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Jukka Lipponen Estimation Methods for Cardiovascular Signal Analysis Publications of the University of Eastern Finland Dissertations in Forestry and Natural Sciences JUKKA LIPPONEN Estimation methods for cardiovascular signal analysis Publications of the University of Eastern Finland Dissertations in Forestry and Natural Sciences No 146 Academic Dissertation To be presented by permission of the Faculty of Science and Forestry for public examination in the Auditorium TTA in Tietoteknia Building at the University of Eastern Finland, Kuopio, on September, 5, 2014, at 12 o’clock noon. Department of Applied Physics Kopijyvä Oy Kuopio, 2014 Editors: Prof. Pertti Pasanen, Prof. Kai Peiponen, Prof. Pekka Kilpeläinen and Prof. Matti Vornanen Distribution: University of Eastern Finland Library / Sales of publications http://www.uef.fi/kirjasto ISBN: 978-952-61-1532-0 (printed) ISSNL: 1798-5668 ISSN: 1798-5668 ISBN: 978-952-61-1533-7 (pdf) ISSN: 1798-5676 Author’s address: University of Eastern Finland Department of Applied Physics P.O.Box 1627 70211 KUOPIO FINLAND email: Jukka.Lipponen@uef.fi Supervisors: Docent Mika Tarvainen, Ph.D. University of Eastern Finland Department of Applied Physic P.O.Box 1627 70211 KUOPIO FINLAND email: Mika.Tarvainen@uef.fi Professor Pasi Karjalainen, Ph.D. University of Eastern Finland Department of Applied Physic P.O.Box 1627 70211 KUOPIO FINLAND email: Pasi.Karjalainen@uef.fi Reviewers: Professor Jari Viik, Ph.D. Tampere University of Technology Department of Electronics and Communications Engineering P.O.Box 527 33101 TAMPERE FINLAND email: Jari.Viik@tut.fi Professor Pablo Laguna, Ph.D. University of Zaragoza Department of Electrical Engineering Mara de Luna 50015 ZARAGOZA SPAIN email: [email protected] Opponent: Professor Tapio Seppänen, Ph.D. University of Oulu Department of Computer Science and Engineering P.O.Box 8000 90014 OULU FINLAND email: Tapio.Seppanen@oulu.fi ABSTRACT Cardiovascular measurements are nowadays important tools for clinicians in the diagnosis of different cardiovascular diseases or disease complications. Novel approaches for modeling of the cardiovascular system are intended to provide more accurate methods for estimating the functioning or condition of the cardiovascular system, and thus to improve can enhance the diagnostics of cardiovascular diseases. Previous studies have demonstrated that cardiovascular measurements could be beneficial in some situations e.g. monitoring humans during their every day life, for example, in order to prevent hypoglycemic events in diabetic subjects or to monitor recovery. However, monitoring humans during their daily life requires analyzing methods which can provide accurate parameters from even noisy recordings. In this thesis, a principal component regression (PCR) based method for analyzing noisy ECGs was developed. The use of datadriven prior information in the PCR model makes it very robust for noise and thus the developed method can yield accurate parameter estimates from ECG measured during a subject’s everyday life or even from exercise ECG measurements. Currently exercise performance estimation is done mainly using blood lactate concentration analysis or using spirometric measurements. While these methods achieve accurate results, their suitability for normal fitness enthusiasts is limited because the analysis requires access to expensive and complicated equipments. On the other hand ECG is rather simple and inexpensive measurement and thus heart rate monitors are commonly used for monitoring training intensity. Recent studies have shown that ECG parameters are not entirely related to heart rate and parameter values differ as compared to exercise and recovery periods. Thus it was hypothesized that these ECG parameters could provide additional information beyond that which can be obtained wih heart rate to monitor exercise intensity and recovery. Results showed strong correlations between blood lactate concentrations and ECG parameters such as T-kurtosis and TCRT. Linear regression results also revealed that additional information beyond the heart rate could be achieved using these ECG parameters. The PCR method was also used to analyze changes of repolarization characteristics during a hypoglycemic event. The aim was to study the possibility of detecting hypoglycemic events based on ECG signal features. It was found that repolarization characteristics, specifically QT-time and the RT-amplitude ratio increase during hypoglycemia and this increase continued as long as the hypoglycemic event lasted. In addition, it was observed that changes in repolarization characteristics caused by hypoglycemia became less pronounced as duration of the diabetes increased. The results indicated that hypoglycemia detection could be possible, at least for diabetics with a short history of diabetes. In this thesis, a model for blood pressure regulation system was also developed. More specifically, the associations between baroreflex sensitivity, autonomic nervous system (ANS) and artery elasticity were studied. An advanced causal multivariate autoregressive (MAR) model was used to model the dependencies between different cardiovascular signals. The causal MAR-model can distinguish between direct effects, i.e. heart rate variation causing blood pressure change, and the variation originating from baroreflex, i.e. blood pressure fluctuations which evoke a reflectory heart rate change, from cardiovascular time series. The results indicated that arterial elasticity can reduce the sensitivity of the blood pressure regulation system because stretch sensitive baroreceptors are not capable to detect blood pressure fluctuations. Therefore, if baroreflex sensitivity is used as a measure of ANS functioning, then it is recommended that the assessment should be performed via arterial diameter variation rather than from blood pressure. . National Library of Medicine Classification: QT 36, WG 25, WG 140 Medical Subject Headings: Electrocardiography/methods; Cardiovascular System; Models, Cardiovascular; Blood Pressure; Baroreflex; Diabetes Mellitus; Hypoglycemia/diagnosis; Lactic Acid/blood; Signal Processing, Computer-Assisted; Principal Component Analysis; Regression Analysis; Multivariate Analysis Yleinen suomalainen asiasanasto: EKG; verenkiertoelimet; sydn; mallintaminen; estimointi; verenpaine; diabetes; hypoglykemia; maitohappo; signaalianalyysi; regressioanalyysi; monimuuttujamenetelmt Acknowledgements This research was carried out during the years 2008-2014 in the Department of Applied Physics, University of Eastern Finland. First I would like to thank both of my supervisors for supporting my work during the thesis project. I am grateful to my principal supervisor docent Mika Tarvainen for sharing his expertise of biosignal analysis and guidance in the world of science. I also want thank to my second supervisor Professor Pasi Karjalainen for giving me the opportunity to work in his Biosignal Analysis and Medical Imaging research group. I also want thank the entire Biosignal Analysis and Medical Imaging group for the interesting discussions and enthusiastic atmosphere which has helped me during this project. I am also grateful to all my co-authors for their significant contribution, special thanks for Tiina and Tomi Laitinen for sharing their medical expertise in cardiovascular research. I am grateful to the preliminary examiners Professor Jari Viik and Professor Pablo Laguna for valuable comments and suggestions on the thesis. I want to thank to my parents Anja and Seppo and my brother Jarkko for believing in me and supporting me during my whole life. I am also grateful to Veli-Matti, Jouni, Mikael, Mika and Jani for the support and friendship you have given me. Finally I want to thank my dearest one Minna for her endless love and understanding. Kuopio 12 August, 2014 Jukka Lipponen LIST OF PUBLICATIONS This thesis is based on the following articles: I Lipponen JA, Tarvainen MP, Laitinen T, Lyyra-Laitinen T and Karjalainen PA, A Principal component regression approach for estimation of ventricular repolarization characteristics, IEEE Transactions on Biomedical Engineering, 57(5): 1062-1069 (2010) II Lipponen JA, Kemppainen J, Karjalainen PA, Laitinen T, Mikola H, Kärki T and Tarvainen MP, Dynamic estimation of cardiac repolarization characteristics during hypoglycemia in healthy and diabetic subjects, Physiological measurement, 32(6): 649-660 (2011) III Lipponen JA, Gladwell VF, Kinnunen H, Karjalainen PA and Tarvainen MP, The correlation of vectorcardiographic changes to blood lactate concentration during an exercise test, Biomedical Signal Processing and Control , 8(6): 491-499 (2013) IV Lipponen JA, Tarvainen MP, Laitinen T, Karjalainen PA, Vanninen J, Koponen T and Laitinen TM, Causal estimation of neural and overall baroreflex sensitivity in relation to carotid artery stiffness, Physiological measurement, 34(12) 1633-1644 (2013). Throughout the overview, these papers will be referred by their Roman numerals. The original publications have been reproduced with permission of the copyright holders. AUTHOR’S CONTRIBUTION The publications of this thesis are original research articles and the author has been the main author of each paper I-IV; in all papers the co-operation provided by the co-authors has been significant. The author participated in gathering of the measurement data for study III, for measuring exercise ECG from healthy subjects. Measurements for study II were made in Turku University Hospital and the measurements conducted in study IV were made in Kuopio University Hospital. The author has developed all the mathematical methods and algorithms for signal analysis and cardiovascular modeling whith the exception of the, QRS-detection algorithm and arterial diameter detection algorithm. The author has analyzed all the measurements and formulated all of the results presented in studies I-IV ABBREVATIONS AIC ANS AR-model AT BGC BP BLC BRS BRSSBP,RR BRSds ,RR BRSSBP→RR BRSds →RR CAN CO2/O2 cosRT DBP ECG HR HRV MAR-model PCR PC QT QTc RR RT-ratio Akaike information criterion Autonomic nervous system Autoregressive model Anaerobic threshold Blood glucose concentration Blood pressure Blood lactate concentration Baroreflex sensitivity Overall baroreflex sensitivity estimated using noncausal analysis Neural baroreflex sensitivity estimated using noncausal analysis Overall baroreflex sensitivity estimated using causal analysis Neural baroreflex sensitivity estimated using causal analysis Cardiac autonomic neuropathy Carbon dioxide oxide ratio see TCRT Diastolic blood pressure Electrocardiogram Heart rate Heart rate variability Multivariate autoregressive model Principal component regression Pricipal component QT-interval heart rate corrected QT-interval RR-interval RT amplitude ratio SBP SD SG-filter SNR SDNN T1DM T2DM TCRT VE VECG Systolic blood pressure Standard deviation Savitzky-Golay filter Signal to noise ratio Standard deviation of RR intervals Type 1 diabetes mellitus Type 2 diabetes mellitus Total cosine of the spatial angle between QRS complex and T wave Minute ventilation Vectorcardiogram NOTATIONS (·)∗ (·)T || · || λk θ θT θR φT φR aj C Coh f fs P( f ) p R T vk w Complex conjugate operator Transpose operator Euclidean norm Prediction error k:th eigenvalue Model coefficients Angle of T-wave vector loop Angle of R-wave vector loop Angle of T-wave vector loop Angle of R-wave vector loop j:th AR coefficient Covariance matrix Coherence Frequency Sampling frequency Power spectral density matrix Model order Correlation matrix System transfer function k:th eigenvector White noise Contents 1 INTRODUCTION 1.1 Background . . . . . . . . . . . . . . . . . . . . . . . . 1.2 Scope and structure . . . . . . . . . . . . . . . . . . . . 2 CARDIOVASCULAR SYSTEM 2.1 Physiology of cardiovascular system . . . . 2.2 Electrophysiology of the heart . . . . . . . 2.3 Cardiovascular measurements . . . . . . . . 2.3.1 Cardiography . . . . . . . . . . . . . 2.3.2 Vectorcardiography . . . . . . . . . 2.3.3 Baroreflex sensitivity estimation . . 2.4 Arterial elasticity . . . . . . . . . . . . . . . 2.5 Cardiovascular signals in diabetes . . . . . 2.5.1 ECG changes during hypoglycemia 2.5.2 Cardiovascular changes in diabetes 2.6 Exercise physiology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1 3 7 7 8 9 9 13 15 17 18 18 19 21 3 AIMS 25 4 METHODS 4.1 Principal component regression approaches for ECG denoising . . . . . . . . . . . . . . . . . . . . . . . . . . 4.1.1 Principal component analysis . . . . . . . . . . 4.1.2 PCR model for electrocardiography . . . . . . 4.1.3 Augmented PCR model for vectorcardiography 4.2 Traditional ECG noise reduction methods . . . . . . . 4.3 Cardiovascular time series modeling . . . . . . . . . . 4.3.1 AR model . . . . . . . . . . . . . . . . . . . . . 4.3.2 Multivariate AR model . . . . . . . . . . . . . 4.3.3 Baroreflex sensitivity estimation using MARmodel . . . . . . . . . . . . . . . . . . . . . . . 27 27 27 28 31 32 32 32 35 36 4.3.4 5 6 7 Model validation . . . . . . . . . . . . . . . . . MATERIALS 5.1 ECG signals for noise sensitivity analysis 5.2 Hypoglycemia measurements . . . . . . . 5.3 Exercise ECG measurements . . . . . . . 5.4 Cardiovascular measurements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39 43 43 43 45 46 RESULTS 6.1 Noise sensitivity analysis . . . . . . . . . . . . . . . . 6.2 Electrocardiographic changes during hypoglycemia . 6.3 ECG changes during exercise and performance estimation . . . . . . . . . . . . . . . . . . . . . . . . . . . 6.4 Modeling of arterial baroreflex . . . . . . . . . . . . . 49 49 52 DISCUSSION AND CONCLUSION 7.1 ECG preprocessing . . . . . . . . . . . . . 7.2 ECG changes during hypoglycemia . . . 7.3 VECG parameters during exercise . . . . 7.4 Overall and neural baroreflex sensitivity 69 69 71 74 77 REFERENCES . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57 63 80 1 Introduction 1.1 BACKGROUND The main function of the cardiovascular system is to deliver nutrients and oxygen to the tissues and organs. The blood delivery system consists of the heart, arteries, veins and capillaries which are controlled by the autonomic nervous system (ANS) [1, 2]. ANS receives its input from afferent receptors, for example stretch sensitive baroreceptors which detect fluctuations in blood pressure [3]. Integration of these signals in the medulla constructs then autonomic outflow to the cardiovascular organs. ANS can regulate blood pressure in several ways e.g. by changing the cardiac output (blood volume/minute), altering systemic vascular resistance and modulating local organ blood flow [2]. There are many possible ways to study the functioning of the cardiovascular system, but probably the most common options are electrocardiography and blood pressure (BP) measurements. In electrocardiography, the electrical activity of the heart can be measured from the body surface using noninvasive electrodes. The electrocardiogram (ECG) displays electrical activation (depolarization) and deactivation (repolarization) of atria and ventricles which can be seen as repeated patterns called as P, QRS and T -waves [4, 5]. ECG can be used for diagnostic purposes since it is changed in several cardiac diseases but it can also provide information about the balance of electrolytes or the level of glucose in the blood. Nowadays ECG is also important diagnostic tool for clinicians. Interpretation of the ECG requires often a trained clinician to analyze the ECG signals, however there are now increasingly automated analyzing tools for developed specific purposes. The fluctuations of the heart rate (HR) and BP have been shown to be useful in measuring the function of cardiovascular autonomic regulation. Measuring the HR responses to changing BP fluctuation is called an analysis of baroreflex sensitivity (BRS), and it has Jukka Lipponen: Estimation methods for cardiovascular signal analysis been widely used as tool to analyze cardiovascular regulation system [6]. Many different methods have been proposed for BRS estimation, probably the most advanced option is the so called causal BRS analysis which is based on a multivariate autoregressive model (MAR) for cardiovascular system [7, 8]. A causal method can separate two causal directions in the cardiovascular signals; variation where the heart rate change triggers blood pressure change and variation which is of baroreflex origin i.e. changes in blood pressure are the reason for the heart rate changes. Impairment of the baroreflex, i.e. reduced BRS, can lead to exaggerated blood pressure fluctuations [6]. There are two independent factors which can lead to reduced BRS. First an increase of arterial stiffness can reduce the ability of stretch sensitive baroreceptors to detect blood pressure fluctuations. Secondly, if the ANS is not functioning properly, baroreceptor neural impulses do not reach the medulla [9]. Thus BRS can be subdivided into two different estimates; overall BRS and neural BRS, the first one describes the general baroreflex functioning and second one reflects the sensitivity of the baroreflex neural branch, i.e. functioning of ANS. It is important to divide BRS into these two estimates for example when studying diabetic subjects, whose arterial stiffness may be increased but furthermore the functioning of their ANS may also be reduced. Diabetes is a disease were insulin production is either decreased or the organs develop insulin resistance [10]. Insulin allows cells to absorb glucose, and therefore in diabetics the lack of insulin results elevated blood glucose concentrations (BGC) i.e. hyperglycemia. Hyperglycemia is problematic because it can damage both the nerves and blood vessels, and over the long term it may cause to a variety of complications such as cardiovascular autonomic neuropathy (CAN), myocardial ischemia or stroke. Diabetics need to control their BGC by injecting insulin throughout the day, because good BGC balance reduces the risk of long term complications. However, maintaining a suitable BGC level can be very difficult because unnecessary insulin injections can lead to decreased BGC i.e. hypoglycemia which may result in seizures or cognitive 2 Dissertations in Forestry and Natural Sciences No 146 Introduction problems, coma even death. Hypoglycemia has been found to cause changes in the heart’s electrical activity and these changes are reflected in the ECG waveforms, more specifically on the characteristics of cardiac repolarization [11–13]. It has been hypothesized that ECG changes could be used for the detection of hypoglycemia. Online detection of these ECG changes could enable development of a hypoglycemia alarm system and seizures and other serious symptoms of hypoglycemia could be avoided [14, 15]. Exercise has also been shown to induce changes in ECG waveforms in a similar manner as hypoglycemia. These changes can be revealed when ECG characteristics are compared between exercise and recovery periods at same heart rate levels [16–18]. It has been hypothesized that these changes are caused by alterations of the ANS or increased secretion of hormones which affect the action potentials in the heart. 