemptions).
Aconsignmentnoteisnotrequiredforthemovementofhazardouswastefrom
domesticpremises.However,aconsignmentnoteshouldbecompletedand
accompanythemovementofthewasteifnotfromdomesticpremises,asinfectious
wasteisclassifiedashazardouswaste.
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Note
Thecollectionofhealthcarewasterequiresgoodcommunicationbetweenallparties
includingthepatient,healthcareworker,healthcareorganisation,localauthority
andothernon-healthcarepartiesinvolvedinthecollection(forexamplewaste
contractors).Thecollectiontimesandarrangementsneedtobecleartoallpartiesto
ensurethesafedisposalofhealthcarewaste.
Incertainregions,theremaybeissueswithsimilarcoloursusedforotherwaste
streams.Forexample,orangebagsareusedforrecyclingbysomelocalauthorities.
Inthesesituationsitisevenmoreimportantforgoodcommunication,consultation
withhealthcareworkersandtheirsafetyrepresentatives,andcollaborativeworking
betweenallpartiestotakeplace.
Legislationandhealthcarewaste
Wastemanagementlicensingandpermitting
Option2–healthcareworkertransportswaste
8292
Thehealthcareworkerproducingthewastecantransporttheinfectiousoroffensive
wastefromthehomeenvironmentbacktobasewherewastecollectionanddisposal
arrangementsareinplace.Wherehealthcareworkersaretransportingwasteintheir
ownvehicles,theyshouldensurethattheyaretransportingthewasteinsuitableUNapprovedrigidpackaging,forexamplecontainersordrums(see‘Transportpackaging
andoperations’).
Thecommunityhealthcareorganisationhasresponsibilityforprovidingsuitable
equipment.Ininstanceswherethehealthcareworkerisexpectedtotransportthewaste
andisnottravellingbycar(suchasbybicycleorpublictransport),thehealthcare
organisationshouldmakeappropriatearrangementsforsuitablecontainersforthe
collectionofwasteinthesecircumstances.Localproceduresshouldbeinplacefor
managementofthewastefromcradletograveforcommunityhealthcarewaste
(includingtransportandcompliancewiththeCarriageRegulations).Thisshouldbe
detailedintheorganisation’swastepolicy.Thehealthcareworkershouldalsohave
receivedappropriatetraining,eitherin-houseorcontracted-out,whichaddressesthe
safetransportationofwaste.Thisistheresponsibilityoftheorganisationandshould
bereviewedaspartoftheauditingprogramme.Forwastetraining,policy,and
auditingsee‘Managingcompliance’.
Normally,thecarriageofanyquantityofclinicalwasterequiresthecarrier(healthcare
worker)tofita2kgfireextinguisherirrespectiveofthequantityofwaste.The
DepartmentforTransporthasissuedanauthorisationtoexemptcommunitynurses
fromthisrequirement(seethelastparagraphin‘Transportontheroad’).
Transportpackagingandoperations
Managingcompliance
Transportontheroad
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Communitypharmacies
8295
Thisguideisintendedtoprovidecommunitypharmacieswithasummaryguideto
thekeyrequirementsforwastemanagement.Thissectiondoesnotaddressthegreater
complexityoflargerpharmacies,forexamplethosefoundinanacutehospital,to
whichtheguidancepublishedbytheNHSPharmaceuticalQualityAssurance
Committeeisapplicable.
Guidanceisprovidedon:
• theresponsibilitiesofthepharmacy;
• wastesegregation,labellingandclassification;
• wastetransferanddocumentation;
• wasterecordsandreturns;
• wasteauditsanddutyofcare.
Responsibilitiesofthepharmacy
8297
Thepharmacyhasastatutorydutyofcare.Thisappliestoeveryoneinthewaste
managementchainfromproducertodisposer.Itrequiresthatthewastebemanaged
andthatallreasonablemeasuresaretakentoensurethatthewasteisdealtwith
appropriatelyfromthepointofproductiontothepointoffinaldisposal.
Note
Pharmacies’responsibilitiesdonotendwhentheyhandtheirwastetotheirwaste
collector.
Thepharmacyissolelyresponsibleforensuringthatwasteis:
• correctlysegregated;
• appropriatelylabelled;
• packagedappropriatelyfortransport;
• storedsafelyandinasecureplaceawayfromareasofpublicaccesswithinthe
premises;
• describedaccuratelyandfullyontheaccompanyingdocumentationwhen
removed;
• transferredtoanauthorisedpersonfortransporttoanauthorisedwastesite.
Inaddition,thepharmacyshouldensurethat:
• eachofitspremisesisregisteredasahazardouswasteproducer(unless
exemptfromregistration–see‘Managingcompliance’);and
• itkeepsaregisterofthenecessaryrecordsandreturnsintheappropriate
location(normallyonthepharmacy’spremises).
Thepharmacymanagershouldalsoensurethatstaffaretrainedandawareofthewaste
procedures.Thewastemanagementcontractorshouldbewillingtoadviseonfulfilling
therequirementsfortheaboveresponsibilities.However:
• itremainsthelegalresponsibilityofthepharmacy,notthewaste
contractor,toensurefullcompliance;and
• thewastecontractorwillhavelessknowledgethanthepharmacyaboutwhat
isinthewaste.
Managingcompliance
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Wastesegregation,packaging,classificationandlabelling
8299
Wastesegregationisdrivenbyanumberoffactorsincluding:
• thetechnicalcapabilitiesandpermitsofthewastedisposalfacilities;
• packagingrequirementsforsafelytransportingcertainmaterials;
• healthandsafety;
• theHazardousWasteRegulations(SpecialWasteRegulationsinScotland),
whichprohibitthemixingofwastecategories.
Thesegregationsystembelowisdesignedtoimplementtheserequirements:cytotoxic
andcytostaticwaste;
• othermedicines;
• medicinallycontaminatedsharps;
• non-medicinallycontaminatedsharps;
• clinicalwaste(orangebag);
• offensivewaste(yellow/blackbag);
• domestic/tradewaste(blackorotherappropriatebag);
• wastechemicals.
Pharmaciesproducearangeofhazardousandnon-hazardouswastes.Figure11(see
‘Containerlabelling’)outlinessomekeywastestreams,includinganexplanationof
eachstream,whatwastecontainersshouldbeused,whatcanbeplacedinthese
containers,howwasteshouldbeclassifiedanddescribedonwastedocumentation.
Specificadviceisprovidedbelowoncertainwastes.
Containerlabelling
HazardousWaste(EnglandandWales)Regulations
HazardousWasteRegulations(NorthernIreland)
SpecialWasteAmendment(Scotland)Regulations
Classificationofwastemedicines
8301
Wastemedicinesareclassifiedboth:
• bychemicalproperties;
• andbysource.
TheBNFisnotusedforwasteclassification.Classificationbychemicalproperties
dividesmedicinesinto:
• cytotoxicandcytostatic(hazardousclinicalwaste);and
• other(non-hazardousclinicalwaste).
Cytotoxicandcytostaticmedicinesareclinicalhazardouswasteandincludeany
medicinethathasoneormoreofthehazardouspropertiestoxic(H6),carcinogenic
(H7),mutagenic(H11)andtoxicforreproduction(H10).Thisisawidedefinition
capturingmanyhormone-basedpreparations,antimicrobialsubstancessuchas
chloramphenicol,aswellascancer-treatingagents.
Allcommunitypharmaciesarelikelytoroutinelyproducewastemedicinesofthis
type.Themedicinesinuseinthepharmacyshouldbereviewedtoidentifytheir
propertiesandwhethertheyarecytotoxicandcytostatic(anindicativelistisprovided
inthe‘Examplelistofcytotoxicandcytostaticdrugs’).
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Otherwastemedicinesthatarenotcytotoxicandcytostaticarenormallyclinicalwaste,
butarenothazardouswaste.However,theymaypossessarangeofhazardous
propertiesthatneedtobeprovidedtothewastecontractorfordutyofcarepurposes
andmayrequiresegregationtokeepchemically-incompatiblesubstancesapart.Known
examplesfromacommunitypharmacyincludemedicinesthatareflammable,
harmful,irritant,oxidisingorecotoxic.
Thesewastesneedtobeproperlyidentifiednotonlysothatthewastecontractor
knowswhathe/sheishandling,butalsosothatthosewastesthatmightinteractif
mixedcanbekeptseparateuntilcollectedbythewastecontractor.Medicinesarealso
classifiedbysourceactivity,forexample:
• humanhealthcare;
• animalhealthcare;
• municipalfractions.
Medicinesproducedbypharmaciesandreturnedtopharmaciesfromnon-domestic
producers(forexamplegeneralpractices,dentists,carehomesprovidingnursingcare
etc)willnormallybeclassifiedasfromhumanhealthcare.However,manycommunity
pharmaciessupplyveterinarymedicinesforpets.Thesewillbeclassifiedasfrom
animalhealthcare.Wastemedicinesreturnedfromhouseholds,includingresidential
carehomes,areclassifiedasseparately-collecteddomesticfractions.Thisisillustrated
inTable17.
Table17Classificationofwastemedicinesfromcommunitypharmacies
Source
Humanmedicines(includingnon-domesticreturns)
Animalmedicines
Domesticreturns
Cytotoxicandcytostatic
180108*
180207*
200131*
Othermedicines
180109
180208
200132
Examplelistofcytotoxicandcytostaticdrugs
Segregation,sortingandunpackingofmedicines
8303
TheHazardousWasteRegulationsandSpecialWasteRegulations:
1. requirethatpharmaciesdonotmixahazardouswastewithothercategories
ofhazardouswasteorwithanon-hazardouswaste;and
2. placeadutyonapharmacythatreceivedmixedwastetoseparateit,provided
itissafeandpracticaltodoso.
Categoriesaredefinedbyanumberofcriteriaincludingtypeofwaste,disposal
requirements,incompatiblereagentsandtheabilitytorecycleorrecoverthewasteor
elementsofit.
Pharmaciesmustthereforesegregatetheirwastemedicinesinto:
• cytotoxicandcytostaticmedicines;and
• othermedicines.
Theymustalsoensurethat:
• chemically-incompatibleagentsarenotplacedinthesamecontainer;and
• thewasteisappropriatelypackagedandlabelledfortransport(see
‘Incompatiblesubstances’).
Forreportinganddocumentarycontrols,pharmacieswillalsoneedtobeableto
accuratelyquantifyeachofthefollowingsubgroups,evenifthesearenotfully
segregated:
• cytotoxicandcytostatic–fromhumanhealthcare;
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• cytotoxicandcytostatic–fromanimalhealthcare;
• cytotoxicandcytostatic–domestichouseholdpatientreturns;
• othermedicine–fromhumanhealthcare;
• othermedicine–fromanimalhealthcare;
• othermedicines–domestichouseholdpatientreturns.
Formedicinesinaerosolform:
• adviceshouldbesoughtfromthewastecontractor;and
• ifnotsegregated,theirpresenceshouldbespecificallyidentifiedonthe
accompanyingwastedocumentation.
Medicinesshouldnotberemovedfromthefinalinnerlayerofpackaging,forexample
blisterstrips.Thissignificantlyreducesthepotentialforreactions.
Single-usemonitoreddosingsystems(MDS)shouldbedisposedofintactwithout
removingthemedicinesunlesstheycontaincontrolleddrugs.Wastemedicinescanbe
removedfromreusableMDSwheretheMDSissuitableforreuseandprecautionsare
takentoavoidcontaminationofthenewmedicinessupplied.
Note
Domestichouseholdsarenotsubjecttotheprohibitiononmixing.Therefore,they
mayonoccasionreturnmixedwastemedicinestothepharmacy.Allreasonable
stepsshouldbetakentosegregatethemedicines;however,inexceptionalinstances,
therecanbehealthandsafetyimplicationsassociatedwithstaffputtingtheirhands
intoacontainerofreturnedmedicines.Wherepossible,thecontentsofthebag
shouldbeeitherexaminedthroughtheopeningoremptiedtemporarilyontoatray
(whichwillcontainthewasteandavoidspillageontoothersurfaces).Thismaybe
necessarytoidentifyifcontrolleddrugsarepresent.Identifyingindividualloose
tabletsisoftenimpracticableandisnotrequired.
PharmaciesshouldensurethattheyhavearobustSOP(standardoperatingprocedure)
inplacetodealwiththereceiptofunwantedmedicinesfromhouseholds,
demonstratingallreasonablestepsaretakentoensurewasteissegregatedandstored
wherepracticableandappropriate.
Becauseallpharmacieswillexpecttoreceivehazardousaswellasnon-hazardouswaste,
thepharmacymusthaveseparatewastecontainersforhazardouswasteandfornonhazardouswaste(althoughtheymaybeofdifferentsizesandcollectedatdifferent
frequenciesofcollection).Whereitisnotpracticaltoidentifythecontentsofa
returnedbagofunwantedmedicinesasentirelynon-hazardous,thenundertheabove
principle,thebagofwastemustallbeconsignedunderhazardouswastecontrolsas
mixedhazardousandnon-hazardouswastemedicines,tocomplywiththehazardous
wasteanddutyofcareregulations.Thedescriptionontheconsignmentnotewouldbe
“mixedhazardousandnon-hazardouswastemedicines”andincludetherelevantEWC
codesforeach.
Thepreliminarysortingandstorageofwasteforthepurposesoftransporttowaste
treatmentfacilityisanactivityconsideredtobeanon-WasteFrameworkDirective
exemption;thatis,nopermitorregisteredexemptionisrequired(seethe‘Healthcare
relatedexemptions’section).However,thisexemptionthatallowsthepharmacyto
storereturnedmedicineswithoutanenvironmentalpermitorregisteredexemption
doesnotallowthestorageofmixedwasteasdescribedabove.
Incompatiblesubstances
Healthcare-relatedexemptions
HazardousWaste(EnglandandWales)Regulations
HazardousWasteRegulations(NorthernIreland)
SpecialWasteAmendment(Scotland)Regulations
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Controlleddrugs
8305
Pharmaciesshouldensurethattheycomplywiththefollowinglegislationapplicableto
controlleddrugs:
• theMisuseofDrugsRegulations
• theMisuseofDrugs(SafeCustody)Regulations
• theControlledDrugs(SupervisionofManagementandUse)Regulations.
Thesesetoutrequirementsforthestorageofcontrolleddrugs(forexamplean
authorisedwitnessisrequiredfordenaturing)andtheroleofaccountableofficersfor
certainNHStrustsandindependenthealthcarebodies.
Pharmacieswillproducecontrolled-drugswasteandmayreceivecontrolleddrugs
returnedfromotherproducers:
• Controlleddrugsreturnedfrompatientsshouldbedenaturedassoonas
possibletoavoidthedangeroftheirbeingmixedwithpharmacystockandto
reducetheriskofholdingunnecessaryquantitiesofcontrolleddrugs.
• Controlleddrugsreturnedfromdomesticpremisesmustbestoredin
compliancewiththeMisuseofDrugs(SafeCustody)Regulationsandneed
tobestoredinacontrolleddrugscabinetuntiltheyaredenatured(seealso
‘Storageofwaste’).
Controlleddrugsproducedonthepharmacy’spremisesmaybedenaturedunderan
exemptionfromanenvironmentalpermitorlicence(T28).Thisexemptionmustbe
registeredwiththeenvironmentalregulator.
Controlleddrugsreturnedtothepharmacymaybedenaturedwithoutan
environmentalpermit.TheEAhasissuedaregulatorypositionstatementindicating
thattheywillnotnormallyrequireone.
Denaturingshouldbeundertakenusingamethodconsistentwiththeguidancefrom
theRoyalPharmaceuticalSocietyofGreatBritain(RPSGB).
