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securities and exchange commission
securities and exchange commission

... We have outstanding options that have the potential to dilute shareholder value and cause the price of our common stock to decline. In the past, we have offered, and we expect to continue to offer, stock options or other forms of stock-based compensation to our directors, officers and employees. If ...
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... [The] wave of corporate scandals that began in late 2001 shook confidence in the performance of public company boards and drew attention to potential flaws in their executive compensation practices. There is now recognition that many boards have employed compensation arrangements that do not serve s ...
Memorandum of principles with Gamma Management and Clearing
Memorandum of principles with Gamma Management and Clearing

... We hereby announce that, today, the Company entered into a memorandum of principles with Gamma Management and Clearing Ltd. (hereinafter: “Gamma”) and shareholders thereof. Gamma is a private company engaged, inter alia, in the clearance of credit-card transactions. According to the memorandum of pr ...
Stock Splits and Stock Dividends: Implications for Bid Ask Spread
Stock Splits and Stock Dividends: Implications for Bid Ask Spread

... The investor structure cost is composed by three components: order processing costs, inventory holding costs, and adverse selection costs. Theses authors show, in their theories, that the bid-ask spread is associated with variables reflecting the characteristics of the transaction costs, stock price ...
Short selling around the world with applications to the S…
Short selling around the world with applications to the S…

... Even before regulation by the federal government, the New York Stock Exchange regulated trading practices on its exchange. To this day, the NYSE requires its members and listed firms to adhere to standards much stricter than the minimum standards imposed by law. In particular, in response to concern ...
BANCOLOMBIA SA (Form: 6-K, Received: 08/31
BANCOLOMBIA SA (Form: 6-K, Received: 08/31

... stock of Seguros Banistmo S.A, an insurance company incorporated under the laws of the Republic of Panama. In consideration for such transfer, Suramericana will pay a total purchase price of USD $96,495,801 today. ...
Firm Churn on Main Street and Wall Street
Firm Churn on Main Street and Wall Street

... As illustrated in Chart 4, seven of the top 10 most valuable Nasdaq firms in 1976 were financial companies, reflecting the combination of high inflation and financial market innovation in the 1970s that boosted the value of non- ...
A Langevin approach to stock market fluctuations and crashes
A Langevin approach to stock market fluctuations and crashes

... between supply and demand [4]. The level of description adopted here is therefore intermediate between the macroeconomic level which is that of the market equilibrium models [9] and the individual agent level which is that of the market microstructure theory [10]. The aim of this paper is to propose ...
PBE Paper II Management Accounting and Finance
PBE Paper II Management Accounting and Finance

... sustainable profit increase for at least 10 years. The company just also sold a major asset and realised $100M in cash which the Directors are planning to return to shareholders. The relevant information is not made known to the market. The recent global financial crisis has caused a significant dro ...
CHAPTER 9 The Cost of Capital
CHAPTER 9 The Cost of Capital

... million, the market value of the firm’s preferred stock is $10 million, and the market value of the firm’s equity is $50 million. Dividing each component by the total of $100 million gives us market value weights of 40% debt, 10% preferred, and 50% common. ...
Convertible Bonds
Convertible Bonds

... correlation of less than one is considered a favourable correlation. All indexes in base currency. Convertible bonds are represented by Barclays Capital Global Convertibles Hedged Index (US$); Canadian bonds by FTSE TMX Canada Universe Bond Index (C$); Global bonds by Barclays Global Aggregate TR He ...
Background - Gunderson Dettmer
Background - Gunderson Dettmer

... Therefore, the valuation of the Common Stock is critical. If Section 409A applies to an option, then the terms of the option must limit exercises to certain times or window periods specified at the time of grant.2 Otherwise, the optionee is taxable at the end of each year in which an increment of th ...
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
UNITED STATES SECURITIES AND EXCHANGE COMMISSION

... form of entity not specifically listed herein. (q) “Series A Preferred Stock” means the series of shares of preferred stock of the Corporation designated as “Series A Convertible Perpetual Preferred Stock” which were automatically converted into shares of NonVoting Common Stock on the Mandatory Conv ...
Compensation Best Practices Overview
Compensation Best Practices Overview

