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P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY T1: OSO Printer: Yet to come GRBT291-3641G GRBT291-Gabrielli-v2.cls October 23, 2008 CHAPTER 37 ■ FLEXIBLE BRONCHOSCOPY MICHAEL A. JANTZ Flexible bronchoscopy is an essential diagnostic and therapeutic tool in the intensive care unit (ICU). Potential indications for flexible bronchoscopy in the ICU include airway management (intubation, changing of endotracheal tubes, and extubation); diagnosis of respiratory infections, parenchymal lung disease, acute inhalational injury, or airway injury from intubation or chest trauma; and treatment of hemoptysis, atelectasis, foreign bodies, obstructing airway lesions, and bronchopleural fistulae. From a diagnostic standpoint, flexible bronchoscopy can identify the etiology of hemoptysis and the cause of pulmonary infection. Compared with rigid bronchoscopy, flexible bronchoscopy offers enhanced visualization of the proximal and distal airways, is associated with fewer complications, and can be performed at the bedside, averting the need for general anesthesia and operating room resources. However, for management of massive hemoptysis, difficult-to-extract foreign bodies, bronchoscopic laser resection, and benign or malignant obstruction of the trachea or bilateral mainstem bronchi, rigid bronchoscopy may be the procedure of choice. Both fiberoptic and video bronchoscopes are utilized for flexible bronchoscopy in the ICU. Video bronchoscopy allows for better resolution of the image because of the greater number of pixels on the charge-coupled device for image acquisition. In contrast, the resolution of the traditional fiberoptic bronchoscope is determined by the diameter of the optical fibers and seems to have reached its technological limit. With the video bronchoscope, as well as with attachment of a camera head to the fiberoptic bronchoscope, observation by multiple parties is possible, which decreases the possibility of missed findings and facilitates teaching and education. Compared with video bronchoscopes, the fiberoptic bronchoscope is less expensive, although improper use and care can result in broken optical fibers and thus higher repair costs over time. PROCEDURE General Considerations In nonintubated patients, flexible bronchoscopy can be performed by the transnasal or transoral route with a bite block. In the mechanically ventilated patient, gas exchange abnormalities may occur due to the bronchoscope occupying a significant portion of the internal diameter of the endotracheal tube (ET) (1). This reduction in the cross-sectional area of the ET may lead to hypoventilation, hypoxemia, and air trapping with intrinsic positive end-expiratory pressure (auto-PEEP). The outer diameter of the bronchoscope should be at least 2 mm smaller than the lumen of the ET to minimize these effects. As most adult bronchoscopes have an outer diameter of 5 to 6 mm, an 8-mm ET is generally recommended for performing bronchoscopy safely in the intubated patient. A pediatric bronchoscope with an outer diameter of 3 to 4 mm should be used if the ET is smaller. Informed consent for the procedure should be obtained prior to starting bronchoscopy. Enteral feeding or oral intake should be discontinued for 4 hours before and 2 hours after the procedure. Patients with asthma should receive bronchodilators prior to bronchoscopy. Platelet counts and coagulation studies should be obtained in those patients with risk factors for bleeding if the bronchoscopic procedure will include biopsies. In the ICU setting, most patients will be monitored with a continuous electrocardiogram, pulse oximetry, and intra-arterial blood pressure or intermittent cuff blood pressure every 3 to 5 minutes. Monitoring intracranial pressure (ICP) and endtidal CO2 has been suggested for patients with a serious head injury (2). Equipment for reintubation and bag-valve-mask ventilation should be readily available, and suctioning equipment, including Yankauer and endotracheal catheters, should be accessible at the bedside. In addition to sedatives and analgesics, resuscitation medications should also be on hand. It is prudent to have materials for chest tube thoracostomy located in the ICU. Premedication Topical anesthesia is typically used to suppress the gag reflex and coughing. Nonintubated patients will undergo topical anesthesia of the nares and oropharynx with lidocaine jelly and nebulized or sprayed lidocaine. The tracheal and bronchial mucosa is anesthetized with 1% lidocaine solution. In intubated patients, the 1% lidocaine can be administered through the endotracheal tube or through the working channel of the bronchoscope after insertion into the ET. Lidocaine is absorbed through the mucous membranes and achieves peak serum concentrations that are similar to that of intravenous administration. The total dose of lidocaine should not exceed 3 to 4 mg/kg. Patients with cardiac or hepatic insufficiency have reduced clearance of lidocaine, and thus the dose should not exceed 2 to 3 mg/kg. The use of lidocaine should be kept to a minimum if samples for culture are to be obtained, as bacteriostatic lidocaine preparations may decrease culture yields. The administration of antisialagogues, such as atropine or glycopyrrolate, has been recommended in the past to reduce secretions and prevent bradycardia, although recent studies suggest no benefit from use of these drugs (3). Sedation and analgesic agents are often used during bronchoscopy to provide anxiolysis, antegrade amnesia, analgesia, and cough suppression. A combination of opiates and benzodiazepines is typically used. The most commonly used 505 13:42 P1: OSO/OVY GRBT291-37-39 506 P2: OSO/OVY QC: OSO/OVY T1: OSO GRBT291-3641G GRBT291-Gabrielli-v2.cls Printer: Yet to come October 23, 2008 Section III: Techniques, Procedures, and Treatments benzodiazepine is midazolam, given its short elimination halflife and rapid onset of action. Fentanyl is the most commonly used opiate, again due to a short elimination half-life. Meperidine has also been used for bronchoscopy, although clearance is decreased with hepatic and renal failure, and accumulation of a toxic metabolite, normeperidine, may cause seizures. Propofol may also be used in intubated patients and patients with adjunctive airway support (4); advantages include rapid onset and offset of action, with the potential disadvantage of druginduced hypotension. The type and level of sedation required depend on the clinical status. Nonintubated patients, particularly with borderline oxygenation and ventilation or with central airway obstruction, should likely receive light or moderate sedation. Unstable hypoxic patients with acute respiratory distress syndrome (ARDS) and patients with brain injury may require deep sedation, or even neuromuscular blockade, to safely perform the procedure (5). Mechanical Ventilation In mechanically ventilated patients, a special swivel adapter, with a perforated diaphragm through which the bronchoscope is passed, is used to prevent loss of delivered tidal volumes (6). As previously noted, bronchoscopy in the mechanically ventilated patient may cause hypoxemia, hypoventilation, generation of auto-PEEP, and potential barotrauma. The lumen of the ET should be 2 mm larger than the external diameter of the bronchoscope. Decreases in delivered tidal volumes will occur during pressure-limited, time-cycled ventilator modes, as well as when flow-limited, volume-cycled breaths become pressure limited. To reliably ensure tidal volume delivery, volumecycled breaths should be used during bronchoscopy. Because the increase in peak pressure is dissipated along the endotracheal tube and does not represent an increased risk for barotrauma, the peak pressure limit on the ventilator can be significantly elevated to ensure delivery of tidal volume. The high peak pressures seen during bronchoscopy are not reflective of pressures distal to the endotracheal tube. The problem with high peak pressures is ventilator pressure limiting, resulting in decreased effective tidal volume. Decreasing inspiratory flow rate decreases peak pressures and pressure limiting, but may paradoxically increase predisposition to auto-PEEP by decreasing the expiratory time. Set tidal volumes may need to be increased by 40% to 50% in some patients to achieve adequate tidal volumes. Barotrauma and hypotension may occur if the bronchoscope-added expiratory resistance leads to auto-PEEP. Some authors advocate reducing set PEEP or discontinuing PEEP prior to bronchoscopy (1). The fraction of inspired oxygen (FiO2 ) should be increased to 1.0 prior to and during the procedure to ensure adequate oxygenation. Exhaled tidal volumes should be monitored during the procedure. The bronchoscope should be withdrawn periodically to allow for adequate ventilation; prolonged suctioning through the bronchoscope can decrease delivered tidal volumes and oxygenation. Bronchoalveolar Lavage Bronchoalveolar lavage (BAL) allows for sampling of cellular and noncellular components from the lower respiratory tract. The tip of the bronchoscope is wedged into a distal airway, and sterile saline solution is instilled through the bronchoscope and then aspirated with the syringe or suctioned into a sterile trap. Aliquots of 20 mL to 60 mL are generally used. Infusions of 120 mL to 240 mL are needed to ensure adequate sampling of secretions in the distal respiratory bronchioles and alveoli (7– 9). Aspiration of aliquots by syringes in a serial fashion allows for detection of progressively bloodier aliquots, which strongly suggests the presence of alveolar hemorrhage. The first aliquot of aspirated fluid is likely to contain a significant amount of material from the proximal airways. As such, some authors recommend discarding this aliquot or analyzing the aliquot separately from the remainder of the fluid (7). In patients with emphysema, collapse of the airways with negative pressure during aspiration or suctioning may limit the amount of fluid obtained. The very small fluid return in these patients may contain only diluted material from the proximal bronchi rather than the alveoli, and thus may give rise to false-negative results (10). Suctioning prior to having the bronchoscope in the appropriate wedged position should be minimized to avoid contamination with upper airway secretions and potential false-positive results. In addition to quantitative bacterial cultures for the diagnosis of ventilator-associated pneumonia, BAL samples may also be sent for cytology, antigen tests, and polymerase chain reaction tests, which provide additional information for the diagnosis of noninfectious and infectious etiologies of pulmonary disease as compared to the protected specimen brush. Protected Specimen Brush The protected specimen brush (PSB) is used to obtain a lower respiratory tract specimen for microbiology that is not contaminated by organisms in the proximal airways. The PSB consists of a retractable brush within a double-sheathed catheter that has a distal dissolvable plug occluding the outer catheter (11,12). After the tip of the bronchoscope is positioned in the desired area, the catheter is advanced through the working channel and situated 1 to 3 cm beyond the distal end of the bronchoscope to prevent collection of secretions pooled around the distal end of the bronchoscope. The inner cannula containing the brush is advanced to eject the distal plug, and the brush is then advanced into the desired subsegment under direct visualization. Once the sample is obtained, the brush is retracted into the inner cannula, the inner cannula is then withdrawn into the outer sheath, and the entire catheter is removed from the bronchoscope. The distal ends of the outer and inner cannula are wiped with alcohol, cut with sterile scissors, and discarded. The brush is advanced beyond the remaining portion of the inner cannula, cut with sterile scissors, and placed in 1 mL of nonbacteriostatic sterile saline or transport media. Quantitative Bronchoalveolar Lavage and Protected Specimen Brush Cultures Specimens for culture should be rapidly processed to prevent a decrease in pathogen viability or contaminant overgrowth. The BAL sample should be transported in a sterile, leakproof container. The initial aliquot, which is thought to be representative of proximal airway secretions, should be discarded or analyzed 13:42 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY T1: OSO Printer: Yet to come GRBT291-3641G GRBT291-Gabrielli-v2.cls October 23, 2008 Chapter 37: Flexible Bronchoscopy separately from the remaining pooled fractions. It is recommended that specimens for microbiologic analysis be processed within 30 minutes, although refrigeration can be used when the specimens cannot be immediately processed (7,13). The specimens should be processed according to clearly defined protocols (14). Pathogens are present in lower respiratory tract secretions, at concentrations of at least 105 to 106 colony forming units (CFU)/mL, in patients with pneumonia, while contaminant bacteria are present at concentrations of less than 104 CFU/mL (15,16). The diagnostic thresholds proposed for BAL and PSB are based on these concentrations with 104 CFU/mL for BAL, which collects 1 mL of secretions in 10 to 100 mL of saline and represents 105 to 106 CFU/mL, which is considered supportive of the diagnosis of ventilator-associated pneumonia. Similarly, the concentration of 103 CFU/mL for PSB, which collects 0.001 to 0.01 mL of secretions in 1 mL of saline, is considered supportive of the diagnosis of ventilator-associated pneumonia. 507 increased risk for hemorrhage with biopsy procedures (20). Patients with pulmonary hypertension have also been noted to be at risk for greater bleeding with transbronchial biopsies. Patients with stable COPD may safely undergo flexible bronchoscopy. Sedation during the procedure should be used cautiously, and the possibility of supplemental oxygen-induced hypoventilation should be considered. Patients with increased ICP should be carefully monitored during flexible bronchoscopy. Bronchoscopy has been noted to increase ICP by at least 50% in 88% of patients with head trauma, despite the use of deep sedation and paralysis (5). Cerebral perfusion pressure may not change, however, due to concurrent increases in mean arterial pressure during bronchoscopy. Despite an increase in ICP, no significant neurologic complications were noted in studies of patients with severe head trauma or space-occupying lesions who were undergoing flexible bronchoscopy (2,5,21). In spite of these observations, caution is warranted in performing bronchoscopy in patients with markedly elevated ICP. Transbronchial and Endobronchial Biopsies Histologic samples of lung parenchyma may be obtained with transbronchial lung biopsies. In patients with diffuse or localized parenchymal diseases, transbronchial lung biopsies may be useful and offer a less invasive option to open lung biopsy. It should be noted, however, that for some interstitial lung diseases and pulmonary vasculitides, transbronchial biopsy specimens are inadequate to make a definitive diagnosis. The major risks of transbronchial biopsies are bleeding and pneumothorax. The risk of pneumothorax is higher when performing transbronchial biopsies in the mechanically ventilated patient (17). Fluoroscopy may not be required to perform transbronchial biopsies in mechanically ventilated patients with diffuse parenchymal disease; however, I would recommend the use of fluoroscopy, if available, to minimize the risk of a life-threatening pneumothorax. A chest radiograph should be obtained in all critically ill or mechanically ventilated patients after transbronchial lung biopsy. Samples of bronchial mucosa and endobronchial abnormalities may be obtained with endobronchial biopsies. Transbronchial and endobronchial biopsies may be sent for bacterial, mycobacterial, and fungal cultures as indicated, in addition to histology. CONTRAINDICATIONS Only a few absolute contraindications to flexible bronchoscopy exist in critically ill patients. Flexible bronchoscopy should not be performed in the absence of informed consent, if trained personnel are not available, if adequate oxygenation cannot be maintained during the procedure, if unstable cardiac conditions are present, or if uncontrolled bronchospasm is present (18,19). The inability to normalize the platelet count and coagulation parameters if biopsy or PSB is planned is a relative contraindication. Airway inspection and BAL may likely be done safely despite thrombocytopenia or coagulopathy unless the abnormalities are profound. The general recommendation is that the platelet count should be at least 50,000 cells/μL if biopsies are going to be performed. Performing biopsies or PSB in patients on antiplatelet agents is controversial. Patients with uremia, which causes a functional platelet defect, are at COMPLICATIONS With appropriate care, flexible bronchoscopy is an extremely safe procedure. The incidence rate of major complications ranges from 0.08% to 0.15%, and the mortality rate ranges from 0.01% to 0.04%. Minor complications (e.g., vasovagal reaction, fever, bleeding, nausea, and vomiting) occur in as many as 6.5% of these patients (22–24). Flexible bronchoscopy in mechanically ventilated patients has the potential for life-threatening complications including hypoxemia, hypercapnia, barotrauma, cardiac arrhythmias, myocardial ischemia, intracranial hypertension, local anesthetic toxicity, and pulmonary hemorrhage. Careful patient selection, meticulous preparation before the procedure, and vigilant physiologic monitoring during the procedure limit complications and mortality. The characteristics of high-risk patients are summarized in Table 37.1. A prospective clinical trial in critically ill, mechanically ventilated patients with ARDS provides important information with regard to the safety of BAL in this patient population. Careful attention was directed toward maintenance of minute ventilation and the limitation of auto-PEEP during the procedure. Severe hypoxemia and hypotension were seen in 4.5% and 3.6% of patients, respectively. No significant reduction occurred in postprocedure pulmonary function, such as static compliance or PaO2 /FiO2 ratio. No deaths were attributed to the procedure. The incidence of pneumothorax was 0.9% (1 of 110 patients) (25). These results are in contrast to other investigators who have shown the potential for significant decline in oxygenation, which can persist for up to 2 hours after the procedure (26). In healthy patients, the arterial partial pressure of oxygen (PaO2 ) may decline by 20 to 30 mm Hg during flexible bronchoscopy (26). In critically ill patients, the decrement in PaO2 can exceed 30 to 60 mm Hg (27,28). In a more recent study of bronchoscopy in critically ill patients, hypoxemia was observed in 29 of 147 procedures (19.7%) (29). The greater the amount of normal saline instilled for lavage during bronchoscopy, the more frequent the hypoxemia—seen in as many as 23% of patients—and the longer its duration, up to 8 hours (30,31). Hypoxemia- and hypercapnia-induced increased 13:42 P1: OSO/OVY GRBT291-37-39 508 P2: OSO/OVY QC: OSO/OVY T1: OSO Printer: Yet to come GRBT291-3641G GRBT291-Gabrielli-v2.cls October 23, 2008 Section III: Techniques, Procedures, and Treatments TA B L E 3 7 . 1 CHARACTERISTICS OF INCREASED-RISK PATIENTS FOR BRONCHOSCOPY ON MECHANICAL VENTILATION PULMONARY PaO2 <70 mm Hg with FiO2 >0.70 PEEP >10 cm H2 O Auto-PEEP >15 cm H2 O Active bronchospasm CARDIAC Recent myocardial infarction (<48 h) Unstable dysrhythmia Mean arterial pressure <65 mm Hg on vasopressor therapy COAGULOPATHY Platelet count <20,000 cells/μL Increase of prothrombin time or partial thromboplastin time 2.0 times control CENTRAL NERVOUS SYSTEM Increased intracranial pressure FiO2 , fraction of inspired oxygen; PEEP, positive end-expiratory pressure. sympathetic tone can result in dysrhythmias, myocardial ischemia, hypotension, and cardiac arrest. Bronchoscopy-associated hypoxemia may be minimized by providing 100% oxygen during the procedure, shortening bronchoscopy time, and frequently withdrawing the bronchoscope from the airway to allow adequate ventilation. Adequate tidal volume delivery should be monitored by observing chest excursions and exhaled tidal volumes in patients undergoing mechanical ventilation. Tidal volume and flow rates must be adjusted to provide adequate ventilation (1,26,32). Complications associated with the administration of sedation, analgesia, and topical anesthesia include hypotension and allergic reactions, as well as hypoventilation, and hypoxemia from oversedation and respiratory depression. The overzealous use of local anesthetic agents within the airways has potential for toxicity with the rapid uptake of these agents into the systemic circulation from the bronchial mucosa (33). Lidocaine is the most commonly used airway anesthetic. The risks of toxicity are decreased with total doses of less than 4 mg/kg of body weight. The duration of airway anesthesia induced by lidocaine is approximately 20 to 40 minutes. Lidocaine in excessive doses can cause sinus arrest and atrial ventricular block, especially in patients with underlying heart disease. Other potential adverse reactions include respiratory arrest, seizures, laryngospasm, and, rarely, hypersensitivity reactions. Although not as commonly used for topical anesthesia, benzocaine has been associated with the development of methemoglobinemia (34). Although rarely associated with bronchoscopy, dysrhythmias are more likely to occur in critically ill patients (35). Major cardiac dysrhythmias occur in 3% to 11% of all patients undergoing bronchoscopy. Hypoxemia is the major risk factor for the development of dysrhythmias (36,37). Laryngospasm (in the nonintubated patient) or bronchospasm can occur in any patient undergoing flexible bronchoscopy, but are more common in patients with pre-existing reactive airway disease. Preoperative bronchodilator therapy significantly reduces the risk of bronchoscopy-induced bronchospasm in most patients with reactive airway disease (38). Although transbronchial biopsy is a relatively safe procedure in patients with normal hemostasis and pulmonary vascular pressures, it is associated with a 2.7% and 0.12% risk of morbidity and mortality, respectively (39). Hemorrhage (more than 50 mL of blood) is more likely to occur in patients who undergo transbronchial biopsy. Risk factors for hemorrhage include thrombocytopenia, coagulopathy, uremia, and pulmonary hypertension. Transbronchial biopsy should be restricted to nonuremic patients with platelet counts greater than 50,000 cells/μL and prothrombin times and activated partial thromboplastin times less than twice that of controls (22, 39, 40). The incidence rate of bronchoscopy-related hemorrhage in normal hosts approaches 1.4%. In immunocompromised hosts, the rate of hemorrhage ranges from 25% to 29%, while hemorrhage occurs in as many as 45% of uremic patients (22,41,42). Administration of desmopressin, 0.3 μg/kg, can reverse the uremic effect on platelet function, although no controlled study evaluating the safety of performing transbronchial biopsies after treatment with desmopressin exists (43). Pneumothorax occurs in fewer than 5% of nonventilated patients undergoing transbronchial biopsy. Tube thoracostomy is required in approximately half of these patients (22). A major risk factor for pneumothorax is positive pressure ventilation, especially if PEEP is used. Rates of pneumothorax after transbronchial lung biopsy in mechanically ventilated patients have been reported up to 7% and 23% (44–46). Fluoroscopic guidance may diminish the risk of pneumothorax. No patient should undergo bilateral transbronchial biopsy procedures during the same bronchoscopic episode because of the small risk of bilateral pneumothorax. Postbronchoscopy fever occurs in as many as 16% of patients. Bronchoscopy-related pneumonia is rare, occurring in fewer than 5%, and bacteremia is exceedingly rare (47,48). In general, endocarditis prophylaxis is not required with flexible bronchoscopy (49). Neurosurgical patients are at risk for intracranial hypertension as a result of bronchoscopy-induced elevation of intrathoracic pressure, arterial hypertension, and hypercapnia. Bronchoscopy-associated cough or retching must therefore be avoided. Deep sedation with or without neuromuscular blockade may be utilized if bronchoscopy is deemed necessary. DIAGNOSTIC AND THERAPEUTIC BRONCHOSCOPY Airway Management Flexible bronchoscopy can provide an efficient and effective means to secure a difficult airway, change an endotracheal tube, and inspect an airway during extubation (50,51). Endotracheal intubation can be technically difficult in select patient groups (Table 37.2). Intubation using flexible bronchoscopy under topical anesthesia, with or without conscious sedation, is an important technique in these patients with compromised airways, particularly if the airway is obstructed or if the trachea is extrinsically compressed by a mediastinal mass. Spontaneous ventilation keeps the airway open and assists the 13:42 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY T1: OSO Printer: Yet to come GRBT291-3641G GRBT291-Gabrielli-v2.cls October 23, 2008 Chapter 37: Flexible Bronchoscopy 509 TA B L E 3 7 . 2 FACTORS ASSOCIATED WITH DIFFICULT ENDOTRACHEAL INTUBATIONS ANATOMIC Short muscular neck Receding mandible Prominent upper incisors Microglossia Limited mandible movement Large breasts Cervical rigidity CONGENITAL ABNORMALITIES Absence of nose Choanal atresia Macroglossia INFECTIOUS Bacterial retropharyngeal abscess Epiglotitis Diphtheria Infectious mononucleosis Croup Leprosy NEOPLASIA Laryngeal papillomatosis Stylohyoid ligament calcification Laryngeal carcinoma Mediastinal carcinoma TRAUMA Mandibular fracture Maxillary fracture Laryngeal and tracheal trauma Mediastinal carcinoma ENDOCRINE Obesity Acromegaly Thyromegaly NONINFECTIVE INFLAMMATION Rheumatoid arthritis Instability of cervical spine Cervical fixation Temporomandibular disease Cricoarytenoid disorders Hypoplastic mandible Ankylosing spondylitis bronchoscopist in locating the glottis when airway anatomy is distorted (50,52). Bronchoscopic examination of the airway also identifies the nature of the obstructed airway and helps to plan for additional therapeutic maneuvers to relieve the airway obstruction. Bronchoscopic endotracheal intubation can be performed using either a nasal or oral approach. With the nasal approach, after preparation of the nasal mucosa with a local anesthetic such as lidocaine and a mucosal vasoconstrictor such as 1% phenylephrine, the bronchoscope is passed through the nares and situated directly above the glottic opening. It is then passed into the trachea and the ET is passed over the bronchoscope into the trachea. The major limitation of this approach in many ICU patients with concomitant abnormalities of coagulation is epistaxis and the potential for sinusitis with prolonged nasal intubation. The development of epistaxis can significantly impair the bronchoscopic examination and can seriously hamper subsequent nasal or laryngoscopic attempts at intubation. Other difficulties associated with nasal intubation include adenoid dislocation and difficulty passing the ET in patients with a limited diameter of the nares. Oral flexible bronchoscopic intubation effectively avoids these difficulties associated with nasal intubation. Topical anesthesia of the oropharynx is achieved with spraying of 4% lidocaine. Translaryngeal injection of 3 mL of 4% lidocaine through the cricothyroid membrane to provide topical anesthesia to the larynx and trachea, in addition to lidocaine sprays to the oropharynx, is favored by some practitioners. Others fa- vor a “spray as you go” technique, with injection of lidocaine through the working channel of the bronchoscope to provide laryngeal and tracheal topical anesthesia. Alternatively, nebulization of 6 to 8 mL of 4% lidocaine is used for topical anesthesia in some institutions (50). A bite block should be in place to prevent scope damage from the patient biting. In some patients, the use of an oral intubating airway, such as the Williams Airway Intubator, the Ovassapian Airway, or the Berman Airway, may be helpful in successfully intubating the patient with a difficult airway (53). The oral intubating airway directs the flexible bronchoscopy past the tongue and directly over the larynx, facilitating endotracheal intubation. Use of these airways in the completely awake patient with inadequate topical anesthesia may be problematic due to gagging and vomiting. This is less of a problem in the sedated or unconscious patient. After exposure of the vocal cords, the bronchoscope is passed into the trachea and the ET is then passed over the bronchoscope into the airway. In some patients, the endotracheal tube impinges on laryngeal structures despite the smooth entrance of the bronchoscope into the trachea. In this situation, the ET may be withdrawn back over the bronchoscope, rotated 90 degrees clockwise or counterclockwise to change the position of the tube bevel relative to the larynx, and readvanced during inspiration (50). Mild to moderate conscious sedation may be used in some patients to improve patient comfort and tolerance of nasal or oral bronchoscopic intubation. Great caution should be taken in patients with highly compromised airways, however, and sedatives may need to be completely avoided. 13:42 P1: OSO/OVY GRBT291-37-39 510 P2: OSO/OVY QC: OSO/OVY T1: OSO Printer: Yet to come GRBT291-3641G GRBT291-Gabrielli-v2.cls October 23, 2008 Section III: Techniques, Procedures, and Treatments In addition to the oral intubating airway, other airway adjuncts have been used in combination with the flexible bronchoscope for intubation of patients with a difficult airway. A special facial mask with a diaphragm for the bronchoscope has been developed for the critically ill and for use in the operating room (54). The mask is useful for bronchoscopic intubation in sedated or comatose patients with limited respiratory reserve, providing a tight seal for assisted ventilation during the procedure. The intubating laryngeal mask airway (LMA) has also been used successfully in combination with the flexible bronchoscope (55). Flexible bronchoscopy allows for ET changes in patients with endotracheal tube cuff leaks, inadequate ET internal diameters, and nasotracheal tube–associated sinusitis. Before bronchoscopy, the oropharynx should be suctioned thoroughly. For oral tracheal intubation, the endotracheal tube should be shortened 2 to 3 cm at its proximal end and advanced over the bronchoscope before its placement in the pharynx. The bronchoscope tip is advanced to the level of the cuff of the existing endotracheal tube, and secretions are aspirated through the suction channel. If necessary, the cuff is deflated and the bronchoscope advanced into the tracheal lumen. The endotracheal tube is then withdrawn with the cuff fully deflated, the bronchoscope tip advanced to the carina, and the new endotracheal tube advanced over the bronchoscope into the trachea. Adequate positioning of the tube 3 to 4 cm proximal to the carina is confirmed by visual inspection, and the cuff is inflated. After intubation, a chest radiograph is not required to confirm adequate placement of the endotracheal tube (56). Tube changes by the oral or nasal routes are possible. Contralateral nasal reintubation, however, may be difficult because of the lateral displacement of the septum by the existing nasotracheal tube. Percutaneous dilatational tracheostomy (PDT) has become a well-accepted method for performing bedside tracheostomy in the ICU. While not universally utilized, flexible bronchoscopy is routinely used in performing PDT (57). Bronchoscopy facilitates proximal positioning of the ET prior to introducing the guidewire needle into the trachea, reducing the risk of ET impalement by the needle, and facilitates reintubation if the ET is dislodged out of the airway. Bronchoscopic visualization ensures that the guidewire needle is introduced in the appropriate interspace in a midline position and that the needle does not penetrate the membranous posterior tracheal wall, thereby decreasing the risk of misplacement of the tracheostomy tube and creation of a false paratracheal passage. Bronchoscopy also provides feedback to the operator during dilator passage so that pressure on the posterior wall is minimized and the potential for posterior wall tears is reduced. Flexible bronchoscopy can be extremely useful in the placement of a double-lumen ET. If a right-sided tube is used, adequate positioning of the tube with the tracheal port proximal to the carina and bronchial port proximal to the right upper lobe orifice can be confirmed by using a small-diameter (3.5mm outer diameter) flexible bronchoscope to inspect the airway through each lumen (58,59). Positioning of left-sided tubes is not as problematic given the longer length of the left mainstem bronchus relative to the right mainstem bronchus and less likelihood of obstructing the left upper or left lower lobe. In general, bronchoscopic confirmation of proper bronchial port positioning should be performed after all double-lumen ET intubations, given the significant rate of malpositioning with a blind technique (60). Flexible bronchoscopy provides an excellent opportunity to inspect the airways at the time of extubation in patients at risk for airway compromise, including those intubated for inhalation injury, trauma, subglottic stenosis, and laryngeal edema. The bronchoscope is advanced through the ET to its most distal aspect, and the ET and bronchoscope are withdrawn slowly together to allow inspection of the airway. If bronchoscopy confirms persistent mucosal edema or airway obstruction, the endotracheal tube can be readvanced over the bronchoscope into the tracheal lumen and secured, with extubation postponed until a later time. Atelectasis Segmental or lobar atelectasis presents radiographically as a parenchymal density associated with a combination of shift of an interlobar fissure, crowding of vessels or bronchi, ipsilateral mediastinal shift, or elevation of the diaphragm. Complete lung atelectasis will produce opacification of the hemithorax and usually ipsilateral mediastinal shift. Atelectasis is most commonly due to mucous plugging; however, in patients who do not improve after chest physiotherapy, endobronchial obstruction due to endobronchial tumor, foreign body, or blood clot should be excluded by bronchoscopy. Predisposing conditions for mucous plugging and atelectasis include inadequate inspiratory effort (pain, sedation, and muscle weakness), immobility, obesity, excessive airway secretions, pre-existing airway disease, and endobronchial obstructing lesions. Lobar or whole lung atelectasis produces hypoxemia by right-to-left vascular shunting and ventilation/perfusion mismatching. The clinical significance of atelectasis is directly related to its extent and to the pre-existing pulmonary reserve of the patient. Much of the evidence supporting the role of flexible bronchoscopy in the treatment of atelectasis is anecdotal. Success rates for bronchoscopy range from 19% to 89% (61). One randomized trial comparing bronchoscopy to aggressive chest physiotherapy and nebulizer therapy found no advantage for bronchoscopy, although the study methodology has been criticized (62–64). Patients with whole lung or lobar atelectasis tend to respond better than those with segmental atelectasis. With the exception of large, obstructing central airway mucous plugs, the radiographic response to successful removal of secretions is delayed from 6 to 24 hours. Therapeutic bronchoscopy is, in general, indicated for patients with life-threatening whole lung or lobar atelectasis and for patients who have not responded to chest physiotherapy measures. Chest physiotherapy should be continued after successful bronchoscopy to prevent new airway obstructions. Instillation of saline or a dilute 10% solution of acetylcysteine through the working channel may help to clear thick, tenacious secretions. Acetylcysteine is a bronchial irritant, however, and may exacerbate bronchospasm in patients with reactive airway disease. Typically 10- to 20-mL aliquots of saline are used as the irrigant to facilitate clearing of mucous plugs. If saline irrigation fails, then instillation of acetylcysteine or rhDNase (Pulmozyme) may be considered (65–67). In some patients, holding continuous suction while withdrawing the bronchoscope through the ET allows removal of large mucous plugs that cannot be suctioned directly through the working channel. Extremely tenacious mucous plugs may require the use of biopsy forceps or a foreign body basket to be successfully extracted. Blood clots may similarly be removed 13:42 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY T1: OSO Printer: Yet to come GRBT291-3641G GRBT291-Gabrielli-v2.cls October 23, 2008 Chapter 37: Flexible Bronchoscopy with saline irrigation. Instillation of acetylcysteine may be helpful in more difficult to remove blood clots. The use of biopsy forceps or a foreign body basket may be needed to remove blood clots that cannot be removed with irrigation and suction extraction. Selective intrabronchial insufflation by the flexible bronchoscope, preceded by suctioning of mucus from large airways, has been used in patients with refractory atelectasis (61). One study in a surgical ICU study using air insufflation for lobar collapse reported an overall effectiveness of 82%, with 92% effectiveness when collapse was less than 72 hours’ duration (68). Although only minor clinically insignificant complications have been described, selective positive pressure insufflation does carry the potential risk of barotrauma (69–71). Hemoptysis Flexible bronchoscopy plays a central role in the evaluation of hemoptysis. Bronchoscopy should be considered in all critically ill patients with hemoptysis, regardless of the degree of hemoptysis, to localize the site of bleeding and attempt to determine the underlying etiology. Localization of the site of bleeding is important to guide temporizing therapy such as angiographic embolization and definitive therapy such as surgical resection. Early rather than delayed bronchoscopy should be performed to increase the likelihood of localizing the source of bleeding. Bronchoscopy performed within 48 hours of bleeding onset successfully localized bleeding in 34% to 91% of patients, depending on the case series, as compared to successful localization in 11% to 52% of patients if bronchoscopy was delayed (72). Bronchoscopy performed within 12 to 24 hours may provide an even higher yield. Massive hemoptysis is defined as expectoration of blood exceeding 200 to 1,000 mL over a 24-hour period, with expectoration of greater than 600 mL in 24 hours as the most commonly used definition (73). In practice, the rapidity of bleeding and ability to maintain a patent airway are critical factors, and life-threatening hemoptysis can alternatively be defined as the amount of bleeding that compromises ventilation. Only 3% to 5% of patients with hemoptysis have massive hemoptysis, with the mortality rates approaching 80% in various case series. Most patients who die from massive hemoptysis do so from asphyxiation secondary to airway occlusion by clot and blood, not exsanguination. The causes of massive hemoptysis are listed in Table 37.3. Infections associated with bronchiectasis, tuberculosis, lung abscess, and necrotizing pneumonia are commonly responsible for the massive bleeding. Other common causes include bronchogenic carcinoma, mycetoma, invasive fungal diseases, chest trauma, cystic fibrosis, pulmonary infarction, coagulopathy, and alveolar hemorrhage due to Wegener granulomatosis and Goodpasture syndrome. Airway patency must be ensured in patients with massive hemoptysis. While preparing for intubation and bronchoscopy, the patient may be positioned in the lateral decubitus position with the bleeding side down. Most patients with massive hemoptysis will require intubation and mechanical ventilation. While intubation generally preserves oxygenation and facilitates blood removal from the lower respiratory tract, the ET may become obstructed by blood clots with inability to oxygenate and ventilate the patient. The largest possible ET should be inserted to allow for use of bronchoscopes with a 2.8- to 511 TA B L E 3 7 . 