Denaturedcontrolleddrugsshouldbedisposedofaswastemedicinesofthe
appropriatetype.Forfurtherguidanceonthemanagementofcontrolleddrugs,seethe
RPSGBwebsite.
Storageofwaste
MisuseofDrugsRegulations
MisuseofDrugsRegulations(NorthernIreland)
ControlledDrugs(SupervisionofManagementandUse)Regulations
EAregulatorypositionstatement
RoyalPharmaceuticalSocietyofGreatBritain(RPSGB)guidance
RPSGBguidanceonthemanagementofcontrolleddrugs
Glass/plasticmedicinalcontainers
8307
Wastemedicinesshouldnotbedischargedtofoulsewer,socontaminatedcontainers
ortheircontentsshouldnotberinsedout.Contaminatedbottles,vialsandampoules
shouldbedisposedofaswastemedicines.
Non-pharmaceutically-activemedicinesaretheexception.Liquids(includingsugar
andsaltsolutions),sterilewater,andnutritionalsupplementscanbedisposedofto
foulsewer;ifthereisanydoubt,advicefromthesewerageundertakershouldbe
sought.Thecontainerscanberinsedandrecycled.
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Sharps
8309
Sharpsareitemsthatcouldcausecutsorpuncturewounds,includingneedles,broken
glassmedicinecontainers,brokenampoules,scalpelandotherblades,andthesharp
partofinfusionsets.Sharpsdonotincludemedicinecontainers(bottles,vials,
ampoulesetc)orthemedicinally-contaminatedsyringebarrel(asopposedtothe
needle).
Pharmaciesmayproduceorreceivesharpsincluding:
• returnsfromdomestichouseholderswithdiabetesandfromotherselfadministeringpatients;
• needleexchange;
• diagnosticprocedures.
Sharpsaresegregatedonthebasisofmedicinalcontamination(asthisaffectsdisposal
requirements)into:
• contaminatedcytotoxicandcytostaticsharps;
• othermedicinally-contaminatedsharps;and
• non-medicinally-contaminated.
Sharpscontainersfromself-medicatingpersonswithdiabetes(andotherpatients
injectingmedicationunderprescription)wouldnormallycontainsharpscontaminated
withinsulinandperhapstheinsulincontainers.Thesearemedicinallycontaminated
andshouldbeinayellow-liddedsharpscontainer.Thesearetypicallyclassifiedas18
0103*and180109,andlabelledas“clinicalwaste,mixedmedicinallycontaminated
sharpsandpharmaceuticalwaste(notcytotoxicandcytostatic)forincinerationonly”.
Sharpsfrombloodtests,eitherfromnon-medicatingpersonswithdiabetesor
diagnostictestsinthepharmacy,arenotnormallycontaminatedwithmedicines.
Thesecanbeplacedinanorange-liddedsharpscontainer.Thesearetypicallyclassified
as180103*andlabelledas“clinicalwaste,non-medicinallycontaminatedsharps
suitableforalternativetreatment”.
Sharpsfromneedle-exchangeprogrammesarelikelytobeproducedbynon-healthcare
activities.Theyarelikelytobecontaminatedwithchemicalsormedicinesandshould
beplacedinayellow-liddedsharpscontainer.Thesearetypicallyclassifiedas200199
andlabelledas“clinicalwaste,medicinallycontaminatedsharpsfromneedleexchange
forincinerationonly”.Ifthesharpsarisefromaneedle-exchangeprogrammewhere
anti-addictivemedicinesareprescribed,theseareclassedashealthcarewasteand
shouldbeclassifiedas180103.
Whereapre-filledsyringesetisreturnedtoapharmacywithaneedle,itshouldbe
treatedasasharpandshouldbeclassifiedas180101and180109ifthemedicineis
non-hazardous.
Note
Forhealthandsafetyreasons:
needlesshouldnotnormallyberemovedfromsyringes;and
asecondactionshouldnotbetakentodischargesyringes.
Otherhealthcarewastes
8311
Pharmaciesmayproducesmallamountsofotherhealthcarewastes,forexample
contaminatedPPE,swabs,plasters,andtissuesfromdiagnostictests.Ifthematerialis
notcontaminatedwithpharmaceuticalsorchemicals,itcanbediscardedinanorange
wastereceptacleandtypicallyclassifiedas180103*,describedas“healthcarewaste,
infectious,suitableforalternativetreatment”.
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PPEandotheritemsusedinthehandlingofpharmaceuticalsthathavebecome
contaminatedshouldnotbeclassifiedasinfectiouswaste.Aclinicalwastereceptacle
(approvedandlabelledforinfectiouswaste)isnotanappropriatecontainer.These
materialsshouldbeplacedinthepharmaceuticalwastestream.
Offensivewastes
8313
Communitypharmaciesmayproduceoffensivewastestreamsincluding:
• femininehygienewastesfromstafforpublictoilets;and
• somewastefromdiagnostictests.
Femininehygienewastesfromtoiletsshouldbeplacedinayellow/blackreceptacleand
classifiedas200199.
Body-fluid-contaminatedwastefromdiagnostictestsshouldbeclassifiedasinfectious
healthcarewasteunlessthepharmacycandemonstratethatitcanconducteffective
screeningassessmentstoidentifytheproportionthatisnon-infectiousoffensivewaste.
Ifitcan,itwillhaveaproportionthatisinfectiouswasteandaproportionthatis
offensivewaste.Apharmacywouldnormallygeneratebothinfectiousandoffensive
waste.
Chemicals
8315
Pharmaciesmayemployarangeofchemicalsincludingdisinfectants,handgelsand
oxidisingagents.Theymayalsostockarangeofchemicalsubstancesandpreparations
intheirretailareas.
Guidanceonthedisposalofwastechemicalsfromretailandpharmacyisnotprovided
hereotherthantonotethatthepharmacyisprohibitedfrommixingbytheHazardous
WasteRegulations(see‘Incompatiblesubstances’).Nohazardouswasteitemsmaybe
placedinthedomesticortradewastestreams.
Alcoholhandgelsthatdonotcontainsiloxanes(whichcausesignificantdamageto
plantandequipmentusedinthesewagetreatmentprocess)andwhoseSDSdoesnot
prohibitdischargetothesewermayberinsedoutandthepackagingrecycledorplaced
intothedomesticwastestream(see‘Healthcarewastedefinitionsandclassifications’,
‘Wasteminimisation,segregation,colour-codingandstorage’and‘Transport
packagingandoperations’).
Incompatiblesubstances
Healthcarewastedefinitionsandclassifications
Wasteminimisation,segregation,colour-codingandstorage
Transportpackagingandoperations
HazardousWaste(EnglandandWales)Regulations
HazardousWasteRegulations(NorthernIreland)
SpecialWasteAmendment(Scotland)Regulations
Domesticandtradewaste
8317
Blackbagsorothersuitablecontainersshouldbeusedfornon-hazardouswastesother
thanmedicines.
Pharmaciesshouldseektorecycle:
• cardboard;
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• glasswarethathasnotbeenusedinmedicinecontainers;and
• othersuitableitems.
Electricalwastes,includingbatteriesandfluorescenttubes,shouldnotbeplacedin
thesecontainers.
Aspharmaciesareprohibitedfrommixingwaste,nohazardouswastescanbeplacedin
thedomesticortradewastestreams.Inadditiontothewastesalreadymentioned,
manyoftheproductsintheretailareasofpharmacieswouldbehazardouswasteif
discarded.Typicalexamplesincludesomedisinfectants,handgels,aerosols,cosmetic
products(forexamplealcohol-basedperfumes),batteriesandmanyothers.A
proportionofwasteretailstockwillthereforebehazardouswaste.
Pharmaciesthatprovidephotographicservicesshouldalsonotethatphotographic
chemicals(fixersanddevelopers)arealsohazardouswaste.
Incompatiblesubstances
8319
Somewastemedicinesandchemicals,undercertainconditions,mayreacttoproduce
fireandflammableortoxicgases.Forthisreason,medicinesshouldnotberemoved
frombottles/blisterpacksinordertoprovidesomeformofbarriertosuchreactions.
Inaddition,specificincompatiblematerialsshouldbesegregatedinseparatewaste
containersorstoredsecurelyforthewastecontractorwithidentificationofthetypeof
producttoreducetheriskfurther,rememberingthatbottlescanleakandglasscan
breakduringtransit.Thisisaknownproblemwithpharmacywasteswherethereare
concernsoverflammableoroxidisingsubstances(forexamplepermanganatesand
peroxides).
Pharmaciesshouldensurethattheyareawareofthehazardouspropertiesofthe
chemicalsandmedicinesthattheystockandthattheyhaveidentifiedthepotential
incompatibilities.
Thepharmacyisrequiredtoidentifythesehazardouspropertiesonthewaste
consignmentandtransfernotes.
Storageofwaste
8321
Therearethreespecificstorageissuestoconsider:
• thepharmacy’sownwaste;
• returnsfromdomestichouseholders;
• eturnsfrommedicalpracticesandothernon-domesticsources.
Theseareexemptfromtherequirementforanenvironmentalpermitanddonotneed
toberegistered.
Thepharmacymaystoretheirownwasteunderanexemptionfromanenvironmental
permitfortemporarystorageofwasteatthepremisesofproductionwherethe
followingconditionsaremet:
• storageisinasecureplace;
• storageisatthepremisesofproduction;
• storageisfornolongerthan12months.
Thepharmacymayalsostorewaste,includingmedicinesandsharps,returneddirectly
fromdomestichouseholdsbythehouseholderorhealthcareworkerunderan
exemptionforatemporarycollectionpointwherethefollowingconditionsaremet:
• Thestorageis:
–inasecurecontainer;
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–atacollectionpoint;
–doesnotincludewastescontainingasbestosorwithaflashpointofless
than21°C.
• Mixedwastesarenotstored.
• Wastesarenotstoredforlongerthanthreemonths.
• Wastequantitiesdonotexceed5m³ofhazardouswasteor50m³ofnonhazardouswaste.
Thisexemptionfromanenvironmentalpermitalsopermitsstorageofwastereturned
frommedicalpracticesandothernon-domesticsources(includinggeneralpractices,
dentists,veterinarians,carehomesprovidingnursingcare,schools,prisonsetc).
However,wherethisisthecase,thefollowingstillapply:
• Hazardouswastemedicinesandmixedmedicinesofunknowncomposition
mustbeconsignedfromthesepremisestothepharmacyusingahazardous
wasteconsignmentnote.
• Thepharmacyreceivinghazardouswasteisaconsigneeandmustkeepa
registerandasiteinventory,andmustsendconsigneereturnstotheproducer
andconsigneereturnstotheenvironmentalregulator.Eachconsignment
receivedissubjecttoacharge.
• Hazardouswastecontrolsapplytoallmovementsofhazardouswastebetween
non-domesticpremises,eveniftheyarepartofthesamecompanyor
organisation.
• Non-hazardousmedicinesmustbetransferredtothepharmacyunderdutyof
carecontrols,includingawastetransfernote.
Note
Theauthoritytoacceptthesewastesdoesnotinitselfplaceadutyonthepharmacy
todoso.Ifitdoesdecidetodoso,thesewastescannotbereceivedthroughthe
PCT-fundedservice,andthepharmacywouldhavetomakeitsownarrangements
fordisposal.
Transportregulations
8323
ThepharmacywillusuallybeconsideredtheconsignorundertheCarriageRegulations
andmustensurethattherequirementsoftheCarriageRegulationsaremet.
Forwastemedicines,thefollowingguidelinesmaybeused:
• Medicinesunopenedinoriginalretailpackaging(forexampledate-expired
medicines)areexemptfromtheCarriageRegulations.
• Partially-openedpackagings,miscellaneousblisterpacksetcshouldbe
packagedinaccordancewith‘Wastemedicines(includingamalgamwaste)’.
Thesewillnormallybelimitedquantitiesandmaybemarkedaccordingly
(seeunderTable11in‘Markingandlabellingofpackagings’),havingbeen
identifiedinaccordancewiththefirstparagraphofthe‘Controlleddrugs’
sectionunder‘Environmentandwastelegislation’.
• Sharpscontainersshouldcomplywiththeguidancegivenin‘Sharps
packaging’(limitedquantityprovisionsdonotapplytosharps).
• WasteaerosolsaresubjecttotheCarriageRegulations.
• Otherwastechemicalsmustbeclassifiedaccordingtotheirhazard.Itislikely
thatmostcanbemovedunderthelimitedquantityprovisionsexcept
radioactivematerial.
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Whereatransportdocumentisrequired,primarilyforsharps,thestandardwastenote
maybeused,providedthetransportinformationisincluded(fortransport,limited
quantitiesdonotrequireatransportdocument).
Wastemedicines(includingamalgamwaste)
Markingandlabellingofpackagings
Controlleddrugs
Sharpspackaging
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations(NorthernIreland)
Wastetransferanddocumentation
8325
Astheproducerofthewaste,thepharmacybearsthelegalresponsibilityofensuring
thatwastedocumentationiscompleteandaccurate.Therearetwodifferenttypesof
documentationrequiredforwastetransfers:
• consignmentnotesthatareusedforhazardouswastes;
• wastetransfernotesthatareusedfornon-hazardouswastes.
Aconsignmentnoteisusedtotrackthemovementsandensurethesafedisposalof
hazardouswastes.Italsoensuresthattheinformationaccompanyingthewasteis
sufficienttoenableitssafedisposal.Anewconsignmentnotemustbecompletedfor
eachindividualcollectionofhazardouswaste.Eachnotewillconsistofproducer,
carrierandconsigneecopies.
Whocompletestheconsignmentnoteandwhen?
8335
Beforethewasteisremovedfromthepharmacy:
• partAcontainsdetailsofthepharmacyandthedestinationofthewaste.The
pharmacyisresponsibleforcompletionofthissection;
• partBcontainsdetailsaboutthewaste,itspropertiesanditspackaging.The
pharmacyisresponsibleforcompletionofthissection;
• allthreecopiesshouldbethenprovidedtothewastecarrier;
• partCcontainsdetailsofthewastecarrier,thedriver,thevehicleanda
declarationthatthecarrierhasverifiedkeyinformationinpartsAandB.
Thismustbecompletedbythecarrier;
• thepaperworkisthenpassedbacktotheproducer.OnlyaftersectionCis
completedcanthepharmacycompletepartDtoverifysectionsAtoC(as
thisincludesarecordofthenumberplateofthevehicleontowhichthewaste
wasloaded);
• oncepartsAtoDarecomplete,thecarriermayremovethewaste.
Onarrivalatthedestination(consignee)site,theconsigneecompletespartEtoverify
whattheyhavereceived.
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Keypoints
ThelawplacesthesoleresponsibilityforcompletionofpartsA,BandDof
thenoteonthepharmacy.
Theconsignmentnotesystemrequiresthepharmacytocertifythecarrier
andvehicledetailsduringcollection.Unsupervisedout-of-hours
collectionisnotallowed.
Alistofcytotoxicandcytostaticmedicinesusedbythepharmacyandtheir
hazardouspropertiesmustbeattachedasacontinuationsheettothe
consignmentnoteandaccompanythewaste.
Furtherguidanceonthisisprovidedby:
theEA(forEnglandandWales);
SEPA(forScotland);
theNIEA(forNorthernIreland).
EAguidance
SEPAguidance
NIEAguidance
Carrierroundcollections
8336
Wastecarriersmaycollecthazardouswastefromanumberofsmallproducersinthe
samejourney,referredtoasacarrierround.
Eachcollectionwithinaroundwillneeditsownstandardconsignmentnotewith
uniqueconsignmentnotenumber.Thecarrierroundwillhaveauniquenumberthat
iscommontoallthecollectionsinthatround.
