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© 2008 AGI-Information Management Consultants
May be used for personal purporses only or by
libraries associated to dandelon.com network.
Introduction to
Solid State Physics
EIGHTH EDITION
Charles Kittel
Professor Emeritus
University of California, Berkeley
Chapter 18, Nanostructures, was written by
Professor Paul McEuen of Cornell University.
John Wiley & Sons, Inc
Contents
C H A P T E R 1: CRYSTAL STRUCTURE
1
Periodic Array of Atoms
Lattice Translation Vectors
Basis and the Crystal Structure
Primitive Lattice Cell
3
4
5
6
Fundamental Types of Lattices
Two-Dimensional Lattice Types
Three-Dimensional Lattice Types
6
8
9
Index Systems for Crystal Planes
11
Simple Crystal Structures
Sodium Chloride Structure
Cesium Chloride Structure
Hexagonal Close-Packed Structure (hep)
Diamond Structure
Cubic Zinc Sulfide Structure
13
13
14
15
16
17
Direct Imaging of Atomic Structure
18
Nonideal Crystal Structures
18
Random Stacking and Polytypism
19
Crystal Structure Data
19
Summary
22
Problems
22
CHAPTER 2: WAVE DIFFRACTION AND THE RECIPROCAL
LATTICE
23
Diffraction of Waves by Crystals
Bragg Law
25
25
Scattered Wave Amplitude
Fourier Analysis
Reciprocal Lattice Vectors
Diffraction Conditions
Laue Equations
26
27
29
30
32
Brillouin Zones
Reciprocal Lattice to sc Lattice
Reciprocal Lattice to bec Lattice
Reciprocal Lattice to fee Lattice
33
34
36
37
viii
Fourier Analysis of the Basis
Structure Factor of the bcc Lattice
Structure factor of the fee Lattice
Atomic Form Factor
39
40
40
41
Summary
43
Problems
43
CHAPTER 3: CRYSTAL RINDING AND ELASTIC CONSTANTS
Crystals of Inert Gases
47
49
Van der Waals—London Interaction
Repulsive Interaction
Equilibrium Lattice Constants
Cohesive Energy
53
56
58
59
Ionic Crystals
Electrostatic or Madelung Energy
Evaluation of the Madelung Constant
60
60
64
Covalent Crystals
67
Metals
69
Hydrogen Bonds
70
Atomic Radii
Ionic Crystal Radii
70
72
Analysis of Elastic Strains
Dilation
Stress Components
73
75
75
Elastic Compliance and Stiffness
Constants
Elastic Energy Density
Elastic Stiffness Constants of Cubic Crystals
Bulk Modulus and Compressibility
77
77
78
80
Elastic Waves in Cubic Crstals
Waves in the [100] Direction
Waves in the [110] Direction
80
81
82
Summary
85
Problems
85
CHAPTER 4 : PHONONS I. CRYSTAL VIRRATIONS
Vibrations of Crystals with Monatomic Basis
First Brillouin Zone
Group Velocity
89
91
93
94
Contents
Long Wavelength Limit
Derivation of Force Constants from Experiment
94
94
Two Atoms per Primitive Basis
95
Quantization of Elastic Waves
99
Phonon Momentum
100
Inelastic Scattering by Phonons
100
Summary
102
Problems
102
CHAPTER 5: PHONONS 11. THERMAL PROPERTIES
Phonon Heat Capacity
Planck Distribution
Normal Mode Enumeration
Density of States in One Dimension
Density of States in Three Dimensions
Debye Model for Density of States
Debye T3 Law
Einstein Model of the Density of States
General Result for D(w)
105
107
107
108
108
111
112
114
114
117
Anharmonic Crystal Interactions
Thermal Expansion
119
120
Thermal Conductivity
Thermal Resistivity of Phonon Gas
Umklapp Processes
Imperfecions
121
123
125
126
Problems
128
CHAPTER 6: FREE ELECTRON FERMI GAS
Energy Levels in One Dimension
131
134
Effect of Temperature on the FermiDirac Distribution
136
Free Electron Gas in Three Dimensions
137
Heat Capacity of the Electron Gas
Experimental Heat Capacity of Metals
Heavy Fermions
Electrical Conductivity and Ohm's Law
Experimental Electrical Resistivity of Metals
