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Math. 5363, exam 2, solutions 1. Give an example of a ring which is an integral domain but not a unique factorization domain. √ One such example is the ring Z[ −5], as explained in the text on page 385. 2. Give an example of a ring which is a unique factorization domain (UFD) but not a principal ideal domain (PID). Since R[x] is a UFD, R[x, y] = R[x][y] is a UFD. As we have seen in the solution to problem 2 of homework 8, the ideal I ⊆ R[x, y] of all the polynomials vanishing at the origin is not principal. Hence, R[x, y] is not a PID. 3. Give an example of a ring R and a prime ideal I ⊆ R which is not a maximal ideal. Let R = R[x, y] and let I ⊆ R be the ideal of all the polynomials vanishing on the y-axis. Thus I = (x) = xR[x, y]. This is a prime ideal because if f (x, y)g(x, y) is divisible by x then f (x, y) is divisible by x or g(x, y) is divisible by x. On the other hand, I is not a maximal ideal because it is properly contained in the ideal of all the polynomials vanishing at the origin. 4. Let φ : R → R0 be a homomorphism of commutative rings with identity such that φ(1) = 1. Prove that if P 0 ⊆ R0 is a prime ideal then P = φ−1 (P 0 ) ⊆ R is a prime ideal. Suppose a, b ∈ R are such that ab ∈ P . Then φ(a)φ(b) = φ(ab) ∈ P 0 . Since P 0 is prime, we have φ(a) ∈ P 0 or φ(b) ∈ P 0 . In the first case a ∈ φ−1 (P 0 ) = P and in the second case b ∈ P . 5. Determine the maximal ideals of the following rings: (a) R[x]/(x2 ), 1 2 Let φ : R[x] → R[x]/(x2 ) be the quotient homomorphism, which maps g(x) to g(x) + (x2 ). Let I ⊆ R[x]/(x2 ) be a non-zero proper ideal (different than zero or the whole ring). Since φ is surjective, φ−1 (I) ⊆ R[x] is a proper ideal. Since R[x] is a PID, there is a polynomial f (x) ∈ R[x] such that φ−1 (I) = (f (x)). Since (x2 ) is the kernel of φ, we have (x2 ) ⊆ (f (x)). Thus f (x) divides x2 . Therefore, up to constant multiples, f (x) = 1 or f (x) = x or f (x) = x2 . In the first case φ−1 (I) = R[x] - a contradiction. In the last case I = 0 - a contradiction. Therefore (f (x)) = (x). Thus I is the ideal generated by x + (x2 ). The result is that our ring has only one proper ideal. In particular only one maximal ideal, generated by x + (x2 ). (b) R[x]/(x2 − 3x + 2), Notice that (x2 − 3x + 2) = (x − 1)(x − 2). As before we have the quotient homomorphism φ : R[x] 3 g(x) → g(x) + ((x − 1)(x − 2)) ∈ R[x]/((x − 1)(x − 2)). Let I ⊆ R[x]/((x − 1)(x − 2)) be a proper non-zero ideal. Then φ−1 (I) = (f (x)) ⊆ Rx is a proper ideal. Then f (x) divides (x − 1)(x − 2). We exclude the cases f (x) = 1 and f (x) = (x − 1)(x − 2) as before. Hence f (x) = x − 1 or f (x) = x − 2. Thus I is generated either by x − 1 + ((x − 1)(x − 2)) or by x − 2 + ((x − 1)(x − 2)). There is no inclusion between these two ideals. Hence both are maximal. The zero ideal is not maximal because it is contained in any of the two. (c) R[x]/(x2 + x + 1). The polynomial x2 + x + 1 is prime in R[x]. Therefore the ring R[x]/(x2 + x + 1) is a field. In particular the only maximal ideal is the zero ideal. 