Wastetransfernotes
8337
Wastetransfernotescanonlybeusedforthecollectionofnon-hazardouswastesfrom
thepharmacy.Thesecannotbeusedforclinicalwastesotherthansegregatednonhazardousmedicinesandsharpsfromneedleexchange.
Thepharmacycompletesawastetransfernote.Thelegalresponsibilityfordescribing
thewasterestswiththepharmacy.
Ifacontractorcollectsthesamewasteatregularintervalsoveraperiodnolongerthan
12months,aseasonticketcanbeused.Therefore,anewnotewouldnotberequired
oneachoccasion.
Registrations,recordsandreturns
8334
Allpharmaciesthatproduce500kgormoreofhazardouswasteinany12-month
periodneedtoregistertheirpremisesannuallyasahazardouswasteproducer.Ifthe
pharmacyproduceslessthan500kginany12-monthperiod,itisexempt.This
informationisusedtotrackhazardouswastesandensurethattheyaresafelymanaged.
The500kgincludesallofthepharmacy’shazardouswastesincludingelectricalwaste
andthosefromretailpartsofthepharmacy.
Note
Wherearegisteredcommunitypharmacyoperateswithinahealthcentreofa
hospital,thisisclassedasseparatepremisesinitsownrightandmayneeditsown
registration.
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Howtoregisterasahazardouswasteproducer
8327
Therearethreewaystoregisterasahazardouswasteproducer:
• onlineviatheenvironmentalregulator’swebsite;
• byphoneattheenvironmentalregulator’scustomercontactcentre;
• bypost.
Whenthepremisesareregistered,thepharmacywillbegivenahazardouswaste
producerregistrationnumbercalledapremisescode.Thiscodemustbeusedonall
consignmentnoteswherehazardouswasteisremovedfromthosepremises.
Registrationisonlyvalidfor12months,somustberenewedannually.
Hazardouswaste–recordsandreturns
8328
Pharmaciesarerequiredtokeeparegisterthatcontainstheirhazardouswasterecords.
Thisrequirementisusuallymetbykeepingcopiesofboth:
• standardormultipleconsignmentnotes(includingbothmainnotesand
annexes);and
• consigneereturnstotheproducerorholder.
Whererelevant,theregistershouldalsocontainrecordsofanyrejectedloadsorcarrier
schedules.Guidanceonconsignmentnotesandtheircompletionisprovidedinaseries
ofguidestotheHazardousWasteRegulations.
GuidestotheHazardousWasteRegulations
Consigneereturnstothewasteproducerorholder
8329
Eachconsignee(thedestinationsitewherethecarriertakesthewaste)isrequiredto
sendtothepharmacyareturneachquarter.Thisreturnisarecordofwhathas
happenedtothewasteandmustbeplacedinthewasteproducer’sregister.These
returnsmustbepresenttoensuretheregisterislegallycomplete;therefore,ifthe
returnisnotreceivedwithinareasonableperiodoftime,thepharmacyshouldcontact
theconsigneeandrequestthatacopyissentbyreturn.
Wherethewasteistakentoatransferstationbeforebeingsentelsewherefordisposal,
thepharmacyshouldalsorequestcopiesoftheassociatedcompletedpaperworkfor
thatonwardmovement,whichconfirmsthatitwasreceivedatthefinaldestination.If
itisunclearastowhetheratransferstationistheinitialdestinationforthewaste,the
wastecontractorshouldbeconsulted.
Whereshouldtheregisterbekept?
8330
Wheretheregisteriskeptdependsonthenumberofpharmacybranchesandwhether
theseareeachregisteredashazardouswasteproducersornot.
• Registeredpremises–ifapharmacyisregistered,theregisterforany
hazardouswastethatisremovedfromthatpharmacymustalwaysbekepton
thatpharmacy’spremises.
• Exemptpremises–ifapharmacybranchisexemptfromregistrationasa
hazardouswasteproducer,theregisterforanyhazardouswastethatis
removedfromthatpharmacyshouldbekeptatthepharmacyorprincipal
placeofbusiness.Thismaybeanotherpharmacyifthepharmacyisoneof
severalinacompany.Ifapharmacywishestokeeptheregisteranywhereelse,
thismustbeagreedinwritingwiththeenvironmentalregulator.
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Howlongshouldtheregisterbekept?
8331
Theregistermustbekeptforatleastthreeyears,commencingfromthedatethewaste
wasremovedfromthepharmacy’spremisesbyawastecarrier.
Non-hazardouswasterecords
8332
Wastetransfernotesshouldbekeptforaminimumoftwoyears.Whereseasontickets
areused,arecordshouldalsobekeptofthetimeswheneachoftheregularcollections
ismadeusingthenote.
Thepharmacyasaconsignee
8333
Wherethepharmacyreceiveswastemedicinesreturnedfromnon-domesticpremises,
theyarelikelytobeahazardouswasteconsigneewithresponsibilitiesforkeepingasite
inventory,andformakingconsigneereturnstotheproducerandquarterlyreturnsto
theenvironmentalregulator.Furtheradviceonthiscanbefoundonthe
environmentalregulator’swebsite.
Wasteauditanddutyofcareauditchecks
8339
Wastesegregationandproceduresshouldbeauditedperiodicallyforthreereasons:
1. Itenablesthepharmacytoaccuratelydescribeandclassifyitswasteto
completeitswastedocumentationanddischargeitsdutyofcare.
2. Thewastedisposermayberequiredbytheirpermittoobtainanauditfrom
thepharmacybeforetheycanacceptthewaste(apre-acceptanceaudit).
3. Thisenablesthepharmacytomonitoritswastepractices,identifyany
problemsandasaresultenablesittofixthem.
Examplesofspecificissuestoidentifyinanauditofeachareaofthepracticearethe
presenceofthefollowinginanywastestream:
• cytotoxicandcytostaticmedicines;
• medicines(forexampletablets,creams,vials,ampoules,intravenousbagsetc)
andmedicinally-contaminatedwastes(forexamplesyringebarrels,tubing,
etc);
• sharps(includingwhethertheyaremedicinallycontaminatedornot);
• chemicals(disinfectants,reagents,diagnostickits,resinsetc);
• chemically-incompatiblesubstances;
• body-fluid-contaminatedmaterialthatisinfectious(swabs,PPEetc);
• healthcareitemsthatarenotcontaminatedwithbodyfluidsorother
potentiallyinfectiousmaterials(forexamplePPE)(offensivewastes);
• femininehygienewastes/nappybinsfromtoilets;
• municipal-typewastes(newspapers,magazines,foodanddrinkcontainers,
sterileequipmentandotherpackagingetc).
Thefollowingshouldalsobeconsidered:
• whatwastecontainersareusedforthesewastes;
• howtheyarelabelled;
• whetherthecontentsareaccuratelydescribedandclassifiedonwaste
documentation.
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Undertakingsuchauditswillenablethepharmacytodemonstratethatithas
dischargeditsdutyofcareindescribingandpackagingitswaste.
Pre-acceptanceaudit
Wastecarriers
8341
Thewastecontractorwhocollectsthewastemustbearegisteredwastecarrier.This
shouldbecheckedby,forexample,comparingthecarrierregistrationnumberonpart
Coftheconsignmentnotetotheinformationheldontheenvironmentalregulator’s
electronicpublicregister.Thepharmacymustsupervisecollectionsofhazardouswaste
toenableittocertifythecarrierandvehicledetailsinpartDofthenote.
Note
Ifthepharmacyprovidesawastecollectionservicefromdomestichouseholdsor
otherpremises,forexamplewhendeliveringnewmedication,theywillneedtobe
registeredwastecarriers.
Environmentalregulator’selectronicpublicregister
Wastedisposal
8343
Wastefromsmallpremisesisfrequentlytakentoawastetransferstationwhereitis
combinedwithotherwastesandsentforfinaldisposal.Ifthewasteisbeingtakentoa
wastetransferstation,copiesofthedocumentationusedforonwardmovementofthe
wastetoitsfinaldestinationshouldberequested.
Therearetwomaindisposaloptionsforclinicalwaste:
alternativetreatments–whichdisinfectthewasteandarenormallyauthorisedonlyfor
infectiouswastes(forexamplebaggedclinicalwastes);
clinicalwasteincinerators–whichensurecompletedestructionofmedicinesand
chemicalsaswellasinactivationofmicroorganisms.
Dischargetofoulsewer
8345
Dischargestofoulsewershouldbeinaccordancewithatradeeffluentconsentfrom
thesewerageundertaker.
Wastemedicinesshouldnotbedischargedtofoulsewer.Non-pharmaceutically-active
liquidsincludingsugarandsaltsolutions,sterilewaterandnutritionalsupplements
canbedisposedoftofoulsewer.
GuidanceonthisisduetobeprovidedbyWaterUKonbehalfofthesewerage
undertakersin2011.
Exportofmedicinesanddonationstocharity
8347
Wherewastemedicinesfromapharmacyarecollectedorsenttoacharityforreuse
overseas:
• theguidancefromtheRoyalPharmaceuticalSocietyofGreatBritain
(RPSGB)onsuchdonations,whichfollowstheWorldHealthOrganisation
line,shouldbefollowed;
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• cytotoxicandcytostaticwastemedicinesmustbeconsignedfromthepractice
tothecharity,whichmustsendthepharmacy(andtheregulator)consignee
returns;
• otherwastemedicinesmustbetransferredusingaduty-of-carewastetransfer
note;
• thecharitymustholdanenvironmentalpermitforsortingofwaste
medicines;and
• aregisteredwastecarrierisnormallyrequiredtotransportthematerial.
RPSGB
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Generalpracticesandhealth
centres
8349
Thisguideisintendedtoprovidegeneralpracticeswithasummaryguidetothekey
requirementsforwastemanagement.Althoughalsoapplicabletohealthcentres,care
mustbetakenasthesemayprovideawiderrangeofservicesandproducemore
complexwastes.Healthcentresthatprovidedentalservicesshouldalsoreadthe
“Dentalpractices”sectorguide.
Guidanceisprovidedon:
• theresponsibilitiesofthegeneralpractice;
• wastesegregation,labellingandclassification;
• wastetransferanddocumentation;
• wasterecordsandreturns;
• wasteauditsanddutyofcare.
Furtherinformationcanbefoundwithinthemainbodyofthisguidance.
Dentalpractices
Responsibilitiesofthegeneralpractice
8351
Generalmedicalpracticeshaveastatutorydutyofcare.Thisappliestoeveryoneinthe
wastemanagementchainfromproducertodisposer.Itrequiresthepracticetomanage
thewasteandtotakeallreasonablemeasurestoensurethatthewasteisdealtwith
appropriatelyfromthepointofproductiontothepointoffinaldisposal.
Keypoint:
Thegeneralpractice’sresponsibilitiesdonotendwhenithandsitswastetoawaste
collector.
Thepracticeissolelyresponsibleforensuringthatwasteis:
• correctlysegregated;
• appropriatelylabelled;
• packagedappropriatelyfortransport;
• storedsafelyandinasecureplaceawayfromareasofpublicaccesswithinthe
premises;
• describedaccuratelyandfullyontheaccompanyingdocumentationwhen
removed;
• transferredtoanauthorisedpersonfortransporttoanauthorisedwastesite.
Inadditionthegeneralpracticeshouldensurethat:
• eachofitspremisesisregisteredasahazardouswasteproducer(unless
exemptfromregistration–see‘Managingcompliance’);and
• itkeepsaregisterofthenecessaryrecordsandreturnsintheappropriate
location(normallythepractice’spremises).
Thepracticemanagershouldalsoensurethatstaffaretrainedandawareofthewaste
procedures.
Thewastemanagementcontractorshouldbewillingtoadviseonfulfillingthe
requirementsfortheaboveresponsibilities.However:
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• itremainsthelegalresponsibilityofthepractice,notthewastecontractor,
toensurefullcompliance;and
• thewastecontractorwillhavelessknowledgethanthepracticeaboutwhatis
inthewaste.
Managingcompliance
Wastesegregation,packaging,classificationandlabelling
8365
Wastesegregationisdrivenbyanumberoffactorsincluding:
• thetechnicalcapabilitiesandpermitsofthewastedisposalfacilities;
• packagingrequirementsforsafelytransportingcertainmaterials;
• healthandsafety;
• theHazardousWasteRegulations(SpecialWasteRegulationsinScotland),
whichprohibitthemixingofwastecategories.
Thesegregationsystembelowisdesignedtoimplementtheserequirements.Ifnotall
ofthestreamsindicatedareimplemented,itisunlikelythatthesegregationsystem
meetsthelegalrequirements.Specifically,thefollowingwastesegregationshouldbe
implemented:
• cytotoxicandcytostaticwaste(unlessithasbeenconfirmedthatnoneof
theseareusedinthepractice);
• othermedicines;
• medicinally-contaminatedsharps;
• non-medicinally-contaminatedsharps;
• clinicalwaste(orangebag);
• clinicalwaste(yellowbag);
• offensivewaste(yellow/blackbag);
• domesticwaste(blackorotherappropriatebag);
• wastechemicals;
• humantissue;
• gypsum;
• otherwastes.
HazardousWaste(EnglandandWales)Regulations
HazardousWasteRegulations(NorthernIreland)
SpecialWasteAmendment(Scotland)Regulations
Cytotoxicandcytostaticmedicines
8353
Generalpracticesoftenuseasmallnumberofcytotoxicandcytostaticmedicinessuch
ashormone-(forexamplecontraceptive)oroxytocin-basedagents.Healthcentresare
likelytousemore.Theseareawiderangeofmedicinesincommonusageandinclude
anymedicinethatistoxic,mutagenic,carcinogenicortoxicforreproductionregardless
ofhowitisused.Thepracticeshould:
• reviewthemedicinesinuseinthepracticetoidentifythosethatarecytotoxic
andcytostatic(anindicativelistisprovidedin‘Examplelistofcytotoxicand
cytostaticdrugs’);and
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• placewastesarisingfromthisinpurple-liddedcytotoxicandcytostaticwaste
containers.
Alistofcytotoxicandcytostaticmedicinesusedbythepracticeandtheirproperties
shouldbeattachedasacontinuationsheettotheconsignmentnoteandaccompany
thewaste.
Examplelistofcytotoxicandcytostaticdrugs
Othermedicines
8354
Healthcentresandgeneralpracticeswillemployarangeofothermedicinesincluding
painkillers,eyedropsandvaccines:
• Medicinesshouldbeplacedinaclearly-labelledwastemedicinescontainer.
• Vialsorampoulesthathavebeenusedtochargesyringesshouldbedisposed
ofintheyellow-liddedsharpsboxalongwiththesyringe.Itmust,however,
beensuredthatthewastedescriptionandclassificationidentifiestheir
presence.
• Controlleddrugsmustbedenaturedandplacedwithotherwastemedicines.
• Medicated(forexampleantibiotic)intravenousbagsshouldbedisposedofas
wastemedicines.
• Non-medicated(forexamplesaline)intravenousbagsshouldbedischarged
tofoulsewerandtheemptybagsplacedintheoffensive/hygienewaste
receptacle.
• Formedicinesinaerosolform(betadineiodine,cryogesicsprays,asthma
medicationetc),theymustbesegregatedfromothermedicinesor,wherethis
isnotdone,theirpresencemustbeidentifiedontheaccompanyingwaste
documentation.
Sharpsboxes
8355
Themedicinalcontaminationofsharpsdeterminestheirdisposaloption.Cytotoxic
andcytostaticcontaminatedsharpsaredealtwithabove.
• Othermedicinally-contaminatedsharps(forexamplefromthe
administrationofvaccines)shouldbeplacedinayellow-liddedsharpsbox.
Thewastedescriptionandclassificationshouldidentifythepresenceofwaste
medicines.
