810 KB - Australian Energy Market Commission
... disputes between parties, not sanctions for breach of the Rules. The dispute resolution processes may indicate that a breach of the Rules has occurred and the resolution or determination of the dispute may take account of the damage thereby caused to a party. Any action for breach of the Rules may o ...
... disputes between parties, not sanctions for breach of the Rules. The dispute resolution processes may indicate that a breach of the Rules has occurred and the resolution or determination of the dispute may take account of the damage thereby caused to a party. Any action for breach of the Rules may o ...
Establishing resolution arrangements for investment banks
... critical phase came after the failure of Lehman Brothers (Lehman) on 15 September 2008.1 The collapse of Lehman tested to the limit the durability of the financial system in all major financial centres, including the UK. Regulatory and legal structures were placed under severe strain and the systemi ...
... critical phase came after the failure of Lehman Brothers (Lehman) on 15 September 2008.1 The collapse of Lehman tested to the limit the durability of the financial system in all major financial centres, including the UK. Regulatory and legal structures were placed under severe strain and the systemi ...
A Theory of Repurchase Agreements, Collateral Re-use
... rationalizes the use of repos with positive haircuts when investors are risk-averse. In addition, we account for the possible re-use of collateral in repos by showing its benefits. To derive the equilibrium repo contract, we follow the competitive approach of Geanakoplos (1996), Araújo et al. (2000 ...
... rationalizes the use of repos with positive haircuts when investors are risk-averse. In addition, we account for the possible re-use of collateral in repos by showing its benefits. To derive the equilibrium repo contract, we follow the competitive approach of Geanakoplos (1996), Araújo et al. (2000 ...
4.1 Foreign strategic ownership and minority shareholder protection
... reasons, Zou and Adams (2008) argue that promoter foreign legal person investors have the resources and additional incentives to reduce their risk through closely monitoring operations, nominating board members, and influencing business strategy. For robustness, we use QFIIs as an alternative foreig ...
... reasons, Zou and Adams (2008) argue that promoter foreign legal person investors have the resources and additional incentives to reduce their risk through closely monitoring operations, nominating board members, and influencing business strategy. For robustness, we use QFIIs as an alternative foreig ...
Prospectus published on 20 September 2013
... securities or passed upon the adequacy or accuracy of this Prospectus. Any representation to the contrary is a criminal offