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SPATIAL ORDERING IN SOCIAL AREA TYPOLOGY Larry B. Bubacz Mr. Bubacz has an M.A . in Geography from the University of Wyoming. He has taught Geography in the public schools of Cloquet , Minnesota and is now a planner with a consulting firm in Minneapolis. The primary purpose of this paper is to provide tentative evaluation of the general applicability of two statistics, the weighted mean areal center and standard distance, to the question of spatial ordering in social area analysis. More specifically, does the use of these statistics identify whether social phenomena tends to conform to either a concentric (do ughnut) ring or a sector (p ie-shaped) pattern? The weighted mean areal center is defined as the " balancing point" or " center of gravity" for a population distributed in twodimensions (x-y coordinates) which is comparable to the arithmetic mean of the co nventional linear frequency distribution .' The descriptive spatia l statistic, that is, sta ndard distance, which is comparable to the standard deviation in one-dimension is designed to measure the average dispersion in distances of all points from the mean areal center.2 Since Burgess first posted the concentric growth of cities, and cited Chicago as an example substantiating such a hypothesis, numerous studies have focused on the spatial arrangement or ordering of cultural phenomena in cities.3 In 1939, Homer Hoyt studied nineteen selected cities and concluded that similar rental values in cities were located along axial patterns of growth. As a result, Hoyt formulated the hypothesis thatsocio-economic status followed a sector pattern. 4 For a number 47 of years these two studies provided the basis for characterizing patterns of urban growth in expanding modern, industrialized cities. More than a decade passed before these hypotheses were subjected to rigorous examination. In 1949, Shevky and Williams introduced the concept of social area analysis, a methodology for classifying demographic data in census tracts. s The concept was later extended in 1955 when Shevky and Bell formulated the theoretic as well as computational procedures for the analysis of social area typology.6 In this study, Shevky and Bell developed three indexes: (a) social rank which is the result of analyzing thechangingdistribution of skills and degree of employment specialization as well as education; (b) urban rank which is based on fertility rates along with measures of house types and women in the work force ; and (c) segregation which is composed of changes in the ethnic composition of a population . These indexes were derived from census data and serve as the basis for the differentiation and stratification of the urban-cultural fabric in modern, industrialized society. However, the three indexes were not universally accepted by American sociologists. Faced with criticism, Bell in 1955 advanced alternative designations for the three basic constructs. These were : (a) economic status for social rank ; (b) family status for urban rank ; and (c) ethnic status for segregation .7 With the advent of computer technology, it has been possible to extend the number of socio-economic variables examined within the framework of social area typology. An example of this technique is found in urban factorial ecology. Factorial ecology developed from the application of factor analysis to an extended set of socioeconomic variables including those 48 originally isolated by Shevky and Bell. Major studies employing factorial ecology have been conducted by Berry and Rees on Calcutta, and by Murdie on Toronto.s Spatial Components of Social Area Analysis The principal areal statistical unit utilized in the Shevky-Bell typology is the census tract. By aggregating census tracts having similar index scores, or typologies, a city can be analyzed for patterns of regional homogeneity. By mapping the social area indexes, spatial ordering of concentric, sectorial, or multiple nucleation arrangements can be established amongst the various census tracts. Though much effort has been given over to emphasizing social areas in various Standard Metropolitan Statistical Areas within social area analysis, the spatial component has not received similar consideration. One of the few studies discussing and testing the spatial model of urban growth and structure was authored by Anderson and Egeland in 1961.9 These two authors studied the residential areas of four cities (Akron and Dayton, Ohio; Indianapolis, Indiana; and Syracuse, New York) . The cities were selected on the basis of : (a) having populations between 200,000 and 500,000 in 1950; (b) outlying territory that was tracted; and (c) circular shape and topographic uniformity.'o Anderson and Egeland calculated the indexes of social and urban rank for census tracts in each of four arbitrarily delineated sectors. An analysis of variance suggested that social rank, or economic