1.2 SCOPE AND STRUCTURE The present thesis focusses on the on development and validation of cardiovascular signal analysis methods and time series models, aiming to provide better tools for analyzing physiological changes in the cardiovascular system. In studies I-III electrocardiographic changes were the main focus whereas in IV study cardiovascular time series modeling was used to clarify the factors related to baroreflex sensitivity. In study I, an advanced ECG preprocessing method was developed, aiming to automated beat-to-beat analysis of ECG waveforms. This method was further developed for analyzing ECG changes during hypoglycemic events (study II) and during exercise (study III). These novel methods are based on principal component (PC) modeling of ECG waveforms and by using this model characteristics of the ECG can be estimated. The developed method was validated by comparing it to commonly used ECG preprocessing methods. An automated ECG analysis was developed to enable the Dissertations in Forestry and Natural Sciences No 146 3 Jukka Lipponen: Estimation methods for cardiovascular signal analysis evaluation of measurements made outside of the laboratory where the signal quality can be low. In study II, hypoglycemia related cardiac repolarization changes were studied using continuous ECG analysis and BGC measurements. The specific aim was to estimate ECG characteristics in beat-by-beat basis which made it possible to do a temporal comparison between BGC and ECG changes. In addition, repolarization characteristics were studied using three different groups of subjects; healthy, recently diagnosed diabetics and diabetics with long histories of the disease. In this way the impact of the duration on changes in cardiac repolarization could be analyzed. These results are steps towards to creating a system which could accurately detect hypoglycemic changes via ECG features. The aim of study III was to analyze the relationships between exercise intensity markers and ECG characteristics and to reveal if there were any ECG parameters that could be used for performance estimation. It was hypothesized that changes in ECG characteristics between exercise and recovery periods could be related to some specific analytes or hormones generated during the exercise, and that these changes could be used to monitor recovery from intensive exercise. In study IV, multivariate AR models were created to estimate neural and overall BRS. For the first time, a causal estimation method was used for determining neural BRS values. It was hypothesized that using causal analysis neural BRS estimates could provide an accurate assessment of ANS functioning. The relationship between artery stiffness and BRS was analyzed in diabetic subjects and the difference between overall and neural BRS could be determined. This thesis consists of seven chapters. Chapter 2 provides background information of cardiovascular system and a review of studies related to ECG changes during hypoglycemia and exercise, and state-of-the-art baroreflex sensitivity estimation methods. Chapter 3 lists the aims of the thesis. In chapter 4, the ECG preprocessing methods developed in this thesis are introduced and the cardiovascular time series models used for BRS estimation are pre- 4 Dissertations in Forestry and Natural Sciences No 146 Introduction sented. Chapter 5 details the cardiovascular measurements which were used in this thesis. Chapter 6 presents the main results of studies I-IV and Chapter 7 contains a discussion. Dissertations in Forestry and Natural Sciences No 146 5 Jukka Lipponen: Estimation methods for cardiovascular signal analysis 6 Dissertations in Forestry and Natural Sciences No 146 2 Cardiovascular system This section briefly describes the main parts and functions of the cardiovascular system. The main focus is on functioning of the heart and electrocardiography. 2.1 PHYSIOLOGY OF CARDIOVASCULAR SYSTEM The cardiovascular system consists of the heart, arteries, veins and capillaries. Its main function is to deliver blood transporting nutrients and oxygen for tissues and organs and to transfer excreta away from tissues [2]. The heart maintains BP by pumping blood through the aorta into the systemic circulation. The maximum BP achieved during the contraction of the heart is called systolic blood pressure (SBP). SBP is mainly dependent on two factors, of the contraction strength of cardiac muscle and vascular resistance. After the contraction, the aortic valves close and pressure difference between peripheral circulation and aortic arch causes blood to flow towards the peripheral arteries. Because of this flow, BP decreases until the heart beats again and the minimum BP just before next contraction is called diastolic blood pressure (DBP) [2]. Cardiovascular system is controlled by the ANS which regulates cardiac output (blood volume/minute), systemic vascular resistance and local organ blood flow to ensure maintenance of optimal arterial pressure. Fluctuations in the HR are called as heart rate variability (HRV) which reflects the dynamic response of ANS to changing the internal and external conditions [1]. HR is controlled by the sinoatrial node which receives innervations from both the sympathetic and parasympathetic branches of ANS [19]. Sympathetic activity increases HR and causes vasoconstriction which evoke increased cardiac output and increased vascular resistance, as a result, the arterial BP is increased. On the other hand, increased parasympathetic and decreased sympathetic activity tend Dissertations in Forestry and Natural Sciences No 146 7 Jukka Lipponen: Estimation methods for cardiovascular signal analysis to decrease HR and decrease vascular resistance which leads to decrease in BP. Long term regulation of the BP is mainly acquired by sympathetically activated renal regulation of blood volume, whereas the arterial baroreflex is the mechanism provides beat to beat control of HR and short-term control of BP. Baroreceptors are stretch-sensitive sensory nerve endings and are mainly located at the carotid sinuses and aortic arch [3, 6]. In simplified terms, increased BP causes vascular stretch and activates baroreceptors, which triggers ANS to decrease HR and vascular resistance. Thus, an impairment of the baroreflex leads to exaggerated BP fluctuations. 2.2 ELECTROPHYSIOLOGY OF THE HEART Heart is an electrically activated muscle pump, which consists of two atriums and two ventricles [2]. Blood entering the right atrium is forced by atrial contraction into the right ventricle which pumps the blood into the pulmonary artery and thence through the lungs. From the lungs, oxygenated blood arrives into the left atrium and finally the left ventricle pumps it into the aorta and through the systemic circulation. Electrical activation of the heart begins from the sinoatrial node (SA-node) which is located in the right atrium. The SA-node consists of specialized muscle cells which generate action potentials according to their natural rate, which has a normal resting state of about 72 times per minute [2]. However, as mentioned earlier, ANS can strongly influence on this rate. Action potentials originating from SA-node spreads through the atria along the cardiac muscle fibers causing the atrial muscle to contract. From the atrium, the impulse is propagated to the atrioventricular node (AV-node) which delays the impulse to allow ventricles to fill [20]. From the AV-node, activation spreads to ventricles along special conduction fibers called Purkinje fibers. These Purkinje fibers propagate the action potential rapidly to all portions of the ventricles, which ensures a simultaneous contraction of muscle fibers providing maximum 8 Dissertations in Forestry and Natural Sciences No 146 Cardiovascular system pumping power [2]. Electrical activation of the cardiac muscle cell is based on the structure of the cell membrane [21, 22]. In its resting state, the cell membrane is more permeable to potassium ions (K+ ) than it is to sodium ions (Na+ ) and it has an active transport process which maintains the concentration of K+ ions higher in the inside of membrane and the Na+ ion concentration higher on the outside. However when the voltage rises over a threshold due to action potential, cell membrane becomes permeable to Na+ ions which flow inside and impermeable to K+ ; this activation of the cell is called depolarization [21]. After depolarization the cell is more positive in the inside, however there is gradual increase in K+ permeability and this restores the intracellular potential to its resting value (repolarization phase). 2.3 CARDIOVASCULAR MEASUREMENTS 2.3.1 Cardiography Measurements Electrical potentials caused by heart depolarization and repolarization spread through our body. The measurement of those potentials is called electrocardiography and the outcome of this procedure is ECG [4, 5]. The ECG can be measured by placing electrodes on the surface of the skin. The simplest ECG measures the potential difference between a reference point and the measurement point. For example heart rate monitors use this kind of simply lead system. The clinically most commonly used ECG lead system is the standard 12-lead system, which consist of six limb leads which are I, II, III, aVL, aVR and aVF and six chest leads (or precordial leads) V1 -V6 [4, 5]. Leads I, II and III are bipolar i.e. lead I is achieved from the potential difference between the left arm and the right arm. Similarly, lead II measures potential difference between left leg and right arm and lead III between left leg and left arm. aVL aVR and aVF are called augmented limb leads because the average of the potential measured from two other limb electrodes is used as Dissertations in Forestry and Natural Sciences No 146 9 Jukka Lipponen: Estimation methods for cardiovascular signal analysis I [μV] 400 P QRS [μV] V1 400 T 0 0 −400 −400 [μV] II [μV] 400 400 0 0 −400 V2 −400 [μV] III [μV] 400 400 0 0 −400 V3 −400 [μV] aVR [μV] 400 400 0 0 −400 V4 −400 [μV] aVL [μV] 400 400 0 0 −400 V5 −400 [μV] aVF [μV] 400 400 0 0 −400 V6 −400 0 0.5 time (s) 1 0 0.5 time (s) 1 Figure 2.1: An example of 12-lead ECG. Limb leads are presented in left column and chest leads in right column. a reference [4, 5]. Precordial leads measure the potential difference between six chest electrodes and Wilson’s central terminal which is the average potential of the three limb electrodes. Each lead views a different projection of the heart’s electrical activity because of their different viewpoints. The limb lead projections are in the frontal plane and the chest leads are in a horizontal plane. The ECG pattern which can be seen in figure 2.1 is the result 10 Dissertations in Forestry and Natural Sciences No 146 Cardiovascular system of the electrical activations and deactivations of cardiac cells, during repolarization and depolarization. Thus when one conducts an ECG analysis then, the ECG is actually composed of waves, segments and intervals which reflect specific parts of the heart beat [4, 5]. In figure 2.1, the waveforms present in a normal ECG are shown, the first ECG wave is the P-wave which represents the discharge of the SA-node and atrial depolarization. After the P-wave, depolarization slows down in the AV-node (ventricles fill), which is revealed as a short pause (0.08-0.1s) in the ECG. Ventricular depolarization causes a rapid and angular waveform called the QRScomplex and 0.1s after the depolarization phase, the repolarization of ventricles starts which is represented by the T-wave on ECG. Parameters Most commonly used ECG parameter is undoubtedly the HR which is defined by the number of heartbeats per minute. RR interval (RR) on the other hand is defined by the time difference between two consecutive R-peaks i.e. heart beats. As described earlier, the ANS regulates HR and thus RR-interval is changing from beat to beat. Analysis of RR interval variation is called HRV analysis. HR and HRV analysis have been used widely in sports (exercise performance) [23] and in clinical applications mainly as a measure of ANS functioning [24]. Depolarization and repolarization phase are clearly visible in the ECG thus several parameters have been defined for measuring heterogeneity of these phases. Figure 2.2 shows a few commonly used parameters for measuring depolarization and repolarization characteristics. Probably the most widely used parameter to assess repolarization abnormalities is the QT-interval which is a measure of overall duration of the depolarization and repolarization times of the ventricles. Normally QT-time is defined from Q-wave onset to T-wave offset [25]. However, if the dynamics of the total repolarization and depolarization time are of interest, RT-time can be often used instead of the QT-time because of its better accuracy. There is two common ways to define RT-time (RTend and RTapex ) or QT-time Dissertations in Forestry and Natural Sciences No 146 11 Jukka Lipponen: Estimation methods for cardiovascular signal analysis (QTend and QTapex ). The RTend -time is defined as the time elapsing from the R-wave apex to the intersection of the baseline and steepest tangent fitted to T-wave downslope (see figure 2.2) [26]. In estimation of RTapex -interval, T-wave apex is used as the endpoint instead of T-wave steepest tangent. It is widely known that QT (or RT) interval decreases at higher HRs, and thus several methods for compensating this effect has been developed. Two simple and commonly used methods for estimation of heart rate corrected QT-interval (QTc) are Bazett’s formula [27] QT (2.1) QTc = √ 2 RR and Fridericia’s formula [28] QT QTc = √ 3 RR (2.2) where HR level is corrected by dividing QT interval by the square root or cubic root of the preceding RR interval. However it should be noted that physiological factors such as gender and ANS alter the relationship between the RR and QT intervals and thus this kind of generalized formulas should be used with caution [29]. A Physiologically prolonged QTc-time or RTc-time signifies that it takes longer than normal time for the myocardial cells to be ready for new cycle. Prolongation of the QTc-time has been associated with the risk of life-threatening arrhythmias and sudden cardiac death [30]. The depolarization phase consists of depolarization of the atria and ventricles. Abnormalities in the depolarization of the ventricles are shown in the PQ-duration which measures how the action potential is being transmitted through the AV-node from the atria to the ventricles [4, 5]. On the other hand abnormalities in the shape and duration of the QRS complex are related to intraventricular conduction disturbances, increased QRS duration and elevated ST segment are examples associated with bundle branch blocks [31]. Ventricular repolarization abnormalities are reflected in changes in the T-wave. Parameters used to study ventricular repolarization involve T-wave shape parameters: T-wave amplitude (T-amp) and 12 Dissertations in Forestry and Natural Sciences No 146 Cardiovascular system [μV] QT RT 700 R−amp T−amp 0 T PQ QRS −400 0 0.1 0.2 0.3 0.4 time (s) 0.5 0.6 0.7 Figure 2.2: One beat of ECG and parameters measuring depolarization and repolarization characteristics. Presented parameters are R and T-wave amplitudes (R-amp and T-amp), durations of PQ-interval, QRS-complex and T-wave. Parameters describing the total depolarization and repolarization time i.e RT and QT-intervals are also presented. RT amplitude ratio (RT-ratio) and also T-wave duration has been used as a measure of repolarization. For example T-waves abnormalities have been shown to be related to ischemia, i.e. reduced blood supply in the myocardial tissue [32], and many other cardiac dysfunctions [30, 32]. Morphological changes of ECG waveforms are also common in certain diseases and thus parameters which reflects the morphology of QRS-complex and T-wave have been developed. Here one such parameter i.e. T-kurtosis is presented which descripes peakedness of a T-wave [33]. T-kurtosis is defined as 1 T−kurtosis = N 2 1 N ∑kN=1 (zk − z)3 ∑kN=1 (zk − z )2 3 (2.3) where zk is k’th data point of the T-wave epoch and z is mean value of the same epoch. 