3 POTENTIAL CAUSES OF MASSIVE HEMOPTYSIS NEOPLASM Bronchogenic cancer Metastasis (parenchymal or endobronchial) Carcinoid Leukemia INFECTIOUS Lung abscess Bronchiectasis Tuberculosis Necrotizing pneumonia Fungal pneumonia Septic pulmonary emboli Mycetoma (aspergilloma) PULMONARY Bronchiectasis Cystic fibrosis Sarcoidosis (fibrocavitary) Diffuse alveolar hemorrhage Airway foreign body CARDIAC/VASCULAR Mitral stenosis Pulmonary embolism/infarction Arteriovenous malformation Bronchoarterial fistula Ruptured aortic aneurysm Congestive heart failure Pulmonary arteriovenous fistula IATROGENIC/TRAUMATIC Blunt or penetrating chest trauma Tracheal/bronchial tear or rupture Tracheoinnominate artery fistula Bronchoscopy Pulmonary artery rupture from Swan-Ganz catheter Endotracheal tube suctioning trauma HEMATOLOGIC Coagulopathy Disseminated intravascular coagulation Thrombocytopenia DRUGS/TOXINS Anticoagulants Antiplatelet agents Thrombolytic agents Crack cocaine 3.0-mm working channel for more effective suctioning and to allow for better ventilation with the bronchoscope in the airway for prolonged periods of time. In severe cases, the mainstem bronchus of the nonbleeding lung can be selectively intubated under bronchoscopic guidance to preserve oxygenation and ventilation from the normal lung. Some authors have recommended the use of a double-lumen ET to isolate the normal lung and permit selective intubation. While double-lumen endotracheal tubes have been used successfully in the airway management of massive hemoptysis, there are a number of potential pitfalls. First, placement of 13:42 P1: OSO/OVY GRBT291-37-39 512 P2: OSO/OVY QC: OSO/OVY T1: OSO GRBT291-3641G GRBT291-Gabrielli-v2.cls Printer: Yet to come October 23, 2008 Section III: Techniques, Procedures, and Treatments a double-lumen ET is difficult for less experienced operators, particularly with a large amount of blood in the larynx and oropharynx. Second, the individual lumens of the ET are significantly smaller than a standard ET and are at significant risk of being occluded by blood and blood clots. Lastly, positioning of the double-lumen ET and subsequent bronchoscopic suctioning of the distal airways require a small pediatric bronchoscope with working channels of 1.2 to 1.4 mm. Adequate suctioning of large amounts of blood and blood clots through such bronchoscopes is extremely problematic. In one series of 62 patients with massive hemoptysis, death occurred in four of seven patients managed with a double-lumen ET due to loss of tube positioning and aspiration (74). I do not recommend the use of double-lumen ETs for airway management in massive hemoptysis. As an alternative to selective mainstem bronchial intubation or intubation with a double-lumen ET, an ET that incorporates a bronchial blocker, such as the Univent tube, may be used. Endobronchial tamponade with flexible bronchoscopy can prevent aspiration of blood into the contralateral lung and preserve gas exchange in patients with massive hemoptysis. Endobronchial tamponade can be achieved with a 4-French Fogarty balloon-tipped catheter. The catheter may be passed directly through the working channel of the bronchoscope or the catheter can be grasped by biopsy forceps placed though the working channel of the bronchoscope prior to introduction into the airway. The bronchoscope and catheter—with the latter held in place adjacent to the bronchoscope by the biopsy forceps—are then inserted as a unit into the airway. Care must be taken not to perforate the catheter or balloon by the forceps. The catheter tip is inserted into the bleeding segmental orifice, and the balloon is inflated. If passed through the suction channel, the proximal end of the catheter is clamped with a hemostat, the hub cut off, and a straight pin inserted into the catheter channel proximal to the hemostat to maintain inflation of the balloon catheter. The clamp is removed, and the bronchoscope is carefully withdrawn from the bronchus with the Fogarty catheter remaining in position, to provide endobronchial hemostasis (75–77). The catheter can safely remain in position until hemostasis is ensured by surgical resection of the bleeding segment or bronchial artery embolization. Right heart balloon catheters have been used in a similar fashion (78). A modified technique for placement of a balloon catheter has been described using a guidewire for insertion. A 0.035-inch soft-tipped guidewire is inserted through the working channel of the bronchoscope into the bleeding segment. The bronchoscope is withdrawn, leaving the guidewire in place. A balloon catheter is then inserted over the guidewire and placed under direct visualization after reintroduction of the bronchoscope (79). The use of endobronchial blockers developed for unilateral lung ventilation during surgery may hold promise for management of massive hemoptysis in tamponading bleeding and preventing contralateral aspiration of blood (80). The Arndt endobronchial blocker is placed through a standard ET and directly positioned with a pediatric bronchoscope. Suctioning and injection of medications can be performed through the lumen of the catheter after placement. The Cohen tip-deflecting endobronchial blocker is also placed through a standard ET and directed into place with a self-contained steering mechanism under bronchoscopic visualization. At this time, there is limited published experience with these blockers in the setting of massive hemoptysis, although the author has success- fully used them for this application. The prolonged use of endobronchial blockers may cause mucosal ischemic injury and postobstructive pneumonia. Additional bronchoscopic techniques may be useful as a temporizing measure in patients with massive hemoptysis. Bronchoscopically administered topical therapies such as iced sterile saline lavage or topical 1:10,000 or 1:20,000 epinephrine solution may be helpful (81). Direct application of a solution of thrombin or a fibrinogen–thrombin combination solution has been used (82). The use of bronchoscopy-guided topical hemostatic tamponade therapy using oxidized regenerated cellulose mesh has recently been described (83). Although anecdotal, the author has had success with topical application of 5 to 10 mL of a 1 mEq/mL (8.4%) sodium bicarbonate solution. For patients who have hemoptysis due to endobronchial lesions, particularly endobronchial tumors, hemostasis may be achieved with the use of neodymium-yttrium-aluminum-garnet (Nd:YAG) laser phototherapy, electrocautery, or cryotherapy via the bronchoscope. Diagnosis of Ventilator-associated Pneumonia For the diagnosis of ventilator-associated pneumonia (VAP), the use of bronchoscopic modalities remains controversial and is often institution dependent. Although commonly attributed to pneumonia, the chest radiographic finding of alveolar infiltrates in the ICU patient can represent a broad differential diagnosis, requiring a wide range of therapies. The use of standard clinical criteria for the diagnosis of pneumonia such as new pulmonary infiltrates, hypoxemia, leukocytosis or leukopenia, fever, and pathogenic bacteria in respiratory secretions has been associated with a significant rate of misdiagnosis (84). Bacterial colonization of the upper airways and endotracheal tube can confound the reliability of the Gram stain and cultures from tracheal aspirates obtained in the intubated patient. Concern about the inaccuracy of clinical approaches to the diagnosis of VAP and the possibility of antibiotic overprescribing with a clinical strategy has led some investigators to postulate that bronchoscopic methods such as PSB and BAL would improve the diagnosis of VAP and treatment outcomes (15,16). The methodology for performing PSB and BAL quantitative cultures is outlined in a previous section of this chapter. PSB and BAL should be performed in the most abnormal segment as determined by radiographic studies or where endobronchial abnormalities are most pronounced. Alternatively, samples may be obtained from the right lower lobe, as this is the most commonly affected area on autopsy studies. A quantitative culture result of more than 104 CFU/mL is considered diagnostic for pneumonia with BAL, while more than 103 CFU/mL is considered diagnostic for pneumonia with PSB. An evidence-based review of 23 prospective studies of BAL in suspected VAP showed a sensitivity of 42% to 93% with a mean of 73% ± 18%, and a specificity of 45% to 100% with a mean of 82% ± 19% (85). In 12 studies, the detection of intracellular organisms in 2% to 5% of recovered cells was used to diagnose pneumonia, with a mean sensitivity of 69% ± 20% and a specificity of 75% ± 28% (85). An advantage of looking for intracellular organisms is the ability to obtain information of high predictive value in a rapid time frame without waiting for the results 13:42 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY T1: OSO Printer: Yet to come GRBT291-3641G GRBT291-Gabrielli-v2.cls October 23, 2008 Chapter 37: Flexible Bronchoscopy of cultures to define the presence of pneumonia, although not the specific identity of the etiologic pathogen (84). In a review of studies evaluating PSB, the sensitivity ranged from 33% to 100% with a median sensitivity of 67%, while the specificity ranged from 50% to 100% with a median specificity of 95% (86). It is unclear if BAL is superior to PSB or vice versa in the diagnosis of VAP. In a meta-analysis of 18 studies on PSB (795 patients) and 11 studies on BAL (435 patients), there was no difference in the accuracy of the two tests (87). BAL does offer an advantage in that additional microbiologic tests beyond routine bacterial cultures, as well as cytologic analysis, can be performed on the sample if an infectious process is suspected other than typical bacterial pneumonia. PSB may potentially have a greater complication rate compared with BAL, but this has not been formally compared. Despite studies of BAL and PSB showing a greater accuracy than tracheal aspirates, the routine use of bronchoscopy for establishing the diagnosis of VAP remains controversial (84,88). This controversy is in part due to critiques in study methodologies and in part due to some studies showing a benefit in patient outcomes while others have not. One prospective, nonrandomized study noted a difference in mortality between patients managed with an invasive bacteriologic strategy (19%) versus those managed with a clinical strategy (35%) (89). One large, prospective randomized trial did show an advantage to the quantitative bronchoscopic approach when compared with a clinical approach in a multicenter study of 413 patients suspected of having VAP. Compared with patients managed clinically, those receiving invasive management had a lower mortality rate on day 14 (16% vs. 25%; p <0.02), but not on day 28, and lower mean sepsis-related organ failure assessment scores on days 3 and 7. At 28 days, the quantitative culture group had significantly more antibiotic-free days (11 ± 9 vs. 7 ± 7 days; p <0.001), but only a multivariate analysis showed a significant difference in mortality (hazard ratio 1.54; 95% confidence interval [CI] 1.10–2.16) (90). No differences in mortality were observed in three randomized single-center studies when invasive techniques (PSB and/or BAL) were compared with either quantitative or semiquantitative endotracheal aspirate culture techniques (91–93). However, these studies included few patients (51, 76, and 88, respectively), and antibiotics were continued in all patients, even those with negative cultures, thereby negating one of the potential advantages of the bacteriologic strategy. A meta-analysis of these randomized controlled trials noted that an invasive approach did not alter mortality (odds ratio 0.89, 95% CI 0.56–1.41), although invasive testing affected antibiotic utilization (odds ratio for change in antibiotic management after invasive sampling 2.85, 95% CI 1.45–5.59) (94). Performing microbiologic cultures of pulmonary secretions for diagnostic purposes after initiating new antibiotic therapy can lead to false-negative results and is likely of little value regardless of the manner in which the secretions are sampled. Studies have demonstrated that culture positivity at 24 and 48 hours after the onset of antimicrobial treatment is markedly diminished (95,96). The decrease in positive cultures after initiation of antibiotic therapy appears to affect PSB more so than BAL. If patients have been treated with antibiotics but did not have a change in antibiotic class prior to bronchoscopy for a suspected new episode of VAP, the yield of BAL and PSB appears to be similar to that in patients who have not received antibiotics (97). If an invasive bronchoscopy strategy is used 513 to establish a diagnosis of VAP, BAL and/or PSB should be performed prior to administration of antibiotics or administration of new antibiotics if the patient was previously on antimicrobial therapy. Diagnosis of Other Respiratory Infections Flexible bronchoscopy is an essential modality in evaluating the critically ill, immunocompromised patient with pulmonary infiltrates. These patients are at risk for fungal, viral, protozoal, mycobacterial, and atypical bacterial pulmonary infections. Critically ill patients who have no underlying immunocompromised condition, such as acquired immunodeficiency syndrome (AIDS), leukemia, neutropenia, hematopoietic stem cell/bone marrow transplant, or solid organ transplant, may also develop respiratory infections other than bacterial pneumonias, such as fungal and viral infections. In addition to these patients, those who present with acute respiratory failure and apparent community-acquired pneumonia, but fail to respond appropriately to antibiotic therapy, may benefit from bronchoscopy to evaluate for more unusual infections and noninfectious causes of acute respiratory failure with infiltrates. Bronchoscopy is not recommended for routine community-acquired pneumonia. BAL, as compared to PSB, provides the opportunity for more extended microbiologic studies and for cytology. It is unclear if the addition of transbronchial biopsy to BAL improves diagnostic accuracy in immunocompromised patients with pulmonary infiltrates. Transbronchial biopsy may increase the yield for the diagnosis of infectious etiologies, but more commonly establishes an alternate noninfectious cause of infiltrates in these patients (98). The benefits versus risks, including life-threatening pneumothorax and bleeding, need to be individualized in the critically ill immunocompromised patient. In immunocompromised and critically ill patients who are suspected to have an atypical infection, BAL fluid should be sent for cytopathology to evaluate for viral cytologic changes, as well as Gomori methenamine silver staining (GMS) to evaluate for fungal organisms and Pneumocystis jiroveci. Alternatively, Papanicolaou, Giemsa, toluidine blue O, or direct fluorescent antibody staining may be used for detection of Pneumocystis. For Pneumocystis in AIDS patients, BAL has a sensitivity rate in diagnosing Pneumocystis pneumonia of approximately 85% to 90%, and for transbronchial biopsy, the diagnostic yield approaches 87% to 95%. When BAL and transbronchial biopsy are performed in AIDS patients with Pneumocystis pneumonia, the diagnostic yield is 95% to 98% (99– 102). Given the high yield of BAL and the potential risk of transbronchial biopsy in critically ill patients, transbronchial biopsy is not recommended in AIDS patients for diagnosing Pneumocystis. In immunocompromised patients without HIV, the yield of BAL is lower, and transbronchial biopsies to establish a diagnosis may be required. Although not used routinely in clinical practice, polymerase chain reaction (PCR) for Pneumocystis on BAL specimens may increase diagnostic rates (103). For the diagnosis of pulmonary fungal infections in immunocompromised patients, BAL fluid should be sent for fungal stains and cultures in addition to cytology stains. It is unclear if the addition of transbronchial biopsy to BAL increases 13:42 P1: OSO/OVY GRBT291-37-39 514 P2: OSO/OVY QC: OSO/OVY T1: OSO Printer: Yet to come GRBT291-3641G GRBT291-Gabrielli-v2.cls October 23, 2008 Section III: Techniques, Procedures, and Treatments the diagnostic yield for fungal infections. If transbronchial biopsies are obtained, the samples should be sent for culture in addition to histology. Some fungi, such as Mucor and Rhizopus, are difficult to grow on culture, and diagnosis relies on BAL cytology or biopsy specimens. Aspergillus is the most commonly encountered pulmonary fungal infection. BAL cytology and culture are diagnostic in approximately 50% to 60% of cases of invasive pulmonary aspergillosis. The diagnostic yield from BAL appears to be increased with the use of galactomannan antigen and PCR testing, although galactomannan antigen testing is more readily available (104–106). Antigen testing for histoplasmosis and blastomycosis on BAL samples is now available (107). To evaluate for viral infections, respiratory viral cultures and a respiratory syncytial virus antigen assay should be obtained. BAL cytology may demonstrate characteristic intracytoplasmic inclusions, but sensitivity is lacking. Immunofluorescence and PCR for cytomegalovirus (CMV) may be performed on BAL specimens (108). If there is suspicion for tuberculosis or nontuberculous mycobacteria, BAL samples should be sent for acid-fast bacillus stains and mycobacterial culture. BAL samples of sputum smear–negative patients with tuberculosis are smear positive in 12% to 42% of patients and culture positive in 66% to 95% (109). In one third to one half of initially sputum smear– negative patients, bronchoscopy specimens yield the only positive source of mycobacterial tuberculosis (110–112). Although not routinely used, PCR for tuberculosis may be obtained on BAL to provide a more rapid diagnosis (113,114). For atypical bacterial infections, additional stains and cultures may be required. Legionella requires specific culture media. A direct fluorescence antibody stain is also available for Legionella. Some laboratories utilize specific media if Nocardia is suspected. Nocardia can often be identified with a combination of Gram stain and modified Ziehl-Neelsen stains, and are observed as delicately branched, weakly Gram-positive, variably acid-fast bacilli. Methenamine-silver stains may demonstrate the organisms in tissue specimens. Diagnosis of Noninfectious Pulmonary Infiltrates Although most helpful in excluding infectious etiologies for pulmonary infiltrates in ICU patients, bronchoscopy with BAL and/or transbronchial biopsy may be able to establish the etiology of noninfectious infiltrates in some patients (115,116). In some cases, surgical lung biopsy will be required to make a definitive diagnosis. The appearance of the BAL and a cell count and differential on the BAL fluid can be helpful in suggesting a diagnosis. A bloody BAL that does not decrease, or increases in the degree of blood return with serial fluid aliquots, is diagnostic of alveolar hemorrhage. This can be confirmed with iron staining that demonstrates hemosiderin-laden alveolar macrophages. BAL fluid that has a milky or whitish, cloudy appearance with flocculent debris that settles to the bottom of the container is suggestive of pulmonary alveolar proteinosis. Additional support for this diagnosis is provided with a positive periodic acid–Schiff (PAS) stain. The diagnosis of pulmonary alveolar proteinosis can be confirmed with transbronchial or surgical lung biopsy. A BAL with a differential count greater than 25% eosinophils is virtually diagnostic of eosinophilic lung disease. In the patient with acute respiratory failure, this finding will most commonly be due to acute eosinophilic pneumonia, although parasitic lung infections such as strongyloidiasis rarely have a similar presentation. A finding of greater than 25% lymphocytes on BAL differential is suggestive of sarcoidosis, hypersensitivity pneumonitis, drug reaction, or viral infection. Transbronchial biopsy can confirm the above diagnoses in most cases. In addition, transbronchial biopsy may be able to establish other noninfectious diagnoses of pulmonary infiltrates in the ICU including idiopathic interstitial pneumonia and graft versus host disease in stem cell or bone marrow transplant patients, leukemic infiltrates, drug-induced pneumonitis, bronchiolitis obliterans organizing pneumonia/cryptogenic organizing pneumonia (BOOP/COP), bronchoalveolar carcinoma, lymphangitic carcinomatosis, and acute rejection after lung transplantation. Traumatic Airway Injury The classic signs of tracheobronchial disruption include shortness of breath, massive subcutaneous emphysema, persistent pneumothorax despite chest tube insertion, and a large air leak after tube thoracoscopy. On occasion, however, only subtle signs exist, even in the presence of significant injury. Flexible bronchoscopy should be performed early in any patient with chest trauma in whom airway injury may have occurred (117). Signs and symptoms of tracheobronchial injury are listed in Table 37.4. Tracheobronchial disruption rarely occurs as an isolated injury (118). A history of a rapid deceleration injury, such as a motor vehicle accident with the patient’s chest striking the steering wheel or dashboard, is typical. The pathogenesis of tracheobronchial rupture in blunt chest trauma is caused by shearing, wrenching, or compressive forces, acting alone or in concert. Rapid deceleration results in shearing forces, acting predominantly at the distal trachea near the carina where the relatively fixed trachea joins the more mobile distal airways (119,120). If the trachea and mainstem bronchi are crushed TA B L E 3 7 . 4 SIGNS AND SYMPTOMS OF TRACHEOBRONCHIAL INJURY Fracture of upper ribs Fracture of clavicle or sternum Chest wall contusions Chest radiograph showing: Subcutaneous emphysema Pneumothorax “Sagging” lung Pneumomediastinum Atelectasis Pulmonary contusion Hemoptysis Bronchopleural fistula Dyspnea Cough 13:42 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY T1: OSO Printer: Yet to come GRBT291-3641G GRBT291-Gabrielli-v2.cls October 23, 2008 Chapter 37: Flexible Bronchoscopy between the chest wall and vertebral column and the glottis closed, airway pressure suddenly increases, and resultant rupture of the airway may occur (118). In patients with tracheal or bronchial disruption, early bronchoscopy can reliably detect the site of airway injury (121– 126). Prompt diagnosis and surgical correction or tracheobronchial disruption produce a better outcome, and delay in diagnosis is usually detrimental to the patient (118). Patients with partial tracheal or bronchial disruption may be relatively asymptomatic and present with a paucity of physical findings. Delays in diagnosis unfortunately are common and have been associated with decreased frequency of successful repair. Failure to diagnose disruption may result in a delayed stricture formation at the site of injury, resulting in dyspnea, distal atelectasis, and chronic recurrent infections. If an airway injury is suspected, flexible bronchoscopy should be performed through an endotracheal tube prepositioned on the bronchoscope to assess tracheal or bronchial disruption. If a persistent bronchopleural fistula exists because of proximal airway trauma, the cuff of the endotracheal tube sometimes can be positioned just distal to the rupture site and inflated, and adequate ventilation can be established before surgical repair. Cervical tracheal rupture is less common than rupture of the intrathoracic trachea. Cervical tracheal rupture, however, may be more difficult to diagnose once the patient is intubated because of the proximal location of the tear, and may itself be an impediment to intubation (127). Bronchopleural Fistula In patients who are not candidates for surgical management of a bronchopleural fistula (BPF), flexible bronchoscopic techniques may offer alternative methods for closure of the BPF. Detection of a proximal BPF due to stump breakdown after lobectomy or pneumonectomy or a BPF due to bronchial dehiscence is usually relatively straightforward, as these abnormalities can be directly visualized. In the setting of a BPF due to a rent or tear on the lung periphery, locating the bronchial segment that provides ventilation to that area of the lung can be more difficult. Several techniques can be employed by bronchoscopy to localize the proximal endobronchial site of the fistulous tract. Occasionally, air bubbles can be seen emanating from the segmental bronchus. Washing the suspected segment with normal saline and coughing may accentuate the bubbling. A balloontipped catheter, such as a Fogarty catheter or a single-lumen right heart catheter, can be passed through the working channel of the bronchoscope and selectively positioned in suspect segmental bronchial orifices that lead to the peripheral fistula. After positioning the catheter in the suspect segment, the balloon is inflated to occlude the orifice, and the bronchoscopist then looks for cessation of bubbling in the water seal chamber of the pleural drainage unit (121). The lack of bubbling after balloon inflation confirms that the bronchial segment has been occluded and allows the BPF to heal. Successful endobronchial occlusion of BPFs has been reported with cyanoacrylate-based tissue adhesives (Histoacryl, Bucrylate), fibrin sealants (Tisseal, Hemaseal, thrombin plus fibrinogen or cryoprecipitate), absorbable gelatin sponge (Gelfoam), vascular occlusion coils, doxycycline and blood, Nd:YAG laser, silver nitrate, and lead shot (128–130). The 515 agent initially seals the leak by acting as a plug and subsequently induces an inflammatory process with fibrosis and mucosal proliferation permanently sealing the area. Of these techniques, the uses of cyanoacrylate tissue adhesives and fibrin sealants have been most widely reported. Airway stents may be used to cover and seal the fistula in selected patients, depending on the location of the fistula. BPFs due to breakdown of a stump after lobectomy or pneumonectomy or bronchial dehiscence after lung transplantation or bronchoplastic procedures are the most amenable to successful closure with airway stenting. More recently, the successful closure of BPFs using bronchoscopic placement of endobronchial valves designed for emphysema has been described (131–133). Foreign Body Removal Risk factors for foreign body aspiration include age younger than 3 years, altered consciousness, trauma, and disordered swallowing mechanisms. Although occurring less frequently in adults than in children, tracheobronchial foreign bodies are problematic in adults (134,135). Patients may present with dyspnea, coughing, wheezing, or stridor. Foreign body aspiration may be relatively occult, with no obvious history for aspiration. Radiographically, there may be evidence of atelectasis, bronchiectasis, or recurrent pneumonitis. Bronchoscopy to remove an aspirated foreign body should be performed by an experienced bronchoscopist. For pediatric patients, the foreign body may be successfully extracted via flexible bronchoscopy. For most situations, however, the rigid bronchoscope remains the instrument of choice in young children and infants (135). In adults, flexible bronchoscopy has clearly been shown to be an effective diagnostic and therapeutic tool in cases of suspected foreign body aspiration (134,136,137). Several extraction devices are available for use through the flexible bronchoscope (138). Biopsy forceps, graspers, and foreign body baskets are most commonly employed. Large foreign bodies may be extracted by applying continuous suction and withdrawing the bronchoscope with the foreign body adhered to the tip of the scope. Compared with rigid bronchoscopy, flexible bronchoscopy offers an enhanced visualization of the more peripheral airways, can be performed at the bedside, and averts the need for general anesthesia and operating room facilities. Occasionally, combined flexible and rigid bronchoscopy are required to enhance retrieval of the foreign body. Inhalation Injury Exposure to fire or smoke in an enclosed environment puts the patient at risk for thermal airway injury. Patients with singed nasal hairs, facial burns around the nose or mouth, oral/nasopharyngeal burns, carbonaceous sputum, or hoarseness should be suspected of having an upper airway injury. Stridor, wheezing, or other manifestations of upper airway symptomatology may imply impending ventilatory failure. In patients with suspected inhalation injury, flexible bronchoscopy should be performed early by an experienced bronchoscopist to identify evidence of thermal airway injury. Flexible 13:42 P1: OSO/OVY GRBT291-37-39 516 P2: OSO/OVY QC: OSO/OVY T1: OSO Printer: Yet to come GRBT291-3641G GRBT291-Gabrielli-v2.cls October 23, 2008 Section III: Techniques, Procedures, and Treatments bronchoscopy allows direct examination of the supraglottic and infraglottic areas. The need for intubation should be anticipated and an endotracheal tube placed over the bronchoscope before examining the airways. If intubation is deemed necessary, the bronchoscope can function as a guide for endotracheal tube placement. Serial examinations may be necessary in patients with apparent minimal thermal airway injury on initial evaluation (139). Signs indicating impending airway obstruction include inflammation, edema, ulceration, or hemorrhage of the upper airway mucosa (140–143). By using flexible bronchoscopy, inhalation injury can be classified into acute, subacute, and chronic phases. In the acute stage, upper airway obstruction from mucosal edema and respiratory failure from pulmonary edema and hemorrhage are the main characteristics. Soot deposition in the airways and carbon monoxide poisoning also may be found. The subacute stage, which lasts from hours to several days, is manifested by necrosis of the tracheobronchial mucosa, hemorrhagic tracheal bronchitis, persistent pulmonary edema with or without hemorrhage, and secondary infection. Scarring and stenosis of the tracheobronchial tree with formation of granulation tissue, as well as bronchiectasis due to bronchiolitis obliterans, are the hallmarks of the chronic stage. Flexible bronchoscopy may offer significant utility in identifying these three stages of significant injury (144). In the intubated patient, repeat airway examination by bronchoscopy may be necessary before extubation to ensure airway patency and resolution of the supraglottic or laryngeal edema. The endotracheal tube can be withdrawn over the bronchoscope while inspecting the airway mucosa and replaced if the airway is compromised (145). Acute Upper Airway Obstruction Causes of upper airway obstruction include epiglottitis, bilateral vocal cord paralysis, laryngeal edema, and foreign body. In the pediatric patient, subglottic stenosis secondary to croup should also be considered. Flexible bronchoscopy can be helpful to make a diagnosis in these circumstances. Flexible bronchoscopy may be particularly helpful for diagnosis and therapeutic intubation in upper airway obstruction after burn and smoke inhalation injury and trauma to the face and neck. The flexible bronchoscope affords immediate direct visualization of the upper airway and, if performed with an ET placed over the bronchoscope, affords visualization and guidance for endotracheal intubation. If epiglottitis is suspected, it may be prudent to perform bronchoscopy in the surgical suite, with the surgical team available for emergency tracheostomy in case of failure. When performing bronchoscopic intubation in suspected upper airway obstruction, the nasotracheal approach may be preferable because the turbinates offer stabilization and a more controlled approach to the area of acute airway obstruction (146). Flexible bronchoscopic intubation in upper airway obstruction may be performed in the sitting position with decreased posterior displacement of the epiglottis over the compromised upper airway as compared with laryngoscopic examination in the supine position. If foreign body obstruction is known or suspected as the cause of the upper airway obstruction, rigid bronchoscopy may be the bronchoscopy method of choice. Central Airway Obstruction Patients may develop impending or acute respiratory failure due to central airway obstruction from primary lung cancer or metastatic malignancies. Treatment for malignant airway obstruction from endoluminal tumor has typically consisted of Nd:YAG laser photoresection and metal or silicone stent placement, although endobronchial electrocautery or argon plasma coagulation has more recently been used in lieu of the Nd:YAG laser (147–149). Other modalities such as cryotherapy, photodynamic therapy, and brachytherapy have been used to treat malignant airway obstruction; however, there is a delay in airway patency after treatment with these therapies and, as such, they may be less satisfactory in treating the patient with acute respiratory failure who would benefit from immediate airway patency. Airway obstruction from extrinsic tumor compression is typically treated with placement of metal or silicone stents. Patients may also develop respiratory failure from benign causes, most commonly previous intubation or tracheostomy tube placement, causing a cicatricial stenosis with or without granulation tissue. Patients who have an indwelling tracheostomy tube may also develop a fibrous stenosis or granulation tissue just beyond the tip of the tracheostomy tube, thereby causing airway obstruction. The granulation tissue may be resected with laser electrocautery therapy. The stenosis may be dilated with a rigid bronchoscope or balloon dilatation catheters. In selected patients, silicone stents may be placed after dilatation. In general, metal stents should not be used for tracheal stenosis due to a higher complication rate and difficulty in removing the stent should problems develop. Status Asthmaticus The usefulness of bronchoscopy in patients with status asthmaticus is the subject of controversy (32,150). Success has been reported with bronchial lavage in patients with obstructive airway disease who could not be weaned from ventilatory support (151,152). Bronchial lavage may benefit selected mechanically ventilated patients with thick, tenacious secretions who are unresponsive to aggressive bronchodilator therapy (65,153). Mucous plugs impacted in airways may be extracted using the flexible bronchoscope for lavage, thus improving ventilation and oxygenation (65,154). Critically ill, mechanically ventilated asthmatic patients are, however, poor candidates for bronchial lavage; the procedure is likely to produce a significant increase in auto-PEEP and worsening of hypoxemia. The extolled benefits of lung lavage are limited to case reports (155–157). Normal saline lavage solution has been traditionally used, but diluted acetylcysteine may enhance mucous clearance from the airways by a mucolytic effect (65,155). 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Pulmonary lavage in a patient in status asthmaticus receiving mechanical ventilation: a case report. Ann Allergy. 1982;49:157. 154. Weinstein HJ, Bone RC, Ruth WE. Pulmonary lavage in patients treated with mechanical ventilation. Chest. 1977;72:583. 155. Niederman MS, Gambino A, Lichter J, et al. Tension ball valve mucus plug in asthma. Am J Med. 1985;79:131. 156. Millman M, Goodman AH, Goldstein IM, et al. Bronchoscopy and lavage for chronic bronchial asthma. Immunol Allerg Pract. 1981;3:10. 157. Brashear RE, Meyer SC, Manion MW. Unilateral atelectasis in asthma. Chest. 1973;63:847. CHAPTER 38 ■ AIRWAY MANAGEMENT THOMAS C. MORT r ANDREA GABRIELLI r TIMOTHY J. COONS r ELIZABETH CORDES BEHRINGER r A. JOSEPH LAYON IMMEDIATE CONCERNS Major Problems Maintenance of the airway must be one of the most essential goals of critical care. Critical care personnel apply their expertise in resuscitating the critically ill patient by volume infusion, invasive line placement, titration of vasoactive medications, analysis of laboratory studies, and performing radiographic examinations, but may neglect the “A” of the ABCs until further clinical deterioration turns the need for airway management into an emergency. Airway functions are numerous and, though it primarily supports the exchange of oxygen and carbon dioxide, the airway assists in the regulation of temperature, contributes to the warming and humidification of inspired gas, traps and expels foreign particles, and protects against foreign body entry into the lungs through a complex array of reflex responses. Many of these functions are altered or lost in critically ill patients. Airway obstruction can result from infection, trauma, laryngospasm, soft tissue edema, and aspiration of gastric or other noxious materials. Protective reflexes may be lost as a result of disease and depression with narcotics, sedatives, or paralytic agents. Humidification can also be lost as various appliances that bypass the nose, pharynx, and upper airway are inserted to maintain airway patency. Clinicians must then em- ploy methods to maintain airway hydration, including humidifiers, nebulizers, and heat–moisture exchangers. These devices introduce additional problems such as nosocomial infections and increased work of breathing. GENERAL PRINCIPLES Primum non nocere (first do no harm) applies most fittingly to the airways of critically ill patients. The intensivist must not only be knowledgeable of respiratory pathophysiology, but also must possess technical skill and sound judgment in airway management. Various options are available, including bag-valve-mask ventilation, translaryngeal intubation (oral or nasal), tracheotomy, and cricothyroidotomy. Adjunctive drugs such as local anesthetics, narcotics, benzodiazepines, barbiturates, muscle relaxants, ketamine, and propofol play an important role. Their use facilitates airway control and improves respiratory support. In most instances, bag-valve-mask (Fig. 38.1) ventilation precedes tracheal intubation. Immediate correction of hypoxemia should be attempted by application of a mask and initiation of bag ventilation with an increased FiO2 while equipment for intubation is prepared. An appropriate mask provides a tight seal around the nose and mouth, and the colorless plastic with soft and pliable edges allows visualization of the 11:53 P1: OSO/OVY GRBT291-37-39 520 P2: OSO/OVY QC: OSO/OVY GRBT291-3641G T1: OSO Printer: Yet to come GRBT291-Gabrielli-v2.cls October 30, 2008 Section III: Techniques, Procedures, and Treatments TA B L E 3 8 . 