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that was used to extract the cataract and insert the intraocular lens. Traverse the anteriorchamber chamber the inserter and the position inserter tip at Figure 10a. Approach the stent as shown on right, and press down on the release button 4.The safety and effectiveness of the iStent® Trabecular Micro-Bypass Stent has not been c. c.Traverse the anterior withwith the inserter and position inserterthe tip at approximately approximately the pupillary Place the the desired position as shown on left. established as an alternative to the primary treatment of glaucoma with medications. The the pupillary margin. Placemargin. the gonioprism intogonioprism the desired into position (see Figure 6 for (see Figure 6 for Model GTS100R). effectiveness of this device has been demonstrated only in patients with mild to moderate Model GTS100R). DIRECTIONS FOR USE TABLE OF CONTENTS open-angle glaucoma who are currently treated with ocular hypotensive medication and who are undergoing concurrent cataract surgery for visually significant cataract. 1. DEVICE DESCRIPTION 10. STORAGE REQUIREMENTS 5.The safety and effectiveness of the iStent® Trabecular Micro-Bypass Stent has not been 2. INDICATIONS FOR USE 11. EXPIRATION DATE established in patients with the following circumstances or conditions which were not 3. CONTRAINDICATIONS 12. RETURN GOODS POLICY studied in the pivotal trial: Temporal Nasal 4. WARNINGS 13. CLINICAL TRIAL RESULTS • In children Figure 10b. While holding down the release button (left), position the snorkel of the stent 5. PRECAUTIONS 14. POST-APPROVAL STUDY RESULTS in the inserter (right). • In eyes with significant prior trauma DIRECTIONS FOR USE/PACKAGE INSERT Direction of feet of 6. ADVERSE REACTIONS 15. LABELING Glaukos Corporation iStent® Trabecular Micro-Bypass Stent System • In eyes with abnormal anterior segment patient DIRECTIONS FOR USE/PACKAGE INSERT 7. INSTRUCTIONS FOR USE 16. MRI SAFETY INFORMATION • In eyes with chronic inflammation Glaukos Corporation iStent® Trabecular Micro-Bypass Stent System DESCRIPTION 8.DEVICE ADVERSE EVENT REPORTING 17. CAUTION • In glaucoma associated with vascular disorders ® DEVICE DESCRIPTION 9.The HOW SUPPLIED iStent Trabecular Micro-Bypass Stent Model GTS100R/L is an intraocular stent that is • In pseudophakic patients with glaucoma Figure Figure6.6. from titanium (Ti6Al4V ELI) and is heparin coated with Duraflo that is • In uveitic glaucoma 1.manufactured DEVICE DESCRIPTION The iStent® Trabecular Micro-Bypass Stent Model GTS100R/L is an intraocular stent that is Gonioscopic (right eye) GonioscopicView ViewofofApproach ApproachtotoTrabecular TrabecularMeshwork Meshwork (right eye) ® from Edwards LifeSciences (note: the porcine source of the heparin is from purchased The iStent Trabecular Micro-Bypass Stent (Models GTS100R and GTS100L) is an manufactured from titanium (Ti6Al4V ELI) and is heparin coated with Duraflo that is Figure 10c. Release the release button (left). The stent is now grasped in the inserter (right). • In patients with prior glaucoma surgery of any type including argon laser trabeculoplasty animals raised only in North America). The stent has a single piece design, is 1.0 mm in intraocular stentEdwards that is manufactured titanium (Ti6Al4V ELI) of andthe is heparin purchased from LifeSciencesfrom (note: the porcine source heparin coated is from • In patients with medicated intraocular pressure greater than 24 mmHg d. d. Locate length, mm in height, with asource). snorkel The length of has 0.25a mm, and a snorkel (note: the0.33 heparin a porcine single piece design,isbore is1.0 1.0diameter mm in of Locatethe thetrabecular trabecularmeshwork, meshwork,and andlook lookfor forbifurcated bifurcatedareas areasbased basedononasymmetric asymmetric animals raised only isinfrom North America). The stentstent has a single piece design, mm areas implant location locationbelow belowthe thehorizontal horizontalmidline midline • In patients with unmedicated IOP less than 22 mmHg nor greater than 36 mmHg after 1). in120µm length, (Figure in height, with a snorkel length of 0.25 mm, and a snorkel bore diameter areasofofpigmentation, pigmentation, and and select select an an implant of of the length, 0.33 0.33 mm mm in height, with a snorkel length of 0.25 mm, and a snorkel bore diameter of “washout” of medications of 120µm (Figure 1). the meshwork and adjacent to any pigmented areas (which could represent collector meshwork and adjacent to any pigmented areas (which could represent collector channels). 120µm (Figure 1). the tip of the stent and the TM (Figure 7a). Insert the self-trephining stent tip channels). Stent Height Snorkel • For implantation of more than a single stent Gently slide the stent tip through the trabecular meshworkcanal and into(Figure Schlemm’s canalAat slight the Snorkel Inside throughe.the trabecular meshwork and into Schlemm’s 7b). (.330 mm) (.250 mm Long) • After complications during cataract surgery, including but not limited to, severe corneal e. Gently nasal position to 4:00 o’clock position for the meshwork right eye; 8and to 9:00 position for slide the(3stent tip through the trabecular into o’clock Schlemm’s canal Diameter (120 µm) Stent Height Snorkel lifting motion may be required for Theinferiorly, stent be 8inserted so that Snorkel Inside burn, vitreous removal/vitrectomy required, corneal injuries, or complications requiring eye),position with the(3tiptoof4:00 the insertion. implant i.e., towards the9:00 patient’s foot:the atthe theleft nasal o’clockdirected position for theshould right eye; to o’clock (.330 mm) (.250 mm Long) (120 μm) DiameterRetention rails are located on back wall Schlemm’s canal and the stent body istowards parallel the placement of an anterior chamber IOL see 7the for aneye), example ofTM Model insertion inthe ainferiorly, right eye. Approach the totip theposition tip Figure offor thethe stent and the of (Figure 7a). Insert self-trephining stent left with the tip ofGTS100R the implant directed i.e., trabecular meshwork atFigure an approximate 15º angle between the tip of (Figure the stent and TM the iris plane (Figures 7c and minimal blood reflux is athein normal the patient’s foot: see 77d). forand anNote: example of Model GTS100R insertion a slight through the trabecular meshwork into Schlemm’s canal 7b). A • When implantation has been without concomitant cataract surgery with IOL implantation Arches Figures 10a, To Reacquire Reacquirean anImplanted Implanted Stent (Figure 7a). Insert self-trephining stentstent, tip through the trabecular meshwork and Retention Figures 10a,10b 10band and10c. 10c. Steps Steps To Stent for visually significant cataract right eye. Approach the trabecular atThe an approximate 15⁰ angle between physiological response tobethe placement ofmeshwork the although this does not occur in allthe lifting motion may required for insertion. stent should be inserted so into that Schlemm’s canal (Figure 7b). A slight lifting motion may be required for insertion. The Arches ® are should located the back wall Schlemm’s body is parallel cases.railsstent 6.The safety and effectiveness of the iStent Trabecular Micro-Bypass Stent has not been Self-Trephining beon inserted so that the of rails are located canal on the and backthe wallstent of Schlemm’s canal to8. ADVERSE EVENT REPORTING established in patients with pseudoexfoliative glaucoma and pigmentary glaucoma, the and iristheplane (Figures 7c toand 7d). Note: minimal blood reflux is blood a normal Rail Tip stent body is parallel the iris plane (Figures 7c and 7d). Note: minimal (Only one rail Adverse events and/or potentially sight-threatening complications that may reasonably be ADVERSE EVENT REPORTING Body (1.00 mm Long) Self-Trephining because the pivotal trial was not powered to evaluate the outcomes of these groups. The Schlemm’s canal physiological response to placement oftothe stent, although this does not occur is visible) reflux is a normal physiological response placement of the stent, although this does pg.not 7 in all regarded as device related must be reported to Glaukos Corporation at: Tip Rail safety and effectiveness of the iStent® has also not been established in patients with other occur in all cases. cases. (Only one rail Body (1.00 mm Long) Adverse and/orNumber: potentially sight-threatening complications that may reasonably be secondary open-angle glaucomas. is visible) U.S. Tollevents Free Phone 1-800-GLAUKOS (452-8567) Figure 1. iStent; front view of right stent GTS100R 15⁰ regarded as device related must be reported to Glaukos Corporation at: ® Alternate Phone Number: 949-367-9600 Figure 1. iStent ; front view of right stent GTS100R Schlemm’s canal Figure 1. iStent; front view of right stent GTS100R 6. ADVERSE REACTIONS Fax Number: U.S. Toll Free949-297-4540 Phone Number: 1-800-GLAUKOS (452-8567) ® has an “L”-shaped structure with a snorkel (inlet) on the short side which resides TheiStent iStent The has an “L”-shaped structure with a snorkel (inlet) on the short side which resides 15⁰ Figure 7a Refer to the Pivotal Clinical Trial Results section for the adverse events that occurred in the Alternate Phone Number: 949-367-9600 Figure 7a theanterior anterior chamber, which opens to half-pipe the half-pipe in Schlemm’s ininthe chamber, andand which opens to the body body whichwhich residesresides in Schlemm’s Figure 7b Fax Number: 949-297-4540 9. HOW SUPPLIED The iStent has an “L”-shaped structure with a snorkel (inlet) on the short side which resides pivotal clinical trial. Additional adverse events that may be reasonably associated with the use canal. closed side of the body (Figure 1) sits the inner wall of Schlemm’s canal. canal. canal.The The closed side of the body (Figure 1) against sits against the inner wall of Schlemm’s of the device include but are not limited to the following: anterior chamber shallowing, severe, ® in the anterior chamber, and which opens to the half-pipe body which resides in Schlemm’s Glaukos iStent Trabecular Micro-Bypass Stent (Models GTS100R and GTS100L): The retention arches on