2.3.2 Vectorcardiography Vectorcardiography describes the electrical activity of the heart as a 3 dimensional vector at each time instant. Each point of vector- Dissertations in Forestry and Natural Sciences No 146 13 Jukka Lipponen: Estimation methods for cardiovascular signal analysis cardiogram (VECG) is a sum of the electrical vectors generated by cardiac cells, i.e. it represents the average magnitude and direction of electrical forces of the cardiac cells. It is evident that the direction and magnitude changes as a result of repolarization and depolarization. The basic concept of the vectorcadiography is to construct 3 orthogonal leads (X, Y and Z) which views the heart in the three different orthogonal projections. The most commonly used lead system for vectorcardiography is called Frank’s lead system [34]. Frank’s lead system is based on the assumption that the heart can be modelled as a dipole which is located at the center of the heart. Frank’s lead system was developed using a human torso model taking into account inhomogeneities in the human body, although conductive properties are assumed to be homogenous and linear. The lead configuration of Frank’s lead system is shown in figure 2.3. It consists of 7 electrodes, the five chest leads construct a horizontal plane (leads X and Z) and the leads on junction of the neck and on left foot are used to construct vertical lead (Y). Orthogonal leads are then constructed by weighting lead voltages by the weights acquired from torso model. The right part of figure 2.3 shows vector loops of depolarization (blue) and repolarization (red) waveforms and horizontal, frontal and sagittal projections of the vector loops. One interesting VECG parameter is the spatial angle between repolarization depolarization waveforms (TCRT). TCRT is defined as the cosine of the dominant vectors of the QRS vector loop and the main vector of the T-wave loop [35]. Its value is limited in the range [-1,1] where -1 reflects the situation where vector loops are pointing in the opposite directions and 1 reflects the situation where the loops are pointing in the same direction. Recently rate dependence of VECG parameters has been studied and its parameters have been shown to be related with HR [36, 37]. Certain VECG parameters, especially TCRT, have been shown to be potential tools for use in a risk stratification of sudden cardiac death [22, 38]. Normal ECG parameters can be estimated from VECG measure- 14 Dissertations in Forestry and Natural Sciences No 146 Cardiovascular system −0.5 H Z y 0 M A I Sagittal 0.5 1 X 1.5 E C −1 0 z 1 −0.5 Frontal 0 Y x y z 0.5 1 1.5 y −0.5 Horizontal −1 0 x 1 F z 0 0.5 1 1.5 −1 0 x 1 Figure 2.3: Electrode positions of Frank’s VECG are presented in red circles on the left side of the figure. On the right side, 3D vector loops of depolarization (blue loops) and repolarization (red loops) of ventricles during one heart beat are presented together with sagittal, frontal and horizontal projections. ment using a ”virtual” lead with a direction along the electrical axis of the heart, i.e. QRS-loop orientation. Idea of this definition is to reduce differences between electrode placements and heart orientations between participants [39]. 2.3.3 Baroreflex sensitivity estimation The ability of baroreceptors to control the heart rate and regulate blood pressure is commonly referred to as baroreflex sensitivity (BRS). BRS is normally analyzed as the ratio of SBP and RR fluctuations. Several methods for estimation of BRS have been presented, Dissertations in Forestry and Natural Sciences No 146 15 Jukka Lipponen: Estimation methods for cardiovascular signal analysis perhaps the most widely used method is a spectral method where BRS is estimated via the ratio of power spectral densities of SBP and RR time series [40]. Another widely used method is the sequence method where BRS is estimated from the slope calculated from sequences of three consecutive rising RR and SBP values [41]. There are several studies, where BRS has been used as a measure of ANS function [42–44], and BRS has been found to be associated with mortality after myocardial infarction [42, 43]. However cardiovascular signals are related to each other in a closed loop system, which means that HR affects directly the BP (feedforward) and the BP affects the HR through the baroreflex (feedback). Traditional methods estimate BRS from both feedforward and feedback variations and thus these estimates can be biased [7, 8, 45]. Multivariate autoregressive modeling (MAR) of cardiovascular signals has been used for BRS estimation because MAR model make it possible to separate of feedforward from feedback variation in SBP and RR time series [7, 8]. In this method, RR and BP time series are modeled using the MAR model and causal gain and coherence are obtained by setting to zero the model coefficients representing feedforward variation from RR to SBP. The causal approach has been tested with healthy subjects in the supine position [46] and after head up tilt [45], and it was found that the traditional methods had been overestimating BRS. Causal BRS estimation has been also utilized for important clinical problems. For example, causal BRS was found to be a promising index for monitoring the safety of subjects during propofol anesthesia [47]. BRS is normally estimated from the variation in SBP and RR time series. However, because baroreceptors are stretch sensitive receptors, reduced artery elasticity causes impaired transduction of pressure into the barosensory artery stretch and thereby limits baroreceptors ability to detect BP fluctuations. Thus, in recent reports, BRS estimates have been categorized into overall BRS and neural BRS estimates. Overall BRS refers to the BRS which is estimated from SBP and RR relationships. In the estimation of neural BRS use of arterial diameter instead of BP has been proposed 16 Dissertations in Forestry and Natural Sciences No 146 Cardiovascular system because arterial diameter variation provides direct information on the stretching of the artery as detected by baroreceptors. Also in this thesis, BRS estimated from variations between SBP and RR is referred to as overall BRS and BRS estimated from variations between arterial diameter and RR is considered as neural BRS. The neural BRS is thought to describe functioning of baroreflex neural pathways and thus to be a better measure of ANS function because it is not related to arterial stiffness [9, 48, 49]. Neural BRS has been analyzed in healthy young individuals [9] and older subjects [50] and it was found that there was a reduction in neural BRS as the individual aged. Exercise training has been found to improve neural BRS in both young and older healthy subjects [51, 52]. 2.4 ARTERIAL ELASTICITY Arterial elasticity is an important feature of the cardiovascular system. Elastic arteries help to maintain appropriate BP level and to buffer the pressure of the pulsation which protects the delicate micro-circulation from pressure-induced damage and reduces heart afterload [53, 54]. Arterial stiffness has been found to be related to left ventricular hypertrophy [55], coronary ischemia [56] and to an overall increased risk of cardiovascular events [57]. Several methods have been proposed for quantifying the mechanical properties of arteries. Such as pulse pressure, stress-strain relation, pulse wave velocity [58] and augmentation index [59] which is estimated from the ratio between systolic pressure and the pressure of the waves reflected from arteries. In this thesis, the mechanical properties of carotid artery were estimated from relation between pulse pressure (strain) and diameter variation (stretch) of the artery. One commonly used index for defining arterial elasticity in this way is the β-index [60], which is defined as ln(SBP/DBP) (2.4) β= (ds − dd )/dd where SBP and DBP are systolic and diastolic blood pressures and Dissertations in Forestry and Natural Sciences No 146 17 Jukka Lipponen: Estimation methods for cardiovascular signal analysis similarly ds and dd are systolic phase and diastolic phase artery diameters. 2.5 CARDIOVASCULAR SIGNALS IN DIABETES Diabetes is a group of metabolic diseases characterized by decreased insulin production or by resistance of tissues to insulin [10]. Insulin is the hormone which allows cells to absorb glucose. In diabetics, the lack of insulin results in increased BGC, i.e. hyperglycemia (BGC >11 mmol/l). Long term hyperglycemia causes damage to the nerves and blood vessels, thus it can evoke a variety of complications for example cardiovascular autonomic neuropathy (CAN), myocardial ischemia or stroke. Diabetes is normally divided into three different subtypes; type 1 diabetes (T1DM), type 2 diabetes (T2DM) and gestational diabetes [10]. In T1DM, the beta cells which produce insulin have been destroyed, thus T1DM subjects are dependent on exogenous insulin supplied by injections or they will die from ketoacidosis. Subjects of T2DM have impaired insulin sensitivity and/or secretion. The progress of T2DM is slow and thus it is not as lethal as T1DM in the short term. Diabetics maintaining their BGC at the normal level (4-7mmol/l) through insulin injections, they should strive for good BGC balance since this has been found to significantly decrease the risk of long term complications. However this is often problematic because excessive insulin injections can lead to decreased BGC (hypoglycemia), which can result in seizures or cognitive impairment rather rapidly. 2.5.1 ECG changes during hypoglycemia Since the early 1990’s when many unexplained sudden deaths of young people with T1DM (dead in bed syndrome) were reported and cardiac arrhythmias triggered by hypoglycemia was considered as the probable reason, hypoglycemia related changes to heart electrophysiology have been widely studied (see table 2.1). The most common method for investigating hypoglycemia induced ECG chan- 18 Dissertations in Forestry and Natural Sciences No 146 Cardiovascular system ges is the glucose clamp technique, where a constant insulin infusion is used to clamp BGC to hypoglycemic range. In these studies hypoglycemia has been demonstrated to affect cardiac repolarization. In the ECG this is reflected as prolonged QTc time and flattening of T-wave [11–13], and from VECG as a reduction of TCRT, height and the width of T-wave loop [61]. Since the glucose clamp technique is not fully comparable with spontaneous hypoglycemic events, in recent studies continuous glucose monitoring during the night has been used and repolarization characteristics between the nights with and without hypoglycemic events have been compared. QTc prolongation has been found to associate also with spontaneous hypoglycemic events [62–64]. Although the changes in repolarization during hypoglycemia have been widely studied, mechanisms underpinning these changes are not fully understood. There are three putative mechanisms behind these changes: sympathoadrenal response to hypoglycemia causing increased adrenaline release [65], lowered potassium concentration which affects the activity of cardiac cells [13] or increased parasympathetic activity [66]. The ECG changes occurring during hypoglycemia have been widely studied, however in many reports ECG changes are studied by manually annotating T-wave segments either from an averaged T-wave (T-waves averaged over a period of few minutes) or from a few consecutive T-waves [62, 71, 72]. The normal variation in ECG waveforms is however quite significant, and thus, the averaged waveforms can be more or less distorted. 2.5.2 Cardiovascular changes in diabetes Hyperglycemia which is common in diabetic patients, causes damage to arteries. At the early stage, this can be seen by reduced arterial elasticity [73]. In T1DM subjects, the reduced elasticity of arteries leads to an increase in SBP because the same stroke volume being ejected into a smaller artery volume generates a higher pressure. Reduced arterial elasticity has been widely studied in T1DM subjects [74–77]. For example it has been shown to be more pro- Dissertations in Forestry and Natural Sciences No 146 19 Jukka Lipponen: Estimation methods for cardiovascular signal analysis nounced in female than male T1DM subjects [74, 75]. Furthermore, the reduction of elasticity has been reported to begin rather early, in adolescents with T1DM as young as 15 years old [76, 77]. Reduced elasticity has been thought to be an early sign of vascular disease and it has been hypothesized that early detection of these cardiovascular abnormalities and a planned treatment could be one way to slow down the natural progression of disease [78]. It is not sufficient that the hyperglycemia reduces artery elastic- Table 2.1: Studies of the ECG changes during hypoglycemia. Study T. Linström 1992 [67] J.L.B Marques 1997 [68] B. Eckert 1998 [11] L. LandstedHallin 1999 [12] Population 6, T2DM Method glucose clamp 7, T1DM 8, T2DM 10, healthy glucose clamp glucose clamp 13, T2DM glucose clamp R.H Ireland. 2000 [69] R. Robinson 2003 [70] 17, healthy, glucose clamp 10, healthy, glucose clamp R. Robinson 2004 [62] B. Suys 2006 [63] T. Laitinen 2008 [13] 22, T1DM, spontaneous overnight spontaneous 24h glucose clamp M.L. Koivikko 2008 [61] G.V Gill 2009 [64] 20 9, T1DM children 18, healthy 16, T1DM 8, healthy 25, T1DM glucose clamp spontaneous, 24h Main findings ST-depression (p<0.05), Twave flattening QTc prolongation (p<0.05) QTc prolongation (p<0.001), T-wave flattening (p<0.002) QTc prolongation (p<0.001), QT dispersion increase (p<0.001) QTc prolongation QTc prolongation (p<0.0001), QT dispersion increase (p<0.0001) QTc prolongation (p<0.03) QTc prolongation QTc prolongation (p<0.001), T-wave flattening (p<0.001), ST depression (p<0.001) and increase of R-wave amplitude (p<0.001) T-wave flattening (p<0.05), TCRT reduction (p<0.05) QTc prolongation (p<0.04) Dissertations in Forestry and Natural Sciences No 146 Cardiovascular system ity, it also causes damage to the autonomic nerve fibers that innervate heart and blood vessels, resulting in abnormalities in HR and vascular control. This serious complication is called cardiovascular autonomic neuropathy (CAN) [79]. Based on these facts, it is not difficult to believe that cardiovascular diseases are principal causes of death in diabetic patients [80]. In its early stages, CAN may result in hypotension or exercise intolerance and in its later stages increased incidence of myocardial infarction and ischemia [79]. CAN is clearly related to impaired HR and BP control, thus HR responses to the Valsalva maneuver or from a lying to standing change are used as indicators of CAN [81]. The reduction in HRV is one of the earliest signs of CAN and thus also HRV during deep breathing and resting conditions is used in CAN diagnosis [81]. Although the impaired BP control is a clear sign of CAN, modern spontaneous BRS estimates in diabetic subjects have not been extensively studied. However BRS has been reported to be able to separate subjects with CAN from those without this disorder [82] and there are a few reports that overall BRS could have prognostic value for CAN detection in the early stages when it is not yet detectable with conventional methods [44, 83]. 