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AMER. ZOOL., 24:95-105 (1984) The Aerodynamics of Flapping Animal Flight1 CHARLES P. ELLINGTON Department of Zoology, University of Cambridge, Cambridge, CB2 3EJ, England SYNOPSIS. Our understanding of the aerodynamics of flapping animal flight is largely based on the quasi-steady assumption: the instantaneous aerodynamic forces on a flapping wing are assumed to be identical with those which the wing would experience in steady motion at the same instantaneous speed and angle of attack. Research up to a decade ago showed that the assumption was sufficient to explain the flight of the vast majority of animals, but did not rule out the possibility that alternative aerodynamic mechanisms were employed instead. Results are presented here for four hovering animals for which the quasi-steady explanation fails. These animals apparently use lift mechanisms that rely on vortices shed during the rotational motion of the wing at either end of the wingbeat. The postulated rotational lift mechanisms should also apply to other hovering animals, even though the quasi-steady assumption could explain their flight. Measurements of the wing forces produced by locusts cast doubt on the validity of the quasi-steady assumption for fast forward flight as well. problem. A decisive test of the validity can Studies on the aerodynamics of animal only be accomplished by comparing meaflight have periodically sparked off contro- sured instantaneous wing forces with those versy and amusement, with rumours still predicted by the theory. A direct meaabounding that bumblebees cannot fly. surement of the cyclic forces from flapping Arguments have centred around a animal wings has only been achieved straightforward question which has proved recently, however (Cloupeau et al., 1979; extremely difficult to answer: can the aero- Buckholtz, 1981), and a comprehensive test dynamics of flapping animal flight be of the assumption using these difficult explained by the conventional aerodynam- experimental techniques is still lacking. ics of airplane wings? By the 1920s aero- Research into the aerodynamics of animal dynamicists had a fairly complete under- flight has therefore relied on a debatable standing of how airplane wings work in assumption which could not be verified steady motion, and biologists were very experimentally. The validity of the assumption can be quick in applying this knowledge to flapping flight. To extend the aerodynamics tested theoretically only in a proof-by-conof steady wing motion to a flapping motion, tradiction. The mean forces generated by they invoked the quasi-steady assumption: the the flapping wings are calculated according instantaneous aerodynamic forces on a to the quasi-steady assumption. If these flapping wing were assumed to be those mean forces do not satisfy the net force which the wing would experience in steady balance of the flying animal, then the motion au.hesame instantaneous speed and assumption is contradicted and the aeroangle of attack. Thus the dynamics of flap- dynamics must be different from convenping flight were reduced to a succession of tional wings in steady motion. If the mean forces are sufficient for flight, this only independent, static conditions. proves that the wings may be operating Whether or not the quasi-steady assumpthe animal might actually conventionally: tion is valid for large amplitude, high freuse some alternative aerodynamic mechaquency flapping motions is the crux of the nism, even though the quasi-steady assumption could provide a satisfactory explanation. However, this rigorous inter1 From the Symposium on Biomechanus presented pretation slides all too easily into a belief at the Annual Meeting of the American Society of that the flapping wings indeed work like Zoologists, 27-30 December 1982, at Louisville, Kenconventional wings. tucky. INTRODUCTION 95 96 CHARLES P. ELLINGTON TESTS OF THE QUASI-STEADY ASSUMPTION The early quantitative studies on the aerodynamics of flapping flight were plagued with bad assumptions, incomplete and often unreliable data, and have been reviewed by Weis-Fogh and Jensen (1956). Although a few of the better studies concluded that the wing forces were not consistent with a quasi-steady mechanism, the sources of error were too large for an unqualified acceptance of that conclusion. In a classic series of papers, Weis-Fogh and Jensen then presented for the desert locust Schistocerca gregaria what is still the most complete study of flapping flight. The kinematics, or wing motion, in fast forward flight were measured by Weis-Fogh (1956), and Jensen (1956) determined the aerodynamic characteristics of the wings in steady motion. Jensen combined this data in a quasi-steady analysis, and found that the calculated mean wing forces agreed to within a few percent with those required for flapping flight. This result certainly provides very persuasive support for the quasi-steady explanation of fast forward flight, but it must be remembered that alternative aerodynamic mechanisms