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What are NTFPs? In developed countries people may not depend directly on forest products for their daily needs, but rather see them as part of recreational activities (collecting forest mushrooms, and chestnuts), small enterprise (truffles a gourmet food in Europe and USA: US$273/kg) or cultural festivities (first spring egg of the Northern lapwing or Kiviet in the Netherlands). However in a country like Lao PDR non-timber forest products have a more important function altogether. For instance rural communities have to secure food intake by collecting tubers of Dioscorea or bamboo shoots when rice shortages occur. They may also ensure purchases of rice by selling marketable forest product such a cardamom and malvanuts. Local people who do not have sufficient income also need to construct and repair their houses with local forest products, besides wood these are often bamboos, palm or grass leaves for roofing. Non-timber forest products or popularly called NTFPs refer to a wide array of economic or subsistence materials that come from forests, excluding timber. De Beer and McDermott (1989) define the NTFPs as: “encompassing all biological materials other than timber, which are extracted from forests for human use”. Similar terms include "non-wood forest products (NWFPs)" or "minor forest products". Many kinds of animal and plant resources are gathered in natural forests, including fruits, nuts, mushrooms, essential oils, florals, medicinal products, herbs and spices, dyes, resins, and animal products such as honey, fish and wild game. NTFPs generally also include fuelwood and small woods (FAO, 1999; Rijsoort, 2000). However, FAO (1999) proposed the following definition for NWFPs excluding all woody raw materials and services: “non-wood forest products consists of goods of biological origins other than wood, derived from forests, other wooded land and trees outside forests”. Chandrasekharan’s (1995) older definition also did not include soil, sand, stones and water, timber, poles, wood fuel or charcoal, watershed values and conservation; however it did cover grazing, eco-tourism and hunting. Which ever definition is used the importance of local people should be reflected in it. Many have difficulty with the FAO NWFP definition because it excludes wood and services (Wong, 2000; Belcher, 2003; CIFOR). NTFPs may thereby also be produced with varying degrees of cultivation and domestication, either within a forest ecosystem or as part of an agroforestry system. Wickens (1991) provide this clearly in his definition of NTFPs: “all the biological material (other than industrial round wood and derived sawn timber, wood chips, wood-based panel and pulp) that may be extracted from natural ecosystems, managed plantations, etc. and be utilised within the household, be marketed, or have social, cultural or religious significance”. Some NTFPs involve little processing, serving local markets or family needs, and others involve complex management and processing and are bound for national or international markets (Wilkinson, 2004). Wong (2000) believes that in many senses it is nonsense to exclude timber of natural forest origin from a classification that centres on the ‘wildness’ and ‘utility’ of a species, as it is important to get the full picture of resource use by a community. Wong finds it more logical to discard the exclusion of timber and instead to define wild forest products and sub-divide this into wild non-timber forest products and wild timber products if so desired. In subsistence Box 1: NTFPs include all the materials (excluding timber extraction) collected from forest, or manmade forest and riverine habitats that are used to support local livelihoods. This includes items such as forest and aquatic vegetables, fruit, traditional medicine products, wild animals and aquatic organisms such as fish, mollusks, insects and crustaceans. While the term NTFP implies non-timber items, it does include wood products for home construction, fuelwood and charcoal and handicraft products. The term NTFP can even include non-organic items like scrap metal from bombs and airplanes. (adapted from Mollet et al, 2004). economies and traditional forest societies the forest provides many of the essentials of life and each product often comes from preferred species of plant or animal and the depth of ecological knowledge of forest dwellers is such that nearly everything can be used for some purpose by someone. Box 1 may wrap up the issue for Lao PDR. What is the importance of NTFPs? 1 NTFPs are essential for subsistence and economic activities all around the world, and among the oldest and most long-standing of internationally traded commodities, dating back thousands of years. Vantomme (2001) estimated that: 80% of the population of the developing world use NTFPs to meet some of their health and nutritional needs Several million households worldwide depend heavily on NTFP products for income The estimated total value of world trade in NTFPs is approximately US$11 billion. Recently, the importance of NTFPs is being rediscovered and is receiving increasing recognition by governments and other official agencies. Forests are being valued not simply for their timber, but as intricate systems capable of sustained generation of a great diversity of resources and services. NTFPs are key to local