the closed side of the body serve to securely fixate the device in The retention arches on the closed side of the body serve to securely fixate the device in prolonged, or persistent intraocular inflammation, aqueous misdirection, choroidal effusion, Figure 7a canal. The closed side of the body (Figure 1) sits against the inner wall of Schlemm’s canal. Figure 7a Schlemm’s canal. open half-pipe partpart of the body (Figure 2) is2)against the outer wallwall in The stent is attached to the tip of a single-use inserter, and the system is provided sterile and Schlemm’s canal.The The open half-pipe of the body (Figure is against the outer HOW SUPPLIED Figure 7b Thein retention archescollector on the closed side ofrails the are body to securely fixate theFigure device2 in choroidal hemorrhage, corneal decompensation, corneal injury, corneal opacification, order to to access access the serve edges of the half-pipe. nonpyrogenic in a blister tray. Each stent system is individually serialized, and the serial number order collectorchannels. channels.The The rails are the edges ofopen the open half-pipe. Figure 2 cyclodialysis cleft, damage to trabecular meshwork, hyphema, hypopyon, hypotony, Schlemm’s canal. The openinhalf-pipe of the body (Figure 2) is against the outer wall shows of of thethe stent 1,part rotated 180 degrees, to display the open of in of is provided on the tray lid and unit carton. The device has been sterilized by gamma radiation. GTS100R/L Stent System: showsa view a view stent Figure in Figure 1, rotated 180 degrees, to display the half-pipe open half-pipe hypotony maculopathy, IOL dislocation, iridodialysis, loss of vitreous, perforation of sclera, order to access collector channels. The rails are the edges of the open half-pipe. Figure 2 the body. The stent is attached to the tip of a single-use inserter, and the system is provided sterile and posterior capsular bag rupture, proliferative vitreoretinopathy, pupillary block, pupillary thestent stent body. ® Glaukos iStent Trabecular Micro-Bypass Inserter (Model GTS100i): shows a view of the stent in Figure 1, rotated 180 degrees, to display the open half-pipe of membrane formation, retinal detachment, retinal dialysis, retinal flap tears, secondary surgical nonpyrogenic in a blister tray. Each stent system is individually serialized, and the serial Rails ® Body the stent body. The Glaukos iStent Trabecular Micro-Bypass Inserter (Model GTS100i) is a stand-alone intervention, including but not limited to glaucoma surgery, stent inadvertently released from (open half-pipe shown) inserter; i.e., the Model GTS100i does not have an iStent® Trabecular Micro-Bypass Stent Rails inserter in eye, stent dislocation, stent not retrievable, stent not visible with gonioscopy, stent Body Figure 7d Figure 7c attached to the tip when packaged in this configuration. The inserter (Model GTS100i) is malfunction, and vitreous hemorrhage. (open half-pipe shown) provided sterile and nonpyrogenic in a blister tray. Each inserter has a lot number which is Snorkel provided on the tray lid and unit carton. The device has been sterilized by gamma radiation. Figure 7. Insertion of Stent through TrabecularFigure Meshwork 7d pg. 10 Figure 7c Snorkel 7. INSTRUCTIONS FOR USE Figure 7a. Approach trabecular meshwork Self-Trephining Cataract Surgery Figure7.7.Insertion Insertion of Stent Trabecular Figures 7b-7d. Figure Insertion through of trabecular meshwork intoMeshwork Schlemm’s 10. STORAGE REQUIREMENTS Stent through through Trabecular Meshwork Canal Tip Figure 7a. Approach trabecular meshwork 1. C ataract surgery with IOL implantation should be performed first followed by implantation Figure 7a. Approach trabecular meshwork Self-Trephining The device should be stored at room temperature in the range of 15-30º C. Figures 7b-7d. Insertion through trabecular meshwork into Schlemm’s Canal view of open body (right stentGTS100R) GTS100R) of the iStent®. Figure 2.Figure iStent2.®;iStent; view of open stentstent body (right If there is Figures difficulty withInsertion insertion at the trabecular desired location, try into inserting aboutCanal 0.5 clock 7b-7d. through meshwork Schlemm’s Tipstent 2.The stent implantations are designed for nasal placement; therefore, surgery is to hour be inferior (i.e., if the first attempt is at 3:00 in the right eye, move inferiorly to the 11. EXPIRATION DATE When properlyFigure implanted, iStent is stent intended to create bypass through the trabecular 2. iStent;the view of open body (right stent aGTS100R) If there is difficulty with insertion at the desired location, try inserting about 0.5 clock ® performed from the temporal side of the head. When properly implanted, the iStent is intended to create a bypass through the trabecular If there isifdifficulty insertion at theindesired try inserting aboutthe 0.58:30 clock meshwork to Schlemm’s canal to improve aqueous outflow through the natural physiologic 3:30 position; the (i.e., firstifwith attempt is at 9:00 leftlocation, eye,eye, move When properly implanted, the iStent is intended to create a bypass through the trabecular hour inferior the first attempt is at 3:00the in the right moveinferiorly inferiorly totothe 3:30 The expiration date on the device package (tray lid) is the sterility expiration date. In ® meshwork toThe Schlemm’s canal to improve aqueous outflow through the configuration natural physiologic pathway. implant is provided to the surgeon in a pre-loaded in order to hour inferior (i.e., if move the firstis attempt istheat 3:00 infor the subsequent right eye,tomove inferiorly to the addition, there is a sterility expiration date that is clearly indicated on the outside of the 3.If the angle needs to be deepened after cataract surgery for placement of the iStent , position). an Continue to inferior as needed attempts. Note: position; if the first attempt at 9:00 in left eye, move inferiorly the 8:30 position). meshwork to Schlemm’s canal to improve aqueous outflow through the natural physiologic pathway. The implant is provided to the surgeon in a pre-loaded configuration in order to allow The for implant precise is insertion into canal. The inserter has been designed 3:30Continue position; iftothethe first attempt is for atpositions 9:00 in the leftprevent eye,Note: move inferiorly to device the 8:30 unit carton. Sterility is assured if the tray seal is not punctured or damaged until the to move inferior as or needed subsequent attempts. superior pathway. provided to Schlemm’s the surgeon in ainserter pre-loaded configuration order to by intracameral miotic should be injected. Implanting superior 3:00 9:00 may theImplanting tip of the allow for precise insertion into Schlemm’s canal. The has been designed byin Glaukos Glaukos Corporation to hold the Schlemm’s implant and tocanal. release the implant oncehas it has beendesigned inserted by Stent Implantation position). Continue to move inferior as needed for subsequent attempts. to the 3:00 or 9:00 positions may prevent the tip of the device from penetrating tissue dueNote:expiration date. This device should not be used past the indicated sterility expiration date. allow for precise insertion into The inserter been from penetrating tissue due to the circular geometry of the eye. Corporation to hold the implant and to release the implant once it has been inserted within within Schlemm’s canal. Two model numbers (GTS100L and GTS100R) are available. The to the circular geometry of the eye.or 9:00 positions may prevent the tip of the device Implanting superior to the 3:00 1. Select the model for implantation (i.e., Model GTS100L or Model GTS100R). Schlemm’s canal. Two model numbers of the iStent® Trabecular Micro-Bypass Stent last digit of these model numbers (L and R) correlates to a left-flow stent and a right-flow f. Release stent by tissue pushing the the inserter. stent is in 12. RETURN GOODS POLICY f.the Release the stent by pushing the button onon the inserter. theOnce stent isthe in Schlemm’s from penetrating due to thebutton circular geometry ofOnce the eye. ® (GTS100R and GTS100L) are available. The last digit of these model numbers (R and L) pg.2. 1 The peel pouch containing the iStent Trabecular Micro-Bypass Stent System should be stent. The stents are identical except the body faces opposite directions in order to facilitate canal, gently tap thetap side of side the snorkel the inserter the body of the stent in correlates to a right-flow stent and a left-flow stent, respectively. The stents are identical except Schlemm’s canal, gently the of thewith snorkel with to thealign inserter to align the body opened onto the sterile field. Caution: Do not use the device if the Tyvek® lid has been nasal stent placement. Model GTS100L is designed for the left eye, and Model GTS100R is f. Release the stent by pushing button on will the not inserter. Once the stent is inPlease contact Glaukos Corporation. Schlemm’s canal (Figure 8).(Figure Thethe body8). of the stent be aligned within Schlemm’s pg. 1 the body faces opposite directions in order to facilitate nasal stent placement. Model GTS100L of the stent in Schlemm’s canal The body of the stent will not be aligned opened or the packaging appears damaged. In such cases, the sterility of the device may designed for the right eye (Table 1). Schlemm’s canal, tap the side of the snorkel with the inserter to align the body canal without thisgently last step. is designed for the left eye, and Model GTS100R is designed for the right eye (Table 1). be compromised. withinofSchlemm’s without this (Figure last step.8). The body of the stent will not be aligned 13. PIVOTAL CLINICAL TRIAL RESULTS the stent incanal Schlemm’s canal TheGlaukos Glaukos iStent iStent®® Trabecular Trabecular Micro-Bypass GTS100i is also in a The Micro-BypassInserter InserterModel (Model GTS100i) is available also available 3.Grasp the inserter as shown in Figure 3 with your index finger on the release button. With ®® Description of the Randomized Clinical Trial within Schlemm’s canal without this last step. configuration; i.e.,i.e., ThetheInserter GTS100i does notnot have instand-alone a stand-alone configuration; InserterModel (Model GTS100i) does haveananiStent iStent the release button on the inserter facing up, ensure that the orientation of the stent on the Schlemm’s canal Trabecular Micro-Bypass Micro-Bypass Stent thethe tip tip when packaged in thisinconfiguration. The Trabecular Stentattached attachedtoto when packaged this configuration. The study was a prospective, randomized, controlled, open-label, multicenter trial. A total of inserter is appropriate for the desired nasal implantation as shown in Figure 4a for the inserter is provided as as a single-use, disposable device thatthat is is able The inserter is provided a single-use, disposable device abletotoreacquire reacquirethe thestent stent 27 sites throughout the U.S. enrolled subjects in the randomized phase of the study. A total of Schlemm’s canal Model GTS100L and in Figure 4b for the Model GTS100R. intraocularlyshould shouldthe the surgeon surgeon determine determine itit isis necessary. intraocularly necessary. 240 eyes of 239 patients meeting the study eligibility criteria were randomized in a 1:1 fashion to undergo either implantation of the iStent® in conjunction with cataract surgery (treatment group) or cataract surgery without implantation of the iStent® (control group). Subjects in this TABLE TABLE 11 randomized population were treated from April 13, 2005 through June 28, 2007. All subjects Glaukos Micro-BypassStent StentSystem System GlaukosCorporation Corporation iStent iStent® Trabecular Trabecular Micro-Bypass were followed for a period of 2 years. A total of 117 eyes of 116 subjects were enrolled in the treatment group, and 123 subjects were enrolled in the control group. To obtain additional Figure Figure 8. 8. safety information, the study also included a separate non-randomized arm of patients to Catalogue # Description stenttap andside tap with side with inserter to stent Schlemm’s canal canal ReleaseRelease stent and inserter to align stent ininSchlemm’s Figure 8. align undergo iStent® implantation in conjunction with cataract surgery. A total of 50 subjects were Release stent and tap side with inserter to align stent in Schlemm’s canal GTS100L Left-flow iStent attached to disposable inserter, enrolled in this arm of the study (also see additional detail below in the section entitled “Nong. Verify that the inlet of the snorkel is visible in the anterior chamber. designed for left eye Randomized Cohort”). Study subjects were diagnosed with mild to moderate open-angle g. Verify that the inlet of the snorkel is visible in the anterior chamber. h. Withdraw the inserter. A view viewofofthetheimplanted implanted stent the snorkel visible is glaucoma (OAG). Pseudoexfoliative and pigmentary glaucoma were acceptable diagnoses. h. Withdraw theinlet inserter. A stent withwith thechamber. snorkel visible is shown g. Verify that the of the snorkel is visible in the anterior GTS100R Right-flow iStent attached to disposable inserter, shown in Figure 9. belowbelow in Figure 9. FigureFigure 3. Hand on inserter 3. position Hand position on inserter designed for right eye Mild to moderate open-angle glaucoma was defined in the study protocol as: Figure3.3.Hand Hand position position on Figure oninserter inserter GTS100i Stand-alone inserter (no stent attached) 1.Enlarged C:D ratio consistent with glaucoma, but still ≤ 0.8, given the requirement for pg. 8 pg. 8 early stage glaucomatous disease 2. Either visual field defect or nerve abnormalities consistent with glaucoma. 2. INDICATIONS FOR USE DIRECTIONS FOR USE/PACKAGE INSERT Glaukos Corporation iStent® Trabecular Micro-Bypass Stent System The iStent® Trabecular Micro-Bypass Stent (Models GTS100R and GTS100L) is indicated for use in conjunction with cataract surgery for the reduction of intraocular pressure (IOP) in adult patients with mild to moderate open-angle glaucoma currently treated with ocular hypotensive medication. Temporal Direction of feet of patient 3. CONTRAINDICATIONS The iStent® Trabecular Micro-Bypass Stent is contraindicated under the following circumstances or conditions: • I n eyes with primary angle closure glaucoma, or secondary angle-closure glaucoma, including neovascular glaucoma, because the device would not be expected to work in such situations Nasal FigureFigure 4a. GTS100L (top(top view) 4a. Model GTS100L (top view) Figure 4a.Model Model GTS100L view) tip isis inferior andand points leftview) Stent tip is inferior and points left Figure 4a. Model GTS100L (top Stent Stent tip inferior points left Stent tip is inferior and points left Figure 4b. 4b. Model GTS100R (top view) Figure 4b. Model GTS100R (top view) Figure Model GTS100R (top view) Stent tip is inferior and points right Stent tip is inferior and points rightright Figure 4b. Model GTS100R (top view) Stent tip is inferior and points Figure Figure9.9. Gonioscopic stent (right eye) Gonioscopicview viewofofimplanted implanted stent (right eye) Stent tip is inferior and points right theofend the procedure, the following should be performed: 7. At 7. theAt end theofprocedure, the following should be performed: 4.Inspect angle with a gonioprism to ensure that a good view is available at the nasal implant • I n patients with retrobulbar tumor, thyroid eye disease, Sturge-Weber Syndrome or any location. a. I rrigate the anterior chamber with balanced salt solution (BSS) throughthethecorneal corneal a. Irrigate the anterior chamber with balanced salt solution (BSS) through other type of condition that may cause elevated episcleral venous pressure 4. Inspect angle angle with awith gonioprism to ensure that athat good view view is available at theatnasal 4. Inspect a gonioprism to ensure a good is available the nasal wound manually, or with automated irrigation/aspiration to removeviscoelastic viscoelasticand and 5. P lace a gonioscope on the cornea and reposition the surgical microscope as needed to wound manually, or with automated irrigation/aspiration to remove implant location. implant 4. Inspect anglelocation. with a gonioprism to ensure that a good view is available at the nasal 4. WARNINGS refluxed blood. visualize the trabecular meshwork, through the gonioprism, on the nasal side of the eye. refluxed blood. implant location. on theoncornea a gonioscope andof reposition the surgical microscope needed 5.Focus Place theangle cornea andeye reposition the Look surgical microscope as needed to b. Inflate the anterior chamber with saline solution as needed to achieve physiologic 1.The following conditions may prohibit sufficient visualization of the angle required for safe 5. Place on athegonioscope landmarks in the the (Figure 5). up from theasiris root toto Inflate the anterior chamber with saline solution as needed to achieve physiologic visualize trabecular through theSchwalbe’s gonioprism, on(white the side theof eye. visualize the trabecular meshwork, through thethe gonioprism, onnasal the nasal the find the scleral spur (white Then for line line) down from the pressure. and successful stent implantation: corneal haze, corneal opacity, or any other conditions 5. Place a the gonioscope onmeshwork, theline). cornea andlook reposition surgical microscope asofside needed tob.eye. pressure. Focus on the landmarks inmeshwork, the in angle of theof eye (Figure 5). Look up nasal from the iris root toroot to cornea. The trabecular meshwork a red/brown line) is between scleral spur Focus on the landmarks the(typically angle eye (Figure 5). Look upthe from iris that may inhibit gonioscopic view in the intended implant location. visualize the trabecular through the gonioprism, on the side ofthe the eye. c. Ensure that the corneal incision is sealed, and place 10-0 nylon suture if needed. and Schwalbe’s line. Schlemm’s canal behind thefor trabecular meshwork. find the scleral spur (white line). Then look for Schwalbe’s (white line)thedown fromtoc. find the spur line). Then look Schwalbe’s line (white line) down from Focus on the scleral landmarks in(white the angle ofis the eye (Figure 5). line Look up from iris root Ensure that the corneal incision is sealed, and place 10-0 nylon suture if needed. 2.The surgeon should perform gonioscopy prior to taking a patient to surgery to exclude the cornea. The spur trabecular meshwork (typically red/brown line) isline) between the scleral the cornea. The(white trabecular a red/brown isline) between the scleral find scleral line).meshwork Then look(typically foraSchwalbe’s line (white down from congenital anomalies of the angle, peripheral anterior synechiae (PAS), rubeosis, and any spur line. Schlemm’s canal is behind the trabecular meshwork. spurSchwalbe’s andThe Schwalbe’s line. Schlemm’s canal is the line) trabecular meshwork. pg. 2 a the and cornea. trabecular meshwork (typically a behind red/brown is between the scleral Postoperative Instructions other angle abnormalities that could lead to improper placement of the stent and pose Postoperative Instructions 1.Patients should be managed postoperatively for IOP increases that may occur in the early spur and Schwalbe’s line. Schlemm’s canal is behind the trabecular meshwork. hazard. postoperative period as postoperatively a possible sequelae following cataract surgery in in patients with 1. Patients should be managed for IOP increases that may occur the early 3.Regarding the Magnetic Resonance (MR) status of the implant, non-clinical testing has glaucoma.period as a possible sequelae following cataract surgery in patients with postoperative ® demonstrated that the iStent Trabecular Micro-Bypass Stent (Models GTS100R and glaucoma. GTS100L) is MR Conditional. Please see the “MRI SAFETY INFORMATION” section at Retrieval of an Implanted Stent the end of this document for conditions for safe scanning. If the surgeon determines that another inserter (Model GTS100i) is required to grasp a stent 5. PRECAUTIONS Retrieval ofthe an original Implanted Stentfrom the stent system is no longer available or not used), the inserter (i.e., inserter 1.The surgeon should inform the patient that the stent is MR-Conditional (as noted on their (Model GTS100i) may be used by the surgeon as follows: If the surgeon determines that another GTS100i inserter is required to grasp a stent (i.e., the Patient ID card), and if the patient needs to undergo an MRI, they should let their doctor ® Similar to the the initial implant procedure, visualize the location the iStent using a original1. inserter from stent system is no longer available or notof used), the Model know they have an iStent® implanted in their eye. GTS100i goniolens. inserter may be used by the surgeon as follows: 2.After the surgery, the surgeon should give the patient the Patient ID card (enclosed in the 2.Enter the eye through a clear corneal incision. 1. Similar to the initial implant procedure, visualize the location of the iStent using a iStent® packaging) with the appropriate information filled in, and should advise the patient Figure 5. iStent® Implant Site goniolens. 3.Advance to the location of the iStent®, and depress the inserter button to open the inserter to keep the card in a safe place, e.g., his or her wallet, for future reference. The surgeon 2. Enter the eye through a clear corneal incision. jaws (Figure 10a). should advise the patient that this Patient ID card contains important information related to 3. 6Advance to the location of the the release iStent, button, and depress the the inserter button to stent openinthetheinserter pg. pg.4. 6 While holding down position snorkel of the inserter the iStent® and that the card should be shown to their current and future health care providers. 6. Insertion of stent jaws (Figure 10a). (Figure 10b), and then release the release button to grasp the snorkel of the stent (Figure pg. 6 a.Inject viscoelastic into the anterior chamber to assist with chamber maintenance. 3. The surgeon should monitor the patient postoperatively for proper maintenance of 4. While 10c). holding down the release stent inin the Once the stent is in the button, inserter, position it can thenthe be snorkel implantedofasthe described Stepinserter 6 above, intraocular pressure. If intraocular pressure is not adequately maintained after surgery, the b.Insert the stent (which is attached to the inserter tip) through the temporal incision that was (Figure andfrom then the release to grasp theexiting snorkelthe ofwound. the stent (Figure or10b), removed eye. the Carerelease shouldbutton be exercised when surgeon should consider an appropriate medication regimen to reduce intraocular pressure. used to extract the cataract and insert the intraocular lens. 10c). Once the stent is in the inserter, it can then be implanted as described in Step 6 above, or removed from the eye. Care should be exercised when exiting the wound. In the case of visual field defect, the following criteria were to be met: • no severe nasal steps worse than 4 continuous clustered points • no more than 3 clustered points with sensitivity less than 15dB within 15 degrees from the fixation point • no other evidence at clinical examination of moderate to advanced nerve fiber bundle defects (i.e. Bjerrum scotoma) In the case of nerve abnormalities consistent with glaucoma, one or more of the following was acceptable for diagnosis: • segmental loss of neuroretinal rim (notching) • Drance disc hemorrhage (splinter hemorrhage) • nerve fiber layer loss (as observed with an ophthalmoscope) • pseudo pit of the disc • visible laminar dots • optic nerve abnormalities determined by Heidelberg retina tomograph (HRT) confocal scanning imaging • findings on polarimetry consistent with early glaucoma such as a wedge shaped-defect connecting to the optic nerve head with values at or below the 5th percentile as evidenced on the deviation map, any parameter below the 5th percentile, or the nerve fiber indicator (NFI) >35 using GDx • findings on optical coherence tomography (OCT) of retinal nerve fiber layer (RNFL) thickness outside of the normal range consistent with clinical evaluation of the optic nerve and RNFL Subjects with secondary OAG were excluded, except for 4 eyes in the randomized treatment group and 3 in the randomized control group with pigmentary glaucoma and 7 eyes in each of the randomized groups with pseudoexfoliative glaucoma in the study eye based upon the protocol inclusion and exclusion criteria. Subjects were required to have best corrected visual acuity of 20/40 or worse with medium Brightness Acuity Tester, and clinically significant cataract eligible for phacoemulsification, to qualify for the study. Subjects were required to be on one to three ocular hypotensive medications, with a medicated IOP of ≤ 24 mmHg at screening evaluation, and with an unmedicated IOP ≥ 22 mmHg and ≤ 36 mmHg at baseline visit, after washout. Of the 116 subjects in the treatment group, 68% were 70 years of age or older at the time of surgery, with a mean age of 74 years. Most subjects (60%) were female, and the majority of subjects (71%) were Caucasian. There were equal proportions of right eyes and left eyes. Similar demographic characteristics were seen in the 123 control subjects, where 65% were 70 years of age or older with a mean age of 73 years. Fifty-eight percent were female. The majority of subjects (72%) were Caucasian, and there were equal proportions of right eyes and left eyes. The primary effectiveness outcome was defined as IOP ≤ 21 mmHg without use of ocular hypotensive medication at 12 months (Intent to Treat (ITT) using Last Observation Carried Forward (LOCF)). The proportion of subjects with this outcome was compared between the two study groups. The secondary effectiveness outcome was defined as IOP reduction from baseline of ≥ 20% without use of ocular hypotensive medication at 12 months (ITT using LOCF). The proportion of subjects with this outcome was compared between the two study groups. Efficacy Results – Randomized Trial Primary and Secondary Efficacy Endpoints Sixty-eight percent of subjects in the treatment group (combined cataract and iStent® implantation) met the primary endpoint of IOP ≤ 21 mm Hg with no medications at 12 months (mITT1 using non-responder analysis) (Table 2). In comparison, only 50% of subjects in the control group (cataract surgery only) met the primary endpoint. This treatment difference of TABLEendpoint 2 18% in favor of the iStent® group on the primary at 12 months was statistically (p = IOPand ≤ 21clinically MMHG significant. WITHOUT OCULAR HYPOTENSIVE MEDICATIONS AT 12 MONTHS .004) Analysis Population and 1 Cataract Surgery Cataract Surgery N=116 N=123 P-value1 The ITT population included 117 eyes of 116 subjects randomized to undergo iStent® implantation. The modified ITT population Imputation Method iStent® Only (mITT) included 116 eyes of 116 subjects (excluded 1 eye fromwith same subject). 1. (%) (%) ABLE TTABLE 22 mITT Analysis 68% 50% AT 12 MONTHS .004 IOPUsing 21Non-Responder MMH HGGWITHOUT WITHOUT O OCULAR CULAR H HYPOTENSIVE YPOTENSIVE M MEDICATIONS EDICATIONS AT IOP ≤≤ 21 MM 12 MONTHS Two-sided Z-test. Cataract Surgery Surgery Cataract Cataract Surgery Surgery P-value11 Cataract P-value with iStent iStent Only with Only N=116 N=123 of patients with IOP The secondary endpoint in the GC-003 pivotalN=116 trial was the proportion N=123 (%)at 12 months (%) (%) (%) reduced ≥ 20% from baseline without medications (mITT using non-responder mITT Using Using Non-Responder Non-Responder Analysis 68% 50% .004 ® mITT Analysis 68% 50% .004 Analysis Population Population and and Analysis ImputationMethod Method Imputation analysis). In theZ-test. iStent treatment group, 64% of subjects implanted met this endpoint Two-sided Z-test. 1.1. Two-sided compared to 47% in the cataract control group (Table 3). This treatment difference of 17% wasThe alsosecondary statistically (p = .010) clinically significant. The secondary endpoint in the theand GC-003 pivotal trial was wasthe theproportion proportionof ofpatients patientswith withIOP IOP endpoint in GC-003 pivotal trial was the proportion of patients with IOP The secondary endpoint reduced ≥ 20% 20% from from baseline baseline without without medications medicationsat at12 12months months(mITT (mITTusing usingnon-responder non-responder reduced ≥≥ 20% reduced at 12 months (mITT using non-responder TABLE treatment group, group, 64%3of of subjects subjects implanted implantedmet metthis thisendpoint endpoint analysis). In the the iStent iStent®®® treatment analysis). In In 64% analysis). 64% of subjects implanted met this endpoint REDUCTION ≥ in 20% OCULAR H(Table YPOTENSIVE Mtreatment EDICATIONS AT 12of M ONTHS IOP compared theWITHOUT cataract control control group (Table3). 3). This This treatmentdifference difference of17% 17% to 47% 47% in the group compared to cataract (Table 3). This treatment difference of 17% Population andand Cataract Surgery Cataract Surgery P-value1 was also alsoAnalysis statistically (p == .010) .010) and clinically clinically significant. significant. was statistically (p significant. Imputation Method with iStent® mITT Using Non-Responder Analysis PopulationAnalysis and Analysis Population and 64% Cataract Surgery Cataract Surgery with iStent iStent with N=116 N=116 (%) (%) 64% 64% Only ABLE N=116 N=123 TTABLE 33 (%) (%) IOPR REDUCTION EDUCTION ≥≥ 20% 20%WITHOUT WITHOUT O OCULAR CULAR H HYPOTENSIVE YPOTENSIVE M MEDICATIONS EDICATIONS AT 12 12M MONTHS ONTHS IOP AT 1 1. Two-sided Z-test. ImputationMethod Method Imputation mITT Using Using Non-Responder Analysis mITT Non-Responder Analysis Safety Results – Adverse Events 1. Two-sided Z-test. 1. Two-sided Z-test. Cataract47% Surgery Cataract Surgery Only Only N=123 N=123 (%) (%) 47% 47% 1 .010 P-value P-value .010 .010 Intraoperative Complications Safety Results Results Adverse Events Safety Results Adverse Events Events Intraoperative complications specifically related to implantation of the iStent are summarized Safety ––– Adverse in Table 4 for the 112 subjects Intraoperative Complications in whom stent implantation was attempted. These events Intraoperative Complications Intraoperative Complications included iris touch (n=8), endothelium touch (n=1), intraoperative stent removal and ® Intraoperative complications