1 INDICATIONS FOR TRACHEAL INTUBATION Open an obstructed airway Provide airway pressure support to treat hypoxemia PaO2 less than 60 mm Hg with an FiO2 greater than 0.5 Alveolar-to-arterial oxygen gradient 300 mm Hg Intrapulmonary shunt more than 15%–20% Provide mechanical ventilation Respiratory acidosis Inadequate respiratory mechanics Respiratory rate more than 30 breaths/min FVC less than 10 mL/kg NIF more than –20 cm H2 O VD /VT more than 0.6 FIGURE 38.1. Standard bag-valve-mask setup. Note that the bag is self-inflating, so it can be used with (usual) or without (in emergencies) an external gas supply. The “tail” of the bag serves as an oxygen reservoir. mouth and secretions. The mask is attached to the resuscitation (self-inflating or collapsible) bag with a high-flow oxygen source. Various systems will supply an FiO2 between 0.60 and 1.0, depending upon the mask fit, the manufacturer, the oxygen flow rate, and the style of bag design based on the Mapleson (Fig. 38.2) designation (1–3). Proper inflation requires two hands: One to hold the mask firmly in place against FIGURE 38.2. A Mapleson D bag. Note that this is not a self-inflating bag, and hence must be used with an external gas source. The positioning of the fresh gas inlet—designating the Mapleson bag class—and the fresh gas flow impact the amount of rebreathing. It is possible, in an inadvertent situation, if the fresh gas runs out and the pressure regulating (“pop off”) valve is closed, to continuously rebreathe exhaled gas. This would ultimately result in injury or death. Facilitate suctioning, instillation of medications, and bronchoscopy Prevent aspiration Gag and swallow reflexes absent FiO2 , fraction of inspired oxygen; FVC, forced vital capacity; NIF, negative inspiratory force; VD /VT , dead space/tidal volume ratio. the patient’s face, and the other to compress the bag (4). The mandible must be lifted to create a seal without airway occlusion. An oropharyngeal or nasal airway facilitates oxygen delivery by bypassing or retracting the tongue (5,6). Forceful bag compression should be avoided to prevent gastric distention and possible pulmonary aspiration. Gentle insufflation allows clinical assessment of lung compliance and minimizes complications. Contraindications to bag-valve-mask ventilation include airway obstruction, pooling of blood or secretions in the pharynx, and severe facial trauma (7,8). Critically ill patients require tracheal intubation (Table 38.1) for several reasons (7). When inadequate ventilation is observed, tracheal intubation becomes necessary. It provides airway patency, facilitates tracheobronchial suctioning, and minimizes aspiration of blood, gastric contents, or secretions into the pulmonary tree. Oxygen administration and mechanical ventilation correct hypoxemia and hypercapnia, improve the alveolar-to-arterial oxygen partial pressure gradient, and reduce intrapulmonary shunting. In emergency situations in which intravascular access is absent, drug administration into the endotracheal tube can be life saving. Epinephrine, atropine, lidocaine, and naloxone exert their pharmacologic effects after tracheal administration (9–12). Relative or absolute contraindications to conventional tracheal intubation exist in patients with traumatic or severe degenerative disorders of the cervical spine; in those with acute infectious processes such as acute supraglottitis or intrapharyngeal abscess; and in patients with extensive facial injury and basal skull fracture (13–15). Blind nasal intubation may be contraindicated in upper airway foreign body obstruction because the tube may push the foreign body distally and exacerbate airway compromise (13–16). ANATOMIC CONSIDERATIONS Adult Specific anatomic characteristics may determine the ease or difficulty of intubation. The intensivist sometimes does not have 11:53 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY GRBT291-3641G T1: OSO Printer: Yet to come GRBT291-Gabrielli-v2.cls October 30, 2008 Chapter 38: Airway Management 521 FIGURE 38.3. Demonstration of the “sniffing position” for optimal visualization of the glottic opening. the flexibility to examine and assess the airway at leisure but must act quickly with skill and confidence. A good working knowledge of the anatomy of the mouth, neck, cervical spine, and pulmonary tree is mandatory for a successful and safe intubation. Examination of cervical spine mobility includes flexion and extension. Neck flexion aligns the pharyngeal and tracheal axes, whereas head extension on the neck and opening of the mouth align the oral passage with the pharyngeal and tracheal axes. This maneuver places the patient in a “sniffing position” (17) (Fig. 38.3). Incorrect positioning of the head and neck accounts for one of the common errors in orotracheal intubation. Flexion and extension of the head decreases 20% by 75 years of age. Degenerative arthritis limits cervical spine motion, more so with extension than flexion. Movement of the spine is contraindicated in the presence of potential cervical spine injury; hence, patients are maintained in a neutral position with in-line stabilization. Barring the edentulous patient, the front component of the hard cervical collar is commonly removed to allow full mandibular movement and optimize mouth opening. This maneuver removes the standard flexion and extension movements used to optimize the line of sight and therefore reduces one’s ability to see “around the corner” in many cases (18–22). Each technique, maneuver, or accessory airway device available may alter the alignment of the cervical spine to a small degree based on the device itself, combined with the force and maneuvering performed by the operator, despite in-line stabilization (18,23–25). The available data and accumulated clinical experience do not dictate one method over another, especially when many practitioners who suggest an awake fiberoptic intubation is the “best” approach may themselves have reservations and concerns regarding their own comfort and competency at performing such a technique (18,26,27). The most appropriate technique is debatable but it would be prudent that the practitioner do his or her best with familiar equipment and approaches. This would not be the time to attempt to use a newly purchased item (e.g., rigid fiberscope), since one has not become competent and familiar with its use on a manikin and elective “easy” patients. Other diseases may place the patient at risk for atlantoaxial and cervical spine instability, and reduced mouth opening beyond those with known or suspected neck pathology (28). Important anatomic landmarks may help the physician during direct laryngoscopy (Fig. 38.4). The cricoid, a circle of cartilage above the first tracheal ring, can be compressed to occlude the esophagus (Sellick maneuver), thereby preventing passive gastric regurgitation into the trachea during intubation (29). The epiglottis, a large cartilaginous structure, lies in the anterior pharynx. The vallecula, a furrow between the epiglottis and base of the tongue, is the placement site for the tip of a FIGURE 38.4. Laryngoscopic landmarks. Panel shows the cricoid cartilage. 11:53 P1: OSO/OVY GRBT291-37-39 522 P2: OSO/OVY QC: OSO/OVY GRBT291-3641G T1: OSO Printer: Yet to come GRBT291-Gabrielli-v2.cls October 30, 2008 Section III: Techniques, Procedures, and Treatments curved laryngoscope blade. The larynx is located anterior and superior to the trachea and contains the vocal cords. Pediatric Several anatomic differences exist between the adult and the pediatric airways. Pediatric patients have a relatively large head and flexible neck. The air passages are small, the tongue is large, the epiglottis is floppy, and the glottis is typically slanted at a 40- to 50-degree angle, making intubation more difficult. Mucous membranes are softer, looser, and more fragile, and readily become edematous when an oversized endotracheal tube is used. Adenoids and tonsils in a child are relatively larger than those in the adult. The epiglottis and larynx of infants lie more cephalad and anterior, and the cricoid cartilage ring is the narrowest portion of the upper airway. In contrast, the adult glottic opening is narrowest. Additionally, the pediatric vocal cords have a shorter distance from the carina, with the mainstem bronchus angulating symmetrically at the level of the carina at about 55 degrees. In adults, the right mainstem angulates at about 25 degrees and the left at about 45 degrees. The cupulae of the lungs are higher in the infant’s neck, increasing the risk of lung trauma. To avoid delay and minimize complications, all anticipated equipment and drugs must be available for the planned intubation technique (Table 38.2, Fig. 38.5). Additionally, a difficult airway cart or bag with a variety of airway rescue devices— as well as a bronchoscope and/or fiberoptic laryngoscope— should be readily available (30,31). It is far better to have a limited assortment of airway devices with which personnel are familiar and competent to handle than to have an expensive, well-stocked cart containing a plethora of devices that FIGURE 38.5. Demonstration of the equipment and drugs that must be available for the planned intubation technique. the airway personnel have not practiced with nor have gained competence. MEDICATIONS The pharynx, larynx, and trachea contain a rich network of sensory innervation, necessitating the use of anesthesia, analgesia, sedation, and sometimes muscular paralysis during intubation of a spontaneously breathing, awake, or semiconscious patient. Drugs commonly used are local anesthetics, sedativehypnotics (sodium thiopental, propofol, etomidate), narcotics (fentanyl, morphine sulfate, hydromorphone, remifentanil), sedative-anxiolytics (benzodiazepine class—midazolam), muscle relaxants (depolarizing and nondepolarizing agents), and miscellaneous agents such as ketamine and dexmedetomidine. Local Anesthetics TA B L E 3 8 . 2 STANDARD EQUIPMENT AND DRUGS FOR TRANSLARYNGEAL INTUBATION Bag-valve-mask resuscitation bag LMA-type device Oxygen source Suction apparatus Selection of oral and nasal airways Magill forceps Assortment of laryngoscope blades and endotracheal tubes Tape, stylet, lubricant, syringes, and tongue depressors Monitors (ECG, blood pressure monitor, pulse oximeter, capnography, or similar device) and defibrillatora Fiberoptic bronchoscope,a rigid fiberscope,a and specialty bladesa A drug tray or cart with vasoconstrictors, topical anesthetics, induction agents, muscle relaxants, and emergency medications 14-Gauge IV, scalpel, assortment of supraglottic airways,a bougie,a Combitube,a ET exchanger,a and Melker-type cricothyrotomy kit a Immediately available. LMA, laryngeal mask airway; ECG, electrocardiograph; ET, endotracheal tube. The use of local anesthetics is often overlooked in the intensive care unit (ICU) setting for a number of reasons: (a) it is far easier to administer an intravenous agent than to take the time to prepare the patient with topical anesthetics or local nerve blocks; (b) the urgency of the situation may preclude their timely use; (c) the patient’s anatomic/physical characteristics may limit their effective application (poor or nonexistent landmarks, coagulopathy, excessively dry mucosa, excessive secretions, patient uncooperation); and (d) the underappreciation of their value in managing the airway and the underestimation of airway difficulty in the ICU setting. Moreover, access to the proper local anesthetic agents and the accessories for their accurate delivery (nebulizer, atomizer, Krause forceps, cotton balls, Abraham laryngeal cannula, etc.) may be limited in the ICU setting unless they have been prepared and gathered in advance (difficult airway cart). Aerosolized or nebulized 1% to 4% lidocaine can readily achieve nasopharyngeal and oropharyngeal anesthesia if the patient is cooperative and capable of deep inhalation, thus limiting its usefulness in the ICU. The author has found this method less desirable due to its time-consuming application process and its limited effectiveness when compared to topically applied local anesthetics or local blocks. Transtracheal (cricothyroid membrane) instillation of 2 to 4 mL of 1% to 4% lidocaine with a 22- to 25-gauge needle causes sufficient 11:53 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY GRBT291-3641G T1: OSO Printer: Yet to come GRBT291-Gabrielli-v2.cls October 30, 2008 Chapter 38: Airway Management coughing-induced reflex to afford ample distribution to anesthetize the subglottic and supraglottic regions plus the posterior pharynx in 90% of patients (32–34). Cocaine provides excellent conditions for facilitating intubation through the nasopharynx due to its outstanding topical anesthetic and mucosal and vascular shrinkage capabilities (33). However, inhospital availability may limit its use in favor of phenylephrine or oxymetazoline combined with readily available local anesthetics. Lidocaine ointment applied to the base of the tongue with a tongue blade or similar device allows performance of direct laryngoscopy in many patients. If time permits, nasal spraying with a vasoconstrictor followed by passing a progressively larger nasal airway trumpet from 24 French to 32 French that is coated/lubricated with lidocaine gel/ointment provides exceptional coverage of the nasocavity in preparing for a nasal intubation. Instillation of liquid lidocaine via the in situ nasal trumpet offers an excellent conduit to distribute additional topical anesthetic to the orohypopharynx. It is best performed in the sitting-up position to enhance coverage of the airway structures. Barbiturates Sodium thiopental, an ultra-short-acting barbiturate, decreases the level of consciousness and provides amnesia without analgesia after an intubation dose of 4 to 7 mg/kg ideal body weight (IBW) dose over 20 to 50 seconds (administered via a peripheral IV) in the otherwise healthy patient. Its short duration of action (5–10 minutes) makes it ideal for short procedures such as intubation. Thiopental has an excellent cerebral metabolic profile in regards to lowering cerebral metabolic rate while maintaining cerebral blood flow as long as systemic blood pressure is maintained within an adequate range. However, thiopental may lead to hypotension in critically ill patients due to its vasodilatation properties, especially in the face of hypovolemia (34). Though inexpensive, its use in the operating room has declined in favor of propofol. Unfortunately, many upcoming personnel do not develop a working knowledge of the barbiturates. In the ICU setting, reducing the dose of thiopental to 1 to 2 mg/kg IBW is very useful for preparing the patient for tracheal intubation with or without a muscle relaxant. Narcotics Narcotics such as morphine, hydromorphone, fentanyl, and remifentanil reduce pain perception and allay anxiety, making intubation less stressful. In addition, they have some sedative effect, suppress cough, and relieve dyspnea (35,36). Fentanyl and the ultra-short-acting remifentanil have a more rapid onset and shorter duration of action than the conventional narcotics used in the ICU setting for analgesia (37–39). Morphine may lead to histamine release and its potential sequelae. Though all narcotics cause respiratory depression, the newer synthetic narcotics may lead to muscular chest wall rigidity that may hamper ventilation and may contribute to episodes of bradycardia. Narcotics, titrated to effect, are quite effective in settling the patient undergoing an awake intubation. Their analgesic, antitussive, and antihypertensive qualities are extremely valuable especially in light of the ability to rapidly reverse excessive narcotization. 523 Benzodiazepines Benzodiazepines such as lorazepam and midazolam have excellent amnestic and sedative properties (40). Diazepam has seen its use decline markedly due to its less favorable distribution and clearance characteristics. This drug class does not provide analgesia and may be combined with an analgesic agent during intubation, especially if an awake or semiconscious state with maintenance of spontaneous ventilation is the goal. Midazolam largely has replaced diazepam for intubation because of its more rapid onset and shorter duration of action. Lorazepam use for intubation is possible, but it is hampered by a slower pharmacodynamic onset (2–6 minutes) as compared to midazolam. Hypotension may occur in hypovolemic patients, and benzodiazepines potentiate narcotic-induced respiratory depression. Muscle Relaxants The clinician may desire or need to administer a muscle relaxant to optimize intubation conditions, but the vast majority of ICU intubations may be accomplished without such agents. There are basically two perspectives regarding the use of muscle relaxants in the critically ill patient: 1. The administration of a sedative-hypnotic agent with a rapid-acting muscle relaxant, typically succinylcholine, as the standard technique for tracheal intubation is often cited as improving intubation conditions and leading to fewer complications (41). Though this recommendation has much merit, the ubiquitous acceptance of this approach has fallen into the hands of practitioners who frequently do not fully contemplate the patient’s risk for airway management difficulties and may not have access or a good working knowledge of airway rescue devices to bail them out if conventional laryngoscopy techniques fail (42–46). Many who use this approach may do so regardless of their patient assessment. This is akin to a “shoot first, ask questions later” approach. One may expect outcomes with this approach akin to those noted when it is used in social situations. 2. The alternative approach is to assess the patient’s airwayrelated risk factors, the patent’s potential needs, and the patient’s ability to tolerate methods of preparation (e.g., topical, light sedation, and then proceed with induction) followed by customization of the preparation of the patient rather than a “one size fits all” mentality. Though the decision for their use is the clinician’s to make, one must be a patient advocate since he or she rarely ever has any say in the matter. It is our opinion that any clinician who administers drugs such as induction agents, including paralytics, thus rendering the patient entirely dependent on the airway management team, must have developed a rescue strategy coupled with the equipment to deploy such a strategy (43,45,46). The indications for muscle relaxants include agitation or lack of cooperation not related to inadequate or no sedation, increased muscle tone (seizures, tetanus, and neurologic diseases), avoidance of intracranial hypertension, limiting patient movement (potential cervical spine injury), and the need for shortening the time frame from an awake state with 11:53 P1: OSO/OVY GRBT291-37-39 524 P2: OSO/OVY QC: OSO/OVY GRBT291-3641G T1: OSO Printer: Yet to come GRBT291-Gabrielli-v2.cls October 30, 2008 Section III: Techniques, Procedures, and Treatments protective reflexes to an asleep state with the goal of rapid tracheal intubation (upper gastrointestinal bleed). Neuromuscular blocking agents may cause depolarization of the motor end-plate (succinylcholine, a depolarizing agent) or prevent depolarization (nondepolarizer: pancuronium, vecuronium, rocuronium). Succinylcholine has a rapid onset and short duration of effect, making it useful in the critical care setting; however, it may raise serum potassium levels by 0.5 to 1.0 mEq/L. It is contraindicated in bedridden patients and in those with pre-existing hyperkalemia, burns, or recent or long-term neurologic deficits (47–49). Other side effects are elevation of intragastric and intraocular pressures, muscle fasciculation, myalgia, malignant hyperthermia, cardiac bradyarrhythmias, and myoglobinuria. Depending on the initial dose—our recommendation is 0.25 mg/kg IBW—and systemic conditions, succinylcholine has a relatively short duration of 3 to 10 minutes. However, if airway management difficulties exist, one should never presume the muscle relaxant will wear off in time to “save” the patient and allow spontaneous patient-initiated ventilation. Emergency rescue techniques should be deployed as early as possible when conventional intubation methods prove unsuccessful. Nondepolarizing muscle relaxants have a longer time to onset and duration of action as compared to succinylcholine. Rocuronium (typical operating room dose, 0.6 mg/kg) can approach succinylcholine in rapid time of onset if dosed accordingly (1.2 mg/kg), but the increased dosage requirements to meet this objective come with some cost: extended duration of drug action and increased cost. One controversy to consider when faced with a known or suspected difficult airway: If the practitioner is contemplating the use of a muscle relaxant, which agent is most advantageous? Standard dosing of succinylcholine potentially offers the awake option earlier than a nondepolarizing agent, but if it wears off too soon, then a period of poor or marginal ventilation may hamper patient care and require a transition to a rescue option. Conversely, a short-acting nondepolarizer offers good transition to a rescue plan if mask ventilation is adequate, but does not allow an early-awaken option (46). Ketamine Ketamine, a phencyclidine derivative, provides profound analgesia, amnesia, and dissociative anesthesia (50,51). The patient may appear awake but is uncommunicative. Airway reflexes are often, but not always, preserved. Ketamine has a rapid onset and relatively short duration of action. Its profile is unique: it is a myocardial depressant, but this is often countered by its sympathomimetic properties, thus leading to hypertension and tachycardia in many patients. Its use in the critically ill patient with ongoing activation of his or her sympathetic outflow could lead to profound hemodynamic instability since the underlying myocardial depression may not be successfully countered. Though it offers favorable bronchodilatory properties, it promotes bronchorrhea, salivation, and a high incidence of dreams, hallucinations, and emergence delirium (50,51). Propofol Propofol also is useful during intubation, especially if titrated to the desired effect rather than simply administering a one- time bolus (52–55). After intravenous administration via a peripheral IV (1–3 mg/kg IBW), unconsciousness occurs within 30 to 60 seconds. Awakening is observed in 4 to 6 minutes with a lower lingering level of sedation compared to other induction agents (52,53,55). Side effects include pain on injection, involuntary muscle movement, coughing, and hiccups. Hypotension, cardiovascular collapse, and, rarely, bradycardia may complicate its use, especially if administered in rapid single-bolus dosing in the critically ill patient with relative or absolute hypovolemia, a systemic capillary leak syndrome, or pre-existing vasodilatation (e.g., sepsis, systemic inflammatory response syndrome [SIRS]). It, however, is an excellent agent that may be titrated to a desired effect while maintaining spontaneous ventilation. Etomidate Etomidate is considered by many to be the preferred induction agent in the critically ill patient due to its favorable hemodynamic profile, as compared to the other available induction agents. The hemodynamic stabilization offered by etomidate, however, should not be considered a panacea since it too may lead to hemodynamic deterioration (56,57). Currently, its role as a single-dose induction agent is in question due to its transient depression of the adrenal axis. Once regarded as a minor concern, this adrenal suppression may be much more influential in the outcome of the critically ill. Some have expressed caution with etomidate’s use as a single-dose induction agent, especially in the septic or trauma populations. A variety of opinions exist, ranging from an opinion that etomidate should be avoided completely, to its avoidance in select populations such as the septic population, to its use—if at all—with empiric steroid replacement therapy for at least 24 hours (58– 60). Perhaps well-designed clinical trials should be performed to determine the relevance of these published precautions. Until more information is available, the practitioner who chooses to use etomidate would be wise and prudent to consider communicating with the ICU care team so they are aware of its use and may act accordingly if hemodynamic instability occurs within 24 hours of administration. Dexmedetomidine Dexmedetomidine is an ultra-short-acting α 2 agonist that, when administered intravenously, provides analgesia and mild to moderate sedation with relatively minimal respiratory depression while affording tolerance of “awake” fiberoptic and conventional tracheal intubation (61,62). While a most useful drug, its cost prevents its use in many centers. EQUIPMENT FOR ACCESSING THE AIRWAY Esophageal Tracheal Combitube The esophagotracheal airway (Combitube, ETC) (Fig. 38.6), recommended by the American Heart Association (AHA) Advanced Cardiovascular Life Support (ACLS) course and other national guidelines (30,63,64), is an advanced variant of the 11:53 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY GRBT291-3641G T1: OSO Printer: Yet to come GRBT291-Gabrielli-v2.cls October 30, 2008 Chapter 38: Airway Management 525 B FIGURE 38.6. The esophagotracheal double-lumen airway, the Combitube. A older esophageal obturator airway and the pharyngeal tracheal lumen airway (PTLA). The double lumens with proximal and distal cuffs allow ventilation and oxygenation in a majority of nonawake patients whether placed in the esophagus (95% of all insertions) or the trachea (65,66). Its proximal cuff is placed between the base of the tongue and the hard palate and the distal cuff within the trachea or upper esophagus (67,68). The ETC is inserted blindly, assisted by a jaw thrust or laryngoscopic assistance. Its role in emergency airway management is well recognized and though less popular than the laryngeal mask airway (LMA) or fiberoptic bronchoscope, it may serve a vital role in offering airway rescue when laryngoscopy, bougie insertion, or LMA-assisted ventilation/intubation fails (69). A recent latex-free modification of the Combitube, the Easytuber (Teleflex Ruesch; www.teleflexmedical.com) has a shorter and thinner pharyngeal section, which allows the passage of a fiberscope via an opening of the pharyngeal lumen to inspect the trachea while ventilating. Tracheal Intubation When the decision has been made to provide mechanical ventilatory support or airway control, the second question to answer is the route of tracheal intubation: oral versus nasal (unless a surgical airway is clinically indicated). Most commonly, orotracheal intubation is the preferred procedure to establish an airway because it usually can be performed more rapidly, offers a direct view of the glottis, has fewer bleeding complications, avoids nasal necrosis and sinus infection, and allows a larger tracheal tube to be placed as compared to the nasal approach. Finally, the blind nasal approach is particularly benefited by spontaneous ventilation. Airway vigilance should be a goal of the critical care practitioner; thus, conventional and advanced airway rescue equipment must be immediately available during any attempts at airway management. Before attempting to intubate, all anticipated equipment and drugs must be prepared. This may best be provided by an organized “intubation box” containing conventional intubation equipment, with a selection of lubricants, local/topical anesthetics, intravenous induction agents, and medications to assist in treating peri-intubation hemodynamic alterations (heart rate, blood pressure). The box should have a visible lock with handbreakable deterrent devices to reduce the problem of “missing” equipment. The wide spectrum of patient preparation for tracheal intubation ranges from an unconscious and paralyzed patient, to preparation with mild to moderate dosing of sedatives and analgesics, to the other extreme of topical anesthetics or no medication at all. Critically ill patients often require only a fraction of the drug doses provided to their elective operating room counterparts. Careful intravenous titration may attenuate hemodynamic alterations, loss of consciousness, apnea, and aspiration. Controversy lies in whether or not to preserve spontaneous ventilation: In essence, should one administer pharmacologic paralyzing agents to the critically ill patient, thus placing the patient in a state in which the practitioner is solely responsible for ventilation, oxygenation, and tracheal intubation? Advocates for paralysis, the majority of which practice in the emergency department locale, cite a low rate of complications and 11:53 P1: OSO/OVY GRBT291-37-39 526 P2: OSO/OVY QC: OSO/OVY GRBT291-3641G T1: OSO GRBT291-Gabrielli-v2.cls Printer: Yet to come October 30, 2008 Section III: Techniques, Procedures, and Treatments FIGURE 38.7. Examples of fiberoptic laryngoscope handle and blades, in which the bulb is in the handle and the light is transmitted through fiberoptic bundles. ease of intubation. Conversely, critical care databases suggest that emergency tracheal intubation is far from “safe” and devoid of complications whether or not paralyzing agents are administered (41,43–45,70). From a patient advocate standpoint, any practitioner who ablates the patient’s ability to spontaneously ventilate via neuromuscular blocking agents must be properly trained and experienced in basic and advanced airway management so that the depth of his or her ability to provide airway control lies well beyond simply conventional laryngoscopy and intubation (45). Equipment Laryngoscopes. A laryngoscope (Fig. 38.7) (fiberoptic vs. conventional) is used to expose the glottis to facilitate passage of the tracheal tube. Unfortunately, proper skill and experience using this standard airway management technique varies widely among critical care practitioners. The utility of the laryngoscope under elective circumstances, with otherwise healthy surgical patients, is essentially limited to individuals with a grade I or II view that can be easily intubated (22). Though a difficult view is mentioned by many as being uncommon (22), Kaplan et al. (71) documented a 14% incidence of grade III or IV views despite optimizing maneuvers such as the optimal external laryngeal manipulation (OELM) and the backward upward right pressure (BURP) technique (Fig. 38.8). This is further complicated, as up to 33% of critically ill patients have a limited view with laryngoscopy (epiglottis only or no view at all) (44,45,72). This is why the critical care practitioner responsible for airway management must be prepared to embark on a Plan B or Plan C immediately if conventional direct laryngoscopy fails to offer a reasonable glottic view that allows timely and accurate intubation. Blades. Laryngoscope blades are of two principal kinds, curved and straight, varying in size for use in infants, children, or adults (Fig. 38.9). Many varieties of both the curved and straight blades have been redesigned in the hopes of augmenting visualization to facilitate passage of an endotracheal tube. Innovations to improve laryngeal exposure include a hinged blade tip to augment epiglottic lifting during laryngoscopy (73), FIGURE 38.8. Diagrammatic representation of the optimal external laryngeal movement (OELM) and backward upward rightward pressure (BURP) maneuvers for optimal visualization of the glottis. rigid fiberscopes, and video-assisted laryngoscopy (74–80). These innovations may, depending on the individual patient airway characteristics, offer an improved view of the glottis to improve the first-pass success rate, reduce intubation attempts, potentially reduce the time to intubation in the difficult airway, and potentially result in a reduction in esophageal intubation and other airway-related complications that are relatively commonplace with standard techniques. The future lies with visualizing “around the corner” in the hopes of improving patient airway safety (74–80). Endotracheal Tubes. Most endotracheal tubes (ETs) are disposable and are made of clear, pliable polyvinylchloride, with FIGURE 38.9. Various types of laryngoscope blades in common use. 11:53 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY GRBT291-3641G T1: OSO Printer: Yet to come GRBT291-Gabrielli-v2.cls October 30, 2008 Chapter 38: Airway Management 527 The primary reasons for tracheal intubation will vary from patient to patient and by practitioner, related to not only the patient’s pathophysiology, but also the physician’s judgment and experience in caring for the critically ill. The main goals of tracheal intubation include protecting the airway from contamination, providing positive-pressure ventilation, providing a patent airway, and permitting access to the tracheobronchial tree for suctioning, instillation of medications, or diagnostic/therapeutic bronchoscopy. While the vast majority of tracheal intubations are via the oral route, the choice between the oral and the nasal—or the transcricoid/transtracheal route— will again be primarily determined by the patient’s physical and airway conditions, the expected duration of mechanical support, and the judgment and skills of the practitioner. FIGURE 38.10. The Malinkrodt Hi-Lo Evacuation tube. While it comes in various sizes, it is not optimal for all patients. There is level 1 evidence that, with proper use, it decreases risk of ventilator-associated pneumonia. (From American Thoracic Society. Guidelines for the management of adults with hospital-acquired, ventilator-associated and healthcare-associated pneumonia. Am J Respir Crit Care Med. 2005;171:388–416.) little tendency to kink until they attain body temperature. Though the ETs mold to the contour of the upper airway and present a smooth interior, affording easy passage of suction catheters or a flexible bronchoscope, they may become encrusted with secretions, biofilm, and concretions that may decrease luminal patency and endanger patient care. In adults, all commonly used ETs are of the cuffed variety, and many now used are types that allow suctioning of subglottic secretions—the Hi-Lo Evacuation ET (Fig. 38.10). The ET cuff ensures a closed system, permitting control of ventilation and reducing the possibility of silent or active aspiration of oronasal secretions, vomitus, or blood, although microaspiration is well recognized. Commonly, ET cuffs are the high volume–low pressure models that offer a broad contact with the tracheal wall and potentially limit ischemic damage to the mucosa. The tube size used depends upon the size of the patient (Table 38.3). TA B L E 3 8 . 3 RECOMMENDED SIZES FOR ENDOTRACHEAL TUBES Patient age Newborn 6 mo 18 mo 3y 5y 6y 8y 12 y 16 y Adult female Adult male a Internal diameter of tube (mm)a 3.0 3.5 4.0 4.5 5.0 5.5 6.0 6.5 7.0 7.0–7.5 8.0–9.0 One size larger and one size smaller should be allowed for individual intra-age variations and shorter-stature individuals. Where possible, the subglottic suction endotracheal tube should be used. Malleable Stylet. A well-lubricated malleable stylet (Fig. 38.11) is preferred by many to preform the ET into a shape that may expedite passing through the glottis. The stylet should be viewed as a guide, not a “spear,” and its tip should be safely inside the ET, never distal to the ET tip (81,82). It should not be used to force the ET into the airway or ram its way through the vocal cords when they are closed or otherwise inaccessible. Also, the popular “hockey stick”–shaped tip used by many is useful, yet its angle must be appreciated by the operator. The angle often will impede advancement into the airway since the ET tip may impinge on the anterior tracheal wall and the sharp angulations of the stylet may impede its own removal from the ET (81–83). Ideally, the styleted ET tip should be placed at the entrance of the glottis, and then, with stylet removal, the ET will advance into the trachea less traumatically. Unfortunately, many practitioners unknowingly advance the styleted ET deep into the trachea without appreciating the potential damage the stylet-stiffened ET tip may cause to the tracheal wall. HOW MIGHT THE AIRWAY BE ACCESSED? General Indications and Contraindications The oral approach is the standard method for tracheal intubation today. The indications are numerous and it may be best to focus on the contraindications. The oral route would not be a reasonable choice when there is limited access to the oral cavity due to trauma, edema, or anatomic difficulties. These contraindications for the oral route would presume that the nasal approach is feasible from both the patient’s and clinician’s standpoint. If not, a surgical approach via the cricothyroid membrane or a formal tracheostomy would be clinically indicated. Though nasal intubations were a mainstay in earlier decades, the oral approach has displaced it due to the popularity of the “rapid sequence intubation” and the better appreciation of the potential detriments of long-term nasal intubation. Orotracheal Intubation The airway care team members should expediently prepare both the patient and the equipment for the airway management procedure. While bag ventilation (preoxygenation) is being provided, obtaining appropriate towels for optimizing head 11:53 P1: OSO/OVY GRBT291-37-39 528 P2: OSO/OVY QC: OSO/OVY GRBT291-3641G T1: OSO Printer: Yet to come GRBT291-Gabrielli-v2.cls October 30, 2008 Section III: Techniques, Procedures, and Treatments FIGURE 38.11. Malleable stylet for use with insertion of an endotracheal tube. and neck position or blankets for ramping the obese patient and adjusting the bed height and angulation should be carried out (Fig. 38.12, left panel); how not to position is noted in the right panel of Figure 38.12. Assembling the necessary equipment, such as the ET, syringes, suction equipment, lubricant, CO2 detector, and a stylet if desired, should be quickly carried out for the primary airway manager. During this time, a rapid medical-surgical history is obtained, the review of previous intubation procedures sought, and an airway examination completed (30,42). Intravenous access is ensured and a primary plan for induction developed. Access to airway rescue devices should be addressed and, of course, it is best if they are at the bedside. Clear communication among team members is imperative as well as discussion of the plan with the patient, if appropriate. Chaos is to be avoided and, in this context, the individual managing the procedure must insist that unnecessary talking and agitation be limited. A tube of appropriate diameter and length should be selected and, though gender is an important factor in size selection, patient height is equally important as there is a linear relationship between the latter and glottic size. Typically, the choice in a woman would be a 7.0 to 8.0 mm ET, and in males an 8 to 9 mm ET would be used. Nonetheless, smaller-diameter ETs should be readily available for any eventuality. A team member should examine the ET for patency and cuff integrity. The 15-mm proximal adapter should fit snugly and the ET kept in its sterile wrapper and not handled until insertion. It may be placed in warm water to soften the PVC tubing, which may assist with passing the ET over a stylet, a tracheal introducing catheter (bougie), or a fiberscope, or during an ET exchange. Based on the patient history and physical examination, combined with the practitioner’s judgment, past experience, available equipment, and the needs of the patient, a determination is made as to what induction method is best. Patient preparation for tracheal intubation may range from little to no medication to the other extreme of unconsciousness with muscle relaxation (41,84,85). Considering the earlier discussion involving airway risk assessment, the practitioner will need to determine if preservation of spontaneous ventilation is in the patient’s best interest, as well as the depths of amnesia, hypnosis, and analgesia the patient may require so that airway manipulation is tolerated (30,63,64). Titration of a sedative-hypnotic or analgesic to render the patient tolerant of airway manipulation is often based on the practitioner’s knowledge and experience of the available induction agents, combined with the perceived needs of the patient plus the predicted tolerance of their administration. The pharmacodynamic effects following administration via an IV site will depend on the IV location (central vs. peripheral, hand vs. antecubital fossa), vein patency, catheter diameter and length, IV flow rate, and the patient’s cardiac output. FIGURE 38.12. Ramping of an obese patient’s torso to improve glottic visualization is noted on the left panel. The right panel shows the patient position without proper ramping. 