livelihoods, in maintaining biological diversity, and sustainable economic growth. Livelihood Importance NTFPs provide basic subsistence with food, medicines and construction materials for shelter, cultural and ritual values (i.e. incense) as well as cash income for many local communities, especially where these groups have access to forest areas. Most often NTFPs require opportunistic and low level harvesting, processing and marketing skills, a crucial resort for the poorest groups, and in many cases they are as important as agriculture. While the preservation of NTFPs is fundamental to the maintenance and continuation of many traditional ways of life, NTFP sources are increasingly threatened by deforestation and land development activities. Source: Raintree in Thomas, 2003 Environmental Importance NTFPs represent a way to meet environmental objectives such as conservation of forests, watersheds, and biological diversity. Many scientific researchers and development workers suggest that NTFPs can help communities meet their needs without jeopardizing forest ecosystems. Conservation efforts seek to encourage low-intensity management systems and see livelihood improvement as an important (or necessary) instrument to achieve nature conservation. It is often assumed that harvests of NTFPs have less impact on a forest than logging. However, forest ecosystems have complex interrelationships that harvests of some NTFPs can affect plant (and wildlife) populations negatively. Without a sound knowledge of the resource and regular monitoring, harvests of certain NTFP resources can have a large impact. Economic Importance The important contribution of NTFPs to food and financial well-being has gained increased recognition. In fact, in some areas, the financial impact of NTFPs may be even greater than that of forestry. In local, urban, national and international markets, forest foods and medicines contribute substantially to national economic growth and the NTFP sector worldwide is growing perhaps faster than the timber industry. For example, the market for NTFPs has grown by nearly 20% annually over the last several years, and the related herbal medicine market at a rate of 13-15% annually (Wilkinson, 2004). Development efforts focus on the potential for creating and capturing value through improved production, processing and marketing, with the main focus on improving livelihoods for local people, and by diversifying enterprises. 2 These 3 different interests and objectives are ambiguous and inconsistent, and are sometimes conveniently combined in ICDPs (Integrated Conservation and Development Projects). ICDPs assume that when the value of NTFPs can be increased the incentives for conserving forest can be increased. The concept becomes different when the value or scale of production of NTFP is/becomes large and non-transparent with access becoming limited to the poor, and only a few rich stakeholders benefit (Belcher, 2003). However, NTFPs cover a large variety of products/species and associated production and marketing systems and care should be taken to adapt methods to local socio-economic and environmental circumstances. How to classify NTFPs? There is considerable uncertainty in how to classify NTFPs and no uniform system has been adopted yet. It is sometimes argued that this may not be possible because it depends much on specific importance of NTFPs – for livelihood, income or conservation –, stage of processing or even where they are collected – forest, domesticated –, and so challenge the definition of an NTFP. NTFPs are often listed on the basis of local importance, but these are inconsistently reported resulting in an inability to analyse trade, provide market information, investigate export potential and planning for product development (Vantomme, 2001). For that reason NTFPs rarely feature in official statistics or national accounts, thus wrongly suggesting a relatively low contribution of forests to GDP and national welfare. Chandrasekharan (1995) list the following reasons: NWFPs form a heterogeneous group, transactions related to these products largely take place in households and small-scale units, while NWFPs are very important in local economies, they mostly form part of an informal sector and are outside the established market system. Van Rijsoort (2000) makes clear the large variety of products covered by the term NTFP and categorises these in: By user purpose (e.g. food, medicine, spiritual and traditional uses, construction, etc), with some overlap between categories; By level of use (self supporting, commercial), but difficult to strictly separate; By type of NTFP harvested (e.g. leaf, fruit, stem, exudates, skin, etc), an effective way of clarifying the impact of harvesting on the individual NTFP, species or ecosystem. This is a useful basis for sustainable systems for managing NTFPs. Iqbal (1995) mentions the complexity as illustrated in the 1982 ITC report on Medicinal Plants and their Derivatives in the following words: "It is not possible to assess the volume or value of the trade in all botanicals that are used medicinally because trade statistics do not identify all the plants individually and of those listed, the statistics do not identify medicinal and other uses separately. Products reported as medicinal plants often include gums, spices and plants used in the food industry, certain plant products