complicationsspecifically specifically related to implantation of the are Intraoperative complications specifically related to implantation implantation of the the iStent iStent areiStent summarized Intraoperative to of are summarized replacement (n=1), failure to the implant stentrelated (n=1) and stentimplantation malposition (n=1). summarized in Table 4 for 112 subjects in whom stent was attempted. These in Table Table 44 for for the the 112 112 subjects subjects in in whom whom stent stent implantation implantation was was attempted. attempted. These These events events in events included iris touch (n=8), endothelium touch (n=1), intraoperative stent removal and included iris touch touch (n=8), endotheliumwas touch (n=1), intraoperative intraoperative stent removal and included iris (n=8), endothelium touch (n=1), stent removal and These data show that failure stent implantation successful in the majority of cases, with only replacement (n=1), to implant stent (n=1) and stent malposition (n=1). replacement (n=1), failure failure to to implant implant stent stent (n=1) (n=1) and and stent stent malposition malposition (n=1). (n=1). (n=1), one replacement report of stent implantation not completed due to poor visualization of the angle, and a These data show that stent implantation was successful in the majority of cases, with only one lowThese incidence of operative complications and adverse events. These data show that stent stent implantation was successful in the the majority majority ofangle, cases,and with only show that implantation in of cases, with only report data of stent implantation not completedwas duesuccessful to poor visualization of the a low one reportof ofoperative stent implantation implantation not completed completed due to poor poor visualization visualization of of the the angle, angle, and and aa incidence complications and adversedue events. one report of stent not to low incidence incidence of of operative operative complications complications and and adverse adverse events. events. low TABLE 4 OPERATIVE COMPLICATIONS AND ADVERSE EVENTS FROM STENT IMPLANTATION TABLE ABLE 44 N = 112T n (%) OPERATIVE PERATIVE COMPLICATIONS OMPLICATIONS AND A ADVERSE DVERSE E EVENTS VENTS FROM FROM SSTENT TENT I8IMPLANTATION MPLANTATION Iris touched by the device ( 7.1%) O C AND N == 112 112 N Endothelium touched Iris touched touchedstent bythe theremoval device and replacement Iris by device Intraoperative Endothelium touched Endothelium touched Failure to implant stent Intraoperative stent removal removal and and replacement replacement Intraoperative Stent malpositionstent nn1 (%) ((%) 0.9%) 7.1%) 88 ((1 7.1%) ( 0.9%) 0.9%) 11 ((1 0.9%) ( 0.9%) 0.9%) 11 ((1 0.9%) ( 0.9%) 0.9%) 11 (( 0.9%) 0.9%) 11 (( 0.9%) Failure to to implant implant stent stent Failure Stent malposition malposition Stent Postoperative Ocular Adverse Events A summaryOcular of postoperative Postoperative Adverse ocular Eventsadverse events reported in the safety population during the randomized clinical trial is presented below. Anticipated, early postoperative events included A summary of postoperative ocular adverse events reported in the safety population during Postoperative Ocular Adverse Events Postoperative Ocular Events transient events suchAdverse as corneal edema, trace folds, trace striae, transient hypotony at 5-7 A summary of postoperative ocular adverse events reported reported in the the safetypostoperative population during the A randomized clinical trial is presented below. Anticipated, early events summary of postoperative ocular events in safety population during hours, inflammation, epithelial defectadverse and discomfort as expected following cataract surgery. the randomized clinicalcells trialand presented below. Anticipated, early postoperative events the randomized clinical trial isis presented below. Anticipated, postoperative Iritis, anterior chamber uveitis were considered separate early and unique adverse events event categories of intraocular anterior segment inflammation. The combined incidence of these events was 2% in the treatment group (1 iritis, 1 uveitis) vs. 6% in the control group (6 iritis, pg. 14 1 anterior chamber +1 cells requiring treatment). pg.14 14 pg. One adverse event in each group was deemed by investigators to be severe. One subject in the treatment group experienced BCVA loss (“count fingers”) after suffering a stroke. One subject in the control group had macular traction, macular hole and macular edema treated with vitrectomy; this subject also had BCVA loss of ≥ 1 line at ≥ 3 months postoperative. With the exception of adverse events specifically related to stent malposition or obstruction, adverse events occurred at a low incidence in both groups and were representative for the elderly, post-cataract surgery population evaluated in this study. Thus, there were no serious or unanticipated safety concerns related to implantation of the iStent® in conjunction with cataract surgery. TABLE 5 POSTOPERATIVE OCULAR ADVERSE EVENTS* SAFETY POPULATION Adverse Events Cataract Surgery with iStent N = 116 n (%) Anticipated early postoperative event Early postop corneal edema Early postop anterior chamber cells Early postop corneal abrasion Early postop corneal striae Early postop discomfort Early postop subconjunctival hemorrhage Early postop superficial punctate keratitis Early postop blurry vision Early postop floaters Any BCVA loss of at least 1 line at or after the three month visit Posterior capsular opacification Stent obstruction by iris, vitreous, fibrous overgrowth,fibrin, blood, etc. Blurry vision or visual disturbance Elevated IOP – other Stent malposition Subconjunctival hemorrhage Epiretinal membrane Drusen Iris atrophy Iritis Conjunctival irritation due to hypotensive medication Disc hemorrhage Elevated IOP requiring treatment with oral or intravenous medications or with surgical intervention Allergic conjunctivitis Dry eye Macular edema Cystoid macular edema Bleeding (vitreous hemorrhage or persistent & non-preexisting hyphema) Corneal edema Transient hypotony Mild pain Foreign body sensation Posterior vitreous detachment Rebound inflammation from tapering steroids Choroidal detachment Endophthalmitis *occurring at ≥ 2% in either group, or other adverse events known to be or potential risk with stent implantation. Cataract Surgery Only N = 117 n (%) 9( 4( 3( 2( 1( 1( 0( 0( 0( 8( 7( 5( 8%) 3%) 3%) 2%) 1%) 1%) 0%) 0%) 0%) 7%) 6%) 4%) 11 ( 9%) 2 ( 2%) 2 ( 2%) 1 ( 1%) 2 ( 2%) 0 ( 0%) 2 ( 2%) 1 ( 1%) 1 ( 1%) 12 ( 10%) 12 ( 10%) 0 ( 0%) 4( 4( 3( 2( 2( 2( 2( 1( 1( 1( 1( 3%) 3%) 3%) 2%) 2%) 2%) 2%) 1%) 1%) 1%) 1%) 8( 5( 0( 2( 1( 0( 0( 6( 3( 3( 3( 7%) 4%) 0%) 2%) 1%) 0%) 0%) 5%) 3%) 3%) 3%) 1( 1( 1( 1( 1( 1%) 1%) 1%) 1%) 1%) 2( 2( 2( 1( 0( 2%) 2%) 2%) 1%) 0%) 1 ( 1%) 0 ( 0%) 1 ( 1%) 0 ( 0%) 0 ( 0%) 5 ( 4%) 0 ( 0%) 4 ( 3%) 0 ( 0%) 4 ( 3%) 0 ( 0%) 2 ( 2%) 0 ( 0%) 1 ( 1%) 0 ( 0%) 1 ( 1%) associated with glaucoma procedures In reported in Table 5 (i.e., adverse events that occurred at an In addition additiontotothe theadverse adverseevents events reported in Table 5 (i.e., adverse events that occurred incidence of ≥ 2% either adverseadverse events events that occurred at < 2% bothingroups at an incidence of in ≥ 2% in group), either group), that occurred at in < 2% both included worsening of glaucoma and allergy to cosmetics. Adverse events that occurred at < 2% in the treatment group included age-related macular degeneration, uveitis, GLAUKOS CORPORATION ISTENT TRABECULAR MICRO-BYPASS STENT groups included worsening of glaucoma and allergy to cosmetics. Adverse events that occurred at < 2% in the treatment group included age-related macular degeneration, uveitis, blepharospasm, dysesthesia and/or photophobia, endo pigment, eye splash injury, eyelid bruise due to fall, metallic particle on iris, mild throbbing pain, periorbital hematoma due to fall, possible bacterial conjunctivitis, seasonal allergies, and subjconjunctival hemorrhage secondary to aspirin. Adverse events that occurred at < 2% in the control group included blepharoconjunctivitis, worsening of age-related macular degeneration, anterior chamber (1+) cells at one month requiring treatment, burning due to dry eye, carotid artery disease, choroidal tubercle, and conjunctivitis. Secondary Surgical Interventions One subject in the treatment group underwent trabeculoplasty (Table 6). Another subject underwent focal argon laser coagulation for diabetic macular edema. Stent-specific secondary surgical interventions (Table 6) were reported in 5 randomized iStent® subjects (3 stent repositionings, 1 stent removal and replacement, 1 Nd:YAG laser iridoplasty) to resolve stent malposition or obstruction observed by investigators in the early postoperative period. In the cataract surgery only group, two subjects underwent laser trabeculoplasty, one subject underwent deep sclerectomy followed by revision and laser sclerostomy five weeks later, one subject underwent vitrectomy for macular traction, macular hole and macular edema, and one subject underwent three separate procedures of wound resuture because of wound leak, pupilloplasty, and IOL removal and replacement. TABLE 6 SECONDARY SURGICAL INTERVENTIONS – POSTOPERATIVE OCULAR ADVERSE EVENTS SAFETY POPULATION Secondary Surgical Intervention Adverse Events Paracentesis1 Nd:YAG laser capsulotomy Stent repositioning Punctal cautery/punctal plugs Trabeculoplasty Nd:YAG laser iridoplasty for stent obstruction Focal argon laser photocoagulation Stent removal and replacement Deep sclerectomy/sclerostomy IOL removal and replacement LASIK Pupilloplasty Vitrectomy Wound resuture due to wound leak 1. included paracentesis at the 5-7 hr exam Randomized Group Cataract Surgery Cataract Surgery with iStent Only N = 116 N = 117 n (%) n (%) 31 (27%) 34 (29%) 7 ( 6%) 11 ( 9%) 3 ( 3%) 0 ( 0%) 1 ( 1%) 3 ( 3%) 1 ( 1%) 2 ( 2%) 1 ( 1%) 0 ( 0%) 1( 1( 0( 0( 0( 0( 0( 0( 1%) 1%) 0%) 0%) 0%) 0%) 0%) 0%) 0( 0( 1( 1( 1( 1( 1( 1( 0%) 0%) 1%) 1%) 1%) 1%) 1%) 1%) Non-Randomized Cohort Non-Randomized Cohort As described earlier, a non-randomized arm of the study was