11:53 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY GRBT291-3641G T1: OSO Printer: Yet to come GRBT291-Gabrielli-v2.cls October 30, 2008 Chapter 38: Airway Management 529 FIGURE 38.13. Equipment used to topicalize the airway prior to instrumentation: Tongue blade with lidocaine jelly, nebulizer with 4% lidocaine, and nasal dilators of various sizes. Central IV access may speed administration and time to onset plus potentially deliver a more concentrated medication bolus as compared to an equal dose administered through an IV on the dorsum of the hand. The practitioner has several choices for patient preparation: (a) awake with no medication; (b) awake with topical anesthesia or local nerve blocks, and with or without light sedation; (c) sedation/analgesia only with the option of neuromuscular blocker use; and (d) a set induction regimen for a rapid sequence intubation (e.g., etomidate and succinylcholine) (41,77,84,85). Faced with a variety of preparation choices and a wide breadth of patient circumstances, the critical care physician will need to decide what approach to pursue based on the medical, surgical, and airway situation; the patient’s needs and level of tolerance, balanced by the practitioner’s judgment; and access to and experience with airway equipment (41,44,45,84,85). Awake Intubation Awake intubation techniques comprise both nasal and oral routes and, most often, involve topically applied local anesthetics (Fig. 38.13) or local nerve blocks. Conversely, if the patient’s mental status and response to oropharyngeal stimulation are depressed, no medication may be needed to accomplish intubation. The application of topical anesthesia and a local nerve block requires more time and effort, expanded access to such agents and equipment, more patience, and finesse combined with a broader familiarity of head and neck anatomy (24,86). If done properly, the patient’s airway may be managed with nearly all conventional and accessory devices with the exception of the Combitube. Practitioners may prefer to maintain spontaneous ventilation during emergency airway management by avoiding excessive sedative-hypnotic agents and/or muscle relaxants (87). Light sedation and analgesics, however, are typically administered despite the label of being “awake.” Awake intubation techniques have been largely supplanted by induction of unconsciousness or deep sedation with or without muscle relaxation (87,88). Though the “awake intubation” is an extremely useful approach, its reduced utilization means that practitioners and their students will be less comfortable with this method through lack of experience and confidence. Its subsequent use by less experienced practitioners may complicate patient care due to poorly administered topical anesthesia, ineffective local nerve block techniques, and the lack of judicious and creative sedative/analgesic measures. Awake intubation may benefit from the addition of a narcotic agent by providing analgesia, antitussive action, and better hemodynamic control. Many reserve an awake approach for the known or suspected difficult airway to avoid “burning any bridges” and for those with severe cardiopulmonary compromise, pre-existing unconsciousness, or marked mental or neurologic depression. However, if the patient is a poor candidate for an awake approach, or preparation for an awake approach is suboptimal, patient injury and difficult management may still ensue since an awake approach does not guarantee successful intubation nor is it devoid of morbidity or mortality (89–91). Following proper preparation, unless the patient is unconscious or has markedly depressed mental status, the “awake look” technique incorporates conventional laryngoscopy to evaluate the patient’s airway to gauge the feasibility and ease of intubation (46); explanation to the patient (if applicable) is imperative for cooperation. If viewing the airway structures during an “awake look” proves fruitful, intubation should be performed during the same laryngoscopic attempt either directly—grade I or II view—or by bougie assistance—grade I, II, or III—or by other means (92,93). Many “awake look” procedures that yield a reasonable view, but in which intubation is not performed, are followed by anesthetic induction with the potential for a worse view due to airway tissue collapse and obstruction by redundant tissue due to loss of pharyngeal tone. Too often, patient comfort is placed well above patient safety. The critically ill patient is often tolerant of bougie-assisted intubation (Fig. 38.14), supraglottic airway placement (e.g., LMA) (Fig. 38.15), or the placement of specialty airway devices such 11:53 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 530 QC: OSO/OVY GRBT291-3641G T1: OSO Printer: Yet to come GRBT291-Gabrielli-v2.cls October 30, 2008 Section III: Techniques, Procedures, and Treatments Single use bougie Gum-elastic bougie FIGURE 38.14. Array of tracheal “bougies” used to access the airway in difficult situations. as the rigid fiberscopes following topical anesthetic application, local nerve blocks, or even light sedation (24,93–96). Sedated to Asleep Techniques Titration of medication to provide amnesia, analgesia, anxiolysis, sedation, or a combination of these desirable effects with the goal of providing comfort while preserving spontaneous ventilation is possible (44,97). Muscle relaxants may be added as an option if pharmacologic attempts to render the patient accepting of airway manipulation prove suboptimal or unsatisfactory. Sedation and amnesia are mandatory when paralysis is induced (43,44,87,88). The variety of agents available to render the patient accepting of airway manipulation and ultimately tracheal intubation have been outlined previously. Though more physical effort is required when spontaneous ventilation is maintained, allowing continued respiratory efforts may assist the practitioner in navigating the ET successfully into the trachea by the appreciation of audible breaths via the ET, coughing after intubation, ventilation bag expansion/contraction, vocalization with esophageal intubation, following the pathway of bubbles percolating around the other- A wise hidden glottis, or the “up and down” movement of secretions that may offer direction in the difficult-to-visualize airway (43,44,76,87,88). Breath-holding, glottic closure, laryngospasm, swallowing, biting, jaw clenching, and gagging may contribute adversely to the intubation process, but most of these are overcome with patience and the acceptance that these are “signs of life.” In difficult situations, titration techniques that provide sedation/analgesia offer the opportunity to abort such “signs of life” with the hope of returning the patient to his or her previous state at a later time (30,63,64). The “awake” approach is accomplished by the application of topical local anesthetics and/or local nerve blocks or simply proceeding without medication based on the concurrent suppression of mental status and gag reflexes. Rapid Sequence Intubation Rapid sequence intubation (RSI) refers to the administration of an induction agent followed by a neuromuscular blocking agent, with the goal of hastening the time needed to induce unconsciousness and muscle paralysis based on a concern for aspiration of orogastric secretions. By minimizing the B FIGURE 38.15. Laryngeal mask airways for emergent/difficult intubation. A: The intubating laryngeal mask airway (LMA). B: Various sized LMAs for patients of different sizes and ages. 11:53 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY GRBT291-3641G T1: OSO Printer: Yet to come GRBT291-Gabrielli-v2.cls October 30, 2008 Chapter 38: Airway Management time the airway is unprotected, the risk of aspiration theoretically should be reduced. Preoxygenation is paramount since oxygenation/ventilation efforts via a bag-mask during the induction process are not typically carried out, thus hypothetically avoiding esophagogastric insufflation (41,98,99). Cricoid pressure is applied, in theory, to reduce the risk of passive regurgitation of any stomach contents (29). These practices during an RSI may not always be practical nor able to be carried out, since patients do desaturate during the apneic phase of the RSI, particularly in obesity, pregnancy, poor or suboptimal preoxygenation efforts or the presence of cardiopulmonary pathology. If needed, bag-mask support should be delivered despite the concern about esophagogastric insufflation and subsequent regurgitation/aspiration. Additionally, the application of cricoid pressure—both quantitative and qualitative—is so variable that concerns with its ubiquitous use and overall effectiveness have been raised (100–104). Cricoid pressure may actually improve or worsen the laryngoscopic view, plus impede mask ventilation; hence, adjustment or release of cricoid pressure should be considered in these circumstances. Further, cricoid pressure may alter the ability to place accessory devices, such as the LMA, and impede fiberoptic viewing (105–108). Despite these potential limitations of cricoid pressure, no desaturating patient—high risk for aspiration or not—should have bag-mask ventilation support withheld because of the fear of aspiration. When performing an RSI or, for that matter, any induction method involving a neuromuscular blocking agent, an understanding of ventilation, and intubation options in the event conventional methods fail, and a preplanned strategy to assist the patient must be in place prior to induction. The development of such strategies during a crisis is difficult, often short-sighted and incomplete, and may be counterproductive and destructive to patient care. Education, training, and immediate access to airway rescue equipment that the practitioner can competently incorporate in an airway crisis is a goal worthy of expanded effort, time, and finances (30,41,43,45,46,63,64). The proponents of rapidly controlling the airway using RSI cite a reduction in the risk of aspiration as a main thrust for this technique. Moreover, an RSI is said to be associated with a lower incidence of complications and higher first-pass intubation success rate as compared to the “sedation only” method (41,43,98,99). A predetermined induction regimen, such as etomidate and succinylcholine, is popular, easy to teach and replicate, easy to administer (e.g., 0.25 mg/kg IBW etomidate and 0.25 mg/kg IBW of succinylcholine), requires little planning or forethought, can be standardized, and, most importantly, generally works well for most critically ill patients. Though the standard dosing regimen of succinylcholine is 1 to 1.5 mg/kg, the authors find that a variety of doses may fit the needs of the operator. One should consider that the higher the dose administered, the longer the duration to recover (patientinitiated spontaneous ventilation). Nevertheless, it appears that this approach is so commonly practiced by some individuals that it becomes the chosen induction regimen, with little regard for the patient’s individual clinical condition and airway status. Several authors tout nearperfect success rates with RSI coupled with a minimum number of complications (41,43,98,99). This “slam-dunk” approach may not be the best for a significant number of the critically ill patients, namely the obese, the known or suspected diffi- 531 cult airway patient, the hemodynamically unstable patient, or those with significant cardiopulmonary compromise, such as pulmonary embolism, cardiac tamponade, and/or myocardial ischemia. Though there is little argument that many intubations may be made easier by the administration of a muscle relaxant, selective use based on the patient evaluation and clinical circumstances is the best option (30,44–46,63,64,70,72,87,88). Positioning the Patient One of the most important factors in improving the success rate of orotracheal intubation is positioning the patient properly (Fig. 38.3). Classically, the sniffing position, namely cervical flexion combined with atlanto-occipital extension, will assist in improving the line of sight of the intubator. Bringing the three axes into alignment (oral, pharyngeal, and laryngeal) is commonly optimized by placing a firm towel or pillow beneath the head (providing mild cervical flexion) combined with physical backward movement of the head at the atlanto-occipital joint via manual extension. This, when combined with oral laryngoscopy, will improve the “line of sight” for the intubator to better visualize the laryngeal structures in most patients (46). Optimizing bed position is imperative, as is the angle at which the patient lies on the bed. The variety of mattress material (air, water, foam, gel) provides a challenge to the practitioner since these mattresses may worsen positioning characteristics in an emergency setting. Optimizing the position of the obese (Fig. 38.12, left panel) patient is an absolute requirement to assist with (a) spontaneous ventilation and mask ventilation; (b) opening the mouth; (c) gaining access to the neck for cricoid application, manipulation of laryngeal structures, or invasive procedures; (d) improving the “line of sight” with laryngoscopy; and (e) prolonging oxygen saturation after induction (109–113). A ramp is constructed with blankets, a preformed wedge, or angulation of the mechanical bed to bring the ear and the sternal notch into alignment by ramping the patient’s head, shoulders, and upper torso, thus facilitating spontaneous ventilation, mask ventilation, and laryngoscopy. The extra time spent to properly position the patient will reap great benefits (77,110,113). Blade Use The Curved Blade. Following opening of the mouth, either by the extraoral technique (finger pressing downward on chin) or the intraoral method (the finger scissor technique to spread the dentition), the laryngoscope blade is introduced at the right side of the mouth and advanced to the midline, displacing the tongue to the left. The epiglottis is seen at the base of the tongue and the tip of the blade inserted into the vallecula. If the oropharynx is dry, lubricating the blade is helpful; otherwise, suctioning out excessive secretions may assist greatly in visualizing airway structures. The laryngoscope blade should be lifted toward an imaginary point in the corner of the wall opposite the patient to avoid using the upper teeth as a fulcrum for the laryngoscope blade. Moreover, a forward and upward lift of the laryngoscope and blade stretches the hyoepiglottic ligament, thus folding the epiglottis upward and further exposing the glottis. As a result, the larynx is suspended on the tip of the blade by the hyoid bone. The practitioner’s right hand, prior to picking up the ET, should be used to apply external pressure on the laryngeal cartilage (thyroid cartilage) to potentially afford better visualization of the glottis. OELM (Fig. 38.8), as this maneuver is called, is optimized and turned over to an 11:53 P1: OSO/OVY GRBT291-37-39 532 P2: OSO/OVY QC: OSO/OVY GRBT291-3641G T1: OSO Printer: Yet to come GRBT291-Gabrielli-v2.cls October 30, 2008 Section III: Techniques, Procedures, and Treatments assistant who attempts to replicate the optimal position for the operator’s viewing. This description, while obviously optimal, is not always feasible. With visualization of the glottic structures, the ET is passed to the right of the laryngoscope through the glottis into the trachea until the cuff passes 2 to 3 cm beyond the vocal cords. As described earlier, a Lehane-Cormack grade II or III airway may preclude easy placement of the tracheal tube. Thus, a blind guide underneath the epiglottis (tracheal tube introducer, bougie) or a rigid fiberoptic stylet may be incorporated to improve the insertion success rate. The Straight Blade. Intubation with a straight blade involves the same maneuvers but with one major difference. The blade is slipped beneath the epiglottis, and exposure of the larynx is accomplished by an upward and forward lift at a 45-degree angle toward the corner of the wall opposite the patient. Again, leverage must not be applied against the upper teeth. With either technique, the common causes of failure to intubate include inadequate position of the head, misplacement of the laryngoscope blade, inadequate muscle relaxation, insufficient depth of sedation/analgesia or general anesthesia, obscuring of the glottis by the tongue, and lack of familiarity with the anatomy, especially where pathologic changes are present. Inserting a laryngoscope blade too deeply, usually past the larynx and into the cricopharyngeal area, results in lifting of the entire larynx. If familiar landmarks are not appreciated, stop advancing the scope, withdraw the blade, and start over. If more than 30 seconds have passed or there is evidence that the oxygen saturation has dropped from the prelaryngoscopy level, bag-mask support to reoxygenate the patient is imperative. There is now evidence that repetitive laryngoscopies are not in the best interest of patient care and may place the patient at extreme risk for potentially life-threatening airway-related complications (44,45). Unless the first one to two laryngoscopy attempts were performed by less experienced members of the team, attempts at conventional laryngoscopy alone to intubate the trachea should be abandoned in favor of incorporating an airway adjunct to assist the clinician in hastening the process of gaining airway control (30,44,45,63,64,114,115). FIGURE 38.16. Magill forceps for manipulating the endotracheal tube into the glottis. These come in several sizes. a small-caliber tube (e.g., a 6.0-mm diameter in an individual taller than about 69 inches), as the nasal tracheal tube may end up as an elongated nasal trumpet, without entrance into the trachea (116–118). The method of intubation via the nasal approach is variable. It may be placed blindly during spontaneous ventilation, combined with oral laryngoscopic assistance to aid with ET advancement utilizing Magill forceps (Fig. 38.16); utilize indirect visualization through the nares via an optical stylet (Fig. 38.17) or a flexible (Fig. 38.18) or rigid fiberscope (Fig. 38.19); or incorporate a lighted stylet (Fig. 38.20) for transillumination of the laryngeal structures (78,119,120). Technique Nasotracheal Intubation Nasotracheal intubation, once the mainstay approach in the emergency setting, is still commonly used in oral and maxillofacial operative interventions, but less commonly in emergency situations outside the operating room. Nasotracheal intubation is an alternative to the oral route for patients with trismus, mandibular fracture, a large tongue, or edema of the oral cavity or oropharynx, and is a useful approach for the spontaneously breathing patient who refuses to lie supine or in the presence of excessive secretions. The presence of midfacial or posterior fossa trauma and coagulopathy are absolute contraindications to this technique. Thus, it is best avoided in patients with a basilar skull fracture, a fractured nose, or nasal obstruction. It is also contraindicated in the presence of acute sinusitis or mastoiditis. Additionally, as the nasal portal dictates a smaller-diameter tracheal tube, it must be remembered that as downsizing takes place, the length of the tracheal tube is shortened; hence, the length must be considered when placing The patient may be prepared for the nasal approach by pretreatment of the mucosa of both nostrils with a solution of 0.1% phenylephrine and a decongestant spray such as FIGURE 38.17. An optical stylet, allowing visualization of the glottis as the endotracheal tube is advanced. 11:53 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY GRBT291-3641G T1: OSO Printer: Yet to come GRBT291-Gabrielli-v2.cls October 30, 2008 Chapter 38: Airway Management 533 Bronchoscope Video-monitor Bronchoscope-mounted camera. Actual device is to left Light source Video-capture device FIGURE 38.18. A fiberoptic bronchoscope with associated cart as used at Shands Hospital at the University of Florida. oxymetazoline for 3 to 10 minutes. This is followed by progressive dilation, starting with either a 26 French or 28 French nasal trumpet, and progressing to a 30 French to 32 French trumpet lubricated with 2% lidocaine jelly (Fig. 38.13). The method is relatively expedient. Conversely, placement of cotton pledgets soaked in a mixture of vasoconstrictor agent and local anesthetic is equally effective if one is experienced with the nasal anatomy and the proper equipment is available. Sup- plemental oxygen may be provided by nasal cannulae placed between the lips or via a face mask. The patient is best intubated with spontaneous ventilation maintained, yet incremental sedation/analgesia may be provided to optimize patient comfort and cooperation. Sitting upright has the advantage of maximizing the oropharyngeal diameter (116,121). Orientation of the tracheal tube bevel is important for patient comfort and to reduce the risk of epistaxis and tearing or 11:53 P1: OSO/OVY GRBT291-37-39 534 P2: OSO/OVY QC: OSO/OVY GRBT291-3641G T1: OSO GRBT291-Gabrielli-v2.cls Printer: Yet to come October 30, 2008 Section III: Techniques, Procedures, and Treatments FIGURE 38.19. A rigid bronchoscope. dislocation of the nasal turbinates. On either side of the nose, the bevel should face the turbinate (away from the septum). Due to bevel orientation, the tracheal tube’s manufactured curve (concavity) may be facing posterior “toward the patient’s face” (left nares) or anterior (right nares); once the ET reaches the nasopharynx, the concavity of the tube should face posteriorly. In the ICU setting, this approach may be helpful in those with restricted cervical spine motion, trismus, and oral cavity swelling/obstruction, to name but a few conditions of interest. Awake, sitting upright with spontaneous ventilation is an ideal setting for nasal intubation. The blind approach is best accomplished with ventilation preserved. Topically applied local anesthetics, local nerve blocks, and judicious sedation and analgesia supplement the awake approach. Warming the tracheal tube combined with generous lubrication will assist rotation and advancement while providing a soft and pliable airway Airway lightwand. The ET slips over the wand, with the light at the tip of the ET. It is held in position by the “stop” (arrow). to reduce injury to the nasal mucosa or turbinates. Tube advancement should be slow and gentle, with rotation when resistance is encountered. Excessive force, rough maneuvers, poor lubrication, and use of force against an obstruction should be discouraged. If advancement is met with resistance from glottic/anterior tissues, helpful maneuvers to overcome these obstacles include sitting the patient upright, flexing the head forward on the neck, and manually pulling the larynx anteriorly. Conversely, if advancement is met with posterior displacement into the esophagus, sitting the patient upright, extending the head on the neck, and applying posterior-directed pressure on the thyrocricoid complex may assist in intubation. Rotation of the tube and manual depression or elevation of the larynx may be required to succeed. Voluntary or hypercapnic-induced hyperpnea helps if the patient is awake because maximal abduction of the cords is present during inspiration. Entry into the trachea is signified by consistent breath sounds transmitted by the tube and inability to speak if the patient is breathing, as well as by lack of resistance, often accompanied by cough. Often one can then feel the inflation of the tracheal cuff below the larynx and above the manubrium sterni, followed by connecting the tube to the rebreathing system and expanding the lungs (122). Confirmation with end-tidal CO2 measurement or fiberoptic viewing is imperative. Application of a specially designed airway “whistle” that assists the clinician with spontaneous ventilation intubation may be advantageous (123). Nasotracheal intubation may also be accomplished with fiberoptic assistance. When the blind approach is met with difficulty, the fiberoptic adjunct may expedite intubation, but may be of limited assistance if secretion control is poor or if relied upon as a salvage method following nasal trauma. However, use of a fiberoptic bronchoscope is an excellent choice for the primary nasal approach with the patient sitting upright and the intubator preferentially standing in front or to the side of the patient as opposed to “over the top” (124,125). Advancement of the ET into the glottis may be impeded by hang-up on the laryngeal structures: The vocal cord, the posterior glottis, or, typically, the right arytenoid (126,127). When resistance is met, a helpful tip is as follows: withdrawing the tube 1 to 2 cm, rotate the tube counterclockwise 90 degrees, then readvance with the bevel facing posteriorly (126,127). Matching the tracheal tube to the fiberscope to minimize the gap between the internal diameter of the tube and the scope may also improve advancement (126). Tracheal confirmation and tip positioning are added advantages to fiberoptic-assisted intubation. Complications of Nasal Intubation FIGURE 38.20. A lighted stylet (Lightwand) for blind insertion of an endotracheal tube. Utilization of this technique requires significant practice. Though the nasally placed ET has the advantage of overall stability, the nasal approach has decreased in popularity due to a restriction of tube size, the potential to add epistaxis to an already tenuous airway situation, the potential for sinus obstruction and infection beyond 48 hours, nasal tissue damage, and perceived discomfort during insertion. Nasotracheal intubation can cause avulsion of the turbinate bone when the tube engages the anterior end of the middle turbinate’s lateral attachment in the nose and forces the avulsed turbinate into the nasopharynx (116–118,128,129). Additionally, prolonged nasotracheal intubation may contribute to sinusitis, ulceration, and tissue breakdown (117,130,131). 11:53 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY GRBT291-3641G T1: OSO Printer: Yet to come GRBT291-Gabrielli-v2.cls October 30, 2008 Chapter 38: Airway Management INTUBATION ADJUNCTS Indirect Visualization of the Airway Fiberoptic Bronchoscopy There is an immense amount of interest in advancing airway management well beyond simply placing a laryngoscope blade into the oropharynx in the hopes that tracheal intubation can be quickly and easily accomplished. It is the critically ill ICU patient who precisely would benefit from improving the “line of sight,” a straight line from the operator’s eyes to the level of the glottic opening (71,72,80,132). Being able to see “around the corner” is immensely important when one’s goal is to minimize intubation attempts and hasten the time to securing the airway (74,77–79,83). Flexible bronchoscopy is the gold standard in indirect visualization of the airway. Its role in the critically ill ICU patient is as broad as it is adaptable to various clinical scenarios, and serves many life-saving roles, both diagnostic and therapeutic. Flexible bronchoscopy does require expertise and patience and may be limited by secretions and edema (124). Its role in tracheal intubation in the critically ill patient probably best lies in its use as a first-line technique (124), rather than as a rescue technique (26,115,132,133) (Table 38.4). Edema, secretions, and bleeding often complicate visualization of the airway following multiple failed conventional laryngoscopies, thus leaving fiberoptic capabilities limited. Incorporating a portable TV monitor to broadcast the fiberoptic view (Fig. 38.18) to the airway team is an excellent teaching modality, plus it allows input by other team members to optimize communication, positioning, and other maneuvers to hasten the intubation process (124,134). Fiberoptic intubation effectiveness is reduced by inadequate patient preparation (e.g., topical local anesthesia application when mucosal desiccation or excessive secretions are present, or excessive sedation in an attempt to counter poorly functioning topical anesthesia coverage or inadequate local anesthesia blocks). An inexperienced practitioner, one of the prime reasons for failure or suboptimal or no assistance (hence the inability to provide adequate jaw thrust or lingual retraction); improper choice of equipment (using a pediatric-sized bronchoscope to place a 9.0 ET); and improper positioning (utilizing the supine approach in a morbidly obese patient) all will impact negatively on success. An awake technique chosen in an uncooperative patient, TA B L E 3 8 . 4 CLINICAL USES OF FIBEROPTIC BRONCHOSCOPY IN THE INTENSIVE CARE UNIT Primary tracheal intubation Intubation adjunct for LMA-type airway device Confirmation of intubation Airway evaluation for extubation ET/tracheostomy evaluation of position and patency Diagnostic/therapeutic interventions for a cuff leak Bronchial lavage for diagnostic/therapeutic reasons ET exchange LMA, laryngeal mask airway; ET, endotracheal tube. 535 TA B L E 3 8 . 5 KEYS TO FIBEROPTIC INTUBATION SUCCESS Patient preparation Sedatives, narcotics, topical, local blocks, secretion control. Is patient cooperative? Is fiberoptic approach a reasonable choice for intubation? Choice of approach Oral vs. nasal Position Supine, upright, elevated head of bed Choice of fiberoptic equipment Diameter, pediatric vs. adult Other Adequacy of light source, lubrication, assistance, ET warming capabilities, proper ET size ET, endotracheal tube. the lack of bronchoscope defogging, inadequate lubrication, and poor judgment in the approach (e.g., a nasal fiberoptic approach in the face of a coagulopathy or nasofacial abnormalities, or a fiberoptic approach when patient has excessive, uncontrollable secretions or bleeding) further contribute to failure and frustration. Inadequate patient preparation with medication (e.g., too light sedation leading to discomfort or an uncooperative patient, or excessive sedation leading to hypoventilation, airway obstruction, or excessive coughing or procedural pain due to lack of narcotic administration) will place an undue and likely uncorrectable burden on the fiberoptic technique. Successful fiberoptic intubation is dependent on a wide range of factors, each being performed in a timely manner (Table 38.5). Any single factor that is neglected or improperly executed may hamper the fiberoptic effort; hence, the practitioner’s inexperience is a primary factor in both failures and difficulty encountered. A properly prepared and positioned patient undergoing fiberoptic nasal intubation may become a challenge— or the procedure may even fail—if too large an ET is chosen to pass through the nasal cavity or when arytenoid hang-up is encountered upon advancing the ET without counterclockwise rotation (124). Video-laryngoscopy and Rigid Fiberscopes In an effort to overcome the difficulty of “seeing around the corner,” various advancements have been made to the standard laryngoscope. Though a difficult-to-visualize glottis is reported to be uncommon (22), Kaplan et al. reported that direct laryngoscopy in a large cohort of elective general anesthesia patients had a Lehane-Cormack view of III or IV in 14% despite maneuvers to optimize viewing with a curved laryngoscope blade (71). The incidence of a grade III/IV view in the emergency intubation population is more than double this rate; hence the need to improve visualization capabilities “around the corner” (44,135). The addition of optical fibers or mirrors plus design alterations have improved one’s line of sight over conventional blades. Devices such as the Bullard (20,22,76) (Fig. 38.21) and the Wu scopes (25,136–138) and the UpsherScope rigid fiberscopes (138) provide unparalleled visualization of the airway in most instances and may be particularly 11:53 P1: OSO/OVY GRBT291-37-39 536 P2: OSO/OVY QC: OSO/OVY GRBT291-3641G T1: OSO Printer: Yet to come GRBT291-Gabrielli-v2.cls October 30, 2008 Section III: Techniques, Procedures, and Treatments FIGURE 38.21. Bullard intubating laryngoscope. understanding of their proper use, preparation, and restrictions, as well as practice on a normal airway before one ventures to use one in an emergency situation or a potentially difficult airway. A recent addition to advanced airway management is a disposable, low cost, J-shaped rigid optical laryngoscope utilizing mirrors and lenses, and which offers a clear and panoramic view of the glottic structures when placed midline in the lower airway (143). The Airtraq laryngoscope (Fig. 38.22) is an excellent adjunct for tracheal intubation, for evaluating the difficult airway for extubation, and for providing impressive indirect viewing of the glottic structures of the difficult airway during ET exchange (144). For advancement into the airway, a minimum amount of mouth opening must exist; its bulky dimensions may limit its use in the presence of a Halovest and restricted mouth opening. useful in the presence of restricted cervical mobility (18,74,75). Each has an eyepiece for viewing via fiberoptic bundles for a single operator but may be attached to a teaching video head for team viewing and instruction (124,134). Video capabilities allow viewing on a television monitor, pushing videolaryngoscopy to a new and higher level of sophistication. The Macintosh (curved) video-laryngoscope (Karl Storz Endoscopy) was developed and produced by modifying a standard laryngoscope to contain a small video camera (71,139). Currently, improvements in video screen resolution, portable power sources, and the refinement in optics have afforded a new class of airway devices to assist in management of the difficult airway in the operating room, the ICU, and even remote floor locations (78,135,137,140). Alterations of the curved blade with an approximate 60-degree tip deflection separate the GlideScope and McGrath scope from the others. Though visualization is excellent, a principal observation to appreciate is that these instruments allow visualization, but they do not perform intubation of the trachea. Visualization of structures with failure to intubate is uncommon (less than 4%) (140,141), though various ET maneuvers and the use of a bougie may overcome many of these failures (142). The effectiveness and efficiency of these advanced devices require an Another class of intubation adjuncts that are very useful in improving success in the difficult-to-visualize airway (LehaneCormack grade III/IV) is the fiberoptic tracheal tube introducer or stylet. Typically fashioned like a stylet, the ET is loaded onto the fiberoptic shaft and then the stylet is maneuvered into the trachea. Visualization via an eyepiece on the scope or from a video screen affords a view of the airway structures that would otherwise remain restricted or blind (18,19,77,78,135). The ability to navigate the ET-loaded stylet past airway structures and visually confirm entrance into the trachea may hasten intubation in the difficult airway that otherwise would be considered difficult or impossible with conventional laryngoscopy (77,135,145). Again, edema, secretions, mucosal swelling, and limited mouth opening, as well as operator inexperience, may limit visualization capabilities (135). Several manufacturers produce relatively inexpensive hand-held rigid fiberoptic stylets that facilitate “seeing around the corner”; hence, they can be transported to the bedside in the ICU or to remote locations throughout the hospital (77,78,135). The use of these devices is improved by optimal positioning, lubrication, defogging, warming the ET/scope, secretion control, and, above all, practice under controlled conditions prior to deployment in the emergency setting (77,78,80,135). Optical Stylets FIGURE 38.22. The Airtraq laryngoscope. 11:53 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY GRBT291-3641G T1: OSO Printer: Yet to come GRBT291-Gabrielli-v2.cls October 30, 2008 Chapter 38: Airway Management 537 Tracheal Tube Introducer/Bougie The tracheal tube introducer (TTI, or bougie) (Fig. 38.14) has earned a position in anesthesia care as an effective airway adjunct by assisting navigation of the ET into the trachea when anatomic constraints and/or an overhanging epiglottis limit the view of the glottic opening. A grade II (arytenoids and posterior cords only) or grade III laryngeal view (epiglottis only) is ideal for bougie-assisted intubation (93,146). The TTI is listed as a rescue option in national guidelines and should be included in a difficult airway cart or portable bag (30,31,63,64). The advantages of the bougie include low cost, no power supply, portability, a rapid learning curve, minimal set-up time, and a relatively high success rate and its immediate use reduces intubationrelated complications (93,146). Placement involves passing it underneath the epiglottis with further navigation through the glottis to a depth of 20 to 24 cm, with potential tactile feedback as the curved tip bounces over the cartilaginous trachea rings. The tracheal ring “clicks” may not be appreciated in all cases. Further gentle advancement to 28 to 34 cm leads to the “hangup test” or Cheney test. This maneuver is useful not only for bougie-assisted intubation itself, but also when ET verification maneuvers and devices are imprecise or confusing. Passing the ET is assisted by laryngoscopy to clear the airway of obstacles, lubricating the ET, and counterclockwise rotation to limit arytenoid hang-up of the ET tip. The bougie’s role in difficult airway management is underappreciated and, given its potentially prominent role as a simple “no frills” airway tool, more attention to its position in an airway management strategy is warranted (114,115,147). CONFIRMATION OF TRACHEAL INTUBATION FIGURE 38.23. Disposable colorimetric CO2 detector. Yellow signifies the presence of CO2 , violet its absence. Capnography Physical Examination Confirmation of ET location following intubation is imperative to optimize patient safety (30,46,63,64,89,91,92,148,149). Indirect clinical indicators of intubation such as chest excursions, breath sounds, tactile ET placement test, ET condensation, observing abdominal distension or auscultating the epigastrium, and oxygen saturation monitoring are considered nonfail-safe methods since each may be lacking, misinterpreted, or falsely negative or positive in the elective setting, and this fallibility is exaggerated in the emergency setting (149). Clinician interpretation of these and many other clinical findings in an acutely ill patient in a noisy environment under adverse conditions is marginal at best (149). Even experienced personnel are plagued by inadequacies of their interpretation and understanding (89,91,92). Nonetheless, and notwithstanding these limitations, our practice for initial confirmation of ET placement is as follows: 1. 2. 3. 4. 5. 