status, organizes itself within a sector pattern while family status, or urban rank, was spatially ordered in a concentric manner. Another study dealing with the spatial components of social area analysis was by McElrath on Rome." He first applied social area analysis to 1951 census data in co njunction with an analysis of variance upon the Shevky indexes. McElrath concludes his study by noting that economic status is patterned sectorially and family status is patterned concentrically. In 1969, Murdie published a factorial ecology on metropolitan Toronto.12 As in previous studies, Murdie concluded that economic status displayed a dominantly sectorial pattern and family status was distributed spatially by concentric zones. Statements pertaining to the various spatial aspects of the Shevky-Bell typology have also been discussed by Berry and Rees.H Berry and Rees, quoting from Berry's " Internal Structure of the City" (1965) note that : " It becomes increasingly evident that each of these dimensions (Shevky's) captures the essential features of one of the classic spatial models (socio-economic status - Hoyt, family status-B urgess ... ).14 These studies have provided the incentive for the following analysis using spatial statistics to assess the existence of ordering within metropolitan centers. Experimental Design and Data The analysis discussed herein focuses upon testing two hypotheses concerning spatial ordering in socia l area typologies. First, concentric zonation wi ll be indicated when: (a) the weighted mean areal centers of each subpopulation tend to concide; and (b) the standard distances on the other hand will show significant increments as a test population is further from the center. Second, sector arrangements will be indicated when: (a) in an idealized sector the weighted mean areal center (WMSC) will be found toward the midpoint of the sector, rather than all WMAC being clustered together at the center of the entire population; and (b) the standard distances will have approximately the same values. In order to assess the above questions of spatial ordering, a test statistic with known characteristics of behavior under a variety of previously specified THEORETICAL MODEL CONCENTRIC SECTOR St. Dev. 0 - 2 o m 2-3 IM1 3-5 Figure 1 49 conditions must be available. Therefore, an idealized model was first developed to test for the characteristic behavior of the weighted mean areal center and standard distance. The results from the theoretical model can be used comparatively with output from the actual data. The first theoretical model consisted of three idealized concentric circles, whereas the second model was based centers and standard distances were calculated via an XDS Sigma 7 computer in Fortran IV language (Tab le 1 ).15 Examination of Table 1 reveals several properties which characterize behavior of the weighted mean areal centers and standard distances for the two idealized models. As anticipated the weighted mean areal centers for the concentric model are locationally sim- Table 1 Weighted Mean Areal Centers and Standard Distances for Theoretical Models Model No . of Tracts Weighted MAC (x-y coordinates) Standard Distance Concentric Circle 1 Circle 2 Circle 3 20 49 86 2.88, 2.88, 3.03, 3.27 3.28 3.32 .704 1.614 2.570 Sector Sector 1 Sector 2 Sector 3 50 50 55 3.94, 3.73, 1.48, 4.76 1.82 3.40 1.326 1.344 1.440 on three similarly idealized sectors (Figure 1). A grid overlay was then superimposed over each of the two models. The tracts within the concentric model and sector model were assigned random values ranging from 0 to 500. Circle # 1 and sector # 1 were assigned values of 0-200; circle # 2 and sector #2 received values of 200-300 ; and ci rcle # 3 and sector # 3 were loaded with values 300-500. The nature of the three above categories was established so that it approximately corresponds to the field data tested. After the index values had been randomly assigned to the two hypotheti cal models, the weighted mean areal 50 ilar, that is, their x-y coordinate values tend to coincide. It is quite clear that in an idealized concentric model each weighted mean areal center would be located similarly. It can also be noted in Table 1 that there are progressive increments in the standard distances for concentric organization. In the case of the sectors, however, just the opposite condition exists for the weighted mean areal centers and the standard distances. In the idealized sector model, the weighted mean areal centers are found at different locations while the standard distances are quite similar. It should, therefore, be possible to COLORADO SPRINGS CENSUS TRACTS _ _ _ _ _ NO. T'hl'MP1'PIU'\.oft.hl",por\.