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Author Manuscript Published OnlineFirst on July 23, 2013; DOI: 10.1158/1078-0432.CCR-13-1222 Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited. Phase III Trials of Targeted Anti-cancer Therapies: redesigning the concept Alberto Ocana, Eitan Amir, Francisco Vera-Badillo, Bostjan Seruga and Ian F. Tannock From the Division of Medical Oncology and Hematology, Princess Margaret Hospital and the University of Toronto, Toronto, Canada Word count: Abstract 123, Text 3114 Keywords: phase III trials, adaptive design, anticancer-therapies, targeted agents, biomarkers Running title: Phase III Trials of Targeted Anti-Cancer Therapies Correspondence: Ian F Tannock MD, PhD, DSc Division of Medical Oncology and Hematology, Princess Margaret Hospital, 610 University Avenue, Toronto, ON M5G 2 M9, Canada T: 416-946-2245 F: 416-946-4563 E: [email protected] 1 Downloaded from clincancerres.aacrjournals.org on April 28, 2017. © 2013 American Association for Cancer Research. Author Manuscript Published OnlineFirst on July 23, 2013; DOI: 10.1158/1078-0432.CCR-13-1222 Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited. Abstract Randomized phase III trials provide the gold-standard evidence for the approval of new drugs: an experimental treatment is compared with the current standard of care to identify clinically relevant differences in a predefined endpoint. However, there are several problems relating to the current role of phase III trials in drug development including the limited clinical benefit observed for some approved agents, the necessity for large trials to detect these differences, the inability of such trials to identify rare but important toxicities, and high cost. The design of phase III trials evaluating drug combinations, and of those including biomarkers, presents additional challenges. Here, we review these problems and suggest that phase III trials with adaptive designs in selected prescreened populations could reduce these limitations. 2 Downloaded from clincancerres.aacrjournals.org on April 28, 2017. © 2013 American Association for Cancer Research. Author Manuscript Published OnlineFirst on July 23, 2013; DOI: 10.1158/1078-0432.CCR-13-1222 Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited. Introduction Phase III randomized clinical trials (RCTs) have been used to generate evidence in support of the approval of most new agents in the treatment of cancer (1, 2). In phase III studies an experimental treatment is compared with the standard of care to identify relevant differences in predefined endpoints. In cancer drug development, these are usually time to event endpoints such as overall (OS), progression-free (PFS) or disease-free survival (DFS) (1, 2). If the magnitude of difference is statistically significant, the experimental treatment is usually approved by regulatory authorities, and can then be incorporated into the therapeutic armamentarium (1). In the last decade, numerous targeted therapies have been evaluated in clinical trials and many have been approved for the treatment of cancer. For most of these agents, phase III trials were undertaken to detect significant differences in a predefined endpoint. However, for a small selected group, impressive results observed in early studies led to approval without the need to perform a randomized study (reviewed by Tsimberidou et al (3)). The limited activity of some targeted agents, the necessity of large phase III trials to demonstrate significant differences in endpoint, and the high cost at which they are marketed, have raised questions about the way these agents are developed, including the necessity of conducting phase III trials to demonstrate improved outcomes compared to standard treatment (4-6). In the present article we review the role of phase III trials in the development of targeted therapies, identify problems associated with them, and propose ideas to improve the process of drug development. We suggest that modifications to the design of phase II-III trials including adaptive models in a preselected screened population could help to circumvent some of these problems (4, 5). 