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Neuron, a simpler theory. Solving the Hodgkin-Huxley uncertainties “Everything should be made as simple as possible, but not one bit simpler.” “The most incomprehensible thing about the world is that it is at all comprehensible.” Albert EINSTEIN Bernard DELALANDE [email protected] Neuron physiology is actually described using the well known models created by Hodgkin-Huxley (HH) and their derivatives which came later, the Fitzhugh-Nagumo (FN) equations. These attempts to understand the internal functioning of the neuron are unfortunately far from the strict Nature's observation. These equations, particularly, are unable to explain an unidirectional propagation of action potential nor they can explain accommodation or the acceleration seen in axons. These equations are unable to create an action potential without an external application of current. Because neuron is a cell and cell is an entity, it is reasonable to think that it uses the same means all along its length. This paper is about an alternative theory that explains how a neuron may function. The exposed theory is simpler than the previous ones but explains more accurately the observed phenomenons. Cell considerations and derivative constraints Neuron is the longest cell of human body. Some neurons may have more than a meter length. If we could magnify a single C fibre of 1 µm diameter to 1 cm (x 10,000) then our little cell will be 10 km long! The size of neuron imposes an elegant and useful maintenance of the cell and because neuron is also a communication cell, the maintenance has to be done while the cell is communicating. These constraints were solved by Nature. It is logical to think that communication is done superficially because we found “active” and fast ions channels in the membrane. This implies automatically that “feeding” is done more deeply since it is also logical to think that these two functions (which may be done in opposite direction) need mandatory different pathways. A/ Impossible mixing Nobody actually denies that some “electrical” properties of neuron are results from physical movements of ions between the extracellular and internal milieu. This simple affirmation may already discard the electrical functioning of neuron. The following table show some known major differences between neuron “electrical” properties and electricity. Neuron Electricity Equality Electrical existence Physical presence of ions Electronic imbalance in circuit NO Speed phenomenon < 250 ms 300,000,000 ms NO Local circuit theory Electrons? Electrons ??? Ions movements YES NO NO -1 -1 1 / 12 © SomaSimple 03 June 2005 Neuron Electricity Equality Saltatory conduction Electrons? Electrons ??? Action potential Ions flux Electrons NO Circuit Arbitrary Hard-wired NO Tab.1 Neuron vs Electricity It is easy to conclude that neuron is all but electrical. (1) B/ Concentrations discordances The previous models use heavily the gradients concentrations in their equations. That makes sense. We have measured these concentrations many times and a ionic concentration is a ratio established between a known number of molecules/ions and a defined volume. If we examine a free endings C fibre tree (fig.1) , the concentrations are based on a finite and concrete number mi of ions in a defined volume of solvent, it is possible to conclude that numbers are different from site A, B or C because the shapes/volumes aren't the same. Fig 1 C Fibre endings For an example the extracellular potassium concentrations may be equal: [ K OutA ]=[ K OutB ]=[ K OutC ] 2 a because the following relation are true m A m B mC = = VA VB VC 2 b But inequalities stand; m A m B mC V A V BV C 2 c 2 d Since the HH model uses currents sources based upon the assumption of ideal/perfect electrical components and ions concentrations, it may fails or engages the model in divergent behaviours in regard of real neurons. C/ Superficial “concentrations” It had been observed during action potential that ions flux are made superficially. Hodgkin and Huxley used some radioactive ions and noted that there is only few ions involved during AP and it was done 2 / 12 © SomaSimple 03 June 2005 close to the membrane. R Mackinnon [1] concluded in the same way and some theories [2] are unable to stand without a superficial presence of ions. There is absolutely no reason to contradict these findings. A Neuron theory must follow the facts. If we limit ions exchanges to a superficial area of