~ pC "!!!Il. um and ",",11M· VIMl "'port PlClp . n 1960 INSET A - COLORAOO SPRINGS CITY AND ADJACENT AREA C'PMI' Trw;!.t Figure 2 S1 Table 2 Social Area Index Values Colorado Springs Census Tracts Tract 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 Mean Standard Deviation 52 Social Rank Index 88.5 83.4 77.6 81 .7 87.4 86.6 87.8 88.7 84.5 86.7 74.0 76.9 66.7 68.5 73.3 85.1 76.5 83 .6 64.1 84.2 69.6 75.5 77.4 56.0 76.2 69.4 70.5 68.8 66.2 84.2 78.34 8.147 Urbanization Index 21 .5 25.2 33.7 36.1 30.3 33.4 24.7 50.1 45.2 52.3 36.4 34.0 40.2 38.2 39.1 70.6 40.1 46.1 29.2 19.3 31.0 47.6 59.9 33.4 33.4 27.5 30.3 24.7 28.8 42.7 34.26 11.165 ACTUAL CONCENTRIC • ~ D 1 to >3 s . d. 0 to 1 s.d . -2 to 0 s.d. 20 0 "" 2. tbl._ h piU" ~.t t.M n""rt ~ """w' t Up''"''"'!!'''''' eM' "por\- MtJI - H 1* --- - - _. INSET A· COLORADO SPRINGS CITY AND ADJACENT AREA CrpytreHf Figure 3 53 4 ACTUAL SECTOR .. 0 (Nwl -1 0-3 at "'!!!leU. I.""""t.rlllen,.r"~ til! "M' . ' In ".'.1>1[\ ""'}.19 r...,.. trw" INSET A - COLORADO PRINGS CITY AND ADJACENT AREA Figure 4 54 groups of Colorado Springs are represented by relatively small populations. In order to have some basis for areally classifying or regionalizing the social area data, the mean and standard deviation (s.d.) for social rank and urbanization were calculated . Data for social rank ranged from - 3 s.d. to +2 s.d. and were arbitrarily grouped into three categories (0 to +2 s.d.; - 1 to 0 s.d.; and -3 to -1 s.d.). The urban rank index ranged from - 2 s.d. to > 3 s.d. and was also grouped into three categories (1 to > 3 s.d.; 0 to + 1 s.d.; and -2 to 0 s.d.). The census tracts for both indexes were then mapped in terms of standard deviation units (Figures 3 and 4) . In order to ascertain whether significant differences in locations of the weighted mean areal centers existed, t-tests were run on both the theoretical and Colorado Springs data. A test for equality of variances was also performed on the standard distances. The results of these analyses appear in Table 3. test for the pattern of concentric zonation by first calculating the weighted mean areal centers and the standard distances. If both of the above stipulated conditions are met, that is, 10cationally similar weighted mean areal centers and progressively increasing and significantly different standard distances, then the spatial ordering of the units should be as described by concentric zonation. Alternatively, if the weighted mean areal centers are significantly different in location while the standard distances are approximately the same, then sector ordering should be present. To assess the practical usefulness of the two test statistics, the Colorado Springs metropolitan area was selected for analysis. 16 Thi rty census tracts contained within the corporate limits of Colorado Springs, with a population of 70,194 were classified according to the Shevky-Bell indexes of social and urban rank (Figure 2 and Table 2). The segregation index was not used in this study because the non-white ethnic Table 3 Results of t-Test and Equality of Variances Test For both the Theoretical and Actual Models CONCENTRIC t-Test SECTOR Equality of Variances t-Test Equality of Variances THEORETICAL HOI H02 HOa Ml MI M2 Ma Ma Ml Ml M2 M2 Ma Ma Mz .00026 .039 .590 * .436 * .273 * .630 *3 2.148 *29.259 *2 8.000 .992 .923 .933 1.606 1.606 1.750 * 5.690 * 3.970 * 3.037 1.726 1.541 .892 ACTUAL HOI Ho z HOa 1.780 .031 1.876 ·Stati stically Significant Diffe rence at the .05 level 55 Results of Testing The results of the t-tests and tests for equality of variances for the theoretical model are summariz~d as follows: (a) the null hypothesis is retained for the weighted mean areal centers of the theoretical concentric model ; (b) the null hypothesis is rejected for the weighted mean areal centers of the theoretical sectorial model ; (c) the null hypothesis is rejected for the standard distances from the concentric model ; and (d) the null hypothesis is retained for the sectorial standard distances. As noted previously in the examination of Table 1, these results were anticipated. In the analysis of the Colorado Springs data the results are summarized as follows: (a) the null hypothesis is retained for the concentric weighted mean areal centers of the Shevky-Bell urban rank index ; (b) the null hypothesis is rejected for the sectorial WMAC's of the Shevky-Bell social rank index ; and (c) the null hypothesis is retained for both the concentric and sectorial standard distances. Conclusions It would appear that further testing of the weighted mean areal center and standard distance statistics relative to a variety of other theoretical models may well produce a satisfactory test statis tic for similar problems of spatial ordering in social area analysis. If the potential viability of the technique employed herein is accepted, then certain conclusions can also be noted with respect to the distributive properties of the Shevky-Bell urban social indexes. Thi s analysis suggests that in Colorado Springs, urban rank, or family statu s, at the trace level is spatially distributed in a concentric manner ; whereas social rank, or economic status, organizes itself in a sectorial