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European Congress on Computational Methods in Applied Sciences and Engineering ECCOMAS 2000 Barcelona, 11-14 September 2000 ECCOMAS THREE DIMENSIONAL NUMERICAL MODELING OF ORTHODONTIC TOOTH MOVEMENTS Christoph P. Bourauel Department of Orthodontics Department of Orthodontics, Rheinische Friedrich-Wilhelms-Universität Bonn Welschnonnenstr. 17, 53111 Bonn, Germany e-mail: [email protected], Web page: http://wodan.meb.uni-bonn.de/ Key words: Orthodontics, Tooth Movement, Bone Remodeling, Simulation, FEM. Abstract. Orthodontic tooth movements are based on the ability of bone to react on mechanical stresses or strains with apposition and resorption of alveolar bone. It was the aim of this study to develop a numerical model that is able to describe the alveolar bone remodeling processes using basic principles of current bone remodeling theories. An idealized three dimensional Finite Element model of an upper canine in the shape of an elliptical paraboloid was automatically generated and numerically processed by an FE programme. The dimensions of the idealized tooth correspond to the diameters of a human tooth at the alveolar crest and the root length. Stresses and strains generated by an orthodontic force system in the tooth and tooth supporting structures were determined in material nonlinear calculations. The full strain tensor first in the PDL, and second in the alveolar bone was used to calculate a remodeling signal for the nodes of the alveolar bone elements and to automatically generate an updated FE model. By repeating this process orthodontic tooth movement was simulated incrementally with individual steps being in the range of some 10µm. The model was verified using the clinical results of five patients, being treated with calibrated orthodontic devices made of nickel titanium alloys. Numerical results could reproduce the clinical tooth movements with deviations of 10-20 per cent if the strains in the PDL were used to calculate orthodontic bone remodeling. Calculating the remodeling signal from the strains in the alveolar bone resulted in significantly larger deviations (30 per cent). Based on this model, the mechanical key stimulus initiating orthodontic tooth movement seem to be the normal and the shear strains within the periodontal ligament. 1 Christoph P. Bourauel 1 INTRODUCTION In orthodontics teeth are moved within the alveolar bone to correct malocclusions by means of specialized orthodontic devices. An example for a certain treatment phase, a socalled canine retraction, is shown in Figure 1. Due to the distribution of mechanical stresses and strains in the periodontal ligament (PDL) and the alveolar bone, a special kind of bone remodeling process is initiated with bone resorption in the dircetion of tooth movement and bone apposition behind the tooth (see Figure 1). By this means teeth may be translated by up to 5 mm or rotated by several 10 degrees. Frequently planning of orthodontic treatments is rather complex and the orthodontists demand computer aided support for their treatment planning. The kernel of such a ‘Computer Aided Orthodontics’ system should be a numerical model for the simulation of orthodontic tooth movements. Up to now, in orthodontics only analytical and FE analyses of the initial or physiological tooth mobility were performede.g. 1-3. But from these investigations it is hardly possible to exactly calculate the orthodontic tooth movement following the bone remodeling processes. It is recommended to develop a mathematical model of the orthodontic tooth movement in analogy to the so-called theories of ‘bone remodeling’ presented in the last decade4-6. The theoretical basis of these numerical models is Wolff’s law7. According to this a direct relationship exists between mechanical loading of bone and its architecture. On the other hand, bone shows the ability to adapt to a change in the external loads. Accordingly, bone has an optimal structure in the case of mechanical equilibrium. In the case of a change in the loads bone will be able to remodel until an optimal configuration, adapted to the new state of equilibrium, is achieved again. In the course of this study it was investigated whether a connection between theories of bone remodeling and the finite element models of tooth and tooth supporting structures could be developed to simulate orthodontic tooth movements. Current bone remodeling theories derive the key stimulus to start remodeling processes (the remodeling law) from strains or stresses in the bone. Values of 300-3000 µstrain are required to initiate bone remodeling and adaption8. However in orthodontics these high values are not reached in the bone but merely in the PDL. Thus it should be investigated whether the orthodontic tooth movement is controlled predominantly by the mechanical loading of the PDL or by strains in the alveolar bone. Bone resorption Bone apposition Forces, Torques Translation Rotation Figure 1: Initial (left) and final (middle) intraoral situation of a canine retraction. The tooth is moved through the alveolar bone by bone remodeling processes induced by the application of orthodontic force systems (right). 