were neither investigated nor disproved. We expect the quasi-steady mechanism to apply to fast flapping flight because the changes in wing velocity and angle of attack are spread out over a long flight path. During the downstroke of the locust, which generates most of the lift, the wings travel about 20 times their chord (chord = dimension of the wing perpendicular to its long axis); thus the velocity and angle of attack (the angle between a chord and the direction the wing moves relative to the oncoming air) vary slowly compared with the mean flight velocity, which dominates the flow over the wings. These are conditions which aerodynamicists associate with low values of the reduced frequency parameter, and which they expect to be closely approximated by the quasi-steady assumption. The reduced frequency represents the ratio of the flapping velocity to the mean flight velocity of the wings. This ratio may be expressed in several ways, and was first introduced to animal flight studies by Walker (1925). The reduced frequency increases with slower flight velocities, where any unsteady aerodynamic effects due to the flapping motion should become more important. Hovering flight provides the extreme case with a zero flight velocity, large angles of wing rotation, high accelerations, and wing travel of only a few chord lengths on each half-stroke. Deviations from the quasisteady mechanism will therefore be most pronounced for hovering animals, as emphasized by Bennett (1966) and WeisFogh (1972, 1973). However, Weis-Fogh (1973) concluded that the mean forces predicted by the quasi-steady assumption were sufficient for most hovering animals, and that they "perform hovering on the basis of the well-established principles of quasisteady flow." In a few exceptional cases the maximum lift which the wings could produce in steady motion was not enough to support the body weight in hovering, though, and Weis-Fogh proposed two new aerodynamic mechanisms to account for the flight of these animals. In the early 1970s it thus appeared that the simple quasi-steady mechanism was a satisfactory explanation for the flapping flight of the vast majority of animals, from fast forward flight to hovering. This is a pleasant conclusion for most biologists since the quasi-steady interpretation of flight is relatively easy—as much as any aerodynamics can be easy. The concern that alternative aerodynamic mechanisms were not actually disproved was relegated to a nagging uncertainty, and there seemed little incentive to discard a plausible explanation that appeared to work. HOVERING FLIGHT Weis-Fogh's conclusion that the quasisteady assumption is generally valid for hovering flight is of prime importance: if true, then the assumption is automatically verified for lower values of the reduced frequency parameter, and hence for all types of forward flight. Weis-Fogh's comparative study of hovering flight was a pioneering investigation, using a simple aerodynamic analysis, many approxima- AERODYNAMICS OF FLAPPING FLIGHT 97 tions and assumptions, and incomplete data scattered throughout the literature. It obviously needed to be repeated more accurately—a task which Weis-Fogh started me on before his untimely death in 1975. The project required accurate morphological and kinematic data for a variety of hovering animals, and the insects were chosen for their diversity. High-speed films at FIG. 1. (A) A side view of the drone-fly Eristahs tenax 5,000 frames per sec were taken of the hovering with a horizontal stroke plane. The curve insects in free flight, and from several shows the path of the wing tip, and the wing attitude hundred films of over 40 different species is indicated for a position 70% along the wing length. there were 11 sequences that showed hov- The location of the wing base is marked by a cross the body. (B) The hover-fly Episyrphus balteatus ering flight. The three-dimensional wing on hovering with an inclined stroke plane. motion was determined from these sequences using a computer-linked film analysis system. Combining the kinematic data with the detailed morphological mea- in Figure 1A for the drone-fly Eristalis tenax. surements, the aerodynamic analysis could This group was extensively discussed by be performed more accurately than Weis- Weis-Fogh (1973), who called the pattern Fogh was able to do. A new, generalized "normal hovering," and includes the humvortex theory of hovering flight was also mingbirds (Stolpe and Zimmer, 1939; developed, from which the analyses of Greenewalt, 1960) and the majority of quasi-steady and alternative mechanisms insects (Weis-Fogh, 1973). The wings gencan be derived as special cases. Some of the erate lift on both the morphological downresults of this study will be presented here, stroke and upstroke: angles of attack are and details will appear in a series of papers typically about 35° at a position 70% along (Ellington, 1984). the wing length for the insects I studied. We begin with a re-evaluation of the The wings are twisted along their length, quasi-steady assumption for