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Social Studies Lesson Plan Template 1 Title: History of Political Parties in the U.S. Lesson Author: Gina Rumbolo, Tommy George Key Words: Federalist, Democratic-Republican, Democratic, National Republican, Whig Grade Level: 12 Time Allotted: 60 minutes (approximately) Rationale/ Purpose (so what?) Because students will be or are already of age to begin voting and involving themselves in the political process, it is important for them to understand the history of political parties to see where the parties have been and where they are headed. Students should understand why there have been two dominant parties throughout time in order to see how easy or difficult it will be for a party they might choose to identify with to influence politics. Key Concept(s) include definition: • Two-party system – a system of government that encourages the dominance of two main parties. • Political party – a group of people with broad common interests who organize to win elections, control government and influence government policies. • Majority representation - a system in which an office is won by the single candidate who collects the most votes. • Proportional representation – a system in which legislative seats are given to a party in proportion to the vote that party wins in an election. • Plurality – The number by which the vote of the winning choice in such a contest exceeds that of the closest opponent. Social Studies Lesson Plan Template 2 NCSS Standard(s) SOL Information (As written in the Virginia SOL “Curriculum Framework” for the grade level) NCSS Theme (s) with indicators: 1. Individuals, Groups and Institutions a. help learners analyze group and institutional influences on people, events, and elements of culture in both historical and contemporary settings; b. assist learners in identifying and analyzing examples of tensions between expressions of individuality and efforts used to promote social conformity by groups and institutions; 2. Civic Ideals and Practices a. assist learners to understand the origins and interpret the continuing influence of key ideals of the democratic republican form of government b. provide opportunities for learners to practice forms of civic discussion and participation consistent with the ideals of citizens in a democratic republic c. facilitate learner efforts to locate, access, analyze, organize, synthesize, evaluate, and apply information about selected public issues -- identifying, describing, and evaluating multiple points of view; SOL: Essential Knowledge Essential Skills (minimum for SOL Resource Guide) (minimum for SOL Resource Guide) GOVT.3c The student will demonstrate knowledge of the concepts of democracy by recognizing majority rule and minority rights; GOVT.6a The student will demonstrate knowledge of local, state, and national elections by describing the organization, role, and constituencies of political parties. GOVT.6c The student will demonstrate knowledge of local, state, and national elections by examining campaign funding and spending. GOVT.6d The student will demonstrate knowledge of local, state, and national elections by analyzing the influence of media coverage, campaign advertising, and public opinion polls. GOVT.1a The student will demonstrate mastery of the social studies skills citizenship requires, including the ability to analyze primary and secondary source documents; GOVT.1d The student will demonstrate mastery of the social studies skills citizenship requires, including the ability to distinguish between relevant and irrelevant information; GOVT.1d The student will demonstrate mastery of the social studies skills citizenship requires, including the ability to select and defend positions in writing, discussion, and debate. Social Studies Lesson Plan Template 3 Guiding Question(s): • How have the two main parties changed and evolved over time? • Why do we have two main parties? Assessment Tool(s): • Main points put on butcher paper by each group • Group presentation Background: How does this lesson fit into a unit of study? Looking backwards, looking forwards This would be the first lesson in a unit on political parties. The next lesson would be on the role of 3rd parties coupled with party organization and functions. Social Studies Lesson Plan Template 4 Lesson Objective(s): Students will be able to: 1. Identify the two main parties in each of the three party systems that have existed over time along with key information, issues, events, elections and/or people for each system. 2. Identify and explain why the U.S. governmental system favors a two-party system. Historical Source(s): (include copies in materials Additional Materials/Resources: (include section) copies in materials section) • Information on the The Presidential Election Campaign Fund Act from the Federal Election Committee (Material G) • Selection criteria from the Commission on Presidential Debates (Material H) • Excerpt from an Interview with Professor J. David Gillespie, Presbyterian College about ballot access (Material I) • Article II, Section. 