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Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 Indicative pricing available within 24 hours on any asset listed here. Indicative pricing usually available within 48 hours for illiquid assets not listed here. For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter Hint: To search for specific ISINs press "Ctrl + F" Content Section 1 - Illiquid Funds AIG Diversified Strategies Fund Axiom Legal Financing Arcus Zenkei Caxton Global EEA Life Settlements Elite’s Exclusive Collection – Nobles Crus Elite’s Exclusive Collection – Precious Time Fairfield Sentry Fairfield Sigma FIM Long-Invest Firebird Avrora/Global/Republics FRM Absolute Return Strategies GLG Emerging Markets GAM Multi-Arbitrage H21 BRIC+ Run-Off Harbinger L Harbinger PE Helvetia Investment Trust Herald Lux Herald SPC Imperium Overseas Specialty Finance Kingate Euro Kingate Global La Fayette Holdings SP Liquidity Vehicle Luxalpha Marathon Spec. Opp. Side Pockets Man Four Seasons New Energies Partners Group Global Opportunities Reichmuth Matterhorn Schroder Private Equity Funds Swiss Capital (SC) Modus Defender SPV OSUS UBS Global Property Fund Section 2 - Defaulted Bonds/Claims Abengoa African Bank Banco Espírito Santo Caledonian Bank Glitnir Icelandic Republic Landsbanki Landsbanki Lehman bonds/claims (LBHI, LBT, …) MF Global Pescanova Petroplus SAirGroup/Swissair Important Note: This communication is from Multiplicity Partners AG and is for information purposes only. This communication is not intended to constitute investment advice or an offer or solicitation for the purchase or sale of any financial instrument. Multiplicity Partners AG does not give any warranty as to the security, accuracy or completeness of this communication after it is sent or published. Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN Illiquid Funds CH0007529909 CH0015986687 KYG5204Q3633 KYG5204Q3716 KYG5204Q3898 Valor 1946554 Valor 1986781 Valor 2006030 Valor 2628760 Valor 11573151 VGG198081314 GB00B0MT9184 GG00B2NW9S76 GG00BMNR0J07 LU0332753077 LU0643814071 LU0806411418 LU0566795539 LU0806412069 VGG3299L1004 VGG3299V1085 GB00B1VWHS86 GB00B0742F36 GB0004810254 GB0001568517 KYG3460H1020 KYG3460A1159 KYG3458P1081 KYG3691D1280 KYG3691D1108 VGG372141140 VGG372141223 VGG372141710 VGG372141306 VGG372142882 VGG372142965 VGG372143120 VGG372143047 VGG372143203 VGG372143468 VGG372143872 VGG372143617 VGG372143955 VGG372144037 VGG372144292 VGG372144110 KYG392431030 KYG392431295 KYG392431378 KYG464031049 XD0100530589 CWN4419K1499 KYG4948V1014 KYG580005331 Short description Class/Maturity Crncy Pricing AIG Diversified Strategies Fund AIG Diversified Strategies Fund Axiom Legal Financing Axiom Legal Financing Axiom Legal Financing Arcus Zenkei Arcus Zenkei Arcus Zenkei Arcus Zenkei Arcus Zenkei Caxton Global Inv. -SI- A USD EEA Life Settlement EEA Life Settlement EEA Life Settlement Elite’s Exclusive Collection – Nobles Crus Elite’s Exclusive Collection – Nobles Crus Elite’s Exclusive Collection – Nobles Crus Elite’s Exclusive Collection – Precious Time Elite’s Exclusive Collection – Precious Time Fairfield Sentry Fairfield Sigma FIM Long-Invest Portfolio Ltd. FIM Long-Invest Portfolio Ltd. FIM Long-Invest Portfolio Ltd. FIM Long-Invest Portfolio Ltd. Firebird Avrora Firebird Global Firebird Republics FRM Absolute Return Strategies FRM Absolute Return Strategies GAM Multi-Arbitrage Inc GAM Multi-Arbitrage Inc GAM Multi-Arbitrage Inc GAM Multi-Arbitrage Inc GAM Multi-Arbitrage Inc GAM Multi-Arbitrage Inc GAM Multi-Arbitrage Inc GAM Multi-Arbitrage Inc GAM Multi-Arbitrage Inc GAM Multi-Arbitrage Inc GAM Multi-Arbitrage Inc GAM Multi-Arbitrage Inc GAM Multi-Arbitrage Inc GAM Multi-Arbitrage Inc GAM Multi-Arbitrage Inc GAM Multi-Arbitrage Inc GLG Emerging Markets Growth Fund GLG Emerging Markets Growth Fund GLG Emerging Markets Growth Fund H21 BRIC+ Run-Off Helvetia Investment Trust IIG TRADE OPPORTUNITIES FUND N.V. Irongate Global Strategy Man Four Seasons Class A Class B Class A Class B Class C Class D Class Y Class E Class D2 Class Y2 USD USD GBP USD EUR USD JPY EUR USD JPY USD EUR USD EUR EUR EUR USD EUR USD USD EUR GBP CHF EUR USD USD USD USD CHF USD USD EUR CHF GBP USD EUR CHF GBP USD EUR CHF GBP USD EUR CHF GBP USD GBP EUR Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Class A Class B Class X Run-Off Class A Class B Class B GBP CHF EUR USD Class A Class A SI-1 SI-1 SI-1 SI-1 SI-2 SI-2 SI-2 SI-2 SI-3 SI-3 SI-3 SI-3 Class A Class C Class E H21 ARC C01-10190 Class B Class B USD A2 EUR EUR ISI6 EUR Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN CH0011315741 GB00B16KPY96 CH0015193623 CH0015193656 CH0015193664 GG00B1G0HK93 IE0030808616 XD0134096672 IE00B0DBTM45 IE00B0DBTP75 IE00B0DBTQ82 GB00B0386N52 GB00B0386M46 GB00B0386P76 GB00B0386L39 JE00B29STG79 XS0254226789 DE000UB0EC45 Short description New Energies Partners Group Global Opportunities Reichmuth Matterhorn Reichmuth Matterhorn Reichmuth Matterhorn Sapphire (PCC) Ltd. Schroder Private Equity Funds PLC SPV OSUS Ltd. SC Modus Defender SC Modus Defender SC Modus Defender UBS Global Property Fund UBS Global Property Fund UBS Global Property Fund UBS Global Property Fund UBS Global Property Fund UBS Global Property - Index Linked Certificate TREES UBS Global Property - Index Linked Certificate ISIN Short description Defaulted Bonds - various USG7053RAB09 Petroplus Finance 7.000% USG7053TAA81 Petroplus Finance 9.375% USG7053RAA26 Petroplus Finance 6.750% CH0105325853 Petroplus Finance 4.000% XS0098207102 SAirGroup Finance (NL) B.V.4.375% XS0118391936 SAirGroup Finance (NL) B.V.6.625% Valor 093.939 SAirGroup 5.5 % Valor 120.756 SAirGroup 4.75 % Valoren 120.763 / 120.764SAirGroup 5.125 % Valor 120.790 SAirGroup 5.125 % Valor 281.896 SAirGroup 6.25 % Valor 353.299 SAirGroup 6.25 % Valor 493.149 SAirGroup 2.75 % Valor 726.896 SAirGroup 2.125 % Valor 917.304 SAirGroup 0.125 % Valor 1.034.859 SAirGroup 4.25 % XS0103759089 SAirGroup Finance (USA) Inc. 8265Q0TX0 Sigma Finance USMTN 8265Q0UA8 Sigma Finance USMTN 8265Q0XC1 Sigma Finance USMTN 8265Q0XD9 Sigma Finance USMTN XS0274164622 Sigma Finance EMTN XS0274165512 Sigma Finance EMTN 8265Q0XF4 Sigma Finance USMTN 8265Q0XG2 Sigma Finance USMTN XS0181192260 Sigma Finance EMTN 8265Q0XR8 Sigma Finance USMTN XS0278773626 Sigma Finance EMTN 8265Q0YD8 Sigma Finance USMTN XS0281463371 Sigma Finance EMTN 8265Q0VF6 Sigma Finance USMTN 8265Q0MW9 Sigma Finance USMTN 8265Q0VQ2 Sigma Finance USMTN Class/Maturity Crncy CHF EUR USD CHF EUR EUR EUR USD USD EUR CHF CHF EUR USD GBP SGD EUR EUR Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Maturity Crncy Pricing 2017 2019 2014 2015 2006 2010 2003 2013 2005 2003 2002 2005 2004 2004 2005 2007 2004 23/10/2008 30/10/2008 30/10/2008 30/10/2008 10/11/2008 10/11/2008 14/11/2008 14/11/2008 26/11/2008 04/12/2008 15/12/2008 22/12/2008 09/01/2009 15/01/2009 16/01/2009 22/01/2009 USD USD USD CHF EUR EUR CHF CHF CHF CHF CHF CHF CHF CHF CHF CHF USD USD USD USD USD GBP GBP USD USD SEK USD GBP USD GBP USD USD USD Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote USD CHF EUR Sapphire IV Cell Class A Class A Class B Class C CHF-Shareclass B EUR-Shareclass C USD-Shareclass A GBP-Shareclass D SGD Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN CH0024019462 XS0290214146 8265Q0WE8 XS0290954006 XS0247517914 8265Q0WM0 8265Q0WN8 8265Q0QA3 XS0299055094 8265Q0XJ6 8265Q0XQ0 8265Q0YA4 8265Q0YE6 CH0018912912 8265Q0SQ6 8265Q0SR4 XS0201288957 8265Q0TF9 8265Q0TG7 8265Q0TM4 8265Q0TS1 8265Q0UL4 8265Q0UY6 XS0281463967 8265Q0VZ2 XS0213963621 XS0210941539 8265Q0WL2 XS0261229966 8265Q0YU0 8265Q0TA0 XS0230259060 8265Q0RR5 CH0022527938 XS0178113808 XS0292912846 XS0304981193 XS0304915647 XS0306202242 XS0242756129 8265Q0PC0 XS0249469080 XS0261659469 XS0269566419 8265Q0UZ3 8265Q0VA7 XS0269511274 XS0275026952 8265Q0VL3 XS0294049415 XS0293352067 XS0293351846 8265Q0WH1 XS0307406297 XS0229086698 Short description Sigma Finance EMTN Sigma Finance EMTN Sigma Finance USMTN Sigma Finance EMTN Sigma Finance EMTN Sigma Finance USMTN Sigma Finance USMTN Sigma Finance USMTN Sigma Finance EMTN Sigma Finance USMTN Sigma Finance USMTN Sigma Finance USMTN Sigma Finance USMTN Sigma Finance EMTN Sigma Finance USMTN Sigma Finance USMTN Sigma Finance EMTN Sigma Finance USMTN Sigma Finance USMTN Sigma Finance USMTN Sigma Finance USMTN Sigma Finance USMTN Sigma Finance USMTN Sigma Finance EMTN Sigma Finance USMTN Sigma Finance EMTN Sigma Finance EMTN Sigma Finance USMTN Sigma Finance EMTN Sigma Finance USMTN Sigma Finance USMTN Sigma Finance EMTN Sigma Finance USMTN Sigma Finance EMTN Sigma Finance EMTN Sigma Finance EMTN Sigma Finance EMTN Sigma Finance EMTN Sigma Finance EMTN Sigma Finance EMTN Sigma Finance USMTN Sigma Finance EMTN Sigma Finance EMTN Sigma Finance EMTN Sigma Finance USMTN Sigma Finance USMTN Sigma Finance EMTN Sigma Finance EMTN Sigma Finance USMTN Sigma Finance EMTN Sigma Finance EMTN Sigma Finance EMTN Sigma Finance USMTN Sigma Finance EMTN Sigma Finance EMTN Class/Maturity 06/02/2009 09/03/2009 12/03/2009 16/03/2009 20/03/2009 30/03/2009 30/03/2009 01/04/2009 30/04/2009 18/05/2009 04/06/2009 15/06/2009 22/06/2009 29/07/2009 24/08/2009 24/08/2009 17/09/2009 25/09/2009 28/09/2009 15/10/2009 16/10/2009 20/11/2009 15/12/2009 11/01/2010 19/02/2010 18/03/2010 22/03/2010 29/03/2010 20/06/2010 16/07/2010 13/09/2010 20/12/2010 08/06/2011 21/09/2011 17/10/2011 20/06/2012 26/06/2012 20/12/2012 20/12/2012 20/03/2013 20/06/2013 20/06/2013 20/09/2013 20/09/2013 19/12/2013 20/12/2013 20/12/2013 20/12/2013 24/01/2014 20/03/2014 20/03/2014 20/03/2014 20/06/2014 20/06/2014 08/09/2014 Crncy CHF EUR USD GBP GBP USD USD USD GBP USD USD USD USD CHF USD USD USD USD USD USD USD USD USD GBP USD JPY GBP USD JPY USD USD JPY USD CHF EUR GBP JPY AUD JPY EUR USD JPY JPY JPY USD USD JPY JPY USD AUD JPY USD USD USD SEK Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0290373611 XS0314364604 8265Q0SH6 8265Q0UB6 XS0297737933 XS0305023615 XS0304020653 XS0312208316 8265Q0YC0 XS0312206963 XS0179568257 Short description Sigma Finance EMTN Sigma Finance EMTN Sigma Finance USMTN Sigma Finance USMTN Sigma Finance EMTN Sigma Finance EMTN Sigma Finance EMTN Sigma Finance EMTN Sigma Finance USMTN Sigma Finance EMTN Sigma Finance EMTN Class/Maturity 19/09/2014 20/03/2015 11/08/2016 10/11/2016 20/03/2017 20/06/2017 20/06/2017 20/06/2017 22/06/2017 20/09/2017 29/10/2010 Crncy JPY JPY USD USD JPY JPY JPY JPY USD JPY JPY Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote ISIN Iceland XS1346263137 n/a n/a IS0000025591 IS0000001154 IS0000026896 IS0000020014 IS0000027001 IS0000019453 IS0000024453 IS0000026540 IS0000026748 IS0000019321 IS0000020386 IS0000026821 IS0000017077 IS0000020253 IS0000020717 IS0000019800 IS0000000040 IS0000000388 IS0000011039 Short description Type Crncy Pricing Kaupthing LBI (former Landsbanki) Glitnir ISK 5,00 CENTR BK OF ICELAN (2Y) 15-2017 B ISK 2,70 ICEL.HOUSING FIN.FUND 96-2020 B ISK 0,00 CENTR BK OF ICELAN 171016 B ISK 3,80 ICELAND, REP.OF 10-2021 B ISK 0,00 CENTR BK OF ICELAN 151116 B ISK FL.R CENTR BK OF ICELAN 09-2018 B ISK 6,25 CENTR BK OF ICELAN 14-2020 B ISK 0,00 CENTR BK OF ICELAN 150616 B ISK 0,00 CENTR BK OF ICELAN 150816 B ISK 8,00 ICELAND, REP.OF 09-2025 B ISK 6,50 CENTR BK OF ICELAN 11-2031 B ISK 0,00 CENTR BK OF ICELAN 150916 B ISK 8,75 ICELAND, REP.OF 08-2019 B ISK 6,00 CENTR BK OF ICELAN 10-2016 B ISK 7,25 CENTR BK OF ICELAN 11-2022 B SHS HF. EIMSKIPAFELAG ORD BR B SHS OSSUR HF ORD BR B SHS MAREL FOOD SYSTEMS ORD BR B SHS HF. EIMSKIPAFELAG ORD BR B New notes New notes New notes Debt Debt Debt Debt Debt Debt Debt Debt Debt Debt Debt Debt Debt Debt Debt Equity Equity Equity Equity ISIN Short description Lehman Brothers Treasury 52519VAD8 SELFFUND BOND LINKED TO STRATEGIC COMMOD FUND AU300LBTC011 FIXED RATE NOTE AU300LBTC029 FIXED RATE NOTE CH0027120606 LB CAPITAL PROTECT CERT. ON SWISS HEALTHCARE BSKT CH0027120622 LEHMAN BROTHERS CAPITAL PROTECTED CERTIFICATES ON CH0027120630 CAPITAL PROTECTED CERTIFICATES ON MULTI INDICES CH0027120648 11.25% CAP PLUS CERTIFICATE CH0027120655 LEH BRO CAP PROTECTED CERTIFICATE CAP PLUS 8% CH0027120663 100% LB CAPITAL PROTECTED CERTIFICATES ON SMI INDE CH0027120671 100% LB CAPITAL PROTECTED CERTI ON SMI INDEX CH0027120689 100% LB CAPITAL PROTECTED CERTIFICATES ON DJ EURO CH0027120697 100% LB CP CERT ON DJ EUROSTOXX 50 INDEX CH0027120705 100 % LEHMAN BROTHERS CAPITAL PROTECTED NOTE CH0027120713 100% LEHMAN BROTHERS CAPITAL PROTECTED NOTE Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Maturity Crncy Pricing 30-Sep-2008 24-Aug-2011 24-Aug-2011 31-Jan-2012 23-Feb-2010 24-Jan-2011 2-Feb-2010 2-Feb-2010 22-Feb-2010 21-Feb-2012 22-Feb-2010 21-Feb-2012 22-Feb-2010 21-Feb-2012 USD AUD AUD CHF USD USD EUR CHF CHF CHF EUR EUR USD USD Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN CH0027120721 CH0027120739 CH0027120747 CH0027120754 CH0027120770 CH0027120796 CH0027120812 CH0027120820 CH0027120838 CH0027120846 CH0027120853 CH0027120861 CH0027120879 CH0027120903 CH0027120945 CH0027120978 CH0027120986 CH0027120994 CH0027121000 CH0027121026 CH0029197156 CH0034783636 CH0034783644 CH0034783651 CH0034783669 CH0034783677 CH0034783685 CH0034783693 CH0034783701 CH0036891080 CH0036891106 CH0036891114 CH0036891122 CH0036891148 CH0036891163 CH0036891189 CH0036891197 CH0036891221 CH0036891239 CH0036891247 CH0036891254 CH0036891262 CH0039308652 CH0039308660 CH0039308678 CH0039308686 CH0039308694 CH0039308710 CH0043088605 CH0043088613 CH0043088621 CH0043088639 CH0043088647 CH0043088654 CH0043088662 Short description 100% CAPITAL PROTECTED NOTES (DJ INDUSTRIAL AVG) 100% LEHMAN BROTHERS CAPITAL PROTECTED 100% LB CP CERT ON A TOPIX CORE 30 INDEX 100% LB CP CERT ON A TOPIX CORE 30 INDEX CERTIFICATE PLUS ON DJ EUROSTOXX TRANSPORTATION LB CAPITAL PROTECTED CERTIFICATES ON A BASKET 100 % LEHMANS CAPITAL PROTECTED NOTE 100% LEHMAN BORTHERS CAPITAL PROTECTED NOTE LEHMAN BROTHERS CAPITAL PROTECTED CERTIFICATE LB CAPITAL PROTECTED CERTIFICATE LB CERTIFICATES PLUS ON SMUI INDEX 95% LEH BRO CAP PROTECTED CERT ON THE SMI INDEX 97% LEH BRO CAP CERT ON THE DJ EURO STOXX 50 PRICE CP CERTS ON DJ STOXX SELECT DIV 30 INDEX LEHMAN BROTHERS BAERISH TWIN WIN CERTIFICATES 95% CAPITAL PROTECTED NOTE ON S&P PRIVATE EQ INDEX DJ STOXX SLECT DIVIDEND 30 INDEX - 4Y DJ STOXX SELECT DIVIDEND 30 INDEX 4 Y LEHMAN BROTHERS CAPITAL PROTECTED CERTIFICATES CAPITAL PROTECTEED CERTIFICATES LINKED TO A BASKET 6YR CHF DOMESTIC 100% CAP PROTCTD LB CERTIFICATES ON THE SMI 100% CAP PROTECTED LB CERTIFICATES ON SMI 100% CAP PROTCD LB CERTIFICATES ON DJ EURO STOXX 100% CAP PROTECD LB CERTIFICATES ON THE DJ EUR 100% CAPITAL PREOTECTED 100% CAPITAL PROTECTED CERTIFICATES 100% CAP PROTECD LB CERTIFICATES ON TOPIX INDX 100% CAPITAL PROTECD CERTIFICATES FRM LB ON TOPIX 7% LB BARRIER REVERSE CONVERTIBLE CERTIFICATES EQUITY LINKED SWAP IN RELATION 10 LEHMAN BRO BARRIER REVERSE LEH BRO BARRIER REV SMI INDEX CAPPED AT 130 100% CAP PRTCTD CERT FRM LB ON A EUR RNWBLES BSKT 100% CAP PROTECTD CERT FRM LB ON GOLD 100% CAP PROTECTED FROM LB ON GOLD SHARK NOTE ON DJ ADECCO EQUITY LINKED NOTE LB ENERGY COMMODITY LINKED NOTE 100% CAPITAL PROTECTED CERT FROM LB ON CAC-40 INDE 100%CAPITAL PROTECTED CERTF FROM LB ON SMIM INDEX 15% BARRIER REVERSE CONV ON WORST OF LOG,PETRO,SON LB BARRIER REVERSE CONVERTIBLE CERTIFICATES UBS COMMODITY LINKED BASKET 23.30% PA BARRIER TREVERSE CONVERTIBLE IN USD EXPRESS CERTIFTS WITH QURTLY REVIEW ON WORST MOBIL 12.40% LB BARRIER REVERSE CONVRTBLE CERTIFTS 11% CALLABLE BARRIER REVERSE CONVERTIBLE EQUITIES 12% CALLABLE BARRIER REVERSE CONVERTIBLE EQUITY 11% CALLABLE BARRIER RVERSE CONVERTIBLE EQ. INDICE BONUS CERTIFICATES ON SMIT INDEX IN CHF BONUS CERTIFICATES ON THE DOW JONES EURO STOXX BONUS CERTIFICATES ON THE STANDARD AND POOR'S INDE 100% CAP PRTCTD CERTIFICATES FRM LB ON USDCHF CAL Class/Maturity 22-Feb-2010 21-Feb-2012 22-Feb-2010 21-Feb-2012 19-Feb-2010 2-Mar-2012 13-Apr-2011 13-Apr-2011 19-Oct-2010 19-Oct-2012 29-Oct-2010 5-Nov-2010 5-Nov-2010 23-Mar-2010 16-Mar-2010 29-Jun-2010 17-Aug-2012 17-Aug-2011 20-Aug-2010 19-Oct-2012 14-Mar-2013 25-Jan-2011 25-Jan-2013 25-Jan-2011 25-Jan-2013 25-Jan-2011 25-Jan-2013 25-Jan-2011 25-Jan-2013 15-Feb-2010 16-Feb-2009 16-Feb-2009 16-Feb-2009 7-Mar-2012 4-Apr-2012 11-Apr-2011 11-Apr-2011 19-Mar-2010 2-Apr-2011 21-Sep-2011 21-Apr-2011 18-Apr-2012 4-Jun-2009 22-Nov-2008 30-May-2011 16-Sep-2008 12-Jun-2009 12-Jun-2009 4-Jul-2011 4-Jul-2011 4-Jul-2011 4-Aug-2011 4-Aug-2011 4-Aug-2011 19-Feb-2010 Crncy EUR EUR EUR EUR EUR CHF CHF EUR CHF EUR CHF CHF EUR EUR CHF EUR CHF EUR EUR CHF CHF CHF CHF EUR EUR USD USD EUR EUR CHF CHF CHF CHF CHF CHF CHF EUR EUR CHF EUR EUR CHF CHF CHF USD USD USD USD USD EUR CHF CHF EUR USD CHF Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN CH0043088670 CH0043088704 DE000A0G0Y08 DE000A0G4LS9 DE000A0G4LS9 DE000A0LHNW7 DE000A0LJV62 DE000A0LU6X5 DE000A0LHVD0 DE000A0MGS69 DE000A0MHVV0 DE000A0MHXQ6 DE000A0MJHE1 DE000A0N1VM8 DE000A0N6GH8 DE000A0N7XQ2 DE000A0N8MX9 DE000A0NLYL5 DE000A0NLZG2 DE000A0NMGK2 DE000A0NMJ46 DE000A0NMXZ5 DE000A0NPV47 DE000A0NTKC6 DE000A0NTS89 DE000A0NTV01 DE000A0NXKZ9 DE000A0NZAV4 DE000A0S1160 DE000A0S2A33 DE000A0S5NN9 DE000A0S7D50 DE000A0SG1J6 DE000A0SG1R9 DE000A0SHLW6 DE000A0SHPH8 DE000A0SUA81 DE000A0SUA99 DE000A0SUEV6 DE000A0SUT07 DE000A0TLG93 DE000A0TLKY4 DE000A0TLL96 DE000A0TN6J5 DE000A0TPVQ8 DE000A0TPVQ8 DE000A0TPVQ8 DE000A0TQG23 DE000A0TR731 DE000A0TR749 DE000A0TT7X8 DE000A0TU1P4 DE000A0TV576 DE000A0TVAJ5 DE000A0TVAJ5 Short description OIL WTI DYNAMIC TWIN WIN CERTIFICATE FROM LB AGRICULTURE DYNAMIC TWIN WIN CERTIFICATE FROM LB INDEX TRIO NOTE 7YR BEST ENTRY FOX NOTE 7YR BEST ENTRY FOX NOTE PARTICIPATION NOTES ON EUROSTOXX ALPHA EXPRESS BONUS EXPRESS NOTES ON THE DOW JONES EURO STOCC 50 BONUS NOTES ON NIKKEI 225 INDEX AIRBAG OUTPERFORMANCE NOTES ON THE DOW JONES EURO BONUS EXPRESS NOTES III ON THE DOW JONE EUROSTOXX NOTES ON EUROSTOXX GLOBAL CHAMPION NOTES ON A BASKET OF 3 INDICES 100% CAPITAL PROTECTED NOTES LINKED TO THE SX5E OUTPERFORMANCE AUTO REDEEMER NOTE AUTOREDEEMER EXPRESS ZERTIFIKAT ON DOW JONES EURO STOXX 50@ IND BONUS NIKKEI NOTES DELTA 1 NOTES ON A BASKET OF CLIMATE CHANGE STOCKS ALPHA EXPRESS NOTES EASY RETURN NOTES ON DOW JONES EURO STOXX 50 CPN LINKED TO EUROSTOXX EUROSTOXX 50 SAFETY OUTPERFORMANCE S&P LISTED PRIVATE EQUITY NOTES ALPHA EXPRESS GARANT NOTES COUPON NOTES ON THE DOW JONES EURO STOXX 50 INDEX OUTPERFORMANCE AUTOREDEEMER NOTE TWIN WIN NOTE BONUS EXPRESS NOTE ON DJ EURO STOXX 50 INDEX REVERSE BONUS NOTE ON DAX INDEX OFFENSIVE AUTOREDEEMER NOTE LINKED TO SX5E INDEX AUTOREDEEMER NOTE LINKED TO THE EUROSTOXX 50 INDEX AUTOCALLABLE ELN CAPPED BONUS NOTE BONUS EXPRESS DEFENSIVE NOTE BEST-IN AUTOCALLABLE NOTE EXPRESS NOTE LINKED TO BASKET OF INDICES EXPRESS NOTE LINKED TO BASKET OF INDICES AUTOREDEEMABLE ON DJ EURO STOXX 50 EXPRESS NOTE LINKED TO BASKET OF SHARES 100% CAPITAL PROTECTED NOTE 5YR CAP PROTECTED NOTES LINKED TO BASKET OF SHARES 5 YR ASIAN NOTE LINKED TO A BASKET OF SHARES REAL ESTATE REVIVAL NOTE II COUPON PAYER NOTE LINKED TO BASKET OF SHARES COUPON PAYER NOTE LINKED TO BASKET OF SHARES COUPON PAYER NOTE LINKED TO BASKET OF SHARES 4X5% GERMANY GARANT NOTE 4X5.25% GERMANY GARANT NOTE GERMANY GARANT NOTE 4.5% GERMANY GARANT ELN 16.20% WORST OF BARRIER REVERSE CONVERTIBLE ON UBS 4X5.50 % GERMANY GARANT ELN USD 5YNC3M LEHMAN LIBOR CDRAN NOTE USD 5YNC3M LEHMAN LIBOR CDRAN NOTE Class/Maturity 12-Sep-2011 12-Sep-2011 24-Nov-2011 25-Mar-2014 25-Mar-2014 3-Oct-2011 17-Feb-2011 10-Feb-2011 22-Nov-2013 2-Mar-2012 7-Mar-2011 6-Apr-2012 13-May-2010 26-Oct-2011 1-Jun-2012 17-Jul-2012 6-Oct-2011 27-Feb-2014 30-Mar-2012 7-Jul-2011 3-May-2011 4-May-2012 24-Jun-2011 15-Jun-2012 8-Sep-2011 6-Jul-2012 7-Aug-2012 29-Aug-2012 7-Dec-2012 26-Jun-2009 7-Nov-2012 22-Jun-2009 25-Jun-2013 19-Jun-2009 23-Apr-2013 7-Oct-2013 6-Jan-2014 6-Jan-2014 23-Jan-2013 3-Jan-2014 30-Nov-2011 4-Jan-2013 2-Nov-2012 12-Mar-2013 17-Jul-2014 17-Jul-2014 17-Jul-2014 14-Mar-2013 10-May-2013 18-Apr-2011 7-Jun-2010 14-May-2009 7-Aug-2013 16-May-2013 16-May-2013 Crncy EUR CHF EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR USD USD USD EUR EUR EUR EUR USD EUR USD USD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN DE000A0TVK20 DE000A0TVK20 DE000A0TVPR6 DE000A0TX6H7 DE000A0V4E15 DE000A0WDDE2 DK0030068242 DK0030072194 DK0030106190 FI0003025379 FI0003025882 FI0003026351 FI0003026559 FI0008902994 FI0008903000 IT0006578600 NO0010387749 NO0010392731 NO0010393507 NO0010395965 NO0010402738 SE0002370841 SE0002379271 SE0002419242 US52519VAP13 US52519VAQ95 US52519VAR78 US52519VAS51 US52519VAU08 US52519VAW63 US52521XAB47 US52521XAC20 XS0100289064 XS0100490084 XS0107875642 XS0109171586 XS0116235499 XS0116900928 XS0117104843 XS0117279058 XS0121110455 XS0121503774 XS0121855026 XS0122041675 XS0122516296 XS0122516379 XS0123410838 XS0123488438 XS0124186981 XS0124187104 XS0125538974 XS0125559111 XS0125559467 XS0126813053 XS0126892172 Short description 6Y CATCHUP NOTE 6Y CATCHUP NOTE 4X5.5% GERMANY GARANT NOTE 5.75% EUROPE GARANT NOTE OUTPERFORMANCE AUTOREDEEMER NOTE ON DIVDAX INDEX DISCOUNT NOTE FX LINKED NOTE USDDKK 2Y TWIN CLIQUET NOTE 100 % CAPITAL PROTECTED NOTE USDDKK NOTE 5YR NOTES LINKED TO S&P BRIC INDEX SINGLE STOCK ALPHA NOTE RETURN LOCK 2012 NOTE EQUITY LINKED SWAP IN RELATION CROSS ASSET ALPHA LOCKER NOTE 4 YR CROSS ASSET ALPHA LOCKER 12 YR EURO INFLATION LINKED 5 YR BASKET NOTE LINKED TO GLOBAL TITANS PODIUM GLOBAL PODIUM NOTE GLOBAL PODIUM NOTE PRIVATE PLACEMENT GREATER CHINA MAGNUM NT PRVT PLACEMENT GREATER CHINA MAGNUM NOTE 2 PRIVATE PLACEMENT 4Y SEK ZERO COUPON NOTE LOOK BACK CAPITAL PROTECTED NOTE LINKED TO OMX INX LOOK BACK CAP PROTECTED NOTE FINANCIAL GUARANTEE LINKED NOTES LEHMAN ISSUED FINANCIAL GUARANTEE LINKED NOTES 1YR LEHMAN BROTHERS NOTES LINKED TO THE S&P GSCI LEHMAN ISSUED FINANCIAL GUARANTEE LINKED NOTES LB ISSUED FINANCIAL GURANTEED LINKED NOTES 8 CORPORATE CREDIT LINKED NOTES PRINCIPAL PROTECTED NTES LNKD TO A BSKT OF 5 COMM CMS LINKED NOTE CMS LINKED NOTE FX LINKED NOTE STEEPENING EURO YEN NOTE CAPPED FLOATER NOTE CMS LINKED NOTE REVERSE DUAL EURO YEN NOTE CMS LINK EUROYEN NOTE NIKKEI LINKED REVERSE CONVERTIBLE NIKKEI LINKED REVERSE CONVERTIBLE ZERO COUPON BOND EQUITY LINKED NOTE NIKKEI LINKED REVERSE CONVERTIBLE NIKKEI LINKED REVERSE CONVERTIBLE NIKKEI LINKED REVERSE CONVERTIBLE NOTE HKD FIXED RATE NIKKEI 225 INDEX LINKED NOTE NIKKEI LINKED REVERSE CONVERTIBLE NIKKEI 225 INDEX LINKED NOTE NIKKEI 225 INDEX LINKED NOTE EQUITY LINKED NOTE 30YR CALLABLE 10YR ZERO COUPON NOTE EQUITY LINKED NOTE Class/Maturity 23-May-2014 23-May-2014 8-Jul-2013 5-Sep-2011 7-May-2013 25-Jun-2009 16-Dec-2010 17-Dec-2009 12-Jun-2011 26-Oct-2012 12-Dec-2012 3-Jan-2013 12-Dec-2012 12-Mar-2013 29-Feb-2012 22-Dec-2017 25-Oct-2012 30-Nov-2012 30-Oct-2012 7-Dec-2010 21-Jan-2011 28-Feb-2012 12-Mar-2012 16-Apr-2012 20-Dec-2027 20-Dec-2027 23-Oct-2008 20-Dec-2027 20-Dec-2027 19-Feb-2009 29-Jun-2009 16-Jul-2013 28-Jul-2014 4-Aug-2014 22-Feb-2010 6-Apr-2010 14-Aug-2010 6-Sep-2010 13-Sep-2010 21-Sep-2010 22-Dec-2008 29-Dec-2008 25-Feb-2013 20-Dec-2010 29-Dec-2008 29-Dec-2008 9-Feb-2009 28-Jan-2011 12-Mar-2009 12-Mar-2009 26-Mar-2009 26-Mar-2009 4-Apr-2009 28-Mar-2031 20-Apr-2009 Crncy EUR EUR EUR EUR EUR USD DKK DKK DKK EUR EUR EUR EUR EUR EUR EUR NOK NOK NOK NOK NOK SEK SEK SEK USD USD USD USD USD USD USD USD EUR EUR JPY JPY EUR JPY JPY JPY EUR EUR EUR HKD EUR USD EUR HKD EUR USD USD EUR EUR EUR EUR Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0126892255 XS0128700274 XS0129914874 XS0131585845 XS0132961896 XS0132969360 XS0136264214 XS0137335468 XS0139285257 XS0143565843 XS0143892023 XS0144646386 XS0146656417 XS0148360042 XS0150708971 XS0150823721 XS0151487054 XS0154706153 XS0154907991 XS0155540700 XS0158383454 XS0159166056 XS0159948784 XS0160491584 XS0161241418 XS0161241681 XS0161760441 XS0162150071 XS0162196140 XS0162289663 XS0163036071 XS0163559841 XS0163560690 XS0165086165 XS0165668459 XS0165754531 XS0165754705 XS0166188457 XS0166737659 XS0168796570 XS0168796653 XS0168797032 XS0169124509 XS0169939211 XS0170498280 XS0170825664 XS0170856115 XS0171428369 XS0172402421 XS0173177766 XS0175976983 XS0176153350 XS0176801537 XS0177328548 XS0177644621 Short description AIG 8 YEAR EVEREST NOTE EQUITY LINKED NOTE AIG 8 YEAR EVEREST EQUITY LINKED NOTE FIXED RATE NOTE EQUITY LINKED NOTE EQUITY LINKED NOTE GAIM FUND LINKED NOTE EQUITY LINKED NOTE CLN-THE BANK OF TOKYO MITSUBISHI LTD SELFFUND GAIM FUND LINKED NOTE SELFFUND FUND LINKED NOTE SELFFUND GAIM FUND LINKED NOTE EQUITY LINKED NOTE DISCOUNT ACCRETING NOTE SMALL COUPON DISCOUNT NOTE FIXED RATE NOTE 6 YEAR 'WORST OF 85% CALL' NOTE 8 YEAR WORST OF DIVERSIFIED BASKET EQL MEXICO CREDIT LINKED NOTE 6 YEAR ZERO COUPON NOTE 10 YEAR EURO STOXX 50 EQUITY LINKED NOTE SELFFUND GAIM NEUTRAL FUND LINKED NOTE DJ EUROSTOXX 50 INDEX LINKED NOTE 6 YEAR INDEX LINKED NOTE 6 YEAR DJ EUROSTOXX50 INDEX LINKED NOTE 6 YEAR ZERO COUPON BOND 6 YEAR EVEREST NOTE NOTE LINKED TO DJ STOXX 50 AND S&P 500 ITALIAN INFLATION LINKED NOTE 6 YEAR INDEX LINKED NOTE ITALIAN INFLATION LINKED BOND VARIABLE COUPON NOTE; LINKED TO DOW AND S&P 500 20 YEAR, CALLBALE AFTER 10 YEARS EMTN VENEZUELA CREDIT LINKED NOTE LOW COUPON FIXED RATE NOTE LOW COUPON BOND 8 YEAR INFLATION LINKED NOTE INDEX LINKED NOTE - SUPER CLIQUET STEP-UP FIXED COUPON NOTE ZERO COUPON NOTE 6 YEAR SYNTHETIC INDEX LINKED NOTE NOTE LINKED TO EUROPEAN FUNDAMENTAL PORTFOLIO US INFLATION LINKED NOTE US INFLATION LINKED NOTE HUTCHISON WHAMPOS CREDIT LINKED NOTE FLOATING RATE NOTE CLN-ABBOT,ACCENTURE,ALCAN,WYETH,WPD,WELLS FARGO EUROPEAN FUNDAMENTAL VALUES LINKED NOTE CGPN - ABBOTT, ACCENTURE, ALCAN, ALLIED IRISH... PRINCIPAL PROTECTED NOTE CREDIT LINKED COUPON ITALIAN INFLATION LINKED NOTE CAPITAL PROTECTED NOTE EUROPEAN PORTFOLIO LINKED QUADRIGA EQUITY FUTURES EQUITY LINKED NOTE CAPITAL PROTECTED LINKED TO EUROPEAN FUNDAMENTAL Class/Maturity 4-May-2009 31-May-2009 28-Jun-2009 26-Jul-2009 22-Jul-2011 31-Jul-2016 5-Oct-2009 26-Oct-2008 28-Dec-2009 19-Feb-2012 25-Mar-2009 26-Mar-2009 26-Apr-2009 24-May-2010 11-Dec-2009 25-Dec-2010 15-Jul-2009 16-Sep-2008 28-Oct-2010 8-Oct-2012 6-Dec-2008 16-Jan-2013 16-Jun-2010 17-Feb-2009 21-Feb-2009 10-Feb-2009 28-Feb-2009 13-Mar-2009 21-Feb-2009 28-Feb-2010 28-Feb-2009 14-Mar-2011 28-Mar-2009 1-Apr-2023 31-Dec-2008 7-Oct-2010 30-Dec-2010 22-Apr-2011 2-May-2009 1-Jun-2010 1-Jun-2010 23-Jun-2009 29-May-2009 27-Jun-2013 15-Jul-2013 2-Jul-2010 25-Jun-2010 8-Aug-2013 23-Jul-2009 8-Aug-2013 24-Mar-2009 10-Oct-2013 25-Sep-2009 31-Oct-2013 16-Oct-2008 Crncy EUR EUR EUR EUR HKD EUR EUR USD EUR JPY USD USD USD EUR EUR USD EUR EUR EUR USD EUR EUR USD EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR USD EUR EUR EUR EUR EUR EUR EUR EUR USD USD USD EUR EUR USD EUR USD EUR EUR EUR EUR Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0177758801 XS0178969209 XS0178999537 XS0180153826 XS0180154550 XS0180383662 XS0180580226 XS0180580572 XS0181618850 XS0181619072 XS0181881474 XS0181945972 XS0182881093 XS0183025609 XS0183360063 XS0184310927 XS0184751625 XS0185247912 XS0185349916 XS0185655445 XS0186243118 XS0186349535 XS0186365499 XS0186755798 XS0186852728 XS0186883798 XS0187189104 XS0187966949 XS0187967160 XS0188232507 XS0188371024 XS0188926421 XS0189294225 XS0189451346 XS0189452153 XS0189914111 XS0191247112 XS0191248607 XS0191748242 XS0192355302 XS0192518024 XS0192518370 XS0193227260 XS0193532735 XS0194244645 XS0194346135 XS0195333447 XS0195333520 XS0195333793 XS0195333876 XS0195431613 XS0195874523 XS0196767064 XS0196987779 XS0197088296 Short description USD FIXED RATE MEDIUM TERM NOTE EUROPEAN INFLATION LINKED NOTE 10 YEAR ZERO COUPON NOTE CAPITAL PROTECTED NOTE LINKED TO A BASKET CAPITAL PROTECTED NOTE LINKED TO BASKET OF SHARES CLN-DBA BANK LTD, MALAYSIA CLN-HUTCHISON WHAMPOA, CITIGRP, DBS, SCB, HSBC, WH CLN- HWL, CITIGP, DBS, SCB, HSBC, WHBL CAPITAL GUARANTEED LINKED TO EURO FUNDAMENTALS CAPITAL GUARANTEED LINKED TO EUROPEAN FUNDAMENTAL 10NC2 CALLABLE NON-INVERSION SWAP ITALIAN INFLATION LINKED NOTE SELFFUND ACE FUND LINKED NOTE LEHMAN BROS TREASURY CO BV FRN 5 YEAR VENEZUALA CREDIT LINKED NOTE FLOATING RATE NOTE NOTE LINKED TO EURO FUNDAMENTAL VALUES TAP 1 SELFFUND FUND LINKED NOTE EUROSTOXX 50 LINKED NOTE EUROPEAN INFLATION LINKED BOND NOTE LINKED TO GLOBAL BASKET OF SHARES JPY 500 M FRN DUE 21 MAR 2011 20 YEAR CALLABLE NOTE PRINCIPLE PROTECTED WITH CREDIT LINKED COUPON FIXED RATE NOTE NOTE LINKED TO BASKET OF GLOBAL SHARES CAPITAL GUARANTEED EQUITY LINKED NOTE EQUITY LINKED NOTE EQUITY LINKED NOTE INDEX LINKED DUE 8 APRIL 2014 EQUITY LINKED NOTE EUROPEAN INFLATION LINKED NOTE (HICP BOND) HICP INFLATION LINKED NOTE FLOATING RATE NOTES DUE 25TH SEPTEMBER 2009 LEHMAN 12NC3M NON INVERSION NOTE LEHMAN 10NC2M NON INVERSION NOTE FIXED JPY CALLABLE INVERSE FLOATER NOTE SELFFUND LINKED TO GLOBAL DIVERSITY FUND REVCLIQUET SELFFUND CAPITAL PROTECTED FUND LINKED NOTE SELFFUND CAPITAL PROTECTED FUND LINKED NOTE FLOATING RATE NOTES DUE 28/05/09 SELFFUND LINKED TO MOMENTUM FUND SGD FIXED RATE NOTE EQUITY LINKED NOTE EXCH INTO NTT DOCOMO SELFFUND LINKED TO MOMENTUM, SELFFUND LINKED TO MOMENTUM SELFFUND LINKED TO MOMENTUM, SELFFUND LINKED TO MOMENTUM HICP INFLATION LINKED NOTE BCN SELFFUND GLOBAL DIVERSITY FUND LINKED VENEZULA CLN CMS FLOATER Class/Maturity 8-Oct-2013 26-Nov-2013 19-Dec-2013 26-Nov-2009 26-Nov-2009 10-Oct-2008 3-Dec-2008 3-Dec-2008 4-Dec-2009 4-Dec-2009 18-Dec-2013 14-Jan-2014 24-Jun-2009 22-Dec-2008 23-Dec-2012 2-Feb-2011 29-Jan-2010 29-Jan-2037 9-Feb-2009 27-Feb-2014 8-Mar-2010 21-Mar-2011 1-Mar-2024 25-Feb-2011 20-Feb-2009 8-Mar-2010 1-Mar-2010 22-Mar-2010 22-Mar-2010 8-Apr-2014 12-Mar-2009 17-May-2010 23-Apr-2014 25-Sep-2009 14-May-2016 13-Apr-2014 28-Feb-2010 28-Apr-2014 28-Apr-2012 19-May-2009 13-May-2010 13-May-2010 28-May-2009 26-May-2010 10-Jun-2014 16-Jun-2009 8-May-2010 8-May-2010 8-May-2010 8-May-2010 14-Jul-2014 12-Jul-2010 22-Jul-2014 21-Dec-2012 28-Jul-2014 Crncy USD EUR EUR USD EUR USD USD HKD EUR EUR USD EUR USD USD USD EUR EUR EUR EUR EUR CHF JPY EUR USD USD USD EUR USD CHF USD USD EUR EUR USD USD USD EUR JPY EUR USD USD USD JPY USD SGD JPY EUR USD EUR USD EUR USD EUR USD EUR Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0197173643 XS0197481897 XS0198737735 XS0199536029 XS0200049590 XS0200265709 XS0200284247 XS0200454188 XS0201733945 XS0202417050 XS0203544027 XS0203783526 XS0203784094 XS0204199466 XS0204199540 XS0204335409 XS0204933997 XS0204960610 XS0205437527 XS0205443764 XS0205508137 XS0206245234 XS0206444191 XS0207502781 XS0207884379 XS0207897199 XS0208110055 XS0208333194 XS0208459023 XS0208689967 XS0209026805 XS0209131001 XS0209163624 XS0209163897 XS0209164192 XS0209164275 XS0209164358 XS0209164432 XS0209198927 XS0209308294 XS0209637437 XS0209820801 XS0210326202 XS0210433206 XS0210715289 XS0210782552 XS0211092316 XS0211093041 XS0211225056 XS0211244941 XS0211814123 XS0212011547 XS0212467947 XS0212915523 XS0212990732 Short description COLLAR FLOATER CLN- PEOPLE'S REPUBLIC OF CHINA STRUC-EQL TARGET RETURN NOTE ON BASKET OF 4 INDICIES FIXED RATE NOTE BONUS COUPON NOTE HICP LINKED WORLD BASKET CLN-UOB, SMBC, JPMCHASE, BOA CORP, MORGAN STANLEY HICP (INFLATION) LINKED NOTE NOTE LINKED TO EUROPEAN FUNDAMENTAL PORTFOLIO SELFFUND PRINCIPAL PROTECTED ZERO COUPON INFLATION LINKED FUND LINKED FUND LINKED CLN-THE REPUBLIC OF COLOMBIA OR ANY SUCCESSOR PENDULUM ELN NOTE INFLATION LINKED NOTE INVERSION CALLABLE NOTE 30 VS 10Y SWAPS RATE GEFIVOL CMS FIXED RATE NOTE 15NC3M RANGE CALLABLE LADDERED INVERSE FLOATING RANGE LINKED TO 6M LIBOR CALLABLE ELN LINKED TO PFIZER SELFFUND AUTOCALABLE CAP PROTECD NOTE LNKD 2 INDEX CALLABLE COUPON ACCUMULATOR NOTE CAPITAL PROTECTED NOTE HICP (INFLATION) LINKED NOTE 15YRNC3M CMS CURVE STEEPNESS NOTE CAPITAL GUARANTEED LINKED TO BASKET OF 20 STOCKS SPANISH INFLATION LINKED NOTE CMS 10YR CMS CMS 10YR CMS CMS 10YR CMS 5YR EQTY LNKD SWING NOTE-20 SHR BSKT-PRIV BNK TRDE VANILLA NON-CALLEABLE PANAMA CLN EQUITY LINKED NOTE BEST OF BEST MULTI MANAGER 100% PRNCPL PRTD NOTES CMS 2S-10S STEEPNER 10NC1 SNOWBALL NOTE 8 YEAR CMS 15NC3 RANGE ACCRUAL 10Y TWISTER NOTE 5YR FIXED RATE NOTE 10NC3M RANGE ACCRUAL EUROPEAN INFLATION LINKED US INFLATION LINKED CLN-HSBC BK. PLC.HUTCHISON WHAMPOA LTD,GM ACC COR 10YR NC 3M CMS RANGE ACCRUAL NOTE 10Y CMS SPREAD RANGE Class/Maturity 12-Aug-2011 20-Sep-2009 20-Feb-2009 7-Sep-2010 20-Sep-2009 30-Sep-2009 22-Sep-2014 11-Sep-2009 20-Sep-2009 27-Oct-2014 29-May-2009 22-Oct-2014 28-Oct-2009 