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ETF STATISTICAL RETURNS DECLARATION/VERIFICATION FORM For the Quarter Ended ____________ Foreign operator : Trustee (if any) : Representative : Fund(s) : Representative Declaration 1. The attached returns are complete, true and accurate to the best of my knowledge and belief. Signature : Name : Designation : Date : SECURITIES COMMISSION ETF STATISTICAL RETURNS CHECKLIST For Quarter Ended ____________ (please indicate) Foreign operator : Representative : Fund : ETF 1 Weightings of Index Constituents ETF 2 Market Capitalisation and Trading Volume ETF 3 Profile of Unit Holders (to be submitted annually, at the end of Quarter 4) ETF 4 Creation/Redemption ETF 5 Investment Portfolio ETF 1 SECURITIES COMMISSION ETF STATISTICAL RETURNS WEIGHTINGS OF INDEX CONSTITUENTS Foreign operator Representative Name of Fund Quarter Ended Benchmark Index : : : : : Constituents Weighting of constituents (%) Weighting against NAV (%) ETF 2 SECURITIES COMMISSION ETF STATISTICAL RETURNS MARKET CAPITALISATION AND TRADING VOLUME Foreign operator : Representative : Name of Fund : Quarter Ended : No. of units listed Lowest Traded Price Highest Traded Price Closing market price* (‘000 units) (RM per unit) (RM per unit) (RM per unit) (Month 1) (Month 2) (Month 3) * Figures should be / based on the closing market price on the last trading day of the month. Average Trading Volume Market capitalisation* (RM’000) ETF 3 SECURITIES COMMISSION ETF STATISTICAL RETURNS PROFILE OF UNIT HOLDERS Foreign operator Representative Name of Fund Quarter Ended : : : : Category of Unit holders No of Unit holders No. of Units Held (‘000 units) MALAYSIAN / RESIDENT Bumiputera Individuals Institutions Corporations* Management Company Non-Bumiputera Individuals Institutions Corporations* Management Company NON-RESIDENT Individuals Institution Corporations* TOTAL * To break down between non-related parties and related parties Percentage of holdings ETF 4 SECURITIES COMMISSION ETF STATISTICAL RETURNS CREATION AND REDEMPTION Foreign operator Representative Name of Fund Quarter Ended : : : : Creation (RM’000) Redemption (‘000 units) (RM’000) Net Creation/(Redemption) (‘000 units) (RM’000) (‘000 units) ETF 5 SECURITIES COMMISSION ETF STATISTICAL RETURNS INVESTMENT PORTFOLIO Foreign operator Representative Name of Fund Quarter Ended : : : : Types of Investments Market Value (RM’000) INVESTMENTS IN LOCAL MARKET Listed shares Debentures Warrants Derivatives Collective investment schemes Structured products Total Investments in Local Market INVESTMENTS IN FOREIGN MARKET Listed shares Debentures Warrants Derivatives Collective investment schemes Structured products Total Investments in Foreign Market Cash Deposits with financial institutions Money-market instruments Total Liquid Assets Other Assets (please specify) Total Asset Value Less: Liabilities NET ASSET VALUE (NAV) UNIT HOLDERS’ FUNDS - Unit holders’ capital - Undistributed income/realised reserve - Investment fluctuation reserve/unrealised reserve - Other reserves TOTAL UNIT HOLDERS’ FUNDS (RM’000)