1 of the U.S. Constitution (Material J) • History of parties flow chart (Material A) • Group work directions (Material B) • History of the first party system (Material C) • History of the second party system (Material D) • History of the third party system part 1 (Material E) • History of the third party system part 2 (Material F) Social Studies Lesson Plan Template 5 Procedure/Process: JUST DO IT! The “Hook”: (A high-interest activity that introduces new content with connections to students’ prior knowledge. Between 1-5 minutes (Could also introduce the days guiding question) Obj # See above. Processing Activity and Procedure -include directions, Check for Evidence of Understanding question frames, assignment detail to be given to -Either Formal or Informalstudents (these should all be made into explicit materials (Checks Essential Knowledge and Skills) (e.g. see material A), and time estimates What is a political party? Can you name some of the parties we Oral student response have in the United States? What are they? (5 minutes) Often people can identify the Democratic and Republican parties because those are the two main parties we Transition: have in the United States currently. Over time there have been 3 party systems. In each system, there were two dominant parties. Show flow chart, material A, on the different two party systems. Identify the two main parties in each of the party systems along with key information, issues, events, elections and/or people for each system. The teacher should divide the class into four groups. Each group will have information about a different party system. The third party system was broken into 2 handouts because of its length, therefore there are 4 handouts. In their Objective groups students should read over the information about the Written group response and presentation #1 party system they were assigned. On butcher paper, each group should summarize the important information, key people and key issues. (15 minutes) Each group will present the summarized information to the rest of the class as other groups take notes. (10 minutes) See Material B for student directions and Materials C-F for information on the party systems. Just do it. Social Studies Lesson Plan Template Transition: 6 Now that we have seen how the two main parties have evolved over time let’s look at why only two parties dominate the system. In order to be able to identify and explain reasons why our system of government favors a two-party system, students will break into groups to read through primary documents and discuss their findings. Leave students in the same 4 groups that they were in before. Each group will be given a document. See Objective material G-J for the documents. As the groups read through the Oral student response and discussion #2 documents they should be asking themselves: Does what we have read make it difficult for 3rd parties to be successful? If so, how? These questions will be projected on a slide as seen in Material K. (10 minutes) Groups will share and discuss their findings with the whole class. Notes should be taken when other groups are presenting. (10 minutes) Now that you guys have been able to look at the history of political parties and the way our system is Transition: structured today, let’s take some time to reflect. Introduce closure/writing prompt and have students complete it. (10-15 minutes) Closure/Writing Prompt: On your own piece of paper, answer the following questions: -Does our system favor a two-party system? Why or why not? -Do you think that the process 3rd party candidates have to go through is fair? Is it effective? -From what you have learned today, do you think it is possible for a 3rd party candidate’s campaign to be successful? If so, what do you define as success? Social Studies Lesson Plan Template 7 MATERIAL A History of U.S. Political Parties Federalists Democratic Democratic VS. VS. VS. Democratic Republican National Republican (Whig) Republican Social Studies Lesson Plan Template 8 MATERIAL B Directions In your groups: 1. Read through the information on your group’s handout. 2. Discuss within your groups what information is most important. 3. On the large piece of paper, summarize the important information, key people and key issues. 