Umklapp Scattering
141
145
147
147
148
151
Motion in Magnetic Fields
Hall Effect
152
Thermal Conductivity of Metals
Ratio of Thermal to Electrical Conductivity
156
Problems
157
CHAPTER 7: ENERGY RANDS
153
156
161
Nearly Free Electron Model
Origin of the Energy Gap
Magnitude of the Energy Gap
164
Bloch Functions
167
Kronig-Penney Model
168
Wave Equation of Electron in a
Periodic Potential
Restatement of the Bloch Theorem
Crystal Momentum of an Electron
Solution of the Central Equation
Kronig-Penney Model in Reciprocal Space
Empty Lattice Approximation
Approximate Solution Near a Zone Boundary
165
167
169
173
173
174
174
176
177
Number of Orbitals in a Band
Metals and Insulators
180
Summary
182
Problems
182
CHAPTER 8: SEMICONDUCTOR CRYSTALS
181
185
Band Gap
187
Equations of Motion
Physical Derivation of hi. = F
Holes
Effective Mass
Physical Interpretation of the Effective Mass
Effective Masses in Semiconductors
Silicon and Germanium
191
Intrinsic Carrier Concentration
Intrinsic Mobility
205
Impurity Conductivity
Donor States
Acceptor States
Thermal Ionization of Donors and Acceptors
209
193
194
197
198
200
202
208
209
211
213
Contents
CHAPTER 9:
Thermoelectric Effects
214
Semimetajs
215
Superlattices
Bloch Oscillator
Zener Tunneling
216
Summary
217
Problems
218
FERMI SURFACES AND METALS
Reduced Zone Scheme
Periodic Zone Scheme
217
217
221
223
225
Construction of Fermi Surfaces
Nearly Free Electrons
226
Electron Orbits, Hole Orbits, and Open Orbits
230
Calculation of Energy Bands
Tight Binding Method of Energy Bands
Wigner-Seitz Method
Cohesive Energy
Pseudopotential Methods
232
Experimental Methods in Fermi Surface Studies
Quantization of Orbits in a Magnetic Field
De Haas-van Alphen Effect
Extremal Orbits
Fermi Surface of Copper
Magnetic Breakdown
242
Summary
252
Problems
252
CHAPTER 10: SUPERCONDUCTIVITY
228
232
236
237
239
242
244
248
249
251
257
Experimental Survey
Occurrence of Superconductivity
Destruction of Superconductivity of Magnetic Fields
Meissner Effect
Heat Capacity
Energy Gap
Microwave and Infrared Properties
Isotope Effect
259
Theoretical Survey
Thermodynamics of the Superconducting Transition
London Equation
270
260
262
262
264
266
268
269
270
273
Coherence Length
BCS Theory of Superconductivity
BCS Ground State
Flux Quantization in a Superconducting Ring
Duration of Persistent Currents
Type II Superconductors
Vortex State
Estimation of Hcl and Hc2
Single Particle Tunneling
Josephson Superconductor Tunneling
Dc Josephson Effect
Ac Josephson Effect
Macroscopic Quantum Interference
276
277
278
279
282
283
284
284
287
289
289
290
292
High-Temperature Superconductors
293
Summary
294
Problems
294
Reference
296
CHAPTER 11: DIAMAGNETISM AND PARAMAGNETISM
Langevin Diamagnetism Equation
297
299
Quantum Theory of Diamagnetism of
Mononuclear Systems
301
Paramagnetism
302
Quantum Theory of Paramagnetism
Rare Earth Ions
Hund Rules
Iron Group Ions
Crystal Field Splitting
Quenching of the Orbital Angular Momentum
Spectroscopic Splitting Factor
Van Vleck Temperature-Independent Paramagnetism
Cooling by Isentropic Demagnetization
Nuclear Demagnetization
302
305
306
307
307
308
311
311
312
314
Paramagnetic Susceptibility of Conduction Electrons
315
Summary
317
Problems
318
CHAPTER 12: FERROMAGNETISM AND ANTIFERROMAGNETISM
Ferromagnetic Order
Curie Point and the Exchange Integral
321
323
323
Contents
Temperature Dependence of the Saturation
Magnetization
Saturation Magnetization at Absolute Zero
326
328
Magnons
Quantization of Spin Waves