axon (fig.2) then we may change accordingly our hypothesis about ions concentration. Fig.2 A piece of axon with the active layer T r Let us introduce a thickness variable T r (thickness of reaction). We may hypothesise that it is a constant. In that way, our previous concentrations will act on reduced volumes and numbers. Is it really a good idea which reflects the facts? If we examine a standard graph of HH model versus experimental trace (fig.3) thus we see large differences. The model diverges in speed and the curve is too weak. Fig.3 HH curve versus experimental one How is it possible to solve this riddle without changing concentrations and ions channels numbers? [3]. If ions chambers are reduced thus concentrations across the membrane will change more quickly in all positive and negative ways. Many biologists would argue that concentrations remains stable. If it is the case, the only conclusion possible become that concentrations are not involved in actions potential, only few ions. Thus it is not possible to maintain equations based upon such concentrations. If we consider that action potential is the result of a limited number of ions then it augments the available amplitude and give some “negativeness” to K+. Reducing the available volumes is like applying a scaling factor in time (x) and amplitude variable (y). Since the hypothesis, of a limited thickness of reaction, fits closer to facts then it is retained in our theory. Ions movements, in axons, take place in a superficial (and constant?) thickness Er. (3) D/ Visible but virtual amplitudes. If we represent a cut-away of an axon (our hypothesis) with some ions (for clarity) we are seeing: The resting potential is assumed normally in the reduced volumes and ions, are normally allocated all around the membrane (inside and outside) by diffusion and repulsion (Einstein-Stokes' law). A visible conclusion is considered from the plausible drawing (fig.4); 3 / 12 © SomaSimple 03 June 2005 Fig.4 Axon cut- away (resting potential) Each piece of membrane surface supports only a low number of ions. The resting potential is proportional to the available ions and their concentrations and the circumference/radius of axon. Then it is possible, with same concentrations all along of axon, with a varying shape, to observe a varying resting potential or action potential [5] according to the radius of the site [6]. This simple relation implies already an amplification of action potential varying with the shape of axon. V maxC = f RC , m Koc , m Kic , m Naoc , m Naic 4 E/ Linear is non-linear It is largely admitted that ions pass through ions channels (opened) in a random manner (Brownian agitation). This fact permits us to elucidate partly a known property of action potential duration. It is well known that for small diameter fibres, APs are longer than for large ones. We can take an example with two fibres of different diameters but with a linear repartition of ions channels on the membrane. These “slices” are of course largely virtual (fig.5) but confirm observations made on axons [6]. Fig.5 Two axons with a linear ions channel repartition There is an higher probability that channels are opened at the same time with larger axon, then the probability that one ion goes through a channel is higher with a larger axon. Since more ions will flow more quickly through an increased number of channels [7] thus ions flux is higher with larger radius even if ions channels concentration is the same. A linear change of radius may produce a non-linear variation of incoming/outgoing ions. 4 / 12 © SomaSimple 03 June 2005 F/ Neuron uses solitons There is no doubt that action potential is a soliton. It is a self propagated wave but it is much more. A soliton is limited and very constrained. Actually we are unable to stand a valid soliton equation which works in all the lenght of the axon and its dendritic trees. In a soliton, the wave is quite constant and collisions of solitons don't summarize but cross and follow their ways. Neuron uses a “super” soliton that is able to add the encountering solitons, accelerates and even doing back propagation. That is very far from the compartmented solutions given by HH model of FH one. A better way is to solve the mystery using simple equations that reflect the known facts. A better way is done by avoidance of “electrical” means. We will use membrane, ions (as atoms), water since ions are solvated and of course the marvels of ions channels. It is then possible