Individual Investor Mutual Fund Flows
... accounts. Thus, on net, psychological motivations appear to play much less of a role in the domain of individuals’ mutual fund investments than they do in the domain of investment in individual stocks. In further support for tax-motivated trading, we find that taxable investors’ redemption decisions ...
... accounts. Thus, on net, psychological motivations appear to play much less of a role in the domain of individuals’ mutual fund investments than they do in the domain of investment in individual stocks. In further support for tax-motivated trading, we find that taxable investors’ redemption decisions ...
The Malta Alternative Investment Funds
... • Units are, or have been, or will be issued continuously or in blocks at short intervals An AIF that is not sold to retail investors may not have the characteristic listed in paragraph (a) and shall only be deemed to be an investment fund if the AIF, in specific circumstances as established by regul ...
... • Units are, or have been, or will be issued continuously or in blocks at short intervals An AIF that is not sold to retail investors may not have the characteristic listed in paragraph (a) and shall only be deemed to be an investment fund if the AIF, in specific circumstances as established by regul ...
CFA Level I - LOS Changes 2016 - 2017
... Level I - 2016 (549 LOS) calculate and interpret the net present value (NPV) and the internal rate of return (IRR) of an investment contrast the NPV rule to the IRR rule, and identify problems associated with the IRR rule calculate and interpret a holding period return (total return) calculate and c ...
... Level I - 2016 (549 LOS) calculate and interpret the net present value (NPV) and the internal rate of return (IRR) of an investment contrast the NPV rule to the IRR rule, and identify problems associated with the IRR rule calculate and interpret a holding period return (total return) calculate and c ...
Equity Risk Premiums (ERP)
... some cases, the pension benefits can be put at risk, if plan administrators use unrealistically high equity risk premiums, and set aside too little each year. • Business investments in new assets and capacity is determined by whether the businesses think they can generate higher returns on those inv ...
... some cases, the pension benefits can be put at risk, if plan administrators use unrealistically high equity risk premiums, and set aside too little each year. • Business investments in new assets and capacity is determined by whether the businesses think they can generate higher returns on those inv ...
wording - Investor Relations Solutions
... In February 2011, we entered into a multi-year manufacturing and distribution agreement under which GMCR manufactures K-Cup ® portion packs for Dunkin’ Brands, Inc. using coffee sourced and roasted to Dunkin’ Donuts’ exacting specifications. Dunkin’ K-Cup ® portion packs became available at particip ...
... In February 2011, we entered into a multi-year manufacturing and distribution agreement under which GMCR manufactures K-Cup ® portion packs for Dunkin’ Brands, Inc. using coffee sourced and roasted to Dunkin’ Donuts’ exacting specifications. Dunkin’ K-Cup ® portion packs became available at particip ...
State-Owned Enterprises
... While the varying forms of SOEs may provide governments with flexibility, these multiple forms may also serve to complicate ownership policy, make them less transparent and insulate SOEs from the legal framework applicable to other companies, including competition laws, bankruptcy provisions or secu ...
... While the varying forms of SOEs may provide governments with flexibility, these multiple forms may also serve to complicate ownership policy, make them less transparent and insulate SOEs from the legal framework applicable to other companies, including competition laws, bankruptcy provisions or secu ...
A Theory of Repurchase Agreements, Collateral Re-use
... papers where the only cost of default is the loss of the collateral, our model aims to capture the recourse nature of repo transactions. We thus allow for additional penalties for default, some of them non-pecuniary in the spirit of Dubey et al. (2005). While our results on the characterization of r ...
... papers where the only cost of default is the loss of the collateral, our model aims to capture the recourse nature of repo transactions. We thus allow for additional penalties for default, some of them non-pecuniary in the spirit of Dubey et al. (2005). While our results on the characterization of r ...
Call for expression of Interest
... “Medium” or higher score for this indicator will be awarded if, at and following a closing where EIF is expected to participate under the Programme, at least 50% of the Fund’s commitments are envisaged to come from Independent Private Investors, not taking into account EIF, EIB, and NPBs investing t ...
... “Medium” or higher score for this indicator will be awarded if, at and following a closing where EIF is expected to participate under the Programme, at least 50% of the Fund’s commitments are envisaged to come from Independent Private Investors, not taking into account EIF, EIB, and NPBs investing t ...