... Goldman Sachs Chairman and CEO Lloyd Blankfein agreed with this approach, stating that “an individual’s performance should be evaluated over time so as to avoid excessive risk taking and allow for a ‘clawback’ effect. To ensure this, all equity awards should be subject to future delivery and/or defe ...
MSN Money Articles By Michael Burry 2000/2001
MSN Money Articles By Michael Burry 2000/2001

... I  do  not  view  fundamental  analysis  as  infallible.  Rather,  I  see  it  as  a  way  of  putting  the  odds  on  my  side.  I  am  a  firm   believer  that  it  is  a  dog  eat  dog  world  out  there.  And  while  I ...
Durability, Re-trading and Market Performance
Durability, Re-trading and Market Performance

... the supply and demand environment, subject pools, numbers of buyers and/or sellers, multiple interdependent commodities, and, with some qualifications, the exchange institution. 2 These experiments reflected several abstract features of the Walrasian general equilibrium models that motivated them. I ...
Income Taxes Expense
Income Taxes Expense

... stockholders’ equity section of the balance sheet.  It is used because it reveals much more about the year’s stockholders’ equity transactions than the statement of retained earnings. Copyright © by Houghton Mifflin Company. All rights reserved. ...
CHAPTER 16
CHAPTER 16

... Securities such as convertible debt or stock options are dilutive because their features indicate that the holders of the securities can become common shareholders. When the common shares are issued, there will be a reduction—dilution—in earnings per share. ...
ENDOLOGIX INC /DE/ (Form: 10-Q, Received: 07/31/2014 13:40:04)
ENDOLOGIX INC /DE/ (Form: 10-Q, Received: 07/31/2014 13:40:04)

... accordance with generally accepted accounting principles in the United States of America ("GAAP") and the rules and regulations of the U.S. Securities and Exchange Commission ("SEC"). These financial statements include the financial position, results of operations, and cash flows of the Company, inc ...
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... to receive the dividend payments, and a shareholder does not need to do anything to get the dividend. Other examples of mandatory corporate actions include stock splits, mergers, pre-refunding, return of capital, bonus ...
special dividend by way of distribution in specie of
special dividend by way of distribution in specie of

... United Kingdom or the United States should carefully read the notices set out under the Appendix to this circular. Notwithstanding the arrangements with regard to Shareholders with registered addresses outside Hong Kong as described above, the Board reserves the ultimate right to exclude any Shareho ...
proyecto de escisión - Precio de Cementos Pacasmayo
proyecto de escisión - Precio de Cementos Pacasmayo

... The composition and value of the equity block resulting from the Spin-off may be adjusted prior to the date of entry into force of the Spin-off, so that the equity block to be transferred to FOSSAL contains the existing assets, liabilities and legal relations on the effective date of the Spin-off. T ...
lockheed martin corporation - corporate
lockheed martin corporation - corporate

... stock on a pro rata basis to Lockheed Martin stockholders whose shares of Lockheed Martin common stock remain outstanding after the completion of the exchange offer. The transactions are subject to customary closing conditions, including Leidos stockholder approval and opinions of tax counsel. Leido ...
Financial capital
Financial capital

... from that time, to complete negotiations with its financial creditors and to sign a definitive financial restructuring agreement. In the US, on March 28 and 29, Abengoa and certain Spanish subsidiaries commenced proceedings under Chapter 15 of the United States Bankruptcy Code in the United States B ...
Oxygen Biotherapeutics, Inc. - Morningstar Document Research
Oxygen Biotherapeutics, Inc. - Morningstar Document Research

... 23, 2013, January 22, 2014, March 6, 2014, March 17, 2014 and March 21, 2014) relating to 5,369 shares of Series C 8% Convertible Preferred Stock (and 2,753,348 shares of common stock issuable upon conversion of the Series C 8% Convertible Preferred Stock) and warrants exercisable for 2,753,348 shar ...
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Stock

The stock (also capital stock) of a corporation constitutes the equity stake of its owners. It represents the residual assets of the company that would be due to stockholders after discharge of all senior claims such as secured and unsecured debt. Stockholders' equity cannot be withdrawn from the company in a way that is intended to be detrimental to the company's creditors.
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