to create a recursive equation which enable an elegant model that works in all areas of a neuron. G/ Recording problem If we suppose the recorded electric curves as valuable we mustn't forget that a soliton is a dynamic phenomenon. Recording a dynamic phenomenon that is travelling under the electrodes may lead to weird interpretations and false curves. Fig.6 Recording problem of action potential Electrodes may record some “past” and “future” events in the time line of the wave (fig.6). It is important to keep in mind this problem. H/ Ions solvation Neurons and extracellular sites are electrolytes that is water and solvated ions. Ions and water are mixed in a process named solvation. Ions and water form bounds because ions are charged particles and they need to find an equilibrium. Na and K ions are very small particles and their diameter are for sodium and for potassium. When ions are associated with water molecules, the resulting compound is of a bigger size and volume varies accordingly. Na compound is 13 bigger in volume. K compound is 11 bigger in volume. Na+water > K+water. Roderick Mackinnon has demonstrated that ions are crossing membrane, via ion channels, in a partially dehydrated form [1] and they regain their complete hydration in all other cases. 5 / 12 © SomaSimple 03 June 2005 Ions that cross membrane are gaining volume with water compounds. I/ Ions viscosity We have seen that water compounds make with ions, larger molecules (fig.7). It is known that larger molecules have increased viscosity by the Stokes' law. Fig.7 Na+ and K+ water compounds. F =6 pi RnVc 5 This viscosity is directly proportional to the radius of the sphere/compound. In biological electrolytes, ions aren't moving at the same speed. Na ions move slower than potassium ones when they are solvated. J/ Diameter and membrane thickness Another non-linear relation is introduced by diameter and membrane thickness [8]. It is known and accepted that axons have different shape and size that is varying from their “beginning” to their “endings”. It is also stated that small unmyelinated fibres have a conduction velocity which varies approximately in relation of the square root of their radius. Fig.8 Diameter and membrane ratio The cited paper [8] introduces for axons, the notion of thin wallet elastic tube. It is true that thickness of membrane is quite constant but axon diameter is variable. It is then plausible, if we consider an hydraulic component in action potential propagation, that the varying ratio may change directly the speed of propagation. But this hypothesis seems not to work because a small axon may be more rapid than a larger one since the tube is more rigid than the latter. 6 / 12 © SomaSimple 03 June 2005 Fig.9 Diameter and conduction velocity It is true and also false at the same time (fig. 9). • Speed is increased more quickly for small axons than large ones. The slope of the curve decreases with diameter. It fits thus the observations. • Conduction velocity evolutes in a linear manner for myelinated axons. Many problems remain with this alternative model since it supposes a continuous flow of viscous water but avoids the intakes and outtakes of ions Na+ and K+. The models bypasses also the hydration of ions that plays a large role in our model. The model is too mechanical and doesn't bring solutions for unidirectional propagated waves and their initiations. K/ Model failures The HH model was created in 1952 and was a major improvement over the previous ones. Of course, it is a largely simplified neuron model but helped us to track the cell's activity. Its major problem is that it is unable to carry a recursive function for propagated action potential and does not explain the observed unidirectional propagation. It is necessary to compartment/insulate the model to produce a bit of movement. The second major problem with HH model is it takes the “current” sources as separated phenomenons without any relation/links. It is a sequential model that relates observations but do not explain them really with their intricate connections. One would argue that a connection is not really established between K+ and Na+. Many examples show that removing one component stops the activity. [9], [10], [11], [12]. A third problem comes with simplification of incoming and outgoing ions processes. HH model uses a single complex relation but it had been observed than ions do not flow in the same manner and speed through the membrane. It was possible to