3 Downloaded from clincancerres.aacrjournals.org on April 28, 2017. © 2013 American Association for Cancer Research. Author Manuscript Published OnlineFirst on July 23, 2013; DOI: 10.1158/1078-0432.CCR-13-1222 Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited. Problems associated with drug development: role of randomized trials Limited clinical benefit in large RCTs The magnitude of difference in clinical benefit between experimental and standard treatment is the key factor in convincing regulatory agencies, and some clinicians, of the utility of a given drug. Although there is no consensus as to what should be considered a sufficient magnitude of benefit from use of a new agent to recommend its adoption, for most oncologists a gain in survival of at least 3-4 months for patients with incurable metastatic disease is clinically important, especially if toxicity is acceptable and no deterioration in quality of life is observed (6). However, there are examples of targeted agents that have been approved by regulatory agencies with very limited improvement in absolute benefit: an example was the approval of erlotinib in pancreatic cancer with an improvement in median survival of around 10 days (see table 1) (7), a difference that was statistically significant but less than pre-specified in the protocol as clinically important. A positive study should not be based only on a statistical test alone but also on an improvement in a clinically relevant endpoint that will translate into substantial patient benefit (6). This benefit should be described in absolute terms since relatively impressive reductions in a hazard ratio (i.e. in relative benefit) may translate into very small differences in an absolute measure such as median survival. Clinical trials have become larger with time (8), and large sample sizes are often used in clinical trials to detect small benefits in predefined endpoints which meet conventional levels of statistical significance and allow drug registration. For example, studies evaluating erlotinib and bevacizumab for non-small cell lung cancer used large sample sizes to detect small but statistically significant differences in outcome (9, 10). Similarly the recent approval 4 Downloaded from clincancerres.aacrjournals.org on April 28, 2017. © 2013 American Association for Cancer Research. Author Manuscript Published OnlineFirst on July 23, 2013; DOI: 10.1158/1078-0432.CCR-13-1222 Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited. of Ziv-aflibercept in metastatic colon cancer was based on a clinical trial involving 1226 patients where the difference in median OS was only 6 weeks (11). Predicting a successful phase III trial from phase II data The completion of a randomized phase II trial with positive results does not guarantee a subsequent positive phase III study. This may be due to more stringent selection of patients in phase II studies, the use of different endpoints in phase II and III studies (e.g. PFS in the phase II and OS in the phase III),lack of understanding how they relate to each other, low statistical power in smaller phase II studies, or simply regression to the mean. Estimation of the sample size for a phase III trial will depend on the magnitude of benefit expected, and will be influenced by that observed in phase II trials. Ideally however the sample size should not be set by the likelihood of obtaining an effect that is statistically significant, but by detecting or ruling out one that is clinically important. Are RCTs sufficient to determine toxicity? Phase III trials should be designed to obtain information about toxicities related to the investigational treatment as well as benefit. Phase III trials tend to capture frequent but mild toxicity and sometimes less frequent but more severe toxicities not identified in previous phase I and II studies (12). However, many phase III trials fail to capture this information adequately. Around 40% of fatal adverse drug reactions (ADR) of approved targeted agents reported in updated drug labels were not described in any published report of the phase III trial(s) used for the approval of that drug (13): thus phase III trials are not sufficiently powered to detect infrequent but serious toxicities of targeted agents, or those that may occur after completion of the trial (14). In addition, phase III trials have limited ability to detect toxicity in vulnerable subgroups of patients, who are often excluded from phase III studies but may receive the drug once it is approved. Furthermore, our group has reviewed data using 5 Downloaded from clincancerres.aacrjournals.org on April 28, 2017. © 2013 American Association for Cancer Research. Author Manuscript Published OnlineFirst on July 23, 2013; DOI: 10.1158/1078-0432.CCR-13-1222 Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited. meta-analyses, which show that newly approved anticancer drugs are associated with increased