6. Observation of the ET passing through the vocal cords Chest rise with bagging Presence of condensation upon exhalation Absence of gurgling over the stomach Presence of breath sounds over the lateral midhemithoraces Presence of CO2 (Fig. 38.23) To supplement the clinician’s skill of accurately assessing ET location, the identification of exhaled CO2 via disposable colorimetric devices or capnography should be considered an accepted standard of practice for elective as well as out-of-theoperating-room intubation (30,46,148). Considered “almost fail-safe,” these methods may fail due to a variety of causes, namely the disposable colorimetric devices may fail in lowflow or no-flow cardiac states (no pulmonary blood flow as a source of exhaled carbon dioxide), or the color change may fail or confuse the clinician due to simple misinterpretation or more commonly by soilage from secretions, pulmonary edema fluid, or blood. Conversely, capnography may fail due to temperature alterations (outside, helicopter rescue), soilage of the detector, battery or electrical failure, or equipment failure due to age, missing accessories, or lack of maintenance. Other Devices Esophageal detector devices, either the syringe or the selfinflating bulb (Fig. 38.24) models, assist in the detection of ET location based on the anatomic difference between the trachea (an air-filled column) and the esophagus (a closed and collapsible column) (150). Applying a 60-mL syringe to the 11:53 P1: OSO/OVY GRBT291-37-39 538 P2: OSO/OVY QC: OSO/OVY GRBT291-3641G T1: OSO GRBT291-Gabrielli-v2.cls Printer: Yet to come October 30, 2008 Section III: Techniques, Procedures, and Treatments tures as compared to unrestricted advancement if the ET is in the esophagus (153). DEPTH OF ENDOTRACHEAL TUBE INSERTION FIGURE 38.24. Esophageal detector devices, either the syringe or the self-inflating bulb models, assist in the detection of endotracheal tube location based on the anatomic difference between the trachea (an airfilled column) and the esophagus (a closed and collapsible column). Note that a 15 mm adaptor inserts onto the tip of the bulb syringe so that the connection may be made. ET and withdrawing air should collapse the esophagus, while the trachea should remain patent. This concept was simplified by replacing the syringe with a self-inflating bulb that can be attached to the ET following placement. Either compression of the bulb prior to attachment to the ET or following attachment may still lead to false-negative results (no reinflation even though the ET is in the trachea) in less than 4% of cases (150). Failures of this technique include ET soilage, carinal or bronchial intubation in the obese, and those with severe pulmonary disease (chronic obstructive pulmonary disease [COPD], bronchospasm, thick secretions, or aspiration), and gastric insufflation. This technique is not affected by a low-flow or arrest state and, hence, it may be useful when capnography or colorimetric devices fail (150–152). Two techniques considered infallible or fail-safe when used under optimal conditions are extremely accurate in detecting and confirming ET position: (a) visualizing the ET within the glottis and (b) fiberoptic visualization of tracheal/carinal anatomy (46). However, the critically ill population may have limited glottic visualization on laryngoscopy in up to 33% of cases (44,135). Following intubation, visualization of laryngeal structures may be obscured due to the presence of the ET. Likewise, fiberoptic visualization may be hampered by secretions and blood, as well as access to and the expertise to use such equipment. Cheney Test A clinically useful adjunct for assisting in the verification of the ET location includes the hang-up test, consisting of passing a bougie or similar catheterlike device for the purpose of detecting tip impingement on the carinal or bronchial lumen. Typically, gently advancing a bougie to 27 to 35 cm depth may allow the practitioner to appreciate hang-up on distal struc- Classic depth of insertion is height and gender based, as well as impacted by the route of ET placement (i.e., oral vs. nasal) and the patient’s intrinsic anatomy. The depth will vary with head extension/flexion and lateral movement. Final tip position is best at about 2 to 4 cm above the carina to limit irritation with head movement and patient repositioning. Typically, the height of the patient is most specific in determining ET tip depth. ET depth in the adult patient less than or equal to 62 inches (157 cm) in height should be approximately 18 to 20 cm; otherwise, 22 to 26 cm may be the appropriate depth. Chest radiography only determines the tip depth at the time of film exposure. Fiberoptic depth assessment is the real-time method that garners the most clinical data for diagnostic and therapeutic purposes (123,154). AMERICAN SOCIETY OF ANESTHESIOLOGISTS PRACTICE GUIDELINES These guidelines and others specifically suggest that airway management procedures should be accompanied by capnography or similar technology to reduce the incidence of unrecognized esophageal intubation, hypoxia, brain injury, and death (30,63,64). We can think of no reason, in the economically advanced countries, why these recommendations would not be followed. AMERICAN SOCIETY OF ANESTHESIOLOGISTS DIFFICULT AIRWAY PRACTICE GUIDELINES Though reviewed earlier in this chapter, the salient points of the algorithm (Table 38.6) as they relate to the critically ill patient requiring emergency airway management are well worth repeating. Preintubation evaluation in the hopes of recognizing the difficult airway is paramount, yet is meshed with the understanding that the unrecognized or underappreciated difficult airway (mask ventilation, intubation, or both) occurs frequently. Examination of the patient, however, may be restricted due to emergent conditions, and the medical record may provide little to no useful data, especially when the patient previously had an easily managed airway but the airway status has changed substantially. When difficulty is known or predicted, patient preparation and access to airway equipment become primary focal points. This is not the case with the unrecognized or underestimated difficult airway. The induction technique is obviously not customized to the known difficulty; hence, the practitioner must counter this “surprise” by a preplanned rescue strategy, immediate access to advanced airway equipment, and personnel assistance combined with the expertise and competence to initiate and accomplish such a rescue strategy (30,63,64). 11:53 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY GRBT291-3641G T1: OSO Printer: Yet to come GRBT291-Gabrielli-v2.cls October 30, 2008 Chapter 38: Airway Management TA B L E 3 8 . 6 AMERICAN SOCIETY OF ANESTHESIOLOGISTS DIFFICULT AIRWAY ALGORITHM Source: http://www.asahq.org/publicationsAndServices/Difficult%20Airway.pdf. 539 11:53 P1: OSO/OVY GRBT291-37-39 540 P2: OSO/OVY QC: OSO/OVY GRBT291-3641G T1: OSO Printer: Yet to come GRBT291-Gabrielli-v2.cls October 30, 2008 Section III: Techniques, Procedures, and Treatments FIGURE 38.25. Large-bore IV catheter and tubing for emergency airway. This is useful for emergency jet ventilation. Primary questions for the practitioner when accessing the patient are: 1. Is there a reasonable expectation for successful mask ventilation? 2. Is intubation of the trachea expected to be problematic? 3. Should the airway approach be nonsurgical or surgical? 4. Should an awake or a sedated/unconsciousness approach be pursued? 5. Should spontaneous ventilation be maintained? 6. Should paralysis be pursued (30)? With forethought and experience, these considerations may be answered rapidly following patient assessment. Conversely, a predetermined strategy that dictates an RSI “will be easy” to pursue and thus requires minimal assessment, since the technique has been predestined rather than modeled around the findings of the above considerations, is fraught with risk to the patient (30,63,64). patient deteriorates, prompting rapid intervention, the rescue strategy must be pursued immediately (6,46,155,156). Asleep Pathway Following induction in the patient with a known or suspected difficult airway who is uncooperative or agitated, or in the unrecognized difficult airway, the ability to provide adequate mask ventilation will determine the direction of management. If mask ventilation is adequate but conventional intubation is difficult, incorporating the nonemergency pathway is appropriate, utilizing the bougie, specialty blades, supraglottic airway, flexible or rigid fiberoptic technique, or surgical airway (30,46). If mask ventilation is suboptimal or impossible, intubation of the trachea may be attempted, but immediate placement of a supraglottic airway such as the LMA is the treatment of choice. When entering the emergent pathway, if the supraglottic device fails, then an extraglottic device such as the Combitube or similar device may be placed; otherwise, transtracheal Awake Pathway If difficulty is recognized, an awake approach may be appropriate, barring lack of cooperation or patient refusal and given the practitioner’s familiarity with this approach. Patient preparation with an antisialogogue, assembling equipment and personnel, discussion with the patient, and optimal positioning should be pursued unless the patient conditions dictate immediate awake intervention due to respiratory distress and hypoxemia. The awake choices, following optimal preparation, may allow the practitioner to take an “awake look” with conventional laryngoscopy; utilize bougie-assisted intubation, LMA insertion, or indirect fiberoptic techniques (rigid and flexible); or proceed with a surgical airway. The Combitube would not be indicated in the awake state. Access to the airway via cricothyroid membrane puncture via large-bore catheter insertion (Fig. 38.25A) with either modified tubing or a jet device (Fig.38.25B) to ventilate, or Melker cricothyrotomy kit (Fig. 38.26) is an option prior to other awake or asleep methods, but is often forgotten and rarely executed. If the awake approach fails or the FIGURE 38.26. The Melker cricothyrotomy kit for emergency subglottic access to the airway. 11:53 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY GRBT291-3641G T1: OSO Printer: Yet to come GRBT291-Gabrielli-v2.cls October 30, 2008 Chapter 38: Airway Management TA B L E 3 8 . 7 STRATEGY FOR EMERGENCY AIRWAY MANAGEMENT OF THE CRITICALLY ILL PATIENT 1. Conventional intubation—grade I or II view 2. Bougie—grade III view a. May use for grade I and II if needed 3. LMA/supraglottic device—grade III or IV view a. LMA/supraglottic rescue for bougie failure b. Or use the LMA/supraglottic device as a primary device (i.e., known difficult airway, cervical spine limitations, Halo-vest) 4. Combitube—rescue device for any failure or as a primary device if clinically appropriate 5. Fiberscope (optical/video-assisted rigid or flexible models)—primary mode of intubation, an adjunct for intubation via the LMA LMA, laryngeal mask airway. jet ventilation may be pursued by personnel knowledgeable in its application and execution, or a surgical airway placed (30,46). A recently suggested strategy for emergency airway management of the critically ill patient outside the operating room is shown in Table 38.7 (114,115). Patient care was compared before (no immediate access to rescue equipment or ETCO2 monitoring) and after (immediate access to rescue equipment and ETCO2 monitoring) the management strategy was in place. A substantial improvement in patient care was realized with the following strategy: Hypoxemia, defined as SpO2 <90%, was reduced from 28% to 12%; severe hypoxemia, defined as SpO2 <70%, was reduced by 50%; esophageal intubation was reduced by 66%; multiple esophageal intubations were reduced by 50%; regurgitation and aspiration were reduced 541 by 87%; and the rate of bradycardia fell by 60%. Any rescue strategy, however, should be customized to the practitioner’s skill level, his or her access to rescue equipment, and his or her knowledge and competence of using such equipment (113, 114). Similar strategies have been used in the operating room with an improved margin of safety for airway management (84,85,147). COMPLICATIONS RELATED TO ACCESSING THE AIRWAY Tracheal intubation is an important source of morbidity and, occasionally, of mortality (30,43–46,89,91,92,148). Complications occur in four time periods: during intubation, after placement, during extubation, and after extubation (Table 38.8). Patients with smaller airways, especially infants and children, have a higher incidence of complications, combined with an increased risk of upper airway obstruction secondary to glottic edema and subglottic stenosis. Cuffed tube usage for prolonged intubation and artificial ventilation substantially increases the rate of tracheal and laryngeal injury. The extent of injury is dependent on duration of exposure, the presence of infected secretions, and severity of respiratory failure. Cuff pressures above 25 to 35 mm Hg further add to risk by compressing tracheal capillaries, which predisposes to ischemic mucosal damage despite the high-volume, low-pressure cuffs that are standard today (157–160). Other factors of importance include the duration of intubation, reintubation, and route of intubation, with nasal intubation producing more complications than oral; patient-initiated selfextubation; excessive tracheal tube movement; trauma during procedures; and poor tube care. As one might expect, clinicians unskilled in intubation techniques increase the complication rate. TA B L E 3 8 . 8 RISKS OF TRACHEAL INTUBATION Time Tissue injury Mechanical problems Other Tube placement Corneal abrasion; nasal polyp dislodgement; bruise/laceration of lips/tongue; tooth extraction; retropharyngeal perforation; vocal cord tear; cervical spine subluxation or fracture; hemorrhage; turbinate bone avulsion Tear/abrasion of larynx, trachea, bronchi Esophageal/endobronchial intubation; delay in cardiopulmonary resuscitation; ET obstruction; accidental extubation Dysrhythmia; pulmonary aspiration; hypertension; hypotension; cardiac arrest Airway obstruction; proximal or distal migration of ET; complete or partial extubation; cuff leak Tear/abrasion of larynx, trachea, bronchi Difficult extubation; airway obstruction from blood, foreign bodies, dentures, or throat packs Bacterial infection (secondary); gastric aspiration; paranasal sinusitis; problems related to mechanical ventilation (e.g., pulmonary barotrauma) Pulmonary aspiration; laryngeal edema; laryngospasm; tracheomalacia; intolerance of extubated state Tube in place Extubation ET, endotracheal tube. 11:53 P1: OSO/OVY GRBT291-37-39 542 P2: OSO/OVY QC: OSO/OVY GRBT291-3641G T1: OSO Printer: Yet to come GRBT291-Gabrielli-v2.cls October 30, 2008 Section III: Techniques, Procedures, and Treatments Airway-related Complications During Intubation Trauma Tracheal intubation dangers begin at the time of initial tube insertion. Direct airway trauma depends on operator skill and the degree of difficulty encountered during intubation (27). Injuries include bruised or lacerated lips and tongue, inadvertent tooth extraction, upper airway hemorrhage, vocal cord tears, and nasal polyp dislodgement. Inadvertent contact of the cornea by the operator’s hand may cause a corneal abrasion. Nasopharyngeal mucosa perforation can create a false passage, whereas a tear in the pyriform fossa mucosal lining may lead to mediastinal emphysema, tension pneumothorax, and infectious complications (27,89,91,92). Fracture or subluxation of the cervical spine, though rare, may result from careless movement of the head or forceful hyperextension during attempts to improve laryngeal exposure (18). Laryngoscopy may lead to swelling, edema, and bleeding of the oropharyngolaryngeal complex. Pre-existing edema or a coagulopathy will only exaggerate further swelling and bleeding. Continued efforts to control the airway with conventional laryngoscopic attempts may prove detrimental if supraglottic-glottic edema/swelling/closure results from repetitive trauma. Accessory devices such as the LMA and Combitube are dependent on a patent glottic opening; thus, exacerbating tissue damage with repetitive attempts may reduce rescue success with these devices (46). Delay Excessive delay in cardiopulmonary resuscitation may occur while an inexperienced practitioner tries to visualize the vocal cords. If intubation cannot be accomplished within 30 seconds, a more experienced person should make the attempt whenever possible. Multiple intubation attempts by any practitioner, unskilled or skilled, may make subsequent attempts more problematic and markedly increase the risk of hypoxemia, esophageal intubation, regurgitation, aspiration, bradycardia, cardiovascular collapse, and arrest (44–46). If effective mask ventilation and oxygen delivery are not possible during cardiopulmonary resuscitation (CPR), then prompt placement of an accessory device (LMA, Combitube) to support ventilation and oxygenation should be pursued (30,46,63,64). The LMA may assist with tracheal intubation itself and/or support ventilation and oxygenation in lieu of intubation. Airway-related complications in the emergency setting are similar in variety but outflank their elective counterpart in magnitude, occurrence, and consequence. Excessive secretions, edema, and bleeding, especially from repetitive instrumentation, may plague these interventions. The incidences of laryngospasm, bronchospasm, bleeding, tissue trauma, aspiration, inadequate ventilation, and difficult intubation remain relatively poorly documented. Hypoxemia. Hypoxemia during emergency intubation has a variable incidence, ranging from 2% to 28% (12,44,89,90, 140,161–163). Currently, there is little specific literature reporting the influence of age, comorbid conditions, and pathologic states on the incidence of hypoxemia during emergency airway management, yet the risk increases as the patient’s clinical situation worsens (Table 38.9) (70,163). Moreover, the patient’s oxygenation reserves, obesity-related pulmonary limitations, and difficulty with airway management will influence the incidence of hypoxemia (112,164–167). Hypoxemia-related concerns for emergency airway management include: 1. The limits of preoxygenation in the critically ill 2. The increased incidence of multiple intubation attempts 3. The increased incidence of encountering a “difficult airway” in the emergency setting (30,44,45,72,85,90) Esophageal Intubation. Delayed recognition of esophageal intubation (EI) is a leading adverse event contributing to hypoxemia, aspiration, central neurologic system damage, and death (27,30,89–92,148,149). Failure to recognize EI is not limited to inexperienced trainees and, despite the use of verification devices, EI-related catastrophes persist (88,90,91). Indirect clinical signs of detecting tracheal tube location are imprecise and their interpretation is further restricted under emergent circumstances (Fig. 38.27) (46,89,91,149). Curbing the ill effects of EI by vigilant monitoring and rapid detection is warranted (148,149). Viewing the tube between the vocal cords, considered fail-safe, is impractical in 10% to 30% of patients due to anatomic limitations (44,168). Fiberoptic verification is failsafe, yet is limited by blood and secretions, the operator’s skill, and equipment access (124). Regurgitation and Aspiration. Perioperative pulmonary aspiration is uncommon, occurring in approximately 1 in every 2,600 cases, but is magnified in the emergency surgical TA B L E 3 8 . 9 AIRWAY COMPLICATIONS CONTRIBUTING TO HYPOXEMIA Esophageal intubation Mainstem bronchial intubation Inadequate or no preoxygenation Failure to “reoxygenate” between attempts Tracheal tube occlusion: Biting, angulation Tracheal tube obstruction after intubation Due to: Particulate matter Blood clots Thick, tenacious secretions Regurgitation/aspiration Multiple attempts Duration of laryngoscopy attempt Airway obstruction, unable to ventilate Accidental extubation after intubation Bronchospasm, coughing, bucking 11:53 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY GRBT291-3641G T1: OSO Printer: Yet to come GRBT291-Gabrielli-v2.cls October 30, 2008 Chapter 38: Airway Management 543 30% 20% 10% 0% Regurgitation Aspiration Bradycardia Non-EI Dysrhythmia Cardiac Arrest EI FIGURE 38.27. Incidence of complications with (EI) and without (non-EI, i.e., tracheal intubation) esophageal intubation detected by indirect clinical signs. (From Mort TC. Esophageal intubation with indirect clinical tests during emergency tracheal intubation: a report on patient morbidity. J Clin Anesth. 2005;17[4]:255.) setting (169). Regurgitation during emergency intubation varies widely, ranging between 1.6% and 8.5%, with aspiration of the regurgitated material ranging between 0.4% and 5% (44,45,90,170). Emergently, there is little control over NPO status, ileus, upper gastrointestinal bleeding, or altered airway reflexes. Hypoxemia, bradycardia, and arrest may be magnified during regurgitation/aspiration (44,45,84,170). Immediate access to, and use of, accessory devices and ET-placement verifying equipment has reduced regurgitation and aspiration by 43% and 75%, respectively (148,149). Upper gastrointestinal bleeding is particularly risky, as it increases regurgitation by a factor of 4 and aspiration by a factor of 7 when compared to nonbleeding patients undergoing emergency intubation (95,171). Airway Injury. The “airway” may sustain minor, nondisabling to catastrophic, life-threatening degrees of trauma during emergency intubation unbeknown to the practitioner. Difficult intubation is a factor in many, but not all, cases; for example, in several series, 50% of intubations resulting in esophageal perforations were believed to have been atraumatic intubations (27,89,91,92). Injury, shrouded by generalized nonspecific signs and symptoms combined with sedated, intubated patients unable to communicate, may limit the consideration of any injury (27,92). Pneumothorax, subcutaneous emphysema, pneumomediastinum, dysphasia, chest pain, coughing, or deep cervical pain advancing to a febrile state should be investigated (27,92). Bronchial Intubation. Undetected bronchial intubation discovered by a postintubation chest radiograph is common, being seen in between 3.5% and 15.5% of cases. This undetected event increases substantially following difficult intubation, often leading to hypoxemia, atelectasis, bronchospasm, lobar collapse, and barotrauma if left uncorrected (44,45,172–176). Lung auscultation and palpation of the inflated cuff above the sternal notch may decrease bronchial intubation or carinal impingement, but are not fail-safe (122). Fiberoptic evaluation is definitive; thus, access to this modality in the ICU is important to allow for investigation of any unexplained oxygen desaturation, coughing, bronchospasm, or changes in peak inspiratory pressures, or an abrupt or gradual reduction in tidal volume (174–178). Multiple Intubation Attempts. National guidelines define a difficult intubation as the inability to intubate within three attempts, at which point alternative airway techniques should be incorporated (30). Repeated interventions increase tissue trauma, bleeding, and edema, and may transform a “ventilatable” airway to one that is not (44–46). The number of laryngoscopic attempts directly increases complications, increasing with the second laryngoscopic attempt and accelerating rapidly with three or more attempts (44,45). All critically ill patients who require emergency airway management likely should be regarded as a potentially unanticipated difficult airway. Hence, observing the one or two attempts “rule” under “optimal conditions” before rapidly moving to an alternative strategy is prudent (27,43–46,85). Though the literature has recommended a rapid sequence intubation technique as the definitive method of patient preparation, airways are as individual as their owners, and practitioner skills are variable. Thus, patients may benefit from an individualized approach (41,97,98). Incorporating a strategy that is adaptable to the practitioner and the patient (and his or her airway) may lead to a lower incidence of complications (27,44,45,85–88,114,115). After Intubation Acute Endotracheal Tube Obstruction Following Intubation Acute ET obstruction has a differential diagnostic list that is long but, in most cases, can be discerned rapidly. Biting may be from an awake, agitated, or delirious patient or, on the other 11:53 P1: OSO/OVY GRBT291-37-39 544 P2: OSO/OVY QC: OSO/OVY GRBT291-3641G T1: OSO Printer: Yet to come GRBT291-Gabrielli-v2.cls October 30, 2008 Section III: Techniques, Procedures, and Treatments The incidence of such events is not precisely known, but the most devastating consequence of such airway obstruction, hypoxia-driven cardiac arrest, was noted in the Hartford Hospital database (5 arrests in over 3,000 emergently intubated patients, 0.17%) (148). One of us (TCM) with an airway database composed of over 1,800 patients who underwent primary tracheal intubation or ET exchange over a 16-year period has noted acute airway obstruction leading to arrest in four cases (0.2%) and near arrest (severe desaturation, bradycardia) in 16 cases (0.9%). Swift suction removal following irrigation of the tracheobronchial tree, ET removal, or fiberoptic evacuation of the obstruction was paramount in limiting patient injury. Bradycardia FIGURE 38.28. Obstruction of the endotracheal tube by intraluminal material, in this case, a bloody mucous plug. hand, the ET tip may abut the tracheal wall. A bite block in the patient’s mouth, additional sedation/analgesic agents, or slight rotation of the tube may correct the obstruction. Kinking of the tube or herniation of the cuff can occlude the airway and compromise ventilation, as can blood clots, tissue, dried secretions, tube lubricants, and foreign bodies. Partial or complete obstruction (Fig. 38.28) of a newly placed ET or tracheostomy tube by intraluminal or extraluminal sources may present as a life-threatening emergency requiring immediate corrective measures to reduce the risk of hypoxia-related morbidity and mortality (155,179). Signs of ET or tracheobronchial obstruction are high inflation pressures, absent or impaired chest excursion, marked respiratory effort with paradoxical movement, cyanosis, hypoxemia, and venous congestion. Acute severe bronchospasm following primary tracheal intubation or during a tube exchange may mimic acute obstruction. The rescue therapy differs between the in situ ET obstruction—depending upon its degree—and obstruction distal to the ET tip. Rapid removal of a completely obstructed ET may be life saving and, conversely, partial obstruction of the ET or tracheobronchial tree by inspissated mucus, blood, or tissue may require rapid irrigation and suctioning, either blindly via a suction catheter or utilizing a fiberoptic bronchoscope. The etiology of the airway obstruction following intubation in the emergency setting in the ICU is often related to thick secretions. The patient undergoing emergency tracheal intubation may require mechanical support based on respiratory insufficiency due to poor secretion-clearing capabilities, poor cough, retained secretions, and shallow respirations. Once the trachea is intubated and positive pressure is delivered, the retained and dormant secretions mobilize more proximally toward the upper tracheobronchial tree, potentially contributing to airway obstruction. Conversely, during an ET exchange in a patient maintained on positive end-expiratory pressure (PEEP), especially when the level is approximately 8 cm H2 O or above, the sudden loss of expiratory pressure during the exchange appears to allow proximal movement of retained secretions, previously undetected or unreachable by standard ET suction techniques, to rapidly migrate toward the tracheocarinal region, potentially leading to very difficult or impossible ventilation. The response to laryngoscopy intubation is typically hyperdynamic, but in a small number of patients, slowing of the heart rate may accompany airway manipulation. Patients receiving medications which slow sinoatrial (SA) node, atrioventricular (AV) node, or ventricular conduction, in addition to the aggressive use of fentanyl or other vagotonic medications, may be at increased risk for a further slowing of the heart rate. Preintubation bradycardia due to medication, an intrinsically slow heart rate in hypertensive disease of the elderly and the physically fit, and occasionally severe hypoxemia or the Cushing reflex in elevated intracranial pressure (ICP) may place the patient at a lower threshold to experience bradycardia. Vigorous laryngoscopy and tracheal intubation, inadvertent EI, and airway-related complications with severe or prolonged hypoxemia have led to bradycardia and cardiac arrest (44,45,148,149). Moreover, progressive bradycardia has been noted to precede intraoperative cardiac arrests in the majority of cases (146,148,180–182). Propofol’s role in bradycardia remains ill-defined, but may be more relevant in the ICU patient on a continuous intravenous infusion rather than when using the agent in a single dose for intubation. Vagotonic influences related to airway manipulation and hypoxemia appear to be primary factors. While an uncomplicated laryngoscopy may reduce the heart rate, airway-associated complications during difficult laryngoscopy and intubation with concurrent hypoxemia increase the incidence of bradycardia dramatically (148,170). The sympathetic outflow stimulated by a moderate reduction in oxygen tension may be overwhelmed by the parasympathetic influence with ongoing or worsening hypoxemia, thus leading to medullary ischemia. In addition, the drop in heart rate is typically associated with a significant reduction in blood pressure, often requiring aggressive therapy. When confronted with bradycardia, it behooves the practitioner to optimize oxygen delivery via the rapid deployment of accessory devices, call for the code cart, and provide pharmacologic intervention as well as interventions for potentially catastrophic pathology such as a tension pneumothorax, unrecognized esophageal intubation, or mainstem bronchus intubation. Dysrhythmias The acute onset of a new dysrhythmia during the manipulation of the airway or immediately after completion of securing the airway is infrequently reported. Pre-existing rhythm disturbances may be exaggerated by even rapid, straightforward airway manipulation, but may pale in comparison to the response initiated by a vigorous laryngoscopy, especially if it is associated with multiple attempts, inadequate sedation, or additional 11:53 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY GRBT291-3641G T1: OSO Printer: Yet to come GRBT291-Gabrielli-v2.cls October 30, 2008 Chapter 38: Airway Management myocardial compromise. Bradycardia (see above), supraventricular tachycardia, atrial fibrillation or flutter with a rapid ventricular response, and ventricular disturbances are usually poorly tolerated by the critically ill patient, often complicated by varying degrees of hypotension. Further, succinylcholine— often used in RSI—is a well-known causative factor in contributing to a multitude of atrial and ventricular rhythm disturbances. Ongoing myocardial injury or a prolonged, vigorous, or traumatic manipulation of the airway can potentiate life-threatening dysrhythmias (44,183). Cardiac Arrest Anesthesia-related cardiac arrest in the operating room is relatively infrequent (0.01%), with the majority related to airway mishaps/difficulties (146,180–182). The risk of cardiac arrest in the ICU patient during emergency airway management may be as high as 2% (44,45,148,170). Specific risk factors contributing to cardiac arrest during airway manipulation included three or more intubation attempts, hypoxemia, regurgitation with aspiration, bradycardia, and esophageal intubation, often with one or more of these complications cascading from one to another (148,149). Nonairway-related cardiac arrests may result from ET obstruction, tension pneumothoraces, massive pulmonary thromboembolism, induction medication, and deterioration in patients suffering from acute myocardial infarction with cardiogenic shock (148). The varied list of etiologic factors that may contribute, singly or in combination, to the risk of cardiopulmonary arrest and cardiovascular collapse related to tracheal intubation is noted in Table 38.10 (170). Immediate access and use of advanced airway equipment and airway-placement verifying devices appear to have a significant impact on the incidence of hypoxemia-driven cardiac arrest (148). 545 The Hyperdynamic Response to Airway Management A brief or prolonged hyperdynamic response frequently accompanies direct laryngoscopy and intubation, and may reflect a number of physiologic factors, including wakefulness; the magnitude, vigor, and extent of the airway manipulation; underlying hypertension and cardiovascular disease; intravascular volume status; underlying sympathetic outflow; any related renal and cerebral pathology; induction medication; and the functional reserve of the patient among other clinical causes. Patients with central nervous system (CNS) pathology (stroke, intracerebral hemorrhage, seizure disorder) will have a higher likelihood of hypertension and/or tachycardia with airway manipulation (184–186). A persistent hyperdynamic response post intubation may reflect ongoing pain, anxiety, and/or wakefulness that may respond to additional anesthetic induction agents, or may reflect an exaggerated response seen in the highrisk individual with diabetes mellitus, renal or cardiovascular disease, or a CNS insult, and may also be seen in the intoxicated and the traumatized patient (184,185,187,188). Treatment with additional induction agents or vasodilators, diltiazem, or β antagonists may suffice, but overly aggressive treatment may quickly introduce further hemodynamic compromise when the therapy outlasts the self-limited phase of postintubation hypertension (186,187). Pathologic conditions which dictate aggressive therapy include head injury, intracerebral bleed, cerebral vascular accident, or seizure disorder. Recognizable causes of an exaggerated hyperdynamic response may include balloon inflation, ET suctioning, mainstem bronchial/carinal impingement, coughing, bucking, or “fighting” the ventilator. The aggressive administration of anesthesia induction agents is literally a double-edged sword: capable of limiting the hyperdynamic response during airway manipulation but the quiescent, stimulation-free period that usually follows securing the airway may lead to a sharp reduction in the blood pressure (184,186). TA B L E 3 8 . 1 0 FACTORS CONTRIBUTING TO POSTINTUBATION HEMODYNAMIC INSTABILITY Anesthetic medications Sympathetic surge, vasovagal response Excessive parasympathetic tone Loss of spontaneous respirations Positive pressure ventilation Positive end-expiratory pressure (PEEP) Auto- or intrinsic PEEP Hyperventilation with pre-existing hypercarbia Decrease in patient work Underlying disease process (i.e., myocardial insufficiency) Volume imbalances (sepsis, diuretics, hypovolemia, hemorrhage) Preload dependent physiology Valvular heart disease, congestive heart failure, pulmonary embolus, right ventricular failure, restrictive pericarditis, cardiac tamponade Hypoxia-related hemodynamic deterioration Hyperkalemia-induced deterioration (succinylcholine) Modified from Schwab TM, Greaves TH. Cardiac arrest as a possible sequela of critical airway management and intubation. Am J Emerg Med. 1998;16:609. Hypotension The incidence of postintubation hypotension in the emergency setting is the most common of the hemodynamic alterations stemming from a variety of single and multiple etiologies (44,45,148,189,190). Being mindful of the pre-existing comorbidities and the current clinical deterioration prompting intubation, the airway manager’s judgment and experience will influence the medication choices and techniques to prepare the patient for airway instrumentation. The major challenge is to select the agents that will achieve the goal of blunting, attenuating, or blocking the postlaryngoscopy hyperdynamic response, typically lasting for only a brief amount of time, with minimal subsequent influence or contribution to postintubation hypotension. Strategies are best tailored to the individual patient’s needs based on the experience and judgment of the airway manager rather than, as we have commented several times previously, a standard intubation protocol such as etomidate and succinylcholine being administered to each and every patient (43,45). The addition of a neuromuscular blocking agent may impact the dosing of induction agents and the subsequent need for vasoactive medications, especially when blood pressure is maintained by agitation, struggling, straining, and muscle contraction of the critically ill patient. 11:53 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY GRBT291-3641G 546 T1: OSO GRBT291-Gabrielli-v2.cls October 30, 2008 Section III: Techniques, Procedures, and Treatments The aggressive use of induction agents may potentiate the reduction in blood pressure following airway manipulation, particularly if no additional stimulation is provided post intubation. The institution of positive-pressure ventilation with PEEP plus any vasodilatation and myocardial depression from anesthetic agents may contribute to postintubation hypotension (189,190). This response is accentuated in incidence and magnitude in the critically ill patient who is struggling with underlying cardiopulmonary deterioration, acid-base imbalance, sepsis, hemorrhage, hypovolemia, and other maladies (44,148,189,190). Postintubation hypotension may require crystalloid resuscitation and/or a vasoactive agent such as ephedrine, Neo-Synephrine, vasopressin, or norepinephrine. Postintubation hypotension, per se, has not been studied in detail, though brief hypotension, in general, has been suggested as a significant contributing factor to patient morbidity and poor outcomes, especially in the traumatized and the neurologically injured patient (191). Published reports that mention postintubation hypotension suggest that it is a rare occurrence despite the disposition of the critically ill patient. For example, two emergency department studies of nearly 1,200 patients reported less than 0.3% (four patients) developed hypotension (systolic less than 90 mm Hg) (98,99). Conversely, emergency intubation outside the operating room—including the emergency department— by anesthesiologists reported that four of every ten patients suffered hypotension requiring vasoactive medications to supplement crystalloid administration in one half of the victims (44,45,148). Nonetheless, the extent and degree of hypotension will be influenced by the induction agent, volume status, pre-existing comorbidities, and reason for the clinical deterioration, plus numerous other factors. Sepsis and cardiovascular injury such as myocardial infarction, congestive cardiomyopathy, pulmonary embolism, or cardiac tamponade appear to place the patient at greater risk for postintubation hypotension and the subsequent need for vasoactive medications.1 Age appears to play a prominent role in the incidence of postintubation hypotension: The octogenarian (52%) and nonagenarian (61%) are at higher risk as compared to those younger than 30 years old (22%) and the group between 30 and 60 years (35%). The need for vasoactive agents to counter the hypotension is twice as likely in the octogenarian and older groups when compared to those younger than 50 years old (62% vs. 30%) (192). Endotracheal Tube Displacement/Extubation Tube displacement out of the trachea or migration of the tube tip into a bronchus may compromise the airway (177,178). Appropriate securing and notation of tube markings in relation to the lip may minimize this complication, but the location of the markings at the dentition level has little bearing on the position of the ET tip (178,193). A chest radiograph may assist in confirming tip location, but only at the time of the filming. Fiberoptic evaluation of the tracheal tube positions offer realtime information that a chest radiograph taken 4 hours earlier cannot offer (154). Hyperextension of the head may cause migration of the tracheal tube tip away from the carina toward the pharynx; conversely, head flexion may advance the tube tip, with an average 1.9 cm movement of the tube (158). 