• Non-medicinally-contaminatedsharps(forexamplepodiatryinstruments,
sharpsfromtakingbloodsamples,andacupuncture)shouldbeplacedinan
orange-liddedsharpsbox.Thewastedescriptionshouldidentifytheabsence
ofwastemedicines.
Chemicals
8356
Thepracticemayusearangeofchemicalsincludingdisinfectants,handgels,iodine,
air-fresheners,diagnostickits,eyestains,possiblephotochemicalsetc.Adetailed
explanationoftherequirementsfordisposalofchemicalwasteisbeyondthescopeof
thissectorguide.Thereare,however,anumberofkeypointstonote:
• Hazardouschemicals(includingphotochemicals)shouldnotbedisposedof
tofoulsewerorsurfacedrains.
• Emptychemicalcontainersarelikelytocontainsufficientresiduetoremain
hazardouschemicalwasteunlessrinsed.Rinsingmayonlybeundertaken
afterconsiderationofthehazardspresentandagreementwiththelocalwater
authority.Alcoholhandgelsthatdonotcontainsiloxanes(whichcause
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significantdamagetoplantandequipmentusedinthesewagetreatment
process)andwhosesafetydatasheet(SDS)doesnotprohibitdischargetothe
sewermayberinsedoutandthepackagingrecycledorplacedintothe
domesticwastestream.
• Chemicalsshouldnotbedisposedofintheclinicalwastestream.Thismay
causechemicalreleasesandworkerexposureissuesduringsubsequent
handlinganddisposal.Suchmixingisprohibited.
• Placementofhazardouschemicalsinthedomesticwastestreamisalso
prohibited.
• Somechemicalsmayreacttoproducefireortoxicgases.Theseincompatible
chemicalsshouldbedisposedofandstoredseparately.Flammable,corrosive
andoxidisingchemicalsareofparticularconcerninhealthcare.
• Aerosolsmayalsoneedtobesegregatedforspecialistdisposalorrecovery.
FurtherguidanceonthestorageofchemicalsisavailablefromtheHealth&Safety
Executive.
Health&SafetyExecutive
Orangeclinicalwastebags
8357
Orangebagsshouldbeusedforsoftclinicalwastes.Theyareusedtoindicatethatthe
wasteissuitablefordisinfectionprocessessuchasautoclaves,ratherthanrequiring
incineration.
Thefollowingmustnotbeplacedintheorangebag:
• medicinally-orchemically-contaminatedwastes;
• domestic-typewastes,includinghandtowels;
• offensivewastes.
Examplesofwastethatcanbeplacedinthiswastestreaminclude:
• contaminatedPPE(gloves,apronsetc);
• contaminateddressings;
• verysmallpiecesoftissue;
• syringebodiescontaminatedwithbodyfluids,butnotmedicines.
Dressingscancontainarangeofadditivesincludingmetalsalts(zinc,silveretc),
organicmaterials(suchasalginate,paraffinorhoney),ormedicines(forexample
ibruprofen).Somemetalsmaybechemicallyhazardous(forexamplezincoxideisan
ecotoxicchemical).Asageneralprinciple:
• anycontaminateddressingthatdoesnotcontainanactivepharmaceutical
agentcanbediscardedintheorangebag;
• however,anycontaminateddressingthatcontainsanactivepharmaceutical
(forexampleibruprofen)shouldbediscardedinayellowclinicalwastebagor
container.
Yellowclinicalwastereceptacles/bags
8358
Yellowwastereceptacles/bagsshouldonlybeusedforwasteitemsthat(a)are
infectiousclinicalwasteand(b)haveanadditionalsecondcharacteristic(forexample,
chemicalorpharmaceutical)thatmakesincinerationthesoledisposaloption.For
example:
• anatomicalwastesandtissuesamplespreservedinhazardouschemicals;
• medicines,medicinally-contaminatedsyringes,medicateddressingsetc;
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• diagnostickitscontaminatedwithpotentiallyinfectiousbodyfluidsand
chemicalreagents(thisdoesnotincludesticksfromdiptests).
Thewasteclassificationanddescriptionwouldneedtoclearlyidentifythesecond
propertyandthatthewasterequiresincineration.
Asfororangeclinicalwastebags,domesticandoffensivetypewastesmustnotbe
placedinthiswastestream.
Offensive/hygienewaste
8359
Generalpracticeswillgeneratetwodifferentoffensivehygienewastestreams.They
shouldsegregate:
• domestic-typeoffensivehygienewastes–femininehygienewastesfrom
toilets,nappiesfromotherwisehealthychildrenetc–intoyellow/blackbags
asa200199waste(unlessthetotalquantityislessthan7kginacollection
intervalwhereitcanbeplacedinthemunicipalblackbag);
• healthcare-typeoffensivehygienewastes–usedPPEthatisnotinfectious,
uncontaminateddressings,emptynon-medicatedintravenousbags,
cardboardvomit/urinebowls(unlessinfectionsuspected)etc–intoyellow/
blackbagsas180104waste.
Liquids(urine,liquidfaeces,vomit)shouldnotbeplacedinthiswastestreamandmay
needtobediscardedtofoulsewerbeforecontainersarediscarded.
Note
Withregardtooffensivewaste,thepracticehastwolegalobligations:
mixingisprohibited,sooffensivewastemustbeseparatedfromtheclinical
wastestream;and
producersarerequiredtoaccuratelyclassifyanddescribetheirwaste;
therefore,untilthepracticehasseparatedthismaterialfromitsbagged
clinicalwaste,itmustensurethatitisclassifiedanddescribedasmixed
clinicalandoffensivewaste,andthe180104codemustbeassigned
alongside180103*onwastedocumentation.
Blackbags
8360
Municipalwastecontainersshouldbeusedforanynon-hazardouspaper,magazines,
newspapers,foodanddrinkcontainers,papertowelsfromhandwashing,
uncontaminatedpaperrollsfromcouchcoversetc.Recyclingoptionsshouldbe
consideredwhereavailable.Packagingfrominstrumentsanditemsshouldalsobe
placedinthiswastestream.
Humantissues
8361
Generalpracticesandhealthcentresmayproduceasmallamountofhumantissue:
• Verysmallpiecesofunrecognisabletissuefromminorprocedures(for
examplewartorverrucaremoval,orwoundcleansing)canbedisposedofin
theclinicalwastebagsstream.
• Largerorrecognisablepiecesoftissue,forexampleplacentas,mustbe
segregatedasanatomicalwasteintoappropriatelylabelledcontainers.
• Ifanywastespecimensarestoredinchemicalpreservatives(forexample
formaldehydeormethanol),theyshouldbesegregatedfromotherwastes.
Thechemicalmustbeincludedinthewasteclassificationanddescription.
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Gypsum
8362
Plastercastscanbeproducedbyarangeofhealthcareproceduresincludingdentistry,
podiatryandfractureclinics.Inmostcases,thesecastsandrelatedmaterialarenot
infectious.Thesematerials,iftheyenteranormallandfillwithotherwasteincluding
residuesfromclinicalwastedisposal,mayproducehydrogensulphidegas.Forthis
reasonitisprohibitedfromlandfill.Ifanygypsumwasteisproduced:
• thepracticeshouldputinplaceprocedurestoidentifyandsegregatethe
smallproportionthatisgenuinelycontaminatedandposesariskofinfection
–thismaythenbedisposedofintheorangebag;
• themajorpartofthematerialmustbesegregatedintoanappropriate
containerandsenteitherforgypsumrecyclingorforlandfillinaspecifically
designedlandfill–advicefromaspecialistcontractorshouldbesought.
Otherwastes
8363
Generalpracticeswillproducemanyotherwastes.Manyofthesearebeyondthescope
ofthisguidanceandshouldnotthereforebeplacedinthecontainersindicatedabove.
Examplestoconsiderinclude:
• wasteelectricalequipment(seeHealthTechnicalMemorandum07-06);
• batteries(includingthosefromhearingaids,lead-acidbatteriesanddomestictypebatteries);
• lightbulbsandfluorescenttubes(includingthosefrommedicalequipment).
HealthTechnicalMemorandum07-06–‘Disposalofpharmaceuticalwastein
communitypharmacies’
Wastelabelling
8364
Allhazardouswasteandmedicinalwastecontainersshouldbeindividuallyandclearly
labelledtoidentify:
• thenatureofthewastepresent(includingclassificationcodeswhere
possible);and
• thedetailsofthemedicalpractice.
Forclinicalwastebags,itwouldtypicallybenecessarytofastenarobustidentification
tagtotheneckofthebag.
Wastetransferanddocumentation
8367
Transportregulations
ThepracticewillusuallybeconsideredtheconsignorundertheCarriageRegulations,
anditmustensurethattherequirementsoftheCarriageRegulationsaremet.
Forwastemedicines,thefollowingguidelinesmaybeused:
• Medicinesunopenedinoriginalretailpackaging(forexampledate-expired
medicines)areexemptfromtheCarriageRegulations.
• Partially-openedpackagings,miscellaneousblisterpacksetcshouldbe
packagedinaccordancewiththeadviceat‘Wastemedicines(including
amalgamwaste)’.Thesewillnormallybelimitedquantitiesandmaybe
markedaccordingly,havingbeenidentifiedinaccordancewith‘Controlled
drugs’.
• Sharpscontainersshouldcomplywiththeguidancegivenin‘Sharps
packaging’(limitedquantityprovisionsdonotapplytosharps).
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• Amalgamwasteisadangeroussubstance(UN2025)(see‘Amalgamwaste’),
butcanbetransportedasalimitedquantity.
• DiscardedaerosolsaresubjecttotheCarriageRegulations.
• Otherwastechemicalsmustbeclassifiedaccordingtotheirhazard.Mostcan
bemovedunderthelimitedquantityprovisions(exceptradioactivematerial).
Whereatransportdocumentisrequired,primarilyforthesharps,thestandardwaste
notemaybeusedprovidedthetransportinformationisincluded(fortransport,
limitedquantitiesdonotrequireatransportdocument).
Wastemedicines(includingamalgamwaste)
Controlleddrugs
Sharpspackaging
Amalgamwaste
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations(NorthernIreland)
Documentation
8368
Astheproducerofthewaste,themedicalpracticebearsthelegalresponsibilityof
ensuringthatwastedocumentationiscompleteandaccurate.Therearetwodifferent
typesofdocumentationrequiredforwastetransfers:
• consignmentnotesthatareusedforhazardouswastes;
• wastetransfernotesthatareusedfornon-hazardouswastes.
Aconsignmentnoteisusedtotrackthemovementsandensurethesafedisposalof
hazardouswastes.Italsoensuresthattheinformationaccompanyingthewasteis
sufficienttoenableitssafedisposal.Anewconsignmentnotemustbecompletedfor
eachindividualcollectionofhazardouswaste.Eachnotewillconsistofproducer,
carrierandconsigneecopies(seeFigure12).
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Figure12Examplehazardouswasteconsignmentnote
PART A Notification Details 1. Consignment note code: ABC123/AB001
3. Premises code: ABC123
2. The waste described belo w is to be removed from (name, address, postcode, telephone, e­mail & fax): The General P ractice, High Street, New Town, The S hire, XX12 3YY Tel 0123 456789, [email protected]
4. The waste will be taken to (address and postcode): The Transfer Station, Low Street, Old Town, The S hire YY12 4XX
5. The waste producer was (if different from 1) (name, address, postcode, telephone, e­mail & fax)
PART B Description of waste
1. The process giving rise to the waste(s) was: Dental healthcare. 2. SIC for the process giving rise to the waste: 85
3. WASTE DETAILS (where more than one waste type is collected all of the information given below must be completed for each EWC identified). Description of waste
EWC code
Qty (kg)
Cytotoxic and 18 01 08* Cytostatic clinical 18 01 08
waste: Mixed sharps and pharmaceutical waste for incineration only
The chemical/biological components of the waste, their concentrations Physical Hazard form
code(s)
Container type, number & size
Sharps, syringe barrels, medicine vials and ampoules (cytotoxic and cytostatic); see attached list
mixed
H3, H6, 2 × 14­litre H7, H9, purple­lidded H10, H11 sharps box
Clinical waste: 18 01 03* Mixed sharps and 18 01 09
pharmaceutical waste for incineration only
10 kg
Sharps, syringe barrels, medicine vials and ampoules (not cytotoxic and cytostatic)
mixed
H3, H4, H5, H9, H14
7 × 14­litre yellow­lidded sharps box
Clinical waste: non­
18 01 03*
medicinally contaminated sharps for incineration only
10 kg
Sharps contaminated with body fluids, podiatr y instruments
mixed
H9
1 × 14­litre orange­lidded sharps box
Clinical waste: infectious, 18 01 03*
suitable for alternative treatment
20 kg
Dressings, PPE and swabs, not contaminated with chemicals or medicines. Contains ZnO dressings
mixed
H9, H14
27 orange bags
Clinical waste: infectious, 18 01 03* containing chemicals and 18 01 09 pharmaceuticals 18 01 06*
20 kg
Medicated dressings, Formaldehyde preserved specimens
mixed
H9, H7
1 yellow bag
Placenta
mixed
H9
1 × 14­litre green­lidded bin
EWC code
Description for Carriage
Special handling requirements
18 01 03*
UN 3291 Clinical waste, unspecified, n.o.s, 6.2, II
No persons in handling chain to have direct contact. Waste to be disposed of at authorised site
etc
etc
etc
Clinical waste: anatomical for incineration only
18 01 03*
ADR information for each EWC identified above:
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PART C Carrier s certificate
PART D Consignor s/holder s certificate
(If more than one carrier is used, please attach a schedule for I certify that the information in A, B and C above is correct,
subsequent carriers. If a schedule of carriers is attached tick that the carrier is registered or exempt and was advised of the here) appropriate precautionary measures. All of the waste is packaged and labelled correctly and the carrier has been advised of any special handling requirements.
I certify that I today collected the consignment and that the details in A2, A4 and B3 are correct and have been 1. Consignor/Holder name (please PRINT)
advised of any specific handling requirements: Mr Sydney Note
1. Carrier driver name (please PRINT) Tony Driver
2. On behalf of
on behalf of (name, address, postcode, telephone, e­mail & fax)
(name, address, postcode, telephone, e­mail and fax) The Transfer Station, Low Street, Old Town, The S hire, The General P ractice, High Street, New Town, The S hire, XX12 YY12 4XX 3YY Tel: 0987 654321; email: [email protected]
Tel 0123 456789, [email protected] 3. Carrier’s registration no/exemption reason:
ABC/012345 Signature
4. Vehicle registration no: AB07 FIL
Time: 18.00 Date: 29/02/2010
Signature Time: 18.00 Date: 29/02/2010
PART E Consignee s Certificate (where more than one waste type is collected, all of the information given below must be completed for each EWC)
Individual EWC code(s) Quantity of each EWC code received
received (kg)
EWC code accepted/
rejected
Waste Management operation (R or D code)
I received this waste at the address given in A4 on
Name: (please PRINT)
Vehicle registration no (or mode of transport if not by road):
On behalf of (name, address, postcode, tel, e­mail & fax):
Where waste is rejected please provide details:
Signature:
I certify that the waste management licence/permit/authorised exemption no(s).
Date:
Time:
authorises the management of the waste described in B at the address given at A4
Whocompletestheconsignmentnoteandwhen?
8369
Beforethewasteisremovedfromthemedicalpractice:
• partAcontainsdetailsofthedentalpracticeandthedestinationofthewaste.
Thepracticeisresponsibleforcompletionofthissection;
• partBcontainsdetailsaboutthewaste,itspropertiesanditspackaging.The
practiceisresponsibleforcompletionofthissection;
• allthreecopiesshouldbethenprovidedtothewastecarrier;
• partCcontainsdetailsofthewastecarrier,thedriver,thevehicleanda
declarationthatthecarrierhasverifiedkeyinformationinpartsAandB.