drug-induced morbidity and mortality when compared with the standard treatment received by control groups. These toxicities became evident only when data were pooled from multiple RCTs (15). We do not suggest enlarging the sample size of RCTs to increase their probability of demonstrating less common types of toxicity, but we do recommend strict requirements for reporting of toxicity as a condition of marketing approval. Pitfalls in the design of studies with drug combinations Although the design of studies with drug combinations should be based on preclinical data to support an interaction leading to improved therapeutic index, a recent analysis from our group shows that to be uncommon: there is rarely preclinical information to suggest a synergistic interaction between the agents evaluated in phase II trials (16). Since the activity of targeted drugs as single agents has been modest, most of them have been developed in association with standard chemotherapy, and they have usually been given concomitantly. Scheduling of a primarily cytostatic targeted agent to be given concurrently with cycledependent cytotoxic chemotherapy makes little biological sense, since chemotherapy will be less active if cells are put out of cycle by the targeted agent, although combined activity against multiple pathways might overcome this antagonistic effect. Scheduling the targeted agent between cycles of chemotherapy to inhibit tumor cell repopulation could be an option to improve therapeutic outcome (17, 18). This approach has not been explored adequately in clinical trials. Phase I and early phase II trials provide opportunities to investigate dose and schedule for a drug combination before launching a large randomized phase II or a phase III trial, but this is often not undertaken. The FDA's Critical Path Initiative addresses the limited foundation of early drug development studies (19). For example a recent phase IIB trial involving 229 6 Downloaded from clincancerres.aacrjournals.org on April 28, 2017. © 2013 American Association for Cancer Research. Author Manuscript Published OnlineFirst on July 23, 2013; DOI: 10.1158/1078-0432.CCR-13-1222 Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited. patients with HER2 negative breast cancer evaluated the combination of sorafenib and capecitabine compared with capecitabine alone; the combination showed unacceptable toxicity that could have been detected in a smaller study (20) . Similarly the phase III trial that compared standard chemotherapy (AC or paclitaxel) versus standard chemotherapy with trastuzumab in metastatic breast cancer showed unacceptable toxicity in the AC-containing arm, a combination that was never evaluated in a phase I or phase II trial (21). These examples highlight the importance for the re-design of phase II-III trials with drug combinations to facilitate the early identification of toxic combinations and to select the most appropriate dose and schedule to obtain the best balance between clinical benefit and toxicity. Schedule is as important as dose, as has been demonstrated recently when evaluating different schedules of sunitinib in renal cell carcinoma (22). The design of phase II trials to find the best schedule is challenging as resources are not usually available to evaluate various schedules, so that one schedule is chosen with limited prior information. However, there could be greater emphasis on dose scheduling in preclinical studies that could be refined in the phase I trials. Cost associated with development of targeted drugs Recently approved drugs are marketed at a high price despite many of them having only modest activity; thus many new drugs do not fall within a range of cost-effectiveness used for evaluating other health interventions. In the approval process of a drug by some regulatory authorities, market price and cost-effectiveness are not taken into consideration. There are concerns about long-term affordability of new anticancer drugs for both patients and healthcare providers (including public health systems and private insurers), and health providers may not be willing to fund the costs of drugs if they do not meet standards of costeffectiveness (23). What is considered cost-effective differs between countries (24). For 7 Downloaded from clincancerres.aacrjournals.org on April 28, 2017. © 2013 American Association for Cancer Research. Author Manuscript Published OnlineFirst on July 23, 2013; DOI: 10.1158/1078-0432.CCR-13-1222 Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited. developed