4. You will be presenting what you wrote to the rest of the class. Social Studies Lesson Plan Template 9 MATERIAL C The First Party System Early Nonpartisanship (pre-party system) The framers of the Constitution of the United States made no provision in the governmental structure for the functioning of political parties because they believed that parties were a source of corruption and an impediment to the freedom of people to judge issues on their merits. James Madison argued in his "Federalist Paper #10" against a system in which "factions" (his word for parties) might be able to seize control of the government. George Washington, in accordance with the thinking of his fellow Founding Fathers, included in his cabinet men of diverse political philosophies and policies. Federalist and Democratic-Republican Parties. Within a short time informal parties did develop, even though their adherents still insisted they disapproved of parties as a permanent feature in American politics. One faction, commonly identified with Secretary of the Treasury Alexander Hamilton and Vice-President John Adams, became known as the Federalist party. Federalists favored an active federal government, a Treasury that played a vital role in the nation's economic life, and a pro-British foreign policy. It drew especially strong support from merchants, manufacturers, and residents of New England. The other faction, whose central figures were Secretary of State Thomas Jefferson and fellow Virginian James Madison, became known as the Republican or Democratic - Republican party (this party should not be confused with the modern Republican party). The Jeffersonian Republicans advocated a limited federal government, little government interference in economic affairs, and a pro-French foreign policy. They were particularly popular with debt-ridden farmers, artisans, and southerners. The structure of government in the U.S. was conducive to the formation of political parties. The carefully elaborated system of checks and balances, established by the Constitution, makes executive and legislative cooperation necessary in the development of policy. Further, the division of legislative powers between the federal and state governments, as provided in the Constitution, makes it necessary for advocates of such policies as the regulation of commerce to seek representation or strength in both the federal and state legislatures. As these ends were too complex and difficult to achieve by impermanent groupings, the formation of permanent political organizations was inevitable. The Jeffersonian Republicans held power for 28 years following the inauguration of President Jefferson in 1801. During this period, the Federalist Party became increasingly unpopular. It ceased functioning on the national level after the War of 1812, leaving the Republican Party as the only national political organization. Social Studies Lesson Plan Template 10 MATERIAL D History of U.S. Political Parties: The Second Party System Democratic Republican candidate James Monroe was reelected in the first presidential contest without party competition since Washington’s time. The lack of partisan competition under Monroe in what was called “The Era of Good Feelings” weakened his party, the Democratic Republicans. Before 1824, the role of parties in gathering the popular vote was relatively unimportant because relatively few people were entitled to vote. But the states began to drop restrictive requirements for voting after 1800. With the expansion of suffrage, more states began to allow the voters to choose the presidential electors, rather than Congress. In 1824, the party’s nominee was challenged by three other Democratic Republicans, including John Quincy Adams and Andrew Jackson, who proved to be more popular candidates among the voters in the ensuing election. Although Jackson won a plurality of both the popular vote and the electoral vote in 1824, he did not win the necessary majority in the Electoral College. The House of Representatives had to decide the winner. It chose John Quincy Adams over the voter’s choice, Jackson. The disagreement among party leaders of the Democratic Republican party became so intense that the party split in two. Followers of Jackson represented the common people in the expanding South and West and its members called themselves Democrats. The label National Republicans applied to John Quincy Adam’s faction of the former Democratic Republican party. Adams’s followers called themselves National Republicans to signify their old Federalist preference for a strong national government, but the symbolism did not appeal to the voters and the National Republicans lost to Jackson in 1832. Elected to another term, Jackson began to assert the power of the nation over the states (acting more like a National Republican than a Democrat). His policies drew new opponents. A coalition made up of former National Republicans, and Jackson haters formed the Whig Party in 1834. The name referred to the English Whigs who opposed the powers of the British throne; the implication was that Jackson was governing like a king. For the next thirty years Democrats and Whigs alternated in the Presidency. However, the issues of slavery and sectionalism eventually destroyed the Whigs from within. Although the party had won the White House in 1848 and had taken 44 percent of the vote in 1852, the Whigs were unable to field a presidential candidate in the 1856 election. Social Studies Lesson Plan Template 11 MATERIAL E History of U.S. Political Parties: The Third Party System (Part 1) In the early 1850s, antislavery forces (including some Whigs and antislavery Democrats) began to