2 Christoph P. Bourauel 2 MATERIAL AND METHODS It is to be noted that the distinct components of the system orthodontic device - tooth periodontal ligament - alveolar bone have different mechanical properties and that a tooth with its individual geometry and bearing in the alveolus is a complex three dimensional system. This complex geometry represents a great problem, if a numerical model should be generated automatically and fed into a finite element programme. In a first step an appropriate approximation of a tooth’s root and adjacent structures was determined. In a second step this idealized model was used to calculate the bone remodeling around the root of the tooth and the movement of the tooth and the adjacent structures within the alveolar bone. 2.1 Idealization of the tooth geometry and material parameters The geometry of a tooth was described by aid of its total length and root length with respect to the tooth’s long axis as well as the oro vestibular and the mesio distal dimensions of crown and root at the location of the alveolar crest (indicated by the boundary lines in figure 2a). These parameters were used to find an approximation of the human canine as well as for the surrounding bone. In figure 2b a FEM model is shown of a human upper canine with a root length of 19.5 mm as well as an oro vestibular dimension of 7.6 mm and a mesio distal thickness of 6.7 mm. This three dimensional FE model consisted of 3800 elements in total. This model was too complex and too intense in calculation time and could not be generated automatically for the simulation of orthodontic tooth movements. Consequently, an idealized tooth model was derived using the geometrical parameters of the canine shown in figure 2c. The model was generated in the shape of an elliptical paraboloid. The height of this paraboloid coincides with the rooth length from the apex to the alveolar crest and the long and short axis of the ellipse are equivalent to the oro vestibular and the mesio distal dimensions at the alveolar crest respectively. The PDL was generated with a uniform thickness of 0.2 mm and the bone had an elliptical cross section with the long axis in the mesio distal direction. a The model is characterized by a reduced number of elements, having in total 1500 Figure 2: Real tooth geometry, realistic FE-model and idealized representation of a canine in the shape of an elliptical paraboloid. 3 Christoph P. Bourauel isoparametric 8 noded solid elements. The Material [GPa] PDL orthodontic force system was applied and 20 Bilinear elastic FE calculations were performed using the Dentine Enamel 80 E 0.05 [MPa] 1 FEM package COSMOS/M (Ver. 2.0, Cortical bone 20 E2 0.22 [MPa] Windows NT). ε12 7.5 % Spongious bone 3 Isotropic, homogeneous and linear 0.3 for all structures material behaviour had to be assumed for Poisson´s ratio dentine, enamel, cortical and spongious Table 1: Material parameters used in this study. bone, whereas a bilinear approximation was used for Young’s modulus of the PDL. All values used are given in table 1. 2.2 Basic principle of the model The complete model developed for simulation of orthodontic tooth movements with an idealized bone segment, the PDL, tooth and the bracket element is shown in figure 3. The basic principle corresponds to the remodeling programmes of other authors. An important difference is to be seen in the fact that not only the change in the bone’s morphology is Figure 3: Principle of the simulation of the orthodontic bone taken into account but the tooth remodeling. including its alveolus is moving over a large distance through the bone. The geometry of the tooth’s root and of the alveolus have to be kept constant during the movement. The application of an orthodontic force system results in deformations of the PDL and the alveolar bone of up to 20 per cent and 0.001 per cent, respectively. Taking either the complete strain tensor in the PDL or in the bone, the orthodontic bone remodeling can be calculated, in the following way: The simulation starts with the automatic generation of a FE mesh representing an initial clinical situation. The application of an orthodontic force system results in strain distributions in the PDL and the alveolar bone, delivering the displacements of the alveolar nodes and the amount of tooth movement aid of an orthodontic remodeling law. With this information, an updated FE-mesh is generated and the calculation starts again with the application of the orthodontic force system. This principle was implemented in an external loop to the FE package and in this way, orthodontic tooth movements are calculated in increments until the simulations are stopped at a predefined final position9. 