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BASIC AND PATIENT-ORIENTED RESEARCH J Oral Maxillofac Surg 65:1454-1460, 2007 Dentoalveolar Procedures for the Anticoagulated Patient: Literature Recommendations Versus Current Practice Brent B. Ward, DDS, MD,* and Miller H. Smith, DDS† Purpose: To evaluate the current practice of oral and maxillofacial surgeons in Michigan regarding perioperative warfarin therapy and dentoalveolar surgery in defined procedure risk groups. Materials and Methods: Surveys were distributed to all surgeons (n ⫽ 188) registered with the Michigan Society of Oral and Maxillofacial Surgeons. Low/moderate/high surgery risk groups were defined based on retrospective data accumulated for procedures on pretransplant liver failure patients. We requested the surgeon’s maximum tolerated International Normalized Ratio (INR) for each risk group. In addition, surgeons were asked if their routine practice for each group included continuation or discontinuation of therapeutic warfarin perioperatively. Results: A 72.6% response rate was achieved. The average maximum INR cutoff values for the various risk groups were: low, 2.68; moderate, 2.28; and high, 2.01. Routine discontinuation of warfarin occurred in these groups 23.6%, 48.8%, and 70.5%, respectively. Using a paired t test, these results showed statistically significant differences in patient management practices (P ⬍ .001) between the low, moderate, and high risk groupings. Conclusion: Lack of uniformity exists regarding warfarin therapy and dentoalveolar surgery. No studies to date involve significant numbers of moderate/high risk procedures to provide evidence-based support of safety with maintenance of therapeutic INR. For moderate or high risk procedures, the majority of surgeons prefer warfarin discontinuation with minimally therapeutic or subtherapeutic levels, a practice that secondarily increases risk for thromboembolism. Based on these preliminary data, we believe a prospective trial to elucidate stronger management guidelines for both the moderate and high risk surgery population is indicated. © 2007 American Association of Oral and Maxillofacial Surgeons J Oral Maxillofac Surg 65:1454-1460, 2007 Warfarin sodium was accepted for use as an anticoagulant in 1954.1 Since this time significant controversy in the surgical community has evolved regarding the risks and benefits of continuing versus cessation of this medication before surgical procedures.2-7 The medical and dental communities have Received from the Department of Surgery, Section of Oral and Maxillofacial Surgery, University of Michigan, Ann Arbor, MI. *Assistant Professor and Program Director. †Resident. Address correspondence and reprint requests to Dr Ward: University Hospital, 1500 E Medical Center Dr, Ann Arbor, MI 481090018; e-mail: [email protected] © 2007 American Association of Oral and Maxillofacial Surgeons 0278-2391/07/6508-0004$32.00/0 doi:10.1016/j.joms.2007.03.003 contributed a wide variety of perioperative management recommendations regarding the maintenance or modification of warfarin before oral surgical procedures because of a high risk of bleeding.8-18 Serious thromboembolic events as well as fatalities have been reported following prolonged discontinuation of warfarin in patients requiring anticoagulation.10,19-21 Therefore, practitioners have sought alternatives to interruption of warfarin therapy such as bridging therapy, using intravenous heparin, or subcutaneous low molecular weight heparin to minimize the interval without anticoagulation.2,3,7,22-24 Multiple case reports and systematic reviews can be found in the literature supporting the continuation of warfarin before oral surgical procedures, assuming that the prothrombin time (in seconds) or the PT ratio remains within a certain range.20,25-42 The develop- 1454 1455 WARD AND SMITH ment of anticoagulant standardization with the international normalized ratio (INR)43-47 and analysis of outcomes data by the American Heart Association/ American College of Cardiology,48,49 European Society of Cardiology,50-52 and British Committee for Standards in Hematology,53,54 have aided in minimizing adverse bleeding sequelae for those patients on warfarin. It is clear that before INR standardization, individuals in the past were anticoagulated to a higher degree, especially in North America where a less sensitive thromboplastin was used.55 Monitoring regimens56-62 and therapeutic anticoagulation48,49 has continued to evolve, with resulting improvement in patient safety.45 Recently, investigations with or without the use of topical procoagulant agents63-68 have shown the relative safety of continuing warfarin at therapeutic levels while undertaking certain oral surgical procedures.65,69-87 The definition of the complexity of a procedure varies between patients and practitioners alike, and only recently has risk stratification for postoperative bleeding in oral surgical procedures been attempted using retrospective data from pre-transplant liver failure patients.88 It is evident that most of the current literature supports continuation of warfarin for minor oral surgical procedures, up to 3 to 5 teeth, while the patient remains in a therapeutic range of anticoagulation. To accurately assess how risk of procedure changes the surgeon’s treatment of patients on warfarin, we surveyed the State of Michigan Oral and Maxillofacial Surgeon (OMFS) community to determine their practice habits with anticoagulated patients in various stratified risk groups. Materials and Methods SAMPLE A survey questionnaire was distributed twice to all 188 OMFS registered with the Michigan Society