countries up to $100,000 is often considered a reasonable maximum cost per quality adjusted life year gained (24-27), but it will be far less in developing countries. Renal cell carcinoma is one of the solid tumors where several new targeted agents have been approved. Table 2 shows prices associated with each new treatment, including those for the control and experimental arms of the pivotal trials, in addition to the clinical benefit observed in the predefined endpoints and estimates of the incremental cost per life-year (or progression-free if OS is not available) gained. Some of the new drugs do not fall within the above standard of cost-benefit. One of the reasons proposed for the high market price is the high cost of the drug development process and particularly that associated with the design of large phase III trials. Can adaptive phase II-III trial designs in a molecularly prescreened population help to resolve these problems? An adaptive trial uses data obtained while the trial is ongoing to modify the course of the trial (28, 29). As suggested by the FDA and EMA (30), all potential adaptations should be preplanned and registered before the trial is initiated. Examples of adaptive measures include early stopping rules in case of lack of efficacy or unacceptable toxicity, adapting doses or schedules that will lead to a more efficient benefit-toxicity relationship, stopping arms in a multi-arm trial, changing accrual, selection and/or order of primary and secondary end-points, or modification of concomitant treatments (28, 29, 30). In addition, adaptive trials can use outcome-adaptive randomization in which the ratio of patients randomly assigned to the experimental arm versus the control arm changes over time from the standard 1:1 to increase the proportion of patients randomized to the arm that is doing better (28). There are advantages to designing a study with various arms, including those with different dose and schedule of a combination. With emerging (albeit imperfect) evidence that one arm 8 Downloaded from clincancerres.aacrjournals.org on April 28, 2017. © 2013 American Association for Cancer Research. Author Manuscript Published OnlineFirst on July 23, 2013; DOI: 10.1158/1078-0432.CCR-13-1222 Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited. of the phase II-III trial is superior (i.e. has less toxicity and more activity in a predefined interim analysis) - increased accrual to that arm can augment the statistical power to detect a relevant magnitude of clinical benefit. An example of this multi-arm approach is the STAMPEDE trial in prostate cancer (31): an increased benefit in biochemical (i.e. PSA) response or PFS as an interim endpoint is used to support increased accrual to the selected arms while maintaining OS as the final endpoint. Accrual to a phase III trial can be designed to identify uncommon but serious toxicities or even to increase the accrual for a specific vulnerable population. The incorporation of several arms in a randomized trial with different doses and/or schedules can facilitate identification of the best ratio of benefit to toxicity. This approach could have been used to identify the best dose and schedule for the combination of sorafenib and capecitabine in HER2 negative metastatic breast cancer patients (20). In contrast, the large phase IIB study concluded that the combination was clinically active but toxic and another trial was necessary to evaluate the combination using lower doses (20). An adaptive design would have saved time and resources as early stopping rules would have led to dropping of toxic or ineffective arms. Although adaptive clinical trials can be more expensive initially as they may include more scenarios and treatment arms, their ability to prevent the undertaking of further clinical studies can reduce the total cost of drug development. Incorporation of biomarkers in adaptive designs The incorporation of biomarkers in phase III studies should be exploratory unless a validated marker is identified and it should then be evaluated (quantified) for all included patients. The incorporation of biomarkers in studies of approved drugs in the last decade is summarized in table 3. We reviewed previously the magnitude of relative benefit in phase III trials used for 9 Downloaded from clincancerres.aacrjournals.org on April 28, 2017. © 2013 American Association for Cancer Research. Author Manuscript Published OnlineFirst on July 23, 2013; DOI: 10.1158/1078-0432.CCR-13-1222 Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited. the