Evotec AGM 2014_modified resolution proposal for agenda item 7
... same degree as shareholders. To guarantee such a protection against dilution, it is required to grant the holders of conversion and option rights and/or those who are obligated to convert a subscription right to the new shares in the way to which they would be entitled after exercising the conversio ...
... same degree as shareholders. To guarantee such a protection against dilution, it is required to grant the holders of conversion and option rights and/or those who are obligated to convert a subscription right to the new shares in the way to which they would be entitled after exercising the conversio ...
ORGANIZING A MUTUAL FUND I. SELECTING THE
... family of funds with a separate legal entity for each fund. Multiple legal entities inevitably require duplication and expense resulting from separate governing boards, periodic reports, and other regulatory filings. However, maintaining too many series in the same entity can cause administrative di ...
... family of funds with a separate legal entity for each fund. Multiple legal entities inevitably require duplication and expense resulting from separate governing boards, periodic reports, and other regulatory filings. However, maintaining too many series in the same entity can cause administrative di ...
Quick Summary of SDBA Commissions and Fees
... and all applicable laws governing the operation of the Investment Plan, no program fiduciary ...
... and all applicable laws governing the operation of the Investment Plan, no program fiduciary ...
Templeton BRIC Corporate Class Series A
... Morningstar Rating - Source: Morningstar Research Inc., as of July 31, 2016. All rights reserved. The information contained herein is proprietary to Morningstar and/or its content providers; may not be copied or distributed; and is not warranted to be accurate, complete or timely. Neither Morningsta ...
... Morningstar Rating - Source: Morningstar Research Inc., as of July 31, 2016. All rights reserved. The information contained herein is proprietary to Morningstar and/or its content providers; may not be copied or distributed; and is not warranted to be accurate, complete or timely. Neither Morningsta ...
Strategic Value Dividend (MA) Select UMA
... this profile, the performance from July 1, 2008 through June 30, 2012 consists of accounts managed by the investment manager in this strategy in either the Morgan Stanley or the Smith Barney form of the Fiduciary Services program. From July 1, 2012 through December 31, 2015, performance consists of ...
... this profile, the performance from July 1, 2008 through June 30, 2012 consists of accounts managed by the investment manager in this strategy in either the Morgan Stanley or the Smith Barney form of the Fiduciary Services program. From July 1, 2012 through December 31, 2015, performance consists of ...
presentation source
... Shareholder value record poor. Tiny new issue % “profits don’t matter” Therefore stock values unrealistic. Acquisition offset? (Cisco, AOL). Proprietary offset? New telecom/ optical switching etc. surge? ...
... Shareholder value record poor. Tiny new issue % “profits don’t matter” Therefore stock values unrealistic. Acquisition offset? (Cisco, AOL). Proprietary offset? New telecom/ optical switching etc. surge? ...
Trade Reporting Notice - 12/21/11
... the change is within the allowable variance to which the parties previously agreed. For example, when there is a change in the final delivery amount that is within the allowable variance, and the parties adjust the final price to maintain the yield agreed upon on the date of execution, a firm is not ...
... the change is within the allowable variance to which the parties previously agreed. For example, when there is a change in the final delivery amount that is within the allowable variance, and the parties adjust the final price to maintain the yield agreed upon on the date of execution, a firm is not ...
OMB APPROVAL ------------------------------ OMB NUMBER: 3235
... If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [___]. Note: Six copies of this statement, including all exhibits, should ...
... If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [___]. Note: Six copies of this statement, including all exhibits, should ...
Alternative Investment Transaction Request Form
... whether a request may be rejected by the fund company due to fund restrictions, including but not limited to redemptions requested prior to satisfying a lockup or transactions that do not meet stated minimums. ...
... whether a request may be rejected by the fund company due to fund restrictions, including but not limited to redemptions requested prior to satisfying a lockup or transactions that do not meet stated minimums. ...
MOSAX - MassMutual
... beyond the presumed retirement date to offer a continuing investment option for the investor in retirement. The year in the investment option name refers to the approximate year an investor in the option would plan to retire and likely would stop making new contributions to the investment option. Ho ...