performed. A total of 50 AsNon-Randomized described earlier,Cohort aatnon-randomized arm of the study was A total of 50 subjects were enrolled 10 sites in the non-randomized phase of performed. the study subsequent to the subjects were enrolled 10of sites the arm non-randomized phase of the study subsequent the As described aat non-randomized of thepopulation. study was performed. A total of in 50 subjects completion of earlier, enrollment theinrandomized Subjects enrolled this tononcompletion of of non-randomized the randomized population. Subjects in this nonwere enrolled atenrollment 10underwent sites in the phase the study subsequent to thesurgery. completion randomized phase iStent implantation inofconjunction with enrolled cataract The randomized phase underwent iStent implantation in was conjunction with cataract surgery. The of enrollment of the randomized population. Subjects enrolled in this non-randomized phase purpose of this non-randomized phase of the study to collect safety data on additional ® underwent iStent implantation in conjunction with cataract surgery. The purpose of this purpose of this non-randomized phase of the study was to collect safety data on additional subjects. The randomized and non-randomized phases of the study used identical inclusion non-randomized phase of and the study was to collect safety on additional subjects. The subjects. The criteria. randomized non-randomized phases of data the study used identical and exclusion Both phases used the same standardized procedures, applied inclusion the same randomized and non-randomized phases of the study used identical inclusionapplied and exclusion and exclusion criteria. Both phases used in the same standardized procedures, the same surgical techniques, and placed the stent the same anatomical location. Of the 50surgical subjects criteria. Both phases used the same standardized procedures, applied the same surgical techniques, and placed the stent in the same anatomical location. Of the 50 subjects enrolled, 46 and wereplaced implanted with thesame iStent, 2 subjects withdrew surgery and 2 techniques, the stent in the anatomical location. Of thebefore 50 subjects enrolled, enrolled, 46 were with the iStent, 2 subjects withdrew before surgery and 2 subjects exitedimplanted afterthe surgery iStent implantation. Preoperative 46 werewere implanted with iStent®following , 2 subjectsunsuccessful withdrew before surgery and 2 subjects were subjects were exited after surgery following unsuccessful iStent implantation. Preoperative ® parameters in the non-randomized population were similar to those in the randomized exited afterinsurgery following unsuccessful iStentwere implantation. parameters in parameters the non-randomized population similar toPreoperative those in the randomized population. the non-randomized population were similar to those in the randomized population. population. Results of the 46 subjects successfully implanted with the iStent (the Non-Randomized ® (the Non-Randomized Results implanted with theiStent iStent Resultsofofthe the 46 46 subjects subjects successfully with the (the Non-Randomized Population) are presented in successfully Tables 7- 10.implanted Forty-four subjects completed follow-up through Population) are ininTables 10. the Forty-four subjects completed follow-up through Population) are presented Tables 7710. Forty-four subjects completed follow-up Month 24, and 2presented subjects terminated from study prior to Month 24. There were through no stents Month 24, and 2 subjects terminated from the prior to Month 24. There were no stents Month 24, and 2 subjects terminated from study prior to Month 24. There were no stents removed or replaced during the 24-month follow-up period. removedororreplaced replacedduring duringthe the24-month 24-monthfollow-up follow-up period. removed TABLE 7 TABLE 7 IOP ≤ 21 MMHG WITHOUT OCULAR HYPOTENSIVE MEDICATIONS IOP ≤ 21 MMHG WITHOUT OCULAR HYPOTENSIVE MEDICATIONS IOP REDUCTION ≥ 20% WITHOUT OCULAR HYPOTENSIVE MEDICATIONS ≥ 20% WITHOUT OCULAR HYPOTENSIVE MEDICATIONS IOP REDUCTION NON-R ANDOMIZED POPULATION AT 12 MONTHS NON-R ANDOMIZED POPULATION AT 12 MONTHS Non-Randomized Cataract Surgery IOP ≤ 21 mmHg IOP Reduction ≥ 20% Non-Randomized with iStentCataract (N = 46)Surgery with iStent (N = 46) ITT using Non-Responder Analysis ITT using Non-Responder Analysis IOP ≤ 21 mmHg without Ocular Hypotensive without Medications Ocular Hypotensive Medications (%) (%) 78% 78% IOP Reduction ≥ 20% without Ocular Hypotensive without Medications Ocular Hypotensive Medications (%) (%) 72% pg. 18 72% TABLE 8 TABLE 8 FROM STENT IMPLANTATION OPERATIVE COMPLICATIONS OPERATIVE C OMPLICATIONS FROM STENT IMPLANTATION SUBJECTS WITH ISTENT IMPLANT WITH STENT(NIMPLANT SUBJECTS Non-Randomized Cataract Surgery withIiStent = 46) n (%) Non-Randomized Cataract Surgery with iStent (N = 46) Iris damage* Iris damage* Stent malposition* Stent Ocularmalposition* pain during insertion Ocular pain during insertion Iris touched by the device Iris touched by the device Endothelial touch Endothelial touch collapse Anterior chamber Anterior * same eyechamber collapse n 1( 1 1 (( 1 1 (( 1 3 (( 3 1 (( 1 1 (( 1( (%) 2.2%) 2.2%) 2.2%) 2.2%) 2.2%) 2.2%) 6.5%) 6.5%) 2.2%) 2.2%) 2.2%) 2.2%) TABLE 9 POSTOPERATIVE OCULAR ADVERSE EVENTS NON-RANDOMIZED POPULATION Adverse Events Anticipated early postoperative event Early postop anterior chamber cells Early postop corneal edema Early postop anterior chamber inflammation Early postop corneal abrasion Early postop corneal erosion Early postop corneal striae Early postop pain Epiretinal membrane Posterior capsular opacification Any BCVA loss of at least 1 line at or after the three month visit Blepharitis Blurry vision or visual disturbance Posterior vitreous detachment Stent malposition Stent obstruction by iris, vitreous, fibrous overgrowth,fibrin, blood, etc. Vitreous floaters Age related macular degeneration Allergic conjunctivitis Blepharoconjunctivitis Cystoid macular edema Elevated IOP – other Iris incarceration Keratitis Periorbital swelling Unwanted eyelid sensation Uveitis Vitreous condensations Worsening of age related macular degeneration Worsening of glaucoma Bleeding (vitreous hemorrhage or persistent & non-preexisting hyphema) Corneal edema Transient hypotony Choroidal detachment Endophthalmitis T ABLE 11 A LL S IGHT -T HREATENING A DVERSE E VENTS (D ATA FROM GC-003 AND GTS100-PAS) Cataract Surgery with iStent N = 46 n (%) 2( 2( 1( 1( 1( 1( 1( 4( 4( 3( 4%) 4%) 2%) 2%) 2%) 2%) 2%) 9%) 9%) 7%) 2( 2( 2( 2( 2( 4%) 4%) 4%) 4%) 4%) 2( 1( 1( 1( 1( 1( 1( 1( 1( 1( 1( 1( 1( 1( 0( 4%) 2%) 2%) 2%) 2%) 2%) 2%) 2%) 2%) 2%) 2%) 2%) 2%) 2%) 0%) 0( 0( 0( 0( 0%) 0%) 0%) 0%) Adverse Event TABLE 10 SECONDARY SURGICAL INTERVENTIONS – POSTOPERATIVE OCULAR ADVERSE EVENTS NON-RANDOMIZED POPULATION Secondary Surgical Intervention Adverse Events Paracentesis1 Nd:YAG laser capsulotomy Nd:YAG laser for stent obstruction Iris reposition 1.included paracentesis at the 5-7 hr. exam Non-Randomized Cataract Surgery with iStent N = 46 n (%) 12 ( 26%) 7 ( 15%) 1 ( 2%) 1 ( 2%) pg. 20 14. POST-APPROVAL STUDY RESULTS Study Objective In accordance with the PMA conditions of approval, a post-approval study was conducted. Following approval by FDA on March 5, 2013 of the study protocol entitled “GTS100-Post Approval Study (PAS)”, the study was initiated. The goal of this study was to demonstrate that use of this device in conjunction with cataract surgery did not result in a rate of sightthreatening adverse events, after 5 years of implantation, that was higher than the rate of sight-threatening adverse events that occurs after cataract surgery alone, by more than a noninferiority margin of 5%. pg. 19 pg. 19 Randomized Cataract Surgery Only N = 122 n of Subjects n of with Event (%) Events 2 (2%) 4 7 (6%) 7 Epiretinal membrane Loss of BCVA of 3 lines or more vs. baseline at any time postoperatively Age related macular degeneration or worsening of 9 (6%) 10 7 (6%) 7 age related macular degeneration Worsening of glaucoma 4 (3%) 4 2 (2%) 2 4 (3%) 5 3 (2%) 3 IOP increase requiring management with oral or intravenous medications or surgical intervention (IOP treated with oral medication at 6 hour visit is not an Adverse Event) Cystoid macular edema 4 (3%) 4 1 (<1%) 1 Increased cup to disc ratio 4 (3%) 4 0 (0%) 0 Disc hemorrhage 1 (<1%) 1 3 (2%) 3 Elevated IOP requiring treatment with oral or 1 (<1%) 1 3 (2%) 6 intravenous medications or surgical intervention Macular edema 1 (<1%) 1 2 (2%) 2 Any other event that could lead to significant 2 (1%) 2 1 (<1%) 1 1 vision loss, if not appropriately treated Iris atrophy 2 (1%) 2 0 (0%) 0 Retinal detachment 2 (1%) 2 0 (0%) 0 2 2 Significant corneal complications including edema, 2 (1%) 2 0 (0%) 0 opacification, decompensation Uveitis 2 (1%) 3 0 (0%) 0 Corneal edema 1 (<1%) 1 0 (0%) 0 Eye splash injury 1 (<1%) 1 0 (0%) 0 Metallic particle on iris 1 (<1%) 1 0 (0%) 0 Retinal flap tears 1 (<1%) 1 0 (0%) 0 Choroidal detachment 0 (0%) 0 1 (<1%) 1 Endophthalmitis 0 (0%) 0 1 (<1%) 1 Macular hole 0 (0%) 0 1 (<1%) 1 Proliferative diabetic retinopathy 0 (0%) 0 1 (<1%) 1 Segmental loss of neuroretinal rim 0 (0%) 0 1 (<1%) 1 Any choroidal hemorrhage 0 (0%) 0 0 (0%) 0 Aqueous misdirection 0 (0%) 0 0 (0%) 0 Any2 36 (23%) 56 28 (23%) 41 1. Advanced open angle glaucoma and advanced optic atrophy were reported for 1 subject in the iStent group. Choroidal neovascularization was reported for 1 subject in the iStent group and 1 subject in the control group. 2. Two subjects with pre-existing Fuchs’ dystrophy prior to iStent + cataract surgery reported with corneal decompensation. (A third iStent subject with pre-existing Fuchs’ dystrophy did not report with corneal decompensation.) The two subjects underwent Descemet’s stripping endothelial keratoplasty 4 and 5 years, respectively, after their iStent surgery (also refer to Table 13). Both subjects experienced worsening of the disease in their fellow eyes as well, and one subject underwent penetrating keratoplasty in their fellow eye. ® GLAUKOS CORPORATION TENT Tunrelated” RABECULAR MICRO STENT statues the The investigators considered these eventsIS“definitely to iStent. One -B of YPASS the investigators adverse event was “typical chronic evolution of Fuchs’ corneal dystrophy”. 