1 Data Printer: Yet to come from the Hartford Hospital emergency intubation database. Lateral rotation of the head may move the tube to 0.7 to 1 cm away from the carina. If tube tip position is in question and there is any clinical sign or symptom suggesting a problem (e.g., desaturation, tachypnea, and so forth), then one should consider aggressively pursuing a fiberoptically assisted determination of the tube placement rather than awaiting the call for a chest radiograph or waiting until an emergent situation has developed. Accidental Extubation Accidental extubation is a well-known clinical problem with the potential of significant patient morbidity and mortality (193). Accidental extubation, either patient-initiated selfextubation or resultant from external forces (nurse/physician moving patient, radiology team, transport, etc.), is another potential complication after intubation, occurring in 8% to 13% of intubated, critically ill patients (194). To prevent unplanned extubation, secure the tube by taping circumferentially around the upper neck. A variety of manufactured ET securing devices are available for purchase in lieu of the taping option. Tincture of benzoin improves adhesiveness of the tape to the skin and the tube. Restraining the patient’s hands, care in turning and moving the patient, and good nursing practices minimize— but do not eliminate—this complication. Proper sedation regimens, close observation, and hastening extubation in those who meet criteria may reduce patient-initiated self-extubations (195,196). Complete extubation of the trachea is most obvious when the patient self-extubates. However, the trachea may only be partially extubated when the ET cuff-tip complex is displaced proximally between or above the cords (193). An audible cuff leak is common, regardless of whether the final position of the ET cuff is just below, between, or proximal to the vocal cords. Moreover, complete extubation of the trachea—the cuff and ET tip lying in the hypopharynx—may present with a continuous or intermittent leak, or none at all (193). An ET secured at the lips/dentition at a level of 21 to 26 cm does not always equate to a correct tip position within the trachea (193). ET thermolability at body temperature may result in a coiled, kinked, or spirally misshaped (S-shaped) tube. If a cuff leak is heard, an attempt at remediation on a repetitive basis by adding air to the cuff may lead to further cuff-tip displacement (herniation). The hypopharynx may accommodate an ET with an overinflated cuff containing as much as 30 to 150 mL of air. Repetitive “fixing” of a cuff leak with small increments of air over several hours to days may lead to a stretched, highly compliant cuff positioned in the hypopharynx with continued ventilation and oxygenation. Cuff pressure measurements may be misleading due to altered cuff compliance and its position in the upper airway (193). If a cuff leak—either intermittent or continuous—is noted, the pilot balloon should be checked for integrity. If inflated, the cuff-tip complex may be displaced at or above the glottic opening. Cuff deflation with blind advancement toward the airway should be discouraged by personnel not fully capable of managing the airway in the event of ET displacement, kinking, esophageal intubation, or loss of the airway. Evaluating the airway with direct laryngoscopy (DL) may be very helpful in assessing the location and status of the ET, but ET thermolability reduces one’s ability to advance the softened, floppy, or deformed ET (193). 11:53 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY GRBT291-3641G T1: OSO Printer: Yet to come GRBT291-Gabrielli-v2.cls October 30, 2008 Chapter 38: Airway Management Conversely, a more proximal displaced ET (visible cuff in the hypopharynx) should not be advanced by hand unless the view of the airway is clear. Diagnostic/therapeutic bronchoscopy is the optimal choice. Diagnosing the location and deformity of the ET is possible coupled with its unparalleled utility for advancing the ET into the trachea. Secretions, operator skill, lack of immediate access to such equipment, and an ET tip abutting on the glottic, supraglottic, or hypopharyngeal structures may present reintubation challenges (193). If cuff hyperinflation is noted, complete deflation must be done prior to advancement over the fiberoptic bronchoscope (FOB). Once the airway is resecured, changing the deformed ET to a new one (via an airway exchanger cannula) may be considered (193). This clinical problem is common and life threatening; therefore, equipping the ICU with advanced airway devices is imperative (27,31,44,46). The Failed Intubation In the clinical situation in which the patient has been positioned to the best of the practitioner’s abilities, the operator is experienced at performing the airway management intervention, and optimal efforts at conventional mask ventilation and tracheal intubation have been attempted but are unsuccessful (a CVCI [can’t ventilate, can’t intubate] situation), the practitioner will need to rapidly deploy his or her rescue plan in an attempt to salvage the airway and to save the patient’s life. Following failure of conventional mask ventilation (no ventilation or oxygen delivery) or when mask ventilation is failing (inadequate gas exchange, SpO2 less than 90%, or a falling SpO2 ), a supraglottic airway (LMA) should be placed (30,46,63,64). In some instances in which mask ventilation and oxygen delivery fail, or are failing—yet prior to any intubation attempt—intubation could be attempted if it is reasonably assumed to be straightforward and can likely be rapidly completed, as in the case of a patient with a slender habitus, who is edentulous, with no obvious difficult airway risk factors. If unsuccessful, placement of the LMA or a Combitube should proceed immediately (30,46). Conversely, the Combitube may serve as a backup for LMA failure (69). Both devices have a high rate of success for ventilation, are placed rapidly and blindly, and require a relatively simple skill set. However, in the situation described, most practitioners would choose the LMA due to its wider familiarity and because it readily serves as an intubation conduit, whereas the Combitube does not (46). Limiting intubation attempts is a key to successful management, since repeated attempts that are probably futile (e.g., a grade IV view with conventional methods) waste time; increase trauma, edema, and bleeding; and markedly increase the risk of hypoxemia and other potentially devastating complications (27,30,44,45,63,64). It must be stressed that conventional intubation failure should be supplemented by an airway adjunct such as the bougie, specialty blades, or fiberscopes if immediately available. A key point is: Use them early, and use them often. The American Society of Anesthesiologists (ASA) guidelines list both the LMA and the Combitube as ventilatory devices in the CVCI situation as less invasive options (30,46). More invasively, transtracheal jet ventilation (TTJV) via a large-gauge (12 or 14 gauge) IV catheter through the cricothyroid membrane may be an appropriate alternative, but advanced planning with ready access to the proper equipment and a sound understand- 547 ing of “jetting” principles (lowest PSI setting to maintain SpO2 in the 80%–90% range, prolonged inspiration-to-expiration ratio [i.e., 1:5], 6–12 quick breaths per minute, allowing a path for exhalation, constant catheter stabilization, and barotrauma vigilance) must be followed; otherwise, the consequences may be very serious, indeed (46,197). It is imperative to appreciate the difference between an upper airway CVCI and a lower airway CVCI. A lower airway CVCI due to glottic abnormalities such as spasm, tumor, abscess, massive swelling, or subglottic pathology cannot be solved with a device dependent on glottic patency such as the LMA or Combitube (46). Only a subglottic approach, such as TTJV or a surgical airway, will suffice. Likewise, repetitive intubation attempts leading to airway trauma, bleeding, and edema not only markedly reduce the effectiveness of many intubation adjuncts, but also the once ventilatable airway may deteriorate into one that cannot be managed effectively, thus transforming the airway to a CVCI situation. If, however, management of an upper airway CVCI with noninvasive techniques fails, then rapid transition to TTJV or a surgical approach must be rendered (30,46,63,64). Conversely, successful ventilation and oxygen delivery via a supraglottic device does allow time to gain surgical access if intubation via the supraglottic device is difficult or fails. All these life-saving maneuvers cannot be accomplished by carrying a laryngoscope in our back pocket or by grabbing the bare essential airway management equipment from a plastic storage bin in the ICU. Advanced planning to acquire and properly deploy conventional and advanced airway equipment, coupled with the education to execute a rescue strategy, is warranted given the precarious airway status of many critically ill patients who require airway management (30,31,46,63,64). Availability of personnel is imperative, as intubation is a team activity. The CVCI situation is very terrifying—indeed, bloodcurdling—so planning ahead to reduce the risks of airway management is both a justifiable and sound endeavor. Laryngeal/Tracheal Damage Prolonged intubation may cause laryngeal or tracheal injury (110,112–115,164). Excessive cuff pressure and prolonged intubation can initiate mucosal erosion, cartilage necrosis, and eventually tracheal stenosis. Movement of the tube during assisted ventilation may erode the trachea, usually in the posterior membranous portion. Blood-tinged sputum or any degree of new-onset hemoptysis should prompt evaluation of the ET or tracheostomy tube position. Erosions, granulation tissue growth, mucosal tears, and suction catheter–related trauma may contribute to bloody secretions, as may an undiagnosed lung tumor or necrotizing infectious process. Tracheal or bronchial rupture occurs more frequently in infants, the elderly, or patients with chronic obstructive lung disease. Because signs and symptoms may be delayed, chest radiographs and prompt endoscopy may confirm the diagnosis. Miscellaneous Other problems encountered during intubation are aspiration of gastric contents secondary to passive (silent) regurgitation, and leakage of orogastric secretions past the cuff. Regimens to cleanse the nasal and oropharyngeal cavity suggest a potential reduction in nosocomial pneumonia in the ICU setting. Paranasal sinusitis develops in 2% to 5% of nasally intubated 11:53 P1: OSO/OVY GRBT291-37-39 548 P2: OSO/OVY QC: OSO/OVY GRBT291-3641G T1: OSO Printer: Yet to come GRBT291-Gabrielli-v2.cls October 30, 2008 Section III: Techniques, Procedures, and Treatments patients and commonly involves the maxillary sinus (119–121). Signs and symptoms include fever and purulent nasal discharge, often appearing 2 to 4 days after nasal intubation. Infrequently, a middle ear infection results from bacterial reflux into the eustachian tube, followed by contiguous spread into the middle ear (122,123). TA B L E 3 8 . 1 1 TRACHEAL INTUBATION COMPLICATIONS SEEN AFTER EXTUBATION Time of occurrence Complications Early (0–72 h) Numbness of tongue Sore throat Laryngitis Glottic edema Vocal cord paralysis Late (>72 h) Nostril stricture Laryngeal ulcer, granuloma, or polyp Laryngotracheal webs Laryngeal or tracheal stenosis Vocal cord synechiae During Extubation Problems during extubation arise secondary to mechanical damage, which develops while the tube is in place or in response to tissue injury. Failure to deflate the cuff, adhesion of the tube to the tracheal wall, or transfixation of the tube by a suture to a nearby structure may result in a difficult or impossible extubation. Laryngospasm and acute airway obstruction represent the most serious complications during the immediate postextubation period. Positive-pressure ventilation via a bag-mask assembly may assist in oxygen exchange, but prompt relief may require reintubation or rapid administration of a quick-onset muscle relaxant for laryngospasm. Collapse of redundant supraglottic tissue postextubation combined with rapid accumulation of laryngeal edema may occur immediately upon extubation of the trachea. Moreover, edema formation occurs in two other phases of the postextubation period: Acutely during the first 5 to 20 minutes post extubation or on a delayed basis, within 30 minutes to 8 hours of extubation. Laryngeal edema may involve the supraglottic, retroarytenoidal, and subglottic areas. Severe respiratory obstruction may occur after extubation, and frequently requires urgent reintubation or tracheotomy. Steroid use in the treatment of laryngeal edema is controversial, but may reduce postextubation stridor, reduce the need for reintubation in select patients, and hasten the resolution of existing traumatic edema. Utilization of bilevel positive airway pressure (BiPAP) or heliox (helium–oxygen mixture) may also be of use in the postextubation patient with stridor. Other causes of airway obstruction after extubation are blood clots, foreign bodies, dentures, traumatized dentition, and throat packs inadvertently left in the airway. Passive regurgitation or active vomiting at extubation may result in gastric content aspiration; stridor may be the presenting clinical sign if air movement is possible. Rapid deployment of therapy is imperative; nebulized racemic epinephrine, heliox, judicious use of anxiolytics, noninvasive positive pressure modalities, or tracheal intubation may be in order. After Extubation Complications after extubation are divided into early (up to 72 hours) and late (more than 72 hours). Early Complications Early complications are listed in Table 38.11. Mechanical irritation to the pharyngeal mucosa causes sore throat. Shortlived or prolonged aphonia—a weakened voice—is common, especially following prolonged intubation. Laryngeal incompetence following extubation is the rule; hence, resumption of an oral diet must be timed appropriately to the patient’s ability to cough, control secretions, and competently and safely swallow liquids and solids. Vocal cord paralysis and arytenoid dislocation and dysfunction may be appreciated following extubation (198–204). Paralysis may be unilateral or bilateral, with the left cord twice as frequently affected as the right, and males predominating with this complication. Damage to the external laryngeal nerve may cause lasting voice change, with unilateral nerve injury usually causing hoarseness. Paralysis can result and, if the injury is bilateral, may lead to airway obstruction. Late Complications Late postextubation complications include laryngeal ulcer, granuloma, polyp, synechiae (fusion) of the vocal cords, laryngotracheal membrane webs, laryngeal or tracheal fibrosis, and nostril stricture from damage to the alae (202,203,205). Laryngeal ulcerations or granulomata are more commonly located at the posterior region of the vocal cords where the endotracheal tube tends to have more continual contact. The patient may complain of foreign body sensation, fullness or discomfort at the back of the throat, and persistent hoarseness. Any patient complaining of airway-related pain, discomfort, fever, or systemic signs of infection following difficult airway management should be evaluated for tissue injury in the upper and lower airway and pharyngoesophageal region (27,92). EXTUBATION OF THE DIFFICULT AIRWAY IN THE INTENSIVE CARE UNIT Airway management also constitutes maintaining control of the airway into the postextubation period. The known or suspected difficult airway patient should be evaluated in regard to factors that may contribute to his or her inability to tolerate extubation. A comprehensive review of medical and surgical conditions and previous airway interventions, an evaluation of the airway, and formulation of a primary plan for extubation as well as a rescue plan for intolerance are essential for optimizing safety (206–208). Reintubation, immediately or within 24 hours, may be required in up to 25% of ICU patients (209–211). Measures to avert reintubation such as noninvasive ventilation for those at highest risk for extubation failure are effective in preventing reintubation and may reduce mortality rate if done so upon extubation (212). However, a delay in the 11:53 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY GRBT291-3641G T1: OSO Printer: Yet to come GRBT291-Gabrielli-v2.cls October 30, 2008 Chapter 38: Airway Management TA B L E 3 8 . 1 2 549 TA B L E 3 8 . 1 3 RISK FACTORS FOR DIFFICULT EXTUBATION Known difficult airway Suspected difficult airway based on the following factors: Restricted access to airway Cervical collar, Halo-vest Head and neck trauma, procedures, or surgery ET size, duration of intubation Head and neck positioning (i.e., prone vs. supine) Traumatic intubation, self-extubation Patient bucking or coughing Drug or systemic reactions Angioedema Anaphylaxis Sepsis-related syndromes Excessive volume resuscitation THE DIFFICULT EXTUBATION: TWO CATEGORIES FOR EVALUATION 1. Evaluate the patient’s inability to tolerate extubation a. Airway obstruction (partial or complete) b. Hypoventilation syndromes c. Hypoxemic respiratory failure d. Failure of pulmonary toilet e. Inability to protect airway 2. Evaluate for potential difficulty re-establishing the airway a. Difficult airway b. Limited access to the airway c. Inexperienced personnel pertaining to airway skills d. Airway injury, edema formation Modified from Cooper RM. Extubation and changing endotracheal tube. In Benumof J, ed. Airway Management. St. Louis: Mosby; 1995. ET, endotracheal tube. The Cuff Leak application of noninvasive ventilation when the patient displays signs of early or late postextubation respiratory distress or failure results in a less effective application in most patients, except those with COPD (213–216). Factors beyond routine extubation criteria that may be helpful in predicting failure include neurologic impairment, previous extubation failure, secretion control, and alterations in metabolic, renal, systemic, or cardiopulmonary issues (209–211). “Difficult extubation” is defined as the clinical situation when a patient presents with known or presumed risk factors that may contribute to difficulty re-establishing access to the airway (Table 38.12). The extubation of the patient with a known or presumed difficult airway and the potential for subsequent intolerance of the extubated state poses an increased risk to patient safety. An extubation strategy should be developed that allows the airway manager to (a) replace the ET in a timely manner and (b) ventilate and oxygenate the patient while he or she is being prepared for reintubation, as well as during the reintubation itself (30). The practitioner should assess the patient’s risk on two levels: The patient’s predicted ability to tolerate the extubated state and the ability (or inability) to re-establish the airway if reintubation becomes necessary (206–208). Weaning criteria and extubation parameters will not be discussed as they vary by locale, practitioner, and the patient’s clinical situation. Table 38.13 outlines two categories for pre-extubation evaluation (208). NPO Status The NPO status of the patient to be extubated and the subsequent need for reintubation has not been thoroughly studied, but it makes clinical sense to consider 2 to 4 hours off of distal enteral feeds prior to extubation while maintaining the NPO status post extubation until the patient appears at low risk for failing the extubation “trial.” Unfortunately, the ICU patient may succumb to reintubation based on a multitude of factors; hence, predictability of failure and when it will occur is difficult to discern. Hypopharyngeal narrowing from edema or redundant tissues, supraglottic edema, vocal cord swelling, and narrowing in the subglottic region of any etiology may contribute to the lack of a cuff leak (217–222). Too large of a tracheal tube in a small airway should, of course, be considered. A higher risk of post extubation stridor or the need for reintubation is prevalent in those without a cuff leak, in women, and in patients with a low Glasgow coma score (217–222). Attempting to determine the etiology for the lack of a cuff leak may impact patient care, as individuals may remain intubated longer than is required or receive an unneeded tracheostomy. If airway edema is the culprit, steps to decrease airway edema include elevation of the head, diuresis, steroid administration, minimizing further airway manipulation, and “time” (223–225). The cuff leak test as an indicator for predicting postextubation stridor is helpful, but the performance of a cuff leak test varies by institution and protocol, as does its interpretation by the individual physician. Testing to predict successful extubation is inconclusive (223–225). A relatively crude yet effective method of cuff leak test involves auscultation for cuff leak with or without a stethoscope. A more precise method is to take an indirect measurement of the volume of gas escaping around the ET following cuff deflation, determined by calculating the average difference between inspiratory and expiratory volume while on assisted ventilation (218,225). Cuff leak volume (CLV) may be measured as the difference of tidal volume delivered with and without cuff deflation and stated as a percentage of leak, or as an absolute volume. The percentage CLV will vary with the tidal volume administered during the test (8 mL/kg vs. 10–12 mL/kg), but several authors have found an absolute CLV less than 110 to 130 mL (218,219) or 10% to 24% of delivered tidal volume as helpful in predicting postextubation stridor (219–221,225). Stridor increases the risk of reintubation. Single- or multiple-dose steroids may reduce postextubation airway obstruction in pediatric patients, depending on dosing protocols, patient age, and duration of intubation (223). Steroid use in adults administered 6 hours prior to extubation—rather than 1 hour prior—may reduce postextubation stridor and decrease the need for reintubation in critically ill patients (210,223–225). 11:53 P1: OSO/OVY GRBT291-37-39 550 P2: OSO/OVY QC: OSO/OVY GRBT291-3641G T1: OSO Printer: Yet to come GRBT291-Gabrielli-v2.cls October 30, 2008 Section III: Techniques, Procedures, and Treatments Risk Assessment: Direct Inspection of the Airway Garnering useful information about the airway status may need to go well beyond the cuff leak test since it is relatively crude, provides little direct data regarding one’s ability to access the airway in the event of a need for reintubation, and is relatively uninformative as to the actual status of the glottis. While it is mandatory that the records of the known difficult airway patient be reviewed, it is also the case that a record of previous airway interventions in a patient who may have undergone a marked alteration in their airway status could be less than informative. Practitioners should weigh the pros and cons of evaluating such an airway to determine ease or difficulty in the ability to gain access via conventional or advanced techniques. Additionally, some patients may need evaluation of their hypopharyngeal structures and supraglottic airway to assess airway patency and resolution of edema, swelling, and tissue injury. Conventional laryngoscopy is a standard choice for evaluation, but often fails due to a poor “line of sight.” Additionally, the relationship of grading and comparing the laryngeal view of a nonintubated to an intubated glottis is inconsistent (226). Flexible fiberoptic evaluation is useful but may be limited by secretions and edema (124). Video-laryngoscopy and other indirect visualization techniques that allow one to see “around the corner” are especially helpful. The Airtraq, as may other optical or video-laryngoscopy devices, has been found to be particularly useful by offering outstanding wide-angle visualization of the periglottic structures in the critically ill patient with a known difficult airway (144). American Society of Anesthesiologists Practice Guidelines Statement Regarding Extubation of the Difficult Airway The ASA guidelines (30) have suggested that a preformulated extubation strategy should include: 1. A consideration of the relative merits of awake extubation versus extubation before the return of consciousness; this is clearly more applicable to the operating room setting than to the ICU 2. An evaluation for general clinical factors that may produce an adverse impact on ventilation after the patient has been extubated 3. The formulation of an airway management plan that can be implemented if the patient is not able to maintain adequate ventilation after tracheal decannulation 4. Consideration of the short-term use of a device that can serve as a guide to facilitate intubation and/or provide a conduit for ventilation/oxygenation Clinical Decision Plan for the Difficult Extubation A variety of methods are available to assist the practitioner’s ability to maintain continuous access to the airway following extubation, each with limitations and restrictions. Though no method guarantees control and the ability to re-secure the TA B L E 3 8 . 1 4 AIRWAY EXCHANGE CATHETER (AEC)-ASSISTED EXTUBATION: TIPS FOR SUCCESS 1. Access to advanced airway equipment 2. Personnel a. Respiratory therapist b. Individual competent with surgical airway? 3. Prepare circumferential tape to secure the airway catheter after extubation 4. Sit patient upright; discuss with patient 5. Suction ET, nasopharynx, and oropharynx 6. Pass lubricated AEC to 23–26 cm depth 7. Remove the ET while maintaining the AEC in its original position 8. Secure the AEC with the tape (circumferential); mark AEC “airway only” 9. Administer oxygen: a. Nasal cannula b. Face mask c. Humidified O2 via AEC (1–2 L/min) 10. Maintain NPO 11. Aggressive pulmonary toilet ET, endotracheal tube. airway at all times, the LMA offers the ability for fiberopticassisted visualization of the supraglottic structures while serving as a ventilating and reintubating conduit; it is hampered by a limited time frame in which it may be left in place. The bronchoscope is useful for periglottic assessment following extubation, but requires advanced skills and minimal secretions. Moreover, it offers only a brief moment for airway assessment and access to the airway following extubation (124). Conversely, the airway exchange catheter (AEC, Fig. 38.14) allows continuous control of the airway after extubation, is well tolerated in most patients, and serves as an adjunct for reintubation and oxygen administration (206,227–229). Patient intolerance, accidental dislodgment, and mucosal and tracheobronchial wall injury have been reported, but are rare (230– 234). Carinal irritation may be treated with proximal repositioning, the instillation of topical agents to anesthetize the airway, and explanation and reassurance. Dislodgment may occur, resultant from an uncooperative patient or a poorly secured catheter. Observation in a monitored environment with experienced personnel should be given top priority, as should the immediate availability of difficult airway equipment in the event of intolerance to tracheal decannulation (206–208). Tips for success with the use of this device are shown in Table 38.14. Clinical judgment and the patient’s cardiopulmonary and other systemic conditions, combined with the airway status, should guide the clinician in establishing a reasonable time period for maintaining a state of “reversible extubation” with the indwelling AEC (Table 38.15) (206). EXCHANGING AN ENDOTRACHEAL TUBE Exchanging an ET due to cuff rupture, occlusion, damage, kinking, a change in surgical or postoperative plans, or self-extubation masquerading as a cuff leak, or when the 11:53 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY GRBT291-3641G T1: OSO Printer: Yet to come GRBT291-Gabrielli-v2.cls October 30, 2008 Chapter 38: Airway Management TA B L E 3 8 . 1 5 Airway Exchange Catheter SUGGESTED GUIDELINES FOR MAINTAINING PRESENCE OF AIRWAY EXCHANGE CATHETER Difficult airway only, no respiratory issues, no anticipated airway swelling Difficult airway, no direct respiratory issues, potential for airway swelling Difficult airway, respiratory issues, multiple extubation failures 551 1–2 h >2 h >4 h requesting team prefers a different size or alteration in location, is a common procedure. Preparation for the possible failure of the exchange technique and appreciation of the potential complications is imperative (30). Four methods typify the airway manager’s armamentarium of exchanging an ET: Direct laryngoscopy, a flexible or rigid fiberscope, the airway exchange catheter, or a combination of these techniques (2). Proper preparation is imperative and patients should undergo a comprehensive airway exam. Access to a variety of airway rescue devices is of paramount importance in the event of difficulty with ET exchange (208). Direct Laryngoscopy DL is the most common and easiest technique for exchanging an ET, but has several pitfalls and limitations. Airway collapse following removal of the ET may impede visualization and, thus, reintubation. This method leaves the patient without continuous access to the airway and should be restricted to the uncomplicated “easy” airway (94). The AEC incorporates the Seldinger technique for maintaining continuous access to the airway. Strategy and preparation are the keys to successful and safe exchange (Table 38.16). Proper sizing of the AEC to best approximate the inner diameter of the ET will allow a smoother replacement. A chin lift–jaw thrust maneuver and/or laryngoscopy will assist the passing of a well-lubricated warmed ET that may need to be rotated counterclockwise by 90 degrees to reduce glottic impingement. A larger-diameter (19 French is the size we most often use) AEC is best in passing an adult-sized ET. Exchanging a tracheostomy tube over an AEC is especially valuable when the peristomal tissues are immature. The use of a tracheal hook to elevate the tracheal cartilage and proper head/neck positioning (shoulder roll) will optimize the exchange. The exchange is often performed “blindly” since laryngoscopy in the ICU patient often reveals little to no view of the supraglottic airway. Thus, incorporation of any of the advanced laryngoscopes that assist in “seeing around the corner” (Bullard, Wu, Glidescope, McGrath, Airtraq, etc.) offer certain advantages to the operator and the patient: (a) assessment of the airway is improved; (b) there is better estimation of what size ET the glottis will accept; (c) visualization during the exchange offers the ability to direct the new ET into the trachea and reduce arytenoid hang-up or impingement; (d) it confirms that the AEC remains in the trachea during the exchange; and (e) it allows visual confirmation that the ET is placed in the trachea and the ET cuff is lowered below the glottis. Finally, the advanced airway device would be in position to assist in reintubation if any unforeseen difficulties arise during the exchange. TA B L E 3 8 . 1 6 Fiberscopic Bronchoscope–assisted Exchange Fiberscopic bronchoscope–assisted exchange (FBAE) is useful for nasal to oral or vice versa exchanges and oral-to-oral exchanges, as well as for immediate confirmation of ET placement within the trachea and positioning precision (3–5). Though difficult in the edematous or secretion-filled airway, FBAE allows continuous airway access in skilled hands. Passing the flexible fiberscope through the glottis along the side of the existing ET, although not without significant difficulty, the old ET can be backed out, followed by advancing the ET—preloaded onto the fiberoptic bronchoscope—into the trachea. Conversely, the preloaded flexible fiberscope may be placed immediately adjacent to the glottis. The old ET is then backed out over an AEC and the glottis is intubated with the FOB-ET complex. A larger flexible model is better maneuvered than a pediatricsized scope. Passing a lubricated, warmed ET that is rotated 90 degrees will reduce arytenoid-glottic impingement. Rigid fiberscopes such as the Bullard, the Wu scope, the Upsher, and the Airtraq are very useful for visualizing the otherwise difficult airway during the exchange by offering the ability to “see around the corner” (124,235–238). The fiberscope may be rendered useless by unrecognizable airway landmarks, edema, and secretions as well as operator inexperience. STRATEGY AND PREPARATION FOR ENDOTRACHEAL TUBE (ET) EXCHANGE 1. Place on 100% oxygen 2. Review patient history, problem list, medications, and level of ventilatory support 3. Assemble conventional and rescue airway equipment including capnography 4. Assemble personnel (nursing, respiratory therapy, surgeon, airway colleagues) 5. Prepare sedation/analgesia ± neuromuscular blocking agents 6. Optimal positioning; consider DL of airway 7. Discuss primary/rescue strategies and role of team members; choose new ET (soften in warm water) 8. Suction airway; advance lubricated large AEC via ET to 22–26 cm depth 9. Elevate airway tissues with laryngoscope/hand, remove old ET, and pass new ET 10. Remove AEC and check ET with capnography/ bronchoscope or use a closed system and place small bronchoscope through swivel adapter while at the same time ventilating, checking for CO2 , with the AEC still in place DL, direct laryngoscopy; AEC, airway exchange catheter. 11:53 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 552 QC: OSO/OVY GRBT291-3641G T1: OSO Printer: Yet to come GRBT291-Gabrielli-v2.cls October 30, 2008 Section III: Techniques, Procedures, and Treatments Minimizing the gap between the ET and the AEC is important for ease of exchange. If, due to luminal size restrictions, the smaller-sized AEC (4 mm, 11 French) is used when going from, for example, a double-lumen to a single-lumen ET in a high-risk ICU patient, then temporary reintubation with a smaller warmed (6.5 mm) ET as opposed to a larger (8–9 mm) ET may ease passage into the trachea. Once secured, a larger AEC may be passed via the indwelling ET with subsequent exchange to a larger ET. Various AEC exchange techniques are practiced, and customized variations of the standard methods assist the practitioner to tackle individual patient characteristics (94,235–238). ET exchange, while simple conceptually, is not a simple procedure as hypoxemia, esophageal intubation, and loss of the airway may occur. The decision on the method of exchange is based on known or suspected airway difficulty, edema and secretions, and most significantly, the experience and judgment of the clinician. It is recommended that continuous airway access be maintained in all but the simplest and most straightforward airway situations (94). Follow-up Care Following a life-threatening airway encounter with a patient, dissemination of such information is often overlooked and there is currently no standard method of relaying information from one caregiver to another (30,89). Notes written in the chart are a start, as is a discernible or highly visible label on the outside of the medical chart, but these may be inadequate. Informative and accurate medical records of airway interventions should be promoted as a potentially life-saving exercise; hence, detailed accounting of an intubation with more information written in the chart—not less—is best for patient care. However, a caveat to note is as follows: If the chart states difficulty was encountered, assume it will again be difficult; if the notes states it was “easy” or no details are provided, assume and plan on the potential for difficulty. Discussing difficulties with the patient in this setting is certainly different from the elective surgical case in the operating room. For the future care of the patient, opening a Medic Alert file has many advantages for improved dissemination of patient care information, especially in our mobile society. Obtaining medical records in a timely fashion is a constant deterrent. However, the Medic Alert file will not assist the care for the current hospitalization, only in future ones (27,30,89). Hence, steps for the current hospitalization can be taken to improve communication for efficient transfer of needed information to the airway team. Initially identifying the patient by a colorful wrist bracelet, analogous to a medication or latex allergy bracelet, is a simple but effective trigger for the airway team to investigate the patient’s airway status. A computerized medical record may allow a “Difficult Airway Alert” to be readily and prominently displayed, thus allowing identification of the patient on the current and possibly future hospitalizations— although only at the current hospital. Future airway interventions in the unrecognizable or unanticipated difficult airway are particularly benefited by “flagging” the patient. The Medic Alert system is dependent on patient compliance and payment. References 1. Campbell TP, Stewart RD. Oxygen enrichment of bag valve mask units during positive pressure ventilation: a comparison of various techniques. Ann Emerg Med. 1988;17:232. 2. Dorges V, Wenzel V, Knacke P, et al. Comparison of different airway management strategies to ventilate apneic, nonpreoxygenated patients. 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Laryngoscopy vs. optical stylet vs. optical laryngoscope (Airtraq) for extubation evaluation. Anesthesiology. 2006;105(3):A823. 145. Turkstra T, Pelz D, Shaikh A. Comparison of Shikani optical stylet to macintosh laryngoscope for intubation of patients with potential cervical spine injury: a randomized controlled fluoroscopic trial. J Neurosurg Anesthesiol. 2006;18(4):327. 146. Jabre P. Use of gum elastic bougie for prehospital difficult intubation. Am J Emerg Med. 2005;23(4):552. 147. Combes X, Le Roux B, Suen P, et al. Unanticipated difficult airway in anesthetized patients: prospective validation of a management algorithm. Anesthesiology. 2004;100(5):1146. 148. Mort TC. The incidence and risk factors for cardiac arrest during emergency tracheal intubation: a justification for incorporating the ASA Guidelines in the remote location. J Clin Anesth. 2004;16(7):508. 149. Mort TC. 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Six cases of endotracheal tube obstruction. Jpn J Anesthesiol. 1971;21:259. 156. Keenan RL, Boyan CP. Decreasing frequency of anesthetic cardiac arrests. J Clin Anesth. 1991;3:354–357. 157. Hedden M, Erosoz CEJ, Donnelly WH, et al. Laryngotracheal damage after prolonged use of orotracheal tubes in adults. JAMA. 1969;207:703. 158. Dubick MN, Wright BD. Comparison of laryngeal pathology following long term oral and nasal endotracheal intubation. Anesth Analg. 1978;57:663. 159. Kastanos N, Miro RE, Perez AM, et al. Laryngotracheal injury due to endotracheal intubation incidence, evolution and predisposing factors: a prospective long term study. Crit Care Med. 1983;11:362. 160. Esteller-More E, Ibanez J, Matino E, et al. Prognostic factors in laryngotracheal injury following intubation and/or tracheotomy in ICU patients. Eur Arch Otorhinolaryngol. 2005;262(11):880. 161. Mort TC. When failure to intubate is failure to oxygenate. Crit Care Med. 2006;34:2030. 162. Mort TC. Preoxygenation remains essential before emergency tracheal intubation. Crit Care Med. 2006;34:1860. 163. Mort TC. Preoxygenation in critically ill patients requiring emergency tracheal intubation. Crit Care Med. 2005;33(11):2672–2675. 164. Mort TC. Morbid obesity—risky airway business. Crit Care Med. 2005;33(12)S:A81. 165. Benumof JL. Preoxygenation: best method for both efficacy and efficiency? Anesthesiology. 1999;91:603. 166. Baraka AS, Taha SK, Aouad MT, et al. Preoxygenation: comparison of maximal breathing and tidal volume breathing techniques. Anesthesiology. 