organize. At meetings they recommended the formation of a new party, the Republican party, to oppose the extension of slavery into the Kansas and Nebraska territories. It is this party, founded in 1854 that continues as today’s Republican party. The Republican party entered its first presidential election in 1856. It took 33 percent of the vote and its candidate (John Fremont) carried eleven states-all in the North. Then in 1860, the Republicans nominated Abraham Lincoln. The Democrats were deeply divided over the slavery issue and actually split into two parties. The northern wing kept the Democratic label and nominated Stephen Douglas. The Southern Democrats ran John Breckinridge. A fourth party, the Constitutional Union party, nominated John Bell. Lincoln took 40 percent of the popular vote and carried every northern state. Breckinridge won every southern state. But all three of Lincoln’s opponents together still did not win enough electoral votes to deny him the presidency. The election of 1860 is considered the first of three critical elections under the current party system. The election of 1860 divided the country politically between the northern states, whose voters mainly voted Republican, and the southern states, which were overwhelmingly Democratic. The victory of the North over the South in the Civil War cemented Democratic loyalties in the South. For forty years, from 1880-1920, no Republican presidential candidate won even one of the eleven states of the former Confederacy. Republicans had not been able to get support from the South until 1920, when Warren G. Harding carried Tennessee. The Republicans later won five southern states in 1928, when the Democrats ran the first Catholic candidate, Al Smith. Republican Presidential candidates won no more southern states until 1952, when Dwight Eisenhower broke the pattern of Democratic Dominance in the South-ninety years after that pattern had been set by the Civil War. Rough Balance: 1860-1894 From 1860 through 1894 the Republican party won eight of ten presidential elections. Some of its success in presidential elections came from its practice of running Civil War heroes and from the North’s domination of southern politics. An analysis shows that the Republicans and Democrats won an equal number of congressional elections, each controlling the chamber for nine sessions between 18601894. Social Studies Lesson Plan Template 12 MATERIAL F History of U.S. Political Parties: The Third Party System (Part 2) Republican Majority: 1896-1930 Grover Cleveland, a Democrat, occupied the White House, and the country was in a severe depression. The Republicans nominated William McKinley, governor of Ohio and a conservative, who stood for a high tariff against foreign goods and sound money tied to the value of gold. The Democrats, already in trouble because of the depression, nominated the fiery William Jennings Bryan. In stark contrast to McKinley, Bryan advocated the free and unlimited coinage of silver-which would mean cheap money and easy payment of debts through inflation. Bryan was also the nominee of the young Populist Party, an agrarian protest party that had proposed the free-silver platform Bryan adopted. Conservatives, especially businesspeople, were appalled by the Democrats’ radical turn and voters in the heavily populated Northeast and Midwest surged towards the Republican party, many of them permanently. McKinley carried every northern state east of Mississippi. The Republicans also won the House, and they retained their control of it in the next six elections. The election of 1896 helped solidify a Republican majority in industrial America and forged a link between the Republican party and business. The Republican party dominated national politicscontrolling the presidency, the Senate and the House-almost continuously from 1896 until the Wall Street crash of 1929, which bust big business’s bubble and launched the Great Depression. A Democratic Majority: 1932-present? The Republican’s majority status ended in the critical election of 1932 between the incumbent president Herbert Hoover and the Democratic challenger, Franklin D. Roosevelt. Roosevelt promised new solutions to unemployment and the economic crisis of the Depression. His campaign appealed to labor, middle-class liberals and new European ethnic voters. Along with Democratic voters in the South, urban workers in the North, Catholics, Jews, and white ethnic minorities supported Roosevelt. The relatively few blacks who voted at that time tended to remain loyal to the Republicans. Roosevelt was swept into office in a landslide, carrying huge Democratic majorities with him into the House and Senate to enact his liberal activist programs. Not only was Roosevelt reelected in 1936, 1940 and 1944, but Democrats held control of both Houses of Congress in most sessions from 1933 through 1994. In 1994 Republicans gained control of Congress for the first time in forty years. In presidential elections, however, the Democrats have not fared