3. Number of subjects reported with any adverse events. Subjects could report with more than one adverse event. Rate of Sight-Threatening Adverse Events from Pivotal Trial and Post-Approval Study Rate of Sight-Threatening Adverse Events from Pivotal Trial and Post-Approval Study Figure 11 presents the KM curves involving sight-threatening adverse events for the overall Figure+11cataract presentssurgery the KMgroup curvesand involving sight-threatening adverse iStent the cataract surgery only group.events Duefor to the theoverall small iStent® + cataract surgery group and analyses the cataract surgery were only performed group. Due the small denominators beyond 6 years, the KM comparisons at 6toyears. At 5 Page 24 of 31 denominators 6 years, the KM comparisons were performed at 6 years. At 5 years, the rate beyond of sight-threatening AEsanalyses was 28.5% for the overall iStent® + cataract surgery years,and the 42.8% rate of in sight-threatening AEs was overall cataract surgery group the cataract surgery only 28.5% group. for Atthe 6 years, theiStent rate of+sight-threatening groupwas and29.9% 42.8%for in the group. At 6 years, of sight-threatening AEs the cataract overall surgery iStent®+only cataract surgery group the andrate 45.7% in the cataract AEs was 29.9% forand the the overall iStent + cataract surgery groupthe and 45.7%iStent in the cataract surgery only group, p-value for the comparison between overall + cataract ® surgery group only group, and thesurgery p-value only for the comparison between the overall iStent + cataract surgery and cataract group, and against a non-inferiority margin of 5%, surgery group and cataract surgery group, and against a non-inferiority was 0.011, indicating that the overallonly iStent +® cataract surgery group was not margin inferiorofto 5%, the was 0.011, indicating the overall iStent the+ cataract group wastest notwas inferior to cataract surgery only that group. In addition, p-value surgery of the log rank 0.317, the cataractthat surgery only group. Inrate addition, p-value of statistically the log rankdifferent test was 0.317, confirming the sight-threatening over 6 the years was not between confirming that the sight-threatening rate over 6 years surgery was notonly statistically the overall iStent + cataract surgery group and cataract group. different between the overall iStent® + cataract surgery group and cataract surgery only group. FIGURE 11 Study Design This was an extended follow-up study involving subjects previously enrolled in Glaukos Study GC-003. Extended follow-up was planned in subjects eligible to participate in this followup study. Subjects were to be followed for five years postoperatively (one final visit was conducted on those subjects who were past the five year post-operative time-point). Please note that no postoperative specular microscopy was performed, because preoperativespecular microscopy was not performed in the pivotal trial. Study Population The study included subjects previously enrolled in Glaukos Study GC-003 who would be able and willing to participate in this extended follow-up study. The study excluded subjects previously enrolled in Glaukos Study GC-003 who would not be able or willing to participate in this extended follow-up study, as well as patients not previously enrolled in Glaukos Study GC-003. Study Endpoint The primary endpoint was the occurrence of sight-threatening adverse events. Sight-threatening adverse events included events such as BCVA loss ≥ 3 lines vs. baseline,endophthalmitis, corneal decompensation, retinal detachment, severe choroidal hemorrhage, severe choroidal detachment and aqueous misdirection. *Note: sameTwo eye subjects were discontinued before surgery, and two did not have successful stent implantation. Note: werenot discontinued before surgery, andwith twoan didiStent not have successful stent implantation. These Two four subjects are in the populations of subjects implant and were excluded from These four subjects are not in the populations of subjects with an iStent implant and were excluded from calculations in the table. calculations in the table. Overall Cataract Surgery with iStent® N = 157 n of Subjects n of with Event (%) Events 9 (6%) 9 2 (1%) 2 Total Number of Enrolled Study Sites and Subjects; Length of Follow-Up The first subject had enrolled in Pivotal Trial GC-003 in 2005, and the final subject had enrolled in February, 2008. The final subject exited Study GC-003 on March 18, 2010. At the time the study protocol was approved by FDA in March of 2013, all eligible subjects had passed the Month 60 visit window. Overall, the time from surgery to the final GTS100-PAS visit was 6.6 years in the overall iStent® + cataract surgery group (pooled randomized phase and non-randomized cohort subjects) and 6.8 years in the randomized cataract surgery group. pg. 21 Of the 27 original study sites participating in Pivotal Trial GC-003, 25 sites participated in this post-approval study. Of the 279 subjects (162 overall iStent® + cataract surgery subjects plus 117 cataract surgery only subjects), a total of 255 subjects (148 overall iStent® + cataract surgery subjects plus 107 cataract surgery only subjects) had completed follow-up through 2 years in Study GC-003 and were eligible for enrollment. Of these, 108 subjects (73 iStent® + cataract surgery subjects and 35 cataract surgery only subjects) were enrolled in the post-approval study. The reasons for 108 of 255 subjects enrolled were due to the extended length of time between final subject exit from Study GC003 (March 18, 2010) and approval by FDA of the post-approval extended follow-up study 3 years later, by which time many of the exited subjects in this elderly population had either expired or were no longer available or willing to participate in a clinical study. To this point, the average age at time of enrollment was 78 (SD 8.0) years in the overall iStent® + cataract surgery group and 75 (SD 8.4 years) in the cataract surgery only group. Final Safety Findings – All Sight-Threatening Adverse Events from Pivotal Trial and Post-Approval Study Table 11 presents all sight-threatening adverse events reported from both Pivotal Trial GC-003 and Study GTS100-PAS for the overall iStent® + cataract surgery group and the randomized cataract surgery only group. Postoperative Ocular Adverse Events Table 12 presents all postoperative ocular adverse events reported from Study GTS100-PAS for the overall iStent + cataract surgery group and the randomized cataract surgery only group. Table 13 summarizes ocular surgeries from Study GTS100-PAS. Page 25 of 31 GLAUKOS CORPORATION ISTENT TRABECULAR MICRO-BYPASS STENT T ABLE 12 P OSTOPERATIVE O CULAR A DVERSE E VENTS GTS100-PAS Adverse Event FOR TABLE 13 OCULAR SURGERIES AFTER GC-003 STUDY GTS-100 PAS S TUDY E YES Overall Cataract Surgery with iStent® N = 73 n of Subjects n of with Event (%) Events 6 (8%) 7 Overall Randomized Cataract Surgery with Cataract Surgery Only iStent® N = 73 N = 35 n of Subjects n of n of Subjects n of with Event (%) Events with Event (%) Events 13 (18%) 13 11 (31%) 11 1 (1%) 1 3 (9%) 3 2 (3%) 2 0 (0%) 0 1 1 2 (3%) 2 0 (0%) 0 Randomized Cataract Surgery Only N = 35 n of Subjects n of with Event (%) Events 6 (17%) 6 Adverse Event Nd:YAG laser capsulotomy Age related macular degeneration or worsening of age Selective laser trabeculoplasty related macular degeneration Blepharoplasty Amaurosis fugax 0 (0%) 0 1 (3%) 1 Descemet’s stripping endothelial keratoplasty (treat preAnterior ischemic optic neuropathy 0 (0%) 0 1 (3%) 1 existing Fuch’s dystrophy prior to stent + cataract surgery) Any intraocular inflammation (non pre-existing) 1 (1%) 1 0 (0%) 0 Basal cell carcinoma excision/lid reconstruction 1 (1%) 2 0 (0%) 0 remaining or arising after the protocol’s specified Dacryocystorhinostomy/lacrimal irrigation 1 (1%) 2 0 (0%) 0 medication regimen is complete (1+ cells or flare will Retinal tear repair (laser photocoagulation, retinal buckle) 1 (1%) 2 0 (0%) 0 not be considered an AE unless persisting >=1 month Laser iridoplasty 1 (1%) 1 0 (0%) 0 postoperative) Trabeculectomy 1 (1%) 1 0 (0%) 0 Any other event that could lead to significant vision 2 (3%) 2 1 (3%) 1 Any choroidal hemorrhage 0 (0%) 0 0 (0%) 0 loss, if not appropriately treated1 Aqueous misdirection 0 (0%) 0 0 (0%) 0 Bleeding (vitreous hemorrhage or persistent & non1 (1%) 1 0 (0%) 0 1. Two subjects with pre-existing Fuchs’ dystrophy prior to iStent + cataract surgery reported with corneal preexisting hyphema) decompensation. (A third iStent subject with pre-existing Fuchs’ dystrophy did not report with corneal Blepharitis 6 (8%) 6 4 (11%) 6 decompensation.) The two subjects underwent Descemet’s stripping endothelial keratoplasty 4 and 5 years, Blurry vision or visual disturbance 4 (5%) 5 0 (0%) 0 respectively, after their iStent surgery. Both subjects experienced worsening of the disease in their fellow eyes as Branch retinal vein occlusion 1 (1%) 1 0 (0%) 0 Brow ache 1 (1%) 1 0 (0%) 0 well, and one subject underwent penetrating keratoplasty in their fellow eye. The investigators considered these Chalazion 0 (0%) 0 1 (3%) 1 events “definitely unrelated” to iStent. One of the investigators statues the adverse event was “typical chronic Conjunctival hyperemia 1 (1%) 1 0 (0%) 0 evolution of Fuchs’ corneal dystrophy”. Conjunctival irritation due to hypotensive medication 1 (1%) 1 1 (3%) 1 Conjunctivitis 2 (3%) 3 1 (3%) 1 Corneal abrasion 0 (0%) 0 1 (3%) 1 Study Strength and Weaknesses Study Strength and Weaknesses Corneal graft edema 1 (1%) 1 0 (0%) 0 The availablesubjects subjectswho whodid didnot notenroll enrolloror Cotton wool spot 0 (0%) 0 1 (3%) 1 Themain mainreason reasonfor forthe the large large number number of of potentially potentially available ® GLAUKOS MICRO TENT Cystoid macular edema CORPORATION ISTENT TRABECULAR 2 (3%) 2 -BYPASS0S(0%) 0 complete the 5+ 5+ year yeargap gapbetween