manner. However, the results are not entirely conclusive. This is illustrated by the fact that in the case of the Colorado Springs data, the null hypothesis for the weighted mean areal centers was retained ; furthermore, the null hypothesis for the standard distances was Table 4 Weighted Mean Areal Centers and Standard Distances for Actual Models No . of Tracts Weighted MAC (x-y coordinates) Standard Oistance 16 5.90, 5.69 4.387 8 4.13, 5.90 2.730 6 5.67, 5.60 1.560 -3to - 1s.d. 8 7.27, 3.90 5.436 -1 to 0 s.d. 8 4.40, 6.20 3.149 o to 2 s.d. 14 6.56, 6.65 3.527 Model CONCENTRIC -2 to 0 s.d. o to 1 s.d. 1 to 3 s.d. SECTOR 56 not rejected . In order to reject the null hypothes is for the sta ndard di sta nces of our actual data, especia ll y with such a small N-size, substanti al differences in this measure would have to exist. As can be noted in Table 4, the standard di stances do increase appreciably for Colorado Springs, thus suggesting that the hypothesis fa concentric zonatio n is viable. On the other hand, in the case of sector ordering, the null hypothesis is rejected for the we ighted mean area l centers and the null hypothesi s is retained for the sta ndard distances. Th ese results support a sectoria l arrangement for the social rank index. 1') For definitions and procedural steps in calculating the mean areal cente r see: Hart, john F., " Central Tendency in Areal Distributions," Economic Geograph y, Vol. 30, No.1 (1954), pp . 48-59; and Warntz , William and David Nell, "Contributions to a 5tatistical Methodology for Areal Dist ribution s," lournal 01 Regional Science, Vol. 2, No.1 ('19601. pp . 47-60. Weighting the mean areal cent er in this study is accomplished by adding social area index values to the x-y coordin ates. (2 ) A definition and method for calcul ati ng th e sta ndard distance is found in : Bachi , Robe rto, " Standard Distance Measures and Related Methods for Spatial Analysis," Papers 01 the Regional Science Association , Vol. 10 (19621, pp . 83-132 . t3) Burgess, Ernest W ., " The Growth of the City: An In troduction to a Research Project ," Publications 01 the American Sociological Society, Vol. 18 (1923), pp. 85-97. Also reprinted in : The Urban Vision: Se- uses factor analysis to show that, in the case of Los Angeles and San Francisco, the census measures selected to construct the indices formed a structure consistent with Shevky's formulations. These studies are found in th e following works : Berry, Brian j . L. and Philip H. Rees, " The Factorial Eocology of Calculla ," Th e American lournal 01 Sociology, Vol. 74 , NO . 3 (1969), pp. 445-491; and Mu rd ie , Robert A., F,lctorial Ecology 01 Metropolitan Toronto, 1951-1961 : An Essay on the Social Geography 01 the City (Ch icago: Universily of Chicago, Department of Geography, 1969). Anderson , Theodore R., and janice A. Egeland, " Spatial Aspects of Social Area Analysi s," American Sociological Review. Vol . 26 (19611. pp. 392-398. Ibid .. p. 395. Denis C. McElrath , " The Social Areas of Rome : A comparative AnalysiS," American Sociological Review, Vol. 27, NO.8 (1 962) pp. 276-291. Murd ie, op . cit. Berry and Re es, op . cit. Ibid ., p. 459. lected Interpretations 01 the Modern American City , edited by jack Tager and Park Dixon Goist (Homewood, Illinois: The Dorsey Press, 1970) , pp. 105-115. (4 ) Hoyt, Homer, The Structure and Growth 01 Residential Neighborhoods in American Cities (Washi ngton, D.C.: United States Government Printin g Office, 1939). IS ) Shevky, Eshref and Marilyn Wi ll iams, Th e Social Areas 01 Los Angeles (Berke ley and Los Angeles: The University of California Press , 1949) . t6) This short but monumental work which put forth the fo rm at for several subsequen t studies dealing with socia l area typologies is found in : Eshref Shevky and Wendell Bell , Social Area Analysis: Theory, Illustrative Applications and Computational Procedures (Stanford : Stanford University Press, (7 ) 1955) . Bell , Wendell , "Economic, Fam ily, and Ethnic Status: An Empirical Test ," American Sociological Review, Vol. 20 (1955), pp. 45-52. In this study Bell (8 ) I' ) (10 ) I ll ) 1'2) 1'3 ) (14 ) (15) The computer program entitled : " Two and Three Dimension Pallern Stati sti cs Program with Weighting," calcu lales distances between points (x-y coordinates) and orders these distances in order to solve for the WMAC and standard distance. This program is capable of handling a larger number of data and computing spalial stalistics more rapidly than the method of using a grid syste m with base lines or working with various mathematical and statistical formulas (see notes 1 and 2) . (16) A social area analysis was conducted on 1960 census Colorado Springs data, see : U. S. Bureau of Census, U. S. Census 01 Population and Housing : 1960 Census Tracts, Final Report PHC (1)-29 (Washington , D.C.: U. S. Government Printing Office, 1961). The population of the Colorado Sp ri ngs SMSA in 1960 was 143,742. 57