hovering flight, like propeller blades, with angles of attack to see whether the maximum lift which the at the wing base some 10-20° greater than wings could produce in steady motion is at the tip. Although the wings flap through sufficient to support the body weight. The a large stroke angle (110-180°), the dislift coefficient CL is a useful non-dimensional tance travelled by the wing on each halfmeasure of the lift force, and the maximum stroke is only 3-6 chord lengths. At either value CLm(lx reached before the wing stalls end of the wingbeat the wings rotate is about 0.8-1.3 for animal wings (Jensen, through some 110° to set the angle of attack 1956; Vogel, 1967; Pennycuick, 1968, for the next half-stroke. Rotational motion 1971; Tucker and Parrott, 1970; Nachti- at the dorsal end of the wingbeat is called gall and Kempf, 1971; Nachtigall, 1977, pronation, and at the ventral end it is supi1979a; Withers, 1981). If the mean lift coef- nation; both last 10-20% of the wingbeat ficient CL required for hovering exceeds period. the maximum value CLmax measured in Values of the mean lift coefficient CL steady flow, then the quasi-steady assump- required for the wing lift on the downtion will be disproved. The results for hov- stroke and upstroke to balance the body ering animals fall into three groups, weight range from 0.9-1.2 for a crane-fly depending on the orientation of the plane Tipula paludosa, hover-fly Episyrphus balin which the wings beat—the stroke plane. teatus, the drone-fly Eristalis, a honeybee Apis mellifera, and two bumblebees Bombus Horizontal stroke plane hortorum and B. lucorum. These values are The most commonly observed type of less than the maximum lift coefficient in hovering is characterized by an approxi- steady motion, so the quasi-steady mechmately horizontal stroke plane, as shown anism could generate the lift demanded for 98 CHARLES P. ELLINGTON hovering. Weis-Fogh reached the same dynamics because the mean lift coefficient conclusion for all of his insects that hov- was greater than the maximum possible ered with a horizontal stroke plane except under quasi-steady conditions. However, for the tiny wasp Encarsia formosa, which U. M. Norberg (1976) pointed out that his needs a mean lift coefficient of 1.6 (Elling- analytical method was invalid for animals ton, 1975). Two of my insects also require using an inclined stroke plane. Combining mean lift coefficients which exceed the her estimates for the bat Plecotus auritus maximum found for steady motion: a lady- with mine, it seems likely thatjCj. on the bird beetle Coccinella 7-punctata needs 1.7,downstroke is about 3-4. CL for the and another crane-fly T. obsoleta requires dragonfly Aeschna lies in the same range 1.2, which is 50% more than CLmax mea- (R. A. Norberg, 1975; my estimates), and sured for T. oleracea by Nachtigall (1977). the pied flycatcher Ficedula hypoleuca Re-analysis of Weis-Fogh's (1972, 1973) requires about 5-6 (U. M. Norberg, 1975; data for the hummingbird Amazilia fim- my estimates). It should be noted that the briatajluviatilis provides another exception morphological and kinematic data were not to the general rule, giving a mean lift coef- taken from the same specimens of Ficedula and Aeschna, so those results could be ficient of 2.3. considerably in error. My analysis of the Inclined stroke plane hover-fly Episyrphus confirms Weis-Fogh's Small passerine birds (Zimmer, 1943; conclusion, and reveals that CL on the Brown, 1963; U. M. Norberg, 1975), bats downstroke is between 4 and 5. Thus all (Eisentraut, 1936; U. M. Norberg, 1970, of the animals hovering with an inclined 1976) and the hover-flies of the subfamily stroke plane must rely on unsteady aeroSyrphinae (Weis-Fogh, 1973) hover with dynamic mechanisms, and the quasi-steady the stroke plane inclined at an angle of 30- mechanism is insufficient even as a crude 40° to the horizontal (Fig. IB). Dragonflies approximation to the aerodynamics. (Odonata) also hover in this manner, although the inclination is about 60° (R. A. Vertical stroke plane Norberg, 1975). The stroke angle is reducA unique kinematic pattern—an aped for this group, often only 60-70°, and proximately vertical stroke plane—is often the wings travel less than 3 chord lengths seen during take-off" and hovering on my on each half-stroke. These animals appear films of the Large Cabbage White butterfly to generate relatively small forces on the Pieris brassicae. Figure 2 shows several stages upstroke. The dragonfly Aeschna juncea of the downstroke which initiates a vertical strongly supinates its wings on the upstroke, take-off from a small platform. The wings resulting in an angle of attack near zero are clapped together dorsally at the start (R. A. Norberg, 1975). Excluding the hum- of the downstroke, and then "fling" open mingbirds, vertebrate fliers are anatomi- (Weis-Fogh, 1973) as in Figure 2A. The cally unable to rotate their wings to this wings move with the chord perpendicular extent, and the wings are typically flexed to their motion (Fig. 2B, C) and nearly clap