2.6 EXERCISE PHYSIOLOGY Exercise physiology is concerned with how the human body responds to the stress caused by exercise. Exercise physiology is closely related to sport performance analysis, but on the other hand, it is clinically relevant since one can evaluate how exercise can be used to prevent cardiovascular diseases or how exercise testing can be used directly as a diagnostic tool. In this section, changes in the cardiac electrophysiology during exercise are shortly reviewed. The measurement of blood lactate concentration (BLC) is an important tool for defining the anaerobic threshold (AT). BLC and AT are important measures for athletes because they can be used to prescribe training intensity. AT corresponds to the onset of blood lactate accumulation, where the BLC threshold is normally about Dissertations in Forestry and Natural Sciences No 146 21 Jukka Lipponen: Estimation methods for cardiovascular signal analysis 2 mmol/l [84]. Another commonly used method for defining AT is the ventilatory threshold which can be determined by on-line gas analysis [85]. The ventilatory threshold is thought to be associated with the maximal steady state of BLC, normally about 4 mmol/l, however also conflicting reports have been published [86]. There are weaknesses as with these methods; i.e. ventilatory threshold measurements require expensive equipments and can be performed only under laboratory conditions and BLC measurements are invasive and are not easy to acquire during dynamic exercise. Therefore attempts have been made to estimate AT from easily measurable signals such as ECG, more specifically the relationship between HR/HRV parameters and exercise intensity markers have been widely studied. There are a number of previous studies which have evaluated the relationship between BLC and heart rate or HRV [87–90]. There has also been an attempt to determine AT using a heart rate deflection point [91], however conflicting reports have been published related to reliability of this method [92–94]. More recent reports have claimed that HRV can be used determine the AT [95–97]. However it is known that during exercise HRV is greatly reduced and this complicates the accurate estimation of HRV parameters. In practical applications such as in athletic training, HR is actually used to adjust the training intensity based on relationship between HR and lactate accumulation. However BLC depends on many individual factors such as training status and maximal muscle oxidative capacity and thus, the relationship between HR and BLC is not always clear [98]. In healthy subjects exercise causes several detectable changes in the ECG. The accelerating HR causes shortening of both the depolarization time (PQ-interval) and repolarization time (QT-interval). The duration of QRS complex on the other hand does not display any significant changes during exercise, however the duration of R-wave shortens as the S-wave prolongs, similarly R-wave amplitude decreases as the negative amplitude of S-wave increases [16,17].There are several studies demonstrating that the QT-interval 22 Dissertations in Forestry and Natural Sciences No 146 Cardiovascular system is significantly dependent on HR but this relationship differs between exercise and recovery periods i.e. the QT-time is shorter during the recovery period compared to that obtained at the same HR during the exercise period [16–18]. This phenomenon where ECG parameter differs at the same HR depending on whether it is measured during the exercise or recovery period is referred to as electrocardiographic hysteresis [99]. Electrocardiographic hysteresis has been thought to be related to changes in the ANS function or to the exercise induced increase in the level of hormones which affect the durations of action potentials. Similar mechanisms have been thought to induce ECG changes during hypoglycemia. As mentioned previously, exercise ECG is an important tool for clinical applications. The most important clinical application of exercise ECG is in the diagnostics of ischemic heart disease, but it can be also used for diagnostics of some other diseases such as cardiovascular disease or testing vulnerability to arrhythmias [100, 101]. Dissertations in Forestry and Natural Sciences No 146 23 Jukka Lipponen: Estimation methods for cardiovascular signal analysis 24 Dissertations in Forestry and Natural Sciences No 146 3 AIMS This thesis focuses on the development and validation of methods for cardiovascular signal analysis. In particular, work was done for development of an ECG preprocessing method which can provide an accurate parameter estimation even of signals with low signal to noise ratios, such as the ECG measured outside of the laboratory or during exercise. Secondly, cardiovascular models were developed and validated for studying neural and overall BRS in relation to arterial elasticity. The specific aims of this thesis were: 1. To develop and validate the principal component regression based ECG preprocessing method for analyzing ECG signals with low SNR. 2. To investigate ECG changes during hypoglycemia and reveal possibilities of development of ECG based alarm system for hypoglycemic events. 3. To examine the potential of utilizing VECG changes during exercise in the estimation of physiological performance. 4. To validate cardiovascular models for neural and overall BRS estimation. Dissertations in Forestry and Natural Sciences No 146 25 Jukka Lipponen: Estimation methods for cardiovascular signal analysis 26 Dissertations in Forestry and Natural Sciences No 146 4 Methods In this chapter, the methods which were used in this thesis are described. First, the principal component regression based ECG denoising method is presented. This method was developed in Study I, applied in the hypoglycemia estimation in Study II, and modified for VECG case in Study III. Secondly, the cardiovascular time series models, used for neural and overall BRS estimation in Study IV, are reviewed. 4.1 PRINCIPAL COMPONENT REGRESSION APPROACHES FOR ECG DENOISING 4.1.1 Principal component analysis This section introduces principal component regression (PCR) and briefly reviews the theory behind principal components (PCs), for more a detailed description see [102]. The basic concept of PCR is to reduce the dimensionality in a data set. In practical terms this is achieved by calculating a new set of variables, the PCs, so that the first one contains as much as possible of the variation present in original data. Principal components are calculated by projecting a data set into a new coordinate system determined by eigenvectors and the eigenvalues of a data covariance or correlation matrix, for detailed proof see [102]. PCR has been commonly used for data reduction, feature extraction, and visualization of multidimensional data. Assume that X is a data matrix of M observations from N random variables, i.e. random vectors xi (length N) form the columns of X. Matrix X spans a vector space of at the most min{ M, N } dimensions. The number of K<min{ M, N } PCs which cover most of the variance of the observations are computed as follows. First, the Dissertations in Forestry and Natural Sciences No 146 27 Jukka Lipponen: Estimation methods for cardiovascular signal analysis data correlation matrix R is estimated as: R= 1 XX T M (4.1) and eigenvectors (v1 . . . vK ) and eigenvalues (λ1 ...λK ) with constrain ||vk || = 1 ∀ k, are estimated using eigendecomposition: Rvk = λk vk (4.2) where vk is an eigenvector related to k:th largest eigenvalue. Since vk are eigenvectors of symmetric matrix (correlation matrix R) and constrain of ||vk || = 1 ∀ k was set, vk :s are orthonormal and thus the projection of vector xi to the eigenspace Hs = [v1 , ..., vK ] can be computed as θiPC = HsT xi (4.3) where θiPC contains number of k principal components (PCs) related to observation xi . After this procedure, the vector of the first PCs contains as much variance of the observations as possible, using orthonormal basis vectors. 4.1.2 PCR model for electrocardiography This section describes how PCR can be used to model ECG waveforms. The PCR method is based on ECG waveform extraction and the data driven model is then constructed using extracted wave epochs. T waves and QRS complexes are modeled separately for every heart beat within the whole measurement. Here brief details will be provided to explain how a single wave epoch, i.e. T or QRS epoch from a single ECG lead can be modeled and in the next section, an expansion of the PCR approach for multilead measurement or x, y and z components of the VECG will be proposed. Before the ECG wave extraction and modeling, R-wave fiducial points must be detected in order to obtain a reliable starting point for wave extraction. Numerous QRS-detection algorithms have been published for R-peak detection [103–108]. In general, QRS detection consists of two parts, preprocessing and decision 28 Dissertations in Forestry and Natural Sciences No 146 Methods parts. The simplest preprocessing part can consist of only bandbass filtering with 5-30 Hz pass band which includes most of the frequencies of QRS complex, but power line noise, muscle noise and baseline wander will be reduced. In the decision part, rules are applied to determine if the QRS complex has occurred or not. Typically decision rules include adaptive amplitude threshold and adaptive average RR-interval. In this thesis, QRS detector similar as [105] is used for R peak detection for a detailed description see [109]. After QRS detection, T wave and QRS complex epochs are extracted from ECG according to the detected R wave. Since the width of QRS-complex remains relatively constant regardless of RR interval, extraction can be done using the simple window Repoch = [−100, 100] ms (4.4) where R wave are used as a zero point (t=0). The width and position of the T wave varies greatly depending on the RR interval [110], and therefore the average RR interval (RRav ) is used for defining T wave extraction window [100, 500] ms, if RRav > 700 ms Tepoch = (4.5) [100, 0.7 RRav ] ms, if RRav < 700 ms. After the wave epochs have been extracted, the PCR model can be constructed. The i:th extracted wave epoch with N data points is denoted as ⎛ ⎞ xi,1 ⎜ ⎟ xi = ⎝ ... ⎠ . (4.6) xi,N As an observation model, an additive noise model is used x i = s i + ei (4.7) where si is the noiseless wave epoch and ei is the measurement noise. Each epoch xi can be approximated as a linear combination of basis vectors vk xi = Hs θi + ei (4.8) Dissertations in Forestry and Natural Sciences No 146 29 Jukka Lipponen: Estimation methods for cardiovascular signal analysis where Hs = (v1 . . . vK ) is N × K matrix of basis vectors and θi is a K × 1 column vector of weights related to i:th epoch. The reason why this ECG model is called the PCR based model is related to estimation of basis vectors vk . Basis vectors are selected to be the eigenvectors of the correlation matrix R as described in section 4.1.1. This basis is optimal in the sense that eigenvectors describe as much as possible of the variance of the original data, under the constraint of orthogonal basis vectors. Model basis vectors are estimated for ECG wave epochs as follows. First M wave epochs xi are collected into a measurement matrix X = ( x1 . . . xM ) (4.9) and a sample correlation matrix is calculated using equation 4.1. Eigenvectors (i.e. basis vectors vk ) of this correlation matrix can be solved from the eigendecomposition. After these optimal basis vectors are estimated, the dimensionality of the data is reduced by computing an approximation for a waveform by using only few most significant eigenvectors Hs = (v1 . . . vK ). As described in section 4.1.1, the eigenvectors of the correlation matrix are orthonormal and therefore the least-squares PC solution for the parameters θˆi is θ̂iPC = HsT xi (4.10) and the estimate for wave epoch can be computed as PC x̂iPC = Hs θˆi . (4.11) In normal situations, the most significant basis vectors contain information about the waveform and its normal variation. Random noise, on the other hand, is mainly distributed into less significant eigenvectors and thus most of the noise can be removed by using only the few most significant basis vectors in the wave model. If the ECG to be analyzed is thought to contain significant HR changes or when analyzing long measurements, PCR basis vectors can and should be updated dynamically to ensure that these vectors are capable of modeling the real variation in the wave epochs. 30 Dissertations in Forestry and Natural Sciences No 146 Methods For example in exercise ECG measurements, model basis vectors should be calculated using M/2 previous and M/2 following wave epochs. 4.1.3 Augmented PCR model for vectorcardiography In the case of multilead ECG or VECG measurement, the individual leads can be modeled separately. However, a more sophisticated way is to add waveforms from all of the measured leads to a measurement matrix (augmented measurement matrix) when estimating the PCR basis vectors, this type of PCR modeling is called here augmented PCR [111]. Therefore, the number of wave epochs used for basis vector estimation is increased significantly and thus stronger prior information of the wave shape can be attained. Here, the augmented PCR model construction is presented for VECG measurement with x,y and z leads, however a similar construction can be used also for other lead systems. First, wave epochs are extracted from all leads and the measurement matrix is constructed as ⎛ x1,1 ⎜ .. X=⎝ . y1,1 .. . z1,1 .. . x1,N y1,N z1,N ··· .. . ··· x M,1 .. . y M,1 .. . ⎞ z M,1 .. ⎟ . . ⎠ x M,N y M,N z M,N (4.12) In other words, the x, y and z components of the wave for the M consecutive beats are placed into the columns of X. The correlation matrix is then calculated using equation (4.1) and the model basis vectors are solved using eigendecomposition. The most significant basis vectors are fitted to x, y and z components using equations (4.10) and (4.11). This procedure is done for every beat within the measurement. When all x, y and z components of T waves and QRS complexes are modeled, these modeled epochs can be used estimation of the desired parameters. Dissertations in Forestry and Natural Sciences No 146 31 Jukka Lipponen: Estimation methods for cardiovascular signal analysis 4.2 TRADITIONAL ECG NOISE REDUCTION METHODS Two commonly used ECG denoising methods, time domain filtering and Savitzky-Golay (SG) filtering will be shortly described below. Performance of PCR denoising algorithm is later compared to these approaches to the reveal strengths and weaknesses of PCR denoising. Time domain filtering is doubtlessly the most widely used ECG denoising method. In this thesis, ECG has been preprocessed with an order 8 Butterworth filter with a cutoff frequency 150 Hz for R-wave and 40 Hz for T-wave denoising as recommended in [112]. SG filtering is also a well known and widely used method in many biomedical applications, including ECG denoising [113–116]. The SG filter is a polynomial smoothing filter [117], where polynomial functions of a selected order are fitted piecewise to the signal. In this thesis, segment length and polynomial order for R-wave and Twave denoising were optimized separately using the SNR increase as a quality measure. A segment length of 0.011 s and second order polynomial were used for R-wave denoising and for T-wave denoising segment a length of 0.061 s and a second order polynomial were used. 4.3 CARDIOVASCULAR TIME SERIES MODELING The focus of this section is on cardiovascular time series modeling. First autoregressive (AR) and MAR models are presented and in the third subsection, a cardiovascular model construction will be presented. 4.3.1 AR model Time series models are generally used for forecasting, spectrum estimation and in the characterization of measured time series. The most commonly used time series models are AR, MAR, moving average (MA) and ARMA models [118–121]. Here basic principles 32 Dissertations in Forestry and Natural Sciences No 146 Methods of AR model will be described as will spectral estimation with the AR model. In AR modeling, time series (xt ) is supposed to be an order p AR process, i.e. it has to satisfy the equation p xt = − ∑ a j xt− j + wt (4.13) j =1 where (a1 ...a p ) are model parameters and wt is a white noise process. The model parameters a j are estimated so that the prediction error (residual) p t = x t + ∑ a j x t − j (4.14) j =1 is minimized. There are a few commonly used methods for AR model parameter estimation. These are Yule-Walker, Least-Squares (LS) and expanded covariance method, for detailed description see [119, 120]. Here only the LS method is presented which is based on minimization of squared norm of model residual ||||2 . The solution is based on one step prediction equations which are constructed for every time point in the time series p xt = − ∑ a j xt− j + t , t = p + 1, ..., N (4.15) j =1 in a matrix form ⎛ ⎜ ⎜ ⎜ ⎜ ⎝ x p +1 x p +2 .. . xN x ⎞ ⎟ ⎟ ⎟ ⎟ ⎠ ⎛ = ⎜ ⎜ ⎝ xp .. . x N −1 = x p −1 .. . x N −2 ··· .. . ··· x1 .. . xN− p ⎞ ⎟ ⎟ ⎠ ⎛ ⎜ ⎜ ⎜ ⎜ ⎝ H a1 a2 .. . ap a ⎞ ⎟ ⎟ ⎟ ⎟ ⎠ ⎛ + + ⎜ ⎜ ⎜ ⎜ ⎝ 1 2 .. . ⎞ ⎟ ⎟ ⎟. ⎟ ⎠ N− p (4.16) It can be readily seen that the least squares solution for parameters is (4.17) â LS = ( H T H )−1 H T x where â LS contains estimates for AR parameters a = [ a1 , ..., a p ] Dissertations in Forestry and Natural Sciences No 146 33 Jukka Lipponen: Estimation methods for cardiovascular signal analysis As described earlier, the AR model can be used for signal spectrum estimation. The model based spectrum estimation is commonly used in biomedical signal analysis. With short signals, the AR spectrum provides better frequency resolution than Fourier based methods. When conducting a spectrum estimation, the ARmodel is written in the form p ∑ a j x t − j = t , j =0 t = p + 1, ..., N (4.18) and taking z-transform from both sides X (z) A(z) = E(z) (4.19) where X (z) is the z-transform of signal xt , A(z) is the z-transform of AR polynomial and E(z) is the z-transform of the white noise process. The AR model can be thought of as a system in which the input is the white noise process and the output is signal xt . The system function H (z) between input and output is then in the form H (z) = 1 A(z) (4.20) and the power spectrum of the system function is achieved by transforming it into a frequency domain i.e. substituting z = e−i2π f / f s 2 1 P( f ) = H (e−i2π f / f s ) = A(e−i2π f / f s )2 (4.21) where f s is the sampling frequency. Power spectrum density of signal xt can be then estimated 1 σe2 / f s Px ( f ) = 2 Pe ( f ) = 2 A(e−i2π f / f s ) p − i2πj f / f s 1 + ∑ j =1 a j e (4.22) where σe2 / f s is the spectrum of the white noise process. 