Download etf statistical returns - Securities Commission Malaysia

ETF STATISTICAL RETURNS
DECLARATION/VERIFICATION FORM
For the Quarter Ended ____________
Foreign operator
:
Trustee (if any)
:
Representative
:
Fund(s)
:
Representative Declaration
1.
The attached returns are complete, true and accurate to the best of my knowledge
and belief.
Signature
:
Name
:
Designation
:
Date
:
SECURITIES COMMISSION
ETF STATISTICAL RETURNS
CHECKLIST
For Quarter Ended ____________
(please indicate)
Foreign operator
:
Representative
:
Fund
:
ETF 1
Weightings of Index Constituents
ETF 2
Market Capitalisation and Trading Volume
ETF 3
Profile of Unit Holders (to be submitted annually, at the end of Quarter 4)
ETF 4
Creation/Redemption
ETF 5
Investment Portfolio
ETF 1
SECURITIES COMMISSION
ETF STATISTICAL RETURNS
WEIGHTINGS OF INDEX CONSTITUENTS
Foreign operator
Representative
Name of Fund
Quarter Ended
Benchmark Index
:
:
:
:
:
Constituents
Weighting of constituents (%)
Weighting against NAV (%)
ETF 2
SECURITIES COMMISSION
ETF STATISTICAL RETURNS
MARKET CAPITALISATION AND TRADING VOLUME
Foreign operator
:
Representative
:
Name of Fund
:
Quarter Ended
:
No. of units listed
Lowest Traded Price
Highest Traded Price
Closing market price*
(‘000 units)
(RM per unit)
(RM per unit)
(RM per unit)
(Month 1)
(Month 2)
(Month 3)
* Figures should be / based on the closing market price on the last trading day of the month.
Average Trading Volume
Market capitalisation*
(RM’000)
ETF 3
SECURITIES COMMISSION
ETF STATISTICAL RETURNS
PROFILE OF UNIT HOLDERS
Foreign operator
Representative
Name of Fund
Quarter Ended
:
:
:
:
Category of Unit holders
No of Unit holders
No. of Units Held
(‘000 units)
MALAYSIAN / RESIDENT
Bumiputera
Individuals
Institutions
Corporations*
Management Company
Non-Bumiputera
Individuals
Institutions
Corporations*
Management Company
NON-RESIDENT
Individuals
Institution
Corporations*
TOTAL
* To break down between non-related parties and related parties
Percentage of holdings
ETF 4
SECURITIES COMMISSION
ETF STATISTICAL RETURNS
CREATION AND REDEMPTION
Foreign operator
Representative
Name of Fund
Quarter Ended
:
:
:
:
Creation
(RM’000)
Redemption
(‘000 units)
(RM’000)
Net Creation/(Redemption)
(‘000 units)
(RM’000)
(‘000 units)
ETF 5
SECURITIES COMMISSION
ETF STATISTICAL RETURNS
INVESTMENT PORTFOLIO
Foreign operator
Representative
Name of Fund
Quarter Ended
:
:
:
:
Types of Investments
Market Value
(RM’000)
INVESTMENTS IN LOCAL MARKET
Listed shares
Debentures
Warrants
Derivatives
Collective investment schemes
Structured products
Total Investments in Local Market
INVESTMENTS IN FOREIGN MARKET
Listed shares
Debentures
Warrants
Derivatives
Collective investment schemes
Structured products
Total Investments in Foreign Market
Cash
Deposits with financial institutions
Money-market instruments
Total Liquid Assets
Other Assets (please specify)
Total Asset Value
Less: Liabilities
NET ASSET VALUE (NAV)
UNIT HOLDERS’ FUNDS
- Unit holders’ capital
- Undistributed income/realised reserve
- Investment fluctuation reserve/unrealised reserve
- Other reserves
TOTAL UNIT HOLDERS’ FUNDS
(RM’000)