on the upstroke with individual primaries together at the end of the downstroke (Fig. rotated to negligible angles of attack. Any 2D). The body pitches nose-up and the lift on the upstroke of an inclined stroke wings strongly supinate during the plane would produce a large horizontal upstroke, which is not shown here, prothrust component, and this probably ducing an angle of attack near zero. Thus explains the absence of upstroke lift. The little force is generated on the upstroke, mean lift on the downstroke is thus pri- as for the inclined stroke plane. marily responsible for weight support, and The sustaining vertical force obviously large downstroke lift coefficients will be results from the pressure drag on the necessary to compensate for the dimin- wings during the downstroke. A drag ished upstroke lift. mechanism of flight has been suggested Weis-Fogh (1973) concluded that bats several times for the flight of tiny insects and hover-flies must rely on unsteady aero- at Reynolds numbers Re below about 100 AERODYNAMICS OF FLAPPING FLIGHT 99 clearly different from the quasi-steady explanation of wing lift, and it can be understood from the vortex pattern created by the wing motion. Air is sucked into the gap between the wings as they fling open at the beginning of the downstroke, and this downward air motion is maintained and strengthened during the downstroke (Fig. 2A, B, C). The downward momentum imparted to that mass of air carries it below the animal after the end of the downstroke. Whenever a mass of fluid (water or air) is given momentum, its resulting motion must take the form of a vortex ring of some sort, swirling that mass through the surrounding fluid. The downstroke of the Cabbage White creates such a vortex ring, which I have demonstrated by flow visualization (Ellington, 1980) and is shown in Figure 2D. FIG. 2. The downstroke of a vertical take-offby Puns brassicae. The stroke plane is vertical, and the wing motion is perpendicular to the chord. The vortex pattern created by the downstroke is indicated, and the resulting vortex ring is shown in vertical section in (D). AERODYNAMIC MECHANISMS Weis-Fogh (1973) found only one insect, Encarsia, for which the quasi-steady mechanism of lift production failed to explained hovering with a horizontal stroke plane. From the new results and the re-analysis (Horridge, 1956; R. A. Norberg, 1972a, b; of his data, three more animals can now be Bennett, 1973), where thick boundary lay- added to that list: Amazilia, Coccinella and ers reduced the steady-state lift coefficients T. obsoleta. The studies of R. A. and U. M. of wings. The drag is mainly due to viscous Norberg plus my results for Episyrphus also skin friction at low Re, however, and is not confirm that the quasi-steady mechanism very sensitive to the angle of attack of the is inadequate for all animals hovering with wings. A drag mechanism which relies on an inclined stroke plane. How do these a differential velocity of the half-strokes anomalous animals generate the necessary was therefore proposed (Bennett, 1973), lift? What are the aerodynamic mechasuch that the downstroke velocity and nisms responsible for producing as much hence drag were greater than the upstroke. as 4 times the maximum lift observed in The small wasp Encarsia formosa was found steady motion? to use a lift mechanism for flight, though (Weis-Fogh, 1973; Lighthill, 1973; Elling- Delayed stall ton, 1975), and this is also true of the fruitThe only conventional aerodynamic fly Drosophila melanogaster and the tiny mechanism that can enhance lift is delayed fringe-winged thysanopteran Thrips phy- stall, which enables a wing to operate for sapus (Ellington, in preparation). Ironi- a short time at high angles of attack withcally, the drag mechanism does not operate out stalling. If the angle of attack is sudfor small insects as predicted, but rather denly increased above the stall angle for for a large insect at higher Re (about 2,800). steady motion, a wing can travel several The pressure drag during the downstroke chord lengths before the separation assois much greater than the skin friction drag ciated with stall begins. During that brief on the upstroke at high Re, so the need for period lift can exceed the maximum stalled value by some 40-55% (Francis and Cohen, a velocity differential is eliminated. This drag-based mechanism of flight is 1933). The enhanced lift must eventually 100 CHARLES P. ELLINGTON be lost as the flow separates from the upper wing surface and the steady-state stall is reached, but this does not occur for at least 5 chords of travel. Delayed stall is an ideal candidate for explaining high lift coefficients when the wings move but a short distance, as in hovering flight (Ellington, 1980). However, visual estimation of the effective angles of attack (measured with respect to the relative air velocity) for my insects indicates that delayed stall is not employed. The effective angle of attack ar for the ladybird Coccinella is about 25° on the downstroke and upstroke, the same as for the dronefly