so well since Roosevelt. They have only won five elections (Truman, Kennedy, Johnson, Carter and Clinton). In 1996, Clinton became the first Democratic president since Roosevelt since Roosevelt to be reelected. Signs are strong that the coalition of Democratic voters forged by Roosevelt in the 1930s has already cracked. Certainly, the South is no longer solid for Democrats. Since 1952, in fact, it has voted more consistently for Republican presidential candidates than for Democrats. We seem to be going into a period in which party loyalties have become less important to voters as they cast their ballots. Social Studies Lesson Plan Template 13 MATERIAL G The Presidential Election Campaign Fund Act Under the Internal Revenue Code, qualified Presidential candidates receive money from the Presidential Election Campaign Fund, which is an account on the books of the U.S. Treasury. The Fund is financed exclusively by a voluntary tax check off. By checking a box on their income tax returns, individual taxpayers may direct $3 of their tax to the Fund (up to $6 for joint filers). Checking the box does not increase the amount a taxpayer owes or reduce his or her refund; it merely directs that three (or six) dollars from the U.S. Treasury be used in Presidential elections. Checkoff funds may not be spent for other federal programs. The funds are distributed under three programs: Primary Matching Payments Eligible candidates in the Presidential primaries may receive public funds to match the private contributions they raise. While a candidate may raise money from many different sources, only contributions from individuals are matchable; contributions from PACs and party committees are not. Furthermore, while an individual may give up to $2,000 to a primary candidate, only the first $250 of that contribution is matchable. To participate in the matching fund program, a candidate must demonstrate broad-based support by raising more than $5,000 in matchable contributions in each of 20 different states. Candidates must agree to use public funds only for campaign expenses, and they must comply with spending limits. Beginning with a $10 million base figure, the overall primary spending limit is adjusted each Presidential election year to reflect inflation. In 2004, the limit was $37.31 million. General Election Grants The Republican and Democratic candidates who win their parties’ nominations for President are each eligible to receive a grant to cover all the expenses of their general election campaigns. The basic $20 million grant is adjusted for inflation each Presidential election year. In 2004, the grant was $74.62 million. Nominees who accept the funds must agree not to raise private contributions (from individuals, PACs or party committees) and to limit their campaign expenditures to the amount of public funds they receive. They may use the funds only for campaign expenses. A third party Presidential candidate may qualify for some public funds after the general election if he or she receives at least five percent of the popular vote. Party Convention Grants Each major political party may receive public funds to pay for its national Presidential nominating convention. The statute sets the base amount of the grant at $4 million for each party, and that amount is Social Studies Lesson Plan Template 14 adjusted for inflation each Presidential election year. In 2004, the major parties each received $14.592 million. Other parties may also be eligible for partial public financing of their nominating conventions, provided that their nominees received at least five percent of the vote in the previous Presidential election. Taken directly from: The Federal Election Commission http://www.fec.gov/pages/brochures/fecfeca.shtml#Campaign_Finance_Law Social Studies Lesson Plan Template 15 MATERIAL H Commission on Presidential Debates 2004 Nonpartisan Selection Criteria The CPD's nonpartisan criteria for selecting candidates to participate in its 2004 general election presidential debates are: 1. Evidence of Constitutional Eligibility The CPD's first criterion requires satisfaction of the eligibility requirements of Article II, Section 1 of the Constitution. The requirements are satisfied if the candidate: a. is at least 35 years of age; b. is a Natural Born Citizen of the United states and a resident of the United States for fourteen years; and c. is otherwise eligible under the Constitution. 