6. Let a + bi be prime in Z[i]. Prove that (a) a − bi is a prime. If a − bi = (c + di)(e + f i) is a non-trivial decomposition in Z[i], then a + bi = 3 (c − di)(e − f i) is a non-trivial decomposition. Hence, a + bi is not prime - a contradiction. (b) N (a + bi) is a power of some positive prime in Z. Suppose, there are two positive integers m and n such N (a + bi) = mn. Then (a + bi)(a − bi) = mn in the ring Z[i]. Since a + bi is prime, it has to divide m or n. Suppose it divides m. Then m = (a + bi)(c + di) in the ring Z[i]. Therefore m2 = (a2 + b2 )(c2 + d2 ) = mn(c2 + d2 ). Thus m = n(c2 + d2 ). In particular every prime integer that divides n has to divide m. This shows that N (a + bi) is a power of a single prime integer. (c) N (a + bi) equals p or p2 , where p is as in (b). We know from (b) that there is a prime p ∈ Z and a positive integer k such that N (a + bi) = pk . Let us consider p as an element of Z[i]. Suppose p is the product of m primes in Z[i]. Then pk is the product of km primes in Z[i]. But according to (a), N (a + bi) = (a + bi)(a − bi) is the product of two primes in Z[i]. Since N (a + bi) = pk , we see that km = 1 or km = 2. Therefore either k = 1 or k = 2. (d) N (a + bi) = p2 in (c) forces a + bi = p, apart from a unit factor. The assumption is that (a + bi)(a − bi) = p2 . 4 Since a + bi is a prime in Z[i], it divides p. Thus p = (a + bi)(c + di). Hence, p = p = (a − bi)(c − di). Therefore, p2 = (a + bi)(c + di)(a − bi)(c − di) = N (a + bi)(c2 + b2 ), which shows that c + di = ±1. 7. Prove that no prime a + bi in Z[i] has N (a + bi) = p, with p of the form 4n + 3. Conclude that every positive prime in Z of the form 4n + 3 is a prime in Z[i]. Suppose N (a + bi) = p, with p a prime integer of the form 4n + 3. Then (7.1) a2 + b2 = p = 4n + 3. Let us map both sides of the equation (7.1) to the finite ring Z/4Z = {0, 1, 2, 3} by the quotient map (i.e. modulo 4). The result is 2 a2 + b = 3. (7.2) Since in Z/4Z, 12 = 1, 22 = 0, 32 = 1, the equation (7.2) has no solutions. Therefore (7.1) has no solutions. Thus N (a + bi) = p is impossible. Therefore, by Problem 6(c), N (a + bi) = p2 and Problem 6(d) shows that p is prime in Z[i]. 8. Suppose R is an integral domain and F ⊆ R is a subring that is a field, so that R may be considered as a vector space over F . Prove that if the dimension of R over F is finite then R is a field. Let a ∈ R be a non-zero element. Then the map (8.1) R 3 r → ra ∈ R is an injective ring homomorphism. In particular (8.1) is an injective linear map. Since the dimension is finite, this map is surjective. Hence 1 is in the range of (8.1). In other words there is b ∈ R such that ab = 1. 5 This shows that a is invertible. Thus R is a field. 9. What is a necessary and sufficient condition on an integer N > 0 for the positive square root of N to be in Q[21/3 ] ⊆ R? The polynomial x3 − 2 ∈ Q[x] is prime. Hence, Q[21/3 ] is a field extension of Q of dimension 3 ([Q[21/3 ] : Q] = 3). Suppose N is not the square of an integer. Then the polynomial x2 − N ∈ Q[x] is prime. Hence, Q[N 1/2 ] is a field extension of Q of √ dimension 2 ([Q[21/2 ] : Q] = 2). If N ∈ Q[21/3 ] then Q[N 1/2 ] ⊆ Q[21/3 ]. In this case 3 = [Q[21/3 ] : Q] = [Q[21/3 ] : Q[N 1/2 ]][Q[N 1/2 ] : Q] = [Q[21/3 ] : Q[N 1/2 ]]2, which is impossible. Thus √ N∈ / Q[21/3 ]. We see that √ N ∈ Q[21/3 ] if and only if N is the square of an integer. 10. Suppose K is a finite field extension of k of the form k(r) with [k : K] odd. Prove that K = k(r2 ). Let f (x) = xn + cn−1 xn−1 + ... + c1 x + c0 ∈ k[x] be the minimal polynomial of r. Then n = [k : K] is odd and rn + cn−1 rn−1 + ... + c1 r + c0 = 0. Equivalently, (10.1) rn +cn−2 rn−2 +cn−4 rn−4 +...+c1 r = −cn−1 rn−1 −cn−3 rn−3 +...−c2 r2 −c0 . Notice that rn−1 + cn−2 rn−3 + cn−5 rn−4 + ... + c1 6= 0 because the degree is smaller than n. Hence we may compute from (10.1) that (10.2) r = (−cn−1 rn−1 −cn−3 rn−3 +...−c2 r2 −c0 )(rn−1 +cn−2 rn−3 +cn−5 rn−4 +...+c1 )−1 . The right hand side of (10.2) contains only even powers of r. Thus r ∈ k(r2 ). Therefore k(r) ⊆ k(r2 ), which implies the desired equality.