of OMFS in July 2005. Anonymous prepaid postage return envelopes were provided. The surveys were numbered for the sole purpose of preventing duplication of data entry. The individual respondents were never identified with their answers. SURVEY A 2-part questionnaire was developed to allow for simple data acquisition. The questions were as follows: 1) Please indicate the maximal INR you would tolerate for performing procedures in the following groups of patients on warfarin therapy (provided to the nearest 0.5 INR value) - Low risk (1-5 simple ext) - Moderate risk (6-10 simple extractions, 1 impacted extraction, 1 quadrant alveolectomy) FIGURE 1. Maximal INR distribution for low risk dentoalveolar procedures. Ward and Smith. Dentoalveolar Surgery in Anticoagulated Patients. J Oral Maxillofac Surg 2007. - High risk (⬎10 simple extractions, ⬎2 impacted extractions, ⬎2 quadrants alveolectomy, tori removal) 2) Do you routinely discontinue/continue warfarin oral anticoagulant therapy before low/moderate/high risk dentoalveolar surgery? STATISTICAL ANALYSIS Numerical data were entered onto and analyzed using SPSS software (SPSS Inc, Chicago, IL). Frequencies for each question were tallied and investigated for significance using a paired t test (P ⬍ .05). Results All 188 surgeon members of the Michigan Society of OMFS received an initial mailing followed by a duplicate second mailing 2 weeks later. Fifteen of the surgeons were excluded because of retirement or incorrect address. One hundred twenty-seven surveys were returned for data collection for an overall response rate of 72.8%; however, 4 surveys were excluded. Three because of incomplete information, and 1 respondent returned both surveys with the same information. Mean maximal INR values for low, moderate, and high risk surgical procedures were 2.68, 2.28, and 2.01, respectively. Figures 1 through 3 provide frequency distribution of maximum tolerated INR values for each risk grouping. All distributions were statistically significant (P ⬍ .001) for the various risk groups. INR levels below 2.0 were noted 25.2% of the time for low risk, 50.4% for moderate risk, and 66.7% for high 1456 DENTOALVEOLAR SURGERY IN ANTICOAGULATED PATIENTS FIGURE 2. Maximal INR distribution for moderate risk dentoalveolar procedures. FIGURE 4. Warfarin usage before low risk dentoalveolar procedures. Ward and Smith. Dentoalveolar Surgery in Anticoagulated Patients. J Oral Maxillofac Surg 2007. Ward and Smith. Dentoalveolar Surgery in Anticoagulated Patients. J Oral Maxillofac Surg 2007. risk procedures. Routine discontinuation of warfarin for low, moderate, and high risk procedures was indicated 23.6%, 48.8%, and 70.5% of the time respectively (Figs 4-6). The practice of discontinuing warfarin was statistically significant for each of the procedure risk groups (P ⬍ .001). In patients requiring anticoagulation, INR values are maintained within a therapeutic range set forth by recommendations provided by various anticoagulation committees. An INR range between 2.0 to 3.0 is deemed appropriate for patients at risk for arterial and venous thrombosis.48-54,89 An INR range from 2.5 to either 3.5 or 4.0 is advocated for mechanical heart valves by American Heart Association/American College of Cardiology48,49 and European Society of Cardiology/British Committee for Standards in Hematology50-54 recommendations, respectively. An INR above this range may increase the patient’s risk for a FIGURE 3. Maximal INR distribution for high risk dentoalveolar procedures. FIGURE 5. Warfarin usage before moderate risk dentoalveolar procedures. Ward and Smith. Dentoalveolar Surgery in Anticoagulated Patients. J Oral Maxillofac Surg 2007. Ward and Smith. Dentoalveolar Surgery in Anticoagulated Patients. J Oral Maxillofac Surg 2007. Discussion WARD AND SMITH FIGURE 6. Warfarin usage before high risk dentoalveolar procedures. Ward and Smith. Dentoalveolar Surgery in Anticoagulated Patients. J Oral Maxillofac Surg 2007. spontaneous or surgically induced bleeding episode,90 while an INR below the desired therapeutic level increases the risk for thromboembolism19,91 and ischemic cerebrovascular event.21,92 A recent investigation at our institution monitored surgical complications in pretransplant liver failure patients. This study showed that postoperative bleeding episodes are dependent on the complexity of the dentoalveolar procedures performed, and a significant variation exists between low and high risk procedure groups.88 It cannot be assumed that a direct correlation exists between patients with warfarin anticoagulation and those with liver failure who present with a variety of coagulopathic concerns. Yet retrospective analysis in the liver failure population led to the realization that surgeons consistently placed patients into risk categories based on the number of extractions to be preformed. This evidence caused us to question the current practice and evidence for extensive dentoalveolar procedures in the warfarinized patient population. A comprehensive evaluation of the literature was accomplished in an effort to identify management recommendations based on the risk categories similar to the liver failure study. The majority of publications on warfarin and dentoalveloar surgery argue that no increased risk of postoperative bleeding episodes exists in the surveyed low risk group (1 to 5 simple extractions).20,25,30,32,75,76,79-82,93 A number of reported studies and review articles state that dentoalveolar procedures, even within our moderate and high risk groupings, can be offered without discontinuing warfarin.2,25,81 However, careful evaluation of this litera- 1457 ture