ORCHIDS PAPER PRODUCTS COMPANY 2015 ANNUAL
... manufacturing facilities have flexible production capabilities, which allow us to produce high quality tissue products with short production times across all quality tiers for customers in our target regions. We predominately sell our products under private labels to our core customer base in the “a ...
... manufacturing facilities have flexible production capabilities, which allow us to produce high quality tissue products with short production times across all quality tiers for customers in our target regions. We predominately sell our products under private labels to our core customer base in the “a ...
SCICLONE PHARMACEUTICALS INC (Form: 10
... Promotion Services Revenue. The Company recognizes promotion services revenue after designated medical products are delivered to the distributors as specified in a promotion services contract, which marks the period when marketing and promotion services have been rendered and the revenue recognition ...
... Promotion Services Revenue. The Company recognizes promotion services revenue after designated medical products are delivered to the distributors as specified in a promotion services contract, which marks the period when marketing and promotion services have been rendered and the revenue recognition ...
InterOil Corporation
... Papua LNG Project, the intentions of Mulacek regarding various matters, InterOil’s corporate strategy and InterOil’s position in the low-commodity price environment. Readers are cautioned not to place undue reliance on forward-looking statements which involve known and unknown risks material risks a ...
... Papua LNG Project, the intentions of Mulacek regarding various matters, InterOil’s corporate strategy and InterOil’s position in the low-commodity price environment. Readers are cautioned not to place undue reliance on forward-looking statements which involve known and unknown risks material risks a ...
Option Spread and Combination Trading
... trades over 100 contracts. For each large trade, this observer records (1) the net price, (2) the clearing member initiating the trade, (3) the trade type, e.g., naked call, straddle, vertical spread, etc., (4) a buy/sell indicator, (5) the strike price and expiration month of each leg of the trade, ...
... trades over 100 contracts. For each large trade, this observer records (1) the net price, (2) the clearing member initiating the trade, (3) the trade type, e.g., naked call, straddle, vertical spread, etc., (4) a buy/sell indicator, (5) the strike price and expiration month of each leg of the trade, ...
Form ADV Part 2A Nuveen Asset Management, LLC 333 West
... day) period (e.g., in the case of equities), or a purchase of another appropriate security (e.g., in the case of municipal bonds). NAM generally relies in good faith on directions communicated by a financial advisor acting with apparent authority on behalf of its client. In providing such directions ...
... day) period (e.g., in the case of equities), or a purchase of another appropriate security (e.g., in the case of municipal bonds). NAM generally relies in good faith on directions communicated by a financial advisor acting with apparent authority on behalf of its client. In providing such directions ...
words - Investor Relations Solutions
... • processing data and information from cyberspace to make it accessible to a wide range of analytical needs and resources; • analyzing data and information that have been collected, processed, correlated, and made easily accessible to transform them into usable information for our customers; • devel ...
... • processing data and information from cyberspace to make it accessible to a wide range of analytical needs and resources; • analyzing data and information that have been collected, processed, correlated, and made easily accessible to transform them into usable information for our customers; • devel ...
STEP - Merrill Lynch
... The STEP Income Securities ® Linked to the Common Stock of Delta Air Lines, Inc., due May , 2017 (the “notes”) are our senior unsecured debt securities. The notes are not guaranteed or insured by the Canada Deposit Insurance Corporation or the FDIC, and are not, either directly or indirectly, an obl ...
... The STEP Income Securities ® Linked to the Common Stock of Delta Air Lines, Inc., due May , 2017 (the “notes”) are our senior unsecured debt securities. The notes are not guaranteed or insured by the Canada Deposit Insurance Corporation or the FDIC, and are not, either directly or indirectly, an obl ...
CTAs: Shedding light on the black box
... convexity and capital efficiency when considering single programs for an allocation to a portfolio to maximize the benefits of ‘CTA-ness’. We define in some detail what we mean by ‘CTA-ness’ and why we think it's important (and, as an aside, have built a managed account platform to take advantage of ...