approval of new drugs: although all studies were powered to detect about a 20-30% reduction in relative risk, drugs designed to interact with a specific target, and especially those that used predictive biomarkers, were able to produce the highest relative improvement in OS and PFS (32) (figure 1). Thus the sample size needed to detect this difference was smaller for these studies (32). Adaptive phase III trials using biomarkers and a preselected population may not need a large sample to detect a relevant clinical benefit, and they can have early stopping rules in case the study arm meets the predefined magnitude of benefit. The above features can be included in a continuous phase II-III study design (figure 2). This approach would exclude the majority of single arm trials that have no intention to proceed to a phase III trial; this is a positive feature as most such trials represent a waste of resources (33). In the phase II part, different arms can be evaluated but only the arm with signs of major activity and acceptable toxicity will be included in the final phase III part that will be compared with standard treatment. An example of this approach is the I-SPY2 trial in breast cancer (34). The phase II part is exploratory and gives information about how to design the phase III and what might be the expected magnitude of benefit and its uncertainty. In addition, the endpoint for the phase II part could be a surrogate for the endpoint used in the phase III trial. However, this assumption is often not justified: for example, there is rather poor correlation between improvements in PFS and in OS. The total number of patients to be included can also be higher as they will be combined with those included in the phase II part, so the identification of a meaningful ratio of clinical benefit to toxicity will be easier (figure 2). This approach can reduce time and cost. An example will be a multi-arm trial in metastatic breast cancer in which a specific experimental treatment arm shows an increase in PFS of more than 6-8 months, like the results recently reported with pertuzumab in HER2positive breast cancer that has lead to FDA approval of this drug (35). The preliminary result 10 Downloaded from clincancerres.aacrjournals.org on April 28, 2017. © 2013 American Association for Cancer Research. Author Manuscript Published OnlineFirst on July 23, 2013; DOI: 10.1158/1078-0432.CCR-13-1222 Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited. could give confidence to continue or increase accrual in that arm and stop the other experimental arms, and aim for an improvement in OS of at least 3-4 months. The design of phase II-III trials in a molecularly prescreened population can also help to overcome some of the problems described earlier. Impressive clinical activity observed in a phase I-II trial in a subgroup of patients with a specific molecular alteration could be the basis for the design of a phase II-III trial. This transition from a phase I-II trial to a phase III trial will save time and resources thus speeding the development process. A phase I trial is designed to confirm a safe dose and an extension cohort at the recommended phase II dose can evaluate efficacy in a specific subpopulation of prescreened patients - as performed in the development of vemurafenib in b-RAF mutated metastatic melanoma and crizotinib in anaplastic lymphoma kinase-mutated non-small cell lung cancer (36, 37). The design is not necessarily based on the selection of patients by tumor subtypes and might be based on molecular alterations. Different tumor types with a similar molecular phenotype could be included in the phase I-II trial, and based on the clinical efficacy observed, a series of phase II-III trials with adaptive design could be launched in specific tumor subtypes. Patients with newly diagnosed metastatic cancer could be prescreened, and when they progress on standard treatment, the molecular information could be used to randomize them in an adaptive phase II-III trial with drug combinations (figure 2). The trial might evaluate different arms that include a targeted agent alone or in combination with another modulator of a defective molecular pathway, or with chemotherapy if there is preclinical evidence of a therapeutically beneficial interaction. Different doses or schedules might also be explored in different arms of the phase II part. A surrogate endpoint like PFS can be used in the phase II trial but with an ambitious magnitude of benefit to select the best study arm for further