Thismustbecompletedbythecarrier;
• thepaperworkisthenpassedbacktotheproducer.OnlyafterpartCis
completedcanthepracticecompletepartDtoverifypartsAtoC(asthis
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includesarecordofthenumberplateofthevehicleontowhichthewastewas
loaded);
• oncepartsAtoDarecomplete,thecarriermayremovethewaste.
Onarrivalatthedestination(consignee)site,theconsigneecompletespartEtoverify
whattheyhavereceived.
Keypoints:
ThelawplacesthesoleresponsibilityforcompletionofpartsA,BandDof
thenoteonthemedicalpractice.
Theconsignmentnotesystemrequiresthegeneralpracticetocertifythe
carrierandvehicledetailsduringcollection.Unsupervisedout-of-hours
collectionisnotallowed.
Furtherguidanceonthisisprovidedby:
theEA(forEnglandandWales);
SEPA(forScotland);
theNIEA(forNorthernIreland).
EAguidance
SEPAguidance
NIEAguidance
Carrierroundcollections
8370
Wastecarriersmaycollecthazardouswastefromanumberofsmallproducersinthe
samejourney,referredtoasacarrierround.
Eachcollectionwithinaroundwillneeditsownstandardconsignmentnotewith
uniqueconsignmentnotenumber.Thecarrierroundwillhaveauniquenumberthat
iscommontoallthecollectionsinthatround.
Wastetransfernotes
8371
Wastetransfernotescanonlybeusedforthecollectionofnon-hazardouswastesfrom
themedicalpractice.Thesecannotbeusedforclinicalwastes,otherthansegregated
non-hazardousmedicines.
Thepracticecompletesawastetransfernote.Thelegalresponsibilityfordescribingthe
wasterestswiththepractice.
Ifacontractorcollectsthesamewasteatregularintervalsoveraperiodnolongerthan
12months,aseasonticketcanbeused;therefore,anewnotewouldnotberequired
oneachoccasion.
Registrations,recordsandreturns
8379
Registrationasahazardouswasteproducer
Allgeneralpracticesthatproduce500kgormoreofhazardouswasteinany12-month
periodneedtoregistertheirpremisesannuallyasahazardouswasteproducer.Ifthe
practiceproduceslessthan500kginany12-monthperiod,itisexempt.This
informationisusedtotrackhazardouswastesandensurethattheyaresafelymanaged.
The500kgincludesallofthepractice’shazardouswastes,notjustthehealthcare
wastes.Althoughsmallerpracticesmaybeexempt,manygeneralpracticesandmost
healthcentreswillneedtoregister.
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Ahealthcentrethatincludesmorethanonepractice,eachwithitsowndesignated
area,shouldconsidereachareaseparately.Ahealthcentreoccupiedbyadental
practice,ageneralpracticeandaPCTpracticemayneedthreeseparateregistrations.
Conversely,eachmaybenefitindividuallyfromthe500kgthresholdforregistration.
Howtoregisterasahazardouswasteproducer
8373
Therearefourwaystoregisterasahazardouswasteproducer:
• onlineviatheenvironmentalregulator’swebsite;
• byphoneattheenvironmentalregulator’scustomercontactcentre;
• bypost;
• bywastecontractoronthepractice’sbehalf.
Whenthepremisesareregistered,thepracticewillbegivenahazardouswaste
producerregistrationnumber(calleda“premisescode”).Thiscodemustbeusedonall
consignmentnoteswherehazardouswasteisremovedfromthosepremises.
Registrationisonlyvalidfor12monthsandthereforemustberenewedannually.
Hazardouswaste–recordsandreturns
8374
Generalpracticesarerequiredtokeeparegisterthatcontainstheirhazardouswaste
records.Thisrequirementisusuallymetbykeepingcopiesofboth:
• standardormultipleconsignmentnotes(includingbothmainnotesand
annexes);and
• consigneereturnstotheproducerorholder.
Whererelevant,theregistershouldalsocontainrecordsofanyrejectedloadsorcarrier
schedules.Guidanceonconsignmentnotesandtheircompletionisprovidedinaseries
ofguidestotheHazardousWasteRegulations.
GuidestotheHazardousWasteRegulations
Consigneereturnstothewasteproducerorholder
8375
Eachconsignee(thedestinationsitewherethecarriertakesthewaste)isrequiredto
sendtothegeneralpracticeareturneachquarter.Thisreturnisarecordofwhathas
happenedtothewaste,anditmustbeplacedinthewasteproducer’sregister.These
returnsmustbepresenttoensuretheregisterislegallycomplete.
Wherethewasteistakentoatransferstationbeforebeingsentelsewherefordisposal,
thegeneralpracticeshouldalsorequestcopiesoftheassociatedcompletedpaperwork
forthatonwardmovement,whichconfirmsthatitwasreceivedatthefinal
destination.
Whereshouldtheregisterbekept?
8376
Wheretheregisteriskeptdependsonthenumberofpracticebranchesandwhetheror
nottheseareeachregisteredashazardouswasteproducers.
• Registeredpremises–ifapracticeisregistered,theregisterforanyhazardous
wastethatisremovedfromthatpracticemustalwaysbekeptatthat
premises,oracopyoftheregisteriftheregistrationisundertakencentrally.
• Exemptpremises–ifapracticebranchisexemptfromregistrationasa
hazardouswasteproducer,theregisterforanyhazardouswastethatis
removedfromthatpracticeshouldbekeptattheprincipalplaceofbusiness.
Thismaybeanotherpracticeifthepracticeisoneofseveralinacompany.If
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apracticewishestokeeptheregisteranywhereelse,thismustbeagreedin
writingwiththeenvironmentalregulator.
Howlongshouldtheregisterbekept?
8377
Theregistermustbekeptforatleastthreeyears,commencingfromthedatethewaste
wasremovedfromthepractice’spremisesbyawastecarrier.
Non-hazardouswasterecords
8378
Wastetransfernotesshouldbekeptforaminimumoftwoyears.Whereseasontickets
areused,arecordshouldalsobekeptofthetimeswheneachoftheregularcollections
weremadeusingthenote.
Wasteauditanddutyofcareauditchecks
8381
Wastesegregationandproceduresshouldbeauditedperiodicallyforthreereasons:
• thisenablesthepracticetoaccuratelydescribeandclassifyitswasteto
completeitswastedocumentationanddischargeitsdutyofcare;
• thewastedisposermayberequiredbytheirpermittoobtainanauditfrom
thepracticebeforetheycanacceptthewaste(apre-acceptanceaudit);
• thisenablesthepracticetomonitoritswastepractices,identifyanyproblems
andasaresultenablesittofixthem.
Examplesofspecificissuestoidentify,inanauditofeachareaofthepractice,arethe
presenceof:
• cytotoxicandcytostaticmedicines;
• medicines(forexampletablets,creams,vials,ampoules,intravenousbagsetc)
andmedicinally-contaminatedwastes(forexamplesyringebarrels,tubing
etc);
• sharps(includingwhethertheyaremedicinally-contaminated);
• chemicals(disinfectants,reagents,diagnostickits,resinsetc);
• dentalamalgam(capsules,excessamalgam,separatorcontents,teethwith
fillingsetc);
• body-fluid-contaminatedmaterialthatisinfectious(swabs,PPEetc);
• healthcareitemsthatarenotcontaminatedwithbodyfluidsorother
potentiallyinfectiousmaterials(forexamplePPE);
• femininehygienewastes/nappybinsfromtoilets;
• municipal-typewastes(newspapers,magazines,foodanddrinkcontainers,
sterileequipmentandotherpackagingetc).
Thefollowingshouldalsobeconsidered:
• whatwastecontainersareusedforthesewastes;
• howtheyarelabelled;
• whetherthecontentsareaccuratelydescribedandclassifiedonwaste
documentation.
Undertakingsuchauditswillenablethepracticetodemonstratethatithasdischarged
itsdutyofcareindescribingandpackagingitswaste.
Pre-acceptanceaudit
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Frameworkcontractforthedeliveryofwastemanagement
8383
trainingwithinthehealthcaresector
BuyingSolutions(formerlyNHSPASA)hasdevelopedaframeworkagreementforthe
deliveryofwastemanagementtrainingwithintheUK.Theaimistoensurethata
comprehensivepackageoftrainingisavailableforaccessbytheNHS.Thetraining
itselfaddressestherecommendationsoutlinedinthisguidance.
Wastestorage
8385
Themedicalpracticemaystoreitsownwasteonthepremiseswhereitwasproduced
withoutrequiringanenvironmentalpermitwherespecificconditionsaremet:
• thewastemustbestoredinasecureplace;and
• thewastemustbestoredforaperiodlessthan12months.
Wastetypesshouldbekeptseparate;forexample,sharpsboxesandclinicalwastebags
shouldnotbeplacedtogetherinalargercontainer(forexampleawheeledcart).
Wastecarriers
8387
Thewastecontractorwhocollectsthewastemustbearegisteredwastecarrier.This
shouldbecheckedby,forexample,comparingthecarrierregistrationnumberonpart
Coftheconsignmentnotetotheinformationheldontheenvironmentalregulator’s
electronicpublicregister.Thepracticemustsupervisecollectionsofhazardouswasteto
enableittocertifythecarrierandvehicledetailsinpartDofthenote.
Wastedisposal
8389
Wastefromsmallpracticesisfrequentlytakentoawastetransferstationwhereitis
combinedwithotherwastesandsentforfinaldisposal.
Thepracticeshouldcheckwhetheritswasteisbeingtakentoawastetransferstation.
Ifthisisthecase,itshouldaskforcopiesofthedocumentationusedfortheonward
movementofitswastetoitsfinaldestination.
Therearetwomaindisposaloptionsforclinicalwaste:
• alternativetreatments–whichdisinfectthewasteandarenormally
authorisedonlyforinfectiouswastes(forexamplebaggedclinicalwastes);
• clinicalwasteincinerators–whichensurecompletedestructionofmedicines
andchemicalsaswellasinactivationofmicroorganisms.
Dischargetofoulsewer
8391
Dischargestofoulsewershouldbeinaccordancewithatradeeffluentconsentfrom
thesewerageundertaker.
GuidanceonthisisduetobeprovidedbyWaterUKonbehalfofthesewerage
undertakersin2011.
Specificissues
8396
Staffworkinginthecommunity
Practicestaffworkinginthecommunitymaystore:
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• wasteproducedinthecommunitybytheirstaffandreturnedtothepractice;
and
• wasteproducedbypatientsindomestichouseholdsandreturnedtothe
practicebythehouseholderorpracticestaff.
Thisdoesnotrequireanenvironmentalpermitaslongastheconditionssetoutinthe
relevantexemptionsaremet:
• theexemptionallowingthetemporarystorageofwasteattheplacecontrolled
bythewasteproducer;
• theexemptionallowingthetemporarystorageofwasteatacollectionpoint.
Theseexemptionsdonotneedtoberegistered.
Temporarystorageofwasteattheplacecontrolledbythewasteproducer
Temporarystorageofwasteatacollectionpoint
Movementofwastewithinapractice’spremises
8393
Wherethehealthcentreorpractice’spremisescontainmorethanonepractice,itis
commonforoneorganisationtomanagethewastefortheothers.Forexample,aPCT
maymanageallthewastefromahealthcentrecontainingaPCT’spractice,ageneral
practiceandadentalpractice.Inthiscase,theotherpracticesaretransferringtheir
wastetothePCT’spractice.Dutyofcarecontrolsapplytothis“withinpremises”
transfer.ThesepracticesarerequiredtoprovidethePCTwithinformationontheir
wastecompositionandwastepropertiestoenablethePCTtocompletethewaste
documentationandtransferthewastetothewastecontractor.
Movementofwastebetweenpractices
8394
Theremovalofhazardouswastefromamedicalpracticeissubjecttothefull
requirementsoftheHazardousWasteRegulations.Noexceptionismadefor
movementsbetweenpractices,eveniftheybelongtothesameorganisation.These
requirementsinclude:
• premisesnotification;
• consignmentnotes;
• records;
• consigneereturns(receivingpremises);
• producerreturns(receivingpremises).
Followingonfromtheadvicegivenimmediatelyabove,eachpracticeshouldensure
thatitswasteisclearlylabelled/taggedtoidentifythemastheproducer.Therefore,the
PCTexemplifiedabovewouldneedtoidentifyeachpracticeontheconsignmentnote
(forexample,partA5).Ifthereceivingpracticeisnotpartofthesameorganisation,it
mayrequireanenvironmentalpermitorrelevantexemptiontostorethewaste.
HazardousWaste(EnglandandWales)Regulations
HazardousWasteRegulations(NorthernIreland)
SpecialWasteAmendment(Scotland)Regulations
Returnofmedicinestopharmaciesandcharities
8395
Wheremedicinesfromageneralpractice(orhealthcentre)aretakentoacommunity,
PCTorhospitalpharmacy(forexamplewherethepharmacysuppliesmedicinesand
collectsunwantedmaterial):
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• cytotoxicandcytostaticmedicinesmustbeconsignedfromthepracticeto
thepharmacy,whichmustsendthepractice(andtheregulator)consignee
returns;
• othermedicinesmustbetransferredusingadutyofcarewastetransfernote;
• aregisteredwastecarrierisnormallyrequiredtotransportthematerial;
• ifthepracticeischargedforcollectionordisposalofthewastemedicinesby
thepharmacy(oritsparentorganisation),thepharmacymustholdan
environmentalpermit.
Wheremedicinesfromageneralpractice(orhealthcentre)arecollectedorsenttoa
charityforreuseoverseas:
• aregisteredwastecarrierisnormallyrequiredtotransportthematerial;
• theguidancefromtheRoyalPharmaceuticalSocietyofGreatBritain
(RPSGB)onsuchdonations,whichfollowstheWorldHealthOrganisation
line,shouldbefollowed;
• cytotoxicandcytostaticwastemedicinesmustbeconsignedfromthepractice
tothecharity,whichmustsendthepractice(andtheregulator)consignee
returns;
• otherwastemedicinesmustbetransferredusingaduty-of-carewastetransfer
note;
• thecharitymustholdanenvironmentalpermitforsortingofwaste
medicines;and
• aregisteredwastecarrierisnormallyrequiredtotransportthematerial.
RPSGB
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Dentalpractices
8400
Thisbriefguideprovidespracticaladviceonwastemanagementtodentalpractices.It
isintendedtobeusedasadditionalguidancetothatspecifiedin‘Decontaminationin
primarycaredentalfacilities’.
Followingthisadviceshouldassistdentalpracticesinmeetingthekeyrequirementsof
environmentallegislation.Thedentalpracticemayneedtoseekfurtheradviceon
specificaspects.
Decontaminationinprimarycaredentalfacilities
Whataretheresponsibilitiesofthedentalpractice?
8402
Thedentalpracticehasastatutorydutyofcare.Thisappliestoeveryoneinthewaste
managementchainfromproducertodisposer.Itrequiresthedentalpracticetoprevent
theescapeofthewasteandtotakeallreasonablemeasurestoensurethatthewasteis
dealtwithappropriatelyfromthepointofproductiontothepointoffinaldisposal.
Keypoint:
Thedentalpractice’sresponsibilitiesdonotendwhenithandsitswastetoawaste
collector.
Thedentalpracticeissolelyresponsibleforensuringthatwasteis:
• correctlysegregated;
• storedsafelyandsecurelyonpremises;
• packagedappropriatelyfortransport;
• describedaccuratelyandfullyontheaccompanyingdocumentationwhen
removed;
• transferredtoanauthorisedpersonfortransporttoanauthorisedwastesite;
• appropriatelyregisteredforhazardouswaste(seethe‘Whyregisterasa
hazardouswasteproducer?’inthe‘Registration,recordsandreturns’section),
withnecessaryrecordsandreturnsatpremises.
