Download Global Markets: Prime Brokerage

Alternative investment managers turn to CIBC Capital
Markets for premier prime brokerage that brings
together trade execution, reporting, research and
capital introduction with a view to enhancing
efficiencies and profitability.
Global Markets
Prime Brokerage
CONFIDENTIAL
February 2016
Prime Brokerage
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We work with experienced clients looking to efficiently manage
and grow their business.
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A dedicated client service representative provides
personalized coverage and connects you to the resources you
need within CIBC
Our offering includes:
An integrated clearing and custody framework and top-notch
technology support a multitude of complex products,
instruments and currencies along with extensive reporting
• Margin Financing
Assistance with trade execution is provided by our Electronic
Trading Group:
• Correspondent Brokerage
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Our smart order router CORE @ CIBC lets you efficiently
access all markets trading Canadian equities
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We offer a full suite of algorithms for Canadian and U.S.
execution
We also help start-up managers hit the ground running with
referrals and counsel from our network of relationships
2014 Canadian Hedge Fund Awards.
2014 Americas Global Custodian Awards.
CONFIDENTIAL
• Trade Execution
• Securities Lending
• Capital Introduction
Best Canadian Prime Broker1
Prime Brokerage – One to Watch
(Value)2
Technology
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Rely on timely and accurate information flow and in-depth reporting
with an integrated platform.
Client
GENEVA®
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Advent
is our portfolio management and
accounting system
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Our VistaOne data warehouse solution supports on-line inquiries via
PrimeDirect web-reporting
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The PrimeDirect web portal enables users to build custom reports,
receive trades throughout the day and view updated positions in
real-time
Pricing
Prime
Direct
(Thomson Reuters)
Corporate Actions
(Bloomberg)
(DTCC & CDS)
VistaOne©
Stock Lending
(Sunguard Global One)
Settlement
Risk Analytics
(MSCI Barra)
Margin Engine
Advent
Geneva®
(Softek)
Prime Brokerage – One to Watch
(Reporting)1
2014 Americas Global Custodian Awards.
Advent, the Advent logo, Advent Corporate Actions, Advent Custodial Data, Advent Office, Advent Partner, Advent Portfolio Exchange, Advent Revenue Center,
Advent Rules Manager, Advent (logo) APX, Advent Software, Advent Syncova, Advent OnDemand, Axys, Geneva, Moxy, Portfolio Exchange, Qube, Rex, Tamale,
Tamale RMS, the Pepper logo, Tamale RMS + Pepper logo, and Syncova are registered trademarks of Advent Software, Inc.
Copyright © 2015 VistaOne Solutions
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CONFIDENTIAL
Margin Financing
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Achieve your investment objectives in accordance with regulatory
and risk-based margin requirements.
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Margin financing solutions and associated services address the
regulatory and risk-based leverage needs of today’s most
sophisticated institutional investors
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Our team brings the specialized knowledge and experience
needed to work across a variety of asset classes and
investment strategies
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We seamlessly integrate with your workflow, offering:
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Advanced reporting and risk management technology
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Customized solutions to help you manage your lending
activities
2014 Americas Global Custodian Awards.
CONFIDENTIAL
Prime Brokerage – One to Watch
(Financing & Margining)1
Securities Lending
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Tap into our deep borrowing relationships to access the securities
you need to meet your flow and liquidity requirements.
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Our industry expertise, global network and depth of book
help you get the most out of your securities lending objectives
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You can access a deep and reliable pool of securities to
implement your short strategies, while maximizing the
stability of your ongoing short positions
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Re-invest cash with one of the strongest global
counterparties1 and finance long securities positions on a fully
collaterized basis
Collectively our team has over 100 years of
experience on loan desks.
• A leading counterparty globally1
• Proactively source stock that may be of interest to
our clients
• Identify trends and opportunities in the marketplace
• Provide ongoing flow and liquidity commentary
CIBC is the strongest publicly traded bank in Canada — and the only North American bank in the ranking for the last five years (Bloomberg Markets 2015).
CONFIDENTIAL
Capital Introduction
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Work with us to help develop and execute plans to connect to new investors.
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Our capital introduction program focuses on business strategy
and investor introductions
Customized plans may include:
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We bridge the dialogue with a wide range of senior-level
institutional and individual investors in local and global
markets
• Fund manager workshops and training
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By thoroughly understanding their search and investment
needs, we can match their selection criteria with the
managers on our platform
Our deep knowledge of fund-level risk and return profiles,
and understanding of counterparty investment criteria, can
help expand your reach
• Strategic consulting services
• Emerging manager start-up assistance
• Peer group symposia
• Topical operational and regulatory sessions
Events include:
• One-on-one meetings
• Investor roundtables
• Manager profile catalogue
• Hedge fund marketing activities
CONFIDENTIAL
Correspondent Brokerage
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Outsource your back office and access the broad capabilities and
scale of a trusted counterparty.
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Our Correspondent Brokerage team helps improve margins for
IIROC member brokerage firms
As a carrying broker, we provide:
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We currently execute and/or clear 25-30% of the Canadian
equity market providing our clients the capacity, flexibility
and pricing advantage to compete and win
• Custody of firm and client funds and securities
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With our excellent client service model and desire for strong
and long-lasting relationships, we are the partner of choice
for firms working in the more sophisticated areas of capital
markets
CONFIDENTIAL
• Clearing and settlement of trades
• Maintenance of books and records
• Financing of trade settlements as well as firm and
client positions
• Access to our full set of capital markets capabilities