include those used for teas and infusions, a large volume of plants are used in the manufacture of insecticides, plants used by the cosmetic industry are also included." In Table 1 classification systems used in Southeast Asia are summarised. The French, when ruling Indochina until the 1950-60’s, developed a grouping system for products with commercial value, which at that time included all produce, together with NTFPs. In the “Catalogue des produits de l’Indochine” (Crevost, C. et al, 1910-41) 8 end use groups were distinguished describing the product group roughly. Within the groups a further 30 classes were distinguished focussing on specific products (perfume, paper) or plant parts (tuber, fruit). In 1991 Rao made an extensive classification system, based on 6 head categories. Each category then contains more specific products, which are specified either to end use or plant part used. Iqbal in 1993 proposed a classification of significant commercial products according to their end uses (17 groups), but compared to the French ungrouped some categories, mainly for exudates. He also subdivided the categories like Crevost et al. De Beer & Mc Dermott (1989) only use a few users’ purpose categories, and include fibres, ornamentals, and chemical components into the non-edible plant product category. Vantomme (2001) used 2 3 grouping systems, with 1 group based on plant parts, incl. subgroups according to purpose (food, fibres); and a second group based on vegetable exudates, with subgroups according to characteristics (latex). FAO (2002) for Laos and Asia also used end use as a criterion to group NTFPs and then split them up into specific species. PROSEA (2004) arranges 7,000 useful plants according to their main use (and secondary use) relating to daily practices into (to date) 22 commodity groups, very similar to the Crevost et al individual class system. Kaat and Jeppesen (2004) in their Savannakhet thesis used a locally defined use-categories framework representing natural capital converted to other kinds of livelihood assets. Foppes (unpublished) groups NTFPs, as most others, according to end uses, and thereby their importance or the role they play in people’s lives in Lao PDR. Then his system recognises for each group an own style of subdivision either by plant parts used (roots, leaves) or specific products obtained (baskets, brooms). There seems to be a tendency to first group NTFPs into end use groups and then according to specific products, species, or plant parts. But besides that, there is still no clear system. To illustrate some of the contradictions or confusions met while trying to classify NTFPs the following examples are mentioned here: The French put the rattans (and its edible shoots) only under the fibre group and not also in the food groups like the bamboos. Many Boehmeria species are classified as fibre plants, but peuak meuak, also believed a Boehmeria species, of which the bark is harvested for making glue would rather be placed in the extract group. Also Pentace burmanica is grouped in fibres, but its end use are the stimulating tannins when chewed. Iqbal included bong bark under insecticides, as the adhesive made form the bark is used also in mosquito coils, however he is not sure of the source and does not mention its primary use. Lacking or incomplete information regarding a products final end use creates confusion. FAO placed Aquilaria, bong bark and peuak meuak into the category of perfume and cosmetics, because of its aromatic substances made use of in incense. FAO and PROSEA placed some products with dual purposes in more than one category, such as some spices, medicines, peuak meuak, vomica nuts and berberine in the extract group, however vomica nuts and berberine are primary used for their medicinal purpose. Vantomme (2001) suggests that developing national or globally applicable classification systems might not be feasible neither practical. He argues that what is needed is to improve the existing national product classification schemes by a more detailed reporting system as to provide an identity and clarity on the diverse group of products obtained from the forest with their production and trade figures. There have been some attempts to develop or improve the classification of NTFPs by including non-marketed but estimated values for goods and services. These still require further refinement, as it is still difficult to decide where to assign a monetary value, based on shares of NTFPs going to the households (incl. subsistence nonmarket use) and to the market. Chandrasekharan (1995) made such an attempt in accordance with major international classification systems such as the Harmonised Commodity Description and Coding System, the Standard International Trade Classification Rev. 3, and the Provisional Central Product Classifications which help trace the flow of goods and services. However, these classifications are only concerned with product characteristics (i.e. degree of processing or edible foodstuff, etc) without any regard for the plant or animal that provided the raw material (Wong, 2000). Chandrasekharan (1995) proposed that at national-level classification need not necessarily be identical, but can be adopted to meet national requirements within the framework. Researchers and developers alike may try to term and classify NTFPs, but this should represent the importance to people who depend most on them. For the purpose of presenting NTFPs in this handbook chosen is for a simplified model, based primarily on FAO (2002) and Foppes (unpublished), grouping NTFPs according to what the product is primarily used for (livelihood and development context), and then divided into parts of the plants used (conservation context) when necessary, see table 2. 