Download Christine M. Farquhar - Fiduciary and Investment Risk Management

as of April 2011
Christine M. Farquhar
Christine M. Farquhar has served as Managing Director and Associate Counsel of
JPMorgan Chase U.S. Private Banking Compliance since January 2002. She co-leads the
Bank Compliance Team in the implementation of a Compliance Plan for U.S. Private
Banking which provides lending, mortgage, deposits, trust, estate administration,
investment management and brokerage services to high net worth and ultra high net
worth clients. In this capacity, Chris and her team coordinate regulatory examinations
and inquiries, provide regulatory compliance advice, review marketing and new
products, draft and implement policies, deliver compliance training, perform
compliance testing, and coordinate the tracking and implementation of new
regulations.
Before joining Compliance, Chris worked as legal counsel to the Ohio, West Virginia and
Indiana trust offices of Bank One Trust Company, N.A. In this role, she addressed issues
related to bank regulations, trust and estate administration and fiduciary investments.
Chris has been with JPMC and its predecessor Bank One since 1989.
Chris served as an associate for Baker & Hostetler in Columbus, Ohio, before coming to
Bank One, documenting and negotiating various business, real estate and loan
transactions and rendering estate planning advice to business clients.