4 Christoph P. Bourauel 4 RESULTS 4.1 Basic tooth movements The results of the simulation of an uncontrolled tipping of a canine is shown in figure 4. The force system constisted of 1 N of distalizing force and 4.5 Nmm of derotating momentum. The calculations were stopped at a distal tipping of the bracket of 20°. Figure 4b illustrates the calculated movement of the tooth with its alveolus through the bony structure with respect to the initial situation (4a). Figure 4c shows a comparison of the models together with a calculation based on the position of the centre of resistance to illustrate the expected tooth movement. The model calculating the tooth movement based on the strains in the PDL predicts the final position in a good accordance with the expected movements, whereas the model that is based on the strains in the bone delivers significant side effects that are not in accordance with clinical experience. Similar results were obtained for different further movements that have been calculated9. 20 PDL 15 Bone 10 CR 5 0 -5 -10 Tx Ty Tz Rx Ry Rz c Figure 4: Simulation of an uncontrolled tipping. a) initial FE model, b) FE model at termination of calculation, c) comparison of the models developed. 4.2 Clinical tooth movements The simulations of the basic tooth movements indicate that the model calculating the bone remodeling based on the strains in the bone delivers unreasonable results. Consequently, a validation of the simulation model had to be done according to the results of clinical cases to decide whether this model assumption had to be rejected. The validation was done as follows: Five patients have been selected and isolated canine retractions have been performed using superelastic nickel titanium alloy retraction springs to ensure nearly constant force systems10. Plaster casts of the initial and final intraoral situation as well as up to three casts of intermediate situations were measured with a laser scanner and tooth movements and 5 Christoph P. Bourauel positions were determined using a surfacesurface-matching algorithm. The T-loops inital 4 months used clinically were calibrated with these informations in the Orthodontic Measurement and Simulation System OMSS11. Together with the informations on the tooth dimensions, simulation of tooth 2 months 6 months movement was performed with both model assumptions. As an example figure 5 depicts the animated result of the simulation for one patient. Space closure was achieved by a basically tipping movement. In addition a large amount of rotation around the tooth’s Figure 5: Animation of a simulated tooth movement. long axis (RZ) occurred. The calculation based on the strains in the PDL could reproduce the clinical tooth movement, whereas the bone-based model gave significant deviations especially in the components TY and RZ (see table 2). Similar results were obtained for four further patients. Tooth Movement Clinically PDL Bone Force system Tx [mm] -7.3 -7.3 -7.3 Fx [N] -1.0 Ty [mm] -1.0 -0.8 0.5 Fy [N] 0.3 Tz [mm] 1.3 1.7 1.8 Fz [N] 0.1 Rx [°] 6 10 9 Mx [Nmm] 2.0 Ry [°] -8 -13 -14 My [Nmm] 8.0 Rz [°] -21 -19 4 Mz [Nmm] 3.0 Table 2: Results for the tooth movements calculated with the different models. 5 DISCUSSION In total the clinical results of five canine retractions have been used for the verification of the numerical model, giving a good accordance of numerical with clinical data with errors of approximately 20 per cent9. Using the strains in the alveolar bone as a key stimulus to calculate orthodontic bone remodeling results in significantly larger deviations (more than 30 per cent) and in unreasonable side effects. Consequently, the mechanical modeling of orthodontic tooth movement should be done using the full strain tensor in the PDL rather than the strains in the alveolar bone. The simulation models presented allow a prediction of typical kinds of clinical tooth movements. It is not possible to give a statement about the duration of a certain treatment step because of individual differences from one patient to the other are too large for this. Furthermore, nonlinearities have not yet been considered. This especially holds for the inclusion of threshold values defining a ‘dead zone’ and a regime where strains are so high 6 Christoph P. Bourauel that orthodontic tooth movement may be constant and finally inhibited. Consequently, future developments have to put an emphasis upon the functional description of the orthodontic ‘remodeling law’. REFERENCES [1] N.J.P. McGuinness, A.N. Wilson, M.L. Jones J. and Middleton, "A stress analysis of the periodontal ligament under various orthodontic loadings", Eur. J. Orthod., 13, 231-242 (1991). [2] K. Tanne, T. Nagataki, Y. Inoue, M. Sakuda and C.J. Burstone, "Patterns of initial tooth displacements associated with various root lengths and alveolar bone heights", Am. J. Orthod. Dentofac. Orthop., 100, 66-71 (1991). [3] D. Vollmer, C. Bourauel, A. Jäger and K. Maier, "Determination of the centre of resistance in an upper human canine and idealized tooth model", Eur. J. Orthod., 21, 633648 (1999). [4] G.S. Beaupré, T.W. Orr and D.R. Carter, "An approach for time dependent modeling and remodeling - theoretical development", J. Orthop. Res., 8, 651-661 (1990). [5] S.C. Cowin and D.H. Hegedus, "Bone remodeling I: theory of adaptive elasticity", J. 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