hypothesise that these two functions were linked but separated. Because the HH model is a stable and static one, it was not really intended to characterize a solitonic solution. Time variable is used to describe the variation of a curve amplitude but has no relation with displacement or movement of this one. L/ Components of a solution? Well, we have now some facts that involves new relations and reactions: We have a volume change every time an ion crosses the membrane. We have repulsion and diffusion. We have a change of viscosity coming with each ion. We have water molecules and elastic tubes and pressure. There is also two major kind of ions which have difference in shape and speed. 7 / 12 © SomaSimple 03 June 2005 It seems important to solve the Nature's reason of different ions used in its “super” solitonic solution. We could have a single ionic hypothesis where Na+ is the only available “engine”. If we know without any contest that Na+ flows inside the axon thus there is few possible explanations; • Na+ is incoming because the external side is responsible of this motion. • Na+ is incoming because the internal side is responsible. In all cases, Na+ is changing and it may be a relation with ions flux and Na+ quantity. Such relations do not work at all because they are diverging by nature. The result of our single ionic hypothesis ends with all ions on a side. Nature reinitializes the “system” and makes it functioning in a well definite range. This becomes possible at least with two ions, linked together (fig .10). Adding a third one (like Ca++) is a good way to create pacemakers behaviours. Fig.10 Ionic relationship It is not fortuitous that we find a relation that already exists. The Na/K pump is constructed with the same ions. And it is another clue favoring a strong association of these ions in the action potential process. There are definitive proves based on observations; Fig.11 Ionic relationship proves The conductances curves (fig. 11) are the most powerful example of this intricate relation between sodium and potassium; • Na is entering when many K+ are present inside • K is outgoing when Na is present inside These mandatory steps are liked in a closed loop and a solitonic wave is a based upon a recursive formulation. A stable recursive program is a closed loop. There is more Na channels than K ones. If we give to K+ ions the ability to open Na+ channels and because there is much more potassium inside, thus it is possible that K+ opens the sodium channel. If we consider there is 10/50 times more Na+ channels than for potassium then we can make a small drawing showing this repartition (fig. 12). It is conceivable that K ions move over few Na channels before outgoing its own? 8 / 12 © SomaSimple 03 June 2005 Fig.12 Na vs K density. (Na/K=40) M/ A “super” soliton solution All these elements do not really help us to construct a set of equations for a solution. Another way to solve the riddle is done by sampling the action potential travelling wave (fig. 13). Fig.13 Solitonic action potential I represented a membrane with three samples of the travelling AP over it. The sample rate must be small enough for having overlapping curves. That is achieved taking a small interval time a. We can see curves that are sequenced in time varying the interval a. All these curves are in fact only one separated in position, by the interval. They are snapshots of action potential. One may say that curve point A is located on a “present” windowed curve (in black) and points B and t 1a and t 12 a because in a soliton C are future locations of A at times V t 1 =V t 1a=V t 12 a (points A, B and C are on an horizontal line, at a same amplitude and same time location within a curve). One may say that curves are transmitted without deformation by simple displacement on a X axis. But if we accept the future locations of the curves and thus their existence, we must accept the membrane has an amplitude A at location x 1 , an amplitude B' at x 2 and C' at x 3 , at time t 1 because there is a simple causation effect relation. Thus we are knowing already the future amplitudes of membrane and it gives us by simple deduction the “engine” of action potential. 