27-Oct-2011 27-Oct-2011 21-Nov-2009 29-Nov-2009 4-Nov-2013 1-Dec-2016 25-Nov-2014 19-Feb-2012 6-Jan-2020 6-Dec-2011 13-Jan-2020 22-Dec-2008 6-Dec-2016 30-Dec-2008 22-Dec-2009 30-Dec-2016 11-Jan-2020 13-Jan-2011 14-Jan-2015 19-Dec-2016 8-Feb-2017 1-Oct-2018 8-Oct-2018 15-Oct-2018 22-Oct-2018 20-Jan-2010 14-Jan-2015 21-Jan-2010 19-Jan-2010 21-Jan-2012 15-Feb-2035 4-Feb-2015 1-Feb-2013 3-Feb-2020 16-Feb-2015 22-Mar-2010 17-Feb-2015 16-Feb-2017 23-Feb-2015 20-Mar-2010 1-Mar-2015 25-Feb-2015 Crncy EUR USD USD EUR USD CHF EUR USD USD EUR EUR USD EUR USD EUR USD USD EUR USD EUR JPY USD EUR USD USD USD EUR SEK EUR USD EUR EUR EUR EUR EUR EUR EUR EUR USD JPY USD EUR EUR EUR EUR EUR USD EUR USD EUR EUR USD USD EUR EUR Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0213378119 XS0213416141 XS0213454829 XS0213519464 XS0213593865 XS0213629487 XS0213971210 XS0214267923 XS0214347360 XS0214408840 XS0214633967 XS0214930231 XS0215568667 XS0215760777 XS0215902155 XS0216140094 XS0216140417 XS0216280932 XS0216591692 XS0216921741 XS0217027068 XS0217939650 XS0218261625 XS0218304458 XS0218614567 XS0218961109 XS0219677423 XS0220100183 XS0220152069 XS0220326408 XS0220691017 XS0220704109 XS0220791585 XS0221394447 XS0221419459 XS0221564387 XS0221834947 XS0221851875 XS0222198631 XS0222698283 XS0222780701 XS0223109926 XS0223158386 XS0223590612 XS0223700658 XS0223920348 XS0223929489 XS0223938803 XS0224249630 XS0224250133 XS0224301571 XS0224442805 XS0224536705 XS0224858737 XS0225190775 Short description 6 YR EURO FLOATER 30NC10 STEEPNER NOTE LINKED TO DJEUROSTOXX PAR ELN FTSE 100 BOOSTER NOTE CUMULATIVE CMS NOTE NC EQUITY LINKED NOTE TWSITER - CMS LEHMAN 10 YR TWISTER NOTES LEHMAN 10Y FLOAT TO CMS NOTES AUTO CALL MEMORY CAPITAL PROTECTED NOTE - EQUITY LINKED NOTE BASKET OF BLUE CHIP STOCKS CDL NOTE LINKED TO ASIA COPR AND SOVR BONDS SNOWBALL 10NC1 CALLABLE CAPITAL PROTECTED ON EUROSTOXX 50 15NC3M CALLABLE RANGE ACCRUAL SNOWBALL 7NC1 STRUCTURE CAP PLUS ELN LINKED TIO BASKET OF 20 SHARES CAP PROTECTED LINKED TO NIKKEI DGS LINKED NOTE CLN-AEGON NV,AKTIEBOLAGET ELECTROLUX,ALLERGAN..... ELN ALTIPLANO WORLD BASKET FLOATING RATE NOTE 1M RESET 30NC10 STEEPNER PPE CAP PROTECT LOCK-IN ON SX5E CAPITAL PROTECTED ELN ON A BASKET OF 20 STOCKS CAPITAL PROTECTED EQUITY LINKED NOTE CLN-FORD MOTOR,DAIMLER CHRYSLER,FED REP OF BRAZIL, 12 YR CURVE CAP PAYING 10* 2-10'S SPREAD EQL CAPITAL GUARANTEED BASKET OF 20 NOTES 8YR ZERO COUPON 12 YR EURO INFLATION LINKED CAPITAL PROTECTED 80% PARTICIPATION ON SX5E CALLABLE EQL LINKED TO THEDAX INDEX CAPITAL PROTECTED ON EUROSTOXX 50 WORLD ENERGY CAPITAL PROTECTED CAP PROTECTED LINKED TO BASKET OF 20 STOCKS 15NC3M CALLABLE ON INVERSION STEEPENER USD DENOMINATED NOTE ON DOW JONES EUROSTOXX 50 CAPITAL PROTECTED ON EFV CAP GUARANTEED EQL BASKET OF 20 STOCKS FIXED RATE 5.5NC6MONTH CAP PLUS FREEZER ELN LINKED TO 15 STOCKS ELN ON CPU AND ON THE SMI INDEX SELFFUND FUND LINKED CHERRY PICKER 6YR QUARTERLY FRN FIXED RATE NOTE 10Y ZERO COUPON 5YR EUR NOTE ON EUROSTOXX 50 ELN CAP PROTECTED ON EUROPEAN SECTOR INDICIES CMS TARN NOTE JPY/USD FX TARNS NOTE - GI2201911 CMS TARN NOTE FIXED RATE NOTE CLN-THE REPUBLIC OF PHILIPPINE AND ANY SUCCESSOR Class/Maturity 20-Mar-2011 16-Mar-2035 7-Mar-2018 18-Mar-2010 1-Mar-2017 9-Mar-2009 18-Mar-2015 2-Mar-2012 23-Mar-2015 24-Mar-2009 24-Mar-2010 22-Mar-2010 2-Mar-2011 7-Apr-2015 16-Apr-2010 19-Apr-2020 6-Apr-2012 20-May-2009 20-Apr-2010 31-Jan-2015 20-Jun-2015 24-May-2013 2-Mar-2012 17-May-2035 16-May-2018 25-May-2010 27-May-2011 20-Jun-2010 6-Jun-2017 13-Jun-2011 18-Jul-2013 13-Jun-2017 7-Jun-2010 1-Nov-2010 17-Jun-2010 30-Jun-2011 16-Jun-2010 1-Jul-2020 17-Jun-2010 21-Jul-2010 12-Jul-2013 30-Dec-2010 30-Jun-2015 22-Jul-2009 30-Jun-2010 20-Jul-2011 30-Jun-2015 13-Jul-2015 29-Jul-2010 19-Jul-2010 1-Aug-2025 20-Jul-2035 28-Jul-2020 20-Sep-2012 20-Sep-2010 Crncy EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR EUR USD EUR EUR USD EUR EUR USD EUR USD CHF EUR EUR EUR EUR EUR USD EUR CHF EUR EUR EUR EUR USD USD CHF USD USD EUR EUR USD EUR CHF EUR USD EUR EUR EUR CHF EUR JPY EUR USD USD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0225326858 XS0225471431 XS0225522365 XS0225770857 XS0225771079 XS0225841898 XS0225842433 XS0225999258 XS0226116746 XS0226127784 XS0226254547 XS0226380334 XS0226456258 XS0226707510 XS0226711629 XS0226717238 XS0226787447 XS0226956141 XS0226995396 XS0227081634 XS0227570750 XS0227573267 XS0227965695 XS0228149075 XS0228154158 XS0228314885 XS0228868195 XS0229584296 XS0229979983 XS0230176793 XS0230178658 XS0230515834 XS0230522962 XS0230607524 XS0230752882 XS0230911785 XS0231102459 XS0231181222 XS0231346593 XS0231442046 XS0231644260 XS0232035534 XS0232035880 XS0232037159 XS0232254259 XS0232364868 XS0232569086 XS0232659150 XS0233114882 XS0233752145 XS0233810521 XS0234063906 XS0234065786 XS0234123650 XS0234198587 Short description 10NC1Y CHF STEEPENER EUR 7 YEAR CAPITAL PROTECTED NOTE CLN-ABN AMRO,AMRICAN GEN,BOA CORP,BARCLAYS,CITIGRP JPY/AUD FX TARNS NOTE ELN TREASURE ALPHA NOTE CAPITAL GUARANTEE NOTE ON NIKKEI 225 INDEX RANGE ACCRUAL CLN-REP OF PHILLIPINNE CLN-ABN AMRO,AMERICAN GEN,BOA CORP,BARCLAYS,CITIGR 100% CAPITAL PROTECTED NOTE LINKED TO FTSE 100 CLN-ACCOR,ACE,CITIGROUP,COMPASS,GANNETT,ARCELOR... CPU+ ELN ON SWISS INDEX GEFIVOL CMS LINKED ELN RANGE ACCRUAL 5.1 YEARS HYUNDAI MOTOR CLN 100% CAPITAL PROTECTED, BASKET OF 25 GLOBAL SHARES 100% CAPITAL PROTECTED NOTE BASKET 20 SHARES LEHMAN 15YR CALLABLE NOTES RANGE ACCRUAL CAP PROECTED LINKE TO 10 STOCKS SWING TRIGGER NOTE LINKED TO BASKET OF 20 SHARES JPY TARGET RED. CMS SPREAD FLOATER SWAP NOTE FLOATING RATE NOTE CAP PROTECTED TREASURE NOTE ON A 10SHARE BASKET CAP PLUS LINKED TO 20 SHARE BASET 3 YEAR VERISIGN JAPAN KK ELN CROWN CITY 2005-1 CDO LINKED PP NOTE LEHMAN 30YNC5Y STEEPENER 7.25 NOTE LEVERAGED SWAP NOTE 8 YEAR BASKET(HSI+NIKKEI+STI) ELN, IN USD 6YR ZERO COUPON 5 YR FIXED RATE NOTE 6YR ZERO COUPON 5 YEAR CAPITAL PROTECTED TREASURE PLUS NOTE 3YR RANGE ACCRUAL LEVERAGED SWAP NOTE 5 YEAR CAPITAL PROTECTED TARGET REDEMPTION SWING PLUS GARANT ELN EQL NOTE ON US HOUSING HG INDEX ZINSHIT PLUS TARGET EVEREST CERTI PLUS ON SWISS BASKET, QUANTO IN USD KICK -IN REVERSE CONVERT ON 3 INDICES KICK-IN REVERSE CONVERT ON 3 INDICES KICK-IN REVERSE CONVERT ON 3 INDICES JPY/USD FX TARNS NOTE - GI2276343 30NC7Y STEEPENER JPY/USD FX TARNS NOTE - GI2280310 95% CAPITAL PROTECTED NOTE ON NIKKEI 225 INDEX 10NC2 RANGE ACCRUAL TEC MAX LINKED TO SX5E INDEX 4 YEAR EXCHANGEABLE NOTE ON DAIMLERCHRYSLER AG JPY/USD FX TRANS NOTE(2296244) CAPPED FLOATER AT 5% 5 YR CAP PLUS OPPORTUNITY NOTE 6.0% 7.5 YEAR ELN ON DJ EUROSTOXX 50 Class/Maturity 10-Aug-2015 1-Aug-2012 20-Dec-2008 5-Aug-2020 2-Aug-2010 5-Aug-2010 8-Aug-2017 20-Sep-2011 20-Dec-2008 8-Aug-2011 20-Sep-2010 30-Aug-2009 23-Aug-2015 15-Aug-2017 20-Sep-2010 12-Aug-2011 16-Aug-2011 25-Aug-2020 17-Aug-2020 28-Sep-2011 1-Sep-2011 26-Aug-2020 22-Sep-2010 15-Sep-2010 9-Sep-2010 16-Sep-2008 20-Dec-2012 5-Oct-2035 19-Sep-2017 17-Jul-2013 21-Oct-2011 20-Sep-2010 18-Oct-2011 13-Oct-2010 30-Dec-2008 29-Sep-2017 28-Sep-2010 30-Nov-2015 28-Oct-2010 29-Nov-2012 20-Oct-2008 24-Oct-2008 24-Oct-2008 24-Oct-2008 26-Oct-2015 2-Nov-2035 27-Oct-2025 1-Nov-2010 27-Oct-2015 3-Nov-2015 17-Nov-2009 10-Nov-2025 23-Nov-2015 30-Nov-2010 14-May-2013 Crncy CHF EUR USD JPY EUR EUR EUR USD USD GBP EUR CHF EUR EUR USD USD CHF EUR EUR EUR EUR JPY USD EUR CHF JPY USD EUR EUR USD EUR USD EUR EUR EUR EUR USD EUR EUR EUR USD CHF EUR USD JPY EUR JPY EUR EUR EUR EUR JPY EUR CHF EUR Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0234203411 XS0234421914 XS0234443488 XS0234511821 XS0234582178 XS0234626058 XS0234626306 XS0234632700 XS0234972981 XS0235076097 XS0235227302 XS0235429437 XS0235648747 XS0235808457 XS0236268024 XS0236377239 XS0236406277 XS0236535679 XS0236536644 XS0237048623 XS0237049605 XS0237053623 XS0237304059 XS0237410831 XS0237558662 XS0237611495 XS0237709208 XS0237937171 XS0238228901 XS0238337439 XS0238679079 XS0238681307 XS0238796204 XS0238861115 XS0238959273 XS0239231573 XS0239265555 XS0239715260 XS0239997496 XS0240010248 XS0240142827 XS0240397496 XS0240399435 XS0241359180 XS0241421089 XS0241762748 XS0241963726 XS0242136413 XS0242396249 XS0242448578 XS0242676285 XS0242764735 XS0242801958 XS0242973906 XS0243065421 Short description 10NC2 EUR VMS RANGE NOTE 100% CAPITAL PROTECTED NOTE ON NIKKEI 225 INDEX GEFIVOL CMS ELN 5 YEAR EQUITY LINKED NOTE ON DJ EUROSTOXX 50 SWING NOTE ON 20 STOCK BASKET 4YR BASKET CAPITAL PROTECTED MULTI BARRIER NOTE 4 YR HKD BASK CAPITAL PROTECTED MULIT BARRIER NOTE NKY 225 VS SP 500 OUTPERFORMANCE AUTOREDEEMER NOTE CERTIFICATE PLUS ON UBS FIXED RATE NOTE BONUS CERTIFICATE ON OUTPERFORMANCE NIKKEI 225 HIMALAYA NOTE ON BASKET OF INVESTMENT FUNDS 3 YEAR VENEZUELAN BOLIVAR LINKED INVESTMENT FLOATING RATE NOTE FLOATING RATE NOTE USD DENOMINATED JPY/USD FX DIGITAL NOTE 5 YEAR MATSUSHITA (6752) CALLABLE ELN 100% CAPITAL PROTECTED ELN ON NIKKEI 225 INDEX VEB 9% CLN USD CALL REVERSE DUAL CURR SWAP USD CALLABLE & KNOCK-OUT POWER REVERSE DUAL CN EUROPEAN PUBLIC REAL ESTATE INDEX LINKED ELN 10 YEAR BEST ALLOCATOR NOTE WITH COUPNS 7 YEAR TREASURE PLUS NOTE 25YR GEFIVOL LINKED FIXED RATE NOTE 5 YR EQUITY LINKED NOTE ON DJ EUROSTOXX 50 40NC10Y FIXED RATE CALLABLE NOTE 10 YEAR BASKET OF 25 SHARES 5 YEAR CAP PLUS NOTE LINKED TO BASKET 3 YEAR CERTIFICATE PLUS ON NESTLE 3 YEAR CERTIFICATE PLUS ON NOVARTIS ARGENTINA CREDIT LINKED NOTE 3 YEAR EXCHANGEABLE INTO SHIMIZU CORP FIXED RATE NOTE 5 YR MIZUHO CALLABLE ELN 30 YEAR CALLABLE & KNOCK-OUT DUAL CURRENCY NOTE 18YR ZERO COUPON USD CALL AND KO POWER REV DUAL CURR NOTE 3YR ELN ON TELEFONICA CHERRY PICKER ELN LINKED TO 10 ENERGY STOCKS 4YR USD CAP PROT MBN LINKED TO 10 ENERGY STOCKS 5 YEAR ELN ON DJ EUROSTOXX 50 HIGH YIELD GAP NOTE LINKED TO SX5E 100% CAP PROTECTED NOTE ON NIKKEI 225 INDEX DISPERSION NOTE ON 20 STOCKS 7YR ELN LINKED TO BASKET OF GLOBAL COMM IND CLN - REPUBLIC OF PHILIPINES CAPITAL PROTECTED ELN LINKED TO THE NKY 225 INDEX 7YR FIXED RATE NOTE 90% CAP PROTECTED NOTE ON BANCO SANT OPTIINDEX ELN EXCHANAGEABLE INTO CLARION STOCK CAPTITAL PROTECTED NOTE ON MULTI INDICES Class/Maturity 9-Nov-2015 16-Nov-2010 18-Nov-2013 21-Nov-2010 15-Nov-2010 4-Nov-2009 4-Nov-2009 28-Nov-2009 24-Nov-2008 13-Nov-2012 14-Dec-2009 5-Jul-2010 20-Nov-2008 21-Nov-2012 23-Nov-2012 9-Dec-2015 2-Dec-2010 9-Dec-2010 1-Dec-2013 15-Dec-2015 9-Dec-2015 14-Dec-2010 19-Jan-2016 28-Dec-2012 12-Dec-2036 23-Mar-2009 15-Dec-2010 12-Dec-2045 3-Feb-2016 3-Jan-2011 30-Dec-2008 30-Dec-2008 20-Dec-2015 6-Jan-2009 20-Dec-2012 20-Dec-2010 11-Jan-2036 30-Jan-2024 19-Jan-2016 11-Jan-2009 15-Feb-2016 12-Jan-2010 12-Jan-2010 30-Jan-2011 25-Jan-2011 31-Jul-2009 30-Jan-2012 6-Mar-2013 20-Mar-2009 9-Feb-2014 20-Jan-2013 14-Feb-2011 14-Feb-2011 16-Feb-2009 8-Feb-2011 Crncy EUR EUR EUR USD USD USD HKD CHF CHF USD EUR EUR USD USD USD USD JPY EUR USD JPY JPY USD EUR EUR EUR JPY EUR EUR EUR EUR CHF CHF USD JPY USD JPY JPY EUR JPY EUR EUR HKD USD USD EUR USD EUR CHF USD USD USD EUR EUR JPY EUR Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0243354619 XS0243541215 XS0243626123 XS0243853453 XS0243988978 XS0243990446 XS0244093927 XS0244530498 XS0244566336 XS0244568035 XS0244837547 XS0245046114 XS0245046544 XS0245162531 XS0245314579 XS0245479810 XS0245637748 XS0245728547 XS0245742456 XS0245973770 XS0246082043 XS0246362916 XS0246449440 XS0246504210 XS0246674138 XS0246862998 XS0247028391 XS0247274599 XS0247452799 XS0247457087 XS0247650087 XS0247651721 XS0247687162 XS0247757049 XS0247770067 XS0247886442 XS0247938938 XS0247984965 XS0248142894 XS0248282120 XS0248302845 XS0248497595 XS0248499617 XS0248620899 XS0249034603 XS0249046284 XS0249055350 XS0249127878 XS0249129494 XS0249400044 XS0249435776 XS0249774711 XS0249942870 XS0249955930 XS0250113502 Short description 7 YEAR MULTI ASSET REINBOW NOTE NIKKEI LINKED NOTE QUANTOED IN AUD LEVERAGED CONST MAT CDS NOTES - REPUBLIC OF PHILIP EVEREST NOTE ELN ON BASKET OF SHARES ELN EXCHANAGEABLE INTO MURATA LTD ELN EXCHANGEABLE INTO MURATA STOCK INFLATION LINKED 1.5 * CPI 15 YEAR NC10 CALABLE NOTE CERTIPLUS NOTE ON 3 INDICES ELN LINKED TO INDEX CORP 5 YR ELN ON DJ EUROSTOXX 50 ELN LINKED TO EUROPEAN REAL ESTATE INDEX EXCHANGEABLE ELN ON SAP AG SPANISH INFLATION LINKED 6 YR ELN ON DJ EUROSTOXX SELECT DIVIDEND 30 INDEX QUANTO USD ON KOSPI 200 INDEX ELN 3 YR CALLABLE NOTE CHERRY PICKER LINKED TO SX5E FIXED RATE NOTE CLN-REP OF COL,REP OF JPCHASE,REP OFCREDITSUISSE.. PENDULUM NOTE ON BASKET OF 20 STOCKS 5 YEAR CAPITAL PROTECTED NOTE NOTES ON 3Y ASIAN OPTION ON GOLD ELN ON 20 ALTERNATIVE ENERGY STOCKS ELN EXCH INTO HOYA STOCK. 3 YR CALLABLE ELN EXCH INTO KAJIMA CORP. STOCK 5YR CAPITAL PROTECTED ON FURNO BASKET CERTIFICATE PLUS ON SWISS MARKET INDEX CAPITAL PROTECTED NOTE ON MULTI INDICES 5 YEAR ELN ON TELEFONICA ELN EXCH INTO MIZUHO STOCK WORST OF SUMITOMO MITSUI FIN GROUP HIGH YIELD GAP NOTE LINKED TO DJ EUROSTOXX50 WORST OF SUMITOMO MISTUI FIN GROUP 5 YR ELN ON DJ EUROSTOXX 50 ELN EXCH INTO MIZUHO FIN GROUP STOCK 10NC3M QUANTO STEEPNER NOTE 7.5 YR ELN ON DJ EUROSTOXX 50 REVERSE CONVERTIBLE ON WORST OF 3 INDICES CAP PROTECTED ON DJEUROSTOXX EQ LINKED NOTE EXCHBLE INTO MIZUHO FIN GRP STOCK 3 YEAR CALLABLE NOTE EXC. INTO MIZUHO FINANCIAL GR ELN EXCH INTO NIPPON PAPER GRP INC (3893) OPPORTUNITY NOTE 3 YEAR CALLABLE NOTE EX. INTO MITSUBISHI MOTORS ELN INTO SOIKEN STOCK CAP PROTECTED ARGENTINA 7 YEAR SEK ELN ON WORLD NASKET CAPITAL GUARANTEED NOTE 3YR CAP PROT AUTO CALLB LINKED TO 5 LUX STOCKS 3 YEAR ELN EX. INTO MIZUHO TRUST AND BANKING ATM CALL LINKED TO BSKT OF CECEEUR,SX5E,RDX IN CZK FRN ISSUED INTO ARTEMIS CAPITAL CDO 5Y VANILLA FRN ISSUED INTO CDO EMTN ON PSP SWISS PROPERTY Class/Maturity 10-Apr-2013 15-Feb-2013 20-Mar-2011 13-Mar-2013 17-Feb-2009 10-Feb-2009 1-Mar-2012 13-Mar-2021 1-Mar-2010 24-Feb-2009 28-Feb-2011 14-Mar-2011 3-Mar-2009 7-Mar-2026 8-Mar-2012 27-Feb-2011 9-Mar-2009 30-Jun-2010 20-Dec-2011 22-Mar-2011 27-Mar-2009 3-Mar-2011 28-Apr-2009 17-Mar-2011 16-Mar-2009 19-Mar-2009 31-Mar-2011 23-Mar-2010 19-Mar-2010 15-Mar-2011 19-Mar-2009 23-Mar-2009 4-Apr-2011 26-Mar-2009 24-Mar-2011 24-Mar-2011 23-Mar-2016 28-Sep-2013 14-Apr-2009 27-Mar-2016 6-Apr-2009 24-Mar-2009 6-Apr-2009 13-Apr-2011 6-Apr-2009 6-Apr-2011 30-Mar-2011 4-Apr-2013 31-Dec-2020 30-Mar-2009 7-Apr-2009 7-Apr-2009 7-Jul-2033 20-Jun-2011 29-Dec-2010 Crncy EUR AUD USD EUR JPY JPY EUR EUR USD JPY EUR USD EUR EUR EUR USD JPY EUR USD USD EUR EUR USD EUR JPY JPY USD CHF USD EUR JPY JPY EUR JPY EUR JPY EUR EUR EUR EUR USD AUD JPY CHF JPY JPY USD SEK USD USD JPY CZK EUR USD CHF Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0250113841 XS0250266169 XS0250331088 XS0250416582 XS0250573689 XS0250656542 XS0250879763 XS0251050364 XS0251155205 XS0251180906 XS0251195847 XS0251360714 XS0251363064 XS0251375233 XS0251416367 XS0251529136 XS0251644232 XS0251658885 XS0251683214 XS0251832662 XS0251909395 XS0251909478 XS0251909635 XS0251910997 XS0251995709 XS0252173066 XS0252767792 XS0252816755 XS0252899512 XS0253139843 XS0253214646 XS0253216005 XS0253223555 XS0253610678 XS0253612534 XS0253634850 XS0253635154 XS0253717986 XS0253740889 XS0253743800 XS0253837370 XS0253852254 XS0253857642 XS0254466153 XS0254532046 XS0254628661 XS0254780611 XS0254853947 XS0254946287 XS0255006446 XS0255101353 XS0255434085 XS0255599598 XS0255600941 XS0255671967 Short description CERTIFICATE PLUS ON SWISS MARKET INDEX CLIQUET OPTIMA NOTE NIKKEI LINKED NOTE CAPITAL PROTECTED NOTE LINKED TO BASKET OF SHARES 10 YEAR CAPITAL PROTECTED NOTE ON EUROSTOXX CLN-REP OF PHILLIPINE AND SUCESSOR CAPITAL PROTECTED NOTE ON THE TSEREIT ELN EXCHBLE INTO DISCO CORP STOCK USD FX LINKED NOTE OPPORTUNITY NOTE: 8.0% 3+ YEAR STERLING FRN ELN EXCH INTO ISETAN CO. LTD 7YR CALLABLE NOTE - DIGITAL COUPON TYPE EMTN LINKED TO NIKKEI 225 INDEX 100% CAPITAL PROTECTED NOTED ON A BASKET OF INDICE NIKKEI LINKED NOTE (7YR CALLABLE NOTE) PENDULUM ELN IN EUR EQUITY LINKED SWAP LINKED TO NIFTY ELN EXCH INTO MIZUHO TRUST AND BANKING CO. LEHMAN ZERO COUPON NOTE ELN EXCHANGEABLE INTO MIZUHO TRUST & BANKING CO CERTIFICATE PLUS ON ZURICH FINANCIAL SERVICES CERT PLUS ON NOVARTIS MULTI ASSET RAINBOW NOTE ELN ECHBLE INTO HOYA CORP STOCK SWING PLUS GARANT LINKED TO BASKET OF 25 SHARES 100PT CAP PROT NOTES ON A BASKET OF INDICES IN USD NIKKEI LINKED NOTE (7YR CALLABLE NOTE) 3% ACTIVE NOTE LINKED TO A BASKET OF STOCKS JPY/USD FX TARNS NOTE ELN EXCHBLE INTO T AND D HOLDINGS INC STOCK ELN ECHBLE INTO CYBER AGENT INC STOCK ELN EXCHBLE INTO SOFT BANK CORP STOCK NIKKEI LINKED NOTE (7YRS CALLBLE NOTE) ELN EXCHBLE INTO RESONA HOLDINGS INC STOCK 95% CAP PROTECTED NOTE ON A BASKET OF IND ON EUR 98% CAPITAL PROTECTED NOTES ON A BASKET OF INDICES CLN-CMC MAGNETICS CORP NIKKEI LINKED NOTE (7 YRS CALL NOTE) JPY/USD FX TARNS NOTE 100% CAP PROT NOTES ON A BASKET OF INDICES IN EUR TWIN WIN CERTIFICATE 8YR EURO AUTOREDEEMABLE ELN ON DJ EUROSTOXX50 3YR ABSOLUTE BUFFER NOTE LINKED TO NIKKEI-225 CLN-CHUNGHWA PICTURE TUBE 7Y QUANTO STEEPNER NOTES 106% CAPITAL PROTECTED NOTES ON A BASKET OF INDICE 90% CAPITAL PROTECTED NOTES ON A BASKET OF INDICES NOTE LINKED TO EUROPEAN CALLS ON ETHICAL INDICES ELN EXCH INTO YAHOO JAPAN CORP STOCK USD NIKKEI TRIGGER DIGITAL COUPON NOTE CMS SPREAD TARN NOTES TRAMPOLINE NOTE ON DJ EUROSTOXX 12 YEAR AUTOCALL, EXPECTED LIFE ELN EXCHBLE INTO RESONA HOLDINGS INC STOCK Class/Maturity 24-Apr-2009 12-Apr-2016 12-Apr-2013 28-Apr-2011 4-May-2016 12-Apr-2011 10-May-2009 21-Apr-2011 2-Nov-2008 12-May-2011 1-Jun-2009 14-Apr-2011 26-Apr-2013 20-Apr-2009 5-May-2009 26-Apr-2013 26-Apr-2010 27-Apr-2009 21-Apr-2011 30-Jun-2011 21-Apr-2011 12-May-2009 12-May-2009 19-Jul-2012 28-Apr-2009 5-Jul-2016 5-May-2009 8-May-2013 5-Jun-2009 16-May-2036 18-May-2009 9-May-2011 16-May-2011 17-May-2013 18-May-2009 1-Jun-2009 1-Jun-2009 26-May-2009 24-May-2013 23-May-2036 16-Nov-2009 28-Jun-2010 23-May-2014 22-May-2009 26-May-2009 17-May-2013 10-Jun-2009 24-May-2009 1-Jun-2018 24-May-2011 19-May-2021 26-May-2026 31-May-2010 23-May-2018 5-Jun-2009 Crncy CHF CZK JPY USD SKK USD USD JPY USD CHF GBP USD JPY USD USD AUD EUR EUR JPY EUR JPY CHF CHF EUR JPY EUR USD JPY EUR JPY JPY JPY JPY AUD JPY EUR USD USD AUD JPY EUR EUR EUR USD USD EUR USD EUR EUR JPY USD EUR EUR CZK JPY Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0255689589 XS0255988817 XS0256233122 XS0256257907 XS0256259606 XS0256313239 XS0256368308 XS0256400127 XS0256520700 XS0256731828 XS0256732800 XS0256738757 XS0256932053 XS0256934000 XS0257101856 XS0257328392 XS0257587815 XS0257593037 XS0257595834 XS0257807288 XS0257807874 XS0257915503 XS0257916063 XS0257988484 XS0258047165 XS0258128247 XS0258128916 XS0258396927 XS0258411239 XS0258581403 XS0258715456 XS0258731909 XS0258779775 XS0258782720 XS0258901759 XS0258947745 XS0258962975 XS0259010022 XS0259295607 XS0259664653 XS0259672599 XS0259691383 XS0259811114 XS0259838745 XS0259959962 XS0260303580 XS0260341911 XS0260371827 XS0260439210 XS0260445530 XS0260592752 XS0260769434 XS0260770010 XS0260874655 XS0260979751 Short description STRADDLE BRIC NOTE NOTES LINKED TO EUROSTOXX 50 AND CMS 100% CAP PROT NOTES ON A BASK OF INDICES CLN-REP OF PHILLIPINNES CAPITAL PROTECTED NOTE ON NIKKEI ELN EXCH INTO SUMITOMO OSAKA CEMENT CO LTD 106% CAP PROT NOTES ON A BASKET OF INDICES IN USD USD KNOCK OUT POWER REVERSE DUAL CURR NOTE USD KNOCK-OUT POWER REVERSE DUAL CURRENCY NOTE USD KNOCK OUT POWER REVERSE DUAL CURRENCY SWAP USD KNOCK OUT POWER REV DUAL CURRENCY NOTE HUTCHISON WHAMPOA RANGE ACCRUAL CREDIT LINKED NOTE USD KNOCK OUT POW REV DUAL CURRENCY NOTE CAPITAL PROTECTED NOTE ON DJ EUROSTOXX CAPITAL PROTECTED BRIC NOTE ON FUNDS, FTSE INDICES HUTCHISON WHAMPOA RANGE ACCRUAL CLN ELN EXCHBLE INTO MITSUBISHI UFJ FIN GRP STOCK CLN-DEUTSCHE,SCHERING,BAXTER,VERIZON,VODAFONE,BAYE ELN EXCHBLE INTO MIZUHO FINANCIAL GRP INC STOCK CAPITAL PROTECTED NOTES ON SPA5HDP USD 104% CAPITAL PROTECTED NOTE ON THE S&P WORST OF 7 STOCKS DIGITAL COUPON TYPE WORST OF 7 STOCKS TARN TYPE CAPITAL PROTECTED NOTE 3YR ELN ON S&P BRIC 40 HUTCHISON WHAMPOA RANGE ACCRUAL CLN CREDIT LINKEDN OTE ON REP OF PHILI 10.625% 16/3/25 100% CAPITAL PROCTECTED NOTES AND BASKET OF SHARES STRADDLE EUROSTOXX 50 NOTE 40YR NON CALL 10 NOTE 10 YR NON FLIP 5 NOTE VENEZUELA BOLIVAR LINKED PORTFOLIO NOTES CPN ON S&P BRIC 40 PRICE INDEX 111% KICK IN REVERSE CONVERTIBLE ON BANK STOCKS NOTE LINKED TO THE IBEX 35 INDEX CERTIFICATE PLUS ON EUROSTOXX 50 ZERO COUPON NOTE CAP PROT NOTE ON THE S & P 500 INDEX MULTI ASSET RAINBOW NOTE ELN EXCHANGABLE INTO ITOEN STOCK, 3YR CALLABLE SELFFUND BEST MULTI MANAGER CPN LINKED TO FUNDS SELFFUND CAP PRTECTD LNKD TO ELITE GRWTH FUND INC 100% CAP PROT NOTES ON EUROPE & JPN BASK OF INDICE JPY/USD FX TARNS NOTE CRUDE OIL FUTURE COMMODITY LINKED NOTE MEMORY COUPON FREEZER 8YR CAPITAL PROTECTED NOTES CPN LOOK BACK NOTE ON A BASKET OF INDICES MULTI ASSET RAINBOW CAPITAL PROTECTED NOTE 26 MTH CALLABLE ELN ON JAPANESE SHARE BASKET CERTIFICATE PLUS ON SWISS MARKET INDEX CALLABLE DIGITAL NOTES USD 104% CAPITAL PROTECTED NOTE ON S&P PAN ASIA 50 CAP PROT NOTE ON THE S & P PAN ASIA CPN ON MSCI WORLD INDEX ELN TRAMPOLINE NOTE Class/Maturity 2-Feb-2011 5-Jun-2016 6-Jun-2011 20-Sep-2011 31-May-2011 15-Jun-2009 3-Jul-2009 20-Jun-2036 20-Jun-2036 20-Jun-2036 20-Jun-2036 20-Jun-2016 20-Jun-2036 16-Jun-2009 10-Jul-2009 20-Jun-2016 16-Jun-2011 20-Jun-2009 3-Jul-2009 16-Jun-2009 16-Jun-2009 15-Jun-2013 15-Jun-2013 28-Jun-2009 30-Jun-2009 7-Jul-2016 20-Jun-2016 18-Sep-2014 7-Sep-2010 22-Jun-2046 6-Jul-2016 20-Jun-2012 21-Jul-2014 29-Jun-2009 30-Jun-2010 14-Jul-2009 30-Jun-2011 29-Jun-2009 19-Jul-2012 14-Jul-2009 29-Dec-2013 27-Jun-2011 10-Jul-2009 25-Jul-2036 14-Jul-2009 24-Jul-2014 14-Sep-2009 21-Sep-2011 16-Sep-2008 26-Jul-2009 24-Jul-2026 14-Jul-2009 14-Jul-2009 26-Jul-2011 20-Jul-2010 Crncy EUR EUR USD USD PLN JPY USD JPY JPY JPY JPY USD JPY EUR EUR USD JPY JPY JPY EUR USD JPY JPY EUR USD USD USD CHF EUR EUR EUR USD EUR EUR EUR EUR EUR USD EUR JPY EUR EUR EUR JPY USD EUR GBP EUR AUD CHF EUR USD EUR USD SEK Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0260996334 XS0261032238 XS0261613474 XS0261618606 XS0261749450 XS0262163206 XS0262353831 XS0262375487 XS0262585374 XS0262696874 XS0262983264 XS0263098674 XS0263244914 XS0263507278 XS0263715467 XS0263788779 XS0263871674 XS0264130369 XS0264195222 XS0264209387 XS0264242321 XS0264429829 XS0264674549 XS0264737726 XS0264966671 XS0264967307 XS0264994459 XS0265524438 XS0265627751 XS0266104867 XS0266165736 XS0266486025 XS0266544831 XS0266551299 XS0266559433 XS0266686897 XS0266698801 XS0266833515 XS0266838407 XS0266901700 XS0266912228 XS0266912905 XS0267045705 XS0267059755 XS0267225273 XS0267300589 XS0267329307 XS0267365442 XS0267460359 XS0267879475 XS0267959665 XS0268033908 XS0268040192 XS0268043709 XS0268077780 Short description ELN EXCHAGEABLE INTO RESONA HOLDINGS INC STOCK CERTIFICATE PLUS ON ROCHE HOLDINGS 26 MONTH CALLABLE ELN ELN EXCHANGEABLE MIZUHO TRUST AND BANKING CO. BASKET NOTE LINKED TO URANIUM SHARES MTN LINKED TO CRUDE OIL COMMODITY FUTURE OPPORTUNITY NOTE 11% LINKED TO A BASKET OF SHARES DYNAMO CERTIFICATE LINKED TO A BASKET OF PORTFOLIO 26 MONTH CALL ELN ON ASIAN SHARE BASKET CAPITAL PROTECTED BEST PROFILE NOTE FIXED RATE NOTE ELN WORST OF YAMAHA MOTOR CO LTD AND HAMAMASTU CAPITAL PROTECTED NOTE ON BASKET OF INDICES JPY/USD FX TARNS NOTE MAGNUM NOTE ON A BASKET OF SHARES FUNDAMENTAL VALUES STRATEGY 4YRS CAPITAL PROTECTED EXCHANGEABLE INTO DEUTSCHE BANK SHARES 26 MONTH CALL ELN ON JAPANESE SHARE BASKET MTN LINKED TO CRUDE OIL COMMODITY FUTURE CAPITAL PROTECTED TWISTER NOTE ELN LINDED TO TOPIX INDEX 4Y FRN PROFUND NOTE1 ELN ON BASKET OF BANKS MXN 3YR FIXED 90% CAP PROTECTED NOTE ON PICTET FUND CAPITAL PROTECTED BASKET DYNAMO CERTIFICATE ROCKET TRACKER ON DAX 3YR USD FRN CERTIFICATE ON UBS NIKKEI LINKED NOTE BASKET TRIGGER REDEEMABLE NOTES ON GLOBAL INDICES CPU ON ALTERNATIVE ENERGY BASKET CAPITAL PROTECTED NOTE 90% ELN EXCHANGEABLE INTO MITSUIBISHI UFJ FINANCIAL CAP PROTECTED NOTE LINKED TO CECE INDEX ELN EXCHANGEABLE INTO MITSUBISHI RAYON CO LTD ELN EXCHANGEABLE INTO MIZUHO FIN GRP INC STOCK HYBRID BASKET ON EQUITY INDICES AUD KIOCK OUT POWER REVERSE DUAL CURRENCY NOTE ELN EXCHANGEABLE INTO MITSBISHI RAYON STOCK 5 YR CAP PROTECTED TAR REDEMP NOTE LINKED CALLABLE NOTE ON NIKKEI 225 ELN EXCHANGEABLE INTO MITSUIBISHI RAYON STOCK 3 YR ELN ON CECEEUR INDEX 7 YR CAPITAL PROTECTED SPA NOTE LINKED JPY/USD FX TARNS NOTE CERTI+ ON SWISS BLUE CHIP STOCKS EUROSTOXX STRADDLE NOTE 5YR CAPITAL PROTECTED SPA NOTE DJ EUROSTOXX 50 INDEX HYBRID BASKET ON EQUITY INDICES 10% OPPORTUNITY NOTE SYNDICATED 5YR SGD FRN DUE 2011 EUR QUANTO ASIA CURRENCY BASKET 2 YR HSBC HOLDINGS PLC DLY ACC CALL ELN Class/Maturity 22-Jun-2011 31-Jul-2009 25-Sep-2008 22-Jun-2011 17-Jul-2013 14-Aug-2009 22-Aug-2009 19-Oct-2012 2-Oct-2008 7-Aug-2009 8-Aug-2016 10-Aug-2009 11-Aug-2011 11-Aug-2036 17-Oct-2014 16-Aug-2010 28-Aug-2009 20-Oct-2008 4-Sep-2009 18-Aug-2009 18-Aug-2009 16-Jul-2010 23-Aug-2011 22-Nov-2009 1-Sep-2011 19-Oct-2012 31-Aug-2009 15-Aug-2009 7-Sep-2009 12-Sep-2036 1-Dec-2014 5-Oct-2009 5-Oct-2009 8-Sep-2009 31-Oct-2011 14-Sep-2009 14-Sep-2009 12-Sep-2021 12-Sep-2036 14-Sep-2009 6-Sep-2011 26-Sep-2036 15-Sep-2009 29-Sep-2009 19-Sep-2013 26-Sep-2036 25-Sep-2009 30-Nov-2010 21-Sep-2011 13-Oct-2010 21-Sep-2016 29-Sep-2008 21-Sep-2011 5-Dec-2010 22-Sep-2008 Crncy JPY CHF AUD JPY USD USD EUR EUR AUD GBP SGD JPY USD JPY EUR EUR EUR AUD USD CHF EUR USD GBP MXN USD CHF EUR USD CHF JPY EUR USD EUR JPY HUF JPY JPY EUR JPY JPY USD JPY JPY EUR EUR JPY CHF EUR EUR EUR EUR EUR SGD EUR USD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0268238622 XS0268241683 XS0268244356 XS0268363289 XS0268364253 XS0268364410 XS0268364766 XS0268576609 XS0268620514 XS0268789939 XS0268858502 XS0268992145 XS0268997532 XS0269092366 XS0269149497 XS0269492038 XS0269500665 XS0269529136 XS0269657135 XS0269657994 XS0269787858 XS0269866306 XS0269969027 XS0269969704 XS0270174013 XS0270174872 XS0270184244 XS0270220220 XS0270233397 XS0270249807 XS0270326217 XS0270328189 XS0270328858 XS0270482424 XS0270495160 XS0270679722 XS0270683161 XS0270684565 XS0270685968 XS0270686859 XS0270752313 XS0270820177 XS0270828584 XS0294585889 XS0270926081 XS0270984957 XS0270986499 XS0270987547 XS0271141565 XS0271187634 XS0271188285 XS0271201484 XS0271522442 XS0271671793 XS0271720673 Short description ELN EXCHBLE INTO LEOPALACE CORP STOCK JPY NIKKEI TRIGGER CMS COUPON NOTE ELN ECXH INTO RESONA HLDGS INC 100% CAPITAL PROTECTED NOTES ON NIKKEI 225 INDEX JPY/USD FX TARNS SWAP CAPITAL PROTECTED NOTE USDJPYFX SNOWBALL RANGE NOTE OPPORTUNITY NOTE 12.5% ON A BASKET OF 20 SHARES 5YR CAPITAL PROTECTED ELN ON MSCI WORLD 2YR UK BASKET DAILY ACC CALLABLE ELN CPN ON S&P PAN ASIA 50 HIGH DIVIDEND INDEX 95% CPN ON 3 EMERGING MARKETS INDICES ELN EXCHANGEABLE INTO MIZUHO FINANCIAL GROUP CAPITAL PROTECTED BEST PROFILE NOTE CERTI PLUS ON DIV DAX ELN EXCHANGEABLE INTO TORAY INDUSTRIES INC ELN EXCH INTO MIZUHO FINANCIAL GROUP OPPORTUNITY NOTE ON BASKET OF 20SHARES CPPI LINKED TO FORTRUST IV HEDGE FUND INDEX CPPI LINKED TO FORTRUST IV HEDGE FUND INDEX CLN-CMC MAGNETICS CORP ELN EXCHBLE WORST OF SUMITOMO MITSUI FIN GRP OPPORTUNITY NOTE ON A BASKET OF 20 SHARES CAPITAL PROTECTED NOTE CPN ON TOKYO STOCK EXCHANGE REIT URAN BASKET NOTE LB US AGGREGATE INDEX LINKED NOTES 12YR ZERO ELN WORST OF TOYOTA MOTOR CORP & SUMITOMO MITSUI UK HOUSE PRICE INDEX NOTE USD AMORTIZING NOTE JPY /USD FX TARNS NOTE 2 YR CAPITAL PROTECTED ASIAN CALL NOTE 3 YR ELN ON CECE COMPOSITE INDEX DIVIDEND PROTECTOR ON 4 TELCO STOCKS FORD MOTOR COMPANY CREDIT LINKED NOTE CAP PLUS NOTE CAPPLUS NOTE CAPPLUS NOTE CAPPLUS NOTE CALL INVERSE FLOATER NOTES JPY / USD FX TARNS NOTES PODIUM NOTES PODIUM NOTES REPUBLIC OF PHILIPPINES COMPASS NOTE 3 YEAR STERLING FRN CPN ON ALTERNATIVE ENERGY BASKET 5 YRS AUTO REDEEM ELN ON BASKET OF BANKS 2 YEAR CAPITAL PROTECTED ASIAN CALL NOTE 2 YR EU BANK BASKET DLY ACC ELN 5 YEAR WELT SPRINT NOTE LINKED TO DJ EURO STOXX 50 2 YR JAPAN BASKET DLY ACC CALL ELN CPN ON TSEREIT 5 YR BASKET TRIGGER REDEEMABLE NOTES ON 3 GLOBAL I Class/Maturity 5-Oct-2009 26-Sep-2036 5-Oct-2009 12-Oct-2010 29-Sep-2036 6-Oct-2010 29-Sep-2021 29-Sep-2011 5-Oct-2011 29-Sep-2008 2-Nov-2009 26-Oct-2011 26-Sep-2011 6-Oct-2009 30-Oct-2009 11-Oct-2011 11-Oct-2011 29-Sep-2011 2-Mar-2017 31-Jan-2017 5-Oct-2009 19-Oct-2009 13-Oct-2011 13-Oct-2016 24-Oct-2011 17-Nov-2014 30-Sep-2009 18-Oct-2018 19-Oct-2009 13-Apr-2009 17-Oct-2016 20-Oct-2036 6-Oct-2008 2-Nov-2009 28-Dec-2009 20-Dec-2011 28-Feb-2017 28-Feb-2017 30-Dec-2016 30-Dec-2016 25-Oct-2036 24-Oct-2036 25-Oct-2012 25-Oct-2012 20-Oct-2016 28-Dec-2020 19-Oct-2009 1-Dec-2009 18-Oct-2011 17-Oct-2008 20-Oct-2008 25-Oct-2011 24-Oct-2008 31-Oct-2011 1-Dec-2011 Crncy JPY JPY JPY PLN JPY PLN JPY CHF ILS GBP EUR USD USD GBP EUR JPY JPY CHF EUR EUR USD JPY EUR EUR USD EUR USD EUR JPY GBP JPY JPY USD EUR EUR USD EUR EUR EUR EUR EUR JPY CHF CHF USD EUR GBP EUR GBP USD AUD EUR JPY USD EUR Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0271794363 XS0271795840 XS0271820978 XS0271893694 XS0272052753 XS0272080457 XS0272095216 XS0272317131 XS0272318709 XS0272349332 XS0272486753 XS0272545434 XS0272574889 XS0272576827 XS0272577809 XS0272617100 XS0272617951 XS0272634535 XS0272635185 XS0272783530 XS0272915116 XS0272915389 XS0273043629 XS0273044940 XS0273083096 XS0273084656 XS0273255058 XS0273584382 XS0273587302 XS0273666437 XS0273678283 XS0273904044 XS0273921568 XS0274087294 XS0274127009 XS0274443422 XS0274445120 XS0274481786 XS0274497279 XS0274755072 XS0274890523 XS0275062916 XS0275071230 XS0269670401 XS0275453438 XS0275536307 XS0275721628 XS0275725611 XS0275726007 XS0275826484 XS0275905270 XS0275908456 XS0275924578 XS0275925112 XS0276047494 Short description CLIQUET ON OMX SX5E NKY CLIQUET ON OMX NKY SX5E 3 YR ELN ON REPSOL SWING NOTES ON A BASKET OF SHARES LEVERAGED NOTE ON NKY 150% CPN LINKED TO GLG MULTI STRATEGY FUND 5 YR NON CAP PROTECTED LEH BRS VOLATILITY ST I NOT S&P DIVERSIFIED TRENDS INDICATOR INDEX LINKED DIVIDEND BASKET NOTES 2 YR EU BASKET DAILY ACC CALL ELN CASH SETTLE BARRIER LOOKBACK LOW CALL ON EUROSTOXX CAP PROTECTED BEST PROFILE NOTE 100% GBP NOTES OMX NOTE ELN EXCHBLE INTO SHOWA DENKO K K STOCK 2 YR EUR BASKET DLY ACC CALLABLE ELN CAPITAL PROTECTED NOTE CAPITAL PROTECTED NOTE 100% CAP PR ON EPRA INDEX BASKET LINKED NOTES BASKET LINKED NOTES CPPI ON A BASKET OF PROPERTY INDICES 2 YR GLOBAL BASKET DLY ACC CALL ELN ELN EXCHBLE INTO DAIWA SECURITIES GROUP INC STOCK 10YR AUTOREDEEM REC NOTE ON BASKET OF 3 INDICES DIVIDEND PROTECTOR 2 YR BNP PARIBAS DAILY ACC CALL ELN ASIAN EXPOSURE INDEX TRIO NOTE - CAPITAL PROTECTED 2YR CAP PROT NOTE LINKED TO NASDAQ 100 STOCK INDEX 2.75 YR HSBC HOLDINGS PLC DLY ACC CALL ELN 4 YEAR EQL ON DJ EUROSTOXX ALPHA SD3E VS SX5E 2 YR UK BASKET DLY ACC CALL ELN 2YR HK BASKET DLY ACC CALL ELN CPN LINKED TO STRATEGIC COMMODITIES FUND EUR FX BEST OF BASKET DIGITAL NOTE CPN ON DJ EUROSTOXX OPPORTUNITY NOTE 4 YEAR EURO YEN MEDIUM TERM NOTE 2 YR UK BASKET DLY ACC CALL ELN JPY / USD FX TARNS NOTE 100% CAPITAL PROTECTED NOTE CMC MAGNETICS CORP - CLN AREVO STRATEGY NOTE TRAMPOLINE NOTE 2.75YR HSBC HOLDINGS PLC DLY ACC CALL ELN 2YR EU BASKET DLY ACC CALL ELN 3 YR HSBC HOLD PLC DLY ACC CALL ELN 2 YR HSBC HOLDINGS PLC DLY ACC CALL ELN 2 YR HSBC HOLD PLC DLY ACC CALL ELN CAPITAL PROTECTED NOTE ELN WORST OF COMSYS HLDGS CORP AUTOCALLABLE MEMORY COUPON NOTES LINKED TO BASKET 2YR HSBC HLDGS PLC DAILY ACC CALLABLE ELN 2YR HSBC PLC HLDGS PLC DAILY ACC CALLABLE ELN SELFFUND KUMHO INDUSTRIAL CO - CLN Class/Maturity 24-Nov-2008 24-Nov-2008 26-Oct-2009 22-Jan-2009 21-Oct-2011 27-Oct-2021 3-Nov-2011 24-Oct-2012 28-Jun-2012 31-Oct-2008 31-Jan-2010 3-Nov-2009 31-Oct-2011 9-Nov-2009 31-Oct-2008 1-Dec-2010 1-Dec-2010 1-Dec-2010 1-Dec-2010 7-Feb-2017 3-Nov-2008 9-Nov-2009 10-Nov-2016 2-Nov-2012 3-Nov-2008 9-Dec-2013 3-Dec-2012 6-Nov-2008 10-Aug-2009 9-Nov-2010 16-Nov-2011 10-Nov-2008 13-Nov-2008 1-Nov-2013 13-May-2009 18-Nov-2011 17-Nov-2008 6-Nov-2010 14-Nov-2008 28-Nov-2036 22-Nov-2010 16-Nov-2009 24-Nov-2009 12-Oct-2010 24-Aug-2009 28-Nov-2008 30-Nov-2009 28-Nov-2008 28-Nov-2008 24-Nov-2009 7-Dec-2009 28-Nov-2009 1-Dec-2008 1-Dec-2008 15-Jul-2010 Crncy SEK SEK EUR EUR USD JPY EUR EUR EUR USD EUR GBP SEK JPY EUR GBP USD USD GBP EUR USD JPY EUR EUR USD EUR EUR USD USD EUR EUR GBP HKD GBP EUR EUR CHF JPY GBP JPY USD USD CHF SEK GBP USD USD USD USD GBP JPY USD USD USD USD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0276072682 XS0276121307 XS0276139341 XS0276147104 XS0276148508 