2. Evidence of Ballot Access The CPD's second criterion requires that the candidate qualify to have his/her name appear on enough state ballots to have at least a mathematical chance of securing an Electoral College majority in the 2004 general election. Under the Constitution, the candidate who receives a majority of votes in the Electoral College, at least 270 votes, is elected President regardless of the popular vote. 3. Indicators of Electoral Support The CPD's third criterion requires that the candidate have a level of support of at least 15% (fifteen percent) of the national electorate as determined by five selected national public opinion polling organizations, using the average of those organizations' most recent publicly reported results at the time of the determination. Taken from: Commission on Presidential Debates http://www.debates.org/pages/candsel2004.html Social Studies Lesson Plan Template 16 MATERIAL I Ballot Access: Excerpt from an Interview with Professor J. David Gillespie, Presbyterian College QUESTION: Does the American political system make it difficult for third parties to compete? Are there disincentives in the system? MR. GILLESPIE: Absolutely. I would say that there are, basically, three kinds of constraints on third parties. MR. GILLESPIE: The number one structural barrier is state ballot access requirements. It is still very difficult to get on the ballot in all 50 states and the District of Columbia. It's improved in recent years, because of third-party candidates like George Wallace, Eugene McCarthy, John Anderson, and Ross Perot who brought court cases against the ballot access system. They got a lot of the most restrictive access laws overturned in federal courts. But it still takes somewhere between twothirds of a million and a million signatures collected nationwide to get a candidate's name on the ballot in all 50 states and the District of Columbia. There are all kinds of rules and they vary in each state -- if you're a third party or independent candidate, you have to have a lawyer who's an expert on ballot access, and you've got to have a lot of money. Third party campaigns, which tend not to be well financed anyway, spent a good portion of their money just getting on the ballot in each state. The major party candidates, on the other hand, are able to use their money for advertising and for getting the percentage of popular support that entitles them to federal matching funds. Taken from: http://usinfo.state.gov/dhr/Archive/2004/Aug/31-415672.html Social Studies Lesson Plan Template 17 MATERIAL J Article II, Section. 1 of the U.S. Constitution The executive Power shall be vested in a President of the United States of America. He shall hold his Office during the Term of four Years, and, together with the Vice President, chosen for the same Term, be elected, as follows: Each State shall appoint, in such Manner as the Legislature thereof may direct, a Number of Electors, equal to the whole Number of Senators and Representatives to which the State may be entitled in the Congress: but no Senator or Representative, or Person holding an Office of Trust or Profit under the United States, shall be appointed an Elector. The Electors shall meet in their respective States, and vote by Ballot for two Persons, of whom one at least shall not be an Inhabitant of the same State with themselves. And they shall make a List of all the Persons voted for, and of the Number of Votes for each; which List they shall sign and certify, and transmit sealed to the Seat of the Government of the United States, directed to the President of the Senate. The President of the Senate shall, in the Presence of the Senate and House of Representatives, open all the Certificates, and the Votes shall then be counted. The Person having the greatest Number of Votes shall be the President, if such Number be a Majority of the whole Number of Electors appointed; and if there be more than one who have such Majority, and have an equal Number of Votes, then the House of Representatives shall immediately chuse by Ballot one of them for President; and if no Person have a Majority, then from the five highest on the List the said House shall in like Manner chuse the President. But in chusing the President, the Votes shall be taken by States, the Representation from each State having one Vote; A quorum for this purpose shall consist of a Member or Members from two thirds of the States, and a Majority of all the States shall be necessary to a Choice. In every Case, after the Choice of the President, the Person having the greatest Number of Votes of the Electors shall be the Vice President. But if there should remain two or more who have equal Votes, the Senate shall chuse from them by Ballot the Vice President. http://www.ourdocuments.gov/doc.php?flash=true&doc=9&page=transcript Social Studies Lesson Plan Template Material K: As you read ask yourself… • Does what we have read make it difficult for 3rd parties to be successful? • If so, how? 18 Social Studies Lesson Plan Template 19 Teacher Notes (Reflections/clarifications/explanations): It is important to place students in heterogeneous groups by ability because some of the information may be difficult to understand individually. In groups of varying abilities, stronger students will be able to help weaker students understand the information. To scaffold group investigations, the teacher can pose one or two questions with each question that guide discussion. Example: How difficult is it to be invited to a debate? If you can’t get invited, how will you get the word out about your platform?