34 Dissertations in Forestry and Natural Sciences No 146 Methods 4.3.2 Multivariate AR model In analysis of biological signals it is often advantageous if one can compare multiple recordings which are differently affected by the same oscillation source. AR modeling permits only a quantification of a single signal whereas multivariate parametric models provide further information of cross-spectral patterns and causal interactions among the signals. Here multivariate AR model in the case of two signals will be shortly described, for a more detailed description see [119, 120, 122] Bivariate AR process for signals x1 and x2 is defined as follows p p x1 (t) = ∑k=1 a11 (k) x1 (t − k) + ∑k=1 a12 (k) x2 (t − k) + w1 (t) p p x2 (t) = ∑k=1 a21 (k) x1 (t − k) + ∑k=1 a22 (k) x2 (t − k) + w2 (t) (4.23) where p is model order and w1 (t), w2 (t) are uncorrelated zero mean white noise processes with variances σw2 1 and σw2 2 . Now the parameters a11 are AR coefficients for signal x1 and a22 are AR coefficients for signal x2 , and a12 and a21 are cross coefficients for signals x1 and x2 respectively. MAR model parameter estimation can be done similarly as presented in AR-model situation. One step prediction equations are first constructed using equation (4.23). If we use a similar matrix notation as in equation (4.16) the set of MAR prediction equations become x1 = H1 a11 + H2 a12 + 1 x2 = H2 a22 + H1 a21 + 2 (4.24) where H1 is the observation matrix constructed using signal x1 and similarly H2 is constructed using x2 values. a11 is a column vector AR coefficients for signal x1 and a12 cross coefficients, a22 and a21 are similar coefficients for signal x2 . In a matrix form this can be Dissertations in Forestry and Natural Sciences No 146 35 Jukka Lipponen: Estimation methods for cardiovascular signal analysis written as = H1 x1 x2 x = H2 H a11 a21 a12 a22 a + + 1 2 (4.25) Model parameters can be then estimated by minimizing the squared residual norm, equation (4.17), similarly as for the AR model. In the estimation of spectral density functions, equation (4.23) is transformed into frequency domain X1 ( f ) W1 ( f ) A11 ( f ) A12 ( f ) = (4.26) A21 ( f ) A22 ( f ) X2 ( f ) W2 ( f ) A( f ) X( f ) W( f ) where X( f ) and W( f ) are frequency transformations of the examined AR processes and white noise processes respectively. Matrix A( f ) is defined as follows p p 1 − ∑k=1 a11 (k)e−i2πk f / f s − ∑k=1 a12 (k)e−i2πk f / f s A( f ) = p p − ∑k=1 a21 (k)e−i2πk f / f s 1 − ∑k=1 a22 (k)e−i2πk f / f s (4.27) The power spectral density matrix can be then defined as P( f ) = A∗ ( f )−1 Cw (A( f )−1 ) T (4.28) where Cw is the covariance matrix of the bivariate noise process, where variances σw2 1 and σw2 2 are in the diagonal and off-diagonal terms are zero because w1 and w2 are uncorrelated. Auto spectrum functions are obtained from diagonal elements of P( f ) and the off diagonal elements form the cross-spectral density functions. 4.3.3 Baroreflex sensitivity estimation using MAR-model Linear models are often used in the characterization of the cardiovascular system. In BRS estimation, the RR interval (output) depends on SBP (input) through a linear transformation T. A complex transfer function of this linear system can be presented in the 36 Dissertations in Forestry and Natural Sciences No 146 Methods frequency domain as T( f ) = P12 ( f ) P1 ( f ) (4.29) where P1 is power spectral density of input process and P12 is cross spectral density between the input and output processes evaluated at frequency f . The gain information of the system is achieved from the modulus and the phase information from argument of the transfer function T. If a linear model is used for the characterization of the cardiovascular system, it is important to examine whether the linear coupling between input and output is strong enough to ensure linear model feasibility. The strength of the linear correlation between input and output processes is referred to as coherence and it is defined as | P12 ( f )|2 . (4.30) Coh( f ) = P1 ( f ) P2 ( f ) In a cardiovascular analysis, BP and RR interval interact with each others in a closed loop system, see figure 4.1. RR interval directly affects BP (feedforward) and BP affects RR interval through the baroreflex (feedback). If a cardiovascular system is modeled using spectrums achieved directly from measured time series, the resulting coherence function reflects the coupling of both causal directions and the transfer function is a global index which includes all the variation from both signals. MAR model can be used to model cardiovascular system and to separate variations caused by feedforward and feedback effects of the cardiovascular loop [7, 8, 46, 123]. Let us assume that signal x1 is the RR interval time series and x2 is the SBP time series. Then the bivariate AR model, block A12 describes the effect from SBP to RR and block A21 the effect from RR to SBP see figure 4.1. To resolve the biasing effect of feedforward variation, it has been proposed that one can use causal coherence and transfer function analysis [7,8]. The causal relationship from SBP to RR is simply obtained by forcing coefficients in the block A21 to zero, and analyzing transfer function and coherence from resulting system. Power Dissertations in Forestry and Natural Sciences No 146 37 Jukka Lipponen: Estimation methods for cardiovascular signal analysis w1 A21 SBP Feedforward direct A22 Blood pressure regulation A11 HR control A12 Feedback Baroreflex RR w2 Figure 4.1: Cardiovascular closed loop system and corresponding MAR model coefficients. w1 and w2 are white noise processes (input) and A11 , A12 , A21 and A22 are model coefficients. SBP and RR are system outputs. spectral densities are estimated according to equation (4.28), with a modification of the coefficients, the spectral matrix becomes ∗ ( f ) σ2 1 (1 − A22 ( f ))2 σ12 + | A12 ( f )|2 σ22 (1 − A11 ( f )) A12 1 P( f ) = ∗ ( f ) σ2 2 σ2 b (1 − A11 ( f )) A12 ( 1 − A ( f )) 11 2 2 (4.31) where b = |(1 − A11 ( f )) (1 − A22 ( f ))|2 . Consequently, causal coherence (CohSBP→RR ) is defined by substituting these modified auto and cross spectral density functions into equation 4.30 and causal transfer function (TSBP→RR ) is obtained similarly from equation (4.29) and it is reduced into the form TSBP→RR = A12 ( f ) 1 − A11 ( f ) (4.32) from which it can be easily seen that variance of the input or output signals has no effect on baroreceptor function. Absolute value (gain) of this causal transfer function is used as a measure of BRS, i.e. the sensitivity of baroreflex modulation to 38 Dissertations in Forestry and Natural Sciences No 146 Methods HR. Although, because the linear model is used to estimate BRS, only those frequency points where the linear coupling is significant can be used for BRS estimation, i.e. coherence between RR and SBP time series must be significant. The significance of linear coupling can be tested for example by using a surrogate data approach [124]. In this method, individual time series are first modeled separately using the AR model and AR coefficients are then used to reproduce an ensemble of surrogate time series from pairs of independent white noise. The coherences of these surrogate pairs are then estimated and the threshold for significant coherence is set at the 95 percentile (significance p<0.05) of the coherences sampling distribution. The mean value of transfer gain of those frequency points where coherence value is above this level is taken as the BRS estimate. The overall BRS estimated using traditional non-causal analysis is marked in this thesis as BRSSBP,RR and the overall BRS estimated using causal analysis is designated as BRSSBP→RR where SBP → RR indicates that only variation from SBP to RR has been taken into account in the BRS estimation. Neural BRS can be estimated similarly as overall BRS, only SBP time series are replaced by the ds time series. Similarly, neural BRS as estimated with the non-causal approach is designated as BRSds ,RR and if the causal approach has been used then the BRSds →RR notation is used. 4.3.4 Model validation The parameter estimation procedure finds the best model within the chosen model structure, however then the question arises of whether this model is good enough to BRS-estimation. Firstly, the model order must be selected and for this purpose several selection criteria have been proposed [119, 120]. These criteria are derived from information theory and are based on the relationship between the prediction error and the complexity of the model. Probably the best known example is Akaike information criterion (AIC), which Dissertations in Forestry and Natural Sciences No 146 39 Jukka Lipponen: Estimation methods for cardiovascular signal analysis is defined for MAR models by minimizing: AIC[ p] = Nln(det(C )) + 2p (4.33) where N is length of the signal, p is the model order and C is the covariance of the prediction errors. Model order selection criteria can be used as guidance for order selection, but the basic assumptions of MAR model must be fulfilled. Thus whiteness and uncorrelatedness of prediction errors 1 and 2 must be tested. Prediction errors must be also independent of past input values, however when the LS method is used, the parameters are estimated such that prediction errors are orthogonal with the input, so this assumption needs no testing [120]. The whiteness of prediction errors can be tested for example by using an autocorrelation test; if is white noise then its correlation is zero (r (τ ) = 0) except for zero lag (τ = 0). Sample autocorrelation can be estimated as r (τ ) = 1 N N −τ ∑ t =1 ( t + τ ) ( t ). (4.34) For a normalized sample correlation function, it must hold r (τ ) (4.35) → N (0, 1/N ) r (0) √ hyand thus probability P(|ρ (τ )| ≤ 1.96/ N) = 0.05. The null √ pothesis (r (τ ) = 0) can therefore be accepted if |ρ (τ )| ≤ 1.96/ N for all τ = 0. Uncorrelatedness of the prediction errors can be tested with similar procedure, although the null hypothesis must hold also for τ = 0, for more details see [119]. In practical applications, model order selection criteria are first used to select a sufficient model order. Secondly prediction errors are used to test the validity of the basic assumptions within the model and if some assumptions are rejected then the model order will need to be increased. Thirdly, after all assumptions are accepted the model must be validated using common sense, plots from acquired estimates, spectrums and transfer functions can be ρ (τ ) = 40 Dissertations in Forestry and Natural Sciences No 146 Methods used to validate the model abilities to capture the desired information from the modelled systems. Dissertations in Forestry and Natural Sciences No 146 41 Jukka Lipponen: Estimation methods for cardiovascular signal analysis 42 Dissertations in Forestry and Natural Sciences No 146 5 Materials Studies I-IV consist data from five experimental setups. However, in this thesis, only the most significant results of these studies will be described and thus only three larger experimental setups are described here. Two smaller datasets which were used to investigate possible applications of PCR based ECG denoising (study I) will not be presented here. This chapter concentrates on recorded signals, measurement protocols and the characteristics of participated subjects. All of the performed studies were approved by the local ethical committees. 5.1 ECG SIGNALS FOR NOISE SENSITIVITY ANALYSIS In study I, the PCR denoising method for one lead ECG, and in study III an augmented PCR method for VECG denoising were tested and compared with two commonly used noise reduction methods. In this thesis, similar testing has been conducted using high SNR ECGs (ten different recordings, from physionet [125,126]) which after preprocessing are assumed to be noise free signals and correct values of ECG parameters could be acquired. To test noise enhancement properties, ”real life” noise collected from the exercise ECG measurements was multiplied by a selected factor to the attain desired SNR and this was added to the noise free ECG. Then different preprocessing methods are applied to noisy ECG/VECG and so that the acquired parameters could be compared to the true parameter values which were estimated from the noise free ECG. 5.2 HYPOGLYCEMIA MEASUREMENTS In study II hypoglycemia related ECG changes were analyzed. The aim was decrease BGC into the hypoglycemic range under controlled laboratory conditions by using the glucose clamp technique. Dissertations in Forestry and Natural Sciences No 146 43 Jukka Lipponen: Estimation methods for cardiovascular signal analysis BGC was monitored at 5 minute intervals accompanied by using simultaneous ECG measurement so that the changes in repolarization characteristics as a function of BGC could be analyzed. Measurements were recorded in Turku University Hospital and 27 subjects participated in the tests. The study protocol was approved by the Ethics Committee of the Hospital District of Southwest Finland, and each subject provided written informed consent. Continuous measurements of ECG signal which were recorded using a modified chest lead V5 with a sampling rate of 128 Hz, along with the BGC measurements at 5 minute intervals. The subjects were divided into three groups: 9 healthy control subjects (Healthy group), 6 otherwise healthy type 1 diabetics (T1DM group) who did not have any disease related complications i.e. control diabetics group (duration of diabetes 3.2±2.3 years), and 7 type 1 diabetics (duration of diabetes 22.7±12.7 years) who had any disease related complications and problems with hypoglycemia unawareness (T1DMc group). None of the participants had history of heart or cardiovascular diseases. Five subjects were excluded from the analyses because their ECGs showed extremely low amplitude T-waves, and this would have prohibited reliable T-wave detection. During the measurement, the BGC was changed using the glucose clamp technique [127]. A steady rate of insulin infusion (1.5 mU/kg/min) was given to subjects and the desired blood glucose level was adjusted by changing the glucose infusion rate. Initially, the blood glucose value was adjusted into a range of 5-7 mmol/l as the normoglycemic period. The normoglycemic period lasted for approximately 85 minutes and during that time, the subjects performed some additional tests, which are not described here. After the normoglycemic period, the glucose infusion rate was decreased and BGC started to decline. During this transition period, the BGC was 5 - 3.5 mmol/l and this period lasted for approximately 40 minutes. After the transition period, BGC were kept in the hypoglycemic range (the target BGC was below 3.0 mmol/l). The hypoglycemic period lasted for approximately 55 minutes, after which 44 Dissertations in Forestry and Natural Sciences No 146 Materials the glucose infusion rate was increased and BGC was restored into the normoglycemic range. 5.3 EXERCISE ECG MEASUREMENTS In study III, the aim was to analyze VECG changes during exercise and in particular to study the relationship of VECG parameters with exercise performance and BLC. For this purpose, six (25-37 years old) healthy male participants performed two different incremental dynamic tests on a cycloergometer. During the test with VECG, exhaled gas and BLC were monitored. The study was approved by ethical committee of Kainuu. The measurement protocols are presented in figure 5.1. Both protocols consisted of two minutes of baseline measurements, followed by a three minute warm-up period (cycling 75W), a 21 minute exercise period and finally a 15 minutes recovery period. The total work required within the two protocols was equal and the used crank velocity was 60 rpm. The idea behind the two different protocols was to obtain different BLC levels with different HR profiles. In the first protocol (P1), HR and BLC were assumed to change similarly whereas the second protocol (P2) was designed to evoke BLC changes that would be more independent of HR, and thus to help to differentiate between those variables that depend mainly on BLC and are not dependent exclusively only on HR. VECG was measured using Frank’s vectorcardiographic lead system with a Schiller CS-200 ECG unit (Schiller, Switzerland) at a sampling rate of 1000 Hz. Ventilatory variables were measured continuously using the power cube gas analysis device (Ganshorn Medizin Electronic, Germany) which was integrated into the Schiller CS- 200 cycloergometer system. Blood samples (25 μl) were collected from the left hand index finger, for measurement of BLC concentrations. During both protocols, lactate was measured eleven times, first before the exercise (normal concentration), six times during the exercise period and four times during the recovery period (see figure 5.1). BLCs were measured using an enzymatic electro- Dissertations in Forestry and Natural Sciences No 146 45 Jukka Lipponen: Estimation methods for cardiovascular signal analysis Load (W) 200 Warm up P1 Exercise Recovery Load lactate 150 100 50 0 Load (W) 200 P2 150 100 50 0 0 10 20 time (min) 30 40 Figure 5.1: Measurement protocols of incremental dynamic tests. Used load is presented as solid fill and lactate measurement time points are presented at vertical lines. chemical lactate analyzer (Ebioplus, Eppendorf). 