XS0276149738 XS0276154738 XS0276162327 XS0276235495 XS0276245700 XS0276272936 XS0276282737 XS0276286993 XS0276341418 XS0276437521 XS0276438255 XS0276439493 XS0276441044 XS0276444147 XS0276510111 XS0276598538 XS0276599346 XS0276600292 XS0276619805 XS0276793311 XS0276842894 XS0276859609 XS0276868774 XS0277119797 XS0277120027 XS0277120456 XS0277121264 XS0277181243 XS0277185152 XS0277470943 XS0277538681 XS0277722772 XS0277877469 XS0278126510 XS0278216691 XS0278222236 XS0278266951 XS0278290589 XS0278320832 XS0278370696 XS0278449441 XS0278450027 XS0278544274 XS0278638258 XS0278639579 XS0278671382 XS0278755052 XS0278981658 XS0278983191 XS0279202682 Short description EUROSTOXX CALLABLE COUPON ACCUMULATOR DOUBLE RANGE NOTE ON CRUDE 2YR HSBC HOLDINGS PLC DLY ACC CALL ELN 3YR HSBC HLDGS PLC DAILY ACC CALLABLE ELN 2YR HSBC HLDGS PLC DAILY ACC CALLABLE ELN 2YR HSBC HOLDINGS PLC DAILY ACC CALLABLE ELN 2.5YR HSBC HOLDINGS PLC DLY ACC CALL ELN S&P DTI NOTE CPPI ON MOMENTUM ALLWEATHER STRATEGIES II MASTER F 5 YR EQUITY LINKED EXCHANGEABLE NOTE ON AZN LN 4 YR ELN ON DJ EUROSTOXX AUTOCALL MEMORY COUPON NOTES LINK TO A BASKET 2YR HSBC HOLDINGS PLC DLY ACC CALL ELN SD3P LINKED NOTE 2YR HSBC HLDGS PLC DAILY ACC ELN AVEVO NOTE 3YR AUTOREDEEMABLE CAPITAL PROTECTED NOTE MAGNUM NOTES BONUS VI 2 YR EU BASKET DAILY ACC CALL ELN BASKET OF FUND LINKED NOTE 2YR HSBC HLDGS PLC DAILY ACC ELN 2 YR HSBC HLDGS PLC DAILY ACC CALL ELN 2 YR HSBC HDLGS PLC DAILY ACC CALL ELN LEVERAGE CERTIFICATE ON EUROSTOXX 2 YR EU BASKET DAILY ACC CALL ELN ELN WORST OF SUMITOMO TITANIUM CORP & CANON AUTO-CALLABLE ABSOLUTE PERFORMER NOTE RENDEMENT EXPRESS NOTE EUR VANILLA ZERO 5YR ZERO 5Y ZERO COUPON NOTES - CHF 3 YR HSBC HOLDINGS PLC DLY ACC CALL ELN 2YR HSBC HOLDINGS PLC DLY ACC CALL ELN CAP PROTECTED ALPHA NOTE WORST OF AUTOREDEEMER ON A BASKET OF SHARES QUANTO ASIAN FX BASKET NOTE 4 YR BEST OF ALPHA PROTECTOR 5YR LADDER NOTE 4 YR AUTO REDEEM NOTES ON AN IBEX BASKET LEHMAN CRUDE LINKED WEDDING CAKE NOTES EUR FX BEST OF BASKET DIGITAL NOTE 5 YR AUTOREDEEMABLE ELN TO BNP PARIBAS JPY/USD FX TARNS NOTE 10 YR NOTE LINKED TO INFLATION 3.5 YR HSBC HOLDINGS PLC DLY ACC CALL ELN AUTOCALL MEMORY CPN NOTES LINK TO BASKET OF SHARES 2.5 YR LADDER NOTE CORP CREDIT LINKED NOTE - GATI LTD FTD ARGENTINA BRAZIL VENEZUELA FTD ARGENTINA BRAZIL VENEZUELA AUTOCALLABLE MEMORY COUPON NOTES LINKED TO BASKET 5 YR WORST OF AUTOREDEEMABLE ELN 30YNC10Y FIXED RATE NOTE S&P DIVERSIFIED TREND INDICATOR NOTE MULTI INDEX REPLACEMENT RAINBOW CLIQUET Class/Maturity 22-Nov-2010 1-Dec-2008 1-Dec-2008 30-Nov-2009 28-Nov-2008 1-Dec-2008 1-Jun-2009 15-Dec-2010 23-May-2012 15-Dec-2011 30-Nov-2010 30-Nov-2009 1-Dec-2008 24-Nov-2016 4-Dec-2008 1-Dec-2012 1-Dec-2009 16-Feb-2016 4-Dec-2008 24-Nov-2012 5-Dec-2008 5-Dec-2008 5-Dec-2008 6-Dec-2011 5-Dec-2008 14-Dec-2009 5-Jan-2011 13-Dec-2014 30-Nov-2011 30-Nov-2011 30-Nov-2011 7-Dec-2009 8-Dec-2008 8-Dec-2011 11-Dec-2011 2-Mar-2010 31-Jan-2011 14-Feb-2012 14-Dec-2010 15-Dec-2008 15-Jun-2009 27-Dec-2011 29-Dec-2036 6-Dec-2016 15-Jun-2010 18-Dec-2009 28-Aug-2009 6-Dec-2011 22-Jun-2010 21-Dec-2010 19-Dec-2009 19-Dec-2011 18-Dec-2036 21-Jan-2013 20-Jun-2009 Crncy EUR EUR USD USD HKD USD USD EUR CZK GBP EUR USD HKD EUR USD EUR EUR EUR USD USD USD USD USD EUR USD JPY EUR EUR EUR USD CHF USD USD EUR USD SEK HUF USD EUR EUR EUR EUR JPY EUR USD USD EUR USD USD USD USD USD EUR EUR EUR Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0279295595 XS0279324957 XS0279378532 XS0279424310 XS0279493398 XS0279612823 XS0279675150 XS0279730435 XS0279950637 XS0280063222 XS0280164921 XS0280166116 XS0280223107 XS0280241851 XS0280339077 XS0280371989 XS0280372367 XS0280432526 XS0280507715 XS0280508952 XS0280527408 XS0280541573 XS0280723502 XS0280725978 XS0280903583 XS0280903740 XS0280904714 XS0280981035 XS0281179811 XS0281181809 XS0281184498 XS0281219385 XS0281248723 XS0281385046 XS0281421965 XS0281423235 XS0281494335 XS0281520352 XS0281706704 XS0281953207 XS0281959311 XS0281969112 XS0281973148 XS0281979269 XS0281980432 XS0282034460 XS0282145969 XS0282208049 XS0282208718 XS0282452621 XS0282574655 XS0282579290 XS0282763035 XS0282764199 XS0282843068 Short description AUTOCALLABLE MEMORY COUPON NOTES LINKED JPU/USD FX TARNS SWAP JPY/USD FX TARN NOTE CERTIFICATE PLUS ON UBS DELTA ONE CERT ON THE TPX INDEX 10YR OPTIMA NOTE 4 YR AUTOREDEEMABLE NOTES ON AN IBEX BASKET CLN-CMC MAGNETICS CROP 100% CAPITAL GUARANTEED NOTE ELN EXCH INTO NOMURA REAL ESTATE STOCK INDEX TRIO NOTE CAPITAL PROTECTED CPPI NOTE LINKED TO BASKET 10YR CAPITAL PROTECTED CPPI NOTE LINKED TO THE FOR LEHMAN CRUDE LINKED WEDDING CAKE NOTES AREVO 5 YR CP NOTE AUTOCALLABLE MEMORY COPN NOTES LINKED TO A BKT SH AUTOCALLABLE MEMORY CPN NOTES LINKED TO BKT SH 8Y LEHMAN ZERO COUPON BOND CLN - CMC MAGNETICS CORP AUD KNOCK-OUT POWER REVERSE DUAL CURRENCY NOTE PRINCIPAL PROTECTED WGHT WLD BKT OF DJ EURO 50 ELN EXCHANGEABLE INTO KUBOTA CORP STOCK ELN WORST OF MIZUHO FG AND MITSUBISHI MATERIAL 6YR ZERO COUPON BOND ELN WORST OF MIZUHO FG AND MATERIAL 2 YR JAPAN BASKET DLY ACC CALL ELN 2YR ING GROEP NV DAILY ACCRUAL CALLABLE ELN AUTOCALL MEMORY COUPON NOTES LINKED TO A BASKET USD / JPY KNOCK OUT DIGITAL SWAP DAIWA SECURITIES GROUP INC STOCK PYXIS HK BASKET AUTOCALLABLE MEMORY CPN NOTES LNK TO BKT OS SHARES ELN EXCHANGEABLE INTO MATSUSHITA ELECTRIC WORST OF MIZUHO FG AND ISHIKAWAJIMA HARIMA WORST OF MIZUHO FG AND ISHIKAWAJIMA HARIMA 2 YR HK BASKET DLY ACC CALL ELN ELN EXCHANGEABLE INTO TORAY INDUSTRIES WATER BOOSTER NOTE S&P DIVERSIFIED TRENDS INDICATOR 2YR HK BASKET DAILY ACCRUAL CALLABLE ELN 2 YR UK BASKET DLY ACC CALL ELN 2 YR HK BASKET DLY ACC CALL ELN 2.25YR EU BASKET DLY ACC CALL ELN 2 YR EU BASKET DLY ACC CALL ELN 2 YR EU BASKET BI-MTHLY DAILY ACC CALL ELN 2 YR EU BASKET DLY ACC CALL ELN SEK QUANTO FX BASKET LINKED NOTE 5 YR EQUITY LINKED NOTE ON DJ EUROSTOXX 50 3 YR AUTOREDEEMABLE ELN ON BBVA AND TELEFONICA 10 YR CAPITAL PROTECTED CPPI NOTE LINKED WORST OF MITSUBISHI ESTATE CO LTD AND HONDA 2 YR JAPAN BASKET DAILY ACC CALL ELN 2 YR EU BASKET DLY ACC CALL ELN 2 YR GLOBAL BASKET DLY ACC CALL ELN TWIN WIN NOTE Class/Maturity 22-Dec-2009 22-Dec-2016 18-Dec-2036 28-Dec-2009 16-Dec-2011 29-Dec-2016 3-Jan-2011 29-Dec-2009 28-Feb-2011 10-Jan-2012 20-Dec-2011 28-Dec-2016 4-Jul-2017 29-Dec-2008 28-Dec-2011 29-Dec-2009 29-Dec-2009 15-Dec-2014 11-Jan-2010 28-Dec-2036 29-Dec-2010 10-Jan-2012 12-Jan-2010 15-Mar-2013 12-Jan-2010 13-Jan-2009 9-Jan-2009 4-Jan-2010 16-Jan-2037 17-Jan-2012 5-Jan-2009 9-Jan-2010 17-Jan-2012 19-Jan-2010 25-Jan-2010 12-Jan-2009 17-Jan-2012 12-Jan-2010 18-Jul-2011 19-Jan-2009 16-Jan-2009 19-Jan-2009 20-Apr-2009 20-Jan-2009 19-Jan-2009 19-Jan-2009 12-Apr-2010 9-Feb-2012 9-Feb-2010 12-May-2017 25-Jan-2010 22-Jan-2009 26-Jan-2009 26-Jan-2009 24-Jan-2012 Crncy USD JPY JPY CHF JPY EUR EUR USD SEK USD EUR EUR EUR USD CHF USD USD EUR USD JPY USD JPY JPY EUR JPY JPY EUR USD JPY JPY HKD USD JPY JPY JPY USD JPY EUR EUR HKD EUR HKD USD USD EUR EUR SEK EUR EUR EUR JPY JPY USD USD CHF Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0282866192 XS0282871358 XS0282872240 XS0282872752 XS0283174927 XS0283189016 XS0283189875 XS0283319837 XS0283497005 XS0283630795 XS0283703345 XS0283818671 XS0283819562 XS0283820065 XS0283914637 XS0283944899 XS0283951597 XS0284011599 XS0284084802 XS0284114567 XS0284162533 XS0284313847 XS0284314571 XS0284375283 XS0284376760 XS0284379350 XS0284381257 XS0284490629 XS0284511994 XS0284513347 XS0284513933 XS0284517413 XS0284611869 XS0284726683 XS0284731840 XS0284882114 XS0284892261 XS0285045943 XS0285049853 XS0285051750 XS0285052998 XS0285200852 XS0285201660 XS0285385026 XS0285422597 XS0285456140 XS0285457114 XS0285459243 XS0285460845 XS0285498902 XS0285617683 XS0285620802 XS0285639141 XS0285759121 XS0285769278 Short description 7YR AUTOREDEEMABLE ELN TO BBVA AND SANTANDER AUTOCALLABLE MEMORY COUPON NOTES LINKED TO AUTO CALLABLE MEMORY COUPON NOTES LINKED AUTOCALLABLE MEMORY COUPON NOTES 5YR AUTOREDEEMABLE ELN TO BANCO SANTANDER 2 YR GLOBAL BASKET DAILY ACC CALL ELN 2YR GLLOBAL BASKET DAILY ACCRUAL CALLABLE ELN ABSOLUTE PERMORMER NOTE CMS NOTE ELN INTO YAMATO HOLDINGS CO LTD 5YR 90% CAPITAL PROTECTED EUR DEMOMINATED NOTES AUTOCALLABLE MEMORY CPN NOTES LINKED TO A BKT OF S AUTOCALLABLE MEMORY CPN NOTES LINKED TO BKT OF SH 5 YR AUTOREDEEMABLE ELN OUTPERFORMANCE CERTIFICATE ON THE TPX 2 YR UK BASKET DLY ACC CALL ELN 2.25 YRS US BASKET DAILY ACC CALL ELN 5 YR CAPITAL GUARANTEED NOTE LINKED 2 YR EU BASKET DAILY ACC CALL ELN 95% CAPITAL PROTECTED NOTES LINKED TO THE SP 7 YR AUTOREDEEMABLE ELN PUBLIC OFFER BULL BEAR NOTE 3 YR ELN ON DJ EUROSTOXX 50 LITHUANIA CLN ESTONIA CLN CZECH REPUBLIC CLN SLOVAKIA CLN 2 YR TWD NOTE LINKED 7YR AUTOREDEEMABLE ELN ELN EXCHANGEABLE INTO MITSUBISHU GAS ELN EXCHANGEABLE INTO MITSUBISHI GAS CHEMICAL CO ELN EXCHANGEABLE INTOP TORAY INDUSTRIES INC STOCK 8 YR PRINCIPAL PROTECTED NOTE WORST OF TOYOTA AND MUTSUBISHI ESTATE CO LTD 2 YR BNP PARIBAS DLY ACC CALL ELN REPLACEMENT CLIQUET NOTE 7 YR AUTOREDEEMABLE ELN TO DEUTSCHE TELEKOM SYNTHETIC EXCHANGEABLE ON FRANCE TELECOM ELN EXCHANGEABLE INTO ORACLE CORP JAPAN STOCK ELN EXCHANGEABLE INTO TOHO TITANIUM CO LTD STOCK ELN WORST OF TOYOTA AND MITSUBISHI ESTATE CO.LTD NIKKEI LINKED AUD NOTE WORST OF TOYOTA AND MITSUBHISHI ESTATE CO LTD ELN WORST OF TOYOTA AND MITSUBISHI ESTATE CO LTD 7YR AUTODEDEEMABLE ELN TO DEUTSCHE TELEKOM LB CAPITAL PROTECTED CERTIFICATES ON SWISS MARKET 2 YR EU BASKET DAILY ACC CALLABLE ELN ELN WORST OF TOYOTA AND MITSUBISHI ESTATE CO LTD 2YR HK BASKET DAILY ACCRUAL CALLABLE ELN 6YR CAPPED FLOATER - 100% PRINCIPAL PROTECTED ELN EXCHANGEABLE INTO AEON CREDIT SERVICE MITSUI SUMITOMO INSURANCE CO STOCK AUTOCALLABLE MEMORY COUPON NOTES LINKED 2YR EUROPEAN BASKET DAILY ACC CALLABLE ELN 7YR AUTOREDEEMABLE ELN NOTE OT DEUTCHE TELEKOM AND Class/Maturity 31-Jan-2014 24-Jan-2010 25-Jan-2012 25-Jan-2012 25-Jan-2012 26-Jan-2009 26-Jan-2009 6-Apr-2011 31-Jan-2017 6-Feb-2012 22-Jan-2012 30-Jan-2010 30-Jan-2010 30-Jan-2012 30-Jan-2012 30-Jan-2009 30-Apr-2009 7-Feb-2012 2-Feb-2009 31-Jul-2009 2-Feb-2014 6-Oct-2010 1-Feb-2010 20-Dec-2026 20-Dec-2026 20-Dec-2026 20-Dec-2026 30-Jan-2009 7-Feb-2014 15-Feb-2010 15-Feb-2010 9-Feb-2010 26-Jan-2015 8-Feb-2010 5-Feb-2009 16-Feb-2009 8-Feb-2014 7-Feb-2010 14-Feb-2012 16-Feb-2010 16-Feb-2010 10-Feb-2014 16-Feb-2010 16-Feb-2010 8-Feb-2014 8-Feb-2012 9-Feb-2009 9-Feb-2010 9-Feb-2009 6-Feb-2015 23-Feb-2010 15-Feb-2010 9-Feb-2010 12-Feb-2009 28-Feb-2014 Crncy USD USD USD USD EUR USD USD EUR EUR USD EUR USD USD EUR JPY EUR USD EUR USD EUR EUR EUR EUR EUR EUR EUR EUR USD EUR JPY JPY JPY EUR JPY GBP EUR EUR EUR JPY JPY JPY AUD JPY JPY EUR CHF USD JPY HKD EUR JPY JPY USD EUR EUR Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0285799002 XS0285799770 XS0285837455 XS0285864939 XS0285922133 XS0285986534 XS0286018758 XS0286031850 XS0286034870 XS0286127021 XS0286128771 XS0286129159 XS0286179923 XS0286181077 XS0286239925 XS0286242390 XS0286302988 XS0286358261 XS0286406177 XS0286529093 XS0286531156 XS0286535223 XS0286586648 XS0286634125 XS0286637144 XS0286637656 XS0286747836 XS0286778476 XS0286894380 XS0286897219 XS0286900708 XS0286994099 XS0287004310 XS0287032790 XS0287096688 XS0287119480 XS0287160104 XS0287234313 XS0287235047 XS0287237761 XS0287308299 XS0287442692 XS0287443237 XS0287474976 XS0287476161 XS0287478456 XS0287541089 XS0287569924 XS0287672694 XS0287860265 XS0287869050 XS0287900152 XS0287987332 XS0287989031 XS0287990047 Short description AEON CREDIT SERVICE CO LTD STOCK ELN EXCHANGEABLE INTO AEON CREDIT SERVICE CO LTD 95% CAPITAL PROTECTED NOTES ON A BASKET OF SHARES 2.25 YR US BASKET DLY ACC CALL ELN CHINA SECURITY NOTES IV CAPITAL PROTECTED NOTE 5 YR AUTOREDEEMABLE ELN ON REPSOL AND TELEFONICA ELN EXCHANGTEABLE INTO AEON CREDIT SERVICE CO LTD NIKKEI LINKED AUD NOTE RUCHI INFRASTRUCTURE LIMITED 2YR FTSE ASE 20 NOTES IN USD 2YR FTSE ASE 20 NOTES NOTES IN EUR 100% CAP GUARANTEED NOTE LINK TO LARGE CAP VALUES 100% CAP GUARANTEED NOTE LINK TO LARGE CAP GLOBAL AUTOREDEEMABLE ON TELEFONICA AND SANTANDER 2YR US BASKET DAILY ACC CALLABLE ELN CAPITAL PROTECTED NOTE CAPITAL PROTECTED NOTE AUTO CALLABLE EMMORY COUPON NOTES LINKED TO A BASK BMA NOTES 7YR AUTOREDEEMABLE ELN TO ING AND SAN EURTRY LINKED NOTE 7 YR AUTOREDEEMABLE ELN TO POP AND SAN ELN WORST OF TOYOTA AND KAWASAKI HEAVY INDUSTIRES JPY/USD FX DIGITAL KNOCK-OUT SWAP 3.5 YR HK BASKET DLY ACC CALL ELN 1ONC1Y SINGLE CALLABLE FIXED NOTE 2 YR EU BASKET DLY ACC CALL ELN CAPITAL PROTECTED NOTE LEVERAGE CERTIFICATEON SX5E LEVERAGE CERTIFICATE ON SMI 2 YR US BASKET DLY ACC CALL ELN 7YR AUTOREDEEMABLE ELN TO DEUTSCHE TELEKOM EUR QUANTO FX BASKET LINKED NOTE 3YR USD QUANTO STEEPENER NOTE CAPITAL PROTECTED NOTE 5 YR AUTOREDEEMABLE ELN ON DJ EUROSTOXX 50 7YR AUTOREDEEMABLE ELN TO DEUTCHE TELEKOM AND FRA AUTOREDEEMER NOTE 2YR US BASKET DAILY ACC CALLABLE ELN USD KOCK OUT 5 YR AUTOREDEEMABLE ELN ON TOYOTA AND VEOLIA 5 YR ELN NOTE ON DJ EUROSTOXX 50 NIKKEI LINKED AUD NOTE NITTO DENKO CORP STOCK MITSUBISHI UFJ FIN GRO STOCK ELN EXCHBLE INTO MIZUHO FINANCIAL GRP STOCK 10 Y LEHMAN CMS STEEPENER DUTCH POWER NOTES CAP GTEED NOTES ON DJ EUROSTOXX 50 2 YR US BASKET DAILY ACC CALL ELN AUTOCALLABLE MEMORY COUPON NOTES LINKED ELN EXCHBLE INTO NEC CORP STOCK PYXIS FIXED RATE NOTE PYXIS FIXED RATE NOTE Class/Maturity 15-Feb-2010 22-Feb-2010 14-Feb-2009 12-May-2009 10-Apr-2013 30-Oct-2009 15-Feb-2012 22-Feb-2010 21-Feb-2014 16-Feb-2012 15-Mar-2009 15-Mar-2009 11-Apr-2011 11-Apr-2011 14-Feb-2012 17-Feb-2009 6-Apr-2010 9-Feb-2012 15-Feb-2010 23-Feb-2017 26-Feb-2014 30-Mar-2011 16-Feb-2014 22-Feb-2010 23-Feb-2037 16-Aug-2010 19-Feb-2017 19-Feb-2009 14-Mar-2010 8-Mar-2011 8-Mar-2011 23-Feb-2009 20-Feb-2014 9-Jul-2009 19-Feb-2010 16-Feb-2010 2-Mar-2012 20-Feb-2014 7-Sep-2010 23-Feb-2009 23-Feb-2037 22-Feb-2012 22-Feb-2012 24-Feb-2014 23-Feb-2012 23-Feb-2010 8-Mar-2010 9-Mar-2017 13-Mar-2013 5-Mar-2015 23-Feb-2009 26-Feb-2010 1-Mar-2012 28-Feb-2011 28-Feb-2011 Crncy JPY JPY USD USD EUR EUR EUR JPY AUD USD USD EUR SEK SEK EUR USD EUR EUR USD EUR EUR EUR EUR JPY JPY USD EUR EUR GBP EUR CHF USD USD EUR EUR USD EUR EUR EUR USD USD EUR EUR AUD JPY JPY USD EUR EUR EUR USD USD JPY HKD USD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0288035164 XS0288040834 XS0288138729 XS0288215220 XS0288216111 XS0288291593 XS0288341448 XS0288356123 XS0288391971 XS0288428484 XS0288524795 XS0288569972 XS0288589228 XS0288610016 XS0288702052 XS0288704264 XS0288741464 XS0288760761 XS0288781502 XS0288782658 XS0288802605 XS0289002957 XS0289004490 XS0289028085 XS0289067497 XS0289069519 XS0289100967 XS0289151283 XS0289151879 XS0289152331 XS0289153651 XS0289154030 XS0289154972 XS0289253287 XS0289261546 XS0289323320 XS0289324641 XS0289338948 XS0289482639 XS0289483017 XS0289484171 XS0289487943 XS0289511320 XS0289536400 XS0289550658 XS0289659400 XS0289701962 XS0289717968 XS0289723263 XS0289746470 XS0289748252 XS0289748682 XS0289830936 XS0289837436 XS0289922113 Short description 5 YR ELN ON DJ EUROSTOXX 50 3 YR AUTOREDEEMABLE ELN ON BBVA AND TELEFONICA 2YR EU BASKET DAILY ACCRUAL CALLABLE ELN LEHMAN BASKET LINKED NOTES COMMODITY LINKED BASKET SWAP 20% LOCKER NOTE ON A BASKET OF 3 INDICES 7 YR AUTOREDEEMABLE ELN TO DEUT TELEKOM AND FR TEL CAPITAL PROTECTED NOTE 8YRS NOTE LINKED TO N225 HOYA CORP STOCK CAPITAL PROTECTED CPPI NOTE LINKED TO A BAKKET 2 YR GLOBAL BANK BASKET DLY ACC CALL ELN ELN WORST OF TOYOTA AND MITSUIBISHI 7 YR AUTOREDEEMABLE ELN TO TELEFONICA AND ABN AMRO 25Y OTC AREVO STRTEGY IN EUR USD DENOMINATED FX BEST OF DIGITAL NOTE 3Y OIL CALL SPREAD NOTES 2 YR EUROPEAN BASKET DLY ACC CALL ELN 20 LOCKER NOTE JPY/USD FX TARNS NOTE 2 YR US BASKET DAILY ACC CALL ELN ELN EXCHANGEABLE INTO HOYA CORP STOCK RESONA HDGS INC STOCK ASIAN BASKET ASSET ALLOCATION RAINBOW NOTE ITRAXX EUROPE SERIES 6 ELN EXCHANGEABLE INTO TOKYO ELECTRON LTD ELN EXCHANGEABLE INTO ISHKAWAJIMA HARIMA HV IND PRINCIPAL PROTECTED NIKKEI LINKED 15YR NOTES NIKKEI LINKED AUD NOTE NIKKEI LINKED AUD NOTE SOFTBANK CORP STOCK ELN EXCH INTO MIZUHO FINANCIAL GROUP INC STOCK 5 YR AUTOREDEEMABLE ELN 7 YR AUTOREDEEMABLE ELN TO DEUTSCHE TELE AND FRANC NEE CORP STOCK ELN EXCHBLE INTO EBARA CORP STOCK JPY / USD FX TARNS NOTE ELN EXCHBLE INTO MITSUI MINING & SMELTING STOCK NIKKEI LINKED JPY NOTE NIKKEI LINKED AUD NOTES ELN EXCHBLE INTO TOHO CO LTD STOCK BASF SYNTHETIC EXCHANGEABLE JPY/USD FX TARNS SWAP SGD-DENOMINATED FX BEST OF BASKET DIGITAL NOTE 7 YR AUTO CALLABLE NOTE ON AXA SA 2 YR USD NOTE LINK TO A BASKET OF 6 GLOBAL RETAIL 5 YRS CAP PROT PORT ALPHA NOTE 2 YR AUTOREDEEMABLE ELN TO BANCO SANTANDER AND BAN WORST OF ISHIKAWAJIMA AND NOMURA HDGS INC ELN WORST OF TOYOTA AND MITSUBISHI ESTATE CO LTD 2 YR UK BASKET DAILY ACC CALL ELN HOYA CORP STOCK ELN EXCHBLE INTO EBARA CORP STOCK CLIQUET OPTIMA NOTE Class/Maturity 27-Feb-2012 26-Feb-2010 27-Feb-2009 30-Sep-2011 30-Sep-2011 30-Sep-2011 23-Feb-2014 28-Feb-2010 27-Feb-2015 4-Mar-2010 6-Apr-2017 2-Mar-2009 8-Mar-2010 9-Mar-2014 28-Feb-2032 9-Sep-2009 5-Mar-2010 2-Mar-2009 30-Sep-2011 9-Mar-2037 2-Mar-2009 6-Mar-2012 15-Mar-2010 14-May-2010 5-Mar-2010 20-Dec-2015 6-Mar-2012 2-Mar-2012 2-Mar-2022 7-Mar-2014 7-Mar-2014 8-Mar-2010 8-Mar-2012 22-Mar-2012 31-Mar-2014 6-Mar-2012 9-Mar-2010 9-Mar-2037 6-Mar-2012 7-Mar-2014 7-Mar-2014 9-Mar-2012 9-Mar-2010 16-Mar-2037 16-Sep-2009 7-Mar-2014 3-Mar-2009 1-Mar-2012 9-Mar-2009 16-Mar-2010 15-Mar-2010 9-Mar-2009 13-Mar-2012 6-Mar-2012 12-Mar-2017 Crncy EUR EUR CHF USD GBP GBP EUR EUR EUR JPY EUR USD JPY USD EUR USD USD EUR USD JPY USD JPY JPY SEK USD EUR JPY JPY USD AUD AUD JPY JPY EUR USD JPY JPY JPY JPY JPY AUD JPY EUR JPY SGD EUR USD EUR EUR JPY JPY GBP JPY JPY CHF Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0289940289 XS0290092955 XS0290093847 XS0290094738 XS0290095628 XS0290096600 XS0290100139 XS0290106508 XS0290107225 XS0290111177 XS0290111417 XS0290250454 XS0290251007 XS0290294742 XS0290363497 XS0290366243 XS0290440667 XS0290555480 XS0290556454 XS0290557692 XS0290563740 XS0290588572 XS0290596161 XS0290654978 XS0290694925 XS0290716595 XS0290717486 XS0290766269 XS0290770378 XS0290772077 XS0290836658 XS0290837383 XS0290975340 XS0290976157 XS0290977049 XS0290980340 XS0290986206 XS0290989309 XS0290989994 XS0290993590 XS0291131141 XS0291145364 XS0291152576 XS0291251808 XS0291347234 XS0291396959 XS0291463221 XS0291463734 XS0291464385 XS0291646577 XS0291655057 XS0291656022 XS0291657004 XS0291659471 XS0291660644 Short description 7YR AUTO REDEEMABLE ELN TO DEUTSCHE TELEKOM JPY/USD FX TARNS NOTE USD/JPY CALLABLE REVERSE PRDC NOTE AUD DENOMINATED FX TARNS NOTE JPY/AUD FX TARNS NOTE JPY/AUD FX TARNS SWAP ELN EXCH INTO TORAY IND INC STOCK 5 YEARS CALLABLE ELN DIGITAL COUPON TYPE ELN EXCHANGEABLE INTO NEC CORP STOCK ELN EXCHANTEABLE INTO KANSAI ELECTIRC POWER INC ELN WORST OF TOYOTA AND NIPPON STEEL CORP 5 YR AUTOREDEEMABLE ELN ON DEUTSCHE TELECOM 5YR AUTOREDEEMABLE ELN ON EUROSTOXX 50 CPN LONG SHORT CDX NOTE 2YR JAPAN BASKET DAILY ACC CALLABLE ELN NIKKEI LINKED AUD NOTE AUTOCALL MEMORY CPN NOTE LINK TO BASKET OF SHARES ISHIKAWAJIMA HARIMA HVY IND STOCK ELN EXCHANGEABLE INTO DAIWA SECURITIES GROUP 2 YR US BASKET DLY ACC CALL ELN ELN EXCHBLE INTO KANSAI ELECTRIC POWER INC STOCK EUR 100% CAP PROTECTED NOTE ON THE S AND P PAN REVERSE CONVERTIBLE NOTE 8YR AUTOREDEEMABLE ELN ON WORLD INDEX BASKET 2 YR EU BASKET DAILY ACC CALL ELN AUD CALLABLE & KNOCK OUT POWER REVERSE DUAL CUR NO AUD CALLABLE & KNOCK OUT POWER REVERSE DUAL CUR NO ELN EXCH INTO EBARA CORP STOCK ELN EXCHBLE INTO AEON CREDIT SERVICE CO LTD STOCK NIKKEI LINKED AUD NOTE BULL BEAR NOTE 3 YEAR CAPITAL PROTECTED NOTE NIKKEI LINKED AUD NOTE ELN EXCHBLE INTO ISHIKAWAJIMA STOCK ELN EXCHANGEABLE INTO JFE HOLDINGS INC STOCK ELN EXCH INTO SHINKO SECURITIES CO LTD STOCK TORAY INDUSTRIES STOCK ELN EXCH INTO SOFTBANK CORP STOCK PRINCIPAL PROTECTED NIKKEI LINKED 10YR NOTE NIKKEI LINKED USD NOTE ALPHA PROTECTOR SD3E VS SX5E CLN- RITEK CORP 8 YEAR AUTOCALLABLE NOTE ON HSBC 2YR JAPAN BASKET DAILY ACC CALLABLE ELN 5YR AUTOREDEEMABLE ELN TO BANCO SANTANDER CLIQUET NOTE ON DJ EUROSTOXX 50 INDEX ELN EXCH INTO CHUBU ELECTRIC POWER CO INC ELN EXCHANGEABLE INTO ISHIKAWAJIMA HARIMA HVY IND ELN WORST OF MITSUBISHI RAYON, MATERIAL AND ESTATE TWIN WIN NOTES ON S&P 500 INDEX IN EUR ELN EXCHANAGEABLE INTO NAKAYAMA STEEL WORKS LTD ELN EXCHANGEABLE INTO FURUKAWA ELECTRIC CO LTD ELN WORST OF SUMITOMO METAL MINING CO LTD ELN EXCHBLE INTO DAIWA SECURITIES GROUP INC STOCK ELN EXCH INTO ELPIDA MEMORY INC STOCK Class/Maturity 12-Mar-2014 16-Mar-2017 16-Mar-2037 16-Mar-2017 16-Mar-2017 16-Mar-2017 13-Mar-2012 19-Mar-2012 14-Mar-2012 22-Mar-2012 15-Mar-2010 13-Mar-2012 13-Mar-2012 27-Mar-2014 13-Mar-2009 20-Mar-2014 14-Mar-2010 15-Mar-2010 22-Sep-2008 16-Mar-2009 21-Mar-2012 2-Apr-2010 15-Sep-2008 16-Mar-2015 16-Mar-2009 27-Mar-2037 13-Mar-2037 16-Mar-2012 24-Sep-2008 20-Mar-2014 16-Sep-2010 21-Mar-2010 20-Mar-2014 24-Sep-2008 19-Mar-2012 16-Mar-2012 21-Mar-2012 15-Mar-2010 20-Mar-2017 20-Mar-2014 16-Mar-2012 19-Mar-2010 19-Mar-2015 23-Mar-2009 20-Mar-2012 19-Mar-2009 16-Sep-2008 23-Mar-2010 23-Mar-2010 19-Mar-2013 3-Apr-2012 25-Mar-2010 24-Sep-2008 22-Mar-2012 15-Mar-2010 Crncy USD JPY JPY AUD JPY JPY JPY JPY JPY JPY JPY EUR EUR EUR JPY AUD USD JPY JPY USD JPY EUR EUR EUR USD JPY JPY JPY JPY AUD EUR CHF AUD JPY JPY JPY AUD JPY JPY USD EUR USD EUR JPY EUR EUR JPY JPY JPY EUR JPY JPY JPY JPY JPY Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0291662343 XS0291869955 XS0291873122 XS0291905858 XS0291974664 XS0292153672 XS0292198420 XS0292217311 XS0292220455 XS0292221008 XS0292221776 XS0292248977 XS0292305280 XS0292336673 XS0292337309 XS0292459327 XS0292467189 XS0292471454 XS0292502514 XS0292505459 XS0292528311 XS0292529129 XS0292540019 XS0292542494 XS0292822771 XS0292985644 XS0293062146 XS0293138813 XS0293140553 XS0293166517 XS0293179338 XS0293180344 XS0293363858 XS0293572425 XS0293628748 XS0293664461 XS0293677281 XS0293784525 XS0293784871 XS0293875083 XS0293892419 XS0293964002 XS0293965660 XS0294024004 XS0294059059 XS0294059307 XS0294106314 XS0294106405 XS0294123830 XS0294244032 XS0294325203 XS0294484422 XS0294497085 XS0294545156 XS0294545669 Short description ELN EXCHBLE INTO NEC CORP STOCK JPY/USD FX TR=ARNS NOTE JPY/USD FX TARNS NOTE ELN EXCHANGEABLE INTO NGK SPARK PLUG GSCI AGRICULTURE TOTAL RETURN TRACKER NOTE 100% CAP PROT NOTE LINK TO BASKET OF STOCKS 2YR EU BASKET DAILY ACCRUAL CALLABLE ELN ELN WORST OF TAKASHIMAYA CO LTD AND KDDI ELN EXCHANGEABLE INTO KAWASAKI HEAVY INDUSTRIES CALL NOTE ON NIKKEI 225 NIKKEI LINK JPY NOTE 5 YR BASKET NOTE LINKED TO BASKET OF INDIAN SHARES AUD CALLABLE & KNOCK OUT POWER REVERSE DUAL CN LB 4YRS USD INCOME DRIVER NOTES 2 YR GLOBAL BANK BASKET DAILY ACC CALLABLE ELN LBCS ELN EXCH INTO MITSUI MINING & SMELTING CO ELN EXCHANGEABLE INTO SUMITOMO MITSUI FINANCIAL REPUBLIC OF PHILIPPINES CAPITAL PROTECTED NOTE 6 YR NON CAPITAL PROTECTED LEHMAN BROS AREVO NOTE 3Y CHF CAPITAL PROT NOTE LINK TO THE LEHMAN AREVO JPY/USD FX TARNS NOTE AREVO STRATEGY NOTE ASIAN FX BASKET QUANTO NOTE ELN EXCHANGEABLE INTO DAIWA SECURITIES GROUP INC 5 YR AUTOREDEEMABLE ELN ON REPSOL SANTANDER EUR DENOMINATED FX BEST OF BASKET DIGITAL NOTE AUD/JPY CALLABLE PRDC NOTE 3Y PARTIALLY CAPITAL PROTECTED NOTE LINKED 15NC3M LIBOR INVERSE FLOATER NOTE 15NC3M CALLABLE INVERSE FLOATER SWAP JPY USD KNOCK OUT DIGITAL NOTE LEVERAGED NOTES LINKED TO BASKET OF HEDGE FUNDS 7 YR AUTOREDEEMABLE ELN TO BBVA AND SAN CLN LINK TO JSC KAZKOMMERTSBANK CPN ON EUROSTOXX 50 INDEX COMMERZBANK INTERCOMPANY WITH LBF WARRANT TRADE COMMERZBANK INTERCOMPANY WITH LBF WARRANT TRADE JPY / AUD FX TARNS SWAP SELFFUND FUND DERIVATIVE LEHMAN BASKET- LINKED NOTES ELN EXCHANGEABLE INTO NITTO CORP STOCK CAP PLUS NOTE TOKYO ELECTIR POWER CO INC STOCK ELN EXCHBLE INTO UNIDEN CORP STOCK 10Y IVTS NOTES 10Y COMPASS NOTES CAPITAL PROTECTED NOTE 2 YR GLOBAL OIL BASKET BOOSTER ELN 10YNC 3M CALLABLE DUAL RANGE NOTE 100% CAPITAL PROTECTED NOTE EQUITY LINKED NOTE 2 YR UK BASKET DLY ACC CALL ELN LB 2.5 USD MARKET LEADER MONTHLY AUTOCALL Class/Maturity 21-Mar-2012 27-Mar-2037 23-Mar-2037 24-Sep-2008 23-Mar-2009 12-Apr-2012 23-Mar-2009 6-Apr-2010 24-Sep-2008 25-Mar-2027 5-Apr-2014 8-May-2012 30-Mar-2037 16-Mar-2011 26-Mar-2009 26-Mar-2010 19-Mar-2012 9-Apr-2010 20-Mar-2017 27-Mar-2011 30-Mar-2013 30-Mar-2010 27-Mar-2037 30-Mar-2013 11-Jun-2010 11-Apr-2012 5-Apr-2012 30-Sep-2009 5-Apr-2037 30-Mar-2010 24-Apr-2022 15-May-2022 17-Apr-2037 23-Mar-2012 2-Apr-2014 30-Mar-2009 21-Jun-2011 5-Jan-2009 9-Jan-2009 13-Apr-2037 29-Mar-2019 5-Apr-2010 19-Apr-2010 9-Apr-2010 12-Apr-2010 10-Apr-2012 30-Mar-2017 30-Mar-2017 16-Apr-2010 14-Apr-2009 13-Apr-2017 11-May-2012 10-Apr-2011 14-Apr-2009 5-Oct-2009 Crncy JPY JPY JPY JPY USD USD EUR JPY JPY JPY JPY USD JPY USD USD USD JPY JPY USD EUR EUR CHF JPY CHF SEK JPY EUR EUR JPY EUR USD USD JPY EUR EUR USD EUR EUR EUR JPY EUR USD JPY CHF JPY JPY EUR EUR SEK AUD USD USD EUR GBP USD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0294561351 XS0294645535 XS0294646426 XS0294649529 XS0294695043 XS0294778336 XS0294815047 XS0294837447 XS0294839146 XS0294839575 XS0294898662 XS0294922801 XS0295002231 XS0295003981 XS0295005333 XS0295087042 XS0295087125 XS0295094923 XS0295182546 XS0295198625 XS0295258627 XS0295276017 XS0295277684 XS0295278146 XS0295438369 XS0295664535 XS0295698947 XS0295736622 XS0295760093 XS0295859622 XS0295860125 XS0295860554 XS0295861107 XS0295861289 XS0296067142 XS0296156085 XS0296280927 XS0296281735 XS0296282386 XS0296489304 XS0296545576 XS0296548596 XS0296589194 XS0296735193 XS0296787236 XS0296789281 XS0296792582 XS0296830267 XS0296894669 XS0297021361 XS0297022419 XS0297023813 XS0297060856 XS0297097429 XS0297116070 Short description ISHIKAWAJIMA HARIMA HVY IND STOCK ELN WORST OF NIPPON STEEL AND MITSUBISHI LOGISTIC ELN WORST OF MITSUI FUDOSAN AND SUMITOMO ELN EXCHBLE INTO KAWASAKI HEAVY INDUSTRIES STOCK 6 YR CAPITAL PROTECTED CPPI NOTE LINKED 5 YR AUTOREDEEMABLE ELN ELN EXCHANGEBALE INTO ISHIKAWAJIMA 3YS FLOATING USD NOTE MUTUAL FUND LINKED NOTE 5YR VANILLA USD NOTE ELN EXCHANGEABLE INTO TOYOTA MOTOR CORP 2 YR EURO INFLATION RANGE WORST OF 5 STOCKS DIGITAL COUPON TYPE ELN EXCHBLE INTO RESONA HOLDINGS NIKKEI LINKED AUD NOTE CALLABLE VENNIE BOLIVAR LINKED NOTE SIX YEAR FOREIGN EXCHANGE LINED NOTES USD KNOCK OUT POWER REVERSE DUAL CURRENCY NOTE CLN - REPUBLIC OF PHILIPPINE WORST OF PERFORMER NOTES LINKED TO EWZ,XIN01 AUTOCALL REV CONV NOTES ELN WORST OF KAWASAKI HEAVY INDUSTRIES STOCK 2 YR HK BASKET DLY ACC CALLABLE ELN 2 YR HK BASKET DLY ACC CALLABLE ELN OIL RANGE ACCRUAL NOTES CAP PROTECTED LONG SHORT CDX CREDIT NOTE 100 % CAPITAL PROTECTED NOTE ELN 8 YR BASKET TRIGER REDEEM NOTES ON 3 GLB INDIC LOOKBACK NOTE WORST OF KANSAI ELECTRIC AND MITSUI AND CO WORST OF KANSAI ELECTRIC AND NIPPON STEEL WORST OF TOYOTA AND CANON N225 INDEX LINKED 5 YR NOTE KAWASAKI HEAVY INDUSTRIES STOCK GREEN POWER NOTES 5 YR CAPITAL PROTECTED NOTE LINKED TO LEHMAN CAPITAL PROTECTED NOTE DOW JONES EURO STOXX 50 DUTCH POWER NOTES CAPITAL PROTECTED NOTE ZERO 2 YR UK BASKET DAILY ACCRUAL CALLABLE ELN ELN EXCHANGEABLE INTO CHUBU ELECTRIC POWER 10 YR CAP PROTECTED CPPI NOTE LINKED TO FOREST LEHMAN ZERO ISSUER SWAP 5 YEAR CALLABLE NOTE EQUITY LINKED NOTE CRUDE LINKED WEDDING CAKE NOTES 2 YR US BASKET DLY ACC CALLABLE ELN ABSOLUTE PERFORMER NOTE ELN EXCHANGEABLE INTO NIPPON STEEL NIKKEI LINKED AUD NOTE NIKKEI LINKED AUD NOTE AUTOCALLABLE MEMORY COUPON NOTES LINKED TO BASKET 20 YNC 10 LEHMAN FIXED RATE NOTE 15Y FIXED RATE NOTE Class/Maturity 11-Apr-2012 17-Oct-2008 17-Oct-2008 20-Apr-2010 28-Apr-2014 3-May-2012 17-Apr-2012 6-Apr-2010 2-Apr-2012 2-Apr-2012 19-Apr-2010 12-Apr-2012 12-Apr-2012 19-Apr-2010 17-Apr-2014 26-Apr-2017 26-Apr-2013 13-Apr-2027 20-Jun-2010 12-Apr-2010 17-Apr-2009 20-Apr-2010 16-Apr-2009 16-Apr-2009 14-Oct-2008 27-Mar-2014 29-Apr-2011 1-Jul-2015 10-Jun-2013 27-Apr-2010 27-Apr-2010 26-Apr-2010 20-Apr-2012 27-Apr-2010 10-Jun-2010 4-May-2012 17-Apr-2012 7-May-2013 24-Apr-2017 29-Jun-2012 27-Apr-2009 26-Apr-2010 31-Oct-2017 8-Jun-2010 24-Apr-2012 14-Jun-2012 27-Apr-2009 27-Apr-2009 6-Jul-2011 27-Apr-2010 9-May-2014 9-May-2014 27-Apr-2012 30-Apr-2027 2-May-2022 Crncy JPY JPY JPY JPY USD EUR JPY USD USD USD JPY EUR JPY JPY AUD USD USD JPY USD USD CHF JPY USD HKD EUR EUR EUR EUR EUR JPY JPY JPY JPY JPY EUR EUR EUR EUR EUR EUR GBP JPY EUR EUR JPY EUR USD USD EUR JPY AUD AUD USD EUR EUR Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0297123019 XS0297123522 XS0297127861 XS0297155136 XS0297155565 XS0297183187 XS0297186958 XS0297221458 XS0297246950 XS0297365024 XS0297392770 XS0297454471 XS0297459868 XS0297488883 XS0297490277 XS0297501065 XS0297515446 XS0297522228 XS0297730847 XS0297741539 XS0297906801 XS0297907791 XS0297908849 XS0297915117 XS0297918301 XS0298200238 XS0298201988 XS0298202952 XS0298317347 XS0298318667 XS0298320218 XS0298326256 XS0298437244 XS0298442160 XS0298612697 XS0298614552 XS0298692434 XS0298860916 XS0298886556 XS0298899450 XS0298900647 XS0298931956 XS0298933143 XS0299083468 XS0299085323 XS0299086644 XS0299103084 XS0299172725 XS0299211721 XS0299354919 XS0299369511 XS0299371509 XS0299386101 XS0299411222 XS0299555739 Short description CHUBU ELECTRIC POWER CO INC STOCK EQL CHUBU ELECTRIC POWER CO INC STOCK 2 YR HK SHARE BASKET BOOSTER ELN 7 YR. AUTOREDEEMABLE EQL NOTE AUTOREDEEMABLE ON BBVA AND SANTANDER 7 YR AUTOREDEEMABLE ELN LEHMAN BROTHERS 10Y USD BMA NOTES 100% CAPITAL GUARANTEED NOTE LINKED TO LEHMAN BRO. AUTOCALLABLE MEMORY CPN NOTES LINKED TO A BKT OF I 100% CAPITAL GUARANTEED NOTE LINKED TO LEHMAN BROS 10Y CMS NOTE 100% CAPITAL PROTECTED 2.5 YR GLOBAL BASKET DLY ACC CALLABLE ELN JPY/AUD & JPY/USD CHOOSER FX TRANS NOTE 1.5 YR DAILY ACCRUAL ALL SEASON AUTO CALL COUPON 2 YR EU BASKET DAILY ACC CALL ELN NIKKEI LINKED AUD NOTE 2 YR US BASKET DAILY ACC CALLABLE ELN MACRO QUANTATIVE CURRENCY STRATEGIES NOTES LINKED CHF FX BASKET LINKED NOTE 10YR CAPITAL PROTECTED USD DENOMINATED NOTES 2 YR. UK BASKET DAILY ACC. CALLABLE EQL NOTE 2 YR. EU BASKET DAILY ACCR. EQL NOTE QUO. IN EUR 2YR HK SHARE BASKET BOOSTER ELN 2 YR. HK SHARE BASKET BOOSTER EQL QUOTED IN AUD 2 YR. EUROPEAN BANK BASKET DAILY ACC. CALLABLE EQL LEHMAN BROTHERS 4 YRS USD INCOME DRIVER NOTES WORST OF 5 STOCKS DIGITAL CPN NOTE NIKKEI LTD USD NOTE 2 YR UK BASKET DAILY ACCR. CALLABLE EQL NOTE 2 YR EU BASKET DAILY ACC CALL ELN WORST OF 5 STOCKS DIGITAL CPN NOTE ELN EXCHANGEABLE INTO HONDA MOTOR CO STOCK 2 YR UK BASKET DAILY ACCRUAL CALLABLE EQL NOTE 2 YR US BASKET DLY ACC CALLABLE ELN 2 YR HK SHARE BASKET BOOSTER ELN DIVDAX VS DAX 98% CPNOTE FIXED RATE NOTE CAP PLUS NOTE 2 YR US BASKET DLY ACC CALLABLE ELN 3 YR CAPITAL PROTECTED NOTE ON GAA IN EUR RAINBOW NOTE CAP PROTECTED NOTE LINKED BASK MF 2 YR UK BASKET DAILY ACCRUAL CALLABLE EQL NOTE ELN EXCHANGEABLE INTO WEST JAPAN RAILWAY STOCK CAPITAL PROTECTED NOTE 100% CAPITAL PROTECTED CAPITAL PROTECTED NOTE 12NC3M LIBOR INVERSE FLOATER NOTE AUTOREDEEMABLE ELN ON NIKKEI 225 INDEX 2 YR GLOBAL BASKET DLY ACC CALLABLE ELN NIKKEI LINKED AUD NOTE 5 YR AUTOREDEEMABLE ELN 2 YR HK SHARE BASKET BOOSTER ELN NOTES LINKED TO MGS IS LTD CLASS K1 SHARES OF MAN CHF 95% CAPITAL PROTECTED NOTE ON THE SWISS MKT 2 YR UK BASKET DAILY ACC CALL ELN 3YR EQUITY LIKED NOTE ON S AND P BRIC 40 Class/Maturity 10-May-2010 10-May-2010 30-Apr-2009 26-Apr-2014 7-May-2014 27-Apr-2014 4-May-2017 29-Jun-2011 30-Apr-2010 29-Jun-2011 2-May-2017 9-Nov-2009 15-May-2037 5-Nov-2008 5-May-2009 9-May-2014 1-May-2009 4-May-2010 14-May-2009 25-Apr-2017 5-May-2009 5-May-2009 4-May-2009 4-May-2009 27-Apr-2009 26-Apr-2011 11-May-2010 9-May-2014 5-May-2009 5-May-2009 11-May-2010 21-Mar-2012 5-May-2009 5-May-2009 11-May-2009 7-May-2009 8-May-2017 14-Jun-2010 8-May-2009 9-May-2010 19-May-2010 8-May-2009 17-May-2012 15-Jun-2010 15-Jun-2010 9-May-2019 9-May-2010 18-May-2009 22-May-2014 9-May-2012 11-May-2009 25-Oct-2017 21-May-2010 10-May-2009 31-May-2010 Crncy JPY JPY AUD EUR EUR EUR USD SEK USD SEK EUR GBP JPY HKD EUR AUD USD EUR CHF USD GBP EUR AUD AUD GBP USD JPY USD EUR USD JPY JPY GBP USD AUD EUR HKD USD USD EUR EUR GBP JPY USD EUR USD USD USD AUD USD AUD EUR CHF EUR USD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0299624568 XS0299642628 XS0299661099 XS0299665249 XS0299667963 XS0299701499 XS0299701655 XS0299702380 XS0299852946 XS0299857234 XS0299876457 XS0299886092 XS0299929165 XS0299929595 XS0299993336 XS0300113841 XS0300152070 XS0300152666 XS0300153714 XS0300154365 XS0300155099 XS0300241923 XS0300339578 XS0300349296 XS0300349452 XS0300349882 XS0300350203 XS0300350625 