... convexity and capital efficiency when considering single programs for an allocation to a portfolio to maximize the benefits of ‘CTA-ness’. We define in some detail what we mean by ‘CTA-ness’ and why we think it's important (and, as an aside, have built a managed account platform to take advantage of ...
Fettered Consumers and Sophisticated Firms: Evidence from
... subject to the load.8 This convention implied that flow fees were reported in a way that made them seem smaller than they were - a flow fee of 1% of salary is actually a 15.4% load fee on the contribution of 6.5% of salary (1/6.5 =0.154). In June 2006, flow fees ranged from 0.5% - 1.65% (i.e., a 7.7 ...
... subject to the load.8 This convention implied that flow fees were reported in a way that made them seem smaller than they were - a flow fee of 1% of salary is actually a 15.4% load fee on the contribution of 6.5% of salary (1/6.5 =0.154). In June 2006, flow fees ranged from 0.5% - 1.65% (i.e., a 7.7 ...
FORM 10-K - corporate
... individual programs will maintain their Title IV eligibility, accreditation and state authorization in the future or that the ED might not successfully assert that one or more of the institutions has previously failed to comply with Title IV requirements. The ED may place a school on provisional ce ...
... individual programs will maintain their Title IV eligibility, accreditation and state authorization in the future or that the ED might not successfully assert that one or more of the institutions has previously failed to comply with Title IV requirements. The ED may place a school on provisional ce ...
EMERSON ELECTRIC CO (Form: 10-K, Received: 11/25
... Emerson’s PlantWeb digital plant architecture combines the technologies described above with the advantages of “intelligent” plant devices (valves and measurement instruments that have advanced diagnostic capabilities), open communication standards (non-proprietary wired and wireless digital protoco ...
... Emerson’s PlantWeb digital plant architecture combines the technologies described above with the advantages of “intelligent” plant devices (valves and measurement instruments that have advanced diagnostic capabilities), open communication standards (non-proprietary wired and wireless digital protoco ...
Hot debt market - Adverse selection costs as a debt issue driver
... Table 18. Correlation between adverse selection proxies ............................................................................ 59 Table 19. Determinants of hot debt months in the aggregate sample .......................................................... 61 Table 20. Determinants of hot debt m ...
... Table 18. Correlation between adverse selection proxies ............................................................................ 59 Table 19. Determinants of hot debt months in the aggregate sample .......................................................... 61 Table 20. Determinants of hot debt m ...
Principles of Microeconomics
... fiscal policy, monetary policy, and economic growth and structural change. He has also prepared research reports for Canadian industry and government agencies and authored numerous working papers. He completed his PhD at McGill University, and has held visiting appointments at the University of Camb ...
... fiscal policy, monetary policy, and economic growth and structural change. He has also prepared research reports for Canadian industry and government agencies and authored numerous working papers. He completed his PhD at McGill University, and has held visiting appointments at the University of Camb ...
PRIMERO MINING CORP
... have the right to appoint a person or company other than either of the persons designated in the Proxy (who is not required to be a shareholder), to attend and act for you and on your behalf at the Meeting. You may do so either by inserting the name of that other person in the blank space provided i ...
... have the right to appoint a person or company other than either of the persons designated in the Proxy (who is not required to be a shareholder), to attend and act for you and on your behalf at the Meeting. You may do so either by inserting the name of that other person in the blank space provided i ...
OSHKOSH CORP (Form: 10-K, Received: 11/22
... report, including, without limitation, statements regarding the Company’s future financial position, business strategy, targets, projected sales, costs, earnings, capital expenditures, debt levels and cash flows, and plans and objectives of management for future operations, including those under the ...
... report, including, without limitation, statements regarding the Company’s future financial position, business strategy, targets, projected sales, costs, earnings, capital expenditures, debt levels and cash flows, and plans and objectives of management for future operations, including those under the ...
ADAM – a model of the Danish economy
... economic development is driven by demand, while the supply side plays a minor role. Description of the business cycle and short-term fluctuations continues to play a significant role in ADAM. However, over the years there has been a focus on developing the long-term properties where the supply side ...
... economic development is driven by demand, while the supply side plays a minor role. Description of the business cycle and short-term fluctuations continues to play a significant role in ADAM. However, over the years there has been a focus on developing the long-term properties where the supply side ...