5.4 CARDIOVASCULAR MEASUREMENTS In study IV, the aim was to analyze the relationship between arterial stiffness and overall and neural components of the baroreflex. In the estimation of overall and neural BRS; ECG, BP and carotid artery ultrasound images were recorded in Kuopio University Hospital from all participants. The duration of the measurements was 2 minutes while subjects were lying in a supine position. The ultrasound scanner in use was an Acuson Sequoia 512 (Siemens, USA). The longitudinal direction of the carotid artery (10 mm proximal to the bifurcation) was visualized with B-mode ultrasound with a 14 MHz linear transducer. BP was measured continuously using the volume clamp method and a Finapres device (Ohmeda Englewood, CO). ECG and BP signals were recorded with an A/D-converter and the ultrasound images were stored using video card. The sam- 46 Dissertations in Forestry and Natural Sciences No 146 Materials pling frequency of ECG and BP signals was 1000 Hz and the video signal frame rate was 25 fps. A total of 28 healthy subjects and 15 subjects with type 1 diabetes participated in this study. Group characteristics of the healthy group were, as follows age 20±1 (years, mean±sd), 22 females and 6 males. In the diabetic subjects mean age 38±11 years and 10 females and 5 males. The duration of diabetes was 18±9 (years, mean±sd). Two of the healthy subjects were excluded from the final analysis, because their respiratory rates were below 0.17 Hz. Dissertations in Forestry and Natural Sciences No 146 47 Jukka Lipponen: Estimation methods for cardiovascular signal analysis 48 Dissertations in Forestry and Natural Sciences No 146 6 Results 6.1 NOISE SENSITIVITY ANALYSIS The denoising properties of PCR preprocessing were studied using ECG recording containing one lead in study I and using VECG recording in study III. Here the larger dataset (ten two minutes recordings, Physionet PTB Diagnostic ECG Database [125,126]) with real life noise collected from exercise ECG recordings was utilized to test ECG enhancement properties of PCR method, details of PCR method have been presented in sections 4.1.2 and 4.1.3. Time domain filtering and SG filtering were used to compare the performance of the PCR method, a description has been given in section 4.2 SNR enhancement properties of time domain filtering, SG filtering and PCR denoising were compared by applying them on simulated noisy ECGs. Simulated noisy ECGs were constructed by using ten different VECG recordings with high SNR which after preprocessing were assumed to be noise free signals. Real life VECG noise was then collected from 10 different exercise ECG recordings from epochs between T-offset and P-onset. The noise was then multiplied by an appropriate coefficient in order to obtain the desired SNR and this was added to the noise free signal. Figure 6.1 presents examples of noiseless ECG (10s segment), gathered noise and the noisy ECG (SNR 15dB). Noisy ECGs were then preprocessed and the SNR of obtained signal was estimated by subtracting the original ECG from the preprocessed one and calculating the variances of the error signal and the original noise-free ECG. In figure 6.2, the top subfigure depicts the increase of SNR after preprocessing methods had been applied. The error bars represent mean ± standard deviation of SNR increase of all 10 simulated ECG recordings presented as a function of noisy ECG SNR. The performance of time domain filtering is illustrated with red error bars, SG filtering is presented with green Dissertations in Forestry and Natural Sciences No 146 49 Jukka Lipponen: Estimation methods for cardiovascular signal analysis and PCR denoising performance with blue error bars. If the measured ECG SNR was between 5-15dB, PCR denoising increased its SNR 4 - 8dB as an average, SG 2-4dB and time domain filtering by 1-2dB. The effects of preprocessing on the ECG parameters were also tested by estimating true parameter values from the noiseless ECG and comparing those to the values estimated from preprocessed noisy ECGs. Figure 6.3 shows five typical ECG parameter time series from one measurement, parameters are TCRT, RT-apex, RT-end, T-amp and R-amp. The true parameter values are depicted with the blue line and parameters estimated from preprocessed ECG are shown a black line. The first column represents parameters estimated from the time domain filtered ECG, the second column pa- ECG (μV) 2000 1000 0 ECG + noise (μV) noise (μV) −1000 500 0 −500 2000 1000 0 −1000 0 2 4 6 8 10 time (s) Figure 6.1: Examples of noiseless ECG (upmost subfigure), real life noise gathered from exercise ECG measurement (second subfigure) and noisy ECG with SNR 15dB (third subfigure). 50 Dissertations in Forestry and Natural Sciences No 146 Results SNR increase (dB) rameters from the SG filtered ECG and the third column parameters from PCR preprocessed ECG. Figure 6.4 illustrates the error of individual parameter values (mean ± SD) calculated from all ten measured recordings. The errors are shown as a function of SNR. Parameter errors which are estimated from ECG preprocessed with time domain filtering are presented as a red line and errors from SG filtered ECG are illustrated as a green line and PCR preprocessed as a blue line. 10 Time D. Filtering SG Filtering PCR Denoising 5 Noisy ECG Noiseless ECG 0 5 15 SNR (dB) 20 3 2 1 25 4 SNR 15dB ECG (mV) ECG (mV) 4 10 SNR 10dB 3 2 1 0 0 0 0.2 time (s) 0.4 0 0.2 time (s) 0.4 Figure 6.2: Performance of ECG preproccessing methods. Top subfigure shows the improvement of SNR after time domain fitering (black), SG filtering (red) and PCR denoising (blue) as a function of input ECG SNR. In the lower subfigures two examples of noiseless ECG (green), ECG with added noise (gray) and ECGs after preprocessing with a time domain filtering (black), SG (red) and PCR (blue) are presented. Dissertations in Forestry and Natural Sciences No 146 51 Jukka Lipponen: Estimation methods for cardiovascular signal analysis 6.2 ELECTROCARDIOGRAPHIC CHANGES DURING HYPOGLYCEMIA In study II, the PCR method was used to analyze repolarization characteristics during insulin induced hypoglycemia. PCR preprocessing allows accurate beat-to-beat parameter estimation and thus repolarization characteristics can be compared continuously to the R−amp (μV) T−amp (μV) RT−end (s) RT−apex (s) TCRT Time Domain Filtering SG Filtering PCR Denoising 0.7 0.6 0.5 0.28 0.26 0.24 0.35 0.33 0.31 1200 1050 900 4100 3850 3600 0 50 100 0 time (s) 50 100 0 time (s) 50 100 time (s) Figure 6.3: Five beat to beat ECG parameter time series (TCRT, RT-apex, RT-end, Tamp and R-amp), estimated from noiseless ECG (blue thick line) and from noisy ECG after preprocessing (black) time domain filtering (first column of subfigures), SG filtering (second column of subfigures) and PCR denoising (third column of subfigures) 52 Dissertations in Forestry and Natural Sciences No 146 Results TCRT Time Domain Filtering Error 0.2 SG Filtering 0 PCR Denoising −0.2 RTapex RTend 0.02 Error (s) Error (s) 0.02 0 −0.02 0 −0.02 −0.04 T−amp R−amp Error (μV) Error (μV) 400 200 0 −200 400 200 0 −400 5 15 SNR 25 5 15 SNR 25 Figure 6.4: Error of beat to beat parameters as a function of input ECG SNR. Errors are calculated for TCRT, RTend -time interval, RTapex -time interval, R-amp and T-amp. Parameter errors related to time domain filtering are presented as black line, parameter errors from SG preprocessed ECG are presented as red line and errors related to PCR denoising are presented as blue line. BGC. As explained in the materials section, the measurements were performed in 9 healthy control subjects (Healthy group), 6 otherwise healthy type 1 diabetics (T1DM group) and 7 diabetics who had disease related complications and problems with hypoglycemia unawareness (T1DMc group). The parameters to be estimated were QT-interval, RR interval, RT-ratio and HR corrected QT-time (QTcinterval) which was calculated by using Fredericia’s method [28]. Dissertations in Forestry and Natural Sciences No 146 53 Jukka Lipponen: Estimation methods for cardiovascular signal analysis ECG (mV) 1 0 −1 0 0.2 0.4 0.6 time (s) 0.8 Figure 6.5: Example of ECG during normoglycaemia (blue line) and during hypoglycemia (black line). Detected positions of Q-onset, T-wave apex and T-wave end are marked as red stars. Each of these time series was transformed into an evenly sampled time series (sample rate 4 Hz) using cubic spline interpolation and low frequency trends were estimated by using a smoothness priors method [128] with a cutoff frequency of 0.003Hz. Figure 6.5 presents examples of the ECG during normoglycemia (blue line) and during hypoglycemia (black line). The Q-wave onset and T-wave apexes and offsets are marked with red stars and the tangents which were used to T-wave offset detection are also presented. A ECG segments were selected such that RR interval is close to equal in both segments, which permits a time interval comparison without RR correction. The typical hypoglycemia induced ECG changes are clearly visible, i.e. T-wave flattening and QT-interval prolongation. Figure 6.6, shows representative time series of a single subject from each group, the first column depicts healthy, second column T1DM and third column T1DMc subject time series. From top to bottom, the time series are BGC, QT time interval, RR time interval, QTc and R-T amplitude ratio. From the time series of the healthy subject, it can be easily observed, that as the glucose decreases below 3.5 mmol/l, QTc and RT-ratio starts to increase slowly. In addition the QTc prolongation continues as long as BGC remained be- 54 Dissertations in Forestry and Natural Sciences No 146 Results low 3.5 mmol/l in the healthy subject. The T1DM subject exhibited a clear decrease in RR interval in the hypoglycemic period although only a minor increase of QTc and RT-ratio could be observed. The variation of RR interval was smaller in T1DMc subject as compared to the other two subjects. The hypoglycemia related changes in the ECG were also less apparent in T1DMc subject. The group results for the changes in BGC and changes in the QTc interval, RT-ratio and RR interval values during the test protocol are presented in figure 6.7. Since the duration of the transition period (transition from the normoglycemic to hypoglycemic state) varied extensively between subjects, the individual time series cannot be compared in a continuous time frame. Therefore, two time instants were fixed for each individual measurement, i.e. the times when normoglycemic period ended (BGC declined below 5 mmol/l) and when hypoglycemic period started (BGC fell below 3.5 mmol/l). These two fixed time instants are shown as zero times in figure 6.7. The thin lines in the figure show the individual BGC values and trends of ΔQTc interval, ΔRT-ratio and ΔRR interval series, whereas the thick lines show the mean ± SD of individual values. Note that the parameter values (ΔQTc interval, ΔRT-ratio and ΔRR interval) are presented as changes from baseline where the mean of the normoglycemic period was taken as the baseline value. This removed the baseline differences between subjects and the changes of the parameters became more apparent. There were no major HR changes during the test protocol in diabetic groups. Although HR changed in the healthy subjects during the hypoglycemic period, no similar pattern between subjects was observed (see figure 6.7). In the comparison of the group results of QTc times, QTc progressive prolongation could be detected during the hypoglycemic period althoughBGC remained more or less at the same level (3 mmol/l). Similar progressive changes in the RT-ratio were observed in the Healthy and T1DM groups. Overall, it was noticeable that the repolarization changes were most clearly apparent in the Healthy group and smallest in the T1DMc group. In addition, even though these repolarization changes for the hypo- Dissertations in Forestry and Natural Sciences No 146 55 Jukka Lipponen: Estimation methods for cardiovascular signal analysis QT (ms) BGC (mmol/l) Healthy 8 >5 mmol/l T1DM <3.5 mmol/l >5 mmol/l T1DMc <3.5 mmol/l >5 mmol/l <3.5 mmol/l 6 4 2 400 360 RR (s) 320 1.1 0.9 RT ratio QTc (ms) 0.7 400 360 320 3 2 1 0 50 100 150 time (min) 0 50 100 1500 time (min) 50 100 150 time (min) Figure 6.6: Representative time series of one subject from each group: a healthy subject (left column), subject from T1DM group (middle column) and subject from T1DMc group (right column). Measured blood glucose values are shown in the uppermost axes and underneath the glucose values (from top to bottom) are QT interval, RR interval, heart rate corrected QT interval (QTc), and RT ratio time series. Original time series are depicted by gray lines and trends of each time series as a black line. glycemia (BGC <3.5mmol/l) varied between individuals, in most subjects one could observe a lag time of a few minutes between the start of hypoglycemia and appearance of repolarization changes. 56 Dissertations in Forestry and Natural Sciences No 146 Results ΔQTc (ms) 40 ΔRT ratio BGC (mmol/l) Healthy 7 6 5 4 3 4 T1DMc >5 mmol/l <3.5 mmol/l >5 mmol/l <3.5 mmol/l >5 mmol/l <3.5 mmol/l >5 mmol/l <3.5 mmol/l >5 mmol/l <3.5 mmol/l >5 mmol/l <3.5 mmol/l >5 mmol/l <3.5 mmol/l >5 mmol/l <3.5 mmol/l >5 mmol/l <3.5 mmol/l >5 mmol/l <3.5 mmol/l >5 mmol/l <3.5 mmol/l >5 mmol/l <3.5 mmol/l 20 0 2 0 0.2 ΔRR (s) T1DM 0 −0.2 −40 0 ... 0 40 80 −40 0 ... 0 40 time (min) time (min) −40 0 ... 0 40 time (min) Figure 6.7: Group results of changes in blood glucose, ΔQTc interval, ΔRT ratio and ΔRR interval during the measurement. Subject-specific estimates are presented by thin lines and group-specific mean±SD values by thick lines. 6.3 ECG CHANGES DURING EXERCISE AND PERFORMANCE ESTIMATION In study III, VECG parameter changes during two different exercise protocols were studied. As mentioned in the exercise physiology section (2.6), earlier studies have shown that some ECG/VECG parameters are not completely related to HR and the parameter values Dissertations in Forestry and Natural Sciences No 146 57 Jukka Lipponen: Estimation methods for cardiovascular signal analysis differ between exercise and recovery periods. It was hypothesized that these ECG/VECG changes could be used for performance estimation in addition to HR. Thus, in study III, the VECG parameters were compared to traditional performance estimation markers such as BLC, RR and carbon dioxide oxygen relation (CO2/O2). The measurement protocols and measured signals have been described in section 5.3. Before parameter estimation, VECGs were preprocessed using the PCR method. The following VECG parameters were estimated; TCRT (described in section 2.3.2), T-wave morphology parameter T-kurtosis which was estimated from a ”virtual” lead with a direction along the electrical axis of the heart. Depolarization and repolarization loops were also be parameterized using the cosines of the loop main vector angles as follows; θ R was defined as the angle between the horizontal projection of R-wave main vector and positive x-axis, and φR as the angle between sagittal projection of R-wave main vector and positive z-axis. In addition, φT and θ T are the main vector angles of the T-wave loop which were defined similarly. The beat-to-beat variation of the parameters was large and in order to achieve better comparability, low frequency trend components for these parameters were estimated using the smoothness priors method [128] with a cutoff frequency 0.01Hz. In addition to VECG parameters, the minute ventilation (VE) and CO2/O2 ratio were estimated from the spirometric measurements and HRV parameters including mean RR interval, standard deviation of normal to normal RR intervals (SDNN), LF band power and HF band power were estimated using a 3-minute moving window. Figure 6.8 shows parameter trend changes occurring during the protocols. A visual inspection of figure 6.8 reveals that RR interval and VE changed simultaneously with bicycle load and returned rather rapidly towards baseline values after the exercise period had ended, which was expected. Similarly BLC, CO2/O2-ratio and Tkurtosis followed the exercise load, but after exercise period these parameters returned to baseline more slowly than the other parameters. Individual variation in the VECG loop angles was larger than other parameters, however, similarities between participants could 58 Dissertations in Forestry and Natural Sciences No 146 Results BLC (mmol/l) RR (s) 0.8 0.6 0.4 100 VE (l/min) 1.1 CO2/O2 12 10 8 6 4 2 0.9 0.7 80 60 40 20 −3 0 8 TCRT T−kurtosis × 10 4 −0.1 −0.2 0 −0.3 0.2 0.1 φT θT 0 −0.2 −0.4 −0.1 −0.6 0 20 35 0 time (min) 20 35 time (min) 0 20 35 0 time (min) 20 35 time (min) Figure 6.8: Blood lactate concentration and trends of estimated parameters for both protocols, for VECG parameters resting value is set to zero for better comparability. Blue area describes the used load (see figure 5.1 for more details). Presented parameters are RR interval, BLC, oxygen and carbon dioxide relationship (CO2 /O2 ), minute ventilation (VE), T-kurtosis, TCRT, cosine of the T-wave angle to the xy plane (φT ) and cosine of the T-wave angle to the zy plane (θ T ). be observed. During exercise, the TCRT angle was smaller than at baseline in all participants and it seemed to return rather slowly towards to baseline. Similarly, a few minutes after the start of the recovery period, θ T was smaller than at baseline in all participants and it also reverted slowly towards its baseline value. The linear correlations between the parameter trends presented in figure 6.8 and BLC at different time lags (from the -240 to 240 Dissertations in Forestry and Natural Sciences No 146 59 Jukka Lipponen: Estimation methods for cardiovascular signal analysis seconds) were compared to reveal delays in the parameter changes. The correlations at the different time lags are presented in the first and second rows of figure 6.9. Individual correlations (for each participant) as a function of time lag are shown as thin blue lines and the averaged correlations are presented as thick black lines. The time where maximum correlation was achieved is shown a as black vertical line. In the third and fourth rows, parameters are presented as a function of BLC, adopting the same lag for each individual (the lag which produced the largest group correlation). Individual correlation lines are designated with as thin gray lines and the overall correlation (estimated from all measurements of all participants) is illustrated as a thick dashed line. In addition, the overall correlation coefficient is presented inside each subfigure. Table 6.1 lists the correlations between the different parameters and BLC, RR separately for protocols P1 and P2. For both BLC and RR, the first column indicates the time lag giving the best group correlation and the second column shows the observed group correlation (estimated directly from all BLC vs. parameter values; 11 BLC measurements 6 participants = 66 points). The third column depicts the mean of the individual correlations, the fourth column is the maximum with the fifth column being