XS0300351193 XS0300418281 XS0300460721 XS0300476214 XS0300477709 XS0300516969 XS0300658597 XS0300661542 XS0300662607 XS0300663167 XS0300691457 XS0300854261 XS0300878799 XS0300880183 XS0301086475 XS0301128061 XS0301129036 XS0301129549 XS0301130554 XS0301130711 XS0301316906 XS0301335286 XS0301336417 XS0301337225 XS0301338546 XS0301339510 XS0301340872 Short description TRAMPOLINE NOTE PRINCIPAL PROTECTED WEIGHTED WORLD BASKET OF DJ 2YR HK SHARE BASKET BOOSTER ELN QUANTOED IN AUD 2YR JAPAN BASKET DAILY ACCRUAL CALLABLE ELN 5 YR CALLABLE NOTE DIGITAL COUPON TYPE CAPITAL PROITECTED NOTE LEHMAN BREAKFAST BASKET BOOSTER LEHMAN BROS. 4.75 YEARS USD ONE SHOT MONTHLY NOTE LEHMAN BROTHERS 3 YR SGD SINGAPORE BASKET 3 YR HSBC HOLDINGS PLC DAILY ACCRUAL CALLABLE EQL JPY/AUD & JPY/USD CHOOSER FX TRANS NOTE NIKKEI LTD USD NOTE ZERO COUPON NOTE 100% CAPITAL PROTECTED NOTE LINKED TO A BKT OF ST SELFFUND BRAZIL NTN -F JAN 2012 PASS THROUGH NOTES CAPITAL PROTECTED ASIAN NOTE 2 YR UK BASKET DLY ACC CALL ELN 2 YR (CARR.PA+LVMH.PA) DAILY ACC CALLB ELN 2 YR HSBC HOLDINGS PLC DLY ACC CALL ELN 2 YR HSBC HDGS PLC DAILY ACC CALL ELN 2 YR GLOBAL BANK BASKET DLY ACC CALL ELN 3YR FIXED RATE NOTE 2 YR SWISS BASKET DAILY ACCRUAL CALLABLE EQL NOTE 2 YR HK SHARE BASKET BOOSTER ELN 2 YR UK BASKET DAILY ACC CALL ELN 2 YR. SING BASKET DAILY ACCRUAL CALLABLE EQL 2 YR SING BASKET DAILY ACC CALL ELN 2 YR EUROPEAN BANK BASKET DAILY ACCRUAL CALLABLE 2 YR HK SHARE BASKET BOOSTER ELN BEST OF SELECT DIVIDEND 30 5 YEAR AUTO CALLABLE NOTE ON BBVA SM 2 YR HKD NOTE LINKED TO A BASKET OF 7 GLOBAL SHARE EUR 100% CAPITAL PROTECTED NOTE ON THE S AND P 2YR TWD NOTE LINKED TO A BASKET OF 7 GLOBAL SHARES 100% CAP PROTECTED NOTES LINKED TO THE CECE TRADED 2 YR JAPAN BASKET DAILY ACCRUAL CALLABLE EQL NOTE 2 YR EU BASKET DAILY ACCRUAL CALLABLE EQL NOTE 2 YEAR EURO STOXX SELECT DIVIDEND EQL AUD 2Y PRINCIPAL PROTECTED PROPERTY MARKETS FUND DIGITAL COUPON BASKET SWAP 2 YR USD NOTE LINKED TO BASKET OF 7 GLOBAL SHARES AUTOREDEEM ELN ON NIKKEI 225 ENVIRONMENT CONVERSATION CERTIFICATE 2 YR HK BASKET DAILY ACC CALL ELN 2 YR HK BASKET DAILY ACCRUAL CALLABLE EQL NOTE 2 YR EU BASKET DAILY ACC CALL ELN 2 YR EURO DAILY ACC CALL ELN 2 YR HK BASKET DAILY ACCRUAL CALLABLE EQL NOTE REVERSE COUPON NOTE WORST OF 7 STOCKS TARN 2 YRS HKD DAILY ACC ALL SEASONS AUTO CALL CPN NOTE 2 YR HSBC HOLDINGS PLC DLY ACC CALL ELN NIKKEI LINKED AUD NOTE 3 YR HSBC HOLDINGS PLC DLY ACC CALL ELN 2 YR EU BASKET DAILY ACCRUAL CALLABLE EQL NOTE Class/Maturity 18-May-2011 11-May-2012 14-May-2009 11-May-2009 21-May-2012 27-Jul-2011 11-May-2010 7-Feb-2012 4-May-2010 17-May-2010 15-May-2037 21-May-2014 27-Jul-2014 14-Jun-2012 3-Jan-2012 14-May-2010 18-May-2009 26-May-2009 18-May-2009 18-May-2009 18-May-2009 10-May-2010 18-May-2009 18-May-2009 18-May-2009 18-May-2009 18-May-2009 18-May-2009 18-May-2009 22-May-2012 18-May-2012 11-May-2009 18-May-2010 11-May-2009 29-Jun-2012 21-May-2009 21-May-2009 18-May-2009 18-May-2009 18-May-2010 11-May-2009 22-May-2010 4-Jul-2011 26-May-2009 26-May-2009 26-May-2009 26-May-2009 27-May-2009 25-May-2017 30-May-2012 27-May-2009 26-May-2009 5-Jun-2014 25-May-2010 26-May-2009 Crncy SEK USD AUD USD JPY EUR USD USD SGD HKD JPY USD EUR USD USD EUR EUR EUR EUR USD EUR GBP EUR AUD GBP USD SGD USD AUD EUR EUR HKD EUR USD CHF JPY EUR USD AUD SEK USD USD EUR USD USD EUR EUR USD EUR USD HKD USD AUD USD EUR Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0301341417 XS0301347968 XS0301348420 XS0301365945 XS0301517552 XS0301519681 XS0301520184 XS0301522396 XS0301522719 XS0301547542 XS0301565957 XS0301567227 XS0301568118 XS0301568977 XS0301569603 XS0301665401 XS0301705041 XS0301885272 XS0301886247 XS0301889779 XS0301956396 XS0301956800 XS0301958178 XS0301979331 XS0302019731 XS0302043012 XS0302115372 XS0302117311 XS0302118632 XS0302264535 XS0302280499 XS0302282602 XS0302285290 XS0302315386 XS0302350888 XS0302351266 XS0302370308 XS0302370720 XS0302371538 XS0302371702 XS0302452619 XS0302453005 XS0302480230 XS0302504948 XS0302510911 XS0302511216 XS0302634059 XS0302668545 XS0302669196 XS0302669519 XS0302815609 XS0302819262 XS0302821086 XS0302821755 XS0302861033 Short description 2.75 YR HSBC HOLDINGS PLC DAILY ACC. CALLABLE EQL NIKKEI LINKED USD NOTE LEHMAN BROTHERS 4.75 YR USD ONE SHOT MTHLY AUTO CA 95% CAPITAL PROTECTED NOTES LINKED TO CEUEEUR INDE 6YR3M AUTOREDEEMER NOTE 5 YR AUTOREDEEMABLE EQL NOTE ON BASKET OF BK SHARE AUTOCALLABLE MEMORY CPN NOTES LINKED TO A BKT OF I CPN ON DJ EUROSTOXX 50 CAPITAL PROTECTED NOTE 7 YR AUTOREDEEMABLE EQL ON A BAKET OF TELECOM SH. ELN EXCHANGEABLE INTO SANKEN ELECTIRIC CO LTD STOC 2 YR HSBC HOLDINGS PLC DLY ACC CALL ELN 3 YR HSBC HOLDINGS PLC DLY ACC CALL ELN 2 YR HK BASKET DLY ACC CALL ELN N225 INDEX 7 STOCKS LINKED TARN 5 YRS AUTOREDEEMABLE ELN ON A BASKET OF STOCKS 10 YR CAPITAL PROTECTED EURO DENOMINATED NOTES NIKKEI LINKED AUD NOTE 1.5 YR ALL SEASON AUTO CALLABLE EQL ON ASIAN BASKE PYXIS FRN NOTE 2 YR HSBC HOLDINGS PLC DLY ACC CALL ELN EQL NOTE EXCHANGEABLE INTO HOYA CORP STOCK 2 YR EUROPE BASKET DAILY ACCRUAL CAALABLE EQL NOTE USD FX BEST OF BASKET NOTE CAPITAL PROTECTED BEST OF PROFILE NOTE 2 YR EU BASKET DAILY ACCRUAL CALLABLE EQL NOTE 2 YR US BASKET DAILY ACCRUAL CALLABLE EQL NOTE 2YR US BASKET DAILY CALLABLE EQUITY LINKED NOTE PRINCIPAL PROTECTED TSEREIT INDEX LINKED 10 Y NOTE JPY/AUD FX TRANS NOTE 2 YR HSBC HOLDING PLC DAILY ACCRUAL EQL IN USD 3 YR HSBC HOLDING PLC DAILY ACCRUAL CALLABLE EQL 2 YR HSBC HOLDINGS PLC DAILY ACCRUAL CALLABLE BOND ZERO CAPPLUS NOTE CAPPLUS NOTE 100% CAPITAL PROTECTED NOTES LINKED 2 YR GLOBAL BANK BASKET DAILY ACCRUAL CALLABLE EQL 2 YR US BASKET DAILY ACCRUAL CALLABLE EQL NOTE 2 YR EU BASKET(HSBA.L+SOGN.PA) DAILY ACCRUAL ELN EQL NOTES EXCHANGEABLE INTO ISHIKAWAJIMA HARIMA HV 2.75 RYS HSBC HDGS PLC DAILY ACC CALL ELN 2.75 YR HSBC HDGS PLC DAILY ACC CALL ELN JPY/AUD FX TARNS NOTES 2 YEAR EU BASKET DAILY ACCRUAL CALLABLE EQL NOTE 2.25 YR GLOBAL BANK BASKET DAILY ACC CALL ELN ITOCHU CORP STOCK REDDITO INFLAZIONE 5 YEAR INFLATION RANGE NOTE 2 YR EU BASKET (LVMH+AXA.PA) DAILY ACCRUAL ELN 2 YR EUROPEAN BASKET (AXAF.PA+LLOY.L+STAN.L) 2 YR EU BASKET DAILY ACCRUAL CALLABLE EQL NOTE ITOCHU CORP STOCK LEHMAN BROS 4.75 YEARS USD DAILY ACCRUAL MEMORY 3.5 YR HSBC HOLDINGS PLC DAILY ACCRUAL CALLABLE EQ 2 YR HK SHARE BASKET BOOSTER ELN IN AUD MEMORY CAPPUCCINO NOTE Class/Maturity 25-Feb-2010 5-Jun-2014 17-Feb-2012 24-May-2010 25-Aug-2013 24-May-2012 25-May-2010 17-Jun-2011 6-Dec-2010 29-May-2014 7-Jun-2010 26-May-2009 25-May-2010 26-May-2009 17-Jul-2014 25-May-2012 25-May-2017 5-Jun-2014 1-Dec-2008 25-Nov-2009 28-May-2009 5-Jun-2012 29-May-2009 1-Dec-2008 14-Jun-2010 29-May-2009 29-May-2009 29-May-2009 30-May-2017 12-Jun-2037 29-May-2009 1-Jun-2010 29-May-2009 29-Jun-2013 8-Jun-2010 8-Jun-2010 1-Jun-2009 1-Jun-2009 1-Jun-2009 7-Jun-2010 1-Mar-2010 1-Mar-2010 12-Jun-2037 1-Jun-2009 7-Sep-2009 7-Jun-2010 20-Jul-2012 8-Jun-2009 1-Jun-2009 1-Jun-2009 4-Jun-2010 27-Feb-2012 1-Dec-2010 4-Jun-2009 1-Jun-2010 Crncy USD USD USD EUR EUR USD USD EUR EUR EUR JPY USD HKD USD USD USD EUR AUD USD HKD AUD JPY USD USD GBP EUR USD USD JPY JPY USD USD USD EUR EUR CHF USD USD USD JPY USD USD JPY EUR GBP JPY EUR EUR EUR EUR JPY USD USD AUD EUR Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0302904296 XS0302906077 XS0303172117 XS0303174832 XS0303176456 XS0303178825 XS0303315161 XS0303465214 XS0303475957 XS0303476849 XS0303531700 XS0303537574 XS0303538200 XS0303539273 XS0303557259 XS0303572217 XS0303671548 XS0303746571 XS0303756299 XS0303759632 XS0303764129 XS0303800022 XS0303838006 XS0303862998 XS0303864184 XS0303865074 XS0303866049 XS0303866981 XS0303962780 XS0304080558 XS0304080715 XS0304145351 XS0304156986 XS0304195026 XS0304219818 XS0304276297 XS0304471070 XS0304471666 XS0304472474 XS0304473019 XS0304490963 XS0304565723 XS0304593857 XS0304635286 XS0304832784 XS0304836264 XS0304838559 XS0304909327 XS0304909830 XS0304910416 XS0304910929 XS0304911570 XS0304977910 XS0305000837 XS0305084591 Short description NIKKEI LINKED AUD NOTE 2YR HSBC HOLDINGS PLC DAILY ACCRUAL CALLABLE ELN 2 YR GLOBAL BASKET DAILY ACC CALLB ELN EQUITY LINKED NOTE EXCHANGEABLE INOT MITSUI MINING TOHO ZINC CO LTD STOCK 2 YR HK SHARE BASKET ELN QUANTOED IN AUD 3 YR HSBC HDGS PLC DAILY ACC CALL ELN 10 YR AUTO CALLABLE NOTE ON FORTIS LEHMAN BROTHERS TREASURY CO.BV EXCHANGEABLE NOTES LEHMAN BORTHERS TREASURY CO BV EXCHANGEABLE NOTES JPY AUD FX TARNS SWAP 3 YR AUTOREDEEMABLE ELN 3 YR AUTOREDEEMABLE ELN ON SANTANDER AND RWE OIL WEDDING CAKE NOTES EQL EXCHANGEABLE INTO ISHIKAWAJIMA HARIMA HEAVY IN OCRPORATE CREDIT LINKED NOTES 3 YR CAPITAL GUARANTEED NOTE LINKED TO LEHMAN BROS CPU + FTSE XINHUA CHINA 25 EQUITY LINKED NOTE EXCHANGEABLE INOT ISHIKAWAJIMA 2 YEAR EU BASKET DAILY ACCRUAL CALLABLE EQL IN USD 2.75 YRS HSBC HDGS PLC DAILY ACC CALL ELN 3 YR AUTOREDEEMABLE NOTE ON ING, FORTIS & LLOYDS 7 YEAR AUTO-CALLABLE NOTE ON DEUTSCHE TELECOM EQUITY LINKED NOTE EXCHANGEABLE INTO TORAY. 2 YR HK SHARE BASKET BOOSTER ELN 2 YR SING BASKET CALLABLE ELN QUANTOED IN USD LEHMAN BROS 4.75 YEARS USD ONE SHOT MONTHLY AUTO EQUITY LINKED NOTE EXCHANGEABLE INTO ISHIKAWAJIMA EQL NOTE EXCHANGEABLE INTO NIPPON STEEL CORP STOCK EUR CAPITAL PORTECTED NOTE USD CAPITAL PROTECTED NOTE LINKED TO S&P INDEX LEHMAN EUR ZERO COUPON 10Y IVTS NOTES 2 YR USD CAPITAL PROTECTED NOTE LINKED TO AREVO BR ZERO COUPON CLN WITH EQUITY UPSIDE ZERO EQL NOTE EXCHANGEABLE INTO EISIA CO LTD 2 YR SING BASKET DAILY ACC CALL ELN EQL EXCHANGEABLE INTO ISHIKAWAJIMA HARIMA HVY IND. 2 YEAR BASKET DAILY ACC CALLABLE ELN 2YR HK SHARE BASKET BOOSTER EQUITY LINKED NOTE LEHMAN BROTHERS 10Y USD BMA NOTES 2YR HSBC HOLDINGS PLC DAILY ACRUAL CALLABLE ELN DAX RANGE NOTE CAPITAL PROTECTED NOTE EQL NOTE EXCHANGEABLE INTO NEC CORP STOCK EQUITY LINKED NOTE EXCHANGEABLE INTO SHIN-ETSU ISHIKAWAJIMA HARIMA HVY IND STOCK EQUITY LINKED NOTE EXCHANGEABLE INTO SONY STOCK EQUITY LINKED NOTE EXCHANGEABLE INTO KOMATSU EQUITY LINKED NOTE EXCHANGEABLE INTO ASTELLAS PHAR EQL EXCHANGEABLE INTO DENSO STOCK EQL NOTE EXCHANGEABLE INTO MITSUBISHI HEAVY IND. USD FX BEST OF BASKET NOTE BRIC DRIVEN COMMODITY BASKET NOTE 2YR HSBC HOLDING PLC DAILY ACCRUAL CALLABLE EQL Class/Maturity 6-Jun-2014 4-Jun-2009 5-Jun-2009 13-Jun-2012 12-Dec-2008 5-Jun-2009 7-Jun-2010 18-Jun-2017 8-Jun-2010 8-Jun-2010 19-Jun-2037 29-Jun-2010 29-Jun-2010 16-Jul-2009 13-Jun-2012 21-Jun-2010 15-Jun-2010 21-Jun-2010 13-Jun-2012 8-Jun-2009 8-Mar-2010 4-Jun-2010 13-Jun-2014 15-Jun-2012 12-Jun-2009 11-Jun-2009 5-Mar-2012 15-Jun-2010 13-Jun-2012 9-Jul-2010 9-Jul-2010 18-Jun-2017 26-Jun-2009 23-Jun-2014 29-Jun-2013 11-Jun-2010 12-Jun-2009 21-Jun-2010 15-Jun-2009 15-Jun-2009 15-Jun-2017 15-Jun-2009 3-Nov-2008 13-Jan-2009 14-Jun-2012 19-Jun-2012 19-Jun-2012 19-Jun-2012 19-Jun-2012 19-Jun-2012 19-Jun-2012 19-Jun-2012 8-Dec-2008 15-Jun-2012 18-Jun-2009 Crncy AUD USD USD JPY JPY AUD USD EUR EUR EUR JPY USD EUR USD JPY JPY EUR EUR JPY USD USD USD EUR JPY AUD USD USD JPY JPY EUR USD EUR USD USD EUR JPY USD JPY GBP AUD USD USD EUR CZK JPY JPY JPY JPY JPY JPY JPY JPY USD EUR USD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0305085218 XS0305098971 XS0305099359 XS0305099789 XS0305100389 XS0305100892 XS0305103565 XS0305127150 XS0305154717 XS0305155011 XS0305155441 XS0305158031 XS0305163460 XS0305255407 XS0305338799 XS0305339417 XS0305340779 XS0305438151 XS0305438821 XS0305440991 XS0305443409 XS0305574500 XS0305574849 XS0305627043 XS0305631151 XS0305645375 XS0305646696 XS0305886227 XS0305889593 XS0305948860 XS0305949595 XS0306029512 XS0306090423 XS0306096628 XS0306144022 XS0306148288 XS0306151662 XS0306153015 XS0306179168 XS0306226696 XS0306232744 XS0306249045 XS0306251967 XS0306311373 XS0306341958 XS0306345355 XS0306637306 XS0306693127 XS0306694448 XS0306772426 XS0306849158 XS0306849745 XS0306901330 XS0306921957 XS0306927723 Short description 3YR HSBC HOLDINGS PLC DAILY ACCRUAL CALLABLE EQL 2 YR HSBC HOLDING PLC DAILY ACCRUAL CALLABLE EQL 2 YEAR UK BASKET DAILY ACCRUAL CALLABLE EQL NOTE 2YEAR EU BASKET DAILY ACCRUAL CALLABLE EQL NOTE 2 YEAR EURO BASKET DAILY ACCRUAL CALLABLE EQL 2 YR EURO BASKET DAILY ACCRUAL CALLABLE EQL JPY/USD FX TRANS NOTE JPY/AUD & JPY/USD CHOOSER FX TARNS NOTE EQL NOTE EXCHANGEABLE INTO ISHIKAWAJIMA HARIMA EQL NOTE EXCHANGEABLE INTO ISHIKAWAJIMA HARIMA HVY EQL EXCHANGEABLE INTO MITSUI MINING & SMELTING CO AUD 2Y PRINCIPAL PROTECTED PROPERTY MARKETS FUND ISHIKAWAJIMA HARIMA HVY IND STOCK USD 10Y CMS 100% PRINCIPAL PROTECTED N225 INDEX LINKED 10Y NOTE ELN EXCHANGEABLE INTO KAWASAKI HEAVY INDUSTRIES EQL EXCHANGEABLE INTO ISUZU MOTORS LTD 2 YR EURO BASKET DAILY ACCRUAL CALLABLE EL IN EUR 2YR EU BASKET DAILY ACCRUAL CALLABLE ELN ELN EXCHANGEABLE INTO ISHIKAWAJIMA HARIMA HVY IND 2.75 YR HSBC HOLDONGS PLC DAILY ACCRUAL CALLABLE CAPITAL PROTECTED NOTE CAPITAL PROTECTED NOTE 2 YR HSBC HOLDINGS PLC 3 YR HSBC HOLDINGS PLC DAILY ACCRUAL CALLABLE EQL 7 YR LEVITATOR AUTOCALLABLE ON EURIBOR 2 YR HSBC HOLDINGS PLC DAILY ACCRUAL CALLABLE EQL EQL NOTE EXCHANGEABLE INTO AJINOMOTO CO INC STOCK DUTCH POWER NOTES X 2 YR US BASKET DAILY ACC CALL ELN NEC CORP STOCK ELN 8YR AUTOREDEEMABLE ELN TO BBVA AND FRANCE TELECOM OIL WEDDING CAKE ISHIKAWAJIMA HARIMA HVY IND STOCK LB 4.75 YRS USD ONE SHOT, MONTHLY AUTO CALL NIKKEI LINKED AUD NOTE 2 YR HSBC HOLDINGS PLC DAILY ACCRUAL CALLABLE EQL 3YRS BONUS CERTIFICATE ON NESTLE IN CHF 3 YR CAPITAL PROTECTED NOTE LINKED ELN EXCHANGEABLE INTO MITSUI AND CO LTD STOCK CLN-ELECTROSTEEL CASTINGS LIMITED LEHMAN EUR ZERO COUPON 10Y IVTS NOTES ELN EXCHANGEABLE INTO CASIO COMPUTER CO LTD 2.75YR HSBC HOLDINGS PLC DAILY ACCRUAL CALLABLE 3.5YR HSBC HOLDINGS PLC DAILY ACCRUAL CALLABLE NIKKEI LINKED USD NOTE 2 YEAR US BASKET DAILY ACCRUAL CALLABLE EQL NOTE EQL EXCHANGEABLE INTO NOMURA HOLDING INC CLN-CMC MAGNETICS CORP ELN WORST OF IDEMITSU KOSAN CO NIKKEI LINKED AUD NOTE CAPITAL PROTECTED NOTE CAPITAL PROTECTED NOTE EBARA CORP STOCK Class/Maturity 18-Jun-2010 18-Jun-2009 18-Jun-2009 18-Jun-2009 18-Jun-2009 18-Jun-2009 22-Jun-2037 3-Jul-2037 21-Jun-2010 21-Jun-2010 18-Jun-2010 15-Jun-2009 20-Jun-2012 19-Jun-2017 26-Jun-2017 19-Jun-2012 19-Jun-2012 19-Jun-2009 19-Jun-2009 22-Jun-2010 22-Mar-2010 16-Aug-2010 16-Aug-2010 22-Jun-2009 21-Jun-2010 20-Jun-2014 27-Jul-2011 22-Jun-2009 20-Jun-2012 11-Jul-2013 29-Jun-2009 21-Jun-2012 9-Jul-2015 16-Jul-2009 22-Jun-2010 22-Mar-2012 20-Jun-2014 22-Jun-2009 5-Jul-2010 30-Jun-2010 20-Jun-2012 27-Jun-2011 18-Jun-2017 19-Jun-2012 25-Mar-2010 28-Dec-2010 20-Jun-2014 22-Jun-2009 20-Jun-2012 8-Oct-2009 6-Jan-2009 9-Jul-2014 13-Aug-2010 13-Aug-2010 22-Jun-2010 Crncy USD USD GBP EUR EUR EUR JPY JPY JPY JPY JPY AUD JPY USD USD JPY JPY EUR USD JPY GBP EUR USD USD USD EUR EUR HKD JPY EUR USD JPY EUR GBP JPY USD AUD USD CHF EUR JPY USD EUR JPY USD AUD USD USD JPY USD JPY AUD USD HUF JPY Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0306937953 XS0307008481 XS0307009372 XS0307093491 XS0307153493 XS0307252980 XS0307256544 XS0307264050 XS0307323161 XS0307325455 XS0307326180 XS0307348234 XS0307362656 XS0307390608 XS0307481159 XS0307499441 XS0307616424 XS0307616937 XS0307617315 XS0307663939 XS0307734037 XS0307752955 XS0307903830 XS0307992676 XS0308085330 XS0308098663 XS0308099125 XS0308100402 XS0308102283 XS0308269819 XS0308274140 XS0308319341 XS0308389807 XS0308390052 XS0308390722 XS0308391704 XS0308460368 XS0308461176 XS0308481794 XS0308527612 XS0308588838 XS0308734242 XS0308734911 XS0308736296 XS0308834547 XS0308935575 XS0308937514 XS0308937605 XS0308939130 XS0308970994 XS0308971539 XS0308972347 XS0308973311 XS0308982650 XS0308983203 Short description LEHMAN 6 YR ZERO COUPON NOTE JPY/USD FS TARNS SWAP CORPORATE CREDIT LINKED NOTES 24 MONTH AIRBAG ELN ON SHARE BASKET 2 YR US BASKET DLY ACCC CALLABLE ELN CASIO COMPUTER CO LTD STOCK EQL EXCHANGEABLE INTO ISHIKAWAJIMA HARIMA HEAVY IN 2 YEAR EU BASKET DAILY ACCRUAL CALLABLE EQL IN USD ALTERNATIVE ENERGY HYBRID NOTE ALTERNATIVE ENEGRY HYBRID NOTE ALTERNATIVE ENERGY HYBRID NOTE ZERO 10.5 YR CMS LINKED NOTE 1.5 YR EUROPEAN POWER INDUSTRY BASKET 2.5YR GLOBAL BASKET DAILY ACCRUAL CALLABLE ELN CLN-REPUBLIC OF PHILIPPINE 2 YEAR UK BASKET DAILY ACCRUAL CALLABLE ELN QUANTO 2YR UK BASKET DAILY ACCRUAL CALLABLE ELN 3 HSBC HOLDINGS PLC DAILY ACCRUAL CALLABLE EQUITY. 10 YR SENIOR FLOATING RATE NOTES EQL NOTE EXCHANGEABLE INTO ISHIKAWAJIMA IND STOCK NIKKEI LINKED AUD NOTE JPY/AUD & JPY/USD CHOOSER FX TRANS NOTE 5 YEAR CAPITAL PROTECTED NOTE LINKED TO THE HORNET USD FX BASKET LINKED NOTE 2 YR US BASKET DLY ACC CALLABLE ELN 2 YR US BASKET DLY ACC CALLABLE ELN 2 YR GLOBAL BASKET DLY ACC CALLABLE ELN 2 YR HK SHARE BASKET BOOSTER ELN BEST REPLACEMENT CLIQUET NOTE 2YR EU BASKET DAILY ACCRUAL CALLABLE ELN AIRBAG ON DEUTSCHE BORSE OIL WEDDING CAKE NOTES 2 YR GLOBAL BASKET DLY ACC CALLABLE ELN 2 YR GLOBAL BASKET DLY ACC CALLABLE ELN ELN EXCHANGEABLE INTO DAIWA SECURITIES GROUP INC EM SOVEREIGN RANGE NOTES 10YEAR AUTO-CALLABLE NOTE ON BNP PARIBAS EQL EXCHANGEABLE INTO CASICO COMPUTER CO LTD. EQUITY LINKED NOTE EXCHANGEABLE INTO NIPPON STEEL 2 YR GLOBAL BASKET DAILY ACCRUAL CALLABLE ELN 2 YR EU BASKET DAILY ACC CALL ELN 2 YR EU BASKET DAILY ACC CALL ELN EQUITY LINKED NOTE EXCHANGEABLE INTO KANSAI ELECTR CAPITAL PROTECTED NOTE DELTA 1 CERTIFICATE ON THE DJ EUROSTOXX 50 INDEX 2 YR JAPAN BASKET DLY ACC CALLABLE ELN DELTA 1 CERTIFICATE ON THE S AND P 500 INDEX RUSFINANSCREDIT LINKED NOTES 2 YR EU BASKET DLY ACC CALLABLE ELN 2 YEAR EU BASKET DAILY ACCRUAL CALLABLE ELN 3 YEAR EU BASKET DAILYY ACCRUAL CALLABLE ELN 2 YR GLOBAL BASKET DAILY ACC CALL ELN 1.5 YR SINGAPORE BASKET DAILY ACCRUAL CALLABLE EQL EQL EXCHANGEABLE INTO CASICO COMPUTER CO LTD STOCK Class/Maturity 31-Jul-2013 10-Jul-2037 21-Sep-2010 29-Jun-2009 6-Jul-2009 22-Jun-2012 12-Jul-2010 29-Jun-2009 29-Jun-2010 29-Jun-2010 29-Jun-2010 17-Aug-2013 30-Dec-2017 29-Dec-2008 6-Jan-2010 20-Dec-2010 2-Jul-2009 29-Jun-2009 2-Jul-2010 9-Jul-2017 13-Jul-2012 9-Jul-2014 17-Jul-2037 2-Aug-2012 26-Dec-2008 6-Jul-2009 6-Jul-2009 6-Jul-2009 6-Jul-2009 20-Jul-2009 6-Jul-2009 4-Jul-2011 29-Jun-2009 6-Jul-2009 6-Jul-2009 12-Jul-2012 20-Jul-2010 5-Jul-2017 12-Jul-2012 13-Jan-2009 6-Jul-2009 9-Jul-2009 9-Jul-2009 11-Jul-2012 9-Jul-2015 12-Jul-2012 10-Jul-2009 12-Jul-2012 17-Feb-2010 10-Jul-2009 10-Jul-2009 12-Jul-2010 10-Jul-2009 9-Jan-2009 10-Jul-2012 Crncy EUR JPY JPY AUD USD JPY JPY USD SEK SEK SEK EUR EUR USD USD USD EUR USD USD EUR JPY AUD JPY EUR USD USD USD USD AUD EUR USD EUR USD USD USD JPY USD EUR JPY AUD USD EUR USD JPY EUR EUR JPY USD USD USD EUR EUR USD SGD JPY Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0308985240 XS0309101508 XS0309103546 XS0309156668 XS0309183043 XS0309183555 XS0309184793 XS0309186145 XS0309186731 XS0309227436 XS0309306651 XS0309307113 XS0309334356 XS0309335080 XS0309351103 XS0309363371 XS0309364262 XS0309365319 XS0309366986 XS0309435039 XS0309435898 XS0309436359 XS0309436862 XS0309471182 XS0309485729 XS0309790797 XS0309813839 XS0309822319 XS0309823044 XS0309835139 XS0309843232 XS0309870474 XS0309871019 XS0310069538 XS0310083950 XS0310084339 XS0310085062 XS0310085492 XS0310085575 XS0310085815 XS0310086623 XS0310125546 XS0310271019 XS0310309785 XS0310410823 XS0310412019 XS0310414908 XS0310476766 XS0310478978 XS0310486641 XS0310487292 XS0310507743 XS0310793905 XS0310847503 XS0310856678 Short description NIKKEI LINKED NOTE 3YR EQUITY LINKED NOTE ON S&P BRIC 40 CAPITAL PROTECTED NOTE ZERO COUPON NOTE ELN EXCHANGEABLE INTO TAIHEIYO CEMENT CORP STOCK EQUITY LINKED NOTE EXCHANGEABLE INTO SUMITOMO CORP KANSAI ELECTRIC POWER CO INC STOCK LEHMAN BROS 4.75 YRS USD ONE SHOT PRINCIPAL PROTEC WORST OF 7 ASIAN STOCKS TARN JPY/EUR FX TARNS NOTE OIL WEDDING CAKE NOTES OIL WEDDING CAKE NOTES 5 YEAR WORST OF AUTO REDEEMABLE EQL 100% CAPITAL GUARANTEED NOTE EQL NOTE EXCHANGEABLE INTO SUMITOMO METAL MINING C NIKKEI LINKED AUD NOTE 1.5 YEAR HK BASKET DAILY ACCRUAL CALLABLE ELN TSE REIT INDEX LINKED 10 YR NOTE EUR FX LINKED NOTE EQL NOTE EXCHANGEABLE INTO TOSHIBA CORP. STOCK EQL NOTE EXCHANGEABLE INTO DAIWA SECURITIES GROUP NIKKEI LTD LINKED JPY NOTE 2 YEAR EU BASKET DAILY ACCRUAL CALLABLE ELN ELN SUMITOMO METAL MINING CO LTD (5713)STK DYNAMIC STRATEGY ON A BASKET OF FUNDS 4.75 YRS USD ONE SHOT MONTHLY AUTO CALL 2 YEAR USD LINKED TO A BASKET OF 6 GLOBAL UTILIY EQUITY LINKED NOTE EXCHANGEABLE INTO MITSUBISHI LEHMAN BROTHERS 5 YRS USD DAILY ACCRUAL MEMORY 3YRS BONUS CERTIFICATE ON NESTLE IN CHF 5 YRS AUD DLY ACC CALLABLE ELN RESERVE CPN GEFIVOL 97% CAPITAL PROCTECTED NOTE ON THE DJ EURO STOXX 5 BONUS CERTIFICATE ON NESTLE 2 YEAR HK SHARES BASKET BOOSTER EQL NI AUD 2YR EU BASKET DAILY ACCRUAL CALLABLE ELN 4.75 YRS USD ONE SHOT MONTHLY AUTO CALL 4.75 YRS USD ONE SHOT MONTHLY AUTO CALL PRINCIPAL 2YR BASKET DAILY ACCRUAL CALLABLE ELN EU BASKET DAILY ACCRUAL CALLABLE ELN 10 YR FLOATING RATE SWAP WEDDING CAKE CLN - GATI LIMITED LBIE NIKKEI LINKED USD NOTE EQUITY LINKED NOTE EXCHANGEABLE INTO MITSUI&CO.LTD 2 YR JAPAN BASKET DAILY ACCRUAL CALLABLE ELN 2 YR SINGAPORE BASKET DLY ACC CALLABLE ELN EQL NOTE EXCHANGEABLE INTO DAIWA SECURITIES GROUP 2 YR EU BASKET DLY ACC CALLABLE ELN 2 YEAR JAPAN BASKET DAILY ACCRUAL ELN 3YR INFALTION NOTE 2 YR EU BASKET DLY ACC CALL ELN METAL BASKET NOTE - CAPITAL PROTECTED NIKKEI LINKED AUD NOTE 7 YRS CALLABLE NOTE Class/Maturity 10-Jul-2017 2-Aug-2010 11-Jul-2010 27-Jul-2012 19-Jul-2012 19-Jul-2012 19-Jul-2012 16-Apr-2012 12-Jul-2012 26-Jul-2037 14-Aug-2009 14-Aug-2009 12-Jul-2012 13-Jan-2010 12-Jul-2012 18-Jul-2014 12-Jan-2009 12-Jul-2017 13-Jul-2010 18-Jul-2012 18-Jul-2012 18-Jul-2014 13-Jul-2009 27-Jul-2012 14-Jul-2014 17-Apr-2012 13-Jul-2009 26-Jul-2010 11-Jul-2012 23-Jul-2010 11-Jul-2012 18-Jul-2022 30-Jul-2010 30-Jul-2010 13-Jul-2009 17-Jul-2009 17-Apr-2012 10-Apr-2012 17-Jul-2009 17-Jul-2009 27-Jul-2017 26-Jul-2009 6-Jan-2012 12-Jan-2009 18-Jul-2014 19-Jul-2012 21-Jul-2009 20-Jul-2009 26-Jul-2012 20-Jul-2009 21-Jul-2009 1-Aug-2010 20-Jul-2009 13-Jul-2010 25-Jul-2014 Crncy JPY USD EUR EUR JPY JPY JPY USD JPY JPY USD GBP EUR USD JPY AUD USD JPY EUR JPY JPY JPY EUR AUD EUR USD USD USD USD CHF AUD EUR EUR CHF AUD EUR USD USD EUR USD EUR EUR USD USD USD JPY JPY SGD JPY USD JPY EUR USD USD AUD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0310863021 XS0310885933 XS0310995955 XS0311101652 XS0311102544 XS0311179252 XS0311223688 XS0311225469 XS0311226608 XS0311297021 XS0311301070 XS0311446479 XS0311479488 XS0311482193 XS0311484561 XS0311486269 XS0311621733 XS0311621816 XS0311622038 XS0311664543 XS0311685209 XS0311740582 XS0311744576 XS0311745383 XS0311748130 XS0311753130 XS0311754963 XS0311755697 XS0311764509 XS0311765068 XS0311765654 XS0311769219 XS0311853195 XS0311855729 XS0311857428 XS0311860562 XS0311864986 XS0311866171 XS0311866767 XS0311947682 XS0311955511 XS0312057432 XS0312058752 XS0312086456 XS0312086530 XS0312086704 XS0312172298 XS0312173262 XS0312175473 XS0312176109 XS0312177255 XS0312194854 XS0312196123 XS0312196719 XS0312197360 Short description 5 YEARS NIKKEI LINKED NOTE/CALLABLE NOTE TERMS JPY/AUD FX TARNS NOTE 100% CPAITAL PROTECTED NOTE 4.75 YRS USD ONE SHOT MONTHLY AUTO CALL PRINCIPAL EQUITY LINKED NOTE EXCHANGEABLE INTO NIPPON STEEL 2 YR HK BASKET DAILY ACCRUAL CALLABLE ELN 5YR WORST OF AUTOREDEEMABLE ELN EQUITY LINKED NOTE EXCHANGEABLE INTO SUMITOMO CORP EQL NOTE EXCHANGEABLE INTO DAIWA SECURITIES IMMO PROTECTED ANLE CAPITAL PROTECTED NOTE FIRST TO DEFAULT CORP CREDIT BASKET 2 YEAR SEVEN & I HOLDINGS CO LTD. DAILY ACCRUAL CA 2 YEAR EU BASKET DAILY ACCRUAL CALLABLE EQL NOTE 2 YR GLOBAL BASKET DAILY ACCRUAL CALLABLE ELN 2 YR EU BASKET DLY ACC CALL ELN ELN EXCHANGEABLE INTO NITTO DENKO CORP(6988) STOCK ELN EXCHANGEABLE INTO MIZUHO FINANCIAL GRP NIKKEI LINKED 7 YRS CALLABLE NOTE JPY/USD FX TARN NOTE CLN - REPUBLIC OF PHILIPINES 2 YR BASKET VS RTY LINKED OUTPERFORMANCE ELN EXCHANGEABLE INTO ITOCHU CORP (8001)STK EQL NOTE EXCHANGEABLE INTO JFE HOLDINGS INC EQUITY LINKED NOTE EXCHANGEABLE INTO SUMITOMO CORP EQUITY LINKED NOTE EXCHANGEABLE INTO MITSUBISHI. EQUITY LINKED NOTE EXCHANGEABLE INTO ASAHI KASEI . ELN EXCHANGEABLE INTO SUMITOMO METAL MINING CO. 4YR ELN ON DJ EUROSTOXX 50 10 YR AUTO CALL NOTE ON ING PRINCIPAL PROTECTED SUNS ON AN EQUALLY WEIGHTED BONUS EXPRESS NOTES ON BRENT CRUDE OIL 2YR EU BASKET DAILY ACCRUAL CALLABLE ELN IN USD ELN EXG INTO KOMATSU LTD.(6301) STK EQL NOTE EXCHANGEABLE INTO MITSUI MINING & SMELTIN ELN EXCHGBLE INTO SUMITOMO CORP(8053)STK EQL NOTE EXCHANGEABLE INTO KANSAI ELECTRIC POWER TORAY INDUSTRIES INC STOCK TORAY INDUSTRIES INC STOCK CLN-STERLING BIOTECH LIMITED STERLING BIOTECH LIMITED JPY AUD FX TARNS SWAP CREDIT LINKED NOTES LINKED TO PLUTONOMY STOCK CAPITAL PROTECTED NOTE 100% CAPITAL PROTECTED NOTE CAPITAL PROTECTED NOTE 2 YEAR US BASKET DAILY ACCRUAL CALLABLE ELN EQUITY LINKED NOTE EXCHANGEABLE INTO MITSUI MINING ELN EXCHANGEABLE INTO HONDA MOTOR CO.LTD ELN EXCHBLE INTO IHI STOCK ELN EXCHBLE INTO JFE HOLDINGS INC STOCK 2 YR EU BKT DAILY ACC CALL ELN LEHMAN BROTHERS 4.75 YEARS AUD ONE SHOT, MONTHLY ELN EXCHANGEABLE INTO MITSUI MINING & SMELTING CO. ELN EXCHANGEABLE INTO MITSUI MINING & SMELTING CO. Class/Maturity 19-Jul-2012 13-Jul-2037 30-Aug-2012 23-Apr-2012 3-Aug-2012 23-Jul-2009 25-Jul-2012 3-Aug-2012 26-Jul-2012 27-Dec-2017 18-Jul-2012 20-Sep-2017 24-Jul-2009 24-Jul-2009 23-Jul-2009 24-Jul-2009 26-Jul-2010 27-Jul-2012 25-Jul-2014 25-Jul-2047 22-Sep-2008 27-Jul-2009 26-Jul-2010 26-Jul-2012 3-Aug-2012 19-Jul-2012 24-Jul-2012 26-Jan-2009 25-Jul-2011 26-Jul-2017 26-Jul-2010 22-Sep-2011 27-Jul-2009 26-Jul-2012 26-Jul-2012 1-Aug-2012 26-Jul-2012 7-Aug-2012 3-Aug-2012 16-Jun-2012 16-Jun-2012 7-Aug-2037 14-Mar-2009 7-Sep-2010 7-Sep-2010 7-Sep-2010 27-Jul-2009 30-Jul-2012 26-Jul-2012 3-Aug-2010 3-Aug-2010 27-Jul-2009 20-Apr-2012 30-Jul-2012 26-Jul-2012 Crncy JPY JPY CZK USD JPY USD EUR JPY JPY EUR USD EUR JPY EUR USD USD JPY JPY AUD JPY USD AUD JPY JPY JPY JPY JPY JPY EUR EUR USD EUR USD JPY JPY JPY JPY JPY JPY USD USD JPY USD HUF USD EUR USD JPY JPY JPY JPY USD AUD JPY JPY Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0312197956 XS0312198251 XS0312300477 XS0312428609 XS0312427460 XS0312432114 XS0312433948 XS0312435729 XS0312439556 XS0312461642 XS0312463184 XS0312480196 XS0312721730 XS0312723272 XS0312723603 XS0312726705 XS0312729634 XS0312924334 XS0312938045 XS0312938557 XS0312938714 XS0313100678 XS0313102377 XS0313103003 XS0313188400 XS0313198201 XS0313198979 XS0313326646 XS0313326729 XS0313326992 XS0313327370 XS0313327453 XS0313345604 XS0313432329 XS0313436072 XS0313437716 XS0313528944 XS0313532623 XS0313536962 XS0313537002 XS0313537184 XS0313662321 XS0313664459 XS0313734922 XS0313737271 XS0313782814 XS0313789074 XS0313791567 XS0313893215 XS0313893561 XS0313948050 XS0313948480 XS0313950031 XS0314034728 XS0314067140 Short description ELN EXCGBLE INTO TOKUYAMA CORP.(4043)STK EQUITY LINKED NOTE EXCHANGEABLE INOT TEIJIN LTD. 101.1% CAPITAL PROTECTED NOTES LBIE 2YR EUROPEAN BASKET DLY ACC CALL ELN LEHMAN BROS 5 YRS AUD DAILY ACC MEMORY KNOCK OUT P LEHMAN BROS 5 YRS USD DAILY ACC MEMORY KNOCK OUT P 2 YEAR US BASKET DAILY ACCRUAL CALLABLE ELN 8% COMMODITY GARANT PLUS SWAP AUTOCALL MEMORY COUPON NOTES LINKED TO S & P AUTO REDEEMER NT LINKD TO SHRS OF BANCO BILBAO USD JPY FX TARN NOTE ELN EXGBLE INTO SUMITOMO CORP.(8053)STK 2 YEAR RDSA+CVX+VLO BASKET VS SPX LINKED ELN 2 YR US BASKET DLY ACC CALLABLE ELN TORAY INDUSTRIES INC STOCK ELN EXGBL INTO DAIWA SECURITIES GRP STK 5YR WORST OF JAPANESE BASKET AUTO CALLB ELN 5YR WORST OF JAPANESE BSKT AUTO CALL ELN ELN EXGBLE INTO NIPPON STEEL CORP.(5401)STK ELN EXG INTO KANSAI ELECTRIC POWER CO(9053)STK 3 YEAR CAPITAL PROTECTED NOTE LINKED AREVO STRATEG AUTO REDEEMER WORST OF NOTE CORPORATE CREDIT LINKED NOTES CAPITAL PROTECTED NOTE CAP PROTECTD NOTE LINKED TO BSKT OF REAL EST.ASSET OUTPERFORMANCE SWAP IN RELATION TO ISSUANCE AUD CLLB & KNOCK-OUT POWER REVERSE DUAL CURRCY NT JPY/USD FX TARNS NT 6 YRS AUTOREDEEMER WORST OF NOTE CAP PROTCD NT AUTO REDEEMER WORST OF NOTE EXPRESS CERTIFICATE ON SOCIETE GENERALE NIKKEI LINKED USD NOTE ELN EXG INTO MITSUBISHI UFJ FINL GRO(8306)STK EQL NOTE EXCHANGEABLE INTO SUMITOMO METAL CO. LTD AUTO REDMR NT LINKD TO SHRS OF BANCO BILBAO VIZCA AUTO REDMR NT LNKD TO SHRS OF BNP PARIBAS LB 4.75 YRS USD ONE SHOT, MONTHLY AUTO CALL NIKKEI LINKED USD NOTE LB 4.75YRS USD ONE SHOT MONTHLY AUTO CALL PRINCIPA ELN EXCGB INTO PACIFIC METALS CO.(5541)STK JPY/AUD & JPY/USD CHOOSER FX TRANS NOTE CLN-PHILIP CLN - PLILIP 5 YEAR CAPITAL PROTECTED CPPI NOTE LINKED TO LEHMA 2YR EU BASKET DAILY ACCRUAL CALLABLE ELN 2YR EU BSKT DLY ACCRL CALL ELN QUANTOED IN USD EUR FX LINKED NOTE EUR USD AUTO CALLABLE SWAP ELN EXCHANGEABLE INTO ITOCHU STOCK NIKKEI LINKED JPY NOTE 4.75 YRS USD ONE SHOT MONTHLY AUTO CALL PRINCIPAL AUTOREDEEMER WORST OF NOTE DUTCH POWER NOTES XI Class/Maturity 2-Aug-2012 27-Jul-2012 28-Dec-2015 27-Jul-2009 30-Jul-2009 23-Jul-2012 23-Jul-2012 27-Jul-2009 6-Sep-2012 30-Jul-2009 9-Aug-2012 2-Aug-2037 3-Aug-2010 30-Jul-2009 31-Jul-2009 3-Aug-2012 3-Aug-2012 1-Aug-2012 1-Aug-2012 3-Aug-2012 7-Aug-2012 23-Jul-2010 7-Sep-2012 27-Jul-2012 30-Jul-2010 26-Jul-2010 1-Aug-2017 10-Aug-2037 14-Aug-2037 6-Aug-2013 3-Aug-2010 6-Aug-2013 9-Aug-2011 3-Aug-2017 15-Aug-2012 7-Aug-2012 7-Aug-2012 7-Aug-2012 7-May-2012 3-Aug-2017 9-May-2012 14-Aug-2012 21-Aug-2037 20-Sep-2012 20-Sep-2012 30-Jul-2012 7-Aug-2009 7-Aug-2009 7-Feb-2009 7-Aug-2012 3-Aug-2010 14-Aug-2014 9-May-2012 9-Oct-2012 3-Sep-2013 Crncy JPY JPY EUR AUD USD AUD USD USD EUR USD EUR JPY JPY AUD USD USD JPY SGD SGD JPY JPY EUR EUR USD USD EUR EUR JPY JPY USD EUR USD EUR USD JPY JPY EUR EUR USD USD USD JPY JPY USD USD USD USD USD EUR USD JPY JPY USD EUR EUR Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0314130369 XS0314157644 XS0314159855 XS0314160358 XS0314250779 XS0314254680 XS0314391672 XS0314392647 XS0314479337 XS0314578310 XS0314637348 XS0314743963 XS0314746479 XS0314747105 XS0314763052 XS0314774257 XS0314774505 XS0314855338 XS0314857466 XS0314889154 XS0314918276 XS0314999250 XS0315257484 XS0315264001 XS0315356039 XS0315419134 XS0315504323 XS0315528777 XS0315529312 XS0315548296 XS0315548700 XS0315549187 XS0315549690 XS0315559061 XS0315799709 XS0315804475 XS0315805019 XS0315845155 XS0316169050 XS0316206357 XS0316264638 XS0316372522 XS0316388445 XS0316394336 XS0316395739 XS0316405637 XS0316455061 XS0316485563 XS0316515229 XS0316527828 XS0316826733 XS0316829166 XS0316829919 XS0316834083 XS0316842698 Short description EM SOVERIGN RANGE NOTES 2 YR US BASKET DLY ACC CALL ELN ELN EXGB INTO SUMITOMO METAL MINING CO.(5713)STK ELN EXCGB INTO TOKYO ELECT POWER CO (9501)STK AUTOCALL MEMORY COUPON NOTES LINK TO BASKET SHARES CLN-DRYDEN 2 YR. US BASKET DAILY ACCRUAL CALLABLE EQL NOTE EQL EXCHANGEABLE INTO EBARA CORP STOCK LEVERAGED AIRBAG ON GS PRECIOUS METALS ER INDEX 2YEAR BASKET V/S SPX LIMITED OUTPERFORMANCE BOOSTE ELN EXCHANGEABLE INTO MITSUBISHI HEAVY INDUSTRIES AUD CALLABLE & KNOCK OUT POWER REVERSE DUAL NOTE CLN-REPUBLIC OF PHILIPPINES AUD SUPERBALL NOTE 5 YR. AUTO REDEEMABLE EQL NOTE ON BBVA 4 YEARS AUTOREDEEMABLE EQL NOTE ON AXA, ALLIANZ EURUSD AUTO-CALLABLE NOTE NIKKEI LNIKED AUD NOTE EQUITY LINKED NOTE EXCHANGEABLE INTO TOYOTA MOTOR AUTOCALLABLE WORST OF BASKET NOTE BONUS EXPRESS ON CRUDE 10YR AUTO CALLABLE NOTE ON CREDIT AGRICOLE SA COMMODITY BASKET NOTE NOTE LINKED TO THE PERFORMANCE OF THE S AND P 500 PRINCIPAL PROTECTED NIKKEI LINKED 10YR NOTE AUD CALLAB POWER REVERSE DUAL CURRENCY NT CMS CAPITAL PROTECTED NOTE AUTO REDEEMER WORST OF NOTE LINKED TO A BKT OF IND TOKYO ELECTRIC POWER CO INC STOCK 1.5 YRS JPY NOTE LINKED TO A BASKET OF 6 GLOBAL NIKKEI LINKED JPY NOTE 2YR JAPAN BSKT DLY ACCRL CALLB ELN 1.5YR TWD NT LIKD TO BSKT OF 6 GLOBAL LUXURY SHRS 1.5 YR USD CALLABLE GUARANTEED NOTE LINKED TO A BK ELN EXCGBLE INTO TOSHIBA CORP. STK(5YRS CALLAB NT) ELN EXCGB INTO KAWASAKI HEAVY INDTS.