Eristalis, the honey bee Apis, and the bumblebees B. hortorum and B. lucorum. It is therefore unlikely that the excessive lift coefficient of the ladybird is due to delayed stall at an increased angle of attack. For the anomalous crane-fly T. obsoleta ar is 16° on the downstroke and 27° on the upstroke, compared with 27° and 37° respectively for the crane-fly T. paludosa which did not fail the quasi-steady test. Any lift mechanism based on the angle of attack would thus predict a higher CL for the second cranefly, instead of the lower value actually found. Finally, three sequences for the hover-fly Episyrphus conclusively rule out delayed stall. When Episyrphus hovers with an inclined stroke plane CL on the downstroke is 3-4 times greater than when it uses a horizontal stroke plane, yet the effective angles of attack differ by only 6°. These results show that hovering insects do not rely on delayed stall to increase lift, even though it is an ideally suited mechanism. Indeed, the results rule out any mechanism of lift enhancement which is based on the angle of attack during the translational phases of wing motion; whether this is also true for hovering birds and bats is unknown at present. If the translational phases do not provide a satisfactory account of the high lift generated by some insect wings, we must turn instead to the rotational phases of the wingbeat. To understand the new rotational lift mechanisms possibly employed by hovering animals, a brief digression on the conventional quasi-steady lift mechanism proves useful. -c ~o Fie. 3. The three-dimensional vortex wake created by a wing suddenly set in motion is shown at the top. Dashed lines indicate future vortices generated by the wing. A two-dimensional view is given below. Circulatory lift Regardless of the aerodynamic mechanism, any wing lift will impart downward momentum to the air. The resulting air motion must correspond to a vortex ring structure, similar to that produced by the drag-based mechanism of flight for the butterfly. Consider a conventional wing initially at rest with respect to the air, and the wing is then given a constant forward velocity (Fig. 3). Air is pushed downwards in reaction to the wing lift, and this air motion can be described by a rectangular vortex "ring" enclosing the air which has passed over the wing surface. The area of this ring increases as the wing moves forward, imparting downward momentum to more air. The upward lift force which the wing experiences must correspond to an average air pressure which is greater below the wing than above. From Bernoulli's principle the pressure of a moving fluid decreases as the velocity increases, so the pressure difference across the wing indicates that the average air velocity is higher above the wing than below. This velocity difference can be represented by a vortex "bound" to the wing, as shown in the middle of Figure 3; by adding the circulating flow of the bound vortex to the linear airflow due to the wing motion, the resultant flow is faster over the upper wing surface than the bottom surface. This velocity difference across the wing is measured by the strength or circulation of the bound vortex, and the wing lift is directly proportional to that circulation. AERODYNAMICS OF FLAPPING FLIGHT Although there is an average pressure difference over the wing, at the trailing edge the pressure must be the same on the upper and lower surfaces. Otherwise, air would swirl around the trailing edge, shedding vortices into the wake. This requirement—the Kutta condition—is met when the air flows smoothly and tangentially from the trailing edge. For a given speed and angle of attack, there is but one value of the circulation which satisfies this condition; the strength of the bound vortex will adjust automatically by the shedding of vorticity from the trailing edge until this unique circulation and hence unique lift is attained. As the circulation builds up to the Kutta value at the beginning of motion, the shed vorticity rolls up into a concentrated "starting" vortex. This forms one side of the vortex ring in Figure 3, and the resulting bound vortex comprises another. "Trailing" or "tip" vortices seal the threedimensional ring structure, and are created by the swirling motion as air moves around the wing tips from the high pressure region below the wing to the lower pressure above. When the wing motion stops there should be no lift or circulation around the wing. The circulating flow around the wing then swirls off the trailing edge, shedding the bound vortex as a "stopping" vortex. The net result from the lift of a wing which travels a given distance and then stops is therefore the shedding of a vortex ring into the wake. The aerodynamics of flapping flight can be analyzed, in fact, from the shed vortex rings instead of a direct analysis of the wing lift (Ellington, 1978, 1980; Rayner, 1979a, b, c): they are simply alternate views of the same phenomenon of lift. From this description of wing lift, we can now define more precisely what the aerodynamic