the minimum of the individual correlations. From figure 6.8 and table 6.1 one can be observe that BLC changes were delayed for 1-2 minutes when compared to RR interval, CO2/ O2 relation, T-kurtosis and TCRT for all participants in both protocols. VECG parameter inspection reveals that mean individual correlations were highest for T-kurtosis and TCRT, the highest correlation was achieved for negative time lag similarly as for mean RR. TCRT and T-kurtosis also displayed high correlations with mean RR. Significant correlations between φT , θ T and BLC was also found, but the biggest correlation were achieved for positive time lags, which indicates that changes are delayed even when compared to BLC. Even though these parameters did correlate with BLC, the correlations related to RR changes were low. Finally, a stepwise linear regression routine was applied to re- 60 Dissertations in Forestry and Natural Sciences No 146 0.8 0.6 0.4 0.2 0 r (BLC vs φT) r (BLC vs TCRT) 0 −0.2 −0.4 −0.6 −0.8 0.4 0.2 0 0.5 0 −200 0 lag (s) 200 −200 CO2/O2 0.6 0.5 0 lag (s) 0.4 0.9 0.8 −0.2 r =−0.39 0.2 0.2 0 0 −0.2 θT φT T−kurtosis 0.1 5 10 BLC (mmol/l) r =−0.60 −0.4 r = 0.66 0 −0.1 r = 0.53 −0.1 0 200 0 8 4 0 lag (s) 1 0.7 × 103 0 −200 200 1.1 r =−0.60 0.5 −0.5 −0.5 0.7 RR 0.8 0.6 TCRT r (BLC vs T−kurtosis) r (BLC vs RR) 0.2 0 −0.2 −0.4 −0.6 −0.8 r (BLC vs θT) r (BLC vs CO2/O2) Results r = 0.56 0 5 10 BLC (mmol/l) −0.6 0 5 10 BLC (mmol/l) Figure 6.9: Parameter correlations with BLC estimated using lags between [-240 240]s are presented in the first and second rows. Individual correlations are presented as blue thin line and mean correlation ± standard deviation is a thick blue line. Correlation plots from adopting the timelag which produced the best correlation are presented in the third and fourth rows. Subjects’ individual correlations are depicted as thin blue lines and correlation estimated from all the subjects’ BLC vs parameter values are presented as a thick dashed line. Gray asterisks represent all the individual parameter values (22 values per subject from two protocols). veal if VECG parameters could provide information of physiological performance in addition of HR and HRV parameters. Linear regression analysis for the associations between the different VECG Dissertations in Forestry and Natural Sciences No 146 61 Jukka Lipponen: Estimation methods for cardiovascular signal analysis Table 6.1: Parameter correlations with BLC and mean RR-interval for protocols P1 and P2. Lag defines the time where the best correlation is found and group, individual, maximum and minimum correlations are estimated using this lag. Group correlation is estimated directly from all BLC vs. parameter measurements (11 measurements × 6 subjects = 66 points, significance of correlation: ∗ p<0.01, ∗∗ p<0.001) and individual correlation is mean of each subjects’ individual lactate vs. parameter correlation. parameter and protocol RR (s) CO2 /O2 TCRT T-kurtosis φT θT parameter and protocol RR (s) CO2 /O2 TCRT T-kurtosis φT θT P1 P2 P1 P2 P1 P2 P1 P2 P1 P2 P1 P2 P1 P2 P1 P2 P1 P2 P1 P2 P1 P2 P1 P2 Lactate lag (s) -97 -91 -126 -176 -81 -37 -102 -51 189 203 194 190 RR lag (s) 0 0 -112 -17 -52 -195 -81 -47 235 190 -68 -188 r(goup) -0.65∗∗ -0.59∗∗ 0.69∗∗ 0.61∗∗ -0.44∗∗ -0.38∗ 0.68∗∗ 0.76∗∗ 0.54∗∗ 0.60∗∗ -0.54∗∗ -0.76∗∗ r(individ.) -0.87 -0.76 0.75 0.76 -0.70 -0.62 0.86 0.80 0.39 0.54 -0.48 -0.53 max -0.79 -0.64 0.88 0.83 -0.52 -0.23 0.92 0.88 0.70 0.85 0.05 0.34 min -0.93 -0.84 0.59 0.67 -0.97 -0.88 0.77 0.68 -0.14 -0.14 -0.82 -0.91 r(group) 1.00 1.00 -0.82∗∗ -0.75∗∗ 0.57∗∗ 0.61∗∗ -0.81∗∗ -0.78∗∗ -0.02 -0.11 0.13 0.20 r(indivi.) 1.00 1.00 -0.87 -0.74 0.68 0.73 -0.88 -0.86 0.17 0.23 0.14 0.16 max 1.00 1.00 -0.81 -0.5 0.84 0.88 -0.70 -0.69 0.91 0.89 0.92 0.81 min 1.00 1.00 -0.96 -0.89 0.32 0.31 -0.96 -0.95 -0.92 -0.28 -0.72 -0.82 parameters and BLC, were applied as follows. BLC was used as a dependent variable and the VECG parameters as explanatory variables. In each step of stepwise linear regression procedure, the explanatory variable which improved the model most was added to the model until the improvement was statistically significant. Lin- 62 Dissertations in Forestry and Natural Sciences No 146 Results ear regression results were calculated from the 132 data points (11 measurement values per protocol, 2 protocols per subject and 6 subjects). According to the Stepwise linear regression procedure, the best predictor for BLC was T-wave kurtosis and the best linear regression model for BLC concentration was attained by using T-kurtosis, θ T , φT and SDNN as descriptive variables. Secondly, the mean RR interval was taken as the first descriptive variable to reveal which of the parameters could provide additional information to complement heart rate. When RR interval was selected into the model, the predictive accuracy of the model was improved by adding φT , T-kurtosis and θ T parameters into the model. 6.4 MODELING OF ARTERIAL BAROREFLEX In study IV overall and neural BRS were studied in relation to arterial elasticity. BRS estimation were made using the MAR-model presented in methods section 4.3.3. The MAR-model enables separation of feedforward and feedback effects between time series measured from cardiovascular system, i.e. RR interval, BP and carotid artery diameter. As mentioned in section 5.4, carotid artery ultrasound video, BP and ECG were measured simultaneously from 28 healthy subjects with a high probability to have normal BRS (healthy group) and 15 old subjects with type 1 diabetes who were very likely to have reduced arterial stiffness and reduced overall BRS. The advanced BRS estimation methods combined with versatile subject group provided a good opportunity to study the relationship between arterial stiffness and BRS without any biasing factors. R-wave fiducial points were first detected from the ECG using a QRS detection algorithm and secondly beat-to-beat SBP and DBP values were detected from BP signal. From the ultrasound images of carotid artery, arterial diameter was detected frame-by-frame using neural network edge detection algorithm similar in a previous report [129]. Maximum diameter time series (ds ) and minimum Dissertations in Forestry and Natural Sciences No 146 63 Jukka Lipponen: Estimation methods for cardiovascular signal analysis diameter time series (dd ) were constructed by detecting maximum and minimum diameter values from each beat segment, similarly as for blood pressure. Arterial elasticity was estimated as a mean value of beat-to-beat β indexes (see equation (2.4)). In the overall BRS estimation, a two dimensional MAR-model was constructed using RR and SBP time series as described in section 4.3.2. Similarly for estimation of neural BRS, RR and ds time series were used to construct the MAR-model. Figure 6.10 shows RR, SBP and ds time series and spectrums of one representative cases from diabetic and healthy groups. In addition, coherences and transfer function gains are also presented at the bottom of figure 6.10. The constructed time series and MAR-spectrums reveal that even though mean RR interval was similar in both subjects, RR variation was slightly higher in the healthy subject. In contrast, the BP changes observed in diabetic subject were higher, especially at low-frequency band (0.04-0.1 Hz). Transfer function gains and coherences were estimated using the non-causal and causal approach to reveal any bias caused by feedforward variation to these estimates, see figure 6.10. The coherence value estimated using causal method (dashed line)was reduced as compared to non-causal coherence (solid line). The transfer function gain estimates on the other hand did not reveal as clear changes between causal and noncausal methods. In figure 6.11, shows a comparison between the traditional BRS estimation method and the causal estimation with the Bland-Altman plot. The estimation methods for overall BRS estimation are compared in the upper subfigure and methods for neural BRS estimation in the lower subfigure. With low BRS values, both methods gave comparable results, however, when there were high overall BRS values, the traditional method seemed to produce lower values than the causal method. When comparing the neural BRS estimates, in most cases the traditional method overestimated the BRS gain, however there were a few subjects in whom the traditional method gave smaller values than the causal method. In figure 6.12, neural and overall BRS, estimated using causal 64 Dissertations in Forestry and Natural Sciences No 146 Results Healthy Diabetic 10 PSBP (mmHg2/Hz) PRR (s2/Hz) 1.2 1 0.8 150 (mm /Hz) 6.3 6.1 5.9 5.7 0 0 × 10−3 Pd s 2 6 100 CohRR,d s 1 50 time (s) 0.5 0 3 0 0 0.5 f (Hz) 1 0.5 0 × 10−3 2 s 40 TRR,d CohRR,SBP 0 TRR,SBP 5 10 130 20 0 × 10−3 20 140 ds (mm) SBP (mmHg) RR (s) 1.4 0 f (Hz) 0.5 1 0 0 f (Hz) 0.5 Figure 6.10: Measured time series and estimated spectra, coherences and transfer function gains, for one healthy (blue line) and one diabetic (black line) subject. The top three rows of the subfigures represent RR-interval (RR), systolic blood pressure (SBP) time series and maximum diameter (ds ) timeseries and their spectral density functions (PRR , PSBP and Pds ). Spectras are estimated using bivariate AR model. The two bottom rows of subfigures represents coherences (Coh RR,SBP ) and transfer function gains (HRR,SBP ) between SBP and RR and similarly between ds and RR (Coh RR,ds and HRR,ds ). Traditional coherences and transfer function gains are presented as solid lines and their causal counterparts as dashed lines. and non-causal methods are presented as a function of arterial elasticity (β). As expected, overall BRS and arterial elasticity are reduced in diabetic subjects. Neural BRS was also reduced in dia- Dissertations in Forestry and Natural Sciences No 146 65 20 (ms/mmHg) BRSSBP,RR − BRSSBP → RR Jukka Lipponen: Estimation methods for cardiovascular signal analysis 0 −20 −40 0 10 → RR 1 (ms/mm) s s BRSd ,RR − BRSd Healthy Diabetic 20 30 Average BRSSBP (ms/mmHg) 40 0.5 0 −0.5 −1 0.2 0.4 0.6 0.8 1 1.2 Average BRSd (ms/mm) 1.4 1.6 Figure 6.11: Bland-Altman plot for differences between traditional and causal BRS estimates. Upper subfigure displays differences between overall BRS estimates and in the lower subfigure the neural BRS estimates are compared. In both subfigures, BRS values of diabetic subjects are marked with circles and BRS of healthy subjects with stars. betic subjects however not as severely as overall BRS. It is interesting however that for three diabetic subjects, the overall BRS was reduced but the neural BRS was close to the mean value of the healthy group. 66 Dissertations in Forestry and Natural Sciences No 146 Results Diabetic 2 BRSd ,RR (ms/mm) 40 0 1 s 20 2 6 β 9 0 12 2 6 β 9 12 2 6 β 9 12 (ms/mm) 2 → RR 40 0 1 s 20 BRSd BRSSBP → RR (ms/mmHg) BRSSBP,RR(ms/mmHg) Healthy 2 6 β 9 12 0 Figure 6.12: BRS estimates of healthy (stars) and diabetic subjects (circles) as a function of artery elasticity. Upper subfigures display overall BRS (left) and neural BRS (right) estimated using the traditional approach and the lower subfigures show the overall BRS and neural BRS estimated with the causal method. Dissertations in Forestry and Natural Sciences No 146 67 Jukka Lipponen: Estimation methods for cardiovascular signal analysis 68 Dissertations in Forestry and Natural Sciences No 146 7 Discussion and conclusion Accurate methods for cardiovascular signal analysis, parameter estimation and modeling can reveal diseases, disease complications or other unwanted events in the human body. In this thesis, methods for cardiovascular signal analysis, in particular for accurate ECG parameter estimation and BRS, analysis were developed and validated. Developed ECG analysis method were used to study cardiac repolarization changes during insulin induced hypoglycemia (studies I and II) and VECG changes during exercise (study III). It was hypothesized that hypoglycemia and increased blood lactate concentration could induce detectable changes to cardiac repolarization parameters and thus that some of those parameters could be used for detection of decreased blood glucose or increased lactate concentrations. In study IV multivariate AR modeling was used to study the relations between neural BRS, overall BRS and arterial elasticity. It was hypothesized that neural BRS estimated using causal estimation method would describe better the neural segment of BRS function than the traditionally used BRS estimates. 7.1 ECG PREPROCESSING ECG and VECG parameters are important tools for clinicians for diagnostic purposes, but, in the future, similar parameters could be used for monitoring human beings during their daily lives. For example these parameters could be used for preventing hypoglycemic events or for monitoring performance during exercise. However, the accurate estimation of different ECG parameters is problematic during the conditions when an individual is exercising or under non-laboratory measurements, where SNR is low. In this thesis, a PCR based method for single lead ECG preprocessing was developed (study I) and the method was expanded to multilead ECG purposes in study III. The PCR method is based on a model for Dissertations in Forestry and Natural Sciences No 146 69 Jukka Lipponen: Estimation methods for cardiovascular signal analysis the QRS-complex and the T-wave which is constructed using prior information of either earlier T-waves or T-waves in the whole measurement. Because of the prior information, the method is robust for noise, and thus, suitable for analyzing low SNR ECG recordings acquired in different nonlaboratory environments. The PCR method has been successfully used in many kind of signal processing applications, for separating signals from different sources, i.e. differentiating maternal and fetal ECG [130], for cardiovascular diagnostics [131] and for diagnostics of Parkinson disease [132]. However, this is the first time when PCR has been used for modeling ECG wave forms and improve the accuracy of estimated ECG parameters. In study I, the performance of the PCR method to denoise normally distributed random noise from a single lead ECG was tested, and in study III, VECG denoising properties were tested using one VECG measurement with real life noise. Section 6.1 of this thesis provides a more general validation of PCR method because testing was conducted using ten individual measurements and real life noise collected from exercise ECG measurement. More specifically, the performance of the PCR method was tested using ten high SNR VECG recordings, the SNR of which were decreased by adding real life noise collected from exercise VECG measurements. It was observed that PCR achieved comparable results with SG filtering and time domain filtering in high SNRs, but the performance was better with low SNR situations, as shown in figures 6.2 and 6.4. PCR increased SNR approximately 8dB in low SNR situations which was better than the performance of SG-filtering (4dB) or time domain filtering (2dB). Parameters estimated from ECG preprocessed with PCR method were also more accurate than parameters estimated from SG or time domain filtered ECGs. For example, from figure 6.4 can be seen that errors of RT-apex estimated from ECG with 15dB SNR were after PCR preprocessing: 0.5±6.2 ms (mean ± 2 × SD), SG-filtering 1.0±10.9 ms and after time domain filtering 0.5 ± 13.6 ms. The limitations of the PCR method are related to large and sud- 70 Dissertations in Forestry and Natural Sciences No 146 Discussion and conclusion den ECG morphological changes, if morphology of QRS-complex or T-wave changes abruptly then the PCR basis vectors are not able to model these changed waveforms. This problem can be mitigated by updating PCR base vectors dynamically during the measurement. However even the dynamic updating does not invariably solve this problem, for example in subjects who have cardiogenic disease, the morphology of the ECG waves can change quite suddenly. In conclusion the noise simulations conducted in this thesis reveal that performance of PCR noise reduction method is better than traditionally used methods. Thereby, the PCR approach can be recommended for use when estimating ECG or VECG parameters in low SNR situations, for example during exercise or measurements made outside the laboratory. 