(7012)STK AUTO REDEEMER WORST OF NOTE LINKED TO BASKET OF AUD CALLABLE POWER REVERSE DUAL CURRENCY NOTE 7 YR AUTOREDEEMABLE EQL NOTE ON STOCK BASKET 10 YEAR QUARTERLY AUTOREDEEMABLE RECOVERY NOTE AIRBAG NOTE ON EUROSTOXX 50 INDEX 1.5 YR USD NOTE LINKED TO A BASKET OF 5 GLOBAL LUX TOKYO ELECTRIC POWER CO INC 9501 STOCK JFE HOLDINGS INC (5411) STOCK 1.5 YR TWD NOTE LINKED TO A BASKET OF 5 SHARES 2 YR JAPAN BASKET DAILY ACC CALL ELN 100% LEHMAN BROS CAPITAL PROTECTED CERTIFICATES ON CREDIT LINKED NOTE - REPUBLIC OF PHILIPPINES 5 YEARS CALLABLE-DIGITAL COUPON TYPE 2 YR 688+2628+3900 BASKET VS SPX LINKED OUTPERFORM EQL NOTE EXCHANGEABLE INTO EBARA CORP STOCK TOKYO ELECTRIC POWER CO INC 9501 STOCK COMMODITY BASKET PRINCIPAL PROTECTED LEHMAN BROS TREASURY EXH NOTES ON THE COMMON STK Class/Maturity 23-Aug-2010 10-Aug-2009 8-Aug-2012 7-Aug-2012 9-Aug-2012 15-Apr-2023 10-Aug-2009 10-Aug-2009 10-Feb-2009 10-Aug-2009 14-Aug-2012 17-Aug-2037 20-Sep-2012 24-Aug-2037 9-Aug-2012 13-Aug-2011 13-Aug-2012 14-Aug-2014 20-Aug-2010 4-Sep-2009 7-Nov-2011 14-Aug-2017 24-Aug-2009 15-Aug-2010 17-Aug-2017 24-Aug-2037 16-Aug-2017 14-Sep-2012 20-Aug-2013 24-Aug-2012 10-Feb-2009 21-Aug-2014 17-Aug-2009 10-Feb-2009 23-Feb-2009 16-Aug-2012 16-Aug-2012 7-Sep-2012 24-Aug-2037 21-Aug-2014 22-Aug-2017 21-Aug-2013 17-Feb-2009 4-Sep-2012 21-Aug-2012 17-Feb-2009 24-Aug-2009 17-Aug-2011 22-Aug-2010 5-Sep-2012 24-Aug-2009 24-Aug-2009 24-Aug-2012 27-Jul-2011 23-Aug-2012 Crncy USD USD JPY JPY USD EUR USD JPY USD AUD JPY JPY USD AUD EUR EUR USD AUD JPY USD EUR EUR GBP USD JPY JPY EUR CZK USD JPY JPY JPY JPY USD USD JPY JPY USD JPY EUR USD EUR USD JPY JPY USD USD CHF USD JPY AUD JPY JPY USD GBP Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0316937647 XS0316953255 XS0316953925 XS0316992154 XS0316992824 XS0316993475 XS0316994010 XS0317181716 XS0317188646 XS0317188059 XS0317240157 XS0317292117 XS0317359478 XS0317359718 XS0317366333 XS0317366416 XS0317366689 XS0317366846 XS0317416377 XS0317416880 XS0317417003 XS0317422425 XS0317422771 XS0317742335 XS0317744380 XS0317898004 XS0317898186 XS0317943586 XS0317961729 XS0317981081 XS0317996279 XS0318056354 XS0318191219 XS0318191565 XS0318192704 XS0318224598 XS0318362711 XS0318538005 XS0318538260 XS0318538930 XS0318599056 XS0318778734 XS0318943445 XS0318943791 XS0318999744 XS0318999827 XS0319000187 XS0319000260 XS0319159454 XS0319159538 XS0319159702 XS0319161518 XS0319193396 XS0319210661 XS0319211982 Short description AUTOREDEEMABLE EQUITY LINKED NOTEON THE S&P INDEX AUD SUPERBALL NOTE AUD CALLABLE POWER REVERSE DUAL CURRENCY NOTE 2 YR US BASKET DAILY ACCRUAL CALLABLE EQL NOTE 2 YEAR HSBC HOLDINGS PLC DAILY ACCRUAL CALLABLE EL TOSHIBA CORP (6502)V STOCK 7 YEARS CALLABLE NOTE-DIGITAL COUPON TYPE CAPITAL PROTECTED NOTE EVEREST MEMORY BONUS NOTE EVEREST MONEY BONUS NOTE FORWARD DUTCH POWER NOTES XII S&P DIVERSIFIED TRENDS INDICATOR LINKED NOTES USD FX BASKET-LINKED NOTE 4 YEAR AUTOREDEEMER NOTE LINKED TO THE DOW JONES DAIWA SECURITIES - GROUP INC (8601) STOCK SUMITOMO METAL MINING CO LTD (5713) STOCK 2 YEAR HSBC HOLDINGS DAILY ACCRUAL CALLABLE ELN 7 YEARS CALLABLE NOTE- DIGITAL COUPON TYPE TOKYO ELECTRIC POWER CO INC (9501) STOCK 3Y CAPITAL PROTECTED NOTE LINKED TO AREVO STRATEGY 2 YR US BASKET DAILY ACCRUAL CALLABLE EQL 3YR CAP PROTCD NT LINKD TO LB AERVO STRATEGY 3 YEAR CAPITAL PROTECTED NOTE 2 YEAR JAPAN BASKET (6301.T+6302.T) DAILY ACCRUAL 2 YEAR KOREA EXCHANGE 200 IDEX PERFORMANCE LINKED MORGAN STANLEY INVESTMENT MANAGEMNT CONSITON BV CREDIT DERIVATIVES - GROSVENOR JPY/USD FX TARNS NOTE 5 YR CAP PROTECTED NOTE- BLUEVALOR EQ LIFESTYLE NIKKEI LINKED NOTE 10 YEAR SEMI ANNUAL AUTOREDEEMABLE RECOVERY NOTE 3 YEAR CAPITAL PROTECTED NOTE LINKED TO THE AREVO SEGA SAMMY HOLDINGS INC (6460) STOCK NIKKEI LINKD USD NT(7YRS CALLBLE NT) MIZUHO FINANCIAL GROUP INC (8411) STOCK 5YR CAP PROTECTED SPA NT LKD TO BLUEVALOR EQTY LB 4.75 YEARS USD DAILY ACCRUAL ALL SEASON NOTES NIKKEI LINKED JPY NOTE LB 4.75 YRS AUD DAILY ACCRUAL ALL SEASON NOTE WORST OF 7 STOCK TRAN JPY AUD FX TARNS NOTE CAP PLUS NOTE 10Y LEHMAN CMS FLOATER NOTES EUR FX LINKED NOTE NIKKEI LINKED AUD NOTE TOKYO ELECTRIC POWER CO INCE NIKKEI LINKED JPY NOTE MITSUI OSK LINES LTD (9104) STOCK LB 4.75 YRS USD ONE SHOT MTLY AUTO-CALL PRIPAL NT NZD LB 4.75 YRS NZD DLY ACCRL ALL SEASON AUTO-CALL LEHMAN BROTHERS 4.75 YEARS USD ONE SHOT, MONTHLY AUTOCALLABLE MEMORY COUPON NOTES LINKED TO BASKET AUTOREDEEMER WORST OF NOTE LINKED TO A BASKET OF 6 YEAR QUARTERLY AUTOREDEEMABLE RECOVERY NOTE ON A 3 YEAR WORST OF AUTOCALLABLE ELN Class/Maturity 24-Aug-2010 7-Sep-2037 4-Sep-2037 24-Aug-2009 27-Aug-2009 5-Sep-2012 5-Sep-2014 27-Aug-2009 26-Sep-2013 26-Sep-2013 9-Oct-2013 28-Aug-2012 23-Aug-2009 28-Aug-2011 24-Aug-2012 5-Sep-2012 28-Aug-2009 5-Sep-2014 5-Sep-2012 27-Aug-2010 28-Aug-2009 27-Aug-2010 27-Aug-2010 1-Sep-2009 1-Sep-2009 30-Jul-2024 28-Oct-2023 24-Aug-2037 7-Sep-2012 5-Sep-2037 31-Aug-2017 31-Aug-2010 6-Sep-2010 11-Sep-2014 14-Sep-2012 7-Sep-2012 28-May-2012 14-Sep-2012 29-May-2012 6-Sep-2012 14-Sep-2037 7-Sep-2010 6-Sep-2017 14-Mar-2010 12-Sep-2014 13-Sep-2012 19-Sep-2014 11-Sep-2009 11-Jun-2012 4-Jun-2012 7-Jun-2012 10-Sep-2010 8-Oct-2012 7-Sep-2013 4-Oct-2010 Crncy USD AUD JPY USD USD JPY JPY EUR EUR EUR EUR EUR USD EUR JPY JPY GBP JPY JPY GBP USD USD EUR JPY USD EUR EUR JPY EUR JPY EUR CHF JPY USD JPY USD USD JPY AUD JPY JPY CHF EUR EUR AUD JPY JPY JPY USD NZD USD USD EUR USD USD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0319273404 XS0319358064 XS0319358650 XS0319359039 XS0319611819 XS0319611900 XS0319612114 XS0319612387 XS0319631098 XS0319632575 XS0319632732 XS0319632906 XS0319633037 XS0319683990 XS0319724851 XS0319729579 XS0319739537 XS0319740626 XS0319816897 XS0319817788 XS0319831854 XS0320031684 XS0320033110 XS0320033201 XS0320033466 XS0320033540 XS0320100323 XS0320102295 XS0320168718 XS0320168809 XS0320169013 XS0320337685 XS0320520884 XS0320521007 XS0320521429 XS0320744724 XS0320745028 XS0320876120 XS0321019258 XS0321080912 XS0321101007 XS0321124801 XS0321125014 XS0321299868 XS0321317603 XS0321395583 XS0321396987 XS0321471517 XS0321495532 XS0321712738 XS0321792151 XS0321793803 XS0321794280 XS0321795170 XS0321795840 Short description AUTOCALLABLE COMMODITY BASKET 5 YEARS CALLABLE NOTE-DIGITAL COUPON TYPE TOKYO ELECTRIC POWER CO INC (9501) STOCK WORST OF 7 STOCKS TARN EQUITY LINKED NOTE EXCHANGEABLE INTO CANNON INC. NIKKEI LINKED AUD NOTE 2 YEAR HK BASKET DAIILY ACCRUAL CALLABLE ELN 3YR USD LINKD TO A BSKT OF 5 GLOBAL TECHLGY SHRS AGRICULTURE BASKET 2 YR HK BASKET WHAMPOA LINKED OUTPERFORMANCE BOOST 2 YR WHAMPOA LINKED BOOSTER EQL NOTE KAWASAKI HEAVY INDUSTRIES (7012) STOCK NIKKEI LINKED TO JPY JPY AUD TARN AUD KNOCK-OUT POWER REVERSE DUAL CURRENCY NOTE 100% CAPITAL PROTECTED NOTES LINKED TO A BASKET 1YR SINGAPORE BSKT DLY ACCRL CALLBLE ELN 2YR USD CAPITAL PROTECTED AUTO CALLABLE NOTE EQUITY LINKED NOTE EXCHANGEABLE INTO TOKYO 1 YEAR GLOBAL BASKET DAILY ACCRUAL CALLABLE ELN 100% CAPITAL PROTECTED NOTES LINKED TO THE NIKKEI AUTOCALLBLE MEMORY COUPON NOTES LINKED TO A BASKET 2 YEAR HSBC HOLDINGS PLC NON CALLLABLE ELN LB 4.75 YR AUD DAILY ACCRUAL ALL SEASON EQL 1 YEAR US BASKET DAILY ACCRUAL CALLABLE ELN 1 YEAR HK BASKET DAILY ACCRUAL CALLBLE ELN CARBON WEDDING CAKE 2 YEARS H SHARES BASKET (941+388+2318) CLN - LINKED TO LEEK CLAVIS NOTE CLN - LINKED TO MESDAG OIL WEDDING CAKE NOTES 2YR HSBC HOLDINGS PLC DAILY ACCRUAL CALLABLE ELN 2 YEAR EU BASKET DAILY ACCRUAL ACLLABLE ELN 1 YEAR US BASKET DAILY ACCRUAL CALLABLE ELN 2 YEAR EU BASKET DAILY ACCRUAL CALLABLE ELN 2 YEAR H SHARE BASKET (267+2777+3383) 2 YEAR HK BASKET 4YRS AUTOREDEEMABLE ELN ON ENEL,FRANCE TELECOM JPY/USD FX TARNS NOTE 2 YR HSBC HOLDINGS DAILY ACCRUAL CALLABLE EQL BRIC DRIVEN COMMODITY BASKET N225 INDEX LINKED 5YR NOTE AUTO REDEEMBER WORST OF NOTE 1 YEAR UNICREDITO ITALIANO SPA DAILY ELN 90% CAP PRTOCD NT ON DOW JONES EURO STOXX JPY/AUD & JPY/USD CHOOSER REVERSE DUAL CURRENCY NT 7YR AUTOREDEEMABLE ELN TO BBVA AND SANTANDER 2YR HK BSKT DLY ACCRL CALLBLE ELN 2YR HKD FIXED RATE NOTE JPY/USD FX TARNS NOTE ELN EXCHANGEABLE INTO TOKYO ELECTRIC POWER 2 YEAR H-SHARE BASKET (144+291+688 VS S&P 1 YEAR UBS AG DAILY ACCRUAL CALLABLE ELN 2 YR H-SHARES BASKET VS S & P'S 500 INDEX LINKED Class/Maturity 5-Oct-2009 14-Sep-2012 12-Sep-2012 14-Sep-2012 14-Sep-2012 19-Sep-2014 14-Sep-2009 7-Sep-2010 12-Sep-2010 12-Sep-2009 12-Sep-2009 21-Sep-2010 19-Sep-2014 25-Sep-2037 14-Sep-2037 5-Sep-2012 15-Sep-2008 14-Sep-2009 19-Sep-2012 15-Sep-2008 13-Mar-2011 14-Sep-2012 14-Sep-2009 7-Jun-2012 15-Sep-2008 23-Sep-2008 14-Sep-2008 14-Sep-2009 31-Dec-2037 21-Dec-2040 31-Jan-2020 5-Oct-2009 18-Sep-2009 18-Sep-2009 18-Sep-2008 21-Sep-2009 21-Sep-2009 28-Sep-2009 20-Sep-2011 19-Sep-2037 21-Sep-2009 20-Sep-2010 28-Sep-2012 6-Nov-2012 24-Sep-2008 18-Sep-2012 10-Oct-2037 31-Jan-2014 25-Sep-2009 21-Sep-2009 9-Oct-2037 10-Oct-2012 28-Sep-2009 24-Sep-2008 21-Sep-2009 Crncy USD JPY JPY JPY JPY AUD USD USD EUR AUD AUD JPY JPY JPY JPY GBP SGD USD JPY USD GBP USD USD AUD USD USD USD AUD EUR EUR EUR GBP USD USD USD USD AUD USD EUR JPY USD USD JPY EUR EUR EUR JPY USD USD HKD USD JPY AUD CHF AUD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0321980582 XS0322030437 XS0322030940 XS0322031591 XS0322031757 XS0322064840 XS0322152462 XS0322153270 XS0322265157 XS0322467886 XS0322467969 XS0322468777 XS0322468850 XS0322469403 XS0322470088 XS0322498923 XS0322779264 XS0322779348 XS0322927046 XS0323081801 XS0323097120 XS0323108265 XS0323271170 XS0323312974 XS0323352095 XS0323353499 XS0323412337 XS0323493584 XS0323526854 XS0323535418 XS0323619600 XS0323619782 XS0323634583 XS0323634666 XS0323634740 XS0323634823 XS0323635473 XS0323635713 XS0323643063 XS0323747781 XS0323826221 XS0323848977 XS0323849199 XS0323849355 XS0323869205 XS0323881671 XS0323881754 XS0323881838 XS0323881911 XS0323882059 XS0323882216 XS0323978089 XS0323978162 XS0324058865 XS0324072346 Short description 2YR HK BASKET DAILY ACCRUAL CALLABLE ELN 2 YR HSBC HOLDINGS PLC DAILY ACCRUAL CALLABLE EQL 2 YEAR H SHARE BASKET VS STANDARD AND POOR'S 500 1 YEAR US BASKET DAILY ACCRUAL CALLABLE ELN EQUITY LINKED NOTE EXCHANGEABLE TOKYO ELECTRIC CARBON WEDDING CAKE 3YR CAPITAL PROTECTED NOTE LINKED TO THE LEHMAN OPPORTUNITY NOTE IN CHF BNP UBS AND CREDIT SUISSE 2 YEAR GLOBAL BASKET DAILY ACCRUAL CALLABLE 2YR H-SHARE BSKT VS S&P'S 500 INDEX 2 YEAR H-SHARE BASKET 2 YEAR HK BASKET DAILY ACCRUAL CALLLABLE ELN 1 YEAR COMFORTDELGRO CORP LTD DAILY ACCRUAL ELN 2 YEAR HSBC HOLDINGS PLC DAILY ACCRUAL CALLABLE EL 2 YEAR HK BASKET DAILY ACCRUAL CALLABLE ELN LB TREASURY EXCHANGEABLE ON THE COMMON STOCK CLIQUET NOTE 100% CAPITAL PROTECTED NOTE LINKE TO 8YRS YIELD PERFORMANCE NOTE ON A BASKET OF AMERICA 2YR US BSKT DLY ACCRL CALLABLE ELN 5Y EQTY LINKD SWAP IN RELATN TO ISSUANCE OF CAP AGRICULTURAL BASKET 10Y NC3M CALLABLE LIBOR RANGE ACCRL NOTE 7 YR AUTOREDEEMABLE ELN TO BBVA AND DEUTSCHE BANK LEHMAN 12Y ZERO COUPON COMPASS NOTES AUTO REDEEMER NOTE 10 YEAR AUTO CALLABLE NOTE ON FORTIS 4 YR METAL CPU IN USD CAP PRTCD NT BULL CERTIFICATE ON WHEAT LEHMAN BASKET LINKED REVERSE CONVERTIBLE LEHMAN BASKET-LINKED REVERSE CONVERTIBLE NOTES EQL EXCHANGEABLE INTO TORAY INDUSTRIES STOCK 2 YR USD CAP PROTECTDE NOTE LINKED TO A BASKET OF EQL NOTE EXCHANGEABLE INTO TOKYO ELECTRIC POWER CO 2YR HSHARE BSKT VS HUTCHISON WHAMPOA LKD ELN 2YR H SHARE BSKT VS RUSSELL 2000 INDX LINKD ELN 2YRH-SHARE BSKT VS RUSSELL 2000 INDEX LINKD ELN 1 YEAR USD/TWD REFERENCE NOTE 3 YEARS USD DELTA ONE NOTE 1 YEAR TWD NOTE LINKED TO A BASKET OF 4 FASHION AUTO REDEEMER WORST OF BASKET NOTE 3.50 STEP PROFIT LOCK IN NOTE 3 YR USD PROTECTED 3.5% STEP PROFIT LOCK IN NOTE O AUTOREDEEMABLE EQUITY LINKED NOTE ON THE BEAR 2 YEAR BASKET DAILY ACCRUAL CALLLABLE ELN 2 YR HK BASKET DAILY ACC CALL ELN EQL EXCHANGEABLE INTO TOKYO ELECTRIC POWER STOCK NIKKEI LINKED AUD NOTE SUMCO CORP STOCK 2 YEARE SINGAPORE BASKET ANYTIME TOUCH AUTOCALLELN AUTOREEDEMABLE CAP PROTECTED NOTE 95% CAP PROT NOTE LINKED TO A B 10Y ISRAELI INLFATION LINKED NOTE 5YR CPPI NOTE LINKED TO A BASKET OF LIGA PAX FUNDS Class/Maturity 28-Sep-2009 28-Sep-2009 28-Sep-2009 29-Sep-2008 10-Oct-2012 27-Sep-2008 1-Oct-2010 15-Apr-2009 28-Sep-2008 28-Sep-2009 28-Sep-2009 28-Sep-2009 2-Oct-2009 2-Oct-2008 1-Oct-2009 28-Sep-2009 1-Nov-2012 2-Oct-2017 10-Oct-2015 5-Oct-2009 28-Sep-2012 4-Oct-2010 27-Nov-2017 11-Oct-2014 1-Oct-2019 22-Jun-2009 4-Oct-2017 17-Oct-2011 28-Sep-2011 19-Oct-2009 8-Oct-2008 8-Oct-2008 16-Oct-2012 13-Oct-2009 16-Oct-2012 6-Oct-2009 6-Oct-2009 6-Oct-2009 9-Oct-2008 4-Oct-2010 30-Sep-2008 25-Oct-2014 12-Oct-2010 12-Oct-2010 9-Oct-2008 9-Oct-2009 9-Oct-2009 16-Oct-2012 17-Oct-2014 10-Oct-2012 9-Oct-2009 10-Nov-2016 9-Oct-2010 11-Oct-2017 17-Oct-2012 Crncy USD USD AUD USD JPY EUR USD CHF USD USD AUD AUD USD SGD USD HKD EUR EUR USD USD USD USD USD EUR EUR EUR EUR USD GBP USD CHF CHF JPY USD JPY AUD AUD AUD USD USD USD EUR USD EUR USD USD AUD JPY AUD AUD SGD USD EUR ILS EUR Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0324072858 XS0324078384 XS0324091304 XS0324187839 XS0324188134 XS0324269488 XS0324269561 XS0324341345 XS0324342582 XS0324356376 XS0324405173 XS0324409241 XS0324409837 XS0324445807 XS0324446011 XS0324446524 XS0324461671 XS0324461838 XS0324461911 XS0324462133 XS0324464345 XS0324476869 XS0324476943 XS0324583607 XS0324584670 XS0324632404 XS0324632669 XS0324723203 XS0324731990 XS0324841153 XS0324844256 XS0324844769 XS0324851038 XS0324872893 XS0324872976 XS0324929164 XS0324983450 XS0324983963 XS0324984185 XS0325077864 XS0325080900 XS0325081460 XS0325152154 XS0325197845 XS0325287166 XS0325385176 XS0325385259 XS0325385333 XS0325447893 XS0325475084 XS0325476215 XS0325477379 XS0325550472 XS0325550555 XS0325557212 Short description CALL SPREAD ON SIA LONG TERM INVESTMENT 100% CAPITAL PROTECTED NOTES LINKED TO A BASKET AGRICULTURAL BASKET 2 YR H-SHARES BASKET EQL IN AUD EUR 2S10S CALLABLE STEEPENER NOTES 7 YEARE AUTOREEDEMABLE ELN 7 YEAR AUTOREEDEMABLE ELN EQL EXCHANGEABLE INTO TOKYO ELECTRIC POWER CO. JPY/AUD FX TRANS NOTE 2 YEAR DAILY ACCRUAL AUTOCALL NIKKEI LINKED UD NOTE NIKKEI LINKED JPY NOTE EQL ECHANGEABLE INTO TOKYO ELECTRIC POWER CO. CAPITAL PROTECTED NOTE CAPITAL PROTECTED NOTE SPI TOP 10 OPPORTUNITIES BASKET NOTE LINKED TO 2YR HK BSKT DLY ACCRL CALLB ELN,QUANTOD IN USD 1YR USD CALLABLE NT LINKD TO BSKT OF 5HK SHRS 2 YR H-SHARES BASKET EQL IN AUD 2 YR H-SHARES BASKET EQL IN AUD 2 YEAR HK BASKET DAILY ACCRUAL CALLABLE ELN 4.75 YRS NZD DAILY ACC ALL SEASON AUTOCALL PRINCIP 2 YEAR DAILY ACCRUAL AUTOCALL 1 Y USDCAD TRIGGER NOTE 3 YEAR EQUITY LINKED NOTE CAPITAL PROTECTED ASIAN NOTE 8 YEAR CAPITAL PROTECTED CPPI NOTE 1YR KICK-IN REVERSE CONVERTIBLE NOTES 9 YEARS WORST OF LEVIATOR NOTE WTI SHARK FIN NOTE 2 YEAR HK BASKET DAILY ACCRUAL CALLABLE LEN 7YR AUTO-CALLABLE ELN ON DJ EUROSTOXX 50 FX BASKET LINKED NOTE CAPITAL PROTECTED NOTE 100% CAPITAL PROTECT LINKED TO DJ EURO STOXX 50 INDEX 7 YR AUTOREDEEMABLE EQUITY LINKED NOTE TO BBVA AND 1.5 YR ALL SEASON AUTO-CALLB ELN ON SINGAPORE BSKT 2YR H-SHR BSKT VS S&P 500 INDX LINKD ELN 2YR H-SHARE BSKT VS S&P 500 INDX LINKD ELN 1YR HK BSKT DLY ACCRL CALLABLE ELN 2YR GLOBAL BASKET DAILY ACC CALL ELN 2YR US BASKET DAILY ACC CALL ELN EMTN'S ON LUXURY BASKET 2YR US BASKET DAILY ACC CALLB ELN AUTO REDEEMER NOTE 5 YEAR AUTOREDEEMABLE ELN AUTOCALLABLE MEMORY COUPON AUTOCALLABLE MEMORY COUPON LINKED TO A BASKET OF VOLATILITY CAIPTAL PROTECTED NOTES UFISD FX BASKET LINKED NOTE DIGITAL WORST OF AGRICULTURAL BASKET NOTE AGRICULTURAL BASKET BONUS NOTES OPPORTUNITY NOTE+ IN CHF PODIUM NOTE IN EUR USD FX LINKED SWAP Class/Maturity 4-Oct-2012 16-Oct-2012 12-Oct-2010 6-Oct-2009 30-Nov-2012 30-Oct-2014 30-Oct-2014 23-Oct-2012 23-Oct-2037 12-Oct-2009 23-Oct-2014 17-Oct-2014 18-Oct-2012 15-Nov-2012 15-Nov-2012 17-Oct-2017 13-Oct-2009 12-Jan-2009 12-Oct-2009 12-Oct-2009 13-Oct-2009 5-Jul-2012 13-Oct-2009 16-Oct-2008 12-Oct-2010 12-Oct-2010 24-Oct-2015 8-Oct-2008 12-Oct-2016 26-Oct-2008 16-Oct-2009 16-Oct-2014 12-Oct-2010 14-Dec-2012 14-Dec-2012 16-Oct-2014 16-Apr-2009 15-Oct-2009 15-Oct-2009 17-Oct-2008 16-Oct-2009 16-Oct-2009 8-Oct-2012 19-Oct-2009 29-Oct-2012 15-Oct-2012 11-Oct-2009 11-Oct-2009 26-Oct-2009 18-Oct-2010 19-Oct-2009 18-Oct-2010 30-Apr-2009 30-Oct-2012 19-Oct-2009 Crncy USD USD USD AUD EUR EUR USD JPY JPY EUR USD JPY JPY EUR USD CHF USD USD AUD AUD USD NZD USD USD USD USD EUR USD EUR USD USD EUR EUR EUR USD EUR SGD AUD AUD USD USD USD EUR USD USD EUR USD USD EUR USD EUR USD CHF EUR USD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0325772456 XS0325776440 XS0325784204 XS0325784626 XS0325785276 XS0325786084 XS0325786167 XS0325786324 XS0325790276 XS0325813409 XS0325840980 XS0325841368 XS0325841525 XS0325886116 XS0325886389 XS0325886462 XS0325886546 XS0325959285 XS0326025847 XS0326025920 XS0326026068 XS0326026225 XS0326026498 XS0326046504 XS0326072252 XS0326085742 XS0326086716 XS0384379847 XS0326108973 XS0326172557 XS0326172631 XS0326215893 XS0326264750 XS0326264917 XS0326277810 XS0326278032 XS0326364386 XS0326402731 XS0326403200 XS0326403895 XS0326404190 XS0326404430 XS0326476693 XS0326482402 XS0326486221 XS0326486734 XS0326490504 XS0326490843 XS0326516407 XS0326516746 XS0326538120 XS0326539102 XS0326539367 XS0326539797 XS0326540290 Short description OIL WEDDING CAKE NOTES EUR USD AUTO CALLABLE NOTE 2YR US BSKT DLY ACCRL CALLABLE ELN 2 YEAR UK BASKET 2 YEARS USD ALL WEATHER COUPON 2 YEAR HKD HK BASKET 2 YEAR GLOABAL BASKET 2 YR HK BASKET DAILY ACC CALLELN 1YR TWD NOTE LINKED TO A BASKET OF 3 GLOBAL SHOE 90% CAPITAL PROTECTED ASIAN NOTE 5 YR BRIC ALPHA NOTE 2 YR USD HK BASKET DAILY ACC CALL ELN TOKYO ELECTRIC POWER CO INC STOCK 26 MONTHS CALLABLE EQUITY LINKED NOTE 2YR HK BASKET DAILY ACCRUAL CALLABLE ELN 2YR HK BASKET DAILY ACCRUAL CALLABLE ELN 2 YR HK BASKET DLY ACC CALLABLE ELN JPY/USD FX TARNS NOTE 2YR ASIA BSKT DLY ACCRL CALLB ELN 2YR HSBC HLDGS PLC DLY ACCRL CALLB ELN 1.5 YR SINGAPORE BASKET DAILY ACCRUAL CALLABLE EQL 2 YR USD HK BASKET DAILY ACCRUAL CALLABLE EQL NOTE 2 YR HKD HK BASKET DAILY ACCRUAL CALLABLE EQL NOTE WTI SHARK FIN NOTE 100% PROTECTED GBP NOTES ON BASKET 97.5% CAPITAL PROTECTED NOTE PODIUM NOTE IN CHF PODIUM NOTE IN CHF 98.5% CAPITAL PROTECTED NOTE WORST OF BARRIER REVERSE CONVERTIBLE NOTE 1YR WORST OF BARRIER REVERSE CONVERTIBLE NOTE AUTO REDEEMER WORST OF NOTE REVERSE CONVERTIBLE NOTE STABILITY NOTE 2 YEAR HK BASKET 2 YEAR HK BASKET 3Y OUTPERFORMANCE CAPITAL PROTECTED NOTE 1 YEARHK BASKET DAILY ACCRUAL CALLABLE ELN 2 YEAR HSBC HOLDING 2 YEAR HSBC HOLDINGS PLC 2 YEAR HSBC HOLDING 2 YEAR HSBC PLC HOLDING GBP 11 YRS AUTO-REDEEMABLE RECOVERY NOTE WATER MAGNUM NOTE 2YR HK BSKT DLY ACCRL CALLABLE ELN 2YR H SHARE BASKET VS STANDARD & POORS 500INDEX 2YR HSBC HOLDGS PLC DLY ACCRL CALLABLE ELN 1YR HK BSKT DLY ACCRL CALLBLE ELN USDFX LINKED NOTE STANDARD AND POORS 500 INDEX 1.5 YR SINGAPORE POST LTD DAILY ACCRUAL CALLABLE E 2 YEAR HK BASKET 2 YEAR HK BASKET 26 MTHS CALL ELN ON CHINESE BASKET QUANTOED IN NZD 2 YR US BASKET DLY ACC CALLABLE ELN Class/Maturity 13-Dec-2009 22-Oct-2010 19-Oct-2009 19-Oct-2009 30-Oct-2009 22-Oct-2009 19-Oct-2009 22-Oct-2009 20-Oct-2008 18-Oct-2011 22-Oct-2012 22-Oct-2009 26-Oct-2012 30-Dec-2009 23-Oct-2009 23-Oct-2009 23-Oct-2009 18-Oct-2037 23-Oct-2009 23-Oct-2009 23-Apr-2009 23-Oct-2009 23-Oct-2009 10-Nov-2008 8-Nov-2010 18-Oct-2011 9-Nov-2011 9-Nov-2011 18-Oct-2011 23-Oct-2008 23-Oct-2008 5-Nov-2010 24-Oct-2008 7-Nov-2017 27-Oct-2009 27-Oct-2009 23-Oct-2010 17-Oct-2008 27-Oct-2009 27-Oct-2009 27-Oct-2009 26-Oct-2009 15-Dec-2018 24-Oct-2009 27-Oct-2009 23-Oct-2009 27-Oct-2009 24-Oct-2008 24-Dec-2009 25-Oct-2010 27-Apr-2009 27-Oct-2009 27-Oct-2009 31-Dec-2009 24-Oct-2009 Crncy HUF EUR USD GBP USD HKD USD USD USD USD EUR USD JPY NZD USD USD USD JPY USD USD SGD USD HKD USD GBP EUR CHF CHF SEK USD GBP USD EUR EUR USD USD EUR USD USD HKD USD USD GBP USD USD AUD USD USD USD USD SGD USD USD NZD USD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0326598371 XS0326608279 XS0326608352 XS0326608436 XS0326608519 XS0326708491 XS0326708657 XS0326730313 XS0326823324 XS0326826343 XS0326862819 XS0326865085 XS0326865325 XS0326865671 XS0326865754 XS0326865911 XS0326866133 XS0326866216 XS0326866307 XS0326907697 XS0326999959 XS0327055371 XS0327055702 XS0327082854 XS0327082938 XS0327165477 XS0327165550 XS0327165634 XS0327234380 XS0327235783 XS0327236088 XS0327236757 XS0327236914 XS0327261946 XS0327275144 XS0327275227 XS0327275573 XS0327275656 XS0327275904 XS0327277199 XS0327277272 XS0327291349 XS0327328281 XS0327398656 XS0327421060 XS0327464979 XS0327465190 XS0327465356 XS0327465430 XS0327465604 XS0327465786 XS0327465869 XS0327576772 XS0327687843 XS0327713359 Short description USD 10 YEAR TARN CCPI PRINCIPAL PROTECTED NOTES 2 YR USD HK BASKET DAILY ACC CALL ELN 2 YR HKD BASKET DAILY ACCRUAL CALLABLE ELN 2 YR USD HK BASKET DAILY ACC CALL ELN 1.5YR SINGAPORE BSKT DLY ACCRL CALLABLE ELN 2 YR USD HK BASKET DAILY ACC CALL ELN ELN EXCHANGEABLE INTO TOKYO ELECTRIC POWER CO INC 7 YR AUTOREDEEMABLE ELN TO JP MORGAN AND CITIGROUP CALLABLE JPY RANGE ACCRUAL NOTE AUTOREDEEMABLE RECOVERY NOTE ON BSKT OF 3 WORLD EQ 2 YR HSBC HOLDINGS PLC DAILY ACCRUAL CALLABLE EQL 3 YR US BASKET DAILY ACCRUAL CALLABLE EQL NOTE 2 YEAR BASKET COUNTRY BASKET 2YR USD HK BSKT DLY ACCRL CALLAB ELN 2 YR HK BASKET DAILY ACCRUAL CALLABLE EQL NOTE 2 YR AUD ALL WEATHERCOUPON DAILY ELN WITH KNOCK OU 2 YR EUROPEAN BANK BASKET DAILY ACCRUAL CALLABLE 3 YR HSBC HOLDING PLC DAILY ACCRUAL CALLABLE EQL 2YR HKD HSBC PLC DAILY ACC. EQL NOTE 90% CAPITAL PROTECTED NOTE4 LINKED TO S&P 500 INDE 7YR AUTOCALL LINKED TO DJ EUROSTOXX 50 2 YR MONTHLY HK BASKET DLY ACC CALLABLE ELN 2 YR US BASKET DAILY ACCRUAL CALLABLE EQL NOTE JPY/AUD FX TARNS NOTE JPY/AUD AND JPY/USD CHOOSER FX TRANS NOTE CAPITAL PROTECTED ASIAN NOTE USD PODIUM NOTE CAPITAL PROTECTED ASIAN NOTE 1 YR HK BASKET DAILY ACC CALL ELN 1 YR HK BASKET DAILY ACC CALL ELN 2 YR UK BASKET DAILY ACC CALL ELN EMERGING MARKET NOTE AUTOREDEEMER WORST OF NOTE USD FX BASKET LINKED NOTE 2 YEAR SINGAPORE BASKET 26 MNTH CALLAB ELN ON GLOBAL SHARE BSKT 2YR DOW CHEMICAL CO BI-MTLY DLY ACCRL CALLB ELN 2 YR H SHARE BKT VS STANDARD AND POORS 500 INDEX L ITOCHU CORP STOCK 2 YR HK BASKET DAILY ACCRUAL CALLABLE EQL IN USD 2 YR HK BASKET DAILY ACC CALL ELN 2 YR H SHARE BKT VS STANDARD AND POORS 500 INDEX CAPITAL PROTECTED NOTE 5 YR AUTOREDEEMABLE ELN TO BANCO POPULAR AUTO REDEEMER WORST OF BASKET NOTE 2 YEAR BIMONTHLY HK BASKET 1.5YR BASKET (0005.HK+2628.HK) DAILY ACC CALLB ELN 26MTH CALLABLE ELN ON HK SHARE BSKT 2YR USD HK BSKT DLY ACCRL CALLABLE ELN 2 YR US BASKET(BAC.N+C.N)DALIY ACCR CALLB ELN TEIJIN LTD STOCK KOMATSU LTS STOCK CAPITAL PROTECTED NOTE USD FX LINKED NOTE WORST OF 8 STOCKS TRAN Class/Maturity 31-Oct-2017 27-Oct-2009 27-Oct-2009 27-Oct-2009 27-Apr-2009 27-Oct-2009 26-Oct-2012 30-Oct-2014 23-Oct-2017 25-Nov-2017 27-Oct-2009 25-Oct-2010 26-Oct-2009 29-Oct-2009 26-Oct-2009 5-Nov-2009 26-Oct-2009 26-Oct-2010 27-Oct-2009 26-Oct-2012 29-Nov-2014 29-Oct-2009 26-Oct-2009 6-Nov-2037 6-Nov-2037 12-Dec-2011 30-Oct-2012 12-Dec-2011 30-Oct-2008 30-Oct-2008 30-Oct-2009 10-Dec-2013 30-Oct-2012 30-Apr-2009 29-Oct-2009 30-Dec-2009 29-Oct-2009 30-Oct-2009 22-Oct-2010 26-Oct-2009 26-Oct-2009 30-Oct-2009 29-Oct-2012 31-Oct-2012 31-Oct-2014 2-Nov-2009 30-Apr-2009 4-Jan-2010 2-Nov-2009 2-Nov-2009 6-Nov-2012 6-Nov-2012 1-Nov-2012 1-Nov-2010 6-Nov-2012 Crncy USD USD HKD USD SGD USD JPY USD JPY EUR HKD USD EUR USD USD AUD USD USD HKD USD EUR USD USD JPY JPY EUR USD EUR USD AUD GBP EUR EUR USD SGD AUD USD AUD JPY USD HKD AUD USD USD EUR USD USD AUD USD USD JPY JPY GBP USD JPY Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0327714837 XS0327716881 XS0327717343 XS0327717855 XS0327717939 XS0327723580 XS0327725106 XS0327725528 XS0327731096 XS0327774732 XS0327784376 XS0327847470 XS0327847553 XS0327847801 XS0327848015 XS0327859301 XS0327940176 XS0327940259 XS0327940929 XS0327941067 XS0328209480 XS0328209720 XS0328210496 XS0328210652 XS0328401830 XS0328465306 XS0328585467 XS0328585970 XS0328586358 XS0328586515 XS0328586606 XS0328587166 XS0328587240 XS0328587323 XS0328587679 XS0328596316 XS0328666036 XS0328666119 XS0328672430 XS0328672943 XS0328705115 XS0328851794 XS0328864698 XS0328864771 XS0328864854 XS0328864938 XS0328865232 XS0328865406 XS0328865588 XS0328865661 XS0328873681 XS0328922645 XS0328923379 XS0329067531 XS0329133341 Short description NIKKEI LINKED JPY NOTE FINANCIAL GUARANTEE LINKED NOTES FINANCIAL GUARANTEE LINKED NOTES FINANCIAL GUARANTEE LINKED NOTES LEHMAN ISSUED FINANCIAL GUARANTEE LINKED NOTES SPGSAGP 15NC6M CALLABLE RANGE ACCRUAL NOTES 12NC3M USD NIN NOTES 10 YR AUTO CALLABLE NOTE 7% COMMODITY GARANT PLUS NOTE 2 YR BONUS ELN ON I SHARES MSCI BRAZIL INDEX FUND 26 MONTH CALLABLE ELN ON HK SHARE BASKET LB 1YR HKD DLY ACCRL CPN AUTO-CALL NOTE 1 YR USD CALLABLE ELN 2 YR HK BASKET DLY ACC CALLABLE ELN 2 YR HKD HK BASKET DLY ACC CALLABLE ELN 2YR HK BSKT DLY ACCRL CALLABLE ELN NIKKEI LINKED AUD NOTE 2 YRS AUD HK BASKET DAILY ACC CALLB ELN NIKKEI KINKED USD NOTE EQL EXCHANGEABLE INTO JOINT REIT INV. CORP. 3YRS USD HK BASKET DAILY ACCR CALLB ELN LEHMAN BROTHERS 1 YR HKD DLY ACC COUPON 26 MONTH CALLABLE EQL ON HK SHARE BASKET FLOATING SPREAD RANGE NOTES 1 YR GBP ELN 2YR HSBC HLDGS PLC DLY ACCRL CALLB ELN 2 YR HK BASKET DLY ACC CALLABLE ELN 1YR HK BSKT DLY ACCRL CALLABLE ELN QUANTOED IN USD 2YR USD HK BSKT DLY ACCRL CALLABLE ELN 2YR HK BSKT DLY ACCRL CALLAB ELN 26 MONTH CALLABLE ELN 3 YR USD HK BASKET DAILY ACC CALL ELN NIKKEI LINKED AUD NOTE 1.5 YR US BASKET DAILY ACCRUAL CALLABLE EQL NOTE MAGNUM NOTE 100% CAP NOTE LINKED TO A BKT OF SH JPY/AUD AND JPY/USD CHOOSER FX TRANS NOTE JPY/AUD FX TRANS NOTE 2 YR HSBC HDGS PLC DAILY ACC CALL ELN 2 YR HK BASKET DAILY ACC CALL ELN 8.5YR LEHMAN CMS FLOATER NOTES 3.5 YEARS ASIAN CALL NOTES 2YRS HSBC HOLDING PLC DAILY ACC CALLB ELN 2 YR US BASKET DLY ACC CALLABLE ELN LEH BROS 2 YRS USD ALL WEATHER CPN DAILY CALL ELN LEH BRO 2 YRS HKD ALL WEATHER CPN DAILY CALL ELN 26 MONTHS CALLABLE ELN ON CHINESE BASKET 3 YR HSBC HOLDINGS PLC DLY ACC CALLABLE ELN 2 YRS HSBC HOLDING PLC DAILY ACC CALLB ELN 2 YRS CALLB OUTPERFORMANCE WITH PGN TRIGGER ELN OPPORTUNITY NOTE + IN CHF CAPITAL PROTECTED NOTE CAPITAL PROTECTED NOTE JPY/AUX FX TARNS NOTE FULL CAPITAL PROTECTED NOTE Class/Maturity 7-Nov-2014 20-Dec-2027 20-Dec-2027 20-Dec-2027 20-Dec-2027 31-Oct-2010 1-Nov-2022 5-Nov-2019 2-Nov-2017 7-Dec-2012 2-Nov-2009 4-Jan-2010 27-Oct-2008 3-Nov-2008 2-Nov-2009 2-Nov-2009 29-Oct-2009 6-Nov-2014 5-Nov-2009 6-Nov-2014 7-Nov-2008 5-Nov-2010 29-Oct-2008 5-Jan-2010 5-Nov-2010 25-Oct-2008 6-Nov-2009 30-Oct-2009 6-Nov-2008 6-Nov-2009 6-Nov-2009 7-Jan-2010 8-Nov-2010 14-Nov-2014 6-May-2009 7-Nov-2009 6-Nov-2037 30-Sep-2037 9-Nov-2009 9-Nov-2009 6-Jun-2016 21-Jun-2011 9-Nov-2009 9-Nov-2009 17-Nov-2009 17-Nov-2009 13-Jan-2010 1-Nov-2010 9-Nov-2009 9-Nov-2009 27-May-2009 7-Nov-2012 7-Nov-2012 20-Nov-2037 9-May-2011 Crncy JPY USD USD USD USD USD USD USD EUR EUR USD AUD HKD USD USD HKD USD AUD AUD USD JPY USD HKD AUD EUR GBP USD USD USD USD USD AUD USD AUD USD USD JPY JPY USD USD EUR EUR HKD USD USD HKD NZD USD USD AUD CHF USD EUR JPY EUR Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0329159221 XS0329192511 XS0329201528 XS0329219819 XS0329243108 XS0329243876 XS0329284987 XS0329288384 XS0329289192 XS0329336704 XS0329336969 XS0329337264 XS0329337348 XS0329337421 XS0329337850 XS0329338072 XS0324491660 XS0329424153 XS0329428907 XS0329429202 XS0329429541 XS0329430044 XS0329430556 XS0329571292 XS0329609449 XS0329628829 XS0329665946 XS0329666167 XS0329670433 XS0329670946 XS0329713423 XS0329713852 XS0329714074 XS0329714157 XS0329714231 XS0329714314 XS0329714405 XS0329715394 XS0329715550 XS0329801715 XS0329801806 XS0329804651 XS0329804735 XS0329804818 XS0329804909 XS0329877889 XS0329878267 XS0329878770 XS0329879588 XS0329905417 XS0329980030 XS0330074344 XS0330074427 XS0330074690 XS0330074930 Short description AUTOCALLABLE MEMORY COUPON NOTES LINKED TO BASKET DLY AUTOCALLABLE MEMORY COUPON NOTES LINKED 12NC3M USD NIN NOTES 4NC1 CALLABLE NOTES 7 YRS AUTOREDEMABLE ELN TO RBS AND LLOYD TSB GROUP 7 YR AUTOREDEEMBALE ELN TO RBS AND LLOYD TSB GROUP USD FX LINKED NOTE USD FX LINKED NOTE 7 YR AUTOREDEEMABLE ELN 2 YR HSBC HOLDINGS PLC DAILY ACCRUAL CALLABLE EQL 2 YR HK BASKET DAILY ACCRUAL CALLABLE EQL H SHARE BASKET VS STANDARD AND POORS 2 YR HKD HK BASKET DLY ACC CALLABLE ELN 26 MONTH CALLABLE EQL ON HK SHARES BASKET 1 YR HKD DLY ACC COUPON AUTO CALL NOTE 2 YR HSBC HOLDNGS PLC DAILY ACCRUAL CALLABLE EQL CAPITAL PROTECTED NOTE 2 YR HKD HIBOR RANGE ACCRUAL NOTE 2 YR HK BASKET DAILLY ACC CALLB ELN 2 YR HK BASET DAILY ACCR CALLB ELN 26 MONTH CALLABLE ELN ON HK SHARE BASKET 1.5 YR GLOBAL BKT DAILY ACC CALL ELN 2 YR HK BASKET DAILY ACCB CALLB ELN CAPITAL PROTECTED NOTE 100% CAPITAL PROTECTED NOTE ON AREVO FUND WORST OF BARRIER REVERSE CONVERTIBLE NOTES DLY AUTOCALLABLE MEMORY COUPON NOTES AUTOCALLABLE MEMORY COUPON NOTES LINKED 5 YR AUTO REDEEMABLE EQUITY LINKED NOTE 4 YRS AUTOREDEEMABLE ELN 1.5 YR BASKET DAILY ACC CALL ELN 2 YR HK BASKET DAILY ACC CALL ELN LB 1 YR HKD DAILY ACCRUAL COUPON AUTO CALL 1.5 YR GLOBAL BASKET DAILY ACC CALL ELN 1YR USD CALLABLE NOTE LINKD TO BSKT OF 5 HK SHRS 1YR HK BSKT DLY ACCRL CALLABLE ELN 26 MTN CALLABLE ELN ON CHINESE BASKET GOLD LINKED WEDDING CAKE USD FX BASKET LINKED NOTE 100% CAPITAL PROTECTED NOTE 100% CAPITAL PROTECTED NOTE 2 YRS HK BASKET DAILY ACCUR CALLB ELN 1YR HK BSKT DLY ACCRL CALLABLE ELN 2YR HK BSKT DLY ACCRL CALLBLE ELN 2 YR US BASKET DAILY ACC CALLABLE ELN 10Y USD CMS TARGET REDEMPTION NOTE JPY/AUD FX LINKED NOTE USD CALLABLE POWER REVERSE DUAL CURRENCY NOTE SYNTHETIC PORTFOLIO NOTES EUR FX LINKED NOTE 12NC1 USD RANGE ACCRUAL 1 YR USD DLY ACC COUPON AUTO CALL NOTE 2 YR HK BASKET DAILY ACCRUAL CALLAEBLE ELN 2YR HK BASKET DAILY ACCRUAL CALALBLE ELN 1YR HK BASKET DAILY ACCRUAL CALLABLE ELN Class/Maturity 9-Nov-2010 2-Nov-2009 5-Nov-2019 9-Nov-2011 28-Nov-2014 28-Nov-2014 4-Dec-2010 4-Dec-2010 28-Nov-2014 9-Nov-2009 13-Nov-2009 9-Nov-2009 9-Nov-2009 11-Jan-2010 3-Nov-2008 9-Nov-2009 10-Jan-2016 2-Nov-2009 13-Nov-2009 13-Nov-2009 12-Jan-2010 13-May-2009 13-Nov-2009 21-Nov-2011 24-Nov-2008 13-Nov-2008 6-Nov-2009 6-Nov-2009 23-Nov-2012 13-Nov-2011 14-May-2009 13-Nov-2009 6-Nov-2008 13-May-2009 14-Nov-2008 14-Nov-2008 19-Jan-2010 13-Nov-2009 13-Nov-2009 15-Nov-2010 15-Nov-2010 16-Nov-2009 14-Nov-2008 16-Nov-2009 13-Nov-2009 21-Nov-2017 27-Nov-2037 16-Nov-2022 20-Dec-2017 4-Dec-2010 15-Nov-2019 10-Nov-2008 16-Nov-2009 16-Nov-2009 17-Nov-2008 Crncy USD USD USD EUR USD EUR USD USD USD USD USD AUD HKD AUD HKD USD EUR HKD USD USD AUD USD USD EUR USD USD USD USD EUR AUD AUD USD HKD SGD USD EUR NZD USD USD USD EUR USD USD USD USD USD JPY JPY AUD EUR USD USD USD USD USD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0330075077 XS0330075234 XS0330075317 XS0330110833 XS0330111567 XS0330111641 XS0330111997 XS0330133611 XS0330133702 XS0330133967 XS0330134007 XS0330181776 XS0330195560 XS0330196022 XS0330196295 XS0330201988 XS0330204149 XS0330205625 XS0330205898 XS0330206789 XS0330207837 XS0330222984 XS0330420943 XS0330421164 XS0330421321 XS0330421834 XS0330422055 XS0330437087 XS0330467746 XS0330724229 XS0330730200 XS0330730382 XS0330730465 XS0330730622 XS0330730895 XS0330730978 XS0330731273 XS0330834598 XS0330837773 XS0330867689 XS0330867762 XS0330867846 XS0330889493 XS0331032044 XS0331034172 XS0331034768 XS0331037605 XS0331039569 XS0331044726 XS0331044999 XS0331045020 XS0331048040 XS0331048123 XS0331053719 XS0331195932 Short description 2 YEAR HK BASKET 2 YEAR HK BASKET 2 YEAR HK BASKET DAILY ACCRUAL ELN EQL EXCHANGEABLE INTO MIZUHO STOCK EQL EXCHANGEABLE INTO CANON INC STOCK EQL EXCHANGEABLE INTO STOCK EQL EXCHANGEABLE INTO KAJIMA CORP. STOCK CLN-SYNTHETIC PORTFOLIO NOTES CLN-SYNTHETIC PORTFOLIO NOTES CLN-SYNTHETIC PORTFOLIO NOTES CLN-SYNTHETIC PORTFOLIO NOTES 3.5 YEAR ASIAN CALL NOTE LINKED TO S&P MIB INDEX 5 YR FIXED NOTE ELN EXCHAGABLE INTO MITSUBHISHI CORP 8058 STOCK 3Y USD FIXED RATE NOTE 2 YR HK BASKET DLY ACC CALLABLE ELN 26 MONTHS CALLABLE EQUITE LINKED NOTE JPY/USD KNOCK OUT POWER REVERSE DUAL CURRENCY NOTE 2 YRS DAILY CALLB ELN WITH KNOCK IN PUT 1 YR BUFFERED RETURN ENHANCED NOTE LINKED 2 YRS ALL WEATHER COUPON DAILY CALLB ELN CERTIPLUS NOVARTIS 2 YR HK BASKET DAILY ACC ELN 2 YEAR BASKET DAILY ACCRUAL CALLABLE ELN 2 YEAR HK BASKET DAILY ACCRUAL CALLABLE ELN 1 YR HK BASKET DLY ACC ELN 2 YEAR HK BASKET DAILY ACCRUAL CALLABLE ELN EQL EXCHANGEABLE INTO AJINOMOTO CO INC SAXO NORDIC TOP 30 NOTE AUD CALLABLE POWER REVERSE NOTES 2YR HK BSKT DLY ACCRL CALLABLE ELN 2 YEAR HK BASKT DAILY ACCRUAL CALLABLE ELN 2 YEAR HK BASKET DAILY ACCRUAL CALLABLE ELN 3 YEAR HK BASKET DAILY ACCRUAL CALLABLE ELN 2 YEAR HK BASKET DAILY ACCRUAL 2 YEAR HSBC HOLDINGS PLC DAILY ACCRUAL CALLABEL 2 YEAR HK BASKET DAILY ACCRUAL CALLABLE ELN EUR 10YR TARN MEMORY COUPON FREEZER 1 YR COMMODITY BASKET LINKED NOTE 2 YEARS H-SHARES BASKET 144+688+1800 LEHMAN BROS 1 YR HKD DAILY ACC CPN AUTO CALL NOTE COMMODITY BASKET LINKED NOTES 26 MONTHS CALLABLE EQUITY LINKED NOTE 2 YR HK BASKET DLY ACC CALLABLE ELN 2 YR CHINA LIFE INSURANCE CO LTD 26 MONTH CALLABLE EQUITY LINKED NOTE 1 YEAR TWD NOTES LINKED TO A BASKET OF SHARES 2 YEARS H SHARE