development of the phase III trial. Those arms with lack of efficacy or substantial toxicity 11 Downloaded from clincancerres.aacrjournals.org on April 28, 2017. © 2013 American Association for Cancer Research. Author Manuscript Published OnlineFirst on July 23, 2013; DOI: 10.1158/1078-0432.CCR-13-1222 Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited. will be dropped but the arm with more activity and better safety profile can be expanded to a phase III trial with increased accrual and with a more appropriate endpoint such as OS. Adaptive designs also have limitations. There is no way to capture very rare toxicities or those that appear later after the study has finished, and the logistics and interpretation of results can be more complicated. Indeed, their implementation has been slower than expected. Different reasons may explain this lack of endorsement by investigators, including the more complicated logistics, concerns about security, or increased chance of erroneous positive conclusions (see FDA guideline for adaptive designs). The incorporation of biomarkers also adds cost and requires a process of validation. Phase III trials could also be large, depending on the magnitude of the expected benefit. In addition, the final marketed price of a drug will be selected to maximize the profit that the pharmaceutical company has estimated for that drug, and has little or no relationship to the cost of drug development. However, even with these limitations, phase III trials with adaptive designs can overcome some of the problems associated with traditional phase III trials. Conflict of Interest Statement: All authors of this manuscript declare no conflicts of interest. Acknowledgement: No funding sources to be declared. 12 Downloaded from clincancerres.aacrjournals.org on April 28, 2017. © 2013 American Association for Cancer Research. Author Manuscript Published OnlineFirst on July 23, 2013; DOI: 10.1158/1078-0432.CCR-13-1222 Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited. References 1. Pazdur R. 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Demetri GD, van Oosterom AT, Garrett CR, Blackstein ME, Shah MH, Verweij J, et al. Efficacy and safety of sunitinib in patients with advanced gastrointestinal stromal tumour after failure of imatinib: a randomised controlled trial. Lancet 2006;368: 1329-38. 70. Weiner LM, Belldegrun AS, Crawford J, Tolcher AW, Lockbaum P, Arends RH et al. Dose and schedule study of panitumumab monotherapy in patients with advanced solid malignancies. Clin Cancer Res 2008;14: 502-8. 71. Van Cutsem E, Peeters M, Siena S, Humblet Y, Hendlisz A, Neyns B, et al. Openlabel phase III trial of panitumumab plus best supportive care compared with best supportive care alone in patients with chemotherapy-refractory metastatic colorectal cancer. J Clin Oncol 2007;25: 1658-64. 72. Raymond E, Alexandre J, Faivre S, Vera K, Materman E, Boni J, et al. Safety and pharmacokinetics of escalated doses of weekly intravenous infusion of CCI-779, a novel mTOR inhibitor, in patients with cancer. 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N Engl J Med 2010;363: 1693703. 19 Downloaded from clincancerres.aacrjournals.org on April 28, 2017. © 2013 American Association for Cancer Research. Author Manuscript Published OnlineFirst on July 23, 2013; DOI: 10.1158/1078-0432.CCR-13-1222 Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited. Table 1. RCTs used for the approval of agents from 2000 to 2011 that reported both OS and PFS (or TTP, indicated by *) if this is given instead of PFS). Tumor Type Study design HR: PFS/OS 0.70/0.78 CRC (43) Gemcitabine+Paclitaxel vs Paclitaxel* Albumin-bound paclitaxel vs Paclitaxel* Ixabepilone+Capecitabine vs Capecitabine Capecitabine+Docetaxel vs Docetaxel* Letrozole + Lapatinib vs Letrozole + Placebo Capecitabine vs 5FU-LV* CRC (44) IFL vs FOLFOX vs IROX* 0.74/0.66 CRC (45) IFC vs FC NR/0.59 CRC (46) IFL vs FL vs I 0.64/0.78 Gastric cancer (47) HNC (48) Capecitabine or FU + Cisplatin +/Trastuzumab TPF vs PF 0.71/0.74 0.72/0.73 HCC (49) Sorafenib vs Placebo 1.08/0.69 Mesothe lioma (50) NSCLC (10) Pemetrexed+Cisplatin vs Cisplatin* 0.68/0.77 Erlotinib vs Placebo 0.61/0.70 NSCLC (9) Paclitaxel –Carboplatin+/Bevacizumab Gemcitabine + Erlotinib vs Gemcitabine + Placebo Mitoxantrone + pred vs Cabazitaxel+pred Temsirolimus vs Interferon alfa vs combination 0.66/0.79 Breast (38) Breast (39) Breast (40) Breast (41) Breast (42) Pancreas (7) Prostate (51) Renal (52) 0.73/0.75 0.79/0.90 0.65/0.77 0.84 0.71/0.74 0.95 NR/0.92 0.77/0.82 