7.2 ECG CHANGES DURING HYPOGLYCEMIA As explained in section 2.5, hypoglycemia may result in seizures or cognitive problems which can be dangerous in specific conditions, for example when driving a car [133]. It has also been hypothesized that the abnormal cardiac repolarization characteristics observed in hypoglycemia would be connected to the so-called dead-in-bed syndrome [134–136]. Therefore, changes in repolarization affected by hypoglycemic event have been widely studied and some attempts have even been made to predict hypoglycemic events based on ECG measurement [14, 15]. Study II was a dynamic analysis of ECG repolarization characteristics during hypoglycemia. In many of the previous studies, only diabetic and/or healthy test subjects have been considered without taking any account of the duration of diabetes. Although it is known that the ANS response to hypoglycemic events is lower in diabetics who have suffered the disease for a longer period as compared to patients with shorter disease histories or to healthy subjects. In study II, healthy and two groups of diabetic subjects (divided by disease duration) were studied. Dissertations in Forestry and Natural Sciences No 146 71 Jukka Lipponen: Estimation methods for cardiovascular signal analysis Many of the earlier studies have also utilized normoglycemic and hypoglycemic clamps but studied them separately, however that kind of set-up does not reveal the dynamics of cardiac repolarization changes during changes of BGC. In study II, ECG repolarization characteristics were estimated using the PCR method which conferred advantage in comparison to traditional methods, because of its better noise reduction. Thereby, all parameters could be defined in a beat-to-beat basis and parameter changes during the whole measurement could be tracked. The prolongation of QTc interval occured during hypoglycemia in all groups (see figure 6.7), which was in agreement with previous studies [13, 62, 70]. However, it was also noticed that there was progressive prolongation of the QTc interval when BGC remained at a low level, this could be observed in Healthy and T1DM groups as shown in figure 6.7. In addition, the ECG changes related to hypoglycemia that were detected in the T1DMc group were smaller than the corresponding changes in Healthy or T1DM groups. For example, the RT-ratio increased slightly in Healthy and T1DM groups, whereas in T1DMc group no such change was observed. The findings of study II support the hypothesis that diabetics with a long history of the disease might have become more habituated to hypoglycemia and their autonomic and/or hormonal responses to hypoglycemia would be impaired. Recent studies have shown that there are three probable reasons to explain how hypoglycemia changes heart electrical activity. The first putative cause is hyperinsulinemia induced by hypokalemia. As described in section 2.2, potassium ions have significant role on the activation of cardiac cells and thus hypokalemia could affect cardiac repolarization. Hypokalemia also develops together with hypoglycemia, and therefore, the ECG changes evoked by hypokalemia should be coincident with hypoglycemia [13]. The second possible source is that hypoglycemia can influence the neural regulation which would then have a clear effect on cardiac activity [66]. For example, there was an increase in parasympathetic activation observed during hypoglycemia. Neural regulation of car- 72 Dissertations in Forestry and Natural Sciences No 146 Discussion and conclusion diac activity is rather rapid, and thus, the changes in ECG should tend to be coincident with hypoglycemia. The third probable cause is that hypoglycemia affects hormonal secretion (increase in the release of glucagon, growth hormone, adrenaline and noradrenaline). For example adrenaline is known to exert significant effects on cardiac cell activity [36]. The ECG changes caused by hormonal effects would occur with a delay which could explain the time lag observed between hypoglycemia and the cardiac repolarization changes found in study II. It is also known diabetics with a long disease duration experience reduced secretion of adrenaline and glucagon during hypoglycemic events as compared to healthy or T1DM subjects [137]. This could explain why the cardiac repolarization changes observed in study II were also less marked in diabetics with a long history of diabetes. One interesting reason for analyzing ECG changes during hypoglycemia is the possibility to detect hypoglycemic events directly from ECG recordings. An ECG based hypoglycemia detector which could display an alarm should the patient’s BGC fall below a certain level and this could prevent the patient from suffering the symptoms of hypoglycemia. However, study II revealed a few major challenges that would need to be overcome before such a system could be developed. The first challenge is that cardiac repolarization changes seem to appear with a delay as compared to hypoglycemia itself. Secondly diabetics seem to habituate to hypoglycemic events and thus changes become less marked as a function of disease progression. The extensive individual differences related to ECG changes occurring during hypoglycemia could be also problematic. Furthermore, it should be noted that any anomalies in ECG waveforms such as significant changes in T-wave morphology (e.g. partly inverted or fully inverted T-wave) cause also significant problems for such a detection algorithm, and thus, these anomalies would need to be detected and handled appropriately. However, the results of study II show that if the BGC is extremely low (<2 mmol/l), the resulting ECG changes are so significant that a hypoglycemia could be detected at least for diabetics with sort Dissertations in Forestry and Natural Sciences No 146 73 Jukka Lipponen: Estimation methods for cardiovascular signal analysis disease history. The biggest limitations of study II were the relatively small group sizes (9 Healthy, 6 T1DM and 7 T1DMc subjects). However, the inclusion of both diabetics with disease related complications and otherwise healthy control diabetics was a clear strength of the study. It would also be interesting to examine how repolarization characteristics change when BGC started to be restored after hypoglycemia. Unfortunately study II this part could not be analyzed because the measurements were terminated after the hypoglycemic period. Another limitation of the study is that the blood potassium concentration was not measured during the tests. Potassium can affect cardiac repolarization, and thus, one cannot fully evaluate the reasons behind the changes noted in the repolarization characteristics. In conclusion results of the study II revealed that ECG based hypoglycemia detection is possible at least for diabetics with short history of diabetes. Results revealed that diabetics with long history of disease are more habituated to hypoglycemic changes than diabetics with short disease history. In addition results indicated also that ECG changes seem to appear with a delay as compared BGC changes. 7.3 VECG PARAMETERS DURING EXERCISE Exercise performance estimation is an important tool for athletes and sports since it allows optimization of training intensities. Nowadays there are practical applications of HR for monitoring exercise performance. Previous studies have shown that some VECG parameters are not fully related to HR and the values differ between the exercise and recovery periods [16–18]. ANS or an exercise induced increase in the level of analytes has been thought to change the action potential durations and to be reason for these changes [16, 36]. In study III, it was hypothesized that more information from physiological performance could be attained by monitoring the depolarization and repolarization phase of heart muscle 74 Dissertations in Forestry and Natural Sciences No 146 Discussion and conclusion via VECG measurements, instead of focusing simply on HR analysis. In study III, repolarization and depolarization waveforms were parameterized using φT , θ T , φR and θ R which present orientations of VECG loops and TCRT which describes spatial deviation between repolarization and depolarization wave-fronts. These VECG parameters were compared to different exercise intensity markers including RR, ventilatory parameters (minute ventilation and carbon dioxide oxide ratio) and in particular to BLC. The aim of the study was to evaluate if different VECG parameters could provide more information, above what could be obtained via HRV parameters, on physiological performance during the exercise. Therefore, correlations were calculated between VECG parameters, BLC and ventilatory parameters during exercise and recovery periods. Two cycloergometer protocols were designed to trigger changes in the BLC levels but with different HR profiles in order to be able to identify those parameters actually correlating with BLC irrespective of HR. The VECG parameter correlations with BLC were examined using different time lags as shown in figure 6.9. It was observed that BLC changes were delayed for 1-2 minutes when compared to RR interval, T-kurtosis and TCRT in both protocols. During bicycle exercise, lactate is produced in the active muscles (mainly in the large leg muscles). When one considers the blood volume of the vascular system, it is clear that it takes some time before any change of BLC can be measured in blood taken from the fingertip. During the exercise and recovery period kidney, liver, heart and inactive muscles are organs which slowly metabolize and thus remove lactate from the blood [138, 139]. The results of study III (see figure 6.9 and table 6.1) revealed that the with respect of the measured parameters T-kurtosis correlation was highest for BLC with protocol P1, whereas in protocol P2 the highest correlation with BLC was found from the VECG parameter θ T . The mean individual correlations to BLC were also high for mean RR interval, TCRT and T-kurtosis and the highest corre- Dissertations in Forestry and Natural Sciences No 146 75 Jukka Lipponen: Estimation methods for cardiovascular signal analysis lation was achieved using a negative time lag for all parameters. TCRT and T-kurtosis also displayed high correlations with mean RR interval; the similar time lag and the high correlation values are evidence of the clear relationship between these parameters and the mean RR interval. When changes of θ T and φT were examined there was one subject whose BLC were very low and parameter changes were opposite than those encountered in the other subjects and this reduced the mean individual correlation value of these parameters. Nonetheless the group correlations of θ T and φT with respect to BLC were high and with respect to RR very low. With respect to the time lag estimation, it was observed that θ T and φT were delayed even when compared to BLC (which changed with delay as compared to RR). Therefore it is hypothesized that the changes in these loop orientation parameters were not directly related to changes in RR interval. Stepwise linear regression results revealed that VECG parameters could be related to exercise intensity. Furthermore, some of the VECG parameters (namely T-kurtosis, θ T and φT ) seemed to provide information on exercise intensity beyond that provided by RR and HRV. Although it should be noted, that the errors of the linear stepwise regression are not independent due to the individual differences in the observed time series. This violates the assumptions of the stepwise regression procedure and thus the actual predictive values of different parameters could not be evaluated. Therefore, the findings of this study will need to be verified with a larger sample size. The biggest limitation of this study is the small number of participants (only 6). Although, two protocols were performed for each participant, this was not sufficient to allow the creation of a properly formulated statistical model between lactate and VECG parameters. In addition, the length of time required for recovery was underestimated because all parameters had not returned their baseline values at the end of the recovery period. Finally, a minor disadvantage is that BLC was defined from venous blood (taken from the fingertip) which could had a higher BLC than arterial blood present 76 Dissertations in Forestry and Natural Sciences No 146 Discussion and conclusion in the heart. In conclusion could be said that BLC and spirometric measures themselves contain several drawbacks for monitoring training intensity and there is a clear need for method which would adjust training intensities and recovery times. There are several benefits associated with the VECG measurement; noninvasive procedure, possibility for continuous monitoring and real time feedback of exercise intensity. The findings of the study III revealed that there were relations between VECG parameters and exercise intensity markers and thus VECG parameters could be useful in determining the current physiological condition for fitness enthusiasts and athletes during exercise. 7.4 OVERALL AND NEURAL BAROREFLEX SENSITIVITY In study IV simultaneously acquired continuous ECG and BP signals and carotid artery ultrasound video were analyzed from 15 subjects with type I diabetes and 28 healthy subjects. These measurements made it possible to estimate arterial elasticity, overall and neural BRS. The inclusion of diabetic subjects in the study population also made it possible to analyze BRS estimates over a wide range of values of arterial elasticity. Both BRS parameters (neural and overall BRS) were estimated using traditional and causal transfer function analysis. Study IV was the first time that causal transfer function analysis used in the neural BRS estimation. The advanced BRS estimation method combined with the diverse subject group represent a good way to study the relationship between arterial stiffness and BRS without biasing factors. In earlier studies, the non-causal method has been shown in general to overestimate the BRS gain [7, 45, 46]. The results of study IV support this claim only partly as can be seen from Bland-Altman data presented in figure 6.11, which reveals that for high overall BRS values, the causal method gave higher values than those obtained with traditional BRS estimates. On the other hand, the noncausal method seemed to overestimate slightly the neural BRS val- Dissertations in Forestry and Natural Sciences No 146 77 Jukka Lipponen: Estimation methods for cardiovascular signal analysis ues (BRSds ,RR ). This was especially apparent for low neural BRS values, although there were a few exceptions. The results of study IV indicate that the causal analysis method would be advantageous especially if the analyzed dataset is expected to contain low or very low BRS values. In such cases, the effect of feedforward variation can lead to an overestimation of BRS and misclassification of reduced BRS i.e. it would be classified as normal. From figure 6.12 it was observed that neural BRS showed normal values even in a few old diabetic subjects. In these subjects, overall BRS was reduced probably because of the low arterial elasticity, but ANS function seemed to be preserved as reflected in the neural BRS. The results support the claim that in the BRS estimation in is recommended to take account of diameter variation, if BRS is being used as a specific measure of ANS. For example, it could be argued that reduced BRS values in patients with myocardial infarctions [43] could have resulted from reduced elasticity in conjunction with autonomic dysfunction. Overall BRS has been also used as a marker of CAN in diabetic subjects [44], because the reduction in the arterial elasticity, autonomic nervous system could be functional even though the overall BRS is reduced (see figure 6.12). Thereby it would be very interesting to compare commonly used CAN markers from diabetic subjects with neural BRS rather than the overall BRS. The greatest technical limitation of study IV was that blood pressure was measured from the finger and not from the carotid artery where ultrasound measurement was made which is also the site where the baroreceptors are located. However only a noninvasive measurement was feasible from an ethical standpoint. Another limitation relates to respiration which has been shown to be a latent variable when conducting a cardiovascular causality analysis and therfore it has been recommended to include respiration into a MAR-model [123]. Respiration was not measured in this study, but the error attributable to this factor was minimized by limiting the analysis to those subjects whose respiration rate (estimated from the ECG) was above 0.17 Hz (2 subjects had to be excluded) and 78 Dissertations in Forestry and Natural Sciences No 146 Discussion and conclusion BRS estimates were calculated only using the LF-band. Neural BRS could provide valuable information on the functioning of neural pathways and cardiovascular system, although there are a few technical challenges which complicate neural BRS measurements. An appropriate measurement duration is one factor, in study IV 2-min measurements were used, which is a rather short period with which to obtain reliable BRS estimation. However, longer ultrasound imaging of carotid artery is very challenging because of the movements caused by respiration and swallowing. Furthermore, questions have been raised about the accuracy of BRS estimation from spontaneous BP and RR fluctuations in the supine position [45], because of the minor variation in BP and RRinterval. In study IV it was observed that these technical limitations led to a narrow frequency range where coherence was significant between RR and SBP, and RR and ds , therefore the accuracy of BRS estimate was reduced. The bias caused by these sources may partly explain the increased causal BRS values when compared to traditional BRS estimates. In conclusion, the results of study IV indicate that BRS estimates which provide specific information from ANS function should be computed from variations in arterial diameter using the causal estimation method. 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Physiol.. 92 (2002). [139] L. B. Gladden, “Lactate metabolism: a new paradigm for the third millennium,” J. Physiol. 558 (2004). Jukka Lipponen Estimation Methods for Cardiovascular Signal Analysis Cardiovascular measurements are important diagnostic tools for clinicians and measurements could be also used for monitoring humans during their everyday life, for example, in order to detecting hypoglycemic events in diabetic subjects. In this thesis novel approaches for estimating the functioning and condition of the cardiovascular system were developed. Findings demonstrate the usability of these new methods in cardiovascular monitoring. Publications of the University of Eastern Finland Dissertations in Forestry and Natural Sciences isbn 978-952-61-1532-0