BASKET 688+2007+3377 2 YEAR H SHARES BASKET 2 YEAR HSHARE BASKET 2 YEAR H SHARE BASKET 2 YEAR H SHARE CLN NATIONAL POWER CORPORATION LEHMAN TRACKER NOTES LINKED TO THE LEHMAN BROTHERS Class/Maturity 16-Nov-2009 16-Nov-2009 16-Nov-2009 16-Nov-2010 27-Nov-2012 12-Nov-2010 20-Nov-2012 20-Dec-2017 20-Dec-2017 20-Dec-2017 20-Dec-2017 21-Jun-2011 16-Nov-2012 16-Nov-2012 7-Nov-2010 16-Nov-2009 18-Jan-2010 16-Nov-2037 23-Nov-2009 24-Nov-2008 23-Nov-2009 29-Nov-2010 16-Nov-2009 19-Nov-2009 19-Nov-2009 17-Nov-2008 19-Nov-2009 22-Nov-2010 20-Dec-2010 20-Nov-2037 20-Nov-2009 20-Nov-2009 20-Nov-2009 22-Nov-2010 20-Nov-2009 20-Nov-2009 20-Nov-2009 30-Nov-2017 27-Nov-2017 21-Nov-2008 16-Nov-2009 13-Nov-2008 20-Nov-2009 26-Jan-2010 23-Nov-2009 23-Nov-2009 21-Jan-2010 17-Nov-2008 23-Nov-2009 23-Nov-2009 23-Nov-2009 23-Nov-2009 23-Nov-2009 15-May-2028 19-Nov-2008 Crncy USD USD USD JPY AUD JPY JPY AUD AUD AUD AUD EUR HKD JPY USD USD AUD JPY HKD USD USD CHF USD HKD USD HKD HKD JPY DKK JPY USD USD USD USD HKD USD USD EUR EUR USD AUD HKD USD NZD USD USD AUD USD AUD AUD AUD AUD AUD USD USD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0331248723 XS0331249291 XS0331249531 XS0331288513 XS0331333160 XS0331334481 XS0331399773 XS0331399856 XS0331399930 XS0331400027 XS0331400456 XS0331400530 XS0331427061 XS0331472281 XS0331488014 XS0331504745 XS0331504828 XS0331505122 XS0331505395 XS0331505478 XS0331506369 XS0331517564 XS0331517994 XS0331533173 XS0331533256 XS0331533330 XS0331566181 XS0331653823 XS0331661172 XS0331769454 XS0331769538 XS0331878404 XS0331880566 XS0331880640 XS0331881374 XS0331881457 XS0332025120 XS0332049229 XS0332049815 XS0332050078 XS0332108413 XS0332109221 XS0332134179 XS0332136380 XS0332136463 XS0332136620 XS0332136976 XS0332137271 XS0332153807 XS0332159598 XS0332181840 XS0332185676 XS0332409969 XS0332526929 XS0332527497 Short description 5 YEARS BARRIER BONUS NOTE 10YR HYBRID LOCKER NOTE 4 YR EUROPEAN INFLATION QUANTOED INTO USD AUTOCALLABLE MEMORY COUPON NOTES LINKED TO A EM CREDIT LINKED NOTES GLOBAL PODIUM NOTE 1.5 YR HK BASKET DLY ACC CALLABLE ELN 1 YEAR HSBC PLC DAILY ACCRUAL CALLABLE 1 YEAR HSBC HOLDINGS 2 YEAR USD KH BASKET LEHMAN BROTHERS 1 YEAR USD DAILY ACCRUAL COUPON 2 YR USD HK BASKET DLY ACC CALLABLE ELN 14.90% WORST OF BNP PARIBAS, CITIGROUP, MERRILL N225 INDEX LINKED 10 YRS NOTES PRINCIPAL PROTECTED NIKKEI LINKED 15 YR NOTES 2YR USD HK BSKT DLY ACCRL CALLABLE ELN 26 MONTHS CALLABLE ELN 26 MONTHS CALLABLE ELN 2 YEAR HK BASKET DAILY ACCRRUAL 2 YEAR HSBC HOLDINGS PLC DAILY ACCRUAL ZERO COUPON NOTE FTSE DIGITAL RETURN NOTE - 5YR ,60% PUBLIC OFFER FTSE DIGITAL RETURN NOTE - 5YR, 52% PUBLIC OFFER BONUS XPRESS NOTE ON S&P GSCI AGRI EXCESS RI 18 MONTHS OIL WEDDING CAKE COMMODITY INDEX LINKED NOTE COMMODITIES MAGNUM NOTE 90% PRINCIPAL PROTECTED NIKKEI LINKED JPY NOTE LEHMAN BROTHERS 1 YEAR HKD DAILY ACCRUAL COUPON 2YR USD HK BASKET DAILY ACCRUAL CALALBLE ELN 2 YR USD HK BASKET DAILY ACCRUAL CALLABLE ELN CAPITAL PROTECTED NOTE 2 YEARS H SHARE BASKET 857+1393+3377 2 YEARS DAILY ACCRUAL 2 YR BI MONTLY HASKET DAILY ACCRUAL CALLABLE ELN 2 YEAR HK BASKET 12NC3M USD NIN NOTES TARGET REDEMPTION MANNUM NOTE CHINA SECURITY NOTES V TRIPLE TRACKER PLUS NOTE 26 MONTH CALLABLE EQUITY LINKED NOTES 10Y NC3M CALLABLE LIBOR RANGE ACCRUAL NOTE 1 Y USD CALLABLE NOTE LIONKED TO BASKET OF 5HK SHA 1 YEAR USD NOTE LINKED TO BSK OF 4 GLOBAL ENERGY 26 MONTH CALLABLE EQUITY LINKED ON 2 YEARS HKD HK BASKET 0857.HK+0939+ 2 YEARS BASKET 0728 HK+0883+HK 2 YEAR HSBC HOLIDNGS PLC DAILY ACCRUAL 2 YEARS HKD HK BASKET ECEE ALPHA 110% NOTE ECEE ALPHA 100% NOTE 1 YR TWD NOTE LINKED TO A BASKET OF 4 GLOBAL ENERG ECEE ALPHA 110% NOTE 2 YEAR WHEAT COMMODITY LINKED SWAP COPPER LINKED NOTE Class/Maturity 3-Dec-2012 22-Nov-2017 23-Nov-2011 15-Nov-2009 22-Nov-2011 30-Nov-2012 26-May-2009 24-Nov-2008 24-Nov-2008 23-Nov-2009 17-Nov-2008 23-Nov-2009 16-Nov-2010 27-Nov-2017 21-Nov-2022 23-Nov-2009 22-Jan-2010 22-Jan-2010 23-Nov-2009 23-Nov-2009 26-Nov-2022 5-Feb-2013 5-Feb-2013 21-Dec-2010 23-May-2009 21-Nov-2009 21-Jul-2009 11-Dec-2014 17-Nov-2008 23-Nov-2009 23-Nov-2009 8-Jan-2010 26-Nov-2009 4-Dec-2009 27-Nov-2009 27-Nov-2009 5-Dec-2019 15-Feb-2016 14-Feb-2014 27-Dec-2013 28-Jan-2010 11-Dec-2017 1-Dec-2008 26-Nov-2008 2-Feb-2010 30-Nov-2009 30-Nov-2009 30-Nov-2009 30-Nov-2009 13-Dec-2010 13-Dec-2010 26-Nov-2008 13-Dec-2010 23-Nov-2009 25-Jan-2010 Crncy EUR EUR USD USD EUR CZK USD EUR USD USD USD USD EUR AUD USD USD NZD NZD USD USD EUR GBP GBP EUR USD EUR USD JPY HKD USD USD EUR AUD USD USD USD USD EUR EUR EUR AUD USD USD USD AUD HKD USD USD HKD EUR EUR USD EUR USD EUR Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0332546448 XS0332547099 XS0332547339 XS0332547503 XS0332547685 XS0332587715 XS0332612505 XS0332612844 XS0332632446 XS0332634657 XS0332675338 XS0332714764 XS0332756849 XS0332759272 XS0332762227 XS0332762904 XS0332763035 XS0332763118 XS0332763209 XS0332764785 XS0332848372 XS0332976884 XS0333012358 XS0333106259 XS0333106333 XS0333106416 XS0333106507 XS0333106762 XS0333117611 XS0333301462 XS0333301546 XS0333301629 XS0333301975 XS0333302437 XS0333302601 XS0333302783 XS0333307584 XS0333308632 XS0333420395 XS0333449295 XS0333496619 XS0333496700 XS0333757606 XS0333793403 XS0333830700 XS0333830882 XS0333830965 XS0333831187 XS0333940129 XS0333969706 XS0334088118 XS0334088548 XS0334088977 XS0334090106 XS0334090288 Short description LEHMAN BROTHERS 1 YEAR HKD DAILY ACCRUAL COUPON LEHMAN BROTHER 1 YEAR USD DAILY ACCRUAL 2 YR HK BASKET DAILY ACC CALL ELN 2 YR HK BKT DAILY ACC CALL ELN 2 YR HK BASKET DAILY ACC CALL ELN FIRST TO DEFAULT CREDIT LINKED NOTES USD FX BASKET LINKED SECURITY CAPITAL PROTECTED NOTE 7YR AUTOREEDMBLE ELN TO BARCLAYS,RBS & SOCIETE GEN 7 YEARS AUTOREDEEMABLE EQUITY LINKED BASE METALS BASKET NOTE AUTO-REDEEMER WORST OF NOTE EQUITY LINKED SWAP IN RELATION 7YR AUTOREDEEMABLE ELN TO SAN AND BBVA 1YR BANK OF CHINA LTD DLY ACCRL CALLABLE ELN 1YR HK BSKT DLY ACCRL CALLABLE ELN 2YR HK BASKET DLY ACCRL CALLABLE ELN 2 YEARS BASKET A 26 MNT AIRBAG ELN ON SHARE BSKT DENOMITD IN AUD LONG 26 MTNH CALLABLE ELN ON HK SHR BSKT AUTOCALLABLE MEMORY COUPON AUTOREDEEMER WORST OF BASKET NOTE CAPPED BASKET BONUS NOTES JPY AUD FX TRANS SWAP JPY/AUD USD TARN NOTE JPY/AUD & JPY/USD FX TARNS NOTE JPY/AUD FX TARNS JPU/AUD/USD TARN USD FX BASKET LINKED NOTE 2 YR HK BASKET DAILY ACC CALLABLE ELN 2 YEAR BANK OF CHINA 2 YEAR HSBC HOLDINGS 2 YR HSBC HOLDINGS PLC DAILY ACCRUAL CALLABLE EQL 2 YR HK BASKET DAILY ACCRUAL CALLABLE EQL NOTE 2 YR HK BASKET DAILY ACC CALLABLE ELN 2 YEARS HSBC HOLDINGS PLC DAILY 2 YR HK BSKT DLY ACCRL CALLABLE ELN LEH BROS 1 YR USD DAILY ACC CPN AUTO CALL NOTE WIT CAPITAL PROTECTED OIL NOTE USD FX LINKED 2 YEAR HK BASKET 2.5 YEAR HK BASKET AUTOREDEEMABLE NOTES LINKED TO ENI SHARES USD FX BASKET LINKED NOTE 2YR HSBC HLDGS PLC DLY ACCRL CALLBLE ELN 2YR HK BSKT DLY ACCRL CALLABLE ELN 2 YEAR HK BASKET 2 YEAR HK SHARE BASKET BONUS CERTIFICATE PLUS BANK SHARES JPY/AUD & JPY/USD CHOOSER FX TARNS NOTE LEH BRO 1 YEAR GBP 2 YEARS BASKET 2 YR HK BASKET DAILY ACCRUAL CALLABLE EQL LEH MAN 1 YEAR HKD SAILY ACCRUAL LEH BRO 1 YEAR USD DAILY Class/Maturity 24-Nov-2008 24-Nov-2008 30-Nov-2009 30-Nov-2009 30-Nov-2009 20-Dec-2012 29-May-2009 14-Dec-2010 20-Dec-2014 20-Dec-2014 21-Nov-2011 23-Nov-2013 30-Nov-2012 11-Dec-2014 3-Dec-2008 1-Dec-2008 30-Nov-2009 30-Nov-2009 1-Feb-2010 3-Feb-2010 30-Nov-2008 13-Dec-2014 30-Nov-2010 18-Dec-2037 11-Dec-2037 11-Dec-2037 18-Dec-2037 11-Dec-2037 4-Dec-2009 7-Dec-2009 3-Dec-2009 3-Dec-2009 4-Dec-2009 4-Dec-2009 4-Dec-2009 7-Dec-2009 7-Dec-2009 28-Nov-2008 18-Dec-2012 4-Dec-2009 7-Dec-2009 7-Jun-2010 3-Dec-2012 8-Dec-2010 7-Dec-2009 7-Dec-2009 7-Dec-2009 7-Dec-2009 3-Dec-2012 7-Dec-2037 3-Dec-2008 10-Dec-2009 10-Dec-2009 1-Dec-2008 3-Dec-2008 Crncy HKD USD USD USD USD EUR USD USD USD EUR USD GBP EUR EUR HKD USD USD HKD AUD AUD USD EUR USD JPY JPY JPY JPY JPY USD USD HKD USD HKD HKD USD USD USD USD USD USD USD USD EUR USD USD USD HKD AUD USD JPY GBP HKD USD HKD USD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0334090445 XS0334096483 XS0334151411 XS0334171799 XS0334171872 XS0334172094 XS0334205795 XS0334213112 XS0334223699 XS0334224077 XS0334224317 XS0334225470 XS0334225710 XS0334227096 XS0334227336 XS0334227682 XS0334274098 XS0334382065 XS0334419321 XS0334446134 XS0334450326 XS0334450599 XS0334450672 XS0334450755 XS0334450839 XS0334450912 XS0334457099 XS0334475232 XS0334476552 XS0334488995 XS0334492757 XS0334494290 XS0334496154 XS0334595138 XS0334634648 XS0334641346 XS0334641692 XS0334656617 XS0334693578 XS0334693818 XS0334701694 XS0334702072 XS0334704524 XS0334732491 XS0334788360 XS0334814547 XS0334815437 XS0334854410 XS0334885729 XS0334918322 XS0334921896 XS0334922860 XS0334923322 XS0335070032 XS0335080346 Short description 2YR HK BSKT BOOSTER ELN EURO FX LINKED NOTE LEHMAN 10 YR CMS NOTE SYNTHETIC PORTFOLIO NOTES SYNTHETIC PORTFOLIO NOTES SYNTHETIC PORTFOLIO NOTES BULL WTI SWAP AUTOMATIC MEMORY COUPON LEH BRO 1 YER HKD DAILY ACCRUAL A 26 MTH AIRBAG EQ LINKED NOTE ON SHARE BASKT A 26 MONTH CALLABLE EQL NOTE ON H-SHARES 2 YEARS HK BASKET 24 MONTHS CALLABLE EQUITY CORPORATE CREDIT LINKED NOTE CORPORATE CREDIT LINKED NOTES CORPORATE CREDIT LINKED NOTE USD FX LINKED NOTE 3 YR EUR MIN MAX VOL BANK NOTE CAPITAL PROTECTED NOTE USD FX LINKED NOTE 2YR HK SHREBSKT BOOSTER ELN A 26 MNTH CALLABLE ELN ON H-SHARE STCK 2 YEAR HK BASKET (0016.HK) A 26 MTH AIRBAG ELN ON SHARE BASKET A 26 MTH AIRBAG ELN ON SHARE BASKET 2 YEAR HK SHARE BASKET USD FX LINKED NOTE SWAP LINKED TO THE ISSUANCES 5 YEARS AUTO CALLABLE LINKED CAPITAL PROTECTED NIKKEI LINKED AUD NOTE TWIN WIN NOTES ON BRENT CRUDE OIL NIKKEI LINKED AUD NOTE 8 YR AUTOCALLABLE YIELD PERFORMANCE NOTES CAPITAL PROTECTED NOTE NIKKEI LINKED USD NOTE NIKKEILINKED USD NOTE 1 YEAR KICK IN REVERSE CONVERTIBLENOTES ON CITI EUR FX LINKED NOTE USD FX LINKED NOTE 2 YEARS HK BASKET 0728 LEHMAN BROTHERS 1 YEAR USD 2 YEARS HK BASKET 12NC3M USD NIN NOTES 10YR OPTIMA NOTE CAPITAL PROTECTED ASIAN CAPITAL PROTECTED ASIAN NOTE CAPITAL PROTECTED NOTE 95% CAPITAL PROTECTED NOTE JPY/AUD& JPY/EUR CHOOSER FX TARNS NOTE 100% CAPITAL PROTECTED NOTES LINKED TO A BASKET 2 YEARS JAPAN BASKET 2 YEAR HKD HK BASKET LEHMAN BROTHERS 1 YEAR HKD DAILY ACCRAUL COUPON LEHMAN COMPASS NOTES 2 YEAR HK BASKET DAILY ACCRUAL CALLABLE ELN Class/Maturity 7-Dec-2009 3-Feb-2010 11-Dec-2017 20-Dec-2017 20-Dec-2017 20-Dec-2017 3-Jan-2011 11-Dec-2009 1-Dec-2008 11-Feb-2010 15-Feb-2010 11-Dec-2009 16-Dec-2009 29-Jul-2012 29-Jul-2012 29-Jul-2012 24-Dec-2010 10-Dec-2010 12-Dec-2012 4-Dec-2010 15-Dec-2009 15-Feb-2010 7-Dec-2009 14-Dec-2009 11-Feb-2010 17-Dec-2009 19-Dec-2011 20-Dec-2010 19-Dec-2012 7-Jan-2013 19-Dec-2014 24-Jan-2011 19-Dec-2014 17-Dec-2015 13-Dec-2012 17-Dec-2014 19-Dec-2014 13-Dec-2008 21-Dec-2010 15-Jun-2009 14-Dec-2009 5-Dec-2008 17-Dec-2009 3-Jan-2020 17-Dec-2017 7-Dec-2010 7-Dec-2010 14-Dec-2012 14-Dec-2037 10-Jan-2012 14-Dec-2009 14-Dec-2009 8-Dec-2008 28-Dec-2020 14-Dec-2009 Crncy AUD EUR EUR AUD AUD AUD USD USD HKD AUD AUD USD AUD USD USD USD USD EUR GBP USD AUD AUD USD USD AUD AUD USD USD EUR USD AUD EUR AUD CHF CHF USD USD USD EUR USD USD USD AUD USD EUR EUR USD USD JPY USD USD HKD HKD EUR USD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0335127089 XS0335137120 XS0335143102 XS0335143284 XS0335143441 XS0335143524 XS0335143797 XS0335150818 XS0335151113 XS0335156005 XS0335156773 XS0335226659 XS0335243159 XS0335344932 XS0335345665 XS0335346556 XS0335352877 XS0335387584 XS0335394879 XS0335528666 XS0335576475 XS0335621875 XS0335622253 XS0335622501 XS0335623061 XS0335623491 XS0335623731 XS0335624036 XS0335742663 XS0335742747 XS0335743042 XS0335743125 XS0335743398 XS0335758586 XS0335964648 XS0335971858 XS0335972070 XS0336019996 XS0336020143 XS0336025027 XS0336050058 XS0336050215 XS0336129589 XS0336130835 XS0336151088 XS0336192868 XS0336192942 XS0336218176 XS0336248322 XS0336249569 XS0336249643 XS0336249726 XS0336250146 XS0336250229 XS0336250732 Short description CREED OFFICE INVESTMENT GROUP-ELN TWIN WIN NOTES ON WTI CRUDE OIL 1 YEARS CHINA LIFE INSURANCES 2 YEAR H SHARES BOOSTER ELN 2 YEAR H-SHARES BOOSTER ELN QUANTOED IN AUD 2 YEAR H SHARES BOOSTER ELN A 26 MONTH CALLABLE ELN ON H-SHARES CAPITAL PROTECTED ASIAN NOTES CAPITAL PROTECTED ASIAN NOTES CALLABLE ZERO COUPON CLN 2 YEARS HK BASKET CAPITAL PROTECTED NOTE LINKED TO DJ EUROSTOXX 50 10 YEARS AUTOREDEEMER WORST OF NOTES A 26 MONTH CALLABLE ELN ON H-SHARES A 26 MONTH CALLABLE ELN ON H-SHARES REVERSE CONVERTIBLE NOTE BONUS CERTIFICATE PLUS 2 YEAR HK BASKET USD/JPY CALLABLE REVERSE PRDC NOTE AUTO REDEEMER NOTE 2 YEARS EQUITY LINKED SWAP IN RELATION CALLABLE NOTE ON NIKKEI225 JPY/AUD & JPY/USD CHOOSER FX TRANS NOTE CORPORATE CREDIT LINKED NOTES 2 YEARS HK BASKET 1 YEAR HK BASKET 0939.HK 2 YRS BOOSTER ELN A 26 MONTHS CALLABLE EQUITY LINKE LEH BRO 1 YEAR USD LB 2 YRS HKD ALL WEATHER CPN DLY CALLABLE ELN LB 2 YRS USD ALL WEATHER CPN DLY CALLABLE ELN 2YRS HKD ALL WEATHER CPN DLY CALLBLE ELN 2 YRS HKD BAKSET DAILY ACC CALLB NOTE 2 YRS EQUITY LINKED NOTE ON IBLEX 35 CPU+ ON THE DJ EURO STOXX 50 INDEX 2 YR MTHLY HK BASKET DAILY ACC CALL ELN A 26 MTH CALL ELN ON H SHARES EUR CAPITAL PROTECTED NOTE 100% PROTECTED NOTE EUR CAPITAL PROTECTED NOTE 100% CAPITAL PROTECTED 10YR FTSE XINOI INDEX LINKED NOTE AUTOCALLABLE MEMORY COUPON NOTES LINKED TO BASKET EUR FX BASKET LINKED NOTE ONE YEAR VEB LINKED NOTES SELFUNDED VEB PORTFOLIO NOTE OPPORTUNITY NOTE IN EUR USD/JPY CALLABLE PRDC NOTE USD SUPERBALL NOTE 7YR AUTOREDEEMABLE ELN TO MERRILL LYNCH & CITIGRP 10Y NC3M CALLABLE LIBOR RANGE ACCRUAL NOTE 26 MONTH CALLABLE ELN ON H SHARES 1 YEAR US BASKET 2 YEARS CITI GROUP INC ACCRUAL CALLABLE 2 YR US BASKET DAILY ACCRUAL CALLABLE EQL 2 YEAR USD HK BASKET DAILY ACCRUAL CALLABLE ELN LEHMAN BROTHERS 1 YEARS Class/Maturity 18-Dec-2008 7-Feb-2011 5-Jan-2009 17-Dec-2009 17-Dec-2009 22-Dec-2009 22-Feb-2010 16-Jan-2012 16-Jan-2012 18-Dec-2034 14-Dec-2009 4-Feb-2010 18-Dec-2017 23-Feb-2010 23-Feb-2010 18-Dec-2008 4-Jan-2013 17-Dec-2009 21-Dec-2032 19-Dec-2011 21-Dec-2009 21-Dec-2037 18-Dec-2037 26-Sep-2012 21-Dec-2009 19-Dec-2008 24-Dec-2009 24-Feb-2010 12-Dec-2008 30-Dec-2009 30-Dec-2009 30-Dec-2009 21-Dec-2009 21-Dec-2009 24-Jan-2011 21-Dec-2009 25-Feb-2010 28-Dec-2009 28-Dec-2009 10-Jan-2018 20-Dec-2010 21-Dec-2009 14-Dec-2008 14-Dec-2008 29-Jul-2009 27-Dec-2032 18-Dec-2037 21-Dec-2014 14-Dec-2017 25-Feb-2010 22-Dec-2008 14-Dec-2009 21-Dec-2009 21-Dec-2009 15-Dec-2008 Crncy JPY EUR NZD AUD AUD AUD AUD EUR EUR EUR USD EUR EUR AUD AUD EUR USD HKD JPY EUR EUR JPY JPY USD USD USD AUD AUD USD HKD USD HKD HKD EUR EUR USD AUD EUR EUR EUR USD EUR USD USD EUR JPY USD USD USD AUD USD USD USD USD HKD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0336320022 XS0336336531 XS0336336960 XS0336373575 XS0336408462 XS0336409353 XS0336410013 XS0336414437 XS0336414601 XS0336414866 XS0336414940 XS0336415327 XS0336415913 XS0336416051 XS0336416309 XS0336416564 XS0336416721 XS0336556146 XS0336573406 XS0336616494 XS0336616577 XS0336617203 XS0336617625 XS0336623433 XS0336623516 XS0336633150 XS0336643035 XS0336644199 XS0336645089 XS0336738769 XS0336850762 XS0336851653 XS0336893499 XS0336927149 XS0336927735 XS0336927818 XS0336927909 XS0336928030 XS0336928113 XS0336930440 XS0336931331 XS0336943427 XS0336951107 XS0336952337 XS0337137623 XS0336218762 XS0337385875 XS0337388382 XS0337406036 XS0337407943 XS0337408248 XS0337413917 XS0337437007 XS0337488091 XS0337488505 Short description NOTE CERTI ON HANG SENG COMPPOSITE PROPERTY AND VEB PORTFOLIO NOTE VEB NOTES 15 NC1 USD RANGE ACCRUAL JPY/AUD FX TARNS NOTE JPY/AUD & JPY/USD CHOOSER FX TRANS SWAP 10Y NC3M CALLABLE LIBOR RANGE ACCRUAL SWAP 2YR HSBC HLDGS PLC DLY ACCRL CALLABLE ELN 2YR HSBC HLDGS PLC DLY ACCRL CALLABLE ELN 1 26 MONTH CALL ELN ON H SHARES 1.5 YR SINGAPORE BASKTE DAILY ACCRUAL ELN 2 YEAR SINGAPORE BASKET DAILY ACCRUAL ELN 2YR USD HK BASKT DAILY ACCRUAL CALLABLE ELN 2YR HSBC HLDGS PLC DLY ACCRL CALLBLE ELN 2YR HK BSKT DLY ACCRL CALLBLE ELN 2YR HK BSKT DLY ACCRL CALLABLE ELN 2 YR US BASKET DAILY ACC CALL ELN 10NC6M CRA LEHMAN AUTO REDEEMER WORST OF BASKET 2 YR HK BASKET DAILY ACC CALL ELN 1.5YR HK BSKT DLY ACCRL CALLABLE ELN A 26 MONTH CALLABLE EQL NOTE ON H SHARE 15NC1 USD RANGE ACCRUAL 12 Y NC3M CALLABLE DUAL RANGE NOTE JPY/AUD FX TARNS NOTE BULL CERTI PLUS UBS 2 YR HK BASKET DAILY ACCRUAL CALLABLE EQL NOTE LEHMAN BROTHERS 1 YEAR USD DAILY SEASON COUPON 2 YR USD HK BASKET DAILY ACCRUAL CALLABLE EQL AUTOREDEEMER WORST OF BASKET NOTE 15YR NC 1YR LEHMAN RANGE NOTE CALLABLE NOTE ON NIKKEI 225 GAA STRATEGY NOTE 2 YR BOOSTER NOTE ON NIKKEI 225 2 YEAR HK BASKET 1YR HK BSKT DLY ACCRL CALLABLE ELN 2 YEAR USD HK BASKET LEH BRO 1 YEARS HKD DAILY A 26 MONTH CALLABLE ELN NOTE ON GLOBAL BANKS A 26 MONTH CALLABLE EQUITY LINKED NOTES ON GLOBAL CAPITAL PROTECTED NOTE CAPITAL PROTECTED NOTE 3Y EUR WORST OF CALLB BARRIER REVERSE COVERTIBLE 10Y NC3M CALLABLE LIBOR RANGE ACCRUAL NOTE 2YR HK BSKT DLY ACCRL CALLBLE ELN USD AUTOREDEEMER WORST OF NOTE AUTOCALLABLE MEMORY CPN LINKED TO BASKET OF SHARES AUTOREDEEMER NOTE 1YR USD DAILY ACC ALL SEASON COUPON AUTO CALL NOTE LEVERAGED AIRBAG ON S&P GSCI PRECIOUS METAL CAPITAL PROTECTED NOTE A 26 MONTH CALLABLE ELN ON H-SHARES QUANTOED IN AU USD FX LINKED NOTE COMMODITY BASKET LINKED NOTES 3 YRS AUTO REDEEMABLE EQUITY LINKED NOTE Class/Maturity 21-Dec-2012 20-Dec-2008 20-Dec-2008 24-Dec-2022 21-Dec-2037 21-Dec-2037 7-Jan-2018 24-Dec-2009 24-Dec-2009 1-Mar-2010 24-Jun-2009 24-Jun-2009 17-Dec-2009 24-Dec-2009 24-Dec-2008 24-Dec-2009 24-Dec-2009 27-Dec-2017 24-Dec-2008 24-Dec-2009 26-Jun-2009 4-Mar-2010 24-Dec-2022 8-Jan-2020 8-Jan-2038 5-Jul-2010 29-Dec-2009 18-Dec-2008 29-Dec-2009 27-Dec-2009 19-Dec-2022 8-Jan-2038 11-Jan-2013 28-Dec-2009 29-Dec-2009 29-Dec-2008 29-Dec-2009 19-Dec-2008 4-Mar-2010 4-Mar-2010 15-Feb-2013 15-Feb-2013 21-Dec-2010 3-Jan-2018 29-Dec-2009 14-Dec-2012 21-Dec-2009 22-Dec-2012 22-Dec-2008 28-Jun-2009 29-Jun-2009 5-Mar-2010 30-Jan-2011 11-Jan-2010 4-Jan-2011 Crncy USD USD USD USD JPY JPY USD USD HKD AUD SGD SGD USD USD USD USD USD USD USD NZD USD AUD USD USD JPY CHF USD USD USD EUR USD JPY USD ISK HKD USD USD HKD AUD AUD USD EUR EUR USD USD USD USD EUR USD USD USD AUD USD USD USD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0337553092 XS0337553175 XS0337553258 XS0337553415 XS0337553688 XS0337553761 XS0337617327 XS0337763576 XS0337869720 XS0337877582 XS0337915267 XS0337915853 XS0337916406 XS0338049462 XS0338049975 XS0338056590 XS0338069494 XS0338071987 XS0338072019 XS0338076515 XS0338076606 XS0338078131 XS0338082752 XS0338084378 XS0338138307 XS0338307936 XS0338316093 XS0338329740 XS0338330672 XS0338330755 XS0338464950 XS0338465098 XS0338465171 XS0338465254 XS0338483588 XS0338483828 XS0338524795 XS0338525099 XS0338525172 XS0338526576 XS0338518045 XS0338518128 XS0338518391 XS0338656787 XS0338656860 XS0338657082 XS0338657165 XS0338675571 XS0338675654 XS0338675811 XS0338675902 XS0338676033 XS0338676116 XS0338676207 XS0338676389 Short description 2 YR HK BASKET DAILY ACC CALLB ELN 2 YRS GLOBAL BASKET DAILY ACCR CALLB ELN 1 YR US BASKET DLY ACC CALLABEL ELN 2 YEARS HK BASKET 0857 2 YR USD HK BASKET DAILY ACCR CALLB ELN 1 YEAR HK BASKET 1YR USD CALLABLE NOTE LINKED TO HK BASKET 7.5% COMMODITY GARANT PLUS NOTE NIKKEI LINKED AUD NOTE 26 MNTH CALLABLE ELN ON HK SHARE BASKET NIKKEI LINKED AUD NOTE NIKKEI LINKED AUD NOTE CALLABLE NOTE ON NIKKEI 225 3 YEAR 8% USD ENHANCED RETURN NOTE ON MULTI INDICE 3 YEAR GBP MULTI ASSET SWAP USD FX LINKED NOTE NIKKEI LINKED AUD NOTE 100 CAPITAL PROTECTED NOTE ON AGRI COMM COMMODITY BASKET LINKED NOTES 2 YEARS HK BASKET DAILY ACCRUAL 2 YEARS HK BASKET COMMODITY BASKET LINKED NOTES GLOBAL PODIUM NOTE A 26 MONTH CALLABLE ELN 100% CAP PROTECTED NOTES LINKED TO HSCEI INDEX 10Y NC3M CALLABLE DUAL RANGE ACCRUAL NOTE 3YR CAPITAL PROTECTED NOTE LINKED TO THE LEHMAN 1 YR HK BASKET DAILY ACC CALLABLE ELN LEHMAN BRO 1 YEAR HKD 2 YR HK BASKET DAILY ACC CALLABLE ELN 7 YR AUTOREDEEMABLE EQUITY LINKED NOTE TO UBS AND 7 YEARS AUTOREDEEMABLE EQUITY LINKED NOTE 7 YEARS AUTOREDEEMABLE EQUITY 7 YEARS AUTOREDEEMABLE EQUITY AGRICULTURAL LINKED NOTE COMMODITY STRUCTURED SOLUTION 1 YEAR TWD NOTE LINKED TO A BASKET OF 5 1 YEAR HK BASKET 2 YEARS USD HK BASKET 1.5 YEAR TWD NOTE JPY/AUD FX TARN NOTE AUD CALL KNOCK OUT POWER REVERSE DUAL CURR NOTE JPY/AUD & JPY/USD CHOOSER FX TARN NOTE SECOND TO DEFAULT NOTES SECOND TO DEFAULT NOTES SECOND TO DEFAULT SECOND TO DEFAULT NOTES JPY/AUD FX TARNS NOTE 2 YEAR US BASKET A 26MTH CALLABLE ELN ON GLOBAL BANKS BSKT A 26 MTH CALLABLE ELN ON GLOBAL BANKS BSKT 2YR GLOBAL BSKT DLY ACCRL CALLBLE ELN 26 MONTHS H SHRES BASKET 2 YEARS HK BASKET 2 YEARS HK BASKET Class/Maturity 29-Dec-2009 29-Dec-2009 29-Dec-2008 4-Jan-2010 31-Dec-2009 31-Dec-2008 28-Dec-2008 15-Feb-2013 9-Jan-2015 9-Mar-2010 9-Jan-2015 9-Jan-2015 11-Jan-2028 31-Dec-2010 14-Jan-2011 13-Jan-2011 9-Jan-2015 28-Dec-2010 27-Dec-2009 4-Jan-2010 4-Jan-2010 27-Dec-2009 10-Jan-2011 11-Mar-2010 11-Jan-2013 28-Dec-2017 31-Dec-2010 5-Jan-2009 31-Dec-2008 4-Jan-2010 31-Jan-2015 31-Jan-2015 31-Jan-2015 31-Jan-2015 15-Feb-2011 15-Feb-2011 5-Jan-2009 7-Jan-2009 4-Jan-2010 7-Jul-2009 19-Jan-2038 8-Jan-2038 15-Jan-2038 20-Dec-2017 20-Dec-2017 20-Dec-2017 20-Dec-2017 15-Jan-2038 11-Jan-2010 11-Mar-2010 11-Mar-2010 7-Jul-2009 5-Mar-2010 11-Jan-2010 11-Jan-2010 Crncy USD USD USD USD USD USD USD EUR AUD AUD AUD AUD JPY USD GBP EUR AUD EUR USD HKD HKD USD CZK AUD EUR USD CHF USD HKD USD USD EUR USD EUR EUR USD USD USD USD USD JPY JPY JPY USD USD USD USD JPY USD AUD AUD USD NZD USD USD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0338676546 XS0338676629 XS0338677270 XS0338684482 XS0338684565 XS0338685299 XS0338754525 XS0338764912 XS0338765059 XS0338765133 XS0338765307 XS0338765562 XS0338801110 XS0338801383 XS0338801623 XS0338802191 XS0338845596 XS0338845752 XS0338845919 XS0338846057 XS0338846131 XS0338846214 XS0338941551 XS0338960262 XS0339184615 XS0339215351 XS0339221912 XS0339222050 XS0339222308 XS0339237678 XS0339238569 XS0339239294 XS0339408238 XS0339408584 XS0339413311 XS0339479502 XS0339479684 XS0339479841 XS0339479924 XS0339480005 XS0339480187 XS0339480344 XS0339480773 XS0339532672 XS0339532755 XS0339537390 XS0339537804 XS0339538448 XS0339559287 XS0339559360 XS0339559527 XS0339559790 XS0339559873 XS0339560020 XS0339560293 Short description 2 YEARS HK BASKET LB 1YR USD DLY ACCRL ALL SEASON CPN AUTO CALL NT JPY/AUD & JPY/USD CHOOSER FX TARN NOTE AUTOCALLABLE MEMORY COUPON NOTES DAILY AUTOCALL MEMORY COUPON NOTES LINKED TO BASKE WTI SWING NOTES 12NC3M USD STEEPENER RANGE ACCRUAL 2YR HK BASKET DAILY ACCRUAL CALLABLE ELN 2 YR HK BASKET DAILY ACCRUAL CALLABLE EQL 1 YR HK BASKET DLY ACC CALLABLE ELN 2YR HKD HK BSKT DLY ACCRL CALLABLE ELN 2YR HK BSKT DLY ACCRL CALLBLE ELN 26 MONTH CALLABLE EQL ON GLOBAL BANK BASKET 2 YEARS US BASKET 1 YEAR GLOBAL BASKET 2 YEARS HK BASKET 0386.HK+0857 26 MONTH CALLABLE ELN ON HK SHARE BASKET 2 YEARS HK BASKET 0066.HK 2 YEARS HK BASKET 1 YEARS HK BASKET 2628.HK 1 YEAR HK BASKET 2 YEARS HK BASKET 0388 CAPITAL PROTECTED NOTE LINKD TO SX5E CAPITAL PROTECTED NOTE AUTOREDEEMER NOTE LINKED TO THE 12NC3M USD DUAL ACCRUAL LEH MAN 1 YEAR HKD DAILY ACCRUAL 26 MONTH CALLABLE EQUITY 1.5 YRS HK BASKET DAILLY ACR CALLB ELN 2 YRS HKD ALL WEATHER COUPON DLY CALLABLE ELN 2 YRS HKD DLY ACC COUPON DLY CALLABLE ELN 26 MONTHS H SHARES BASKET CAPITAL PROTECTED NOTE 4 YEARS LOOKBACK NOTE NOTE CERTI ON CITIGROUP INC FIXED INCOME DERIVATIVED PRODUCT USD SUPERBALL NOTE 10Y NC3M CALLABLE LIBOR RANGE ACCRUAL NOTE 10 YEARS CALLABLE DUAL 10Y NC3M CALLABLE DUAL 10Y NC3M CALLABLE LIBOR RANGE ACCRUAL NOTES 10Y NC3M CALLABLE NON INVERSION RANGE NOTES JPY/AUD FX TARNS NOTE SPGSAGP INDEX LINKED NOTES SPGSAGP INDEX LINKED NOTES 3YEAR CAPPED CPU ON A BASKET OF WHEAT AND SOYABEAN SHARK NOTE ON GOLD SPOT IN USD 100% CAPITAL CAPITAL PROTECTED OIL NOTE AUD CALLABLE AND KNOCK OUT POWER NOTE 26 MONTH CALLABLE EQL NOTE ON HK SHARE BASKET 26 MONTH H SHARES BASKET 26 MONTHH SHARES BASKET 2 YRS USD ALL WEATHER COUPON DLY CALLABLE ELN LEHMAN BROTHERS 2 YEAR HKD 2 YR USD HK BASKET DAILY ACCRUAL CALLABLE EQL NOTE Class/Maturity 11-Jan-2010 5-Jan-2009 8-Jan-2038 4-Jan-2010 4-Jan-2010 14-Jan-2009 10-Jan-2020 11-Jan-2010 11-Jan-2010 12-Jan-2009 4-Jan-2010 11-Jan-2010 16-Mar-2010 11-Jan-2010 12-Jan-2009 11-Jan-2010 19-Mar-2010 18-Jan-2010 18-Jan-2010 16-Jan-2009 16-Jan-2009 18-Jan-2010 7-Feb-2012 7-Feb-2012 15-Feb-2011 15-Feb-2020 12-Jan-2009 19-Mar-2010 17-Jul-2009 25-Jan-2010 25-Jan-2010 17-Mar-2010 22-Jan-2013 18-Jan-2012 19-Jan-2010 18-Jan-2038 15-Jan-2038 31-Jan-2018 31-Jan-2018 1-Feb-2018 24-Jan-2018 25-Jan-2018 25-Jan-2038 18-Jan-2010 18-Jul-2009 8-Feb-2011 9-Feb-2009 15-Feb-2011 25-Jan-2038 25-Mar-2010 18-Mar-2010 18-Mar-2010 25-Jan-2010 25-Jan-2010 18-Jan-2010 Crncy USD USD JPY USD USD EUR USD USD HKD HKD HKD HKD AUD USD USD USD AUD USD HKD USD USD HKD EUR EUR USD USD HKD AUD USD HKD HKD NZD USD EUR USD JPY USD USD USD USD USD USD JPY USD AUD EUR USD USD JPY AUD NZD NZD USD HKD USD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0339560376 XS0339560889 XS0339561002 XS0339677139 XS0339760117 XS0339762162 XS0339763640 XS0339763996 XS0339764028 XS0339810078 XS0339944943 XS0340031730 XS0340050284 XS0340062883 XS0340076321 XS0340113629 XS0340114353 XS0340222750 XS0340290757 XS0340291722 XS0340299386 XS0340348852 XS0340349074 XS0340417251 XS0340433373 XS0340460855 XS0340461150 XS0340461580 XS0340461747 XS0340461820 XS0340462042 XS0340530814 XS0340592681 XS0340647840 XS0340648145 XS0340648657 XS0340649036 XS0340649200 XS0340696466 XS0340756898 XS0340891240 XS0340950608 XS0341031192 XS0341031275 XS0341031432 XS0341159589 XS0341160082 XS0341160249 XS0341162708 XS0341163342 XS0341166105 XS0341168069 XS0341175866 XS0341223427 XS0341338324 Short description 2 YR HKD HK BASKET DAILY ACCRUAL CALLABLE EQL 1 YEAR PETROCHINA ACCRU CALLB ELN 26 MONTH CALLABLE EQUITY LINKED NTOES ON GLOBAL 100% PRINCIPAL PROTECTED NOTE 1 YR TWD NOTE LINKED TO A BASKET OF 5 GLOBAL SOLAR LEHMAN BROTHERS 1 YEAR USD DAILY ACCRUL ALL SEASON 2 YRS HKD DAILY ACCRUAL CALLABLE NOTES 2 YEAR HKD DAILY ACCRUAL CALLABLE ELN 3 USD HK BASKET DAILY ACCR CALL ELN DUTCH POWER NOTES XIII LOOKBACK NOTE 100% CAPITAL PROTECTED NOTE ON A SWAP SYNTHETIC CREDIT 10 Y NC3M CALLABLE DUAL 12 Y NC3M CALLABLE NON INVERSION TWIN WIN NOTES ON WTI CRDUE OIL 1YR CITIC PACIFIC LTD DAILY ACC CALLABLE ELN 1YR US BASKET DAILY ACC CALLABLE ELN 21NC 3M USD NIN NOTES FTSE DIGITAL RETURN NOTE - 3YR 22% ISSUEII 10NC6M USD CRA FTSE DIGITAL RETURN NOTE - 5YR, 47% ISSUEII 1YEAR KICK-IN REVERSE CONVERTIBLE NOTES 1 YEAR KICK-IN REVERSE CONVERTIBLE NOTES 50/50 SX5E NOTES 24M USD/CNY BOOSTER 3YR US BASKET DAILY ACC CALLABLE ELN 26 MONTHS H-SHARE BASKET EPRA EUROPE INDEX ELN 10Y NC3M CALLABLE NON INVERSION RANGE ACCRUAL NOTE 10Y NC3M CALLABLE LIBOR RANGE ACCRUAL NOTE 15Y NC3M CALLABLE DUAL RANGE ACCRUAL NOTE JPY/AUD FX TRANS NOTE MACRO QUANTITATIVE CURRENCY STRATEGIES PRINCIPAL 15NC3M USD DUAL RANGE NOTE 2 YR H SHARE BASKET VS EUROPEAN STOCK MARKET 1YR US BASKET DAILY ACCRUAL CALLABLE ELN 3 YEAR TOPIX INDEX BULL NOTE, QUANTOED IN USD 1 YEAR HK BASKET DAILY ACRRUAL CALLABLE ELN 26 MONTH CALLABLE EQL EUR 10 YEARS TARN CPPI PRINCIPAL CAPITAL PROTECTED COMMODITY LINKD NT EMTN ECORELIS 9% 100% CAPITAL PROTECTED NOTES CAPITAL PROTECTED NOTE AUD CALLABLE & KNOCK OUT 10Y NC3M CALLABLE DUAL RANGE ACCRUAL NOTE 2YR CALLABLE AUD QUANTO LIBOR RANGE NOTE 2 YEAR H-SHARE BASKET VS AMERICAN STOCK MARKET 2 YEAR USD HK BASKET DAILY ACCRUAL CALLABLE ELN 26 MONTHS H SHARE BASKET EQL 2 YEAR HK BASKET DAILY ACCRUAL CALLABLE ELN LB 2 YR ALL WEATHER DAILY CALLABLE EQL LEHMAN BROTHERS 2 YEARS USD ALL WEATHER COUPON 26 MONTHS CALLABLE 1 YEAR US BASKET DAILY ACCRUAL CALLABLE ELN 2 YEARS H SHARES CAP PROTECTD ASIA NOTE Class/Maturity 18-Jan-2010 22-Jan-2009 23-Mar-2010 11-Jan-2038 16-Jan-2009 14-Jan-2009 28-Jan-2010 28-Jan-2010 24-Jan-2011 4-Mar-2014 24-Jan-2011 22-Jan-2018 1-Feb-2018 4-Feb-2020 7-Mar-2011 23-Jan-2009 22-Jan-2009 23-Jan-2020 20-Mar-2013 30-Jan-2018 20-Mar-2013 25-Jan-2009 25-Jan-2009 5-Mar-2010 16-Feb-2010 24-Jan-2011 16-Mar-2010 23-Jan-2018 6-Feb-2018 6-Feb-2023 5-Feb-2038 28-Jan-2011 15-Feb-2023 29-Jan-2010 23-Jan-2009 24-Jan-2011 26-Jan-2009 29-Mar-2010 21-Jan-2018 28-Jul-2009 30-May-2016 25-Jan-2011 25-Jan-2038 6-Feb-2018 25-Jan-2010 29-Jan-2010 25-Jan-2010 25-Mar-2010 25-Jan-2010 2-Feb-2010 2-Feb-2010 30-Mar-2010 26-Jan-2009 28-Jan-2010 28-Feb-2012 Crncy HKD USD AUD USD USD USD HKD HKD USD EUR USD EUR USD USD EUR USD USD USD GBP USD GBP USD USD EUR USD USD NZD USD USD USD JPY USD USD AUD USD USD USD AUD EUR USD EUR CHF JPY USD AUD AUD USD AUD USD HKD USD AUD USD AUD EUR Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0341340817 XS0341528965 XS0341704954 XS0341714243 XS0341721453 XS0341730363 XS0341731338 XS0341731411 XS0341731767 XS0341732658 XS0341733110 XS0341743184 XS0341745635 XS0341769221 XS0341781432 XS0341900388 XS0341920220 XS0341922358 XS0341923083 XS0342095881 XS0342097317 XS0342097747 XS0342098398 XS0342120820 XS0342144416 XS0342155297 XS0342155370 XS0342194601 XS0342225769 XS0342236295 XS0342300729 XS0342303400 XS0342303582 XS0342399325 XS0342399598 XS0342399754 XS0342406476 XS0342406716 XS0342412284 XS0342414819 XS0342422838 XS0342489233 XS0342489316 XS0342489589 XS0342520094 XS0342520177 XS0342523197 XS0342637872 XS0342733671 XS0342751905 XS0342777371 XS0342782702 XS0342803128 XS0342804365 XS0342838934 Short description CAP PROTED ASIA NOTE CAPITAL PROTECTED ELN 5YR CAPITAL PROTECTED EQUITY LINKED NOTE 12Y NC3M CALLABLE DUAL CLIQUET NOTE COMMODITY BASKET LINKED SWAP 1YR HK BSKT VS US PHILADELPHIA HSG INDX 3YR ELN GLOBAL BASKET 1 YEAR US BASKET DAILY ACCRUAL CALLABLE LEN 2 YR ELN LINKED TO HANG LANG PROPERTIES LEHMAN BROTHERS 1 YEAR HKD DAILY ACCRUAL CALLABLE 3 YEARS USD NOTES 3 YEARS USD NOTE LINKED TO ONE SINGLE 3 YEARS HKD LINKED TO ONE SINGLE SHARES SWAP LINKED TO THE ISSUANCE EUR FX LINKED NOTE EMERGING AUTOCALLABLE ELN EMERGINH AUTOCALLABLE JULY 2008 6YR NC 6M LEHMAN STEP-UP CALLABLE NOTE 10Y NC3M CALLABLE DUAL RANGE ACCRUAL NOTE COMMODITY BASKET LINKED NOTES 15YR NC 3MO LEHMAN RANGE NOTE 100% CAPITAL PROTECTED NOTES LINKED TO A BASKET 26 MONTH H-SHARE BASKET QUANTOED IN AUD DLY AUTOCALLABLE NTS LINKD TO A BSKT AUD CALLABLE FXLN AUD CALLABLE DUAL CCY NOTE 10 YEAR SEMI ANNUAL AUTOREDEEMABLE CAPITAL PROTECTED ASIAN NOTE 7 YEARS AUTOREDEEMABLE EUR FX BASKET 2Y USD DENOMINATED ASIAN EUR FX BASKET LINKED NOTE 1.5YR US BSKT DLY ACCRL CALLABLE ELN 1 YR US BSKT DLY ACCRL CALLABLE ELN LEHMAN BROTHERS 1 YEAR USD DAILY ACCRAUL ALL SEASO 10Y NC3M CALLABLE LIBOR RANGE ACCRUAL NOTE CPITAL PROTECTED NOTE 6Y LEHMAN EUR ZERO CPN NTE TOP PROTECT BEST PROFILE 05/2018 NOTE AUTOCALLABLE MEMORY COUPON NOTES LINKED TO A BASKE 12Y NC3 CALLABLE SWAP EMERGING MKT CORPORATE CLN 10NC6M CRA LEHMAN 10Y NC3M CALLABKE TRANSATLANTIC RANGE ACC NOTE CAPITAL PROTECTED COMMODITY NOTE CAPITAL PROTECTD NT 100% PROTECTD 8 YR AUTORDEEMABLE EQUITY LINKED NOTE EUR ZERO COUPON NOTE 10Y DARTS NOTES 3YR USD ENHANCED RETURN NOTE ON INDICES 5Y CMS FLOORED 100% PRINCIPAL PROTECTED LEHMAN BROTHERS ALPHA NOTE CREDIT LINKED NOTES 15Y NC6M CALLABLE & AUTO KNOCK OUT DUAL RANGE NOTE FLOATING RATE NOTES Class/Maturity 28-Feb-2012 7-Apr-2010 9-Apr-2013 18-Jan-2020 1-Apr-2020 14-Feb-2010 28-Jan-2009 4-Feb-2011 2-Feb-2009 29-Jan-2010 22-Jan-2009 19-Jan-2011 19-Jan-2011 19-Jan-2011 29-Jan-2013 15-Feb-2011 8-Apr-2016 24-Jun-2016 4-Feb-2014 11-Feb-2018 23-Jan-2010 31-Jan-2023 29-Aug-2012 29-Mar-2010 25-Jan-2009 12-Feb-2038 29-Jan-2038 30-Jan-2018 31-Mar-2020 29-Jan-2015 30-Jan-2010 1-Feb-2010 30-Jan-2010 30-Jul-2009 30-Jan-2009 29-Jan-2009 23-Jan-2018 1-Feb-2012 28-Mar-2014 16-May-2018 31-Jan-2013 28-Jan-2020 21-Dec-2018 31-Jan-2018 1-Feb-2018 31-Jan-2012 7-Mar-2012 18-Feb-2016 9-Feb-2018 1-Feb-2011 3-Mar-2013 5-Feb-2010 20-Mar-2013 21-Feb-2023 20-Mar-2013 Crncy EUR EUR EUR USD EUR USD USD USD USD USD HKD USD USD HKD EUR EUR EUR EUR USD USD AUD USD CHF AUD USD JPY JPY EUR EUR EUR EUR USD EUR USD USD USD USD EUR EUR EUR USD USD USD USD USD USD EUR EUR EUR USD EUR USD USD USD JPY Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0342839155 XS0342945002 XS0342945184 XS0342989398 XS0342989554 XS0342989711 XS0343088968 XS0343090196 XS0343197074 XS0343216809 XS0343217104 XS0343530340 XS0343584602 XS0343590831 XS0343590914 XS0343610530 XS0343642905 XS0343643036 XS0343647706 XS0343798400 XS0343799044 XS0343832191 XS0343832605 XS0343843479 XS0343843982 