1999;91:612. 167. Salem MR, Joseph NJ, Crystal GJ, et al. Preoxygenation: comparison of maximal breathing and tidal volume techniques. Anesthesiology. 2000;92:1845. 168. Bair AE, Filbin MR, Kulkarni RG, et al. The failed intubation attempt in the emergency department: analysis of prevalence, rescue techniques, and personnel. J Emerg Med. 2002;23:131. 169. Warner MA. Is pulmonary aspiration still an important problem in anesthesia. Curr Opin Anaesth. 2000;13(2):215. 170. Schwab TM, Greaves TH. Cardiac arrest as a possible sequela of 11:53 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY GRBT291-3641G T1: OSO Printer: Yet to come GRBT291-Gabrielli-v2.cls October 30, 2008 Chapter 38: Airway Management 171. 172. 173. 174. 175. 176. 177. 178. 179. 180. 181. 182. 183. 184. 185. 186. 187. 188. 189. 190. 191. 192. 193. 194. 195. 196. 197. 198. 199. 200. 201. 202. 203. critical airway management and intubation. Am J Emerg Med. 1998;16:609. Oliwa N, Mort TC. Airway management of the upper GI bleeding patient: are extra measures warranted? Crit Care Med. 2006;33(12)S:A98. McCoy EP, Russell WJ, Webb RK. Accidental bronchial intubation. An analysis of AIMS incident reports from 1988 to 1994 inclusive. Anaesthesia. 1997;52(1):24. Schwartz DE, Liberman JA, Cohen NH. Confirmation of endotracheal tube position. Crit Care Med. 1995;23(7):1307–1308. 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Kubota Y, Toyoda Y, Kubota H, et al. Frequency of anesthetic cardiac arrest and death in the operating room at a single general hospital over a 30-year period. J Clin Anesth. 1994;6:227. Kane DM, Mort TC. Emergency intubation in the cardiac catheterization suite: hemodynamic consequences. Crit Care Med. 2004;32(12)S:A46. Wintermark M, Chioléro R, van Melle G, et al. Relationship between brain perfusion computed tomography variables and cerebral perfusion pressure in severe head trauma patients. Crit Care Med. 2004;32(7):1579. Jellish WS. Anesthetic issues and perioperative blood pressure management in patients who have cerebrovascular diseases undergoing surgical procedures. Neurol Clin. 2006;24(4):647. Yastrebov K. Intraoperative management: carotid endarterectomies. Anesthesiol Clin NA. 2004;22(2):265. Nicholls TP, Shoemaker WC, Wo CCJ. Survival, hemodynamics, and tissue oxygenation after head trauma. J Am Coll Surg. 2006;202(1):120. Rose DK, Cohen MM. 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Jaber S, Chanques G, Altairac C, et al. A prospective study of agitation in a medical-surgical ICU incidence, risk factors, and outcomes. Chest. 2005;128(4):2749. Krinsley JS, Barone JE. The drive to survive unplanned extubation in the ICU. Chest. 2005;128(2):560. Benumof JL, Scheller MD. The importance of transtracheal jet ventilation in the management of the difficult airway. Anesthesiology. 1989;71: 769. Cinar SO. Isolated bilateral paralysis of the hypoglossal and recurrent laryngeal nerves (Bilateral Tapia’s syndrome) after transoral intubation for general anesthesia. Acta Anaesthesiol Scand. 2005;49(1):98. Rubin AD. Arytenoid cartilage dislocation: a 20-year experience. J Voice. 2005;19(4):687. Sagawa M. Bilateral vocal cord paralysis after lung cancer surgery with a double-lumen endotracheal tube: a life-threatening complication. J Cardiothorac Vasc Anesth. 2006;20(2):225. Dimarakis I. Vocal cord palsy as a complication of adult cardiac surgery: surgical correlations and analysis. Eur J Cardiothorac Surg. 2004;26(4):773. Ulrich-Pur H. Comparison of mucosal pressures induced by cuffs of different airway devices. Anesthesiology. 2006;104(5):933. Gomes Cordeiro AM. Possible risk factors associated with moderate or severe airway injuries in children who underwent endotracheal intubation. Pediatr Crit Care Med. 2004;5(4):364. 555 204. Gaylor EB, Greenberg SB. Untoward sequelae of prolonged intubation. Laryngoscope. 1985;95:1461. 205. Fan CM. Tracheal rupture complicating emergent endotracheal intubation. Am J Emerg Med. 2004;22(4):289. 206. Cooper RM. The use of an endotracheal ventilation catheter in the management of difficult extubations. Can J Anaesth. 1996;43:90. 207. Benumof JL. Airway exchange catheters: simple concept, potentially great danger. Anesthesiology. 1999;91(2):342–344. 208. Cooper RM. Extubation and changing endotracheal tube. In: Benumof J, ed. 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Noninvasive positive-pressure ventilation for postextubation respiratory distress: a randomized controlled trial. JAMA. 2002;287:3238. 215. Nava SGC, Fanfulla F, Squadrone E, et al. Noninvasive ventilation to prevent respiratory failure after extubation in high-risk patients. Crit Care Med. 2005;33:2456. 216. Salam A, Tilluckdharry L, Amoateng-Adjepong Y, et al. Neurologic status, cough, secretions and extubation outcomes. Intensive Care Med. 2004;30:1334. 217. Chung YH, Chao TY, Chiu CT, et al. The cuff-leak test is a simple tool to verify severe laryngeal edema in patients undergoing long-term mechanical ventilation. Crit Care Med. 2006;34(2):409. 218. Miller RL, Cole RP. Association between reduced cuff leak volume and postextubation stridor. Chest. 1996;110:1035. 219. Jaber S, Chanques G, Matecki S, et al. Post-extubation stridor in intensive care unit patients. Risk factors evaluation and importance of the cuff-leak test. Intensive Care Med. 2003;29:6. 220. De Bast Y, De Backer D, Moraine JJ, et al. The cuff leak test to predict failure of tracheal extubation for laryngeal edema. Intensive Care Med. 2002;28:1267–1272. 221. Sandhu RS, Pasquale MD, Miller K, et al. Measurement of endotracheal tube cuff leak to predict postextubation stridor and need for reintubation. J Am Coll Surg. 2000;190:682. 222. Kwon B, Yoo JU, Furey CG, et al. Risk factors for delayed extubation after single-stage, multi-level anterior cervical decompression and posterior fusion. J Spinal Disord Tech 2006;19(6):389. 223. Markovitz BP, Randolph AG. Corticosteroids for the prevention of reintubation and postextubation stridor in pediatric patients: a meta-analysis. Pediatr Crit Care Med. 2002;3:223. 224. Meade MO, Guyatt GH, Cook DJ, et al. Trials of corticosteroids to prevent postextubation airway complications. Chest. 2001;120:464S. 225. Cheng K-C, Hou C-C, Huang H-C, et al. 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Tension pneumothorax complicating jet ventilation via Cook airway exchange catheter. Anesthesiology. 1999;91:557–558. 231. DeLima L, Bishop M. Lung laceration after tracheal extubation over a plastic tube changer. Anesth Analg. 1991;73:350–351. 232. Seitz PA, Gravenstein N. Endobronchial rupture from endotracheal reintubation with an endotracheal tube guide. J Clin Anesth. 1989;1:214– 217. 233. Benumof JL, Gaughan SD. Concerns regarding barotrauma during jet ventilation. Anesthesiology. 1992;76:1072–1073. 234. Fetterman D, Dubovoy A, Reay M. Unforeseen esophageal misplacement of airway exchange catheter leading to gastric perforation. Anesthesiology. 2006;104:1111–1112. 11:53 P1: OSO/OVY GRBT291-37-39 556 P2: OSO/OVY QC: OSO/OVY GRBT291-3641G T1: OSO Printer: Yet to come GRBT291-Gabrielli-v2.cls October 30, 2008 Section III: Techniques, Procedures, and Treatments 235. Mort TC. Exchange of a nasal ETT to the oral position: patient safety vs method. Crit Care Med. 2005;33(12)S:A114. 236. Smith CE. Exchange of a double-lumen endobronchial tube using fiber-optic laryngoscopy (WuScope) in a difficult intubation patient. J Clin Anesth. 2006;18(5):398. 237. Muto T, Akizuki K, Wolford LM. Simplified technique to change the endotracheal tube from nasal to oral to facilitate orthognathic and nasal surgery. J Oral Max Surg. 2006;64(8):1310–1312. 238. Wolpert A, Goto H. Exchanging an endotracheal tube from oral to nasal intubation during continuous ventilation. Anesth Analg. 2006;103(5):1335. CHAPTER 39 ■ HYPERBARIC OXYGEN THERAPY RICHARD E. MOON r JOHN PAUL M. LONGPHRE The first recorded attempt to use hyperbaric therapy was in 1662, when Henshaw in Britain used an organ bellows to manipulate the pressure within an enclosed chamber designed to seat a patient. He recommended high pressure for acute diseases and low pressure for chronic diseases (1). The pressure fluctuations in either direction were probably quite small. Widespread use of hyperbaric therapy began in the 19th century. At that time, powerful pneumatic pumps were designed, which could be used to compress chambers with air. Physicians in France and Britain used compressed air treatment for miscellaneous conditions. Junod used pressures of 1.5 atmospheres absolute (ATA) to treat patients, but did experiments up to 4 ATA (2). Simpson, using pressures in the range of 1.3 to 1.5 ATA, reported treating a variety of complaints, including dysphonia, asthma, tuberculosis, menorrhagia, and deafness (1), although without any physiologic basis. Compressed air construction work was also developed in the 1800s, in which men were exposed to elevated ambient pressure within compartments for the purpose of excavating tunnels or bridge piers in muddy soil that was otherwise subject to flooding. Upon decompression at the end of a work shift, workers often developed joint pains or neurologic manifestations (caisson disease, the bends, or decompression sickness). Although the pathophysiology (nitrogen bubble formation in tissues; see below) was not understood, it was observed that recompression of these individuals could relieve the symptoms. Administration of recompression therapy became routine during construction of the Hudson River tunnel in the 1890s (3). All of these treatments used compressed air. Although oxygen breathing under pressure had been suggested for the treatment of decompression sickness as early as 1897 (4) and was used intermittently over the next 30 years, systematic study and use of hyperbaric oxygen would not occur until much later. Oxygen administration during recompression therapy for decompression sickness increased the efficacy of the treatment (5,6) and is now routinely used for both decompression sickness and gas embolism. The administration of oxygen at increased ambient pressure became known as hyperbaric oxygen (HBO) therapy. In the 1950s, pilot investigations were performed of HBO as a therapy for diseases other than those related to gas bubbles, including carbon monoxide poisoning, clostridial myonecrosis (gas gangrene), and later, selected chronic wounds. For many years, the Undersea and Hyperbaric Medical Society has regularly reviewed and published information regarding the use of HBO in selected diseases (7), and its recommendations have been widely accepted. The list of accepted indications (7) contains a heterogeneous group of conditions (Table 39.1), suggesting that more than one mechanism mediates the clinical effects of HBO, including the increase in ambient pressure (partly responsible for its efficacy in conditions caused by gas bubble disease) and pharmacologic effects of supraphysiologic increases in blood and tissue PO2 as discussed below. EFFECTS OF HYPEROXIA Blood Gas Values Under normal clinical HBO therapy conditions (2–3 ATA), breathing 100% oxygen can lead to arterial PO2 (PaO2 ) values that are 10 to 17 times higher than normal (8,9). PaO2 levels can rise from the normal of 90 to 100 mm Hg (breathing air at sea level, i.e., 1 ATA or normobaria) to 1,000 to 1,700 mm Hg in healthy subjects breathing 100% oxygen at 2 to 3 ATA (see Table 39.2). One effect is an increase in blood oxygen content: Blood O2 content (mL/dL) = 1.34 · Hb · SaO2 /100 + 0.003 · PaO2 [1] where Hb is hemoglobin concentration (g/dL), SaO2 is arterial Hb-O2 saturation, and PaO2 is arterial oxygen tension. The second term of Eq. 1 represents the dissolved oxygen proportion, which under normal circumstances represents a small fraction of total arterial oxygen content, and is therefore often disregarded. However, during HBO, this dissolved fraction is substantially increased (see Table 39.2). In fact, mixed venous Hb-O2 saturation is 100% under resting conditions while breathing 100% oxygen at 3 ATA. Thus, oxygen delivery can be maintained under these circumstances without hemoglobin. This was shown by Boerema et al. in a swine model (10). PaCO2 is not significantly affected by the increased pressure (8,9,11), although the venoarterial PCO2 difference is slightly increased, mostly because of a reduction in cardiac output. 11:53 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY T1: OSO Printer: Yet to come GRBT291-3641G GRBT291-Gabrielli-v2.cls October 23, 2008 Chapter 39: Hyperbaric Oxygen Therapy TA B L E 3 9 . 1 557 Hemodynamics CONDITIONS AMENABLE TO TREATMENT WITH HYPERBARIC OXYGEN THERAPY Gas bubble disease Air or gas embolisma (236–238) Decompression sicknessa (237,238) Poisonings Carbon monoxide poisoninga (151–153,239) Cyanide (154,165) Carbon tetrachloride (176,240) Hydrogen sulfide (154,168,169) Necrotizing soft tissue infections Clostridial myositis and myonecrosisa (181,241–243) Mixed aerobic/anaerobic necrotizing soft tissue infectionsa (182,184,243,244) Mucormycosis (187,245) Aerobic infections Refractory osteomyelitisa (7) Intracranial abscessa (7) Streptococcal myositis (48) Acute ischemia Crush injury, compartment syndrome, and other acute traumatic ischemic conditionsa (246) Compromised skin grafts and flapsa (31,33,247,248) Acute hypoxia Acute exceptional anemiaa (191) Support of oxygenation during therapeutic lung lavage (219,249) Thermal burnsa (197,198,200,250) Delayed radiation injury (soft tissue and osteoradionecrosis)a (7,251–254) Enhancement of healing in selected problem woundsa (7,255) Envenomation Brown recluse spider bite (256,257) a Approved by the Undersea and Hyperbaric Medical Society (Gesell LB, ed. Hyperbaric Oxygen Therapy: A Committee Report. Durham, NC. Undersea and Hyperbaric Medical Society; 2008; see also: http://www.uhms.org). Vasoconstriction Hyperoxia causes peripheral vasoconstriction (8,9,12), regardless of atmospheric pressure (13). At a mere 2 ATA, systemic vascular resistance can increase by 30% in dogs (14). The mechanisms for this include scavenging of nitric oxide (NO) by superoxide anion (O2 – ) (15) and increased binding of NO at high PO2 to hemoglobin, forming S-nitrosohemoglobin (9). Vasoconstriction has the positive effect of reducing edema in injured tissues and surgical flaps (discussed later). During HBO, the arterial blood O2 content is sufficiently high that despite vasoconstriction and reduced blood flow, oxygen delivery is increased (16) (see also Table 39.2). Although peripheral vasoconstriction occurs in normal skin during hyperbaric oxygen exposure, repetitive intermittent HBO appears to increase the microvascular blood flow of healing wounds (17). Heart rate and cardiac output both decrease by 13% to 35% under hyperbaric conditions (Table 39.2) (8,9,14,18,19). Small changes may occur in systemic and pulmonary artery pressure, with an increase in systemic vascular resistance (SVR) and a decrease in pulmonary vascular resistance (PVR) (9). Despite the reduced cardiac output, oxygen delivery is increased (Fig. 39.1). Organ Blood Flow Studies in large animals indicate that the decrease in peripheral blood flow is limited primarily to the cerebral and peripheral vascular beds, with other organs unaffected (14). In rats, HBO has been shown to decrease organ blood flow, including the myocardium, kidney, brain, ocular globe, and gut (15,20– 22). In autonomically blocked conscious dogs at 3 ATA, coronary blood flow is decreased (23). Another dog study at 2 ATA revealed no change in coronary, hepatic, renal, or mesenteric blood flow (14). Cellular and Tissue Effects In a myocutaneous flap model during reperfusion following 4 hours of ischemia, Zamboni et al. described a delayed decrease in blood flow (24). This flow reduction appears to be associated with adherence of leukocytes to the endothelium of the small vessels, an effect that is significantly inhibited by HBO. A delayed reduction in cerebral blood flow has also been observed after arterial gas embolism in the brain (25), which has similarly been attributed to leukocyte accumulation in the capillaries (26). HBO reduces cerebral infarct volume and myeloperoxidase activity, a marker of neutrophil recruitment (27). In other studies using animal models, it has been observed that HBO pretreatment reduces ischemia/reperfusion injury to the liver (28). HBO reduces ischemia/reperfusion injury to the intestine (29,30) and muscle (31), as well as reducing ischemiainduced necrosis in muscle (32–37), brain (38,39), and kidney (40). One mechanism for this effect of HBO appears to be the inhibition of leukocyte β 2 -integrin function (41–43). Part of the beneficial effect of HBO in these settings is speculated to be due to the prevention of endothelial leukocyte adherence. After focal ischemia, HBO also reduces postischemic blood– brain barrier damage and edema (44) and has an antiapoptotic effect (45). Antibacterial Effects The increase in PO2 during HBO can be toxic to anaerobic bacteria, which lack antioxidant defense mechanisms. In addition, HBO has effects on aerobic organisms via neutrophil mechanisms. Killing of aerobic bacteria by leukocytes is related to the O2 -dependent generation of reactive oxygen species within the lysosomes. In vitro studies have demonstrated that phagocytic killing of Staphylococcus aureus by polymorphonuclear leukocytes becomes less effective as ambient PO2 is decreased. This mechanism appears to be important in vivo when tissue 13:42 558 Cardiac output (L min−1 ) 6.5 ± 1.1 5.9 ± 1.0 HR (bpm) 66.6 ± 8.2 62.7 ± 12.5 Condition 1 ATA, air 3 ATA, 100% O2 8.2 ± 3.9 9.3 ± 2.5 PA wedge pressure (mm Hg) 38 ± 3 35 ± 2 PaCO2 (mm Hg) 1,118 ± 235 1,286 ± 309 SVR (dynes sec cm−5 ) 42 ± 3 43 ± 3 P v CO2 (mm Hg) 67 ± 24 41 ± 11 PVR (dynes sec cm−5 ) 12.7 ± 0.8 12.7 ± 0.8 Hb (g/dL) 16.6 ± 1.1 21.1 ± 1.3 Arterial O2 content (mL/dL) 1.7 ± 0.2 21.2 ± 3.0 Dissolved O2 (%) ATA, atmospheres absolute; HR, heart rate; SVR, systemic vascular resistance; PVR, pulmonary vascular resistance. These data obtained in part from McMahon TJ, Moon RE, Luschinger BP, et al. Nitric oxide in the human respiratory cycle. Nat Med. 2002;8:711–717. 13.6 ± 3.4 12.4 ± 2.1 Mean pulmonary artery pressure (mm Hg) Mean arterial pressure (mm Hg) 96 ± 2 98 ± 3 93 ± 9 1,493 ± 224 1 ATA, air 3 ATA, 100% O2 92.5 ± 10.5 94.9 ± 9.4 76 ± 3 98 ± 2 42 ± 2 378 ± 164 SaO2 (%) S v O2 (%) Condition P v O2 (mm Hg) QC: OSO/OVY PaO2 (mm Hg) GRBT291-37-39 P2: OSO/OVY BLOOD GAS AND HEMODYNAMIC VALUES IN 14 HEALTHY ADULTS BREATHING SPONTANEOUSLY (MEAN ± STANDARD DEVIATION) TA B L E 3 9 . 2 P1: OSO/OVY T1: OSO Printer: Yet to come GRBT291-3641G GRBT291-Gabrielli-v2.cls October 23, 2008 13:42 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY T1: OSO Printer: Yet to come GRBT291-3641G GRBT291-Gabrielli-v2.cls October 23, 2008 Arterial O2 Content (mL/dL) Chapter 39: Hyperbaric Oxygen Therapy 25 Clinical Effects 20 At sufficiently high PO2 , any organ can be susceptible to oxygen toxicity. However, within the clinical range of inspired PO2 (1– 3 ATA), the most susceptible tissues are the lung, brain, retina, lens, and peripheral nerve. 15 1,500 O2 Delivery (mL/min) 559 1,250 1,000 750 1 ATA Air 3 ATA 100% O2 FIGURE 39.1. Arterial O2 content and delivery while breathing air at 1 atmosphere absolute (ATA) or 100% oxygen at 3 ATA. Measurements are shown in a group of normal volunteers. (Data from McMahon TJ, Moon RE, Luschinger BP, et al. Nitric oxide in the human respiratory cycle. Nat Med. 2002;8:711–717.) PO2 is low (e.g., in osteomyelitis) (46). In an animal model of osteomyelitis, the cidal effect of tobramycin against Pseudomonas was increased when tissue PO2 was raised by the administration of 100% O2 at increased ambient pressure (47). Published evidence also supports an augmentation of penicillin by HBO in the treatment of soft tissue streptococcal infections (48). Oxygen Toxicity Pharmacology Exposure of an animal to increased partial pressure of oxygen results in higher rates of endogenous production of reactive oxygen species, including superoxide anion (O2 – ), hydroxyl radical (OH• ), hydrogen peroxide (H2 O2 ), and singlet oxygen, which are responsible for tissue oxygen toxicity (49–51). Tissue O2 toxicity includes the following: Lipid peroxidation, sulfhydryl group inactivation, oxidation of pyridine nucleotides, inactivation of Na+ –K+ –ATPase and inhibition of DNA, and protein synthesis. Toxic effects of these species depend upon both dose and duration of O2 exposure. In the central nervous system, HBO initially reduces NO availability and causes vasoconstriction. HBO stimulates neuronal nitric oxide production and causes the accumulation of peroxynitrite. Prior to onset of a seizure, NO levels and blood flow both increase above control levels (52,53). This, in turn, decreases brain γ aminobutyric acid (GABA) levels, creating an imbalance between glutamatergic and GABAergic synaptic function, which is believed to be partly responsible for central nervous system (CNS) O2 toxicity (54). Brain. Oxygen toxicity of the central nervous system produces a wide variety of manifestations (55). The most common mild symptom is nausea; the most dramatic is generalized nonfocal convulsions. These are usually self-limited, even without pharmacologic treatment, and have no long-term effects. The occurrence of a hyperoxic seizure does not imply the development of a convulsive disorder. Factors that increase the risk of CNS oxygen toxicity include hypercapnia and probably fever. CNS O2 toxicity is uncommon when inspired PO2 is less than 3 ATA. While in-water convulsions in divers have been recorded at an inspired PO2 of 1.3 ATA, convulsions during clinical hyperbaric oxygen therapy occur in only a small fraction of treatments. Approximately 0.02% of treatments at an inspired PO2 of 2 ATA and 4% at 3 ATA. At an inspired PO2 less than 3 ATA, the risk of convulsions increases markedly, particularly in patients with sepsis. While anecdotal reports suggest that HBO may precipitate seizures in patients who have an underlying predisposition (56), there are no epidemiologic data to confirm this. When indicated, HBO should not be withheld on the basis of an underlying seizure disorder. Both CNS and pulmonary toxicity can be delayed by the use of air breaks (a period of a few minutes where air is administered in lieu of 100% oxygen) (57–60). Oftentimes, the aura of a hyperoxic convulsion occurs in the form of nausea or facial paresthesias. The patient can be given an air break to avert such a convulsion. Once the symptoms have resolved (usually within a few minutes), the oxygen can be restarted without recurrence. During the tonic-clonic phase of a seizure, the airway may be obstructed. Therefore, it is imperative that chamber pressure not be reduced during this time in order to avoid pulmonary barotrauma and the possibility of arterial gas embolism. After a convulsion, some practitioners recommend administering prophylactic medication for the duration of HBO. Prophylactic anticonvulsants such as phenytoin, phenobarbital, or benzodiazepines can reduce the chance of convulsions when utilizing clinical treatment schedules with a significant risk of CNS O2 toxicity (e.g., treatment pressure >3 ATA). The authors’ practice is to load septic patients intravenously with phenobarbital as tolerated, up to 12 mg/kg, prior to hyperbaric oxygen treatment at 3 ATA, with doses every 8 hours to maintain a serum concentration in the therapeutic anticonvulsant range. When using inspired PO2 ≤2.8 ATA, the risk of CNS toxicity is sufficiently low that prophylactic anticonvulsant therapy is not required. Hyperoxic seizures and other CNS manifestations in diabetics can be caused by HBO-induced reduction in blood glucose. Therefore, the occurrence of CNS O2 toxicity in a patient with diabetes during HBO treatment should prompt the immediate measurement of plasma glucose. When blood PO2 is extremely high, bedside glucose measurement devices, particularly those dependent upon a glucose oxidase reaction, can be inaccurate, producing measurements that significantly underestimate the true value (61). Laboratory-based glucose measurement is usually accurate. 13:42 P1: OSO/OVY GRBT291-37-39 560 P2: OSO/OVY QC: OSO/OVY T1: OSO Printer: Yet to come GRBT291-3641G GRBT291-Gabrielli-v2.cls October 23, 2008 Section III: Techniques, Procedures, and Treatments Lungs. Pulmonary oxygen toxicity during hyperbaric oxygen therapy is also PO2 and time dependent. Clinical HBO protocols have been empirically developed to minimize the risk of pulmonary O2 toxicity, which almost never occurs during routine daily or twice-daily clinical treatments. However, it can occur during extended treatments that are used for treating gas embolism or decompression sickness, in which inspired PO2 is as high as 2.8 ATA. The initial manifestation is usually a burning substernal chest pain and cough (62), which is most likely due to tracheobronchitis. Continued exposure to oxygen can produce more severe manifestations such as dyspnea and acute respiratory distress syndrome (ARDS). Measurable abnormalities include reduced forced vital capacity and carbon monoxide transfer factor (DLCO). Pulmonary oxygen toxicity symptoms may not be evident in patients who are sedated and mechanically ventilated. Moreover, such patients often have pulmonary infiltrates for a variety of reasons and it may be impossible to distinguish the possible additive effects of pulmonary O2 toxicity. While the maximum safe inspired PO2 during clinical hyperbaric oxygen therapy is based mainly upon CNS O2 toxicity limits, the safe exposure duration is determined by pulmonary limits. Prediction formulas have been developed that approximate the average reduction in vital capacity after continuous oxygen exposure (63–65). However, the usefulness of these algorithms for individual patients is severely limited due to individual variability and comorbid factors that may affect O2 susceptibility, such as prior exposure, intermittent exposure, and endotoxemia. HBO treatment schedules that include periods of air breathing (“air breaks”) interspersed between O2 periods reduce the rate of onset of both pulmonary and CNS toxic manifestations and can increase the overall dose of oxygen that is tolerated. In the awake patient, the occurrence of burning, retrosternal chest pain is a more useful indicator of incipient pulmonary toxicity. If standard HBO treatment schedules are used (e.g., 2 ATA/ 2 hours, 2.5 ATA/90 minutes one to two times daily, or U.S. Navy treatment tables), pulmonary O2 toxicity is almost never clinically evident. It is seen only with the most extreme levels of hyperbaric exposure such as may be required for severe neurologic decompression illness. Furthermore, most minor pulmonary oxygen toxicity resolves within 12 to 24 hours of air breathing. Complete reversal of vital capacity (VC) decrements, as large as 40% of control, has been observed after extended O2 exposure at 2 ATA (66). Therefore, in clinical situations requiring aggressive HBO therapy such as spinal cord decompression sickness or arterial gas embolism, some degree of pulmonary O2 toxicity is acceptable. Supplemental O2 administration at 1 ATA between HBO treatments can accelerate the onset of symptoms of pulmonary O2 toxicity during subsequent HBO. Thus, if O2 is absolutely required between HBO treatments, it is prudent to use the lowest concentration. Some antineoplastic agents, such as bleomycin (67,68) and mitomycin C (69), can predispose to fatal pulmonary O2 toxicity, probably due to drug-induced reduction in antioxidant defenses. The risk of pulmonary O2 toxicity due to HBO therapy in patients with previous exposure to either of these agents is unknown, although 6 months after the agent has been discontinued, HBO seems to be safe. Even after this point, in some patients, HBO induces mild pulmonary O2 toxicity symptoms such as retrosternal burning chest pain, which can be managed with air breaks. Eye. Repetitive hyperbaric oxygen therapy causes myopia, which is due to a reversible refractive change in the lens (70). A measurable change in visual acuity usually does not occur until after 20 or so treatments. The myopia usually resolves over several weeks, in about the same time period as the onset; however, some residual myopia may remain. On the basis of one study, it has been suggested that HBO treatment may predispose to nuclear cataract formation (71). However, many of the patients in this study received hundreds of hours of HBO, considerably more than is customary. Furthermore, nuclear cataracts are more common in diabetes, which is frequently a comorbidity in patients requiring HBO. Extended exposure to PO2 of 3 ATA can also cause retinal toxicity, manifested by tunnel vision (72,73). However, such exposures are beyond the range used clinically. Peripheral Nerve. After hyperbaric oxygen exposure, some patients experience paresthesias, usually in their fingers and toes, generally after several HBO exposures but occasionally after a single prolonged treatment. The physical exam is normal, and the symptoms resolve within a few hours. This manifestation has no known clinical significance and is not a reason to discontinue hyperbaric therapy. PHYSICAL EFFECTS OF COMPRESSION/DECOMPRESSION Boyle’s Law Clinically, the complications of HBO therapy that most frequently occur are those related to the body’s gas-containing spaces (74). Dealing with volume changes in these gascontaining spaces is unique to HBO therapy. For a gas, absolute pressure and volume are inversely related. The increase in pressure during HBO treatment will therefore decrease the volume of closed gas-containing spaces within the body, such as the gastrointestinal tract or middle ear and, in the event of gas embolism or decompression sickness, bubbles. EFFECTS OF GASES OTHER THAN OXYGEN Nitrogen The narcotic properties of compressed air were first reported by Junod in 1835 as described by Bennett and Rostain (75). Hyperbaric nitrogen causes narcosis or pleasant intoxication at pressures greater than about 4 ATA in most individuals and near unconsciousness at greater than 10 ATA (76). Since patients breathe oxygen, nitrogen narcosis is only a problem for tenders in multiplace hyperbaric chambers. However, most hyperbaric treatments occur between 2 and 3 ATA, where symptoms of nitrogen narcosis are exceedingly mild. Nitrogen (and other inert breathing gases such as helium) is the major causative agent of decompression sickness. During decompression, excess tissue nitrogen can become 13:42 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY T1: OSO Printer: Yet to come GRBT291-3641G GRBT291-Gabrielli-v2.cls October 23, 2008 Chapter 39: Hyperbaric Oxygen Therapy supersaturated, come out of solution, and form bubbles. This can lead to decompression sickness, with manifestations depending on their location and secondary effects. Trace Gases The pharmacologic effects of gases are proportional to their partial pressures. Although a trace gas may only be present in minute quantities, as the chamber pressure rises, so does the partial pressure of a gas. Therefore, gases such as carbon monoxide or carbon dioxide in concentrations that have no pharmacologic or toxic effects at 1 ATA may exert measurable effects in a hyperbaric environment. USE OF HYPERBARIC OXYGEN FOR SPECIFIC DISEASES Gas Embolism and Decompression Sickness Gas bubbles in the body can be due to direct gas entry via veins or arteries (arterial or venous gas embolism) or via in situ formation due to gas supersaturation in divers, compressed air workers, or aviators (decompression sickness). Since the two conditions often both occur in the same patient (particularly in divers), the principles of treatment of the two are the same. The syndrome of either or both condition is commonly referred to as decompression illness (DCI). Arterial and Venous Gas Embolism Entry of gas into the circulation can occur via several mechanisms. Gas embolism has recently been reviewed (77,78). In divers breathing compressed gas, arterial gas embolism (AGE) can ensue if decompression (ascent) occurs while the diver holds his or her breath or due to gas trapping caused by focal or generalized airways obstruction. AGE due to this mechanism can result after an ascent to the surface of as little as 1 meter. AGE can also occur during diagnostic or therapeutic procedures such as angiography. Venous gas embolism (VGE) can result due to direct injection or entry via an open vein in which ambient pressure exceeds venous pressure. This can exist during laparoscopic surgical procedures due to the elevated intra-abdominal pressure, or open procedures in which venous pressure in the surgical wound is subatmospheric. The classic scenario for this is an intracranial procedure in the sitting position. However, it has also been described in procedures such as liver resection, cesarean section, and spine surgery. VGE can also occur due to oral hydrogen peroxide (H2 O2 ) ingestion. H2 O2 absorbed into the circulation is broken down by catalase into water and oxygen bubbles. VGE can result if a central venous catheter is opened to air, particularly if the patient is breathing spontaneously. It has also been reported in patients with ARDS being ventilated with positive end-expiratory pressure (79). VGE has been described during orogenital sex after blowing air intravaginally (80). Intravenous injection is better tolerated than intra-arterial injection because of the pulmonary filter. However, if the rate of entry of gas into the veins is sufficiently high, bubbles can traverse the pulmonary capillary network 561 and become arterial emboli. Large volumes can obstruct the right heart or pulmonary artery and cause cardiac arrest. Large volumes of arterial gas can cause acute obstruction of large vessels. Small quantities tend to remain in the circulation only transiently; however, they can precipitate a sustained reduction in local blood flow (25). The mechanism appears to be endothelial damage (81) and adherence of leukocytes (26,82–84). Endothelial barrier function is also impaired in both the brain and lung, resulting in edema (85,86) and impaired endothelial-dependent vasoactivity (87). Animal models of AGE have revealed a significant elevation of intracranial pressure (ICP) and depression of cerebral PO2 (88,89). In a pig model, hyperventilation failed to correct these parameters (90); however, HBO at 2.8 ATA (U.S. Navy Table 6, Fig. 39.4) restored both ICP and brain PO2 toward normal (Fig. 39.3). Clinical manifestations of AGE include acute loss of consciousness, confusion, focal neurologic abnormalities, and cerebral edema. VGE causes acute dyspnea, tachypnea, hypotension, cardiac ischemia or arrest, and pulmonary edema (86). In monitored patients, VGE is often heralded by a decrease in end-tidal PCO2 (91), although sometimes, with small volumes of CO2 embolism such as during laparoscopy, it may be increased. A mill-wheel murmur can be heard in some patients, although this sign is neither sensitive nor specific. Venous gas bubbles in sufficient quantities can cross into the arterial circulation (producing AGE) either through the pulmonary capillary network or via an intracardiac shunt, such as a patent foramen ovale. Imaging is not useful for diagnosing either VGE or AGE. Gas bubbles are rarely visible on radiographic images (92). Except in cases where associated conditions such as pneumothorax are suspected or neurologic conditions such as hemorrhage require exclusion, imaging studies are not necessary and tend to delay definitive treatment. Decompression Sickness During diving or exposure to a compressed gas environment such as a hyperbaric chamber, inert gas (usually nitrogen) is taken up by tissues. During decompression, inert gas can become supersaturated and form bubbles in situ in tissues. Certain tissues are more susceptible to in situ bubble formation. Manifestations of decompression sickness (DCS) can range from mild to severe (Fig. 39.2). The most common Skin Pulmonary Hemiparesis Lightheadedness Memory Vertigo Nausea/vomiting Vision Headache Dizziness Paresthesias Pain 0 20 40 60 80 100 120 140 Number of Patients Reporting Symptom 160 FIGURE 39.2. Symptoms of decompression illness in a series of recreational divers. (Redrawn from Divers Alert Network. Annual Diving Report. Durham, NC: Divers Alert Network; 2006.) 13:42 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY T1: OSO Printer: Yet to come GRBT291-3641G GRBT291-Gabrielli-v2.cls 562 October 23, 2008 Section III: Techniques, Procedures, and Treatments 60 Untreated ICP (mm Hg) 50 40 HBO at 60 min 30 HBO at 3 min 20 10 0 0 1 2 3 4 5 6 Time After Embolization (h) PbrO2 (mm Hg) 800 700 600 500 400 300 200 100 0 HBO at 3 min HBO at 60 min (min after starting HBO) HBO at 60 min (min after embolization) 0 2 4 6 Time (min) 8 10 manifestations are joint pain and paresthesias. Although mild cases can progress to severe, severe manifestations almost always occur within 12 hours after surfacing. FIGURE 39.3. Effect of hyperbaric oxygen (HBO) on intracranial pressure (ICP) and brain PO2 in pigs after air embolism. Top panel: HBO initially at 2.8 atmospheres absolute (ATA) (U.S. Navy Table 6) reduces ICP compared with no treatment, whether it is started 3 minutes or 60 minutes after embolization. Bottom panel: Brain tissue PO2 in the two groups of animals. For the 60-minute group, the closed circles represent PbrO2 in the first 10 minutes after embolization; the open circles represent PbrO2 in the first 10 minutes after the start of HBO. Values in lower panel are mean ± standard deviation. (Redrawn from van Hulst RA, Drenthen J, Haitsma JJ, et al. Effects of hyperbaric treatment in cerebral air embolism on intracranial pressure, brain oxygenation, and brain glucose metabolism in the pig. Crit Care Med. 2005;33:841–846.) tion is therefore recommended, also because patient access and supportive therapies can be more easily administered in this position. Hospital Treatment Treatment of Decompression Sickness and Arterial Gas Embolism Prehospital Treatment In addition to standard first aid principles, prehospital treatment of DCI consists of the administration of a high concentration of oxygen and fluid resuscitation. Oxygen administration reduces bubble size and can sometimes abolish symptoms and signs of decompression illness. A published study has provided epidemiologic evidence for its efficacy (93). Use of high concentrations of oxygen (preferably 100%) is recommended until definitive treatment is available. Periodic air breaks to reduce toxicity may be appropriate (e.g., 5 minutes every 30 minutes). The administration of oxygen for longer than 12 hours should be based upon the severity of the injury or the presence of hypoxemia breathing room air. Both head-down and lateral decubitus positions have been recommended based on animal studies (94, 95). However, the hemodynamic response to venous gas embolism is unaffected by body position (96,97), and prolonged head-down position may exacerbate cerebral edema (98). Supine posi- Standard treatment of gas embolism includes airway and ventilatory management, maintaining a high PaO2 and normal PaCO2 (99) (Fig. 39.3), and support of arterial pressure. Like other forms of neurologic injury, it is recommended that when managing neurologic DCI, both hyperthermia and hyperglycemia (>140–185 mg/dL, 7.8–10.3 mM/L) should be avoided or treated (100). Physical Removal of Gas Physical removal of gas after massive arterial gas embolism has been described in cardiopulmonary bypass (101,102). Venous gas embolism has been successfully treated with chest compression (103) and aspiration through catheters in the right atrium (104,105) or pulmonary artery (106). Recompression Although symptomatic improvement can be obtained with oxygen at 1 ATA, the definitive treatment of both forms of decompression illness is hyperbaric oxygen. The safety and efficacy of HBO for the treatment of divers was initially shown 70 years ago (6). Since then, treatment protocols have been 13:42 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY T1: OSO Printer: Yet to come GRBT291-3641G GRBT291-Gabrielli-v2.cls October 23, 2008 Chapter 39: Hyperbaric Oxygen Therapy 563 FIGURE 39.4. Top: U.S. Navy (USN) Treatment Table 5. According to USN guidelines, this table may be used for symptoms involving skin (except for cutis marmorata), the lymphatic system, muscles and joints, with a normal neurologic exam, and when all symptoms have completely resolved within 10 minutes of reaching 2.8 atmospheres absolute (ATA). Bottom: USN Treatment Table 6. This table may be used for all types of decompression illness. Extensions (additional oxygen breathing cycles) can be administered at either treatment pressure (2.8 and 1.9 ATA). (Data from Navy Department. US Navy Diving Manual. Revision 4. Vol. 5: Diving Medicine and Recompression Chamber Operations. NAVSEA 0910-LP-103– 8009. Washington, DC: Naval Sea Systems Command; 2005.) empirically developed that have been shown to have a high degree of success with a low probability of oxygen toxicity (107). The most widely used treatment protocols (“tables”) were developed by the U.S. Navy and promulgated via the Diving Manual (108) (Fig. 39.4). Both U.S. Navy Treatment Tables 5 and 6 use 100% oxygen breathing periods (“O2 cycles”) interspersed with air breathing periods (“air breaks”) at 2.8 and 1.9 ATA in a two-step pattern (see Fig. 39.4). Guidelines are available to administer additional O2 cycles (“extensions”) at both pressures (108). The vast majority, if not all cases, of DCI can be adequately treated using U.S. Navy treatment tables. The U.S. Navy tables were designed for use in multiplace chambers, where air breaks can easily be administered by discontinuing O2 . Since monoplace chambers were designed to be compressed with 100% O2 , shorter alternate treatment tables were designed for their use (109,110) (Fig. 39.5). Although direct comparisons with U.S. Navy tables have never been performed, case series suggest that these tables are efficacious for DCI (110). Monoplace chambers fitted with an air supply and delivery system can be used to administer treatment according to traditional Navy tables (111). FIGURE 39.5. Hart-Kindwall monoplace treatment table. This table was designed for use in monoplace chambers without the capability of administering air breaks. Except for the lack of air breaks and limited ability for extension, it is similar to U.S. Navy Table 5, with a shorter time at 2.8 atmospheres absolute (ATA) and longer time at 1.9 ATA. (Data from Boerema I, Meyne NG, Brummelkamp WH, et al. Life without blood. J Cardiovasc Surg [Torino]. 