betweensubjects subjects exiting Study GC-003 the date completethe thestudy study is is the exiting Study GC-003 and and the date of Deep stents (“buried” in the trabecular meshwork) that 2 (3%) 2 0 (0%) 0 offinal finalapproval approvalbybyFDA FDAofofthe theprotocol protocolfor forthis thisextended extendedfollow-up follow-upstudy. study.Many Manyofofthe the are not visible Aida Flores 8/25/2015 PM elderly surviving patients1:09 this elderly population population had surviving patients ininthis had increased increasedhealth healthissues issuesororage-related age-relatedreasons reasons T ABLE 12 ( CONTINUED Dermatochalasis 4 (5%) ) 4 2 (6%) 2 Formatted: Font:Bold in the follow-up study. There were more fornot notenrolling enrolling Dot hemorrhage (0%) 1 P OSTOPERATIVE O CULAR A DVERSE0 E VENTS FOR0 S TUDY 1E(3%) YES for in the follow-up study. There were more subjects in the overall overall iStent iStent®+ + Unknown Drusen 1 (1%) 1 1 (3%) 1 cataract surgery group group than than the the cataract cataract surgery surgery only GTS100-PAS cataract surgery only group, group, because becausethe thenon-randomized non-randomized Field Code Changed Dry eye 18 (25%) 18 7 (20%) cohortofofiStent iStent® + + cataract cataract surgery surgery subjects subjects had Overall Randomized 8 cohort had been been added added to to the the randomized randomized iStent iStent®+ + Aida Flores 8/25/2015 1:09 PM Ectropion 1 (1%) Surgery with 1 0 (0%)Surgery Only 0 Cataract Cataract cataract surgery group. Formatted: Font:Boldgroup. cataract surgery Elevated IOP 1 (1%) 1 2 (6%) 2LABELING iStent® N = 73 N = 35 Epiphora 2 (3%) 2 0 (0%) 0 Unknown Importantly,there therewere wereno nounanticipated unanticipated adverse adverse device Importantly, deviceeffects effects(UADE) (UADE)identified identifiedduring duringthe the n of3Subjects n of n of1Subjects n of Epiretinal membraneAdverse Event (4%) 3 (3%) 2 Field Code Changed study,which whichextended extended to greater greater thandevice 66 years iStent + cataract surgery. ® arePMto used on the packaging. study, than years after after iStentimplantation implantation + cataract surgery. with 0Event with 1Event Episcleritis (0%) (%) Events 0 (3%) (%) Events 1The following Aida Floressymbols 8/25/2015 1:09 Aida eyelid Floressyndrome 8/25/2015 1:09 PM Floppy 1 (1%) 1 0 (0%) 0 Formatted: Font:Bold Foreign body sensation 3 (4%) 3 2 (6%) 2LABELING Formatted: Font:Bold Symbol Definition 15.LABELING LABELING Fuch's dystrophy 1 (1%) 1 0 (0%) 0 Unknown 15. Glaucoma progression 2 (3%) 2 1 (3%) 1 Field Code Changed The following symbols are used on the device packaging. The on the the device devicepackaging. packaging. Goniosynechiae 2 (3%) 2 0 (0%) 0 Thefollowing followingsymbols symbols are are used used on Page 26 of 31 Aida Flores 8/25/2015 1:09 PM Hollenhurst plaque 1 (1%) 1 0 (0%) 0 Formatted: Font:Bold Hyperemia 1 (1%) 1 0 (0%) 0 Symbol Definition Symbol Definition Unknown IOP increase >= 10 mmHg vs. baseline IOP occurring at 2 (3%) 2 0 (0%) 0 anyField visit Code Changed Catalogue/Model IOP increase management 4 (5%) 5 3 (9%) 3 Aida Floresrequiring 8/25/2015 1:09 PM with oral or Number intravenous medications Formatted: Font:Boldor with surgical intervention Serial Number (Note: IOP treated with oral medication at the 6 hour Page (for 29 ofthe 31 stent) visit is not an Adverse Event) Implicated meibomian glands 1 (1%) 1 0 (0%) 0 Increased cup to disc ratio 4 (5%) 4 0 (0%) 0 Lacrimal stenosis 1 (1%) 1 0 (0%) 0 Lid edema 0 (0%) 0 1 (3%) 1 Loss of best corrected visual acuity (BCVA) of 3 lines 1 (1%) 1 2 (6%) 2 or more vs. baseline at any time postoperatively Loss of best spectacle corrected visual acuity (BSCVA) 17 (23%) 17 7 (20%) 7 of 2 lines or more (logMAR scale; 10 letters or more on ETDRS chart) postoperative as compared to baseline or best recorded visual acuity measured at any visit postoperative (NOTE: a loss of BSCVA in conjunction with posterior capsular opacification, followed by Nd:YAG capsulotomy and improvement of BSCVA, is NOT considered an adverse event) Macular hemorrhage 1 (1%) 1 0 (0%) 0 Macular scar 0 (0%) 0 1 (3%) 1 Meibomian cyst 1 (1%) 1 0 (0%) 0 ® MICRO TENT Meibomitis GLAUKOS CORPORATION ISTENT TRABECULAR 1 (1%) 1 -BYPASS0S(0%) 0 Nerve fiber layer loss 0 (0%) 0 1 (3%) 1 Nonproliferative diabetic retinopathy 4 (5%) 4 0 (0%) 0 T ABLE 12 ( CONTINUED Notched lids 1 (1%) ) 1 0 (0%) 0 P OSTOPERATIVE O CULAR A DVERSE4 E VENTS FOR5 S TUDY 0E(0%) YES Ocular irritation/itching (5%) 0 Ocular migraine 1 (1%) 1 0 (0%) 0 GTS100-PAS Ocular pain 1 (1%) 1 1 Randomized (3%) 1 Overall Optic TIA 1 (1%) Surgery with 1 0 (0%)Surgery Only 0 Cataract Cataract iStent® Pain 2 (3%) 2 0 (0%) 0 N = 73 N = 35 Papilloma 3 (4%) 3 0 (0%) 0 Adverse Event n of Subjects n of n of Subjects n of Periorbital redness 1 (1%) 1 0 (0%) 0 with Event (%) Events with Event (%) Events Periorbital swelling 1 (1%) 1 0 (0%) 0 Peripapillary scarring 1 (1%) 1 0 (0%) 0 Photophobia 2 (3%) 2 0 (0%) 0 Pigmentary macular fibrosis 1 (1%) 1 0 (0%) 0 Posterior capsular opacification 18 (25%) 18 9 (26%) 10 Posterior vitreous detachment 8 (11%) 8 3 (9%) 3 Postoperative discomfort (NOTE: postoperative 1 (1%) 1 0 (0%) 0 Page 27 of 31 discomfort up to and including the Week 1 postoperative exam is NOT considered an adverse event) Ptosis 4 (5%) 4 2 (6%) 2 Punctal eversion 2 (3%) 2 0 (0%) 0 Retinal detachment 2 (3%) 2 0 (0%) 0 Retinal flap tears 1 (1%) 1 0 (0%) 0 Aida Flores 8/25/2015 PM Retinal pigment epithelial1:09 changes 1 (1%) 1 1 (3%) 1 Formatted: Font:Bold Scotoma 2 (3%) 2 3 (9%) 3 Secondary 1 (1%) 1 0 (0%) 0 Unknown surgical intervention 2 2 Significant corneal complications including edema, 2 (3%) 2 0 (0%) 0 Field Code Changed opacification, decompensation (NOTE: a classification Aida Flores 8/25/2015 1:09 PM of mild or moderate corneal edema up to and including Formatted: Font:Bold Week 1 postoperative is NOT considered an adverse Unknown event) Fieldmalposition Code Changed Stent 1 (1%) 1 0 (0%) 0 Stent (i.e., positive visualization of lumen 1 (1%) 1 0 (0%) 0 Aidaobstruction Flores 8/25/2015 1:09 PM obstruction), or complete, regardless of how long Formatted:partial Font:Bold the obstruction is present Stye 0 (0%) 0 1 (3%) 1 Subconjunctival hemorrhage 2 (3%) 2 0 (0%) 0 Telangiectasia 1 (1%) 1 0 (0%) 0 Trichiasis 3 (4%) 3 0 (0%) 0 Visual field defect 8 (11%) 8 1 (3%) 1 Vitreous floaters 8 (11%) 9 3 (9%) 4 Vitreous in anterior chamber 0 (0%) 0 1 (3%) 1 Vitreous syneresis 1 (1%) 1 1 (3%) 1 Watery eyes 1 (1%) 1 1 (3%) 1 Any3 60 (82%) 202 28 (80%) 84 1. Advanced open angle glaucoma and advanced optic atrophy were reported for 1 subject in the iStent group. Choroidal neovascularization was reported for 1 subject in the iStent group and 1 subject in the control group. 2. Two subjects with pre-existing Fuchs’ dystrophy prior to iStent + cataract surgery reported with corneal decompensation. (A third iStent subject with pre-existing Fuchs’ dystrophy did not report with corneal decompensation.) The two subjects underwent Descemet’s stripping endothelial keratoplasty 4 and 5 years, respectively, after their iStent surgery (also refer to Table 13). Both subjects experienced worsening of the disease in their fellow eyes as well, and one subject underwent penetrating keratoplasty in their fellow eye. The investigators considered these events “definitely unrelated” to iStent. One of the investigators statues the adverse event was “typical chronic evolution of Fuchs’ corneal dystrophy”. 3. Number of subjects reported with any adverse events. Subjects could report with more than one adverse event. Page 28 of 31 A F U F A F U F A F Catalogue/Model Number Lot Number (for the Serial Numberassembly) inserter/stent (for the stent) For single use only; do not resterilize Lot Number (for the inserter/stent assembly) Use By (year-month) For single use only; do not resterilize Sterilized by Gamma Irradiation Use By (year-month) CE Marking Authorization Sterilized by Gamma Irradiation yyyy-mm yyyy-mm 0086 For prescription use only CE Marking Authorization Aida Flores 8/25/2015 1:09 PM Formatted: Font:Bold 0086 For prescription use only Unknown Field Code Changed 30°C Aida Flores 8/25/2015 1:09 PM Formatted: Font:Bold Unknown Field Code Changed Room temperature storage requirement 15°C 30°C Aida Flores 8/25/2015 1:09 PM Formatted: Font:Bold MR Conditional Room temperature storage requirement 15°C MR Conditional 16. MRI SAFETY INFORMATION Non-clinical testing has demonstrated that the iStent® Trabecular Micro-Bypass Stent (Models GTS100R and GTS100L) is MR Conditional. A patient with this device can be safely scanned in an MR system meeting the following conditions: • Static magnetic field of 3T or less • Maximum spatial gradient magnetic field of 4,000 gauss/cm (40 T/m) • Maximum MR system reported, whole body averaged specific absorption rate (SAR) of 4 W/kg (First Level Controlled Operating Mode) Under the scan conditions defined above, the iStent® Trabecular Micro-Bypass Stent (Models GTS100R and GTS100L) is not expected to produce a clinically significant temperature rise after 15 minutes of continuous scanning. Aida Flores 8/25/2015 1:09 PM Formatted: Font:Bold In non-clinical testing, the image artifact caused by the device extends less than 15 mm from with a gradient echo pulse sequence and a 3.0 T MRI system. Unknown the device when imaged Field Code Changed Aida 8/25/2015 1:09 PM 17. Flores CAUTION Formatted: Font:Bold Federal law restricts Unknown Field Code Changed this device to sale by, or on the order of, a physician. Aida Flores 8/25/2015 1:09 PM PhysicianFont:Bold training is required Formatted: prior to use of the device, and consists of three main parts: • Webinar • Didactic session with Glaukos surgical representative • Observation of surgical cases by Glaukos representative until implantation proficiency is demonstrated Manufacturer: Glaukos Corporation 26051 Merit Circle #103 Laguna Hills, CA 92653 Tel: 949.367.9600, Fax: 949.367.9984 www.glaukos.com Toll-Free: 1-800-GLAUKOS (452-8567) Glaukos® and iStent® are registered trademarks of Glaukos Corporation 45-0074 rev 5 pg. pg.