XS0343872494 XS0343872577 XS0343872734 XS0343900022 XS0343900451 XS0343900535 XS0344072318 XS0344086532 XS0344087183 XS0344087340 XS0344095871 XS0344101273 XS0344101356 XS0344101513 XS0344101943 XS0344102164 XS0344142202 XS0344142467 XS0344143945 XS0344144083 XS0344314850 XS0344442420 XS0344460323 XS0344460752 XS0344461214 XS0344485312 XS0344533657 XS0344537997 XS0344549067 XS0344549141 Short description MEMORY COUPON NOTE HUTCHISON WHAMPOA CALLABLE RANGE ACC CLN USD FX BASKET LINKED NOTE 26 HK BASKET LB 1YR USD DLY ACCRL ALL SEASON CPN A 26 MONTHS CALLABLE EQUITY LINKED 10Y NC3M CALLABLE DUAL RANGE NOTE CAPITAL PROTECTED NOTE 15 NC6M CALLABLE & AUTO KNOCK PRINCIPAL PROTECTED NIKKEI LINKD 30 YR NOTE PRINCIPAL PROTECTED NIKKEI LINKD 30YR NT TURBO NOTE EQUITY YIELD NOTE PRINCIPAL PROTECTED NIKKEI LINKED 30 YR NOTE LEHMAN BROTHERS I-YEAR USD LEHMAN BROTHERS 1 YEAR HKD COMMODITY BASKET LINKED NOTES 26M HK BASKET 3 YEARS GLOBAL BASKET 5 YEARS AUTOREDEEMABLE A 26MTH CALLBLE ELN ON H-SHRE BSKT QUANTD IN AUD LEHMAN BROTH 1 YEAR USD DAILY 100% CAPITAL PROTECTED NT LNKD TO MUTUAL FUNDS 15YR NC 6MO RANGE NOTE CAPITAL PROTECTED EQUITY LINKED NOTE 5Y EURIBOR CAPPED AT INFLATION CLN-SUN HUNG KAI PROPERTIES LTD JPY/AUD & JPY/USD CHOOSER FX TRANS NOTE 10Y NC3M CALLABLE TRANSATLANTIC RANGE ACCRAUL NOTE WORST OF BASKET REVERSE CONVERTIBLE NOTE WORST OF BARRIER REVERSE CONVERTIBLE NOTE WORST OF BARR REVERSE CONVERTIBLE NOTE LNKD TO UKX 7 YR AUTOREDEEMABLE EQL 10 NC3M CALLABLE TRANSATLANTIC RANGE ACC NOTE 4 YEARS AUTO CALLAB EQUITY LINKED 7 YR AUTOREDEEMABLE EQUITY LINKED NOTE AGRICULTURAL AUTOCALL A26 MONTH CALLABLE EQUITY LEH BRO 1 YEAR USD ALL WEATHER LB 1 YR HKD DAILY CALLABLE EQL 26 M HK BASKET 0728.HK +0857 LEHMAN BROTHERS1 YEAR HKD JPY/USD POWER REVERSE 2Y NN CALLABLE AUD FIXED RATE NOTES 5Y NON CALLABLE AUD FIXED RATE NOTE 4 Y NON CALLABLE AUD FIXED RATE NOTES 10 Y NC3M CALLABBLE LIBOR RANGE DISCOUNT INDEX NOTE LINKED TO THE DOW JONES STOXX EUR DIGITAL NOTE LINKED TO SX5E INDEX USD DIGITAL NT OUTPERFORMANCE BOOSTER NOTE ON BSKT OF SH OF SPX AUTOCALLABLE MEMORY COUPON USD DENOMINATED NOTE CAPITAL PROTECTED CERTIFICATE WITH 11% PARTICIPATI 10 Y NC3M CALLABLE A 26 MONTH CALLABLE EQUITY Class/Maturity 30-Jan-2011 20-Mar-2018 29-Jan-2010 6-Apr-2010 29-Jan-2009 8-Apr-2010 25-Jan-2018 31-Mar-2012 15-Feb-2023 5-Feb-2038 5-Feb-2038 6-Feb-2013 5-Feb-2038 13-Feb-2009 13-Feb-2009 29-Jan-2010 6-Apr-2010 7-Feb-2011 12-Feb-2013 15-Apr-2010 2-Feb-2009 20-Feb-2013 7-Feb-2023 28-Mar-2011 7-Feb-2013 30-Jan-2011 22-Feb-2038 7-Feb-2018 15-May-2013 15-May-2013 15-May-2013 28-Feb-2015 14-Feb-2018 8-Feb-2012 28-Feb-2015 15-Feb-2011 15-Apr-2010 19-Feb-2009 19-Feb-2009 12-Apr-2010 6-Feb-2009 8-Feb-2013 20-Feb-2010 31-Jan-2013 20-Feb-2012 31-Jan-2018 31-Jan-2012 7-Mar-2011 7-Mar-2011 14-Mar-2011 11-Feb-2013 17-Mar-2013 1-Feb-2013 25-Feb-2018 15-Apr-2010 Crncy GBP USD USD NZD USD AUD USD EUR USD JPY JPY EUR JPY USD HKD USD NZD USD EUR AUD USD EUR USD EUR EUR USD JPY USD GBP GBP GBP EUR USD USD EUR USD AUD USD HKD NZD HKD JPY AUD AUD AUD USD EUR EUR USD PLN USD USD USD USD AUD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0344556864 XS0344557839 XS0344576110 XS0344583249 XS0344829931 XS0344830608 XS0344834691 XS0344835078 XS0344884019 XS0344899710 XS0344960058 XS0345003049 XS0345061591 XS0345204613 XS0345205693 XS0345212806 XS0345213283 XS0345213796 XS0345215148 XS0345278062 XS0345320799 XS0345320872 XS0345439250 XS0345439334 XS0345439763 XS0345445737 XS0345633811 XS0345668528 XS0345680655 XS0345700198 XS0345791999 XS0345792294 XS0345801970 XS0345813397 XS0345814791 XS0345814874 XS0345815178 XS0346007080 XS0346007320 XS0346073207 XS0346073975 XS0346080590 XS0346122343 XS0346123150 XS0346123408 XS0346124638 XS0346124984 XS0346438061 XS0346438145 XS0346438228 XS0346438657 XS0346438731 XS0346438814 XS0346439200 XS0346461634 Short description 95% CAPITAL PROTECTED COMMODITY NOTE 95% CAPITAL PROTECTED COMMODITY NOTE AGRICULTURAL COMMODITIES LINKED NOTE AGRICULTURAL COMMODITIES LINKED NOTE 10Y NC3M CALLABLE TRANSATLANTIC RANGE ACCRUAL NOTE CALLABLE NOTE ON NIKKEI225 7 YR AUTOREDEEMABLE ELN AUTOCALLABLE MEMORY COUPON NOTES 1.5 YEAR USD/TWD REFERENCED NOTE LINKED MARQCUS PRINCIPAL PROTECTED NOTES 10NC3M CRA LEHMAN 3 YR CAPITAL PROTECTED ASIAN NOTE 5 YEAR RAINBOW NOTE LEVERAGED CERTIFICATE 10 YR AUTO REDEEMER NOTE 10Y NC3M CALLABLE LIBOR RANGE RANGE ACCRUAL NOTE 10Y NC3M CALLABLE DUAL RANGE ACCRUAL NOTE BEST OF BASKET NOTE 7YR AUTOREDEEMABLE EQUITY LINKD NT 1YR HK PRPRTY BASKT/US PHILDLPIA AUTO CALBLE EQ.NT EUR FX LINKED NOTE USD FX LINKED NOTE 7 YR AUTOREDEEMABLE EQ LINKD NT TO DTE & FTE AUTO-REDEEMER WORST OF NOTE LINKED TO A BASKET OF 15NC6M CRA LEHMAN 100% CAPITAL PROTECTED NOTES 12Y NC3 CALLABLE LIBOR RANGE ACCRL NT AGRICUKTURE COMMODITIES LINKED NOTES USD FX BASKET LINKED NOTE LB STRUCTURED CREDIT RATING 1 CITIGROUP INC DAILY ACCRL CALLABLE EQ LINKD NOTE GBP FX BASKET LINKED NOTE 2YR EM BASKET SEK FX LINKD NOTE AUTOCALLABLE MEMORY COUPON NT LINKD BASKET A 26 MONTH CALLABLE EQUITY LINKED NOTE ON 1 YR HKD DLY ACC ALL SESN COUPON AUTO CALL NT 26M CALLABLE EQ. LINKD NT H-SHARE BASKT QUANTD AUD 10Y NC3M CALLABLE DUAL NON-INVERSN ACCRUL NOTE 95% CAPITAL PROTCD NT OPN AGRI COMMD IN QUANTO EUR GBP FX BASKET LINKED NOTE 10Y NC3M CALLABLE DUAL RANGE NOTE 4% LB TREASURY CO RENTE PLUS NTS 2016 15NC1 USD RANGE ACCRUAL 2 YR US BASKET DLY ACCRUAL CALLABLE EQL NOTE 26M CALLBLE EQ. LINKD NT H-SHRE BASKT QUANTD AUD 26M CALLABLE EQ LINKD NT BASKET QUANTOED AUD A 26 M CALLABLE EQ LINKED NOTE ON H SHARE BASKET NON CAPITAL PROTECTED COMMODITY NT 1Y HKD EQ. LINKD COUPN SERIES 16 LINKD TO CHINA LEHMAN BROTHERS1YEAR USD 15Y NC3M CALLABLE LIBOR RANGE ACCRUAL NOTE 18Y NC3M CALLABLE LIBOR RANGE ACCRUAL NOTE AUD CALLABLE & KNOCK OUT POWER REVERSE DUAL CRNCY MEMORY COUPON NOTE AGRICULTURAL AUTOCALL PRINCIPAL PROTECETD Class/Maturity 13-Feb-2012 13-Feb-2012 14-Mar-2011 14-Mar-2011 15-Feb-2018 15-Feb-2038 28-Feb-2015 5-Aug-2009 5-Aug-2009 14-Feb-2011 12-Feb-2018 14-Feb-2011 14-Mar-2013 14-Feb-2013 13-Feb-2018 19-Feb-2018 11-Feb-2018 15-Feb-2013 28-Feb-2015 12-Feb-2009 28-Feb-2011 28-Feb-2011 28-Feb-2015 8-Feb-2014 14-Feb-2023 14-Feb-2011 6-Feb-2020 14-Mar-2011 7-Feb-2011 20-Mar-2010 16-Feb-2009 15-Feb-2010 31-Dec-2009 15-Feb-2012 19-Apr-2010 11-Feb-2009 19-Apr-2010 18-Feb-2018 11-Feb-2011 18-Feb-2010 19-Feb-2018 15-Feb-2016 19-Feb-2023 15-Feb-2010 19-Apr-2010 22-Apr-2010 22-Apr-2010 12-Sep-2009 26-Feb-2009 26-Feb-2009 20-Feb-2023 27-Feb-2026 4-Mar-2038 21-Feb-2016 18-Mar-2011 Crncy USD EUR EUR HUF USD JPY USD USD USD AUD USD USD EUR SEK EUR USD USD AUD EUR USD EUR USD EUR GBP USD EUR USD EUR USD EUR USD GBP SEK USD AUD HKD AUD EUR EUR GBP USD EUR USD USD AUD AUD AUD USD HKD USD USD USD JPY EUR USD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0346466781 XS0346467326 XS0346470387 XS0346508616 XS0346508707 XS0346508962 XS0346509002 XS0346650798 XS0346686719 XS0346687287 XS0346687360 XS0346689143 XS0346689499 XS0346707903 XS0346776460 XS0346785537 XS0346802050 XS0346821357 XS0346859084 XS0346879868 XS0346881252 XS0347006131 XS0347016015 XS0347064924 XS0347107673 XS0347229352 XS0347259185 XS0347383274 XS0347451295 XS0347451618 XS0347452426 XS0347452855 XS0347683400 XS0347689274 XS0347694787 XS0347768813 XS0347769035 XS0347785312 XS0347790403 XS0347872128 XS0347925264 XS0347938671 XS0348072561 XS0348072728 XS0348100362 XS0348299180 XS0348324988 XS0348391235 XS0348391409 XS0348406876 XS0348407411 XS0348407767 XS0348442756 XS0348443135 XS0348444026 Short description 7NC6M FIXED CALLABLE LEHMAN 15YR NC 1YR NON INVERSION NOTE 15Y NC6M CALLABLE & AUTO KNOCK OUT DUAL RANGE NOTE JPY/AUD FX TARNS NOTE 10Y NC3M CALLABLE DUAL RANGE ACCRUAL NOTE 2Y NON CALLABLE AUD FIXED RATE NOTE JPY/AUD FX TARNS NOTE CAPPLUS NOTE EUR-FX BSKT LINKD NOTE LEH INFLATION BASKET LEH INFLATION BASKET 15Y NC3M CALLABLE LIBOR RANGE ACCRUAL NT CLN- TATA MOTORS LTD SOFT COMMODITIES LINKED BASKET NOTE 4 YEAR RAINBOW NOTE 5Y FLOORED AND CAPPED CALLABLE STEEPENER COPPER LINKD NT PRINCIPAL PROTECTD 4 YEAR RAINBOW NOTE CAPITAL PROTECTD NT BASKET OF INDICES USDINR FX LINKED NOTE 10Y CMS FLOORED DISCOUNT INDEX NOTE LINKED TO DOW JONES EURO STOXX FLOATING RATE NOTE- COLLATERAL DAX BULL NOTE 52C6M USD DUAL CALLABLE RANGE CAD QUANTO FX BASKET LINKED NOTE USD FX BASKET LINKED NOTE 1Y SWISS BSKT DLY ACCRL CALLABLE EQ LINKED NOTE 10Y NC3M CALLABLE LIBOR RANGE ACCRUAL NOTE WORST OF BSKT KICK IN REVERSE CONVERTIBLE NOTES MAGNUM NOTE 100% PROTCTD LINKD NT 15NC1 USD RANGE ACCRUAL OIL WEDDING CAKE NOTES 15NC 12M CRA LEHMAN 100% PROTECTED USD FX BASKET-LINKED NOTE 10Y NC3M CALLABLE TRANSATLANTIC RANGE ACC NT AUD CALLABLE & KNOCK OUT POWER REVERSE DUAL CRNCY 10Y NC3M CALLABLE LIBOR RANGE ACCRUAL NT USD FX BASKET LINKED NOTE 15NC 3M USD 30S 10S RANGE NT 12NC 3M CRA LEHMAN 100% PROTECTED 10Y AUTOREDEEMABLE NOTE LINKED TO SH OF FORTIS 3Y US BSKT DLY ACCRUAL CALLABLE EQ LINKED NOTE 3Y US BSKT DLY ACCRL CALLABLE EQUITY LINKED NOTE 15YR NC 3MO NON-INVERSION NT OIL WEDDING CAKE NOTES LB 1Y HKD DLY ACCRL ALL SEASON COUPON AUTOCALL NOT 15YR NC 3MO RANGE NOTE 15YR NC 3MO RANGE NOTE LB 1Y USD DLY ACCRL ALL SEASON COUPON AUTO CALL NT 1YR HKD HK BASKT DAILY CALLBLE FIXD COUPN NT AUTOCALLABLE WORST OF BASKET NOTE 10Y NC3M CALLABLE LIBOR RANGE ACCRUAL NOTE JPY/USD FX TARNS NOTE JPY/AUD FX TARNS NOTE Class/Maturity 18-Mar-2015 27-Feb-2023 14-Feb-2018 26-Feb-2038 21-Feb-2018 14-Feb-2010 26-Feb-2038 10-Feb-2010 28-Mar-2013 19-Feb-2013 19-Feb-2013 4-Mar-2023 20-Mar-2013 15-Apr-2011 21-Feb-2012 27-Feb-2013 27-Feb-2013 22-Feb-2012 18-Mar-2010 20-Feb-2010 3-Mar-2018 22-Nov-2013 19-Feb-2018 29-Oct-2009 14-Feb-2013 26-Feb-2010 18-Feb-2011 25-Feb-2009 20-Feb-2018 17-Feb-2009 28-Feb-2011 25-Feb-2023 14-Mar-2010 27-Feb-2023 26-Feb-2010 11-Mar-2018 5-Mar-2018 3-Mar-2018 26-Feb-2010 4-Mar-2023 27-Feb-2020 27-Feb-2018 28-Feb-2011 28-Feb-2011 27-Feb-2023 14-Mar-2010 23-Feb-2009 28-Feb-2023 27-Feb-2023 23-Feb-2009 2-Mar-2009 26-Jan-2010 6-Mar-2018 26-Feb-2038 26-Feb-2038 Crncy USD USD USD JPY USD AUD JPY CHF EUR CHF EUR USD USD EUR USD EUR EUR USD USD USD EUR EUR EUR EUR USD CAD USD USD USD USD USD USD USD USD USD USD JPY USD USD USD USD EUR USD USD USD USD HKD USD USD USD HKD GBP USD JPY JPY Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0348533984 XS0348560524 XS0348646919 XS0348914606 XS0348919746 XS0348934893 XS0348936161 XS0348936914 XS0348974337 XS0348974410 XS0349054360 XS0349092022 XS0349153931 XS0349154152 XS0349154400 XS0349154582 XS0349159623 XS0349166164 XS0349166917 XS0349177955 XS0349279108 XS0349282151 XS0349362003 XS0349362268 XS0349442458 XS0349442532 XS0349442615 XS0349442888 XS0349498674 XS0349498914 XS0349505635 XS0349506104 XS0349506369 XS0349511872 XS0349512094 XS0349512250 XS0349530823 XS0349550771 XS0349690601 XS0349756980 XS0349757103 XS0349757368 XS0349757442 XS0349809342 XS0349842558 XS0349852433 XS0349856343 XS0349857317 XS0349904689 XS0349908839 XS0349911387 XS0349924109 XS0349924281 XS0350105135 XS0350109475 Short description OUTPERFORMANCE NOTES LINKED TO BSKT OF INDICES 10 YEARS CLIQUET NOTE LINKED TO DJ EUROSTOXX 50 CAPITAL PROTECTED NOTE 3Y SPANISH INFLATION NOTES AUD 1 YEAR WHEAT MILK BOOSTER NOTES 10Y USD COMPASS NOTES WITH PERFORMANCE COUPONS NIKKEI LINKED JPY NOTE- 7 YRS CALLABLE NOTE EUR FX LINKED NOTE CAPITAL PROTECTED EQUITY LINKED NOTE ISSUANCE OF EMTN LINKED BASKET IN EUR CAPITAL PROTECTD NT 100% PROTECTD 15Y NC6M CALLABLE & AUTO KNOCK-OUT DUAL RANGE NT A26 MNTH CALLABLE EQ LINKED NOTE ON H SH BSKT LB 1Y USD DLY ACCRL COUPON AUTOCALL NOTE 2 YR HK BASKT DAILY ACRUAL EQ LINKD NT 2YR HKD ALL WEATHER COUPON DAILY CALLABLE ELN 3Y AUTO CALLABLE EQL NOTE ON KAZKOMMERTSBANK GDR 2Y AUD NOTE LINKED TO BSKT OF 5 SEMICONDUCTORS SHR 3YR BONUS CERTIFICATE BASKT OF COMMDITY USD 7NC 12M FIXED CALLABLE LEHMAN 100% PROTECTD AUTO REDEEMER WORST OF BSKT NOTE CAPITAL PROTECTED COMMODITY NOTE CAPITAL PROTECTED NOTE LINKED TO BSKT OF INDICES THE ENHANCEMENT RETURNS PLAN ISSUE 3 5 YR 10 Y NCM CALLABLE DUAL JPY/USD FX TARNS NOTE FIXED INCOME DERIVAT 10Y NC3M CALLABLE LIBOR RANGE NT MARQCUS LINKED NOTES MARQCUS LINKED NOTE AUTO REDEEMER WORST OF BSKT NOTE LINKED TO BSKT CREDIT LINKED NOTE AUTO REDEEMER WORST OF BSKT NOTE LKN TO BSK OF SH 1YR USD HK BASKET DAILY CALLABLE FIX COUPON ELN 1 YR HKD ALL WEATHER COUPON DLY CALL ELN 1YR HKD HK BASKET DLY CALLABLE FIXED COUPON 4%TARGET REDEMPTION EQUITY LINKED NOTE LB 1YR USD ALL WEATHER COUPON DAILY CALLABLE ELN FTSE DIGITAL RETURN NOTE-5 YEAR 45.0% AUD CALLABLE & K/O POWER REVERSE DUAL CCY NOTE 12Y NC3M CALLABLE DUAL RANGE ACCRUAL NT JPY/AUD FX TARNS NOTE 15YNC3M CALLABLE LIBOR CAPITAL PROTECTED NOTE 3YR ELN ON EUROSTOXX 50 11.75%PA - 2Y WORST OF REVERSE CONVERTIBLE NOTE 1YR CITIGROUP INC DLY ACCRUAL EQ LINKED NOTE OPPORTUNITY NOTE + IN USD 15NC3M USD 30S10S RANGE SWAP 2Y SPANISH INFLATION NOTES 5Y EURO CMS 3YR SUD NT LINKED TO 1 SINGLE SHARE USD VERSION 3Y USD NOTE LINKED TO ONE SINGLE SHARE 2Y EQUITY LINKED NOTE ON DJ EURO STOXX 50 15YR NC 3MO RANGE NT Class/Maturity 28-Feb-2018 15-Feb-2018 9-Apr-2012 14-Mar-2011 25-Feb-2009 5-Mar-2018 4-Mar-2015 28-Aug-2009 15-Oct-2010 15-Oct-2010 4-Mar-2013 4-Mar-2023 7-May-2010 26-Feb-2009 4-Mar-2010 11-Mar-2010 4-Mar-2011 26-Feb-2010 10-Mar-2011 4-Mar-2015 3-Mar-2013 4-Mar-2011 27-Feb-2013 9-May-2013 19-Mar-2018 5-Mar-2038 18-Mar-2038 11-Mar-2018 5-Mar-2013 5-Mar-2013 5-Mar-2013 21-Mar-2018 4-Mar-2018 5-Mar-2009 5-Mar-2009 5-Mar-2009 18-Apr-2016 12-Mar-2009 15-May-2013 4-Mar-2038 7-Mar-2020 18-Mar-2038 19-Mar-2023 28-Feb-2011 5-Mar-2011 1-Mar-2010 4-Mar-2009 22-Sep-2009 25-Mar-2023 15-Mar-2010 3-Mar-2023 3-Mar-2011 3-Mar-2011 4-Mar-2010 10-Mar-2023 Crncy EUR EUR EUR EUR AUD USD JPY EUR USD EUR USD USD AUD USD USD HKD USD AUD USD USD GBP EUR USD GBP USD JPY JPY USD EUR USD USD USD EUR USD HKD HKD EUR USD GBP JPY USD JPY USD EUR EUR EUR USD USD USD EUR EUR USD USD EUR USD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0350115878 XS0350115951 XS0350116173 XS0350116330 XS0350116843 XS0350116926 XS0350117064 XS0350119359 XS0350187604 XS0350190145 XS0350234455 XS0350310909 XS0350312608 XS0350314059 XS0350318399 XS0350390406 XS0350394499 XS0350419403 XS0350419742 XS0350454905 XS0350507959 XS0350571377 XS0350635875 XS0350635958 XS0350764337 XS0350817630 XS0350847033 XS0350847116 XS0350892336 XS0350893490 XS0350893904 XS0350894209 XS0350899182 XS0350902580 XS0350980206 XS0350982830 XS0351194005 XS0351201651 XS0351261127 XS0351261630 XS0351271514 XS0351272322 XS0351275341 XS0351275853 XS0351358717 XS0351359103 XS0351359368 XS0351359442 XS0351390017 XS0351439046 XS0351439475 XS0351506257 XS0351627806 XS0351629687 XS0351630347 Short description 10Y NC3M CALLABLE LIBOR RANGE ACCRUAL NOTE JPY/AUD FX TARNS NOTE 10Y CALLABLE INDEX LINKED NOTE LB 6M HKD DLY CALLABLE FIXED COUPON AUTO CALL NOTE LB 6M HKD DLY CALLABLE FIXED COUPON AUTOCALL NOTE A26 M CALLABLE EQ LINKED NOTE ON H SHARE BASKET 26 JAPAN BASKET LB 1YR HKD ALL WEATHER COUPON DAILE CALLABLE ELN 15YR NC 3MO RANGE NOTE JPY/AUD & JPY/USD CHOOSER FX TARNS NOTE MAGNUM NT 100% PROTECTD ADR 7YR AUTOREDEEMABLE ELN 5Y SPANISH INFLATION NOTES AUTO REDEEMER WORST OF BASKT NT USD FX BASKT NT SPGCAGP "AIR BAG" LINKED NOTE PICK UP NOTE LINKED TO DJ EURO STOXX 50 10 Y NCM CALLABLE LIBOR 10Y NC 3M CALLABLE TRANSTLANTIC RANG ACC NT 10NC12M USD 30S10S RANGE NOTE ZERO COUPON EQUITY NOTES CDX NA IG PO CLN TAP 1YR USD HK BSKT DLY CALLABLE FXD CPN AUTO-CALL ELN 10YB NC6M CALLABLE LIBOR ACCRUAL NT 12Y NC3M CALLABLE DUAL RANGE ACCRUAL NT 15NC12M CRA LEHMAN 100% PROTECTED 4Y AUTO CALLABLE EQL NT ON KAZMUNAIGAS EXPLORATION 95% CAP PROTECTD GOLD LINKD NOTE INDEX BASKET LINKED NOTE EQL NOTE EXCHANGABLE INTO NIPPON TELEVISION NTK ST EQL NOTE EXCHANGABLE INTO NINTENDO CO LTD STOCK A 26MTH CALLBLE ELN ON H-SHR BSKT QUANTOD IN AUD EQL EXCHANGEABLE INTO CHUBU ELECTRIC POWER CO INC 2YR BOOSTER NT ON NIKKEI 225 EUR 2YR BOOSTER NT ON NIKKEI 225 USD 5 YEARS AUTO REDEEMER NOTE 5YR AUTO REDEEMER NOTE LBT 2Y NZD FIXED LB 1Y HKD DLY ACCRL ALL SEASON COUPON AUTOCALL NT 10NC3M CRA LEHMAN 10NC3M CRA LEHMAN 15NC 12M CRA LEHMAN UP NAD OUT GOLD LINKED NOTE JPY/AUD& JPY/USD CHOOSER FX TARNS NT 7YR FIXED RATE NOTE 10Y NC3M CALLABLE & AUTO KNCK-OUT DUAL RANGE NT A 26 MONTH CALLABLE EQUITY LEH MAN 1 YEAR HKD LB 1YR USD ALL WEATHRE CPN DLY ELN 5Y AUTO CALLABLE EQ LINKED NOTE ON DJ EUROSTOXX 50 USD CALLABLE NT AUD CALLABLE FX LINKED NOTE SGD BULLISH COMMODITY AUTOCALLABLE NT 26M JAPAN BASKET AUTOCALL WITH BONUS COUPON EQL NO 2 YEARS US BASKET 2Y US BSKT DLY ACCR CALLABLE EQL WITH KNOCKIN MAT Class/Maturity 20-Mar-2018 11-Mar-2038 26-Mar-2018 16-Sep-2008 16-Sep-2008 12-May-2010 6-May-2010 12-Mar-2009 10-Mar-2023 12-Mar-2038 14-Mar-2011 30-Mar-2015 3-Apr-2013 10-Mar-2013 7-Mar-2011 14-Mar-2011 10-Mar-2011 25-Mar-2018 10-Mar-2018 19-Mar-2018 20-Dec-2017 11-Mar-2009 18-Mar-2018 28-Mar-2020 12-Mar-2023 12-Mar-2012 12-Mar-2012 14-Mar-2011 4-Mar-2011 13-Mar-2013 17-May-2010 18-Mar-2011 13-Mar-2010 13-Mar-2010 14-Mar-2013 14-Mar-2013 4-Mar-2010 6-Mar-2009 13-Mar-2018 13-Mar-2018 12-Mar-2023 6-Mar-2011 18-Mar-2038 12-Mar-2015 10-Mar-2018 19-May-2010 23-Mar-2009 23-Mar-2009 14-Mar-2013 26-Mar-2018 26-Mar-2038 11-Mar-2009 17-May-2010 15-Mar-2010 15-Mar-2010 Crncy USD JPY USD HKD HKD AUD NZD HKD EUR JPY USD EUR EUR USD USD EUR EUR USD USD USD USD USD USD USD USD USD USD EUR JPY JPY AUD JPY EUR USD EUR USD NZD HKD USD USD USD EUR JPY EUR USD AUD HKD USD EUR USD JPY SGD NZD USD USD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0351650964 XS0351766836 XS0351779490 XS0351857551 XS0351859094 XS0351910897 XS0351979587 XS0351983779 XS0351984660 XS0351984827 XS0352061088 XS0352061245 XS0352061591 XS0352061674 XS0352061757 XS0352062052 XS0352062565 XS0352088875 XS0352089410 XS0352109465 XS0352110554 XS0352111016 XS0352111289 XS0352117641 XS0352310485 XS0352483746 XS0352549603 XS0352601024 XS0352601370 XS0352601537 XS0352601610 XS0352601701 XS0352734924 XS0352785751 XS0352901416 XS0352901507 XS0352901689 XS0352912371 XS0352912611 XS0352970650 XS0352980022 XS0352986813 XS0352986904 XS0352987894 XS0353141137 XS0353157216 XS0353157562 XS0353180895 XS0353180978 XS0353187478 XS0353258832 XS0353289399 XS0353289472 XS0353289712 XS0353301947 Short description CALLABLE NT ON NIKKEI225 CAPITAL PROTECTED NOTE EMISSION ALLOWANCES LINKED 10YR NC3M INTEREST LINKED NOTE A 26 M CALLABLE EQ LNKD NT H-SHRE BASKT AUD EM CREDIT LINKED NOTE SPGCAGP AIR BAG LINKED NOTE JPY CALLABE NOTE LBIE 12NC3M USD 30S 10S RANGE NOTE JPY/AUD FX TARNS NOTE 15Y NC3M CALLABLE LIBOR RANGE ACCRL NOTE 10Y NC3M SGD INDEX LINKED NOTE 10Y NC3M CALLABLE LIBOR RANGE ACCRUAL NOTE 2Y NON CALLABLE AUD FIXED RATE NOTE FIXED INCOME DERIVTE PROD. JPY/AUD CAP PROTECTED NOTE LINKD TO TWO INDICES 1YR TWIN WIN CALLABLE ELN ON USBN.VX DLY KNK-IN 1YR CITIGROUP INC DAILY ACC CALLBLE EQ LINKD NT EUR USD AUTO CALLABE NT EURUSD FX LINKED NOTE 10Y NC3M CALLABLE INDEX LINKED NOTE 10YN NC3M CALLABLE LIBOR RANGE DAILY ACRUAL NT LINKD CITIGROUP INC 6Y CAPITAL PROTECTED NOTE LINKED TO THE LB AREVO LEHMAN BASKET LINKED NOTES HUF FX LINKED NT USD/JPY CALLABLE FX LINKED NOTE USD SUPERBALL NOTE 6 YR HKD QUANTO USD CALL& AUTO KO CMS RANGE ACCR.NOTE USD CALLABLE FX LINKED NOTE JPY AUD FX LINKED NOTE 19NC12M CRA LEHMAN EUR USD FX LINKED NOTE JPY/AUD FX TRANS NT 10Y NC3M CALLABLE INDEX LINKED NOTE 10Y NC3M CALLABLE INDEX LINKED NOTE 12 MONTH USD/CNY WATERFALL BOOSTER NOTE USD FX BASKET LINKED NOTE CAPITAL PROTECTED COMMODITY NOTE AUTOCALLABLE MEMORY CPN NOTE LINKD TO A BSK OF SHR 6 MTHS HKD CALLABLE EQUITY LINKED NOTE 2Y US BASKET DLY ACCRUAL CALLABLE EQL NOTE 2Y US BSKT DLY ACCRAL CALLABLE EQ LINKED NOTE FTSE DIGITAL RETURN NOTE 5 YEAR, 47 % , 10Y NC3M CALLABLE INDEX LINKED NOTE 5Y NC3M CALLABLE CMS RANGE ACCRUAL NOTE 15YR NC 3MO NON INVERSION NT 15YR NC 3MO RANGE NT 10NC3M CRA LEHMAN LB REVERSE EXCAHNGBLE NTS LINKD TO A BSKT OF 3 STK SOFT COMMODITIES LINKED NOTE SOFT COMMODITIES LINKED NOTE 100 % CAP PROTECTED 2YR HK BSKT DLY ACCRL CALLABLE ELN QNTD IN US 15YRNC 3MO CPI RANGE Class/Maturity 12-Mar-2038 18-Mar-2013 10-Dec-2009 1-Apr-2018 21-May-2010 21-Mar-2013 14-Mar-2011 19-Mar-2018 18-Mar-2015 18-Mar-2020 11-Mar-2038 1-Apr-2023 28-Mar-2018 18-Mar-2018 31-Mar-2010 19-Mar-2038 9-Oct-2009 13-Mar-2009 18-Mar-2009 18-Mar-2011 7-Jan-2009 28-Mar-2018 26-Mar-2018 18-Mar-2010 31-Mar-2014 19-Mar-2012 18-Mar-2011 26-Mar-2038 26-Mar-2038 11-Apr-2014 26-Mar-2038 26-Mar-2038 19-Mar-2018 4-Apr-2012 19-Mar-2038 27-Mar-2018 2-Apr-2018 12-Mar-2009 23-Feb-2010 26-Mar-2011 20-Mar-2014 3-Oct-2008 19-Mar-2010 22-Mar-2010 24-Jun-2013 3-Apr-2018 20-Mar-2013 27-Mar-2023 27-Mar-2023 20-Mar-2018 24-Mar-2009 8-Apr-2011 8-Apr-2011 25-Mar-2010 17-Mar-2023 Crncy JPY EUR USD USD AUD USD CHF JPY USD USD JPY USD SGD USD AUD JPY CZK CHF USD EUR USD USD USD USD EUR USD HUF JPY USD HKD JPY JPY USD EUR JPY USD USD USD USD EUR USD HKD USD USD GBP USD USD USD USD USD USD PLN PLN USD USD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0353348666 XS0353348740 XS0353348823 XS0353349045 XS0353349474 XS0353349631 XS0353349714 XS0353382681 XS0353499790 XS0353507212 XS0353507485 XS0353507642 XS0353557233 XS0353676082 XS0353739187 XS0353780900 XS0353821860 XS0353823130 XS0353872939 XS0353873408 XS0353873663 XS0353875015 XS0353875106 XS0353875528 XS0353875791 XS0353876179 XS0354002577 XS0354043258 XS0354064841 XS0354065061 XS0354190554 XS0354197054 XS0354225954 XS0354298241 XS0354310046 XS0354316241 XS0354397571 XS0354397654 XS0354482928 XS0354483140 XS0354496555 XS0354608290 XS0354643016 XS0354645227 XS0354826017 XS0354856196 XS0354911710 XS0355133454 XS0355227942 XS0355321455 XS0355509257 XS0355567453 XS0355597104 XS0355669614 XS0355694646 Short description 10Y NC3M CALLABLE LIBOR RANGE ACCRUAL NOTE 5Y NC3M CALLABLE INDEX LINKED NOTE JPY AUD CALLABLE FX LINKED NOTE 10YR NC3M CALLABLE INDEX LINKED NOTE 6Y NC3M CALLABLE TRANSATLANTIC RANGE ARRCUALNOTE 10Y NC6M CALLABLE ELN 10Y NC6M CALLABLE INDEX LINKED NOTE 2 YR COMMODITY LINKED NOTE JPY EQUITY LINKED NOTE LEH BRO REV EXCHANGE NOTE DAILY AUTOCALLABLE MEMORY COUPN BASKT 7 YR AUTOREDEMBLE ELN TO BARC AND RBS USD FX BASKET LINKED NOTE INDEX BASKET LINKED COMMODITY LINKED NOTE 15NC12M CRA LEHMAN 10NC3M CRA LEH COMMODITY LINKED BASKET NOTE 18 MONTH USD/CNY WATERFALL BOOSTER NOTE JPY USD FX LINKED NOTE 10Y NC3M CALLABLE INDEX LINKED NOTE JPY AUD FX TRANS FX LINKED NOTE 10Y NC3M CALLABLE INDEX LINKED NOTE JPY/AUD DIGITAL NOTE 1YR HDFC BANK CALLABLE ELN 1YR US BASKET CALLABLE ELN 7Y NC3M CALLABLE LIBOR RANGE ACCRUAL NOTE AGRICULTURAL COMMODITIES LINKD NT EUR DIGITAL NOTE LNKD TO CECEEUR AND RDX INDICES 2 YEARS US BASKET 2 YR US BASKET CALLABLE ELN CAPITAL PROTECTED ELN 15YR NC 3MO INTEREST RATE SWAP LB CREDIT LINKED NOTE 2Y US BASKET DLY ACCRUAL CALLABLE EQ LINKED NOTE AUTOCALLABLE AGRICULTURE COMMODITY LINKED NOTE JPY AUD FX LINKED NOTE 10NC12M USD INTEREST RATE SWAP 7NC12M USD 30S10S RANGE INDEX LINKED NOTE JPY/AUD FX TARNS JPY/AUD FX LINKED NOTE AOTO CALLABLE AND KNOCK OUT JPY 15YR CAP PRTCD NTS LINKD TO MBAM JANDAKOT FUND VEF PORTFOLIO NOTE VEF PORTFOLIO NOTE HUF DIGITAL NTE LNKD TO CECEEUR AND RDX INDICES MAGNUM NOTE 100% CAPITAL PROTECTED NOTES JPY CALLABLE EQUITY LINKED NOTE BKN B LOOKBACK EQUITY LINKED NOTE 12Y LEH ZERO NOTES 2Y NON CALLABLE VANILLA FIXED RATE NOTE 6YNC1Y CALLABLE INTEREST LINKED NOTE 2YR USD BASKET CALLABLE ELN LB 4YR AUD LOOK-BACK CALL PRINCIPAL NOTE AUD CALLBLE & KNOCK OUT POWER REVERSE DUAL CURNCY 2 YR AUD NOTE LNKD TO A BSKET OF 5 AGRCLTRE SHARES Class/Maturity 31-Mar-2018 4-Apr-2013 26-Mar-2038 31-Mar-2018 14-Mar-2014 7-Apr-2018 14-Apr-2018 1-Oct-2010 26-Mar-2011 25-Mar-2009 25-Mar-2010 25-Mar-2015 25-Mar-2010 29-Mar-2010 25-Mar-2023 26-Mar-2018 23-Mar-2012 25-Sep-2009 26-Mar-2038 31-Mar-2018 26-Mar-2038 31-Mar-2018 9-Apr-2038 26-Mar-2009 26-Mar-2009 8-Apr-2015 2-May-2011 13-May-2012 27-Mar-2010 26-Mar-2010 10-Apr-2011 3-Apr-2023 14-Mar-2009 29-Mar-2010 30-Mar-2009 26-Mar-2038 1-Apr-2018 1-Apr-2015 16-Apr-2038 26-Mar-2038 8-Apr-2038 27-Mar-2023 28-Mar-2009 28-Mar-2009 13-May-2012 4-Apr-2011 8-Apr-2013 10-Jun-2013 2-Jun-2020 31-Mar-2010 23-Apr-2014 6-Apr-2010 27-Mar-2012 15-Apr-2038 6-Apr-2010 Crncy USD USD JPY USD USD USD USD USD JPY USD USD EUR USD CHF USD USD USD USD JPY USD JPY USD JPY USD USD USD EUR EUR USD USD GBP USD USD USD USD JPY USD USD JPY JPY JPY JPY USD USD HUF USD JPY EUR EUR AUD EUR USD AUD JPY AUD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0355694729 XS0355694992 XS0355896944 XS0355937482 XS0356045707 XS0356065994 XS0356126705 XS0356202811 XS0356365360 XS0356376300 XS0356376995 XS0356420215 XS0356420728 XS0356421379 XS0356421882 XS0356422344 XS0356443852 XS0356444660 XS0356444827 XS0356447093 XS0356499052 XS0356612043 XS0356861343 XS0356956564 XS0357385177 XS0357393197 XS0357486447 XS0357601722 XS0357658672 XS0357740843 XS0357773000 XS0357874451 XS0358009487 XS0358118189 XS0358125473 XS0358125630 XS0358125713 XS0358176468 XS0358299542 XS0358300571 XS0358302601 XS0358366168 XS0358366325 XS0358366754 XS0358410164 XS0358426244 XS0358444734 XS0358446275 XS0358585551 XS0358689841 XS0358734811 XS0358735032 XS0358787421 XS0358787694 XS0359123634 Short description 2Y US BASKET DLY ACCRUAL CALLABLE EQL NOTE 2Y NZD NOTE LINKED TO BASKET OF 5 AGRICUTURAL SHRS CAPITAL PROTECTED ELN DJ EUROSTOXX 50 2 YR HSBC CALLABLE EQUITY LINKED NOTE 15NC3M CRA LEHMAN INTEREST LINKED NOTE 2 YR FX LINKED NOTE ZERO CPN EQTY NTS CLN 2YR US BASKET EQUITY LINKED NOTE CAPITAL PROTECTED EQUITY LINKED NOTE 6Y LEHMAN EUR ZERO EUR FX LINKED NOTE 4YR AUD NOTE LINKED TO A HONG KONG INDEX 6Y AUD TOTAL RETURN INDEX LINKED NOTE 2YR AUD NT LINKD TO A FUND 2YR NZD LINKD TO A FUND 2YR AUD NOTE LINKED TO A BASKET OF 5 GLOBAL SHARES AUD 1.5 YR WHEAT MILK BOOSTER NOTE MEMORY COUPON EQUITY LINKED NOTE MEMORY FREEZER EQUITY LINKED NTOE 10YR LOCKER NOTE LINKED TO DOW JONES EURO STOXX 50 10% BARRIER REVERSE CONVERTIBLE CMD LINKED NOTE 6Y HKD QUANTO USD CBBLE & AUTO KNOCK OUT CMS RNGE WTI COMMODITY LINKED NOTE 10Y NC3M CLLBLE LIBOR RANGE ACCRUAL NOTE 2 YR US BSKT(GE.N+JNJ.N+WFC.N) 10NC3M CRA LEHMAN CAPITAL PROTECTED NOTE LINKED TO EUROSTOXX 50 AUTO-REDEEMER ELN 90% CAPITAL PROTECTED COMMODITY LINKED NOTE EMISSIONS ALLWNCE LNKD CARBON WEDDING CAKE NOTE JPY/AUD DIGITAL NOTES EMTN 10Y NC3 CALLABLE LIBOR RANGE ACCRUAL NOTE 10Y NC3M CALLABLE TRANSATLANTIC RANGE ACCRUAL NOTE 2YR US BASKET (GE.N+JNJ.N+WFC.N) DAILY ACCRUAL 26.5M CALLABLE EQL NOTE ON ASIAN BSKT QNTD IN NZD 2YR ASIAN BASKET(0011.HK+0023.HK+DBSM.SI)DAILY ACC 10YR FLOATING RATE INTEREST RATE NOTE 6YR AUTOREDEEMABLE EQL NOTE TO DEUTSCHE TELECOM 7 YR AUTOREDMBLE EQ-LNKD NTE TO BBVA AND SANTANDER 10 YEARS QUANTO CZK FLOATING 100% CAPITAL PROTECTED NOTE CAPITAL PROTECTED NOTES LINKED TO DJ EUROSTOXX ENHANCED EMERGING MARKET DAILY AUTOCALLABLE MEMORY JPY/AUD FX TARNS NOTE 2 YR BASKET DAILY ACCRUAL CALLABLE ELN LEBANESE REPUBLIC SOVEREIHN 10Y NC3M CALLABLE TRANSATLANTIC RANGE ACCRUAL NOTE AUTOREDEEMER WORST OF NOTE LINKED TO BSKT OF INDIC AUTO-REDEEMER NOTE LNKD TO FTSE 100 INDEX AUTOREDEEMER WORST OF NOTE LINKED TO FTSE 100INDEX 2 YEARS US BASKET 2 YEARS US BASKET 5Y SPANISH INFLATION NOTES Class/Maturity 8-Apr-2010 6-Apr-2010 7-Jun-2010 9-Apr-2010 9-Apr-2023 4-Apr-2010 20-Dec-2017 12-Apr-2010 11-Apr-2011 25-Apr-2014 20-Jun-2011 11-Apr-2012 2-Apr-2014 6-Apr-2010 6-Apr-2010 6-Apr-2010 14-Oct-2009 18-Apr-2018 18-Apr-2018 11-Apr-2018 23-Oct-2008 13-May-2014 15-Apr-2013 28-Apr-2018 16-Apr-2010 22-Apr-2018 17-Apr-2011 25-Jun-2018 25-Apr-2011 14-Apr-2010 22-Apr-2038 24-Jun-2010 18-Apr-2018 29-Apr-2018 22-Apr-2010 14-Jul-2010 22-Apr-2010 25-Apr-2018 20-Feb-2014 31-Jan-2014 25-Apr-2018 7-Jun-2014 3-Jun-2010 20-Jun-2013 23-Apr-2009 22-Apr-2038 22-Apr-2010 24-Apr-2009 7-May-2018 18-Apr-2018 30-Jun-2014 18-Apr-2014 23-Apr-2010 23-Apr-2010 28-Apr-2013 Crncy USD NZD EUR USD USD USD EUR USD USD EUR EUR AUD AUD AUD NZD AUD AUD EUR EUR EUR USD HKD USD USD USD USD EUR GBP EUR USD JPY AUD USD USD USD NZD USD EUR USD USD CZK EUR EUR GBP USD JPY USD USD USD GBP GBP GBP USD USD EUR Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0359152658 XS0359279212 XS0359279998 XS0359302642 XS0359314225 XS0359351938 XS0359352159 XS0359370722 XS0359404489 XS0359405023 XS0359607750 XS0359608139 XS0359631974 XS0359722773 XS0359722856 XS0359724472 XS0359814976 XS0359858593 XS0359858676 XS0359858759 XS0359895876 XS0359896098 XS0359897229 XS0360038714 XS0360117690 XS0360205479 XS0360242910 XS0360377765 XS0360445786 XS0360517105 XS0360599665 XS0360700487 XS0360700560 XS0360700644 XS0360716566 XS0360775141 XS0360870306 XS0360870488 XS0360915176 XS0360915333 XS0360926298 XS0360993991 XS0360994296 XS0361015471 XS0361039067 XS0361107674 XS0361107757 XS0361107831 XS0361311102 XS0361379166 XS0361383192 XS0361471997 XS0361641318 XS0361641821 52519VAX4 Short description 3YR HIMALAYA NOTES JPY/AUD FX TRANS NT 2YR H SHARE BASKET EQUITY LINKED NOTE 10YR CLIQUET ELN LEVERAGED NOTE LINKED TO BASKET OF 12 SHARES A 26MTH CALLABLE ELN ON H-SHRS BSKT QUOTD IN USD 2YR HSBC HLDGS PLC DAILY ACCURAL CALL EQ LINKED ELN EXCHANGEABLE INTO NGK SPARK PLUG CO LTD USD FX- LINKED AUTO CALABLE 15NC3M CRA LEHMAN INTEREST LINKED NOTE 2 YEARS HSBC HOLDING PLC DAILY 2YR HSBC HOLDINGS PLC DAILY ACCRUAL ELN 7YR AUTOREDEEMABLE EQUITY LINKED NOTE TO SAN & BBV 2YE BASKET DAILY ACRUAL ELN 2YR BASKET DAILY ACCRUAL ELN LINKED TO GENERAL ELECTRIC COMPANY ELN 2Y NON CALLABLE NZD FIXED 2YR HSBC HOLDINGS PLC DAILY ACCURAL CALLABLE EQ 2 YEARS HASBC PLC DAILY A26M CALLABLE EQL NT ON JAPANESES BSKT CAPITAL PROTECTED NOTE ON THE S&P 500 INDEX CAPITAL PROTECTED NOTE 100% PROTECTED NOTE ON SP 10NCM USD CRA SWAP RUB BASKET LINKED NOTE 15NC3M CRA LEHMAN TWIN WIN NOTES 8YR LOCKER NOTE ELN 2YR H SHARE BASKET ELN FTSE DIGITAL RETURN NOTE - 5YR , 55% EQ LNKD NTE EXCHGBLE INTO HITACHI CABLE LTD DELTA ONE GOLD LINKED NOTE 2YR US BASKT DAILY ACCRUAL CALLABLE EQ. LINKD NT 2 YR US BSKT (GE.N+JNJ.N+WFC.N)DAILY ACCRCL CLLBLE 2 YR US BSKT (GE.N+JNJ.N+WFC.N) DAILY ACCRL CBLE EM CREDIT LINKED NOTES JPY/AUD DIGITAL NOTE 2 YR H SHARE BOOSTER ELN 2 YR H-SHRE BSKT BSTER EQ LNKD NOTE 4Y NON CALLABLE AUD FIXED RATE NOTE 5Y NON CALLABLE USD FIXED RATE NOTE CALLABLE STABILITY NOTE 9.00% CALLBLE YIELD NOTE 15NC3M CRA LEHMAN FLOATING RATE NOTE AUTOCALLABLE MEMORY COUPON NT LINKED TO BSKT OF SH A26M CALLABLE EQL NOTE QUANTOED IN NZD 2 YR HSBC HLDGS PLC DLY ACCRL CLLBEL EQ LNKD NOTE 2 YR HSBC HLDGS PLC DLY ACCRL CLLBEL EQ LNKD NOTE EQ LNKD NTE EXCHGBLE INTO YASKAWA ELECTRIC CORP STAGFLATION PROTECTED EQUITY NOTE 12YR NC3M CALLABLE RANGE INDEX LINKED NOTE AUTOCLBLE MEMORY CPN NTES LNKED TO BSKT OF SHARES RENDEMENT 7% NOTE LINKED TO EUROSTOXX50 INDEX RENDEMENT EXPRESS 7 % PRINCIPAL PRTCTD NTS ISSUED BY LB TC BV Class/Maturity 3-May-2011 7-May-2038 3-May-2010 14-Apr-2018 30-Apr-2012 2-Jul-2010 28-Apr-2010 19-Sep-2008 30-Apr-2013 28-Apr-2023 26-Apr-2010 28-Apr-2010 30-Apr-2015 28-Apr-2010 28-Apr-2010 22-Oct-2008 28-Apr-2010 29-Apr-2010 29-Apr-2010 8-Jul-2010 9-Jun-2011 9-Jun-2011 2-Jul-2018 30-Apr-2010 29-Apr-2023 2-May-2011 2-May-2016 6-May-2010 4-Jul-2013 24-Sep-2008 5-May-2010 4-May-2010 4-May-2010 4-May-2010 22-Apr-2014 14-May-2038 12-May-2010 11-May-2010 23-May-2012 23-May-2013 6-May-2011 6-May-2011 27-May-2023 30-Jun-2031 29-Apr-2009 14-Jul-2010 5-May-2010 5-May-2010 24-Sep-2008 22-Jul-2016 9-May-2020 30-Apr-2009 31-Oct-2018 31-Oct-2018 22-Jun-2018 Crncy USD JPY AUD EUR SEK AUD USD JPY USD USD USD USD EUR USD USD USD NZD USD USD NZD EUR USD USD USD USD USD EUR AUD GBP JPY EUR USD USD USD MXN JPY AUD AUD AUD USD EUR CHF USD EUR USD NZD USD USD JPY EUR USD USD EUR EUR USD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0361644098 XS0361670762 XS0361723553 XS0361723637 XS0361857674 XS0361858136 XS0361886699 XS0361886772 XS0361886855 XS0361915621 XS0361915894 XS0361965212 XS0362178989 XS0362181421 XS0362181934 XS0362182155 XS0362223363 XS0362343930 XS0362345638 XS0362361593 XS0362376435 XS0362407768 XS0362408733 XS0362447558 XS0362447806 XS0362500380 XS0362500893 XS0362554551 XS0362646597 XS0362651324 XS0362651597 XS0362651670 XS0362661398 XS0362676826 XS0362680695 XS0362680778 XS0362725540 XS0362739418 XS0362745498 XS0362745571 XS0362745654 XS0362745811 XS0362747353 XS0362829599 XS0362891631 XS0362892951 XS0363169268 XS0363204602 XS0363204941 XS0363206722 XS0363206995 XS0363444406 XS0363471631 XS0363488106 XS0363488361 Short description EUR FX LINKED NOTE "BEARISH EURUSD LOOKBACK" AUTOCALLABLE COUPON EQUITY LINKED NOTE 2 YR US BASKET DLY ACCRUAL CALLABLE EQL NOTE 2 YR US BSKT (GE.N+MRK.N+WFC.N) DAILY ACC CLBLE NT WORST OF BARRIER REVERSE CONVERTABLE NOTE WORST OF BARRIER REVERSE CONVERTIBLE ELN 90% CAPITAL PROTECTED NOTES ON COMMODITY INDEX OREL INFINE 9% 5NC6M STEP UP CALLABLE LB 1YR HKD ALL WTHER CPN DLY CLBLE EQ LNKD NTE LB 1 YR USD ALL WEATHER COUPON DAILY CALL WINDOW 2 YR US BASKET ELN 3Y SPANISH INFLATION NOTES AUTOCALLABLE MEMORY COUPON ELN 1YR USD DAILY ACCRUAL ELN 1 YR CALLABLE ELN GBP FX BASKET LINKED NOTE EUR FX LINKED NOTE 12Y NC6M TRANS RANGE ACCR NOTE LB 1 YR HKD DLY ACC ALL SEASON AUTO CALL NTE JPY/AUD FX TARNS NOTE AUD 7 YEAR NON CALLABLE TOTAL NOTES ("THE NOTES") 5 YRS CALLABLE ELN LEHMAN ENERGY BASKET COMMODITY LINKED NOTE 2 YR BASKET DAILY ACCRUAL ELN CAPITAL PROTECTED NOTE LINKED TO SBR INDEX 5Y QUANTO USD ELN USD FX LINKED NOTE AUTOCALLABLE MEMORY COUPON ELN CAPITAL PROTECTED NOTE ELN 100% CAPITAL PROTECTED ELN 100% CAPITAL PROTECTED ELN JPY/AUD FX TARNS NOTE 5YR BELGIAN INFLATION LINKED NOTES JPY FX TRANS NOTE JPY/AUD FX TARNS NOTE USD FX LINKED NT RUB DIGITAL NOTE LNKD TO CECEEUR AND RDX INDICES 1 YR USD ALL WAETHER COUPON ELN 1 YR HKD ALL WEATHER DAILY CALLABLE ELN LB 2 YR USD ELN LB 2YR HKD ELN TWIN WIN NOTE ON S&P 500 INDEX 2 YR US BASKET DLY ACCRUAL CALLABLE EQL NOTE EUR FX LINKED NOTE 3 YRS CALLABLE ELN 4Y NON CALLABLE USD FIXED LB REVERSE EXCHANGEABLE ELN 95% PRINCIPAL PROTECTED EQUAL WEIGHED ELN LEH BROTHERS 1 YEAR HKD ALL LB 1YR USD ALL WEATHR CPN DLY CALLABLE ELN 2 YR AUD INDEX LINKED NOTE 10Y NC3M CALLABLE DUAL RANGE ACCRUAL NOTE 2YR HSBC HLDGS PLC DLY ACCRL CALLABLE ELN 2YR US BSKT DLY ACCRL CALLABLE ELN Class/Maturity 10-May-2010 4-Jan-2010 7-May-2010 7-May-2010 16-Aug-2013 16-Aug-2013 5-May-2011 31-Oct-2023 16-May-2013 18-May-2009 18-May-2009 10-May-2010 15-May-2011 30-Jan-2010 5-May-2009 8-May-2009 19-May-2010 30-May-2011 28-May-2020 6-May-2009 14-May-2038 6-May-2015 14-May-2013 9-May-2012 13-May-2010 14-May-2012 13-May-2013 10-Nov-2009 22-Jan-2010 21-May-2013 21-May-2013 21-May-2013 28-May-2038 8-Jul-2013 13-May-2038 20-May-2038 30-May-2011 13-May-2013 21-May-2009 21-May-2009 24-May-2010 24-May-2010 16-May-2009 14-May-2010 16-Nov-2009 12-May-2011 4-Jun-2012 9-Nov-2008 7-May-2011 26-May-2009 26-May-2009 13-May-2010 30-May-2018 19-May-2010 17-May-2010 Crncy EUR USD USD USD GBP GBP USD EUR USD HKD USD USD EUR USD USD USD GBP EUR USD HKD JPY AUD JPY EUR USD USD USD USD USD EUR GBP USD JPY EUR JPY JPY USD RUB USD HKD USD HKD USD USD EUR JPY USD USD USD HKD USD AUD USD USD USD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0363582460 XS0363628982 XS0363629014 XS0363637546 XS0363707265 XS0363707349 XS0363707695 XS0363950527 XS0363956722 XS0363956995 XS0363981324 XS0364018340 XS0364018779 XS0364167006 XS0364173665 XS0364226299 XS0364263144 XS0364263227 XS0364507383 XS0364508514 XS0364512979 XS0364513431 XS0364513514 XS0364513787 XS0364513860 XS0364549112 XS0364649250 XS0364649763 XS0364650183 XS0364742469 XS0364742543 XS0364742972 XS0364769314 XS0364777689 XS0364806298 XS0364806884 XS0364868058 XS0364895614 XS0364895887 XS0364948918 XS0364962661 XS0364976299 XS0364976372 XS0364976539 XS0364976703 XS0364995240 XS0364995323 XS0365026656 XS0365038586 XS0365048387 XS0365192078 XS0365299204 XS0365300069 XS0365324325 XS0365325306 Short description USD 2Y AGRICULTURAL BASKET LINKED NOTE JPY/AUD FX TRANS NT 2Y CALLABLE USD FIXED CHF FX LINKED NOTE 1 YR HK BSKT (0019.HK+0941.HK) DAILY ACC EQ LNKD 1 YR HK BASKET ADILY ACCRUAL CALLABE EQL IN USD 26 MONTH CALLABLE EQL NOTE ON US BASKET AUTO REDEEMER NOTE LINKED TO THE EPRA INDEX WORST OF BARRIER REVERSE CONVERTIBALE NOTE WORST OF BARRIER REVERSE CONVERTIBALE NOTE ELN EXGBLE INTO TOYOTA MOTOR CORP STK A 26 MTH CALLABLE ELN ON US STK BSKT 2YR HSBC HLDGS PLC DLY ACCRL CALB ELN 5NC6M FIXED CALLABLE LEHMAN 3Y LEHMAN ACCRETING SWAP LEH BRO 1 YEAR HKD DAILY ACCRUAL MACRO QUANTITATIVE CURRENCY STRTEGIES FUND NOTES 26M CALLABLE ELN US STOCK BASKET IN AUD FTSEDIGITAL RETURN EQUITY LINKED NT EXCHANGEBLE TOYOTA MOTOR DAILY ACCRUAL NOTES LINKED TO BASKET OF SHARES AUTOCALLABLE MEMORY COUPON NOTES 1YR HKD ALL WEATHER COUPON DAILY CALLABLE EQL 6 MONTH HK LAND HLG LTD ACCRUAL CALLABLE EQ LINKED LB 1 YR USD ALL WEATHER COUPON EQ LINKED CHINA CON 1YR KICK IN REVERSE CONVERTIBLE NT JPY/AUD FX TARNS NOTE JPY/AUD & JPY/USD CHOOSER FX TRANS NT JPY/AUD FX TARNS NOTE USD FX BSKT LINKD NOTE NZD SUPERBALL NT 2 YR HSBS HOLDING PLC ACCRUAL CALLBLE EQL JPY/AUD FX TRANS NT EUR FX LINKED AUTO CALLABLE STRUCTURE 10Y FLOATING RATE BOND EQL NT INTO SUMITOMO STOCK TURBO NOTE LINKED TO THE SHARE OF C US A26M CALLABLE EQL NOTE ON US STOCK BASKET IN AUD A26 MONTH CALLABLE EQUITY LINKED EQL NT EXCHANGBLE INTO TOYOTA STOCK 2YRS US BASKET DLY ACCRUAL CALLABLE EQL NOTE EQL NT EXCHAGEBLE INTO STOCK EQL EXHGBLE INTO SUMITOMO METAL STOCK EQL NT EXCHBLE INTO SUMITOMO STOCK EQL NT EXCHGEBLE INTO SUMITOMO STOCK JPY AUD FX TRAN JPY / AUD FX TARNS NOTE 10Y NC3M CALLABLE DUAL RANGE ACCRUAL NT 1 YR USD ALL WEATHER COUPON ELN 1YR HKD ALL WEATHER COUPON ELN 12Y NC6M CALLABLE QUANTO EUR CMS SPREAD SWAP AUD CALLABLE KNOCK OUT 2Y NON CALLABLE AUD FIXED RATE NOTE EQL EXCHGBLE INTO STOCK USD FX LINKED NOTE Class/Maturity 28-May-2010 28-May-2038 4-Jun-2010 16-Nov-2009 20-May-2009 20-May-2009 23-Jul-2010 18-Jul-2014 22-May-2009 22-May-2009 20-May-2011 26-Jul-2010 24-May-2010 21-May-2013 21-May-2011 15-May-2009 1-Aug-2013 27-Jul-2010 9-Aug-2013 20-May-2011 23-May-2010 23-Nov-2010 3-Jun-2009 24-Nov-2008 3-Jun-2009 16-May-2009 4-Jun-2038 28-May-2038 3-Jun-2038 25-May-2009 21-May-2018 27-May-2010 28-May-2038 24-May-2010 15-Feb-2018 25-May-2011 27-May-2009 30-Jul-2010 30-Jul-2010 25-May-2011 27-May-2010 20-May-2011 25-May-2011 25-May-2011 25-May-2011 3-Jun-2038 3-Jun-2038 25-May-2018 5-Jun-2009 5-Jun-2009 11-Jun-2020 3-Jun-2038 30-May-2010 25-May-2011 30-Nov-2009 Crncy USD JPY USD CHF USD USD AUD GBP USD USD JPY AUD HKD USD EUR HKD EUR AUD GBP JPY USD USD HKD USD USD USD JPY JPY JPY USD NZD USD JPY EUR EUR JPY USD AUD AUD JPY USD JPY JPY JPY JPY JPY JPY USD USD HKD USD JPY AUD JPY USD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0365338200 XS0365348936 XS0365383339 XS0365475531 XS0365671121 XS0365822435 XS0365822781 XS0365822864 XS0365823243 XS0365839751 XS0365839835 XS0365855526 XS0365870756 XS0365870830 XS0365872968 XS0365873347 XS0365880987 XS0365881019 XS0365915791 XS0365915874 XS0365916096 XS0365916179 XS0365916252 XS0366064870 XS0366064953 XS0366065174 XS0366065257 XS0366065505 XS0366065687 XS0366066495 XS0366074242 XS0366090792 XS0366104338 XS0366125507 XS0366125929 XS0366126224 XS0366126737 XS0366131497 XS0366211927 XS0366213626 XS0366298601 XS0366298866 XS0366299831 XS0366300191 XS0366300357 XS0366304854 XS0366314226 XS0366374394 XS0366374634 XS0366383387 XS0366384609 XS0366385085 XS0366385598 XS0366386059 XS0366387024 Short description 2YR HSBC HLDS PLC DAILY ACC CALLABLE EQ LINKED MXN TIIE INVERSE FLOATER EUR FX LINKED NOTE 15NC3M USD 30S10S RANGE NOTE 90%CAP PRTD NT ON ROGERS INT COMM INDEX EXCS RTN 12Y LEHMAN ACCRETING SWAP WORST OF 4 STOCKS WITH CONTINUOUS KO SWAP 3 YRS CALLABLE NOTE ELN ELN EXCGBLE INTO KOMATSU LTD STK 5Y CERTIFICATE IN USD LINKED TO S&P VOLATILITY ARB GREEN POWER NOTES 2 AUTOCALBLE MEMORY CPN NTS LINKD TO A BSKT OF ADR'S 1 YR HK BASKET DAILY ACC CALLABLE ELN A26M CALLABLE EQL NOTE ON GLOBAL STOCK BASKET 26 MTH CALBLE ELN ON GLOBAL STK BSKT QUTD IN AUD COMBATS I LINKED NOTE ELN EXGBLE INTO NOMURA HLDGS INC(8604) STK EQL NOTE EXCHANGEABLE INTO ITOCHU CORP STOCK 1 YEAR HK BASKET 2823.HK + 26 MTH CALL EQ LINKED NTE ON GBL STK Q IN AUD A 26MTH CALLBLE ELN ON GLOBAL STK BSKT QUTD IN NZD A 26 MONTH CALLABLE EQUITY LINKED LB 1 YR USD DLY ACCRUAL ALL SEASON COPUPON AC NOTE EQUITY LINKED SWAP WORST OF BARRIER REVERSE CONVERTIBLE NOTE EQUITY LINKED NOTE RCN MONTHLY COUPON 0.61% ZERO COUPON BOND WORST OF BARRIER 13.5 % AUTOCLBE NTS LNKD TO LB AGRICLTRE EXCESS RETN INDX EQUITY SWAP LINKED 2YR US BASKET DLY ACCRUAL CALLABLE EQL NOTE 2Y NZD ZERO COUPON NOTE 1Y HK BASKET DAILY ACC CALLABLE ELN IN USD A 26 MINTH CALLABLE 2Y GLOBAL STOCK BOOSTER ELN IN AUD 2YR HKD HSBC HLDGS PLC DAILY ACC CALLABLE ELN USD 1.5 YEAR RICE LINKED SWAP KICK-OUT PERFORMANCE PLAN-ISSUE 1 KICKOUT PERFORMANCE PLAN ISSUE 1 ELN 10NC1 FLOORED 10S2S STEEPENER INTEREST RATE NOTE 8NC3M GBP 10S2S RANGE SWAP AUTOCALLABLE MEMORY COUPON ELN 2Y HK BASKET DAILY ACC CALLABLE ELN 1YR HK BASKET DAILY ACCRUAL CALLABLE EQL NOTE USD 5Y 100% PRINCIPAL PROTECTED LINKED TO FUND VEF NOTES ONE YEAR VEF LINKED NOTES FID PRODTS JPY/AUD DIGITAL NOTE 15NC3M USD 30S 10S RANGE SWAO EQUITY LINKED EXCHANGEABLE INTO STOCK EQL NOTE EXCHANGEABLE INTO TOYOTA MOTOR CORP STOCK EQ LNKD NTE EXCHGBLE INTO ITOCHU CORP CALLABLE NOTE ON NIKKEI 225 EQ LNKD NTE EXCHGBLE INTO MITSUBISHI CORP Class/Maturity 1-Jun-2010 21-May-2009 7-Jun-2010 30-May-2023 22-May-2011 2-Jul-2020 30-May-2011 25-May-2011 25-May-2011 30-May-2013 10-Jun-2010 23-May-2009 1-Jun-2009 6-Aug-2010 3-Aug-2010 31-May-2011 25-May-2011 4-Jun-2013 2-Jun-2009 3-Aug-2010 4-Aug-2010 5-Aug-2010 27-May-2009 31-Jul-2013 31-Jul-2013 31-Jul-2013 31-Jul-2013 31-Jul-2018 2-Jun-2009 27-Jun-2013 2-Jun-2009 1-Jun-2010 23-May-2010 3-Jun-2009 5-Aug-2010 8-Jun-2010 3-Jun-2010 27-Nov-2009 7-Aug-2014 7-Aug-2014 18-Aug-2018 3-Jun-2016 28-Nov-2010 3-Jun-2010 3-Jun-2009 30-Jun-2013 28-May-2009 3-Jun-2011 18-Jun-2038 5-Jun-2023 19-Jun-2013 11-Jun-2009 11-Jun-2013 19-Jun-2023 11-Jun-2013 Crncy USD MXN EUR USD USD EUR JPY JPY JPY USD EUR USD USD NZD AUD USD JPY JPY USD AUD NZD AUD USD GBP GBP GBP GBP EUR USD EUR USD USD NZD USD AUD AUD HKD USD GBP GBP EUR GBP USD USD USD USD USD JPY JPY USD JPY JPY JPY JPY JPY Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0366401031 XS0366475076 XS0366576774 XS0366664711 XS0366664984 XS0366665015 XS0366665106 XS0366665288 XS0366665361 XS0366665791 XS0366665874 XS0366665957 XS0366666096 XS0366666179 XS0366666336 XS0366666419 XS0366668381 XS0366668464 XS0366668548 XS0366668621 XS0366684073 XS0366802964 XS0366803269 XS0366859055 XS0366859485 XS0366859642 XS0366879913 XS0366880176 XS0366918240 XS0366932407 XS0366986163 XS0366986593 XS0366986676 XS0366986833 XS0366986916 XS0367268066 XS0367279774 XS0367279931 XS0367280277 XS0367282059 XS0367519161 XS0367648648 XS0367648721 XS0367651782 XS0367656237 XS0367656583 XS0367878567 XS0367878641 XS0367878997 XS0367880548 XS0367881603 XS0367930582 XS0367954335 XS0367990057 XS0368094420 Short description VEF PORTFOLIO NOTE LB 1YR HKD DLY ACCRL AUTOCALBLE ELN DAILY AUTOCALLABLE MEMORY COUPON LINKD EQUITE LINKED NOTE 5Y EUR ZERO COUPON 7 Y EUR ZERO COUPON 10Y EUR ZERO-COUPON NT 5Y GBP ZERO COUPON NOTE 7Y GBP ZERO COUPON NOTE 10 Y GBP ZERO - COUPON NOTE 5Y SEK ZERO COUPON NOTE 7Y SEK ZERO COUPON NOTE 10 Y SEK ZERO COUPON 5Y USD ZERO-COUPON NOTE 7Y USD ZERO COUPON NOTE 10Y USD ZERO COUPON NOTE AUTOCALLBLE MEMORY CPN NTS LNKD TO BSKT DAILY AUTOCALLABLE MEMORY CPN NTS LINKD TO BSKT DLY ACCRL NTS LIKND TO A BSKT OF SHRS DAILY ACCRUAL NOTES LINKED TO A BASKET OF SHARES LEHMAN BROTHERS UDI LINKED NOTES GOLD SILVER LINKED NOTE 7 YR AUTOREDEEMBLE EQ LNKD NTE ON IBEX BSKT BOOSTER NOTE ON TA 25 INDEX LEH BRO 1 YEAR USD DAILY ACCRUAL 1 YEAR HK BASKET 1YR KICK IN REVERSE CONVERTIBLE NT 1 YR KICK IN REVERSE CONVERTIBLE NOTES 1 YEAR GLOBAL BASKET ( C.N +UBSN.VX 15NC3M CRA LEHMAN LB 1YR HKD ALL WEATHER COUPON DLY CALLABLE EQL NOT 1 YEAR HK BASKET (005.HK+0011.HK) LB 1 Y HKD ALL WEATHER COUPON DAILY CALLABLE EQL N LB 1YR USD ALL WEATHER COUPON DAILY CALLABLE EQL N EQ LNKD NTE EXCHGBLE INTO ITOCHU CORP DAILY ACCRL NTS LNKD TO BSKT OF SHARES TRANSACTION INVOLVING TERMINATION OF 1 CR DRVITAVE CLN-HUTCHISON WHAMPOA HUTCHISON WHAMPOA CALLABLE RANGE ACCRUAL CLN LBSFI 10Y NC3M CALLABLE LIBOR RANGE ACCRUAL NT A 26.5 M CALLABLE EQL NOTE ON GLOBAL STOCK BASKET A 26 M CALLABLE EQL NOTE ON GLOBAL STOCK BASKET SHARK NOTE ON S&P 500 INDEX IN CHF EQ LNKD NTE EXCGBLE INTO TOYOTA MOTOR CORP 7203 ST AUD 7YR NON CALLABLE TOTAL RETURN NOTES 1 YR US BASKET DAILY ACCRUAL CALLABLE EQUITY LINKE 1 YR CALLBLE EQ LNKD NTE ON PETROCHINA CO LTD LEH MAN 1 YEAR HKD USD FX BASKET LINKED NOTE 12.00% REVERSE CONVERTIBLE NOTE A 26.5 MTH CALLBLE ELN ON GLOBAL STK BSKT 2Y NON CALLABLE NZD FIXED RATE NT RUB BSKT-LINKD NOTE ARC KICK OUT PLAN 5- 6YR 14.5% AUTOCLLBLE NTE LNK Class/Maturity 28-May-2009 29-May-2009 29-May-2010 3-Jun-2011 29-May-2013 29-May-2015 28-May-2018 29-May-2013 29-May-2015 28-May-2018 29-May-2013 29-May-2015 28-May-2018 29-May-2013 29-May-2015 28-May-2018 28-Feb-2010 29-May-2009 29-May-2009 29-May-2010 27-May-2013 3-Dec-2009 10-Jun-2015 5-Jun-2009 29-May-2009 5-Jun-2009 30-May-2009 30-May-2009 4-Jun-2009 29-May-2023 15-Jun-2009 4-Jun-2009 15-Jun-2009 15-Jun-2009 3-Jun-2011 30-May-2010 20-Mar-2018 20-Mar-2018 20-Sep-2015 20-Dec-2017 12-Jun-2018 12-Aug-2010 10-Aug-2010 12-Jan-2009 11-Jun-2013 2-Jun-2015 8-Jun-2009 10-Jun-2009 3-Jun-2009 10-Jun-2010 27-Nov-2009 18-Aug-2010 30-May-2010 10-Jun-2011 30-Jul-2014 Crncy USD HKD USD JPY EUR EUR EUR GBP GBP GBP SEK SEK SEK USD USD USD USD USD USD USD MXN USD EUR ILS USD USD USD USD USD USD HKD USD HKD USD JPY USD USD USD USD USD USD NZD NZD CHF JPY AUD USD USD HKD USD USD NZD NZD EUR GBP Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0368094693 XS0368095237 XS0368097951 XS0368098090 XS0368098173 XS0368098256 XS0368198635 XS0368198718 XS0368205869 XS0368230628 XS0368249487 XS0368298187 XS0368358932 XS0368366018 XS0368366109 XS0368366281 XS0368366877 XS0368448683 XS0368497623 XS0368497896 XS0368533369 XS0368574041 XS0368574637 XS0368574710 XS0368575527 XS0368576848 XS0368582739 XS0368582812 XS0368586482 XS0368586722 XS0368587456 XS0368587613 XS0368587969 XS0368588181 XS0368588421 XS0368588777 XS0368669007 XS0368698444 XS0368699509 XS0368699681 XS0368699764 XS0368700109 XS0368700281 XS0368710082 XS0368727722 XS0368739495 XS0368739578 XS0368751433 XS0368783477 XS0368800156 XS0368800669 XS0368801477 XS0368801717 XS0368882451 XS0368882535 Short description FTSE BULL BEAR NOTE 15Y LEHMAN VMS RANGE 6MTH CHINA MOBILE DLY ACCRL CAQLLB ELN A 26.5 MTH CALLBLE ELN ON GLOBAL STK BSKT 6M CHEUNG HLDGS LTD DAILY ACC CALLABLE ELN 6MTH CHINA MOBILE LTD DAILY ACCRUAL CALLABLE ELN FTSE BULL BEAR NOTE ISSUE 3 EQUITY LINKED NOTE EXCHANGEABLE 2YR US BSKT DLY ACCRL CALLBLE ELN CLN-SPIRIT CAPITAL PROTECTED CPPI NOTES EUR FX LINKED NOTE EUR FX LINKED NOTE 3YR SENIOR FIXED ELN EXCHANGEABLE INTO SUMO METAL MINING CO LTD EQUITY LINKD NOTE EXCHANGEBLE EQUITY LINKED NT EXCHANGABLE ELN EXCH INTO IBIDEN CO LTD 3Y USD INFLATION NOTES 3Y ELN ON THE S&P 500 INDX & INFLTN INDX 3 YEARS EQUITY NOTE ON DJ EURO 2 YEARS US BASKET 2Y NON CALLABLE SGD FIXED RATE NOTE WITH BONUS COU EQUITY LINKED EXCHANGEBLE NOTE EQUITY LINKED NOTE EXCHANGABLE EQUITY LINKED NOTE EXCHANGEABLE JPY/USD & NIKKEI CHOOSER CALBLE & KNKOUT DIGTAL NT EQL NT EXCHANGEBLE INTO STOCK AUD ACLLABLE POWER REVERSE DUAL CURRENCY NT EQ LNKD NTE EXGBLE INTO MITSUBISHI CORP EQ LNKD NTE EXCGBEL INTO MITSUBISHI CORP EQUITY LINKED NOTEN EXCHANGEABLE EQUITY LINKED NOTE EXCHANGEABLE EQUITY LINKED NOTE EXCHANGEABLE EQUITY LINKED NT EXCHANGEABLE LB 1YR HKD DLY ACCRUAL AUTOCALL EQL NOTE LB 1 YR HKD DLY ACCRUAL ALL SEASON COUPON AUTOCAL GBN 9 MAGNUM NOTE 3Y NON CALLABLE USD FIXED RATE NOTE 10NC3M CRA LEHMAN 15NC3M CRA LEHMAN 5Y LEH ZERONOTES LB 6M HKD COUPON DAILY COUPON CALLABLE EQL NOTE LB 1YR HKD ALL WEATHER COUPON DAILY CALLABLE EQL N 12YR CAPITAL PROTECTED NOTES AUTO REDEEMER ELN CORPORATE CREDIT LINKED NOTES 18 MONTH ZAR QUANTO USD LIBOR RANGE ACCRUAL NOTES LB 1YR USD ALL WEATHER COUPON DLY CALLABLE EQL NOT 10 Y NC3M SGD QUANTO ELN EXCGBLE INTO TOYOTA BOSHOKU STK EQ LNKD NOTE EXCHGBLE INTO MITSUBISHI CORP EQ LNKD NTE EXCHGBLE INTO MITSUBISHI CORP EQUITY LINKED NOTE EXCHANGE AUD CALLABLE POWER REVERSE DUAL CURRENCY NOTE USD 5Y NON CALLABLE USD FIXED RATE NOTE Class/Maturity 30-Jul-2014 16-Jun-2023 11-Dec-2008 18-Aug-2010 11-Dec-2008 11-Dec-2008 30-Jul-2014 10-Jun-2011 10-Jun-2010 20-Dec-2017 28-Jun-2011 28-Jun-2011 6-Jun-2011 16-Jun-2009 16-Jun-2009 16-Jun-2009 10-Jun-2011 12-Jun-2011 14-Jun-2011 14-Jun-2011 11-Jun-2010 10-Jun-2010 16-Jun-2009 17-Jun-2009 17-Jun-2009 11-Jun-2038 10-Jun-2011 17-Jun-2038 17-Jun-2009 17-Jun-2009 17-Jun-2009 17-Jun-2009 16-Jun-2009 17-Jun-2009 15-Jun-2009 8-Jun-2009 17-Oct-2017 5-Jun-2011 18-Jun-2018 12-Jun-2023 31-Jul-2013 22-Dec-2008 22-Jun-2009 9-Jun-2020 15-Aug-2014 20-Jun-2011 11-Dec-2009 22-Jun-2009 12-Jun-2018 16-Jun-2011 18-Jun-2009 18-Jun-2013 10-Jun-2011 18-Jun-2038 6-Jun-2013 Crncy GBP USD USD NZD USD HKD GBP JPY USD EUR USD EUR NOK JPY JPY JPY JPY USD EUR EUR USD SGD JPY JPY JPY JPY JPY JPY JPY JPY JPY JPY JPY JPY HKD HKD EUR USD USD USD EUR HKD HKD USD GBP JPY ZAR USD SGD JPY JPY JPY JPY JPY USD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0368926092 XS0368926506 XS0368988522 XS0368988951 XS0368995220 XS0368995493 XS0368995659 XS0368995907 XS0368996038 XS0368996111 XS0369192991 XS0369274708 XS0369333215 XS0369334700 XS0369337711 XS0369418040 XS0369514947 XS0369515084 XS0369545313 XS0369584486 XS0369661813 XS0369673073 XS0369673156 XS0369673313 XS0369673586 XS0369674550 XS0369744353 XS0369744510 XS0369744601 XS0369744783 XS0369744866 XS0369744940 XS0369799845 XS0369799928 XS0369868327 XS0369868590 XS0370072422 XS0370358151 XS0370386442 XS0370386954 XS0370964073 XS0370988338 XS0371015750 XS0371026443 XS0371084640 XS0371134411 XS0371134924 XS0371594762 XS0371606012 XS0371621672 XS0371764514 XS0371797100 XS0371847210 XS0372051762 XS0372163054 Short description JPY/AUD FX TARNS NOTE 12Y LEH ZERO NOTES WTI TWIN WIN NOTES BOOSTER NOTE ON TA 25 INDEX EQ LINKED NOTE EXCHGBLE INTO SUMITOMO EQ LNKD NTE EXCGBLE INTO CANON INC EQ LNKD NTE EXCGBLE INTO SUMITOMO CHEMICAL LTD EQL NOTE EXCHANGEABLE INTO SUMITOMO CHEMICAL CO LT EQ LNKD NTE EXCGBLE INTO MITSUBISHI CORP EQ LNKD NTE EXCGBLE INTO IMITOMO HEAVY IND LEH BRO 1 YEAR USD ALL MEMORY COUPON FREEZER 10 YR RUNNING COUPON NOTE AUD CALLABLE POWER REVERSE DUAL CURRENCY NOTE BARRIER REVERSE CONVRTBLE NOTE BOOSTER NOTE ON SPX INDEX 1 YR USD DAILY ACCRUAL LB 1YR HKD ALL WEATHR CPN DLY CALLBLE ELN LB 1YR USD ALL WETHR CPN DLY CALLABLE ELN GOLD DIGITAL COUPON NOTE FTSE DIGITAL RTN NOTE 5YR 100% CAPITAL PROTECTED WORST OF BASKET KICIN REVERSE ELN AUTOCALLABLE MERY CPN NT TO BSKT OF SHRS AUTOCALBLE MORMRY CPN NT LINKD AUTOCABLE MEMORY CPN NT LIKD TO BSKT OF SHRS DLY ACCRL NTS LINKD TO A BSKT OF SHRS MITSUI ENGINEER & SHIPBUILD ELN CANON INC ,MITSUI & CO LTD ELN EQL NOTE EXCHANGEABLE INTO MITSUBISHI CORP EQL NOTE EXCHANGEABLE INTO MITSUBISHI CORP EQL NOTE EXCHANGEABLE INTO MITSUI ENGINEER EQL EXCHANGEABLE INTO SUMITOMO METAL MINING CO LTD 2.75 YR CNY BOOSTER HIMALAYA NOTES FUND DERIVATIVE NOTE ZERO COUPON EQUITY NOTES LB 8MTH HKD DLY ACCRL ALL SEASON CPN AUTO-CALL NT 2Y SOUTH AFRICAN RAND NOTE USD 1 YR BRL SHARK FIN NTS LB 1YR USD ALL WETHR CPN DLY CALLBLE ELN LB 1YR HKD ALL WETHR CPN DLY CALBLE ELN 2 YR AUD FIXED COUPON BOOSTER PRINC GUARANTEED NTE 4 YR TWD NTE LNKD TO BSKT OF 10 GBL CO SHARES USD 2 YR RICE LINKED NOTE AUTOCALLABLE MEM COUPON LINKED BASKET OF SHARES 12 Y NC3M CALLABLE DUAL RANGE ACCRUAL NOTE 4 YR HKD NOTE LINKED TO BSKT OF 10 GLBL CO SHARES 2 YR GLBL BSKT (IBN.N+HDB.N+RELIQ.L) 3 MONTHS KICK IN REVERSE CONVERTIBLE ELN 6 YR TWD NOTE LINKED TO A BASKET OF 10 GLBDL CO PRECIOUS METAL AUTOCALL AUTOCLLBLE MEMORY CPN NTES LNKD TO BSKT OF SHARES 5YR AUTOREDEEMABLE ELN CLN-NOTES LINKED TO INTRALOT S.A LOAN PORTFOLIO PASS THROUGH NOTES 6 YRS 100% CAPITAL PROTECTED NOTES Class/Maturity 25-Jun-2038 1-Aug-2020 8-Jun-2009 16-Jun-2010 19-Jun-2009 19-Jun-2009 19-Jun-2009 18-Jun-2009 19-Jun-2009 19-Jun-2009 24-Jun-2009 17-Jun-2018 18-Jun-2018 17-Jun-2038 17-Jun-2009 17-Jun-2010 11-Jun-2009 25-Jun-2009 25-Jun-2009 16-Jun-2010 29-Aug-2013 18-Sep-2008 18-Jun-2010 18-Jun-2010 18-Jun-2010 18-Jun-2009 23-Jun-2009 24-Jun-2009 23-Jun-2009 23-Jun-2009 23-Jun-2009 10-Jun-2011 22-Mar-2011 22-Mar-2011 20-Jun-2018 12-Feb-2009 18-Jun-2010 22-Jun-2009 29-Jun-2009 29-Jun-2009 28-Jun-2010 18-Jun-2012 14-Jun-2010 25-Jun-2014 3-Jul-2020 18-Jun-2012 17-Jun-2010 19-Sep-2008 20-Jun-2014 24-Jun-2013 24-Jun-2013 20-Jun-2013 20-Jun-2013 10-Apr-2011 8-Jul-2014 Crncy JPY EUR USD ILS JPY JPY JPY JPY JPY JPY USD EUR CHF JPY USD USD USD HKD USD CHF GBP USD USD USD USD USD JPY JPY JPY JPY JPY JPY USD HKD USD HKD ZAR USD USD HKD AUD USD USD USD USD HKD USD USD USD EUR USD EUR USD USD EUR Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0372294313 XS0372300144 XS0372320928 XS0372359975 XS0372528165 XS0372634195 XS0372820737 XS0372820810 XS0372823673 XS0372842202 XS0373013027 XS0373045227 XS0373147064 XS0373182566 XS0373219582 XS0373590685 XS0373609295 XS0373609378 XS0373776433 XS0373826808 XS0373858249 XS0373960011 XS0374062528 XS0374132594 XS0374132677 XS0374132750 XS0374191251 XS0374326105 XS0374390457 XS0374643509 XS0374643764 XS0374734480 XS0374786365 XS0375027074 XS0375278313 XS0375356648 XS0375441671 XS0375559753 XS0375612586 XS0375919718 XS0376340344 XS0376340690 XS0376340930 XS0376511928 XS0376548334 XS0376686308 XS0376740956 XS0376779657 XS0376779814 XS0376779905 XS0377054381 XS0377288450 XS0378248529 XS0378451917 XS0378452303 Short description 5 YEARS NON PRINCIPAL LEV 10 YR AUD NOTE LNKD TO BSKT OF 14 GLBLE CO SHARES 4 YR AUD NOTE LNKD TO TWO EQ INDICES 10 YR AUD NTE LNKD TO BSKT OF 14 GLBLE CO SHARES EM SOVEREIGN CREDIT LINKED NOTES FX LINKED SWAP ELN EXGB INTO KOMATSU LTD,FANUC LTD, HOYA CORP MITSUI ENGINEET & SHIPBUILD,SUMITOMO MITSUI FIN REVERSE EXC ELN LINKED TO VISA INC EURO CURVE NOTE 100% PRINCIPAL PROTECTED 3 YR USD NOTE LNKD TO TWO EQUITY INDICES 20 MTHS INDIAN BSKT (LTODLI+HDBUS+INFYUS) AUD KNCK-OUT POWER REVERSE DUAL CURRENCY NOTE LB TREASURY EURO MTN TARGET REDEMPTION MAGNUM NOTE ELN EXGBLE INTO FANUC,TOYOTA MOTOR,MITSUI& CO. 4 YRS LOOKBACK NOTE LINKED TO THE S7P 500 INDEX 6MTH BARRIER DISCNTD REVERSE CONVRT NOTE EQ LNKD NTE EXCHBLE INTO SHISEIDO CO LTD EQ LNKD NOTE EXCHGBLE INTO TOYOTA MOTOR CORP ARC COMMODITIES RAINBOW BASKET FLOATING RATE NOTE 3M KICK IN REVERSE CONVERTIBLE NOTES JPM 4.25 LB 3 YR AUD CALL PRINCIPAL PROTECTED NTE LNKD YR CNOOC LTD DAILY ACCRL EQ LNKD NTE 1 YR CNOOC LTD DAILY ACCRL CALLBE EQ LNKD NTE 3M KICK IN REVERSE CONVERTIBLE NOTES 3.85% 3 MTH KICK IN REVERSE CONVERTIBLE NOTES 3.5Y NON CALLABLE AUD NOTES 7.75%PA MITSUI ENGINEER & SHIPBUILD MITSUI & CO LTD EQLN EXCHANGEABLE SHARES JPY/AUD FX TARNS NOTE 18 M ZAR QUANTO USD LIBOR RANGE ACC NTE AUTOCALLABLE MEMORY CPN NTES LINKD TO BSKT M Q F FX INDEX CHINA SECURITY NOTES IV B NZD SUPERBALL NOTE 3 MTH LCMNER INDEX LNKD NTE UP AND OUT RICE LINKED COMMODITY NOTE MITSUI ENGINEER & SHIPBUILD ELN KAO CORP , ROHM CO LTD ELN EQUITY LINKED NOTE EXCHANGEABLE MITSUBHISHI CHEMICAL HOLDINGS ELN CHF FX BASKET LINKED NOTE AUTO-REDEEMER EQUITY LINKED NOTE 2Y LEH INFLATION INTEREST LINKED NOTES JPY/AUD FX TRANS NOTE KAO CORP,ROHM CO LTD ,NOMURA HOLDINGS ELN KOMATSU LTD,MITSUBISHI CORP ELN MITSUI ENGINEER AND SHIPBUILD CO LTD ELN 31.60% P.A BARRIER REVERSE ELN EASY EUROPE INVEST B 50 DAY HONGKONG EXCHANGES & CLEARING LTD EQ LND NT 3 MONTH KICK IN REVERSE CONVERTIBLE ELN 3 MONTH KICK IN REVERSE CONVERTIBALE ELN Class/Maturity 27-Jun-2013 25-Jun-2018 2-Jul-2012 25-Jun-2018 21-Jun-2013 3-Jan-2011 7-Jul-2009 7-Jul-2009 26-Dec-2008 22-Nov-2012 27-Jun-2011 25-Feb-2010 15-Jul-2038 29-Dec-2008 15-Feb-2016 9-Jul-2009 8-Jul-2012 8-Jan-2009 14-Jul-2009 14-Jul-2009 17-Sep-2013 20-Jun-2028 10-Oct-2008 11-Jul-2011 10-Jul-2009 10-Jul-2009 10-Oct-2008 13-Oct-2008 3-Jan-2012 14-Jul-2009 15-Jul-2009 15-Jul-2038 4-Jan-2010 24-Dec-2010 7-Jul-2011 10-Apr-2013 18-Jul-2018 9-Oct-2008 15-Jan-2010 22-Jul-2009 23-Jul-2009 23-Jul-2009 23-Jul-2009 15-Aug-2012 12-Sep-2014 22-Jul-2010 30-Jul-2038 23-Jul-2009 23-Jul-2009 23-Jul-2009 17-Oct-2008 27-Dec-2013 17-Sep-2008 30-Oct-2008 30-Oct-2008 Crncy EUR AUD AUD AUD USD SEK JPY JPY USD EUR USD USD JPY JPY EUR JPY USD ILS JPY JPY GBP EUR USD AUD HKD HKD USD USD AUD JPY JPY JPY ZAR USD USD EUR NZD USD USD JPY JPY JPY JPY CHF GBP EUR JPY JPY JPY JPY USD EUR HKD USD USD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0378480692 XS0378532161 XS0378532245 XS0378810823 XS0378981806 XS0379217184 XS0379247504 XS0379318024 XS0379485864 XS0379577397 XS0379987372 XS0380268952 XS0380275908 XS0380276385 XS0380276971 XS0380296144 XS0380728112 XS0380777671 XS0380855220 XS0380855659 XS0381306173 XS0381364966 XS0381368280 XS0381368363 XS0381371664 XS0381438919 XS0381626679 XS0381855518 XS0381855781 XS0381884617 XS0381884963 XS0382037975 XS0382187945 XS0382188083 XS0382188166 XS0382285954 XS0382587888 XS0382588001 XS0382588340 XS0382589074 XS0382589405 XS0382626967 XS0383013066 XS0383013579 XS0383076493 XS0383284766 XS0383284840 XS0383284923 XS0383285060 XS0383364873 XS0383378071 XS0383457453 XS0383554655 XS0383554739 XS0383554812 Short description 3 MTHS KICK IN REVERSE CONVERTIBLE NOTES 7 YR AUD NTE LINKED TO TEH KOSPI 200 INDEX 7 YR AUD NTE LINKD TO KOSPI 200 INDEX NOTE LINKED TO THE PERFORMANCE OF ISHARES EQL 49 DAY HONG KING EXCHANGES AND CLAERIGN LTD ELN BKN LOOKBACK NOTE 15Y NC3M CALLBLE DUAL RANGE ACCRUAL NOTE 2Y NON-CALLABLE CMS RANGE ACCRUAL NOTE 10Y NC3M CALLABLE DUAL RANGE ACCRUAL NOTE BARRIER REVERSE CONVERTIBLE ELN JPY/AUD FX LINKED NOTE 50 DAY PING AN INSURANCE GROUP CO OF CHINA ELN 50 DAY CHINA CONSTRUCTION BANK CORP ELN LEHMAN BROS 2 YEAR HKD CALLABLE ELN 50 DAY CHINA MERCHANTS BANK CO LTD ELN USD FX LINKED NOTE 1 YR WTI LINKED NOTE FLOATING RATE AUD NOTES 5YEAR AUD NOTE LINKED TO KOSPI 200 INDEX 2 YR CAPITAL PROTECTED NOTE LINKED TO EQUITY INDEX 2Y USD INFLATION BONUS NOTE 51 DAY CHEUNG KONG HOLIDAYS LTD EQUITY NOTE 50 DAY INDUSTRIAL & COMMERCIAL BANK OF CHINA ELN 50 DAY HSBC HOLDINGS PLC EQ LINKED NOTE 50 DAY PING AN INSURANCE GROUP CO OF CHINA ELN 51 DAY CHINA CONSTRUCTION BANK CORP EQUITY NOTE BARRIER REVERSE CONVERTIBLE NOTE LINKED TO VERIFON EURUSD AND AUDUSD DUAL CURRENCY ONE TOUCH NOTE 50 DAY CHEUNG KONG HOLDINGS LTD EQUITY LINKED NOTE DAILY AUTOCALLBLE MEMORY COUPON NOTES LINKED BSKT AUTOCALLABLE MEMORY COUPON NOTES LINKED TO BSKT WORST OF BASKET KICK IN REVERSE CONVERTIBLE NOTES 49 DAY CHINA MERCHANTS BANK CO LTD EQUITY LINKED 50 DAY INDUSTRIAL & COMMERCIAL BANK OF CHINA EQL 50 DAY CHINA CONSTRUCTION BANK CORP EQL NOTE 10Y NC3M CALLABLE DUAL RANGE ACCRUAL NOTE 5 YEAR AUD NOTE LINKED TO KOSPI 200 INDEX 51 DAY SUN HUNG KAI PROPERTIES LTD EQUITY LINKED 51 DAY INDUSTRIAL & COMMERCIAL BANK OF CHINA EQL LB 1 YR USD DAILY ACCRUAL AUTOCALL EQL NOTE 7 YEAR AUD NOTE LINED TO THE KOSPI 200 INDEX 3 MONTHS KICK IN REVERSE CONVERTIBLE NOTES WORST OF BARRIER REVERSE CONVERTIBLE NOTE 2 YEAR USD CAPITAL PROTECTED NOTE LINKED TO BSKT 30 DAY INDUSTRIAL & COMMERCIAL BANK OF CHINA EQL 10Y GBP ZERO COUPON NOTE 10Y USD ZERO-COUPON NOTE 10Y SEK ZERO COUPON INTEREST LINKED NOTE 10Y EUR ZERO COUPON NOTE 7 YEAR AUTOREDEEMABLE EQL NOTE TO BARCLAYS,RBS & S WORST OF BASKET KICK IN REVERSE CONVERTIBLE NOTES 50 DAY INDUSTRIAL & COMMERCIAL BANK OF CHINA EQL 51 DAYS INDUSTRIAL & COMMERCIAL BANK OF CHINA LB 2 YR USD INDEX BOOSTER FIXED CPN PRNCPAL PRTCTD 51 DAY HONGKONG EXCHANGES & CLEARING LTD EQL NOTE Class/Maturity 30-Oct-2008 30-Jul-2015 29-Jul-2015 5-Feb-2010 19-Sep-2008 10-Jun-2013 15-Aug-2023 8-Aug-2010 5-Aug-2018 30-Oct-2008 14-Aug-2038 25-Sep-2008 25-Sep-2008 11-Aug-2010 24-Sep-2008 22-Aug-2011 5-Aug-2009 20-Sep-2014 12-Aug-2013 2-Aug-2010 11-Aug-2010 2-Oct-2008 30-Sep-2008 30-Sep-2008 30-Sep-2008 2-Oct-2008 12-Nov-2008 11-Feb-2009 3-Oct-2008 31-Oct-2009 29-Dec-2009 7-Nov-2008 3-Oct-2008 3-Oct-2008 3-Oct-2008 28-Aug-2018 12-Aug-2013 8-Oct-2008 8-Oct-2008 26-Aug-2009 14-Aug-2015 12-Nov-2008 21-Aug-2009 12-Aug-2010 18-Sep-2008 26-Aug-2018 25-Aug-2018 25-Aug-2018 25-Aug-2018 29-Aug-2015 15-Oct-2008 10-Oct-2008 15-Oct-2008 31-Aug-2010 15-Oct-2008 Crncy USD AUD AUD USD HKD EUR USD USD USD USD JPY HKD HKD HKD HKD USD AUD AUD AUD USD USD HKD HKD HKD HKD HKD USD USD HKD USD USD USD HKD HKD HKD USD AUD HKD HKD USD AUD USD USD USD HKD GBP USD SEK EUR USD USD HKD HKD USD HKD Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0383779815 XS0383779906 XS0383803540 XS0383803896 XS0383805081 XS0383805750 XS0383806139 XS0383940292 XS0384062211 XS0384072103 XS0384213368 XS0384213442 XS0384213871 XS0384213954 XS0384259866 XS0384368485 XS0384553110 XS0384581756 XS0384581913 XS0384596515 XS0384783113 XS0384883251 XS0384898440 XS0384984018 XS0384984281 XS0384984448 XS0385433262 XS0385433429 XS0385433692 XS0385433775 XS0385434310 XS0385755979 XS0385822753 XS0385823306 XS0385823488 XS0386290778 XS0386331127 XS0386674088 XS0386716269 XS0386716699 XS0387561680 XS0386289929 Short description FLOATING RATE AUD NOTES 1 YEAR US ABSKET DAILY ACCRUAL CALLABLE EQL NOTE LB 2 YR HKD INDEX BONUS FIXED COUPON PRIN PRT NOTE LB 2 YR HKD INDEX BONUS FIXED COUPON PNPL PRT NOTE LB 2 YEAR HKD INDEX BOOSTER FIXED COUPON ELN 2 YR USD INDX BNUS FXD CPN PRNCIPLE PROTECTED NOTE LB 2 YR HKD INDEX BONUS FIXEC COUPON ELN 3 YEARS 100% CAPITAL PROTECTED MITSUBISHI CORP CALLABLE ELN 10Y NC3M CALLABLE DUAL RANGE LB 2 YR HKD INDEX BONUS FIXED COUPON ELN 49 DAY HONG KONG EXCHANGES & CLEARING EQL 6 MONTH FREDDIE MAC DAILY ACCRUAL CALLABLE ELN 1 YR AMRCAN INTERNATIONAL GRP INC DLY ACCRL CLLBE AUD CALLABLE & KNOCK OUT POWER FX LINKED NOTE WORST OF BASKET KICK IN REVERSE CONVERTIBLE NOTES LB 2 YEAR HKD INDEX BONUS FIXED COUPON NOTE G-8 GENERATION 8% CLIC ELN 10 YR AUTOREDEEMABE NON-CAPITAL GUARANTEED ELN LB 2 YR USD CALL SPREAD PRINCIPAL PROTECTED ELN LB 2 YEAR HKD INDEX BONUS FIXED COUPON NOTE 3 YEAR NON-CALLABLE AUD NOTES EUR FX-LINKED NOTE 29 DAY INDUSTRIAL & COMMERCIAL BANK OF CHINA EQL 29 DAY CHINA LIFE INSURANCE CO LTD EQL NOTE LB 2 YEAR USD INDEX BONUS FIXED COUPON NOTE LB 2 YEAR HKD INDEX BONUS FIXED COUPON NOTE LB 2 YEAR HKD INDEX BONUS FIXED COUPON NOTE LB 2 YR HKD INDEX BONUS NOTE LB 2 YEAR UAS INDEX BONUS ELN 2 YEAR USD/TWD REFERENCE NOTED LINKED TO HK INDEX EQL EXCHANGEABLE INTO MIZUHO FINANCIAL GROUP STK LB 2 YEAR USD INDEX BONUS FIXED COUPON NOTE LB 2 YEAR HKD INDEX BONUS FIXED COUPON NOTE LB 2 YEAR HKD INDEX BONUS FIXED COUPON NOTE LB 2 YEAR HKD INDEX BONUS FIXED COUPON NOTE AUTOCALLABLE MEMORY COUPON NOTES 2 YEAR TWD QUANTO NOTE LINKED TO KOREA INDEX 50 DAYS HSBC HOLDING PLC EQUITY 2 YR USD NOTE LINKED TO HONG KONG INDEX 7 YEAR AUD NOTE LINKED TO KOSPI 200 MIZUHO FINANCIAL GRP INC 8411 STOCK ISIN Short description Lehman Brothers Holding Inc. Bonds XS0073472606 LBHI Bond XS0082350587 LBHI Bond XS0128857413 LBHI Bond XS0138439616 LBHI Bond XS0151868444 LBHI Bond XS0167792026 LBHI Bond XS0178222179 LBHI Bond XS0179304869 LBHI Bond XS0181712364 LBHI Bond Class/Maturity 20-Sep-2017 19-Aug-2009 3-Sep-2010 3-Sep-2010 31-Aug-2010 31-Aug-2010 31-Aug-2010 26-Aug-2011 10-Sep-2009 27-Aug-2018 6-Sep-2010 10-Oct-2008 25-Feb-2009 25-Aug-2009 3-Sep-2038 22-Oct-2008 6-Sep-2010 31-Jan-2019 31-Jan-2019 3-Sep-2010 6-Sep-2010 29-Aug-2011 2-Sep-2010 26-Sep-2008 26-Sep-2008 7-Sep-2010 6-Sep-2010 6-Sep-2010 9-Sep-2010 7-Sep-2010 31-Aug-2010 10-Oct-2008 10-Sep-2010 9-Sep-2010 9-Sep-2010 9-Sep-2010 12-Mar-2012 8-Sep-2010 31-Oct-2008 13-Sep-2010 15-Sep-2015 16-Oct-2008 Crncy AUD HKD HKD HKD HKD USD HKD EUR JPY USD HKD HKD HKD USD JPY USD HKD EUR EUR USD HKD AUD EUR HKD HKD USD HKD HKD HKD USD USD JPY USD HKD HKD HKD USD USD HKD USD AUD JPY Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Maturity Crncy Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected] Active Market List for Illiquid Funds/Bonds/Claims - March 29, 2017 For inquiries call +41 44 500 4550 or [email protected] / Key contacts: Andres Hefti/Thomas Ritter ISIN XS0183944643 XS0185590139 XS0189741001 XS0193035358 XS0196298219 XS0205185456 XS0210414750 XS0213899510 XS0224346592 XS0224535483 XS0247679573 XS0252834576 XS0252835110 XS0254171191 XS0257022714 XS0262321986 XS0272543900 XS0282937985 XS0288056913 XS0288579260 XS0289254509 XS0289619529 XS0290041960 XS0290745180 XS0291967296 XS0299141332 XS0300055547 XS0307745744 XS0326006540 XS0345259435 XS0348395814 XS0362467150 CH0026915527 CH0026985082 Short description LBHI Bond LBHI Bond LBHI Bond LBHI Bond LBHI Bond LBHI Bond LBHI Bond LBHI Bond LBHI Bond LBHI Bond LBHI Bond LBHI Bond LBHI Bond LBHI Bond LBHI Bond LBHI Bond LBHI Bond LBHI Bond LBHI Bond LBHI Bond LBHI Bond LBHI Bond LBHI Bond LBHI Bond LBHI Bond LBHI Bond LBHI Bond LBHI Bond LBHI Bond LBHI Bond LBHI Bond LBHI Bond LBHI Bond LBHI Bond Class/Maturity Crncy Pricing Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Get quote Multiplicity Partners AG • Bodmerstrasse 5 • 8002 Zürich • Switzerland • +41 44 500 45 50 • [email protected]