... beyond the presumed retirement date to offer a continuing investment option for the investor in retirement. The year in the investment option name refers to the approximate year an investor in the option would plan to retire and likely would stop making new contributions to the investment option. Ho ...
Vanguard Total World Stock Index Fund Institutional Shares
... accurate, correct, complete, or timely. Morningstar, Inc., shall not be responsible for investment decisions, damages, or other losses resulting from use of the information. Morningstar, Inc., has not granted consent for it to be considered or deemed an "expert" under the Securities Act of 1933. Mut ...
... accurate, correct, complete, or timely. Morningstar, Inc., shall not be responsible for investment decisions, damages, or other losses resulting from use of the information. Morningstar, Inc., has not granted consent for it to be considered or deemed an "expert" under the Securities Act of 1933. Mut ...
Sample
... by compounding over long periods of time) and investments as a profession. The CFA designation is discussed, and the Appendix for Chapter 1 contains a more detailed description of the CFA program. Equally important, Chapter 1 does not cover calculations and statistical concepts, data on asset return ...
... by compounding over long periods of time) and investments as a profession. The CFA designation is discussed, and the Appendix for Chapter 1 contains a more detailed description of the CFA program. Equally important, Chapter 1 does not cover calculations and statistical concepts, data on asset return ...
Custody of Client Assets
... rely on the audit exemption). • RIA may treat the assets of a SPV as assets of the funds if (a) an SPV is owned by affiliated funds managed by the adviser and (b) the SPV is within the scope of the funds’ financial statement audits. • However, if the SPV has third-party owners, the RIA needs to trea ...
... rely on the audit exemption). • RIA may treat the assets of a SPV as assets of the funds if (a) an SPV is owned by affiliated funds managed by the adviser and (b) the SPV is within the scope of the funds’ financial statement audits. • However, if the SPV has third-party owners, the RIA needs to trea ...
OLD MUTUAL FIXED INTEREST TRACKER LIFE FUND
... or implied, is made as to their accuracy, completeness or correctness. The opinions expressed herein are not intended to serve as authoritative investment advice and should not be used in substitution for the exercise of own judgement. The price of shares/units and any income from them may fall as w ...
... or implied, is made as to their accuracy, completeness or correctness. The opinions expressed herein are not intended to serve as authoritative investment advice and should not be used in substitution for the exercise of own judgement. The price of shares/units and any income from them may fall as w ...
1Q17 FT Preferred Securities and Income Fact
... You should consider the Fund’s investment objectives, risks, and charges and expenses carefully before investing. Contact First Trust Portfolios L.P. at 1-800-621-1675 or visit www.ftportfolios.com to obtain a prospectus or summary prospectus which contains this and other information about the Fund. ...
... You should consider the Fund’s investment objectives, risks, and charges and expenses carefully before investing. Contact First Trust Portfolios L.P. at 1-800-621-1675 or visit www.ftportfolios.com to obtain a prospectus or summary prospectus which contains this and other information about the Fund. ...
Document
... Such entities allow for the creation of new investment opportunities, by “repackaging” money and capital market securities. Thus, they invest on money and capital markets, by collecting funds from the public using their own products that have different characteristics to the securities in which thes ...
... Such entities allow for the creation of new investment opportunities, by “repackaging” money and capital market securities. Thus, they invest on money and capital markets, by collecting funds from the public using their own products that have different characteristics to the securities in which thes ...
Hedge Fund Directive clashes with Irish regulations If the European
... It is proposed that certain AIFM will be exempt from the Directive, including AIFM which either directly or indirectly manage portfolios of AIFs whose assets under management do not exceed €100 million in total. If the AIF is not leveraged and has a lock-in period of five years or more, this thresho ...
... It is proposed that certain AIFM will be exempt from the Directive, including AIFM which either directly or indirectly manage portfolios of AIFs whose assets under management do not exceed €100 million in total. If the AIF is not leveraged and has a lock-in period of five years or more, this thresho ...
