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National Instrument 24-101 Institutional Trade Matching & Settlement Implementation Phase Jane Davis Executive Director, Canadian Capital Markets Association March 14, 2007 Agenda Welcome and Introductions About the CCMA Overview of National Instrument 24-101 Buy-Side, Sell-Side & Custodian Perspectives Questions & Answer Period 2 The Panel Shaun Fluker, Legal Counsel, Alberta Securities Commission Jane Depraitere, Director of Operations, Mawer Investment Management Kris Sanker, BMO Nesbitt Burns, Manager, Trade Settlement/Securities Lending 3 CCMA Board & Observers Mission Statement Enhance the global competitiveness of Canada’s capital markets through a forum of industry experts who provide leadership and direction to the investment community. 5 Committee Structure CCMA Board of Directors Finance Committee Executive Committee Subcommittee of the Board Secretary CCMA (Executive Director) Custodian Subcommittee (CSC) Buy-Side Subcommittee (BSSC) Sell-Side Subcommittee (SSSC) Communication & Education Working Group (CEWG) Legal/ Regulatory Working Group (LRWG) 6 January 2007 NI 24-101 Effective April 1, 2007 Phased-in transitional performance target dates over an approximate three-year period Documentation in place by October 1, 2007 Exception reporting in February 2008 7 National Instrument 24-101 Institutional Trade Matching & Settlement Implementation Phase Jane Davis Executive Director, Canadian Capital Markets Association March 14, 2007