shows that the actual procedures were most appropriately classified as low risk procedures and very few reports described treatment within the moderate or high risk categories.25,81 For example, Devani et al81 concluded that dental extractions could be completed safely without modification of warfarin therapy in 33 patients. Review of these data showed that a range of 1 to 9 teeth were extracted in the patients with an average of 2.1 teeth in the treatment group and 2.0 teeth in the control group. None of these patients would qualify for our high risk category, and only a select few would likely qualify for the moderate risk group. Blinder et al77 evaluated for the frequency of postoperative bleeding in patients at various INR levels, concluding that an INR value within the therapeutic range did not effect postoperative bleeding. These investigators concluded that dental extractions could be completed in patients without interruption or diminution of warfarin. Review of their data shows that patients in their therapeutic INR groups received on average 2.06 extractions. Wahl’s2 comprehensive and systematic review sought to evaluate the risks of thromboembolic stroke from discontinuation of anticoagulant medication versus the risk of serious life-threatening postoperative bleeding with therapeutic warfarin. More than 2,014 surgical procedures were reviewed without alteration of warfarin and concluded that severe postoperative bleeding not controlled with local measures is rare and often corresponds with supratherapeutic anticoagulation. Meanwhile, 4 patients experienced fatal embolic complications following withdrawal of their medication. It was then acknowledged that “many authorities state that dental extractions can be performed with minimal risk at or above therapeutic levels of anticoagulation.”2 Regardless, in this report an overall average of 2.60 extractions per patient were performed, well under what would be deemed high risk dentoalveolar procedures. Interestingly, the only study evaluating patients undergoing more than 10 extractions was completed by Bailey et al25 in 1983. This report evaluated the continuation of warfarin therapy in 25 patients and compared these data with non-anticoagulated age-matched controls. The number of extractions in patients in the treatment arm ranged from 1 to 20 teeth, with an average of 6.24 teeth.25 The investigators surmised that extractions with therapeutic anticoagulation could be accomplished and any postoperative bleeding could be easily managed using a specific protocol. It is interesting that 75% of patients (3 out of 4) with 10 or more extractions were recorded as having late postoperative bleeding scores. One may interpret the literature inappropriately and assume there is adequate evidence supporting extraction of any number of teeth in anticoagulated patients; however, in our es- 1458 timation, the paucity of prospective or retrospective data on patients receiving more than 5 extractions and/or other invasive dentoalveolar procedures does not provide adequate information to evaluate the safety for all daily outpatient treatment. Our study shows that there exists a significant disparity regarding patient management among OMFS for various risk-stratified dentoalveolar surgical procedures in warfarin anticoagulated patients. It was surprising to see that more than 23% of surgeons routinely discontinued warfarin for low risk procedures. The literature supports that the completion of low risk dentoalveolar procedures is safe if INR values, or similarly past use of PT-ratios, are in a therapeutic range.20,25,30,32,75,76,79-82,93 Bleeding episodes are noted to occur in both experimental and control groups, and are often adequately controlled using local measures only.32,36,80,82,94 Rarely, reversal of anticoagulation is warranted, and most often hemorrhage is caused by supratherapeutic levels of warfarin.30,32,95-98 In addition, trials evaluating the effectiveness of anticoagulant or antifibrinolytic99 products have shown significant benefit in avoiding postoperative bleeding episodes in patients taking warfarin.69-74,83,84 Studies have shown that aggressive local management using local anesthetic with vasoconstrictors, curettage of periodontally compromised teeth, placing absorbable gelatin or oxidized cellulose materials, obtaining primary closure with sutures, and avoidance of unnecessary antibiotics postoperatively can aid in preventing postoperative hemorrhage.77,80,81,100 Based on the current survey results, the majority of patients are purposely subtherapeutic with respect to warfarin levels at the time of surgery for moderate (50%) and high risk (67%) procedures. This practice may be justifiable given the lack of data in the literature for higher risk procedures. Bridging therapy with administration of intravenous anticoagulation in a hospital setting101 or intramuscular or subcutaneous anticoagulation in an outpatient setting have been attempted to minimize the time spent at inadequately anticoagulated levels100,102-106; however, these strategies may not be cost effective,107,108 and have their own associated risks.109 Overall, a lack of uniformity exists regarding literature recommendations for warfarin and dentoalveolar surgery and the current practice of OMFS. It is evident that trends in the literature point to the ability to continue warfarin in therapeutic ranges for dentoalveolar surgery procedures; however, data are lacking throughout moderate and higher risk groups, as we have defined them, and further investigation through randomized trials is necessary. 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