Thepracticemanager,whetherinanindependentpracticeorfordentalcorporate
bodies,shouldalsoensurethatstaffaretrainedandawareofthewasteprocedures.
Registrations,recordsandreturns
Wastesegregation,packaging,classificationandlabelling
8408
Wastesegregationisdrivenbyanumberoffactorsincluding:
• thetechnicalcapabilitiesandpermitsofthewastedisposalfacilities;
• packagingrequirementsforsafelytransportingcertainmaterials;
• healthandsafety;and
• theHazardousWasteRegulations(SpecialWasteRegulationsinScotland),
whichlegallyprohibitthemixingofwastecategories.
Dentalpracticeswillproduceawiderangeofbothhazardousandnon-hazardous
wastes.Hazardouswasteswilltypicallyinclude:
• baggedclinicalwastes;
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• sharps;
• amalgamwastes;
• X-raywaste–photochemicals;
• refrigerators,freezers,computers,monitors,fluorescenttubesandsome
batteries;
• chemicaldisinfectantsandreagents;
• cytotoxicandcytostaticmedicinesinsomecircumstances.
Non-hazardouswasteswillofteninclude:
• offensivewastes(forexamplePPEnotcontaminatedwithbodyfluids);
• detergentwipesusedforcleaningsurgeriesifuncontaminatedwithbody
fluids;
• medicines(non-cytotoxicandnon-cytostatic);
• otherelectricalequipmentandcertaintypesofbattery;
• officewastes–paper,cardboard,inkcartridges,cleanglasswareandplastics;
• X-rayfilmandleadfoils;
• hygienewastesfromsanitaryfacilities;
• dentalplastercasts;
• domestic-type(blackbag)waste.
Figure13outlinessomekeydentalwastestreams,includinganexplanationofeach
stream,whatwastecontainersshouldbeused,whatcanbeplacedinthesecontainers,
howwasteshouldbeclassifiedanddescribed,andadviceonwastedisposal.
Note
Cytotoxicandcytostaticmedicinesarerarelyusedindentalpractices.Iftheyare
used,seeStep2(ii)forguidance.
Thedentalpracticewilluseothermedicinesincludingforexampleanaesthetics,
antibioticsandpainkillers.
• Itiscommonpracticeforthemedicinalcontainersusedtochargesyringesto
bedisposedofinthesharpscontaineralongwiththesyringe.Thedental
practicemust,however,ensurethatthewastedescriptionandclassification
identifiesthis.
• Ifthedentalpracticereturnsmedicinestoalocalpharmacy,thesamelegal
requirementsapplyastransferringthemtoawastecontractor.Thedental
practicemustdischargeitsdutyofcareandinparticularmustusewaste
documentationandkeepappropriaterecords.Ifthedentalpractice(orthe
pharmacy)isinspectedbyaregulator,itshouldexpecttobeaskedtoproduce
therequireddocumentsandrecords.
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Figure13Wastesegregationandclassificationtable(dental)
Waste segregation and classification table (see supporting text)
Container type
Sharps box (yellow lid)1
Example waste description
Contents
Classification and EWC Disposal
codes
Clinical waste: mixed sharps and pharmaceutical waste
– Hypodermic needles, syringes and syringe barrels including those contaminated with
medicines (not cytotoxic and cytostatic)
18 01 03* & 18 01 09 Hazardous
SHARPS
Soft clinical wastes (orange bag)
Incineration only
– Used medicine vials
– Other sharp instruments or items including teeth without amalgam fillings
Clinical waste: infectious
Blood­contaminated dressings, disposable 18 01 03* gowns, clinical gloves, PPE (contaminated Hazardous
disposable gowns and clinical gloves) and swabs, and other waste that may present a risk of infection (including saliva­contaminated items from known infectious patients or where medical history is not available)
Alternative treatment or
incineration
NO medicinally, chemically or amalgam contaminated wastes
Medicines (rigid leak­proof container)2
Clinical waste: non­cytotoxic and cytostatic medicines Non­cytotoxic and cytostatic medicines including used and out­of­date stock
18 01 09 Non­
hazardous
Incineration only
Gowns, gloves, tissues and other items from dental care which are not contaminated with blood, medicines, chemicals or amalgam
Non­
hazardous
18 01 04
Landfill or municipal incineration/
energy from waste
Municipal offensive/
hygiene
Hygiene waste from toilets only
Non­
hazardous
20 01 99
Dental amalgam: infectious, clinical waste
Teeth with amalgam fillings
Hazardous
18 01 10*
Metal recovery
Gypsum or calcium sulphate study or working models
18 01 04
Gypsum recovery or landfill in a separate dedicated cell for gypsum
Waste photographic fixer from X­ray (must be kept separate from developer)
Hazardous
09 01 04*
Recovery (various)
Offensive or hygiene Offensive/hygiene wastes
waste from dental care, for example saliva­contaminated items where no known infection risk is present
WHITE
CONTAINER WITH Hg
Amalgam waste
Plaster cast waste
GYPSUM
Plaster cast waste
Dental amalgam and Dental amalgam and mercury including mercury: non­infectious spent and out­of­date capsules, excess mixed amalgam, and contents of amalgam separators
X­ray fixer (container Photographic fixer
type not specified)
X­ray developer (container type not specified)
Photographic developer Waste photographic developer from X­ray (must be kept separate from fixer)
Hazardous
09 01 01*
X­ray film
X­ray film
Waste photographic film from X­ray
09 01 07*
Silver
recovery
Lead foils from X­ray film packaging
Non­
hazardous
15 01 04
Recovery (various)
Domestic type refuse:
food packaging paper/magazines that cannot be recycled
paper towels
(no hazardous wastes)
Non­
hazardous
20 03 01
Landfill or municipal incineration/
energy from waste
Lead foils (container X­ray lead foils from type not specified)
dentistry
Municipal waste
Mixed municipal waste
Note:
1. Use orange­lidded sharps bins: for sharps not contaminated with medicinal products (in England and Wales); either for fully discharged sharps or those not used for administering medicines (in Scotland and Northern Ireland).
2. The blue­lidded yellow container represents the new recommended national colour code for the segregation of non­hazardous waste medicines. This was previously a yellow­lidded container as specified in Health Technical Memorandum 01­05, and whilst adoption is recommended, it is not compulsory.
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Step2
HazardousWaste(EnglandandWales)Regulations
HazardousWasteRegulations(NorthernIreland)
SpecialWasteAmendment(Scotland)Regulations
Sharpscontainers
8409
Themedicinalcontaminationofsharpsdeterminesthedisposaloption.Practicesare
unlikelytohavecytotoxicandcytostaticmedicines.Thisguidanceassumestheirsharps
arelikelytobecontaminatedpredominantlywithlocalanaesthetics.Therefore,yellowliddedsharpsreceptaclesshouldbeused.Othercolouredlidsshouldnotbeused;
contractorswhoadvisetheuseoforange-liddedboxesshouldbeviewedwithcaution
asthiscolourisspecificallyassociatedwithdisposaloptionsthatarenotappropriate
forthiswaste.
Orangeclinicalwastebags
8410
Orangebagsshouldbeusedforsoftclinical(infectious)wastesandareusedtoindicate
thatthewasteissuitableforalternativetreatmentprocessessuchasautoclaves,rather
thanrequiringincineration.Medicinally-,chemically-oramalgam-contaminated
wastesmustnotbeplacedintheorangebag.
Dentalamalgam
8411
Alldentalpracticesshouldhave(an)amalgamseparator(s)installed.Theseshouldbe
ofanappropriateISOstandardandfittedinsuchawaythattheycaptureany
amalgamcontainedinwastewaters.
Offensive/hygienewaste
8412
Thenon-hazardousoffensivewastestreamshouldonlybeusedforsoftwastesfrom
dentistrywhicharenotcontaminatedwithbodilyfluids(forexample,uncontaminated
PPEandhygienewastesfromtoilets).
Inthedentalsurgery,thefullmedicalhistoryofpatientsisnotalwaysknown.Inthese
circumstances,allwastecontaminatedwithbodyfluidscanberegardedaspotentially
infectious,includingsalivawhichmaycontaintracesofblood.Thisdoesnotextendto
uncontaminateditems.
Thedentalpracticeislikelytousearangeofchemicalsandphotochemicalsincluding
disinfectants,handgels,resins,reagentsanddiagnostickits.Thepractice’swaste
managementcontractorcanadviseonthesafedisposalrequirementsforsuch
materials.
Adetailedexplanationoftherequirementsfordisposalofchemicalwasteisbeyondthe
scopeofthissectorguide.Thereis,however,anumberofkeypointstonote:
• Emptycontainersarelikelytocontainsufficientresiduetoremainhazardous
chemicalwastesunlessrinsed.Ifthesearetoberinsedandthewateris
dischargedtothefoulsewerviathesink,atradeeffluentconsentmaybe
required.Thedentalpracticeshouldcontactitslocalwatercompany.Alcohol
handgelsthatdonotcontainsiloxanes(whichcausesignificantdamageto
plantandequipmentusedinthesewagetreatmentprocess)andwhosesafety
datasheet(SDS)doesnotprohibitdischargetothesewer,mayberinsedout
andthepackagingrecycledorplacedintothedomesticwastestream.Ifnot
rinsed,theyshouldbetreatedasthoughtheycontainedtheproductand
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treatedaccordingly.Again,thedentalpractice’swastemanagementcontractor
willadviseonthesafedisposalrequirementsforsuchmaterials.
• Chemicalsshouldnotbedisposedofintheclinicalwastestream.Thismay
causechemicalreleasesandworkerexposureissuesduringsubsequent
handlinganddisposal.
• Hazardouschemicals(includingphotochemicals)shouldnotbedisposedof
tofoulsewerorsurfacedrains.
• Somechemicalsmayreacttoproducefireortoxicgases.Theseincompatible
chemicalsshouldbedisposedofandstoredseparately.Flammable,corrosive
andoxidisingchemicalsareofparticularconcerninhealthcare.
FurtherguidanceonthestorageofchemicalsisavailablefromtheHealth&Safety
Executive.
Health&SafetyExecutive
Teeth
8413
Asthedisposalofteethfromdentalpremisesisunlikelytocauseoffence,dental
practitionersmaytreatthisasnon-anatomicalinfectiouswaste.Itiscommonpractice
fornon-amalgamteethandspiculestobeplacedintheyellow-liddedsharps
container.Dentalpractitionersmustensurethatallwasteistreatedappropriately,and
teethcontainingamalgam(see‘Amalgam–whitecontainers’)shouldbesegregatedand
sentforappropriaterecovery/disposal(seetheDefrawebsite).
Amalgam–whitecontainers
Defrawebsite
Dentalplastermadefromgypsum
8414
Plastercastscanbeproducedbyarangeofhealthcareactivitiesincludingdentistry.In
mostcases,theseareusedtomakecasts(oftenreferredtoasstudyorworkingmodels).
Theseandrelatedmaterialsarenotinfectious.Ifthismaterialisdisposedofata
normallandfill,itmayproducehydrogensulphidegas.Forthisreason,itisprohibited
fromlandfill.
Ifanysuchwasteisproduced:
• Proceduresshouldbeputinplacetoidentifyandsegregatethesmall
proportionthatisgenuinelycontaminatedandposesariskofinfection.This
shouldthenbedisposedofintheorangebag.
• Themajorpartofthematerialmustbesegregatedintoanappropriate
containerandsenteitherforrecyclingasgypsumorfordisposalina
specifically-designedlandfill.Ifindoubt,adviceshouldbesoughtfroma
specialistcontractor.
See‘Gypsumandplastercasts’.
Gypsumandplastercasts
Domesticwaste
8415
Anumberofdomesticwastestreamswillbeproduced.Thiswillincludehandtowels
usedforwashinghands.
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Wastelabelling
8416
Allhazardouswasteandmedicinalwastecontainersmustbeindividuallyandclearly
labelledtoidentifyboth:
• thenatureofthewastepresent(includingclassificationcodeswhere
possible);and
• thedetailsofthedentalpractice.
Note
Moredetailsonlabellingrequirementscanbefoundin‘Transportpackagingand
operations’.
Fororangebags,itwouldtypicallybenecessarytofastenarobustidentificationtagto
theneckofthebag.
Transportpackagingandoperations
Wastetransferanddocumentation
8423
Astheproducerofthewaste,thedentalpracticebearsthelegalresponsibilityfor
ensuringthewastedocumentationiscompleteandaccurate.Relyingonthewaste
contractortodothiscouldleavethepracticelegallyliableshouldanyofthe
documentationbeincorrect.
Therearetwodifferenttypesofdocumentationrequiredforwastetransfers:
• consignmentnotes,whichareusedforhazardouswastes(specialwastesin
Scotland);and
• wastetransfernotes,whichareusedfornon-hazardouswastes.
Whatisaconsignmentnote?
8418
Aconsignmentnoteisusedtotrackthemovements,andensurethesafedisposal,of
hazardouswastes.Itisalsodesignedtoensurethattheinformationaccompanyingthe
wasteissufficienttoenableitssafedisposal.Anewconsignmentnotemustbe
completedforeachindividualcollectionofhazardouswaste.Eachnotewillconsistof
producer,carrierandconsigneecopies.
Figure14providesacompletedexampleofastandardconsignmentnoteforanumber
ofdentalwastestreams.Ifthesegregationadviceinthisguidanceisfollowed,Figure
14maybeusedasatemplate.Itshouldalsobeusedtocompareandcontrastwithany
documentsprovidedbythewastecontractor.
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Figure14Examplehazardouswasteconsignmentnote(dental)
PART A Notification Details 1. Consignment note code: ABC123/AB001
3. Premises code: ABC123
2. The waste described below is to be removed from (name, address, postcode, telephone, e­mail & fax):
The Dental Practice, High Street, New Town, The Shire, XX12 3YY Tel 0123 456789, [email protected]
4. The waste will be taken to (address and postcode):
The Transfer Station, Low Street, Old Town, The Shire YY12 4XX
5. The waste producer was (if different from 1) (name, address, postcode, telephone, e­mail & fax)
PART B Description of waste
1. The process giving rise to the waste(s) was: Dental healthcare. 2. SIC for the process giving rise to the waste: 85.
3. WASTE DETAILS (where more than one waste type is collected all of the information given below must be completed for each EWC identified). Description of waste
EWC code
Qty (kg)
The chemical/biological components of the waste, their concentrations Physical Hazard form
code(s)
Container type, number & size
Clinical waste: 18 01 03* 18 01 09
mixed sharps and pharmaceutical waste for incineration only
10 kg
Sharps, syringe barrels, medicine vials and ampoules (not cytotoxic and cytostatic)
mixed
H3, H4, H5, H9, H14
2 × 14­litre yellow­lidded sharps box
Clinical waste: infectious, 18 01 03*
suitable for alternative treatment
20 kg
Dressings, PPE and swabs, not contaminated with chemicals or medicines
mixed
H9
4 orange bags
Dental amalgam: 18 01 10*
infectious, clinical waste, for recovery
0.5 kg
Teeth with amalgam fillings (mercury)
solid
H6, H9, H14
1 amalgam pot 500 ml
Dental amalgam and 18 01 10*
mercury: non­infectious, for recovery
0.5 kg
Dental amalgam and mercury – mixed
spent and out­of­date capsules, excess mixed amalgam, and contents of amalgam separators
H6, H14
1 amalgam pot 1 litre
X­ray fixer solution
09 01 01*
10 kg
Acetic acid 1–5%
Silver 1–2%
liquid
H4
1 × 15­litre drum
X­ray developer solution
09 01 04*
10 kg
Hydroquinone 5–10%
Diethylene Glycol 1–5%
Sodium Carbonate 1–5%
liquid
H4, H7, H11
1 × 15­litre drum
ADR information for each EWC identified above:
EWC code
Description for carriage
Special handling requirements
18 01 03*
UN 3291 Clinical waste, unspecified, n.o.s 6.2 II
No persons in handling chain to have direct contact. Waste to be disposed of at authorised site
etc
etc
etc
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PART C Carrier s certificate
PART D Consignor s/holder s certificate
(If more than one carrier is used, please attach a schedule for I certify that the information in A, B and C above is correct,
subsequent carriers. If a schedule of carriers is attached tick that the carrier is registered or exempt and was advised of the here) appropriate precautionary measures. All of the waste is packaged and labelled correctly and the carrier has been advised of any special handling requirements.