4 Table 1: Classification systems in use for SE Asia. No. Crevost et al, (1910-41) Rao (1991) Iqbal (1993) De Beer & McDermott (1989) VanTomme (2001) FAO (2002) (animals separate) Kaat & Jeppesen (2004) PROSEA (2004) Foppes (unpubl.) 1 Food Food Products Food products Edible plant products Food Food Cereals Food 2 Fibre and textile Fibre Products Edible animal products Fodder Fodder and grazing Fats and oils Medicinal products Fibres Medicine Firewood 4 Resins, gums, rubber, tannin, dye Medicine, drugs, perfume, essential oil Diverse commercial products (incl. animals) Wood Medicinal and cosmetic plant products Extractive products Carbohydrates other than in seed Pulses Fibre 3 Spices, condiments an culinary herbs Industrial plant oils and waxes Plant part Food products Chemical properties Plant gums Non-edible plant products Bio fertilisers Perfume, cosmetics Tools and handicrafts Vegetable oils and fats Extractive products Animal products other than food Natural pigments Non-edible animal products Greenery Dyes and Tannins Building materials Edible fruits and nuts Non food oils Miscellaneous products Oleoresins Other Utensils, handicrafts and construction Medicine Vegetables Stimulants Fibres and flosses Vegetable exudates Resins/ oleoresins Latex Animal products Edible products Hides, skins Chemical properties Other Ornamental Income/exchange Spices and condiments Forages Ornamental 5 6 7 8 9 10 Vegetable tanning materials Latex Insect products 11 Incense woods 12 13 Essential oils Plant insecticides 14 15 16 Medicinal plants Wild plants Animals and animal products Floral greenery Miscellaneous 17 18 19 20 21 Industrial, mining products Exudates Medicine, cosmetics Animal Essential oils Stimulants Medicinal, poisonous Dyes and tannins Exudates Ornamental Auxiliary Lower plants/ cryptogams Rattans Bamboos Fibre Timber Miscellaneous 5 A. Plant foods or edible plant products such as forest fruits and seeds, flowers, rhizomes, tubers, roots, barks, etc. have a primary purpose to be consumed, or to flavour foods (spice) and to facilitate food preparation (edible oil). Fodder is edible for cattle and is placed in this group too. B. Fibres from plants are materials used to build (bamboo canes) or finish constructions (thatch), or for clothes and paper and household implements (broom). Mainly from Tiliaceae, Sterculiaceae, Bombacaceae, Moraceae, Leguminosae, Urticaceae, Palmae and Gramineae. Grasses are used for fodder, matting, roping, thatching (Imperata cylindrica) and manufacturing of furniture, basketry and screens. C. Medicinal botanicals have the primary purpose to treat people and their animals or to make and keep them healthy. Aphrodites are also put in this group. Classification maybe upon the plant organ from which they are derived: roots and other underground parts, bark, wood, leaves, flowers and fruit and seed. D. Extractives are chemical substances (liquid or not) derived from plant parts, with specific characteristics used in a variety of products, like essential oils for their fragrance in perfumes, resins for their ability to act as a carrier for paint or tannins for their preservative capacity. Cosmetics are put in this group as these are often extracted from plants, such as Kheua mak khampae (an unknown legume: Abrus?) roots used in the production of skin lotion. The glue obtained from peuak meuak and bong bark used in incense sticks functions as an adhesive or glue, and is placed under gums. Included here are non-edible oils such as wood oil or leaf oil which are often essential oils or oleoresins. Stimulants depend on chemicals which have an arousing effect on people, or insecticides chemically able to prevent or kill insects. E. Ornamentals and greenery, for beautification of human surroundings. F. Charcoal and fuel wood for heating or food preparation. G. Animals or animal products, which require a group and classification by itself. Table 2: Most important NTFP end use groups in Lao PDR with some examples A. Food (edible products) C. Medicines Fruits: tree fruits, rattan fruits Fruits: malva nuts Stems/shoots: bamboo and rattan shoots Stems/shoots: berberine Tubers/roots: Dioscorea hispida Tubers/roots: Leaves: Melientha suavis Leaves: Nuts/seeds: chestnuts, Arenga sp. Nuts/seeds: strychnine Flowers: Markhamia stipulata Flowers: Spices: Zanthoxylum rhetsa Bark: cardamom Mushrooms: Wood: Food oils and gums: D. Extractives (chemicals) Fodder (for animals): grass, legume Gums: Boehmeria malabarica, Persea sp foliage Gum resin: B. Fibres Resin: dammar Bamboo: canes Oleoresin: Yang oil, benzoin, pine resin Rattan: canes Latex: rubber Leaf fibre: pandan leaves Tannin: Pentace burmanica Stem fibre: Dye: Diospyros mollis Bark fibre: Broussonetia papyrifera Essential oil: Eaglewood, vetiver Grass: Broom grass Stimulants: betel nut Insecticides: Neem E. Ornamentals Orchids, ferns and curcuma flowers F. Charcoal and fuel wood G. Animal products (separate group) (how many species/products now known from Laos)? Check database. (put no. in table) 6