1960;1:133–146.) 13:42 P1: OSO/OVY GRBT291-37-39 564 P2: OSO/OVY QC: OSO/OVY T1: OSO GRBT291-3641G GRBT291-Gabrielli-v2.cls Printer: Yet to come October 23, 2008 Section III: Techniques, Procedures, and Treatments Adjunctive Measures In the 19th and early 20th century, recompression was the only treatment administered to patients with decompression illness. While hyperbaric oxygen remains the definitive treatment of bubble disease, there is increasing recognition that adjunctive therapies such as correction of hypovolemia may also be important (112). Fluids. Severe decompression sickness is often associated with capillary leak, intravascular volume depletion, and hemoconcentration. The Undersea and Hyperbaric Medical Society (UHMS) recommends (level 1C) fluid administration to replenish intravascular volume, reverse hemoconcentration, and support blood pressure (113). Measures that augment cardiac preload such as supine position, head-down tilt, and water immersion (114) significantly increase the rate of inert gas washout. Thus, even in divers who are not dehydrated, there may be some benefit to extra fluid loading. Intravenous isotonic fluids without glucose (e.g., lactated Ringer solution, normal saline, or colloids) are recommended for severe DCI. Patients with mild symptoms may be treated with oral hydration fluids. For “chokes” (cardiorespiratory decompression sickness, in which high bubble loads cause pulmonary edema), animal studies suggest that aggressive fluid resuscitation can exacerbate pulmonary edema. Thus, for the patient with chokes, aggressive fluid resuscitation may not be warranted, particularly if advanced life support modalities such as endotracheal intubation and mechanical ventilation are not immediately available. For isolated AGE, in which the pathology is limited to cerebral infarction, aggressive fluid administration is also unwarranted. Anticoagulants. Intravascular bubbles can induce platelet accumulation, adherence, and thrombus formation. Indeed, in a canine model of arterial gas embolism, therapeutic anticoagulation promoted a return in a short-term outcome: evoked potential amplitude, but only when heparin was combined with prostaglandin I2 (PGI2 ) and indomethacin (115). In this model, heparin alone was ineffective. In other experiments, heparin given either prophylactically or therapeutically to dogs with DCI was not beneficial (116). Furthermore, tissue hemorrhage can occur in decompression illness involving the spinal cord (117–119), brain (120,121), and inner ear (122,123). Thus, full therapeutic anticoagulation is not recommended. Although anticoagulants are not indicated for the primary injury in DCI, patients with leg immobility due to DCI-induced spinal cord injury are at increased risk of deep vein thrombosis (DVT) and pulmonary thromboembolism (PE). Standard prophylactic anticoagulant measures, typically low-molecularweight heparin (LMWH), are therefore recommended as soon as feasible after the onset of injury. Full anticoagulation is appropriate for established DVT/PE. If LMWH is contraindicated, elastic stockings or intermittent pneumatic calf compression is recommended, although their efficacy in preventing DVT or thromboembolism in DCI is unknown. Recommendations have been extrapolated from guidelines for traumatic spinal cord injury; neither their efficacy nor safety in neurologic DCI has been specifically confirmed. Thus, when facilities exist, a screening test for DVT a few days after injury is appropriate (113). Lidocaine. The administration of lidocaine for arterial gas embolism is supported by several animal studies (124). No controlled human studies in accidental AGE have been performed. However, gas emboli are frequently observed in cardiopulmonary bypass. In this setting, two studies have demonstrated a beneficial effect of lidocaine administered in traditional antiarrhythmic doses on postoperative neurocognitive function (125,126). Another study has shown benefit for nondiabetics but not for diabetics (127). Human data directly pertinent to DCI are confined to three cases of decompression sickness or arterial gas embolism, published as case reports, which appeared to benefit from intravenous lidocaine (128,129). The UHMS does not recommend the routine use of lidocaine for DCI; however, recommendations have been made for its dosing (113). An appropriate end point is a serum concentration suitable for an antiarrhythmic effect (2–6 mg/L). Nonsteroidal Anti-inflammatory Drugs. These drugs are commonly used empirically for treatment of bends pain that does not completely resolve with recompression. A randomized, controlled trial has been published in which tenoxicam, a nonselective cyclo-oxygenase inhibitor, was compared with placebo. Tenoxicam or placebo was administered during the first air break of the first hyperbaric treatment and continued daily for 7 days. Using as an end point the number of hyperbaric treatments required to achieve complete relief of symptoms or a clinical “plateau” of effect, the tenoxicam group required a median of two treatments versus three for the placebo group. The outcome at 6 weeks was not different (130). The UHMS guidelines have assigned nonsteroidal anti-inflammatory drugs a level 2B recommendation (113). Corticosteroids. Unless given prophylactically, corticosteroids have not been shown to be of benefit in animal models of DCI (131–133). In a pig study, methylprednisolone treatment did not protect against severe DCS, and the treated animals had a greater mortality (134). In the absence of human trials of corticosteroids in DCI and the lack of benefit in animal studies, corticosteroids are not recommended. Perfluorocarbons. Perfluorocarbons (PFCs) are a family of chemically inert, water-insoluble, synthetic compounds with a high solubility for both inert gases and oxygen, which may eventually become available for human use as blood substitutes. Intravenous injection of PFC emulsions could augment oxygen delivery to ischemic tissues with impaired circulation and facilitate inert gas washout from tissues (135). Indeed, beneficial effects have been observed in animal studies of both decompression sickness and gas embolism (136–140). There may also be a benefit from the surfactant properties in the treatment of intravascular gas bubbles (141). Arterial Gas Embolism and Decompression Sickness Treatment Summary Immediate treatment of AGE or DCS includes standard principles of first aid, including the administration of oxygen and fluids during transport to a hyperbaric chamber. If the patient is in an extremely remote location from which transport is not feasible and the manifestations are minor, if the patient’s condition does not progress for 24 hours, and if the neurologic 13:42 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY T1: OSO Printer: Yet to come GRBT291-3641G GRBT291-Gabrielli-v2.cls October 23, 2008 Chapter 39: Hyperbaric Oxygen Therapy exam is normal, the risk of emergent transport may exceed the risk of conservative treatment (142). Carbon Monoxide Carbon monoxide (CO) is an important cause of unintentional poisoning fatalities in the United States each year (143). CO binds to hemoproteins, including hemoglobin and myoglobin, interfering with oxygen transport. It also binds to the mitochondrial cytochrome C oxidase in the electron transport chain (similar to cyanide), impairing oxidative phosphorylation, stopping the cell’s energy production, and resulting in cellular hypoxia (144–146) and oxidative stress (147). In addition, CO exposure induces intravascular platelet– neutrophil activation (148). CO-related oxidative stress can cause chemical alterations in myelin basic protein (149), triggering immune-mediated neurologic deficits. The symptoms and signs of CO poisoning include headache (or tightness across forehead), weakness, nausea and vomiting, syncope, tachycardia, tachypnea, and encephalopathy. Myocardial ischemia is also a common finding. For survivors of this poisoning, the most debilitating results can be the late neurologic sequelae. These are often cognitive problems such as a decrement in short-term memory (150– 152). Some patients improve clinically and then deteriorate several days after the event. HBO therapy is known to accelerate the elimination of CO (153,154). Pace et al. found that the half-life of CO was longest when breathing air (214 minutes). Half-life decreased to 42 minutes breathing 100% O2 at 1 ATA and further to 18 minutes with 100% O2 at 2.5 ATA (153). The reduction in half-life may be important in preventing cell death by allowing mitochondrial adenosine triphosphate (ATP) production to resume before the cell would have otherwise died (144,155). In animal studies, HBO administration after acute CO exposure appears to minimize the lipid peroxidation in the brain, which occurs during or after removal of CO (147), and results in more rapid repletion of brain energy stores (155). A double-blind randomized control trial carried out by Weaver et al. indicates that HBO therapy can prevent the occurrence of the late neurologic sequelae of CO poisoning if the patients are treated within 24 hours of the exposure (152). All patients should be initially treated with 100% normobaric oxygen. HBO therapy is usually reserved for patients who have more severe poisoning, as determined by high HbCO level (e.g. ≥25%), loss of consciousness, or other neurologic manifestations, or myocardial ischemia, arrhythmias, or other cardiac abnormalities (152,154,156–158). A systematic analysis of 163 patients with CO poisoning who did not receive HBO revealed the following two risk factors for sequelae: older age and longer CO exposure (159). However, some patients without these risk factors also developed sequelae. The authors concluded that, in addition to other indications, regardless of HbCO level or loss of consciousness, anyone older than 36 years with symptoms should receive HBO. Pregnant women should be treated according to maternal indications. Pregnant women may therefore have an HbCO level that is 10% to 15% less than that of the fetus. There is evidence that short periods of HBO therapy are not dangerous to the fetus or mother (160). 565 Cyanide Cyanide leads to hypoxia on a cellular level by rapidly binding to mitochondrial cytochrome oxidase. Inhalation of high concentrations of cyanide (270 ppm) is rapidly fatal in humans (with blood levels reaching 3 μg/mL), whereas ingestion of cyanide is less rapidly fatal (161). When very low doses of cyanide are absorbed (whole blood levels of 0.5–2.53 μg/mL), tachycardia and decreased level of consciousness are possible (161,162). There are very few studies and case reports of the use of HBO therapy in the treatment of cyanide poisoning (163–167). This is likely due partly to the effectiveness of chemical treatments (with sodium nitrite and thiosulfate) but also possibly related to the fact that the bonding of cyanide to the mitochondria’s cytochrome C oxidase is not an oxygen-dependent mechanism. Chemical treatment of cyanide poisoning leads to the formation of methemoglobin. Utilizing HBO therapy to increase the amount of circulating dissolved oxygen has been shown to have both prophylactic and antagonistic effects on cyanide poisoning in rabbits (166). Human case reports also hint that HBO therapy may be useful when the response to chemical antidotes has been incomplete (165). Hydrogen Sulfide Like CO and cyanide, hydrogen sulfide (H2 S) reacts with mitochondrial cytochrome C oxidase, impairing electron transport. This is not an oxygen-dependent mechanism. The rationale for using HBO therapy is the same as for cyanide poisoning, in that HBO therapy can increase the dissolved fraction of oxygen. Use of HBO therapy for H2 S poisoning is based on two case reports suggesting a positive benefit (168,169). Carbon Tetrachloride Carbon tetrachloride (CCl4 ) is a CNS depressant, hepatotoxin, and nephrotoxin, with renal failure being the most common cause of death from very high-level exposures (170). In the setting of CCl4 poisoning of the rat, HBO has been shown to improve survival (171), decrease liver necrosis (172), decrease conversion of CCl4 to toxic free-radical metabolites (173,174), and decrease CCl4 metabolite-induced lipid peroxidation (175). One case report describes an obtunded patient treated with HBO for presumed CO poisoning. There was no historical evidence for CO exposure; the patient improved, regained consciousness, and admitted to ingestion of a normally lethal dose of 250 mL of CCl4 (176). NECROTIZING INFECTIONS Clostridial Infections This soil-based anaerobic organism causes a type of rapidly progressive disease known as gas gangrene, which, if left untreated, is almost uniformly fatal. In most cases, it is introduced to the human via accidental trauma. The most common species that cause the disease are Clostridium perfringens (80%–90%), 13:42 P1: OSO/OVY GRBT291-37-39 566 P2: OSO/OVY QC: OSO/OVY T1: OSO Printer: Yet to come GRBT291-3641G GRBT291-Gabrielli-v2.cls October 23, 2008 Section III: Techniques, Procedures, and Treatments Clostridium oedematiens, and Clostridium septicum. These organisms release α-toxin, which is a lecithinase related to the form found in snake, bee, and scorpion venoms, causing a liquefaction necrosis (177). These organisms lack antioxidant defenses and therefore are susceptible to HBO therapy. The first to report this finding was Brummelkamp et al. in 1961 (178,179). Around the same time, it was discovered that at 3 ATA, α-toxin production quickly ceases (180); since then, animal studies (181) and meta-analyses of human case series support the use of HBO (182). If treatment is initiated within 24 hours of diagnosis, disease-specific mortality can be as low as 5% (177). The typical HBO treatment schedule varies between 2.5 and 3 ATA for 90 minutes, with three treatments in the first 24 hours, followed by two treatments per day at 2 to 3 ATA until clinical stability. Aggressive surgical debridement and antibiotic therapy are also essential. Nonclostridial Bacterial Infections These are often necrotizing infections, usually polymicrobial, including at least one anaerobic species. These infections often follow local trauma and are enhanced by both local ischemia and reduced host defenses (many patients are diabetic with atherosclerosis) (183). The mainstays of therapy are surgical debridement and antibiotics. Individual case series and meta-analyses support the use of HBO as an adjunct (182,184,185). The HBO treatment schedule is similar to that of clostridial disease. Mucormycosis Rhinocerebral mucormycosis is a rare but devastating invasive disease of the head and neck with 30% to 50% or greater mortality when treated, often found in immunocompromised patients such as diabetics in ketoacidosis, or patients receiving antineoplastic agents and/or steroids (186). It is primarily treated with wide debridement and amphotericin B. Due to the rarity of this disease, randomized trials have not been performed. Several case reports have suggested that HBO therapy may be an effective adjunct (187–189). Recommended treatment protocol is 2 to 2.5 ATA for 2 hours, twice daily, for 40 to 80 treatments (190). tracranial pressure after head injury (194), presumably due to cerebral vasoconstriction, but it is logistically very difficult to transport and monitor such patients for HBO. Although randomized studies have demonstrated a reduction in mortality with HBO treatment, the proportion of patients with good long-term results is not increased (194,195). Thermal Injury In a series of patients with carbon monoxide poisoning due to coal mine explosions and fire, those treated for CO poisoning with HBO who also had burns showed more rapid healing and less infection than others who did not receive HBO (196). Since then, some studies have supported its use (197,198), but others have failed to demonstrate a significant beneficial effect of HBO (199–202). In the randomized prospective study by Brannen et al. (202), twice-daily HBO at 2 ATA for 90 minutes had no effect on mortality or length of stay, although one of the authors reported in the discussion that HBO reduced the fluid loss, and the patients appeared to heal earlier. HBO appeared to reduce the volume of fluid required for initial resuscitation. A systematic review of the published evidence did not support the routine use of HBO in thermal burns (203). It should be noted that thermal burns are often accompanied by acute carbon monoxide poisoning for which HBO is indicated. Myocardial Infarction Increasing the blood O2 content using HBO causes bradycardia, as well as a reduction in cardiac output (204) and myocardial O2 consumption (23). HBO has been shown to improve wall motion abnormalities in patients with resting myocardial ischemia (205). In a rabbit model after 30 minutes of left coronary occlusion, HBO at 2.5 ATA reduced infarct size when administered either during or immediately after occlusion (206). A pilot randomized prospective study revealed lower peak creatine phosphokinase (CPK) levels and shorter time to pain relief with tissue plasminogen activator (tPA) with a single 2 ATA HBO treatment versus tPA and O2 at 1 ATA delivered via face mask (207). The complete study revealed small, statistically insignificant differences in favor of HBO, but was underpowered to detect differences in mortality (208). Severe Anemia Hyperbaric oxygen increases dissolved oxygen in the plasma and thus enhances arterial oxygen content. Tissue oxygen delivery can therefore be supported acutely, even in the absence of hemoglobin. Therefore, HBO at 2 to 3 ATA can be used for temporary support of severely anemic patients if definitive therapy in the form of cross-matched blood is not immediately available (191). Evidence that intermittent repetitive HBO is effective therapy for patients who refuse blood has no basis in controlled outcome studies (192). Head Injury Evidence in animal studies suggests that HBO can prevent secondary injury after head trauma (193). HBO does reduce in- Stroke A series of 13 patients with stroke treated with HBO at 2 to 3 ATA within 5 hours of onset was published by Heyman et al. (209). At that time, no imaging was available to exclude hemorrhage. Nevertheless, of 13 patients treated within 5 hours of symptom onset, nine improved during HBO treatment, and two stuporous patients with hemiparesis or hemiplegia improved dramatically immediately upon exposure to HBO and maintained their improvement permanently. The use of HBO in stroke is supported by animal studies demonstrating smaller infarct volume, reduced edema, and attenuation of hemorrhagic transformation (38,39,44,210–214). Human studies have not been encouraging (215–217), possibly because few if any patients since Heyman’s study have been treated within the same 13:42 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY T1: OSO Printer: Yet to come GRBT291-3641G GRBT291-Gabrielli-v2.cls October 23, 2008 Chapter 39: Hyperbaric Oxygen Therapy 567 short time frame. Routine use of HBO in this context will have to await further human outcome studies. Support of Arterial Oxygenation HBO has been reported as a method of attempting to support arterial blood oxygenation in respiratory distress syndrome (RDS) of the newborn, with disastrous results because of pulmonary oxygen toxicity (218). HBO is occasionally used for short periods to support oxygenation during therapeutic lung lavage (219–221). Sedation and General Anesthesia during Hyperbaric Treatment Anesthetic agents may be required for surgery while in a saturation diving system (e.g., offshore), for therapeutic lung lavage, or for sedation during mechanical ventilation. Inhaled agents can be used with conventional anesthetic vaporizers, which deliver a constant partial pressure of agent, irrespective of chamber pressure. Nitrous oxide can be used as a sole agent at increased pressure, although it induces several disagreeable side effects, including tachypnea, tachycardia, hypertension, diaphoresis, muscle rigidity, catatonic jerking of the extremities, eye opening, and opisthotonus. It is also associated with severe nausea and vomiting after recovery (222). Nitrous oxide must be avoided entirely in helium atmospheres because its administration induces intravascular bubble formation due to isobaric counterdiffusion through the skin (223). Nitrous oxide should also be avoided even at 1 ATA in patients who have recently scuba dived or experienced decompression illness. In such patients, tissue bubbles may be present, which could enlarge due to nitrous oxide diffusion and cause symptoms (224). Inside hyperbaric chambers, intravenous agents such as propofol, ketamine, midazolam, and narcotics are preferred because their use avoids atmospheric pollution. Pressure-induced reversal of anesthesia is not significant up to 10 ATA, and if it occurs at higher pressures, it can be offset by appropriate titration. HYPERBARIC CHAMBER OPERATION Types of Hyperbaric Chambers Monoplace As implied by the name, these chambers have space for only one average-sized adult. Generally speaking, modern chambers of this type are cylindrical in shape and made of a large (approximately 0.6–1 m internal diameter and 2.1–2.3 m long) clear acrylic tube with a cap on one end and entry/exit hatch on the other. Patients slide into the chamber through the hatch to rest supine while they receive HBO therapy (Fig. 39.6). Other than their small size, these chambers differ from their multiplace counterparts (described below) in that they are pressurized with 100% oxygen (in most cases) and are generally limited to no more than approximately 3 ATA operating pressure. This limitation makes them unsuitable for some high- FIGURE 39.6. Monoplace chamber. This type of chamber has room for one patient or a tender with a small child. Chamber atmosphere is 100% O2 . The chamber is constructed of transparent Plexiglas to allow observation. Through-hull penetrators in the door on the left can be seen and allow monitoring, intravenous fluid administration, and control of a ventilator inside the chamber. (Photograph courtesy of Dr. Lindell Weaver.) pressure treatment tables occasionally used for some types of decompression illness. Monoplace chambers can be fitted such that air breaks can be administered using a tight-fitting mask. A challenge with the use of these chambers is lack of direct access to the patient. However, almost all monitoring and ventilatory care (invasive blood pressure monitoring, mechanical ventilation, chest tube management, etc.) previously only available to patients in multiplace chambers can now be delivered in monoplace chambers (111,225). Multiplace These chambers can hold two or more patients/tenders. They exist in many shapes and sizes, usually large cylindrical or spherical shapes made of high-quality steel. Most of these chambers have a personnel lock as well, which allows patients or medical staff to exit or enter the chamber while it is at pressure. Transfer locks allow medicines, materials, and food to be moved into or out of the chamber. Patients are generally accompanied in the chamber by a tender or nurse, who can attend to the needs of the patient during the treatment. Administration of all critical care modalities is relatively easy inside a multiplace chamber (Fig. 39.7). Due to their sturdier construction, multiplace chambers are generally able to withstand much higher pressures than their acrylic monoplace counterparts, and thus can be used for a wider range of treatment pressures. Minimization of Fire Hazards and Atmosphere Control Hyperbaric chambers are unique among medical equipment in that the nurse, tender, or physician is frequently also inside the treatment vessel (chamber) with the patient (in the case of multiplace chambers) and not easily accessible in the event of an emergency. The environment must be carefully managed to ensure atmosphere quality, with specified limits for oxygen 13:42 P1: OSO/OVY GRBT291-37-39 568 P2: OSO/OVY QC: OSO/OVY T1: OSO Printer: Yet to come GRBT291-3641G GRBT291-Gabrielli-v2.cls October 23, 2008 Section III: Techniques, Procedures, and Treatments of the chamber. This removes any mucous plugs that could contribute to air trapping. Chest Tube Management Conventional water seal or one-way valve pleural drainage systems operate satisfactorily inside hyperbaric chambers, with or without applied suction. During chamber decompression, expansion of gas volume within the tubing connecting the chest tube with the drainage system is automatically vented via the water seal or one-way valve. On the other hand, during chamber compression, the same gas volume is compressed and the connecting tubing and gas-containing space on the patient side of the water seal will tend to collapse, therefore producing high negative intrapleural pressures. Standard commercially available pleural evacuation systems have a manually activated pressure relief valve, which should be activated during the compression phase to relieve this excessive negative pressure. FIGURE 39.7. Patient treatment in a multiplace chamber. and carbon dioxide, and to eliminate sources of ignition such as matches and cigarette lighters. Cotton suits are worn by patients and staff. Oil-based cosmetics and/or wigs (frequently made of synthetic materials) are prohibited (226). Additionally, stretchers and equipment must have the petroleum-based lubricants removed from their wheels and other lubricated parts. Any other objects with petroleum-based lubricants must be cleaned of these lubricants prior to chamber treatment. At the time of this writing, there has not been a reported fire in a hyperbaric chamber that has resulted in a loss of life in the United States, although several such incidents have occurred overseas. Ventilatory Care Mechanical Ventilation Certain precautions must be taken when diving a mechanically ventilated patient in a hyperbaric chamber. First of all, the ventilator must be approved for hyperbaric use. They should be fluidically or pneumatically controlled. Electrically driven ventilators are arguably less safe than ones using pneumatic or fluidic control. Although not commonly used at very high chamber pressures (6 ATA), ventilators powered by compressed oxygen have an inlet PO2 of up to 4,560 mm Hg (227), which can present a significant fire hazard. As pressure rises, so does the gas density, which leads to a corresponding increase in airway resistance. Unless the ventilator is volume cycled, the tidal volumes may drop as pressure rises (227). Therefore, tidal volumes should be monitored closely (228). Prior to chamber pressurization, inflating the endotracheal cuff with water or saline will prevent leakage due to cuff volume compression. Suction Since the chamber is at pressure, suction can be created simply by venting a hose to the outside world attaching a regulator to a through-hull penetrator. Normal hospital equipment can be modified for this use (229). In patients with copious secretions or ventilated patients, it is preferable to perform deep suctioning immediately prior to both compression and decompression Intravenous Infusion Devices Several different IV infusion devices have been tested inside multiplace hyperbaric chambers and found to deliver fluid accurately. While it is the policy of some facilities not to use electrical equipment inside a chamber, others minimize a fire hazard by purging the device with 100% nitrogen. For monoplace use, the IV infusion device must be outside the chamber. Glass IV bottles should be avoided in order to prevent explosion during decompression due to expansion of any contained air bubble. Arterial Blood Gas Measurement Arterial blood gas analysis can be performed inside a multiplace hyperbaric chamber using an analyzer adapted for hyperbaric use. Alternatively, blood samples can be decompressed and analyzed at 1 ATA. The latter procedure is simpler, but subject to error. While pH and PCO2 are relatively stable during decompression, PO2 usually exceeds ambient pressure outside the chamber, and thus it tends to decline rapidly as oxygen is released from solution. Reasonably accurate values can be obtained if the sample is analyzed immediately after decompression (230). Alternatively, it is possible to predict arterial PO2 during HBO therapy from a 1 ATA arterial blood gas measurement using the following equations. All that is needed is a 1 ATA blood gas measurement (at known FiO2 ), the HBO treatment pressure in ATA (PATA , usually between 2 and 3 ATA), barometric pressure (Pb , in mm Hg, usually near 760 mm Hg), the vapor pressure of water at body temperature (PH2O , at or near 47 mm Hg), the respiratory exchange ratio (usually 0.8), and PaCO2 and the following formulas: PaO2 (1 ATA) = (Pb − PH2 O) · FiO2 1 − FiO2 − PaCO2 · FiO2 + R PaO2 (predicted during HBO) = PaO2 (1 ATA)/PaO2 (1 ATA) ·[(760 • PATA − 47) − PCO2 ] [2] [3] where Pb is the barometric pressure outside the chamber; PaO2 (1 ATA) is the arterial PO2 at 1 ATA; PaO2 (1 ATA) is the alveolar PO2 at 1 ATA; FiO2 is the inspired O2 fraction; R is 13:42 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 QC: OSO/OVY T1: OSO Printer: Yet to come GRBT291-3641G GRBT291-Gabrielli-v2.cls October 23, 2008 Chapter 39: Hyperbaric Oxygen Therapy the respiratory exchange ratio (usually 0.8); PATA is the ambient pressure in the chamber in ATA; and PCO2 is the arterial PCO2 measured at 1 ATA, assumed to be unchanged during HBO. Patient Monitoring Most monitoring modalities used in hyperbaric chambers are identical to those used in normobaric situations, with few exceptions. Whenever inflatable pressure bags are used, such as for invasive blood pressure measurement, as the chamber pressurizes, the volume of air and the pressure in the pressure bag decreases, and thus one must periodically pump it up during compression; when decompressing the chamber, the air in the pressure bag expands, which must be released periodically to avoid rupture. For the same reason, pulmonary artery catheter balloons should be left open to the atmosphere during chamber compression and decompression. Invasive pressure monitoring (or any monitoring where an electrical signal is transmitted via cable/wire) can be performed using through-hull penetrators to connect the transducer inside the chamber with the preamplifier outside. Standard stethoscopes and sphygmomanometers can be used without difficulty in a multiplace chamber. Mercury pressure gauges should be avoided to prevent chamber contamination in the event of breakage. Cardiac Arrest and Defibrillation If a patient requires cardioversion or defibrillation while receiving HBO treatment, it is necessary to have through-hull penetrators for the high-voltage cables connecting an outside defibrillator with the paddles inside. Use of a low-impedance gel will prevent sparks or heat buildup at the site of paddle contact. Careful design and testing are necessary to confirm adequacy of energy delivery. The only alternative is to decompress the chamber and cardiovert or defibrillate at 1 ATA. Tenders, Nurses, and Other Chamber Staff Considerations Inside tenders in a multiplace chamber will take up nitrogen. While there is no requirement for a decompression stop for typical 2 ATA/2 hour or 2.5 ATA/90 minute treatments, many facilities require their staff to breathe 100% oxygen during decompression to reduce the very small risk of DCS. Additionally, repetitive exposures within a short time to even these low pressures may incur some risk of DCS. Minimum time intervals between hyperbaric exposures for staff are routine. Longer treatments or higher treatment pressures generally mandate specific decompression or oxygen breathing requirements for the inside staff. Emergency decompression from such exposures due to patient instability may therefore place the accompanying tender at risk. In the event of such an emergency, the tender should be immediately recompressed. The most widely accepted management schedule is described on p. 9–13 of the U.S. Navy Diving Manual (108). 569 Critical Care in a Hyperbaric Chamber in the Field Field chambers are used in the offshore oil industry and at some remote inland dive sites. Divers injured due to decompression illness or trauma may require critical care in this setting. This is particularly the case for divers decompressing from saturation dives, in which an injured diver may require many days of decompression before he or she can be transferred to a hospital. Tracheal intubation, chest tube insertion, mechanical ventilation, hemodynamic and CNS monitoring, and treatment of convulsions may all be necessary (231). Portable radiographs can be obtained by passing an x-ray beam through a Plexiglas port, with the x-ray plate inside the chamber (232). HYPERBARIC TREATMENT COMPLICATIONS Barotrauma Otic As many as 17% of all HBO therapy patients report ear pain with compression, making otic barotraumas the most common complication of HBO therapy (74). This is the result of difficulty with middle ear pressure equalization (i.e., eustachian tube opening). As the chamber is compressed, the increased pressure on the tympanic membrane can cause it to stretch medially just as when one dives in a swimming pool. Only rarely does this result in perforation of the tympanic membrane in awake patients, as they are able to notify the chamber operator of their progressive discomfort. Most often, there is unilateral otic discomfort associated with an erythematous tympanic membrane that heals over the following 5 to 7 days. In patients who are unable to adequately perform a Valsalva maneuver required to equalize pressure (i.e., sedated, intubated, with eustachian tube/sinus dysfunction, or with tracheostomy tube), bilateral myringotomies with or without tube placement are performed. Because myringotomies heal in 2 to 3 days, for patients unable to equalize, bilateral tympanostomy tubes are normally placed in patients who are expected to receive repetitive treatments for longer. Sinus Sinus barotrauma (“sinus squeeze”) is a relatively infrequent occurrence, which occurs in patients with active sinus infection, allergic rhinitis, or nasal polyps. During pressure change, the patient will feel discomfort in the region of the affected sinus, particularly if it is the frontal sinus (233). Sinus squeeze can usually be prevented using topical decongestants such as oxymetazoline and slow compression of the chamber (233). Pulmonary Although this is far more frequent with scuba diving, it can also occur rarely in dry hyperbaric chambers, causing AGE (234), pneumomediastinum, or pneumothorax. Patients with cystic or bullous disease are presumably at risk; however, many such patients have received HBO without complication. In patients with a pre-existing pneumothorax, tube decompression 13:42 P1: OSO/OVY P2: OSO/OVY GRBT291-37-39 570 QC: OSO/OVY T1: OSO GRBT291-3641G GRBT291-Gabrielli-v2.cls Printer: Yet to come October 23, 2008 Section III: Techniques, Procedures, and Treatments is recommended, especially if the patient is to be treated in a monoplace chamber. Pulmonary Edema Peripheral vasoconstriction induced by HBO and the resulting increase in afterload can precipitate pulmonary edema in patients with impaired ventricular function (235). Evaluation of a Patient for Hyperbaric Oxygen Therapy In assessing a patient for hyperbaric therapy, two aspects need to be evaluated: Potential efficacy of treatment and risk of adverse effects. Indications for hyperbaric oxygen therapy as determined by the Undersea and Hyperbaric Medical Society (7) are listed in Table 39.1. A second factor is the predicted arterial PO2 , which must be within a therapeutic range during HBO therapy (>1,000 mm Hg). If a patient has pulmonary gas exchange impairment that precludes attainment of an arterial PO2 that is sufficiently high, then HBO is unlikely to be effective. A method for predicting arterial oxygenation during HBO makes use of the relative constancy of the ratio of arterial to alveolar PO2 (PaO2 /PaO2 ratio) as described above (Eq. 2 and 3). Finally, the assessment must include evaluating for the risk of pulmonary barotrauma. During decompression, pulmonary cysts or bullae can rupture (234), although such complications are extremely rare. Patients with untreated pneumothorax usually require a tube thoracostomy, unless immediate chest decompression can be performed. Patients with a pneumothorax for whom monoplace treatment is planned require prophylactic chest tube insertion irrespective of the size of the pneumothorax. Patients in heart failure in whom left ventricular function may not be able to tolerate an increase in afterload are also at risk (235). Susceptibility to otic barotrauma and occasionally to sinus barotrauma also plays a role in determining fitness for HBO therapy. Obtunded patients are especially at risk of otic barotrauma, and many practitioners advocate prophylactic myringotomy. 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