I certify that I today collected the consignment and that the details in A2, A4 and B3 are correct & have been 1. Consignor/Holder name (please PRINT)
advised of any specific handling requirements: Mr David Bridge
1. Carrier driver name (please PRINT) Tony Driver
2. On behalf of on behalf of (name, address, postcode, telephone, e­mail & fax)
(name, address, postcode, telephone, e­mail and fax) The Transfer Station, Low Street, Old Town, The Shire, The Dental Practice, High Street, New Town, The Shire, XX12 YY12 4XX 3YY Tel: 0987 654321; email: [email protected]
Tel 0123 456789, [email protected] 3. Carrier’s registration no/exemption reason:
ABC/012345 Signature D. Bridge
4. Vehicle registration no: AB07 FIL
Time: 18.00 Date: 29/02/2010
Signature T. Driver
Time: 18.00 Date: 29/02/2010
PART E Consignee s Certificate (where more than one waste type is collected, all of the information given below must be completed for each EWC)
Individual EWC code(s) Quantity of each EWC code received
received (kg)
EWC code accepted/
rejected
Waste Management operation (R or D code)
I received this waste at the address given in A4 on
Name: (please PRINT)
Vehicle registration no (or mode of transport if not by road):
On behalf of (name, address, postcode, tel, e­mail & fax):
Where waste is rejected please provide details:
I certify that the waste management licence/permit/authorised exemption no(s).
Signature:
Date:
authorises the management of the waste described in B at the address
given at A4
Whocompletestheconsignmentnote,andwhen?
Time:
8419
Beforethewasteisremovedfromthedentalpractice:
• partAcontainsdetailsofthedentalpracticeandthedestinationofthewaste.
Thismustbecompletedbythepractice;
• partBcontainsdetailsaboutthewaste,itspropertiesanditspackaging.This
mustbecompletedbythepractice;
• allthreecopiesshouldbethenprovidedtothewastecarrier;
• partCcontainsdetailsofthewastecarrier,thedriver,thevehicle,anda
declarationthatthecarrierhasverifiedkeyinformationinpartsAandB.
Thismustbecompletedbythecarrier;
• thepaperworkisthenpassedbacktotheproducer.OnlyafterpartCis
completedcanthedentalpracticecompletepartDtoverifypartsAtoC(as
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thisincludesarecordofthenumberplateofthevehicleontowhichthewaste
wasloaded);
• oncepartsAtoDarecomplete,thecarriermayremovethewaste.
Onarrivalatthedestination(consignee)site,theconsigneecompletespartEtoverify
whattheyhavereceived.
Furtherguidanceonthisisprovidedby:
• theEA(forEnglandandWales);
• SEPA(forScotland);
• theNIEA(forNorthernIreland).
EAguidance
SEPAguidance
NIEAguidance
Carrierroundcollections
8420
Wastecarriersmaycollecthazardouswastefromanumberofsmallproducersinthe
samejourney,referredtoasacarrierround.
Eachcollectionwithinaroundwillneeditsownstandardconsignmentnotewith
uniqueconsignmentnotenumber.Thecarrierroundwillhaveauniquenumberthat
iscommontoallthecollectionsinthatround.
Wastetransfernotes
8421
Wastetransfernotesareusedforthecollectionofnon-hazardouswastes.
Thedentalpracticecompletesawastetransfernote.Thelegalresponsibilityfor
describingthewasterestswiththedentalpractice.
Ifacontractorcollectsthesamewasteatregularintervalsoveraperiodnolongerthan
12months,aseasonticketcanbeusedandthereforeanewnotewouldnotbe
requiredoneachoccasion.
Wastefromotherpracticesandhomevisits
8422
Dentistsmaybringbacktotheirpracticepremiseswastetheyhaveproducedin
domestichouseholdsduringhomevisits.Nowastedocumentationisrequiredand
thereisanexemptionfromtherequirementforanenvironmentalpermitfor
temporarystoragebytheproducer.
Dentistsmayalsomovewastebetweentheirpracticesunderthesameexemptionfrom
apermit.However,ifhazardouswaste(thatis,clinicalwaste)ismoved,thepractice
mustuseconsignmentnotes,andthereceivingpracticewillbeahazardouswaste
consigneewithconsiderablelegalobligations.
Registrations,recordsandreturns
8426
Whyregisterasahazardouswasteproducer?
8424
AlldentalpracticesinEnglandandWalesthatproduce500kgormoreofhazardous
wasteinany12-monthperiodneedtoregistertheirpremisesannuallyasrequiredby
theHazardousWasteRegulations.Ifthepracticeproduceslessthan500kginany
12-monthperiod,itisexempt.Thisdoesnotexemptthepracticefromthe
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consignmentnoteprocedure.Thisinformationisusedtotrackhazardouswastesand
ensurethattheyaresafelymanaged.
The500kgincludesallofthepractice’shazardouswastes,notjustthehealthcare
wastes.Therefore,althoughsmallerpracticesmaybeexempt,manyotherdental
practicesmayneedtoregister.
HazardousWaste(EnglandandWales)Regulations
HazardousWasteRegulations(NorthernIreland)
SpecialWasteAmendment(Scotland)Regulations
Howtoregisterasahazardouswasteproducer
8425
Dentalpracticescanapplyforregistrationfromtheenvironmentalregulator:
• onlineviatheenvironmentalregulator’swebsite;
• byphoneattheenvironmentalregulator’scustomercontactcentre;
• bypost.
Whenthepremisesareregistered,ahazardouswasteproducerregistrationnumber
(calleda“premisescode”)willbegiven.Thiscodemustbeusedonallconsignment
noteswherehazardouswasteisremovedfromthosepremises.Registrationisonlyvalid
for12monthsandthereforemustberenewedannually.
Wastestorage
8427
Thedentalpracticemaystoreitsownwasteatthepracticepremiseswhereitwas
producedwithoutrequiringanenvironmentalpermitwherespecificconditionsare
met:
• thewastemustbestoredinasecureplace;and
• thewastemustbestoredforaperiodlessthan12months.
Hazardouswaste:recordsandreturns
8428
Dentalpracticesarerequiredtokeeparegisterthatcontainstheirhazardouswaste
records.Thisrequirementisusuallymetbykeepingcopiesofboth:
• standardormultipleconsignmentnotes(includingannexes);and
• consigneereturnstotheproducerorholder.
Whererelevant,theregistershouldalsocontainrecordsofanyrejectedloadsorcarrier
schedules.
Consignmentnotes
8429
Standardmovement
Wasteproducersmustretaintheircopyofeachconsignmentnotebeforethewasteis
removedfromtheirpremises.Thiscopyshouldbeplacedintheregister.
Multipleconsignments
Thecarrierisrequiredtopassacopyofthemultipleconsignmentnote,includingthe
relevantannex,towasteproducersbeforetheyremovehazardouswaste.Theserecords
shouldbeplacedintheregister.
Theregistermustcontaininformationonthequantity,nature,origin,destination,
frequencyofcollection,modeoftransportofthewasteremovedanddetailsofthe
wastecarrier.Ifproperlycompleted,consignmentnoteswillmeettheserequirements.
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Guidanceonconsignmentnotesandtheircompletionisprovidedbytheconsignment
notesseriesofguidestotheHazardousWasteRegulations.
HazardousWasteRegulations–consignmentnotesseriesofguides
Consigneereturnstothewasteproducerorholder
8430
Eachconsignee(destinationsite)isrequiredtosendtothedentalpracticeareturn
eachquarter.Thisreturnisarecordofwhathashappenedtothewasteandmustbe
placedinthewasteproducer’sregister.Thesereturnsmustbepresenttoensurethe
registerislegallycomplete.
Whereawastecontractordoesnotprovidereturns:
• theproducershouldformallyrequestoneinwriting;
• ifthisisunsuccessful,thewasteproducershouldconsidermakingalternative
arrangementsfortheirwastedisposaluntilthecontractorcomplieswiththe
law,andshouldalsopasstheirdetailstotheenvironmentalregulator.
Thereturnmaybeprovidedintwoways:
• aformofthetypeprovidedintheRegulationswhichliststheindividual
wastemovements,theirnature,andwhathashappenedtothem;
• acopyoftheconsignee’scopyofeachconsignmentnote,togetherwitha
description(orconfirmation)ofthemethodofdisposalorrecoveryapplied
tothewaste.Thelatterisrequiredbecausethedisposalorrecoverypartofa
consignmentnoteiscompletedonarrivalatthedestinationsite–thatis,
beforedisposalorrecoveryactuallyoccurs.
Thesereturnscontaintheinformationonthequantity,nature,origin,destination,
frequencyofcollection,modeoftransport,wastecarrierandthedisposalorrecovery
operationappliedtothewastereceived,whicharerequiredbytheRegulations.
Wherethewasteistakentoatransferstationbeforebeingsentelsewhere,copiesofthe
associatedcompletedpaperworkforthatonwardmovementshouldberequested,
whichwillconfirmthatitwasreceivedatthefinaldestination.
Rejectedloadsandcarrierschedules(whererelevant)
8431
Rejectedloads
Consigneessometimesrejectconsignmentsofhazardouswaste.Whenthishappens,
theymustsendanexplanation.Anewconsignmentnotewillbecompletedtomove
thewasteelsewhere.Acopyofthisconsignmentnoteshouldbeprovidedtothewaste
producer.Acopyofanynewconsignmentnoteandtheconsignee’sexplanationmust
bekeptintheregister.
Carriers’schedules
Thisdocumentisneededwheremorethanonecarrierisinvolvedinthetransportof
thewaste.Acopyofthescheduleofcarriersmustbeprovidedtowasteproducers
beforethewasteisremovedfromtheirpremises.Thismustbekeptintheregister.
Whereshouldtheregisterbekept?
8432
Wheretheregisteriskeptdependsonthenumberofpracticebranchesandwhether
theseareeachregisteredashazardouswasteproducersornot.
• Registeredpremises–ifapracticeisregistered,theregisterforhazardous
wastethatisremovedfromthatpracticemustalwaysbekeptonthat
practice’spremises.
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• Exemptpremises–ifapracticebranchisexemptfromregistrationasa
hazardouswasteproducer,theregisterforhazardouswastethatisremoved
fromthatpracticeshouldbekeptattheprincipalplaceofbusiness.Thismay
beanotherpracticeifthepracticeisoneofseveralinacompany.Ifapractice
wishestokeeptheregisteranywhereelse,thismustbeagreedinwritingwith
theenvironmentalregulator.
Howlongshouldtheregisterbekept?
8433
Theregistermustbekeptforatleastthreeyears,commencingfromdatethewastewas
removedfromthepractice’spremisesbyawastecarrier.
Non-hazardouswasterecords
8434
Wastetransfernotesshouldbekeptforaminimumoftwoyears.
Whereseasonticketsareused,arecordshouldbekeptofthetimeswheneachofthe
regularcollectionsismadeusingthenote.
Wasteauditanddutyofcarechecks
8436
Wasteaudit
8435
Wastesegregationandproceduresshouldbeauditedperiodicallyforthreereasons:
1. Thisenablesthedentalpracticetoaccuratelydescribeandclassifyitswasteto
completeitswastedocumentationanddischargeitsdutyofcare.
2. Thewastedisposermayberequiredbytheirpermittoobtainanauditfrom
thedentalpracticebeforetheycanacceptthewaste(apre-acceptanceaudit).
3. Thisenablesthedentalpracticetomonitoritswastepractices,identifyany
problemsandasaresultenablesittofixthem.
Examplesofspecificissuestoidentifyinanauditofeachareaofthepracticearethe
presenceofthefollowinginanywastestream:
• medicines(forexampletablets,creams,vials,ampoules,intravenousbagsetc)
andmedicinally-contaminatedwastes(forexamplesyringebarrels,tubing,
etc);
• sharps(includingwhethertheyaremedicinallycontaminatedornot);
• chemicals(disinfectants,reagents,diagnostickits,resinsetc);
• dentalamalgam(capsules,excessamalgam,separatorcontents,teethwith
fillingsetc);
• body-fluid-contaminatedmaterialthatisinfectious(swabs,PPEetc);
• healthcareitemsthatarenotcontaminatedwithbodyfluidsorother
potentiallyinfectiousmaterials(forexamplePPE)(offensivewastes);
• femininehygienewastes/nappybinsfromtoilets;
• municipal-typewastes(newspapers,magazines,foodanddrinkcontainers,
sterileequipmentandotherpackagingetc).
Thefollowingshouldalsobeconsidered:
• whatwastecontainersareusedforthesewastes;
• howtheyarelabelled;
• whetherthecontentsareaccuratelydescribedandclassifiedonwaste
documentation.
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TheEAisintroducingrequirementsfortheenddisposalsitestoholdadetailedand
recentwastecompositionauditoftheproducerpracticebeforetheycanacceptthe
waste.
Thepracticewillexpecttobeaskedtoprovidedetailedinformationonitswaste
segregationprocedures,theireffectivenessandthereforethecontentofeachwaste
streamdeterminedbyanumberofmeansincludingstaffquestionnairesanddirect
observationofin-usewastecontainercontents.
Undertakingsuchauditswillenablethepracticetodemonstratethatithasdischarged
itsdutyofcareindescribingandpackagingitswaste.TheBritishDentalAssociation
hasrecentlyissuedguidanceonthesepre-acceptanceaudits.
Pre-acceptanceaudit
BritishDentalAssociationguidanceonpre-acceptanceaudits
Wastecarriers
8438
Thewastecontractorwhocollectsthewastemustbearegisteredwastecarrier.This
shouldbecheckedby,forexample,comparingthecarrierregistrationnumberonpart
Coftheconsignmentnotetotheinformationheldontheenvironmentalregulator’s
electronicpublicregister.Thedentalpracticemustsupervisecollectionsofhazardous
wastetoenableittocertifythecarrierandvehicledetailsinpartDofthenote.
Environmentalregulator’selectronicpublicregister
Wastedisposal
8440
Wastefromsmallpracticesisfrequentlytakentoawastetransferstationwhereitis
combinedwithotherwastesandsentforfinaldisposal.
Thepracticeshouldcheckwhetheritswasteisbeingtakentoawastetransferstation.
Ifthisisthecase,itshouldaskforcopiesofthedocumentationusedforonward
movementofthewastetoitsfinaldestination.
Figure13(see‘Wastesegregation,packaging,classificationandlabelling’)identities
thatcertainclinicalwastesneedincineration,whilstothersaresuitableforalternative
treatment.Diversionofwastecanoccur.Therefore,thefollowingstepsshouldbe
taken:
• Makesurethewastedescriptionsspecifyincinerationwhereindicatedin
Figure13,especiallyifthewastecontractoradvisesotherwise.
• Askforconfirmationofwhetherthefinaldisposalsitewasanincineratoror
alternativetreatmentplant,andwhichfacilitythewastewastakento.
• Askforacopyofthelastenvironmentalregulator’ssiteinspectionformfor
boththetransferstationandthefinaldestinationsite(s).