Enrollment Form - Accurecord Direct
... 1.) Select funds based on your projected retirement date. These are packages of funds that are actively managed and automatically adjusted during your employment years as your projected retirement date approaches. Your investment is on autopilot. 2.) Select funds based on your Risk Category. These a ...
... 1.) Select funds based on your projected retirement date. These are packages of funds that are actively managed and automatically adjusted during your employment years as your projected retirement date approaches. Your investment is on autopilot. 2.) Select funds based on your Risk Category. These a ...
ETF managed portfolio assets expected to
... ETF managed portfolio assets expected to double in size to over $700bn by 2020, finds BlackRock research Growth driven by increased ETF adoption by multi-asset strategies EMPs predicted to account for 19% of MAS assets by 2020, up from 12.5% currently New York, March 1, 2016 – The ETF managed portfo ...
... ETF managed portfolio assets expected to double in size to over $700bn by 2020, finds BlackRock research Growth driven by increased ETF adoption by multi-asset strategies EMPs predicted to account for 19% of MAS assets by 2020, up from 12.5% currently New York, March 1, 2016 – The ETF managed portfo ...
MEDICINES CO /DE (Form: SC 13G, Received: 11
... The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. ...
... The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. ...
Renuka Ramnath-led Multiples PE`s AUM cross $1
... Indian private equity firm Multiples Alternate Asset Management Pvt. Ltd has wrapped up the fundraising process for its second fund, raising more than what it was targeting. In the process, it has garnered the fifth-largest sector agnostic private equity investment corpus ever raised for India. "The ...
... Indian private equity firm Multiples Alternate Asset Management Pvt. Ltd has wrapped up the fundraising process for its second fund, raising more than what it was targeting. In the process, it has garnered the fifth-largest sector agnostic private equity investment corpus ever raised for India. "The ...
Globalstrategyweekly report 20120706
... Because these forward-looking statements involve risks and uncertainties, there are important factors that could cause actual results to differ materially from those expressed or implied by these forward-looking statements. Among other risks and uncertainties, the material or principal factors which ...
... Because these forward-looking statements involve risks and uncertainties, there are important factors that could cause actual results to differ materially from those expressed or implied by these forward-looking statements. Among other risks and uncertainties, the material or principal factors which ...
acquired in 2013
... close of the transaction, PSP expects to complete a listing of its shares on the New York Stock Exchange by the end of 2013. Platform’s shares and warrants have been suspended from trading on the London Stock Exchange and it is not expected that trading will resume. It is anticipated that Platform’s ...
... close of the transaction, PSP expects to complete a listing of its shares on the New York Stock Exchange by the end of 2013. Platform’s shares and warrants have been suspended from trading on the London Stock Exchange and it is not expected that trading will resume. It is anticipated that Platform’s ...
Schedule 14D-9 - Piedmont Office Realty Trust, Inc.
... Subject to the provisions of the Company’s charter, shares of the Company’s Class B-1, B-2 and B-3 common stock would convert automatically into shares of the Company’s Class A common stock on a one-for-one basis 180 days following the listing, 270 days following the listing and on January 30, 2011, ...
... Subject to the provisions of the Company’s charter, shares of the Company’s Class B-1, B-2 and B-3 common stock would convert automatically into shares of the Company’s Class A common stock on a one-for-one basis 180 days following the listing, 270 days following the listing and on January 30, 2011, ...
foundation market-based investment funds
... Fixed Income markets posted small gains or slight losses during the first quarter as interest rates on Treasuries increased slightly from low levels. The 10-year Treasury yield ended the quarter at 1.85%, up from 1.78% at the end of the fourth quarter 2012. Investment grade bonds as measured by the ...
... Fixed Income markets posted small gains or slight losses during the first quarter as interest rates on Treasuries increased slightly from low levels. The 10-year Treasury yield ended the quarter at 1.85%, up from 1.78% at the end of the fourth quarter 2012. Investment grade bonds as measured by the ...