problem is for some hovering animals. The circulation and lift is uniquely determined by the speed and angle of attack for a wing in steady motion. The maximum lift of a wing, imposed by stall, places an upper limit on the circulation that can be achieved by the quasi-steady mechanism. For animals that require a mean lift in excess of the steady stalled value, aerody- 101 FIG. 4. (A) The airflow and circulation created by the fling mechanism. (B) The peeling motion characteristic of Lepidoptera and Drosophila The drawing also illustrates a partial peel, or partial fling. (C) The near peel, or near fling. namic mechanisms must be found that create larger circulations than possible under normal conditions. The fling mechanism: a theme and variations Weis-Fogh (1973) proposed a novel lift mechanism, the fling, to explain the high lift produced by the wings of Encarsia. The fling creates circulation around the wings during the rotational phase of the wingbeat, and this circulation then determines the lift on the subsequent half-stroke. Prior to beginning a downstroke, the wings of Encarsia are "clapped" together dorsally with the longitudinal wing axes horizontal, as shown in vertical section in Figure 4A. The wings then fling open about their trailing edges, and the flow of air into the opening gap creates a circulation around each wing. This circulation is proportional to the angular velocity of rotation, and thus can exceed the maximum quasi-steady value for translational motion. When the fling motion ends, the wings separate and begin the downstroke, immediately generating an enhanced lift from the fling circulation. The lift and circulation must eventually fall to the maximum quasi-steady values, but delayed stall will prevent a substantial decrease over the short distance travelled by the wings during the downstroke. 102 CHARLES P. ELLINGTON far: the greenhouse white-fly Trialeurodes vaporariorum (Weis-Fogh, 1975), Encarsia, Thrips, and Drosophila. It is also characteristic of many moths and butterflies (R. A. Norberg, 1972a; Chance, 1975; Dalton, 1975, 1977; Weis-Fogh, 1975; my films of Pieris, Emmelina monodactylus, and Ephestia kuehniella), and it has been reported for the hindwings of the locust Locusta migratoria in climbing flight (Cooter and Baker, 1977). The fling is more aptly described as a peel for the Lepidoptera and Drosophila, however, and is rather like pulling two pieces of paper apart by their leading edges. The wings are curved along their chords, and the point of separation moves smoothly from leading to trailing edges as the peel proceeds (Fig. 4B). Such a curvature is normally observed during the latter half of rotation for all insects, but it may be enhanced to some extent by elastic deformation under the aerodynamic and inertial loads of the peel. Charles Williamson and I have analyzed the peel motion (in preparation), and found that it can create circulations comparable with those measured by Maxworthy for the fling. The vorticity should be distributed more uniformly over the wing instead of being concentrated in a large leading edge vortex, though, and this may improve the stability of the cirFie. 5. The large leading edge vortices created by culation during the subsequent half-stroke. the fling mechanism. From Maxworthy (1979). The list of animals which benefit from the fling (or peel) mechanism is quite long, and will undoubtedly grow as research proBennett (1977) and Maxworthy (1979) ceeds. Except for Encarsia, however, that have experimentally verified the creation list does not include the animals where CL of large circulations during the fling is known to be greater than CLmax: Amazilia, motion. Maxworthy's flow visualization Coccinella and T. obsoleta using a horizontal photographs (Fig. 5) show that this circu- stroke plane, and all of the animals hovlation is primarily due to an enormous vor- ering with an inclined stroke plane. Coccitex formed as the air swirls around the nella performs a partial fling at the dorsal leading edge of each wing. Unlike the end of the wingbeat, though; the wings "starting" vortex shed into the air as a wing touch rather late in pronation and only starts moving, the leading edge vortex from along the more proximal, posterior regions the fling remains attached to the wing dur- of the chord (Fig. 4B). The separation ing its subsequent translation, and hence between the wings gradually increases contributes to the circulation around the towards the wing tip, where the partial fling merges into a nearfling(Fig. 4C). The parwing. tial and near flings have not been investiThe fling is a very effective lift mecha- gated experimentally yet, but it seems quite nism, and it has been found instead of the likely that they also generate circulations proposed drag-based flight mechanism for prior to translation. The partial fling should all small insects that have been studied so AERODYNAMICS OF FLAPPING FLIGHT 103 be somewhat less effective than a complete fling, and the near fling even more so, because air swirling around the trailing edges will reduce the flow past the leading edges. Nevertheless, if they create even half the circulation of a complete fling, that will be sufficient to explain the flight of Coccinella. Isolated rotation and the flex mechanism Except for a near fling restricted to extreme basal wing areas during pronation, the wings of the crane-fly T. obsoleta are well clear of each other during the rotational phases. The wings of the hover-fly Episyrphus also rotate in isolation, and can gain no benefits from the fling mechanism or variations on it. Such mechanisms rely on strong vortex shedding from the leading edge during rotation, forming a leading edge vortex that remains attached to the wing on the following half-stroke. For a wing rotating in isolation, a similar shedding would be obtained if the leading edge moved faster with respect to the air than the trailing edge. This could be accomplished simply by rotating the wing as a flat plate about its trailing edge, but the axis of rotation for insect wings seems to be located instead about lA of the way from leading to trailing edge. That axis would concentrate the shed vorticity at the trailing edge, were it not for the fact that the wingsy?»c during the latter half of rotation. As shown in Figure 6, this flexion causes the trailing edge to become stationary while the leading edge continues rotation, ensuring the correct leading edge shedding. Air is also forced around the trailing edge by the wing rotation, causing vorticity of the opposite sense to be shed there. Strong vortex shedding must occur during the rapid wing rotations of hovering, and it can be exploited by shedding the right vorticity at the proper wing edge: only about lA of the vorticity likely to be shed during rotation need be recovered as a leading edge vortex to account for the enhnaced lift of the crane-fly. Nachtigall (19796) has also suggested that circulation might be created by wing rotation, but details of the pattern of vortex shedding were not given. FIG. 6. Wing flexion during the second half of rotation, and the suggested vortex patterns created by the flex mechanism. This flex mechanism is quite different from the "flip" which Weis-Fogh (1973) proposed for the hover-flies. He suggested that flexion alone would shed vortices similar to those of Figure 6, in the manner of a reversed fling motion. However, these vortices would be cancelled as the wing unflexes towards the end of rotation, and there would be no net benefit. It is the gross rotation of the wing which imparts a chordwise asymmetry to the shedding, with flexion controlling the pattern. My films of Episyrphus reveal that pronation is delayed and overlaps the beginning of the downstroke when it hovers with an inclined stroke plane. This increases the velocity differential of the leading and trailing edges at an earlier stage in rotation than flexion alone would accomplish, and should enhance the vortex shedding proposed in Figure 6. Indeed, delayed pronation is the most striking difference between the inclined and horizontal stroke planes for Episyrphus, so it must be the prime candidate for explaining the large downstroke lift coefficients. If the leading edge vortex contains only 2/s of the vorticity shed during rotation, then the downstroke lift will be sufficient for hovering. 104 CHARLES P. ELLINGTON CONCLUSION as hovering and, one decade after WeisThese considerations of rotational Fogh's (1973) landmark paper, we now mechanisms stray far from the usual quasi- seem to be making a U-turn in our understeady interpretation of hovering flight. standing of flapping animal flight. Strong vortex shedding must occur during ACKNOWLEDGMENTS wing rotation, and the postulated rotaIt is a pleasure to thank Dr. K. E. Machin tional mechanisms simply rely on concentrated shedding from the leading edge, for many useful and stimulating discusexploiting that vorticity as an attached sions, and Mr. G. G. Runnalls for his assisleading edge vortex during the following tance with the high-speed cinematograhalf-stroke. Leading edge shedding should phy. Financial support was provided by the be enhanced by delayed pronation for the Winston Churchill Foundation and the Scihover-fly Episyrphus, a near fling and par- ence and Engineering Research Council. tial fling for the ladybird Coccinella, and profile flexion (the flex mechanism) for the REFERENCES crane-fly T. obsolete Alternatives to the Bennett, L. 1966. Insect aerodynamics: Vertical susquasi-steady mechanism must be found for taining force in near-hovering flight. Science, N.Y. 152:1263-1266. these insects, and theoretical estimates indicate that the rotational mechanisms can Bennett, L. 1973. Effectiveness and flight of small insects. Ann. Ent. Soc. Am. 66:1187-1190. create the required circulations for lift. Bennett, L. 1977. Clap and fling aerodynamics—an experimental evaluation. J. Exp. Biol. 69:261The wing motions of the honey bee, 272. bumblebees, drone-fly, a hover-fly using a R.H.J. 1963. The flight of birds. Biol. 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