9 / 12 © SomaSimple 03 June 2005 Here is now a possible explanation of movement (table 2): x1 x2 x3 Amplitude +++ ++ + # ions +++ ++ + # Na+ +++ ++ + # K+ +++ +++ +++ Volume +++ + + Viscosity +++ + + Repulsion +++ + Ct Possible motion Right Right Ct Tab.2 Curves values And show on a graph these variations for clarity (fig 14) Fig.14 Variations at different locations It is now visible that volume, viscosity and repulsions forces impose an unidirectional propagation of action potential. There is no alternative issue but it doesn't mean fortunately that antidromic or backpropagation is impossible. In contrary, it is fully supported by this theory but it might occur only in well defined circumstances. Of course this theory discard totally the “local circuit” theory applied for action transmission potential but this new one is only based upon facts and not on arbitrary suppositions. If the “local circuit” theory is disabled then it becomes impossible to explain either the saltatory conduction since it is a derivation of the primer. But does the myelin wrappings fit better in our findings? We know that it is more ions channels at Ranvier's node and turns of myelin are done for some good reason. The official explanation is that it insulates the internal milieu from external one (fig.14). That's just true but in a total different way that the one given to us. It increases the membrane rigidity allowing a longer transmission of ions solvated wave. 10 / 12 © SomaSimple 03 June 2005 Fig.15 Myelin sheath We have exactly a logarithmic decreasing of pressure [8] and ions concentration (fig.16). And it is exactly what we are seeing in observations. Fig.16 Myelin sheath It is only necessary that the starting pressure assumed at node of Ranvier will be enough high to push the ions in the good direction. It is well known that ions channels density is higher at these sites and much higher than those encountered with unmyelinited fibres. N/ Does it fit the facts? If we summarize the properties that are given by the theory versus the HH model then we have; New Model HH Model Universal YES NO Continuous YES NO (compartmented) Solitonic YES NO Branching YES LOW Trees propagated YES LOW Local current YES NO (impossible) Saltatory propagation YES NO (impossible) Amplification YES NO Acceleration YES NO Neural network YES LOW Fits facts YES LOW Compatible with HH one YES NA O/ Conclusion This new theory based on observed phenomenons and solitonic theory provides a simpler explanation about neuron behaviours and it enhances the previous ones solving some of uncertainties carried by older models. 11 / 12 © SomaSimple 03 June 2005 REFERENCES [1] Mackinnon R. Potassium channels. FEBS Lett. 2003 Nov 27;555(1):62-5. PMID: 14630320 [2] He JH. Resistance in cell membrane and nerve fiber. Neurosci Lett. 2005 Jan 3;373(1):48-50. PMID: 15555775 [3] Sangrey TD, Friesen WO, Levy WB Analysis of the optimal channel density of the squid giant axon using a reparameterized Hodgkin-Huxley model. J Neurophysiol. 2004 Jun;91(6):2541-50. Epub 2004 Jan 28. PMID: 14749318 [4] Knowles A, Shabala S. Overcoming the problem of non-ideal liquid ion exchanger selectivity in microelectrode ion flux measurements. J Membr Biol. 2004 Nov;202(1):51-9. PMID: 15702379 [5] Ulrich D. Dendritic resonance in rat neocortical pyramidal cells. J Neurophysiol. 2002 Jun;87(6):27539. PMID: 12037177 [6] Weidner C, Schmidt R, Schmelz M, Torebjork HE, Handwerker HO. Action potential conduction in the terminal arborisation of nociceptive C-fibre afferents. J Physiol. 2003 Mar 15;547(Pt 3):931-40. Epub 2003 Feb 7. PMID: 12576502 [7] Alvarez O, Gonzalez C, Latorre R. Counting channels: a tutorial guide on ion channel fluctuation analysis. Adv Physiol Educ. 2002 Dec;26(1-4):327-41. PMID: 12444005 [8] Marat M. Rvachev Alternative model of propagation of spikes along neurons Physics Department, Massachusetts Institute of Technology, Cambridge, Massachusetts 02139, USA June 8, 2005 [9] Hains BC, Saab CY, Lo AC, Waxman SG. Sodium channel blockade with phenytoin protects spinal cord axons, enhances axonal conduction, and improves functional motor recovery after contusion SCI. Exp Neurol. 2004 Aug;188(2):365-77. PMID: 15246836 [10] Berger T, Senn W, Luscher HR. Hyperpolarization-activated current Ih disconnects somatic and dendritic spike initiation zones in layer V pyramidal neurons. J Neurophysiol. 2003 Oct;90(4):2428-37. Epub 2003 Jun 11. PMID: 12801902 [11] Waxman SG. Sodium channels as molecular targets in multiple sclerosis. J Rehabil Res Dev. 2002 Mar-Apr;39(2):233-42. Review. PMID: 12051467 [12] Prakriya M, Mennerick S. Selective depression of low-release probability excitatory synapses by sodium channel blockers. Neuron. 2000 Jun;26(3):671-82. PMID: 10896162 12 / 12 © SomaSimple 03 June 2005