Thermal Excitation of Magnons
330
333
334
Neutron Magnetic Scattering
335
Ferrimagnetic Order
Curie Temperature and Susceptibility
of Ferrimagnets
Iron Garnets
336
Antiferromagnetic Order
Susceptibility Below the Neel Temperature
Antiferromagnetic Magnons
340
343
344
Ferromagnetic Domains
Anisotropy Energy
Transition Region between Domains
Origin of Domains
Coercivity and Hysteresis
346
348
349
351
352
Single Domain Particles
Geomagnetism and Biomagnetism
Magnetic Force Microscopy
354
355
355
Summary
356
Problems
357
CHAPTER 13: MAGNETIC RESONANCE
361
338
339
Nuclear Magnetic Resonance
Equations of Motion
363
366
Line Width
Motional Narrowing
370
371
Hyperfine Splitting
Examples: Paramagnetic Point Defects
F Centers in Alkali Halides
Donor Atoms in Silicon
Knight Shift
373
375
376
376
377
Nuclear Quadrupole Resonance
379
Ferromagnetic Resonance
Shape Effects in FMR
Spin Wave Resonance
379
380
382
Antiferromagnetic Resonance
383
Electron-Paramagnetic Resonance
Exchange Narrowing
Zero-field Splitting
386
Principle of Maser Action
Three-Level Maser
Lasers
386
Summary
390
Problems
391
CHAPTER 14: PLASMONS, POLARITONS, AND POLARONS
386
386
388
389
393
Dielectric Function of the Electron Gas
Definitions of the Dielectric Function
Plasma Optics
Dispersion Relation for Electromagnetic Waves
Transverse Optical Modes in a Plasma
Transparency of Metals in the Ultraviolet
Longitudinal Plasma Oscillations
395
Plasmons
401
Electrostatic Screening
Screened Coulomb Potential
Pseudopotential Component [7(0)
Mott Metal-Insulator Transition
Screening and Phonons in Metals
403
Polaritons
LST Relation
410
Electron-Electron Interaction
Fermi Liquid
Electron-Electron Collisions
All
417
417
Electron-Phonon Interaction:
Polarons
420
395
396
397
398
398
398
406
407
407
409
414
Peierls Instability of Linear
Metals
Summary
422
Problems
424
OPTICAL PROCESSES AND EXCITONS
Optical Reflectance
Kramers-Kronig Relations
Mathematical Note
424
427
429
430
432
Contents
Example: Conductivity of collisionless
Electron Gas
Electronic Interband Transitions
433
434
Excitons
Frenkel Excitons
Alkali Halides
Molecular Crystals
Weakly Bound (Mott-Wannier) Excitons
Exciton Condensation into Electron-Hole
Drops (EHD)
435
Raman Effects in Crystals
Electron Spectroscopy with X-Rays
444
Energy Loss of Fast Particles in a Solid
448
Summary
449
Problems
450
CHAPTER 16: DIELECTRICS AND FERROELECTRICS
Maxwell Equations
Polarization
437
440
440
441
441
447
453
455
455
Macroscopic Electric Field
Depolarization Field, Ej
456
Local Electric Field at an Atom
Lorentz Field, E2
Field of Dipoles Inside Cavity, E 3
460
Dielectric Constant and Polarizability
Electronic Polarizability
Classical Theory of Electronic Polarizability
463
Structural Phase Transitions
467
Ferroelectric Crystals
Classification of Ferroelectric Crystals
467
Displacive Transitions
Soft Optical Phonons
Landau Theory of the Phase Transition
Second-Order Transition
First-Order Transition
Antiferroelectricity
Ferroelectric Domains
Piezoelectricity
471
Summary
482
Problems
483
458
462
462
464
466
469
473
474
475
477
479
479
481
CHAPTER 17: SURFACE*AND INTERFACE PHYSICS
Reconstruction and Relaxation
487
489
Surface Crystallography
Reflection High-Energy Electron
Diffraction
490
Surface Electronic Structure
Work Function
Thermionic Emission
Surface States
Tangential Surface Transport
494
494
495
495
497
Magnetoresistance in a Two-Dimensional
Channel
Integral Quantized Hall Effect (IQHE)
IQHE in Real Systems
Fractional Quantized Hall Effect (FQHE)
