Download GJ O`Mahoney Presentation - CCMA

Survey
yes no Was this document useful for you?
   Thank you for your participation!

* Your assessment is very important for improving the workof artificial intelligence, which forms the content of this project

page
1
page
2
page
3
page
4
page
5
page
6
page
7
page
8
Document related concepts
no text concepts found
Transcript 
National Instrument 24-101
Institutional Trade Matching & Settlement
Implementation Phase
Jane Davis
Executive Director, Canadian Capital Markets Association
March 14, 2007
Agenda





Welcome and Introductions
About the CCMA
Overview of National Instrument 24-101
Buy-Side, Sell-Side & Custodian Perspectives
Questions & Answer Period
2
The Panel



Shaun Fluker, Legal Counsel, Alberta Securities
Commission
Jane Depraitere, Director of Operations, Mawer
Investment Management
Kris Sanker, BMO Nesbitt Burns, Manager, Trade
Settlement/Securities Lending
3
CCMA Board &
Observers
Mission Statement

Enhance the global competitiveness of Canada’s
capital markets through a forum of industry
experts who provide leadership and direction to
the investment community.
5
Committee Structure
CCMA Board of Directors
Finance Committee
Executive Committee
Subcommittee of the Board
Secretary
CCMA
(Executive Director)
Custodian
Subcommittee
(CSC)
Buy-Side
Subcommittee
(BSSC)
Sell-Side
Subcommittee
(SSSC)
Communication
& Education
Working Group
(CEWG)
Legal/
Regulatory
Working
Group
(LRWG)
6
January 2007
NI 24-101




Effective April 1, 2007
Phased-in transitional performance target dates over
an approximate three-year period
Documentation in place by October 1, 2007
Exception reporting in February 2008
7
National Instrument 24-101
Institutional Trade Matching & Settlement
Implementation Phase
Jane Davis
Executive Director, Canadian Capital Markets Association
March 14, 2007
Related documents