Wastesegregation,packaging,classificationandlabelling
Dischargetofoulsewer
8442
Alldentalpracticesshouldhaveanamalgamseparatorinstalled.Theseshouldbeofan
appropriateISOstandardandfittedinsuchawaythattheycaptureanyamalgam
containedinwastewaters(seeDefra’sguidanceondentalamalgam).Spittoonwaste
canthenbedischargedtodrain/foulsewerwithouttheneedforatradeeffluent
consent.
Defra’sguidanceondentalamalgam
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Clinicalwastetreatmentand
disposaloverview
8443
Hightemperatureprocesses
8448
Incineration
8444
Healthcarewasteincineratorsarerequiredtomeettemperatureandemissionlimitsas
setbytheWasteIncinerationDirective.Generallytheyhaveaprimarycombustion
chamberoperatingat800–1000°Candasecondarychamberthatoperatesata
minimumtemperatureof1100°C,witharetentiontimeforthecombustiongasesof
twoseconds.Theincineratorplantalsoincludesgas-cleaningequipmenttoreduce
emissionstoair.Thisequipmentdealswithcompoundssuchashydrogenchlorideand
sulphurdioxide,whichformasaresultofchlorineandsulphurcompoundspresentin
theoriginalwastematerial.
Pyrolysis
8445
Pyrolysisinvolvesthehightemperature(545–1000°C)heatingofwasteintheabsence
ofoxygentoproduceasynthesisgas.Thesynthesisgasproducedbyapyrolysissystem
ismixedwithairandcombustedinasecondarychamber.Forgeneralwastes,the
synthesisgasproducedbypyrolysiscanbecleanedandcombustedinanengine,but
thisisavoidedwithclinicalwastewheresecurityofdestructionisparamount.Aswith
incineration,thesecondarycombustioncomponentmustmeetatemperatureof1100
degreesandretaintheexhaustgasesfortwoseconds.Byheatingthewasteattheinitial
temperatures,thesesystemstreat,destroypathogensandreducethevolumeofclinical
waste.
Plasmatechnology
8446
Inaplasmasystem,anelectriccurrentisdischargedthroughaninertgas(forexample
argon)toproduceaplasmawithatemperatureashighas6000°C.Clinicalwasteisfed
tothechamberwheretheplasmaispresentandisheatedtotemperaturesbetween
1300and1700°C,destroyingallpathogenicmicrobesandconvertingthewasteintoa
glassyrockorslag,ferrousmetal(ifpresent)andasynthesisgas.Asinthepyrolysis
process,thesynthesisgasproducedisoftencombustedinasecondarychamber,
althoughtheveryhightemperaturesintheplasmachambermeanthegascanbefedto
anenginegeneratorasanalternative.Theuseofanenginegeneratorcanresultin
plasmasystemsexportingpowertoahospital(ifco-located)ortotheelectricgrid.
Gasification
8447
Thegasificationprocessissimilartothepyrolysisprocess,exceptforthefactthatsmall
amountsofairareintroducedtotheprimarytreatmentchamber.Theairaddeddoes
notsupportfullcombustion,butenoughtoreleasemoreenergyfromthewasteinthe
primarychamber.Itthereforeraisesthetemperatureintheprimarychambertoa
higherlevel(900–1100°C)andproducesashratherthanchar.
Non-burn/lowtemperaturealternativetechnologies
8453
Heat(thermal)disinfectionsystems
8449
Thesesystemsrelyonheatingthewastetoafixedtemperatureforaspecifiedtimeto
deactivatetheinfectiouselementsinthewaste.Thecontinuousmonitoringand
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recordingofwastetemperatureandtimearecriticaltoensuringtherequired
temperaturelevelisachievedfortheentirebodyofthewaste.
Autoclaves
Inautoclaving,saturatedsteam(steamholdingwaterasavapour)isintroducedintoa
vesselaboveatmosphericpressure.Someautoclavesaredesignedtoshredwasteduring
thetreatmentcycle;othersystemsrelyontheuseofapre-treatmentprocessto
maceratethewastebeforethewasteisheated.Theuseofinternalpaddles/arms/ridges
designedtomixthewasteinsidetheautoclavechambermaynotmeetthe
requirementsformaceration.
Steamauger
Thisindustrialthermaldisinfectionprocessoperatesatatmosphericpressureusinga
combinationofresidencetimeandtemperaturetotreatthewasteandrenderitsafe.
Wasteisshreddedpriortoitsentryintoasteamauger,whereitisturnedandtreated
withsteamtoachievetherequiredinactivationofpathogens.
Dryheat
Somewastetreatmentsystemsavailableforbothlarge(forexamplehospitals)and
small-quantitygenerators(forexampleGP/dentalpractices)thermallyinactivate
potentiallypathogenicmicroorganismsthroughtheuseofelectrically-generatedheated
air,oilormoltenplastic.AnumberofcommercialfacilitiesintheUKuseahot-oil
process.
Microwaves
Microwavesareelectromagneticwaveswithafrequencybetweenradiowavesand
infraredwavesontheelectromagneticspectrum.Whenappliedtothetreatmentof
waste,themechanismofmicrobialinactivationisthermal.Itisimportantforthe
wastetobewet,eitherasaresultofmoisturenaturallyoccurringinthewastestream
orbytheadditionofmoistureintheformofsteam.Thecombinationofthetwo–
microwavesandmoisture–createsthethermalprocess.Sometreatmentprocesses
utilisemicrowavestoheatwatertoformsteam,whichisthenappliedtotheinfectious
wastestream.“Dry”microwavesystemsarealsoavailable.Theseusedirectmicrowave
energyinanitrogenatmospheretotreatthewasteandproducehighertreatment
temperaturesthanthoseusedby“wet”microwavetechnologies.
Macrowaves
Thesesystemsapplylow-frequencyradiowavestoinactivatemicrobescontained
withinthewaste.Themacrowavesheatthewastefromtheinsideofthematerialsto
theirexternalsurfaces.
Chemicaldisinfectionsystems
8450
Chemicalshaveanextensiveandwell-documentedhistoryintheclinicalsettingin
disinfectingenvironmentalsurfacesandmedicaldevices.Chemicalscommonlyused
aresodiumhypochlorite,chlorinedioxide,peraceticacid,glutaraldehydeand
quaternaryammoniumcompounds.Thewastemustfirstbeshreddedinorderto
bringallsurfacesofthewasteintodirectcontactwiththechemicals.Somesystems
combineheatwiththechemicalstoreducethetreatmentcycle.Thekeyrequirements
arethat:
• thedisinfectanthastheabilitytoactonallthekeypathogengroups;
• thedisinfectantismaintainedinthewasteatsufficientconcentrationoris
givenenoughtimetoachievetherequiredleveloftreatmentforeachofthe
keypathogengroups;and
• thetreatedwaste(whichmaybehighlyabsorbent)shouldnotberendered
chemicallyhazardousduetothepresenceofresidualdisinfectant.
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Otherchemicalsystems
8451
Otherchemicalprocesseshaveapotentiallywiderapplicationthandisinfection.
Alkalinehydrolysisexposesthewastetohotalkaliforaperiodofseveralhoursand
can,forexample,reducecarcassesorcadaverstoboneshadows.Noneofthesesystems
areoperationalintheUKatpresent.Theorganicrichoutflowfromtheseunitsis
likelytohaveaveryhighbiologicaloxygendemand(BOD),andshouldbesubjected
toadditionaltreatmenttoensurethateffluentisdewatered,withonlythewaterbeing
dischargedtofoulsewer.
Landfill
8452
Infectiouswasteisbannedfromlandfill,althoughitcanbepre-treated(forexampleby
alternativetreatment)sothatitisnon-infectiousandsuitableforlandfill.Sometypes
ofhealthcarewastemaybedisposedofdirectlytolandfill(forexamplenon-infectious
offensive/hygienewaste).Landfillsitesareclassifiedintooneofthreecategories:
hazardous,non-hazardousandinert.Theyallmustcomplywiththestricttechnical
andoperationalrequirementsoftheLandfillDirective.Importantly,wastethatissent
tolandfillmustbepre-treated.Guidanceonthepre-treatmentrequirementsin
EnglandandWales,NorthernIreland,andScotlandisavailablefromtherespective
regulatoryauthorities(EA,NIEAandSEPA).
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Carriageinformation:CategoryA
8455
pathogenlist
ThetablebelowshowstheCarriageRegulations’CategoryApathogenlist.The
CarriageRegulationsdefineCategoryAas:
“Aninfectioussubstancewhichiscarriedinaformthat,whenexposuretoit
occurs,iscapableofcausingpermanentdisability,lifethreateningorfatal
diseasetohumansoranimals.”(SeedetailsofCategoryAsubstancesinthe
ADRregulations.)
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IndicativeexamplesofinfectioussubstancesincludedinCategoryAinany
formunlessotherwiseindicated(2.2.62.1.4.1)
UNNumberandname
Microorganism
Bacillus anthracis (culturesonly)
Brucella abortus (culturesonly)
Brucella melitensis (culturesonly)
Brucella suis (culturesonly)
Burkholderia mallei – Pseudomonas mallei –Glanders(culturesonly)
Burkholderia pseudomallei – Pseudomonas pseudomallei (culturesonly)
Chlamydia psittaci –avianstrains(culturesonly)
Clostridium botulinum (culturesonly)
Coccidioides immitis (culturesonly)
Coxiella burnetii (culturesonly)
Crimean-Congohaemorrhagicfevervirus
Denguevirus(culturesonly)
Easternequineencephalitisvirus(culturesonly)
Escherichia coli,verotoxigenic(culturesonly)ª
Ebolavirus
Flexalvirus
Francisella tularensis (culturesonly)
Guanaritovirus
Hantaanvirus
Hantaviruscausinghaemorrhagicfeverwithrenalsyndrome
Hendravirus
HepatitisBvirus(culturesonly)
HerpesBvirus(culturesonly)
Humanimmunodeficiencyvirus(culturesonly)
UN2814
Highlypathogenicavianinfluenzavirus(culturesonly)
Infectioussubstancesaffectinghumans
JapaneseEncephalitisvirus(culturesonly)
Juninvirus
KyasanurForestdiseasevirus
Lassavirus
Machupovirus
Marburgvirus
Monkeypoxvirus
Mycobacterium tuberculosis (culturesonly)ª
Nipahvirus
Omskhaemorrhagicfevervirus
Poliovirus(culturesonly)
Rabiesvirus(culturesonly)
Rickettsia prowazekii (culturesonly)
Rickettsia rickettsii (culturesonly)
RiftValleyfevervirus(culturesonly)
Russianspring-summerencephalitisvirus(culturesonly)
Sabiavirus
Shigella dysenteriae type1(culturesonly)ª
Tick-borneencephalitisvirus(culturesonly)
Variolavirus
Venezuelanequineencephalitisvirus(culturesonly)
WestNilevirus(culturesonly)
Yellowfevervirus(culturesonly)
Yersinia pestis (culturesonly)
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Safe management of healthcare waste Version 1.0
UNNumberandname
Microorganism
Africanswinefevervirus(culturesonly)
AvianparamyxovirusType1–VelogenicNewcastlediseasevirus(culturesonly)
Classicalswinefevervirus(culturesonly)
Footandmouthdiseasevirus(culturesonly)
Lumpyskindiseasevirus(culturesonly)
UN2900
Mycoplasmamycoides–Contagiousbovinepleuropneumonia(culturesonly)
Infectioussubstancesaffectinganimals
Pestedespetitsruminantsvirus(culturesonly)
only
Rinderpestvirus(culturesonly)
Sheep-poxvirus(culturesonly)
Goatpoxvirus(culturesonly)
Swinevesiculardiseasevirus(culturesonly)
Vesicularstomatitisvirus(culturesonly)
ªNevertheless, when the cultures are intended for diagnostic or clinical purposes, they may be classified as infectious substances of
Category B.
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations
CarriageofDangerousGoodsandUseofTransportablePressureEquipment
Regulations(NorthernIreland)
DetailsofCategoryAsubstancesintheADRregulations
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Examplelistofcytotoxicand
cytostaticdrugs
8457
ThisisanexamplelistfromanNHShospitalthathasassessedthepropertiesof
medicinesinitspharmacy.Thelistforeachpracticewilldependonthemedicines
theyuseandmayincludemedicinesnotlistedhere.
Someofthesearedangerousgoodsandmayneedfurtherrestrictionsfor
transportation.
Allformulationsofcytotoxicandcytostaticdrugsmustbedisposedofinthe
designatedcytotoxic/cytostaticwastereceptacle(purplelids)orappropriatereceptacles
inlinewithtransportregulations.Thewastecontractorshouldbeconsulted.
Thedrugsbelowaresplitintoanewlistofadditionaldrugsthatfallintothe
cytotoxic/cytostaticcategoryandalistofcancerchemotherapydrugs,whichhave
alwaysbeendisposedofinthismanner.
Thislistisnotexhaustiveandmaynotincludeallverynew,unlicensedortrial
medicines.
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Newlistofnon-chemotherapycytotoxic/cytostaticdrugs
Productapprovedname
Anastrozole
Azathioprine
Bcg
Bicalutamide
Chloramphenicol
Ciclosporin
Cidofovir
Coaltarcontainingproducts
Colchicine
Danazol
Diethylstilbestrol
Dinoprostone
Dithranolcontainingproducts
Dutasteride
Estradiol
Exemestane
Finasteride
Flutamide
Ganciclovir
Gonadotrophin,chorionic
Goserelin
Interferoncontainingproducts(includingpeginterferon)
Leflunomide
Letrozole
Leuprorelinacetate
Medroxyprogesterone
Megestrol
Menotropins
Mifepristone
Mycophenolatemofetil
Nafarelin
Oestrogencontainingproducts
Oxytocin(includingsyntocinonandsyntometrine)
Podophyllyn
Progesteronecontainingproducts
Raloxifene
Ribavarin
Sirolimus
Streptozocin
Tacrolimus
Tamoxifen
Testosterone
Thalidomide
Toremifene
Trifluridine
Triptorelin
Valganciclovir
Zidovudine
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Cancerchemotherapydrugs
Productapprovedname
Aldesleukin
Alemtuzumab
Amsacrine
Arsenictrioxide
Asparaginase
Bleomycin
Bortezomib
Busulphan
Capecitabine
Carboplatin
Carmustine
Cetuximab
Chlorambucil
Cisplatin
Cladribine
Cyclophosphamide
Cytarabine
Dacarbazine
Dactinomycin
Daunorubicin
Dasatinib
Docetaxel
Doxorubicin
Epirubicin
Estramustine
Etoposide
Fludarabine
Fluorouracil
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Productapprovedname
Gemcitabine
Gemtuzumab
Hydroxycarbamide
Idarubicin
Ifosfamide
Imatinibmesylate
Irinotecan
Lomustine
Melphalan
Mercaptopurine
Methotrexate
Mitomycin
Mitotane
Mitoxantrone
Oxaliplatin
Paclitaxel
Pentamidine
Pentostatin
Procarbazine
Raltitrexed
Rituximab
Temozolomide
Thiotepa
Topotecan
Trastuzumab
Vidaradine
Vinblastine
Vincristine
for use in England, Scotland, Wales and Northern Ireland
Safe management of healthcare waste Version 1.0
Examplesoftrainingsupport
materials
GREEN BAG Recyclable Waste
Office paper
(documents that do not need shredding),
newspaper, empty drinks cans,
plastic bottles and plastic packaging,
small cardboard items
(such as toothpaste boxes)
Author: Estates and Facilities April 09
222
8461
BLACK BAG /
CLEAR BAG
Domestic Waste
Flowers,
non­recyclable packaging
(polystyrene cups,
crisp & sweet wrappers,
food contaminated packaging)
Author: Estates and Facilities April 09
for use in England, Scotland, Wales and Northern Ireland