498
499
500
503
p-n Junctions
Rectification
Solar Cells and Photovoltaic Detectors
Schottky Barrier
503
504
506
506
Heterostructures
507
493
n-N Heterojunction
508
Semiconductor Lasers
510
Light-Emitting Diodes
511
Problems
513
CHAPTER 18: NANOSTRUCTURES
515
Imaging Techniques for Nanostructures
Electron Microscopy
Optical Microscopy
Scanning Tunneling Microscopy
Atomic Force Microscopy
519
520
521
523
526
Electronic Structure of ID Systems
One-Dimensional Subbands
Spectroscopy oi Van Hove Singularities
ID Metals — Coluomb Interactions and Lattice
Copulings
528
528
529
Electrical Transport in I D
Conductance Quantization and the Landauer
Fonnula
Two Barriers in Series-resonant Tunneling
Incoherent Addition and Ohm's Law
533
531
533
536
538
Contents
Localization
Voltage Probes and the Buttiker-Landauer
539
Formalism
540
Electronic Structure of OD Systems
Quantized Energy Levels
Semiconductor Nanocrystals
Metallic Dots
Discrete Charge States
Electrical Transport in OD
Coulomb Oscillations
Spin, Mott Insulators, and the Kondo Effect
Cooper Pairing in Superconducting Dots
545
545
545
547
549
551
551
554
556
Vibrational and Thermal Properties of
Nanostructures
557
Quantized Vibrational Modes
Transverse Vibrations
Heat Capacity and Thermal Transport
557
559
561
Summary
Problems
CHAPTER 19: NONCRYSTALLINE SOLIDS
Diffraction Pattern
Monatomic Amorphous Materials
Radial Distribution Function
Structure of Vitreous Silica, SiO2
Glasses
Viscosity and the Hopping Rate
Amorphous Ferromagnets
Amorphous Semiconductors
Low Energy Excitations in Amorphous Solids
Heat Capacity Calculation
Thermal Conductivity
Fiber Optics
Rayleigh Attenuation
Problems
562
562
565
567
568
569
570
573
574
575
577
578
578
579
581
582
582
CHAPTER 20: POINT DEFECTS
583
Lattice Vacancies
Diffusion
585
Metals
588
591
xvii
xviii
Color Centers
F Centers
Other Centers in Alkali Halides
Problems
CHAPTER 2 1 : DISLOCATIONS
592
592
593
595
597
Shear Strength of Single Crystals
Slip
599
600
Dislocations
Burgers Vectors
Stress Fields of Dislocations
Low-angle Grain Boundaries
Dislocation Densities
Dislocation Multiplication and Slip
601
604
605
607
610
611
Strength of Alloys
613
Dislocations and Crystal Growth
Whiskers
615
616
Hardness of Materials
617
Problems
618
CHAPTER 22: ALLOYS
619
General Considerations
621
Substitutional Solid Solutions—
Hume-Rothery Rules
624
Order-Disorder Transformation
Elementary Theory of Order
627
629
Phase Diagrams
Eutectics
632
632
Transition Metal Alloys
634
Electrical Conductivity
636
Kondo Effect
637
Problems
640
APPENDIX A:
TEMPERATURE DEPENDENCE OF THE REFLECTION LINES
641
APPENDIX B:
EWALD CALCULATION OF LATTICE SUMS
644
Ewald-Kornfeld Method for Lattice Sums
for Dipole Arrays
647
Contents
APPENDIX C:
QUANTIZATION OF ELASTIC WAVES: PHONONS
Phonon Coordinates
Creation and Annihilation Operators
648
649
651
APPENDIX D:
FERMI-DIRAC DISTRIBUTION FUNCTION
652
APPENDIX E:
DERIVATION OF THE dk/dt EQUATION
655
APPENDIX F:
BOLTZMANN TRANSPORT EQUATION
656
Particle Diffusion
Classical Distribution
Fermi-Dirac Distribution
Electrical Conductivity
APPENDIX G:
657
658
659
661
VECTOR POTENTIAL, FIELD MOMENTUM,
AND GAUGE TRANSFORMATIONS
Lagrangian Equations of Motion
Derivation of the Hamiltonian
Field Momentum
Gauge Transformation
Gauge in the London Equation
661
662
663
663
664
665
APPENDIX H:
COOPER PAIRS
665
APPENDIX I:
GINZBURG-LANDAU EQUATION
667
APPENDIX J:
ELECTRON-PHONON COLLISIONS
671
INDEX
675
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