0.74/0.70 NR/0.73 median PFS (mos) exp/control difference 6.1/4.0 2.1 5.8/4.2 1.6 6.2/4.2 2.0 6.1/4.2 1.9 8.2/3.0 5.2 5.2-4.7 0.5 8.7/6.9 1.8 6.7/4.4 2.3 7.0/4.3 2.7 6.7/5.5 1.2 11/8.2 2.8 4.9/4.1 0.8 5.7/3.9 1.8 2.2/1.8 0.4 6.2/4.5 1.7 3.8/3.6 0.2 2.8/1.4 1.4 3.8/1.9 1.9 median OS (mos) exp/control difference 18.6/15.8 2.8 16.3/13.9 2.4 16.4/15.6 0.8 14.5/11.5 3.0 33.3/32.3 1.0 13.2/12.1 1.1 19.5/15.0 4.5 17.4/14.1 3.3 14.8/12.6 2.2 13.8/11.1 2.7 18.8/14.5 4.3 10.7/7.9 2.8 12.1/9.3 2.8 6.7/4.7 2.0 12.3/10.3 2.0 6.2/5.9 0.3 15.1/12.7 2.4 10.9/7.3 3.6 Ratio of median differences in OS/PFS 1.33 1.50 0.40 1.58 0.19 2.20 2.50 1.43 0.81 2.25 1.53 3.50 1.55 5.00 1.18 1.50 1.71 1.89 Abbreviations: OS: overall survival; PFS: progression free survival; mos: months; NR: not recorded; CRC: colorectal Cancer; HNC: Head and Neck Cancer; NSCLC: Non-small Cell Lung Cancer; *TTP: time to treatment progression used instead of PFS; FU: fluorouracil; LV: leucovorin; I: irinotecan; IROX: irinotecan and oxaliplatin; TPF: taxotere, platinum compound, fluorouracil; PF: platinum compound, fluorouracil. 20 Downloaded from clincancerres.aacrjournals.org on April 28, 2017. © 2013 American Association for Cancer Research. Author Manuscript Published OnlineFirst on July 23, 2013; DOI: 10.1158/1078-0432.CCR-13-1222 Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited. 2. Total cost of control and experimental arms, and estimated incremental cost per lifeyear gained for OS (or PFS if cross-over or if OS was not given), for new agents approved for the treatment of renal cell carcinoma Targeted agent Design Total price: control arm (US$) Total price: experimental arm (US$) Primary Endpoint (PE) Δ in median OS/PFS (months) Incremental cost per lifeyear gained (US$) Bevacizumab (Bev)(53) Everolimus (54) Bev + IFN-α vs IFN-α + Placebo Everolimus vs Placebo 31,260 157,220 PFS 314,900 Placebo 27,730 PFS Not reported/4.8 Not reached/2.1 Sorafenib (55) Sorafenib vs Placebo Sunitinib vs IFNα Temsirolimus vs IFN-α Placebo 34,700 OS 3.4/2.7 122,500 7,720 52,260 PFS 89,000 5,870 21,440 OS Not reached/6.0 3.6/1.9 Sunitinib (56) Temsirolimus (52) 158,450 51,900 21 Downloaded from clincancerres.aacrjournals.org on April 28, 2017. © 2013 American Association for Cancer Research. Author Manuscript Published OnlineFirst on July 23, 2013; DOI: 10.1158/1078-0432.CCR-13-1222 Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited. Table 3. Evaluation of biomarkers for approved drugs from 2000 to 2011, from phase I to phase III studies Biomarker included in phase II-III trials Yes No Approved indication Phase III trial for approval HER2 None Selection of patients based on biomarker in phase I Yes No Breast Lung Slamon (21) None No No Lung Shepherd (10) EGFR for CP02-9502 and CP02-9401 Yes No Colon Jonker (61) Cunningham (62) Targeted agent Publicati on Year Phase I Target Tumor type Biomarker Trastuzumab (57) Gefitinib (58) 1999 2002 HER2 EGFR Erlotinib (59) 2001 EGFR Breast Solid express EGFR Solid tumors Cetuximab (60) 2002 EGFR Solid tumors with EGFR overexpression Head and Neck cancer Bevacizumab (64) 2001 VEGF Solid tumors None No No Colon NSCLC Vermorken (63) Hurwitz (65) Giantonio (66) Sandler (9) RCC Sorafenib (67) 2005 Sunitinib (68) 2006 Multi TKI Multi TKI Solid tumors Solid tumors pERK in PBL VEGF, VGFR2 Panitumumab (70) Temsirolimus (72) 2008 EGFR Solid tumors None 2004 mTOR Solid tumors None Everolimus (73) 2008 mTOR Solid tumors pS6 in PBMC Vemurafenib (37) 2010 B-RAF Solid tumors Erk1/2 Crizotinib (36) 2009 ALK Solid tumors No (Signs of activity in HCC and RCC) No (Signs of activity in RCC, neuro-endocrine and GIST) None No (Signs of activity in breast cancer and RCC) No (Signs of activity in RCC) No (Signs of activity in melanoma) No (Signs of activity in sarcoma and NSCLC) HCC Escudier (53) Llovet (49) RCC Escudier (55) RCC Motzer (56) GIST Demetri (69) No Colon No RCC Van Cutsem (71) Hudes (52) No RCC Motzer (54) Yes Melanoma Chapman (74) Yes NSCLC Kwak (75) No No Abbreviations: TKI: tyrosine kinase inhibitor; RCC: renal cell carcinoma; EGFR: epidermal growth factor receptor; PBMC: peripheral blood monoclonal cells; RCC: renal cell carcinoma; NSCLC: non-small cell lung cancer; GIST: gastrointestinal stromal tumors; PBL: peripheral blood lymphocytes; VEGFR: vascular endothelial growth factor receptor; HCC: hepatocelular carcinoma. 22 Downloaded from clincancerres.aacrjournals.org on April 28, 2017. © 2013 American Association for Cancer Research. Author Manuscript Published OnlineFirst on July 23, 2013; DOI: 10.1158/1078-0432.CCR-13-1222 Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited. Figure 1. Forest plot showing meta-analyses of hazard ratios for progression-free survival based on mechanism of action of targeted agents. Reproduced from “Oncogenic Targets, Magnitude of Benefit, and Market Pricing of Antineoplastic Drugs” by Amir E, et al. J Clin Oncol. 2011 Jun 20;29(18):2543-9, under permission of the American Society of Clinical Oncology (number: 3173531452218) Figure 2. Schematic representation of phase II- III adaptive designs using prescreened populations. 23 Downloaded from clincancerres.aacrjournals.org on April 28, 2017. © 2013 American Association for Cancer Research. Author Manuscript Published OnlineFirst on July 23, 2013; DOI: 10.1158/1078-0432.CCR-13-1222 Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited. Figure 1: Study or subgroup Hazard ratio, 99% CI Agents directed against a specific molecular target Amado 2008 Demetri 2006 Geyer 2006 Karapetis 2008 Maemondo 2010 Mok 2009 Slamon 2001 Subtotal 3.0% 2.6% 2.5% 2.9% 2.9% 2.8% 3.3% 20.0% 0.45 [0.34, 0.59] 0.33 [0.23, 0.47] 0.49 [0.34, 0.71] 0.40 [0.30, 0.54] 0.30 [0.22, 0.41] 0.48 [0.35, 0.66] 0.51 [0.41, 0.63] 0.42 [0.36, 0.49] Test for overall effect: Z = 11.00 (P<0.001) Less specific biological targeted agents Bonner 2006 3.0% 0.68 [0.52, 0.89] Escudier 2007 3.1% 0.44 [0.34, 0.56] Escudier 2007 3.4% 0.63 [0.52, 0.77] Glantonio 2007 3.2% 0.61 [0.49, 0.77] Hurwitz 2004 2.8% 0.54 [0.39, 0.74] Jonker 2007 3.5% 0.68 [0.58, 0.80] Llovet 2008 3.2% 0.58 [0.46, 0.73] Miller 2007 3.5% 0.60 [0.51, 0.70] Moore 2007 3.4% 0.77 [0.64, 0.93] Motzer 2007 3.1% 0.42 [0.33, 0.54] Motzer 2008 3.0% 0.31 [0.24, 0.41] Sandler 2006 3.5% 0.66 [0.56, 0.77] Shepherd 2005 3.4% 0.61 [0.51, 0.74] Van Cutsem 2007 3.4% 0.54 [0.44, 0.66] Subtotal 45.6% 0.57 [0.51, 0.64] Test for overall effect: Z = 10.10 (P<0.001) Chemotherapies Albain 2008 3.5% 0.70 [0.59, 0.84] Culeanu 2009 3.4% 0.50 [0.41, 0.61] Goldberg 2004 3.4% 0.74 [0.61, 0.90] Gradishar 2005 3.5% 0.75 [0.64, 0.89] Hanna 2004 3.4% 0.97 [0.80, 1.18] O’Shaughnessy 2002 3.4% 0.65 [0.53, 0.79] Scagliotti 2008 3.6% 1.04 [0.92, 1.18] Sparano 2010 3.6% 0.79 [0.69, 0.91] Thomas 2007 3.5% 0.75 [0.64, 0.88] Vogelzang 2003 3.2% 0.68 [0.54, 0.86] Subtotal 34.4% 0.75 [0.66, 0.85] Test for overall effect: Z = 4.39 (P<0.001) Total (95% CI) 100.0% 0.59 [0.53, 0.65] 0.5 0.7 1 1.5 2 Favors experimental Favors control Test for overall effect: Z = 10.46 (P<0.001) Test for subgroup differences: ChF = 31.43, df = 2 (P<0.001) CCR Reviews Downloaded from clincancerres.aacrjournals.org on April 28, 2017. © 2013 American Association for Cancer Research. Standard treatment: Chemotherapy Biomarker + Progression Arm X: Standard treatment Experimental treatment: Biological agent Experimental treatment: 8_ebe]_YWbW][djiY^[Zkb[7 + Chemotherapy Experimental treatment: 8_ebe]_YWbW][djiY^[Zkb[8 + Chemotherapy Prescreened population Arm Y: Best experimental treatment Phase II randomized part Phase III part ;Whboijeff_d]hkb[i\eh ineffective or toxic arms Ikhhe]Wj[[dZfe_dji like PFS ?Z[dj_\ocW]d_jkZ[e\ X[d[\_j\ehf^Wi[???Z[i_]d I[b[YjX[ijZei[_\ _dYbkZ[Z_dWdoWhc 8[ijWhc_Z[dj_\_[Z_d f^Wi[??fWhj 7ffhefh_Wj[[dZfe_djb_a[EI 7h[b[lWdjcW]d_jkZ[e\X[d[\_j 7Z[gkWj[iWcfb[i_p[je detect clinical differences WdZ[lWbkWj[jen_Y_jofhe\_b[ (rare toxicities) © 2013 American Association for Cancer Research CCR Reviews Author Manuscript Published OnlineFirst on July 23, 2013; DOI: 10.1158/1078-0432.CCR-13-1222 Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited. Downloaded from clincancerres.aacrjournals.org on April 28, 2017. © 2013 American Association for Cancer Research. Figure 2: Author Manuscript Published OnlineFirst on July 23, 2013; DOI: 10.1158/1078-0432.CCR-13-1222 Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited. Phase III Trials of Targeted Anti-cancer Therapies: redesigning the concept Alberto Ocana, Eitan Amir, Francisco Vera-Badillo, et al. Clin Cancer Res Published OnlineFirst July 23, 2013. Updated version Author Manuscript E-mail alerts Reprints and Subscriptions Permissions Access the most recent version of this article at: doi:10.1158/1078-0432.CCR-13-1222 Author manuscripts have been peer reviewed and accepted for publication but have not yet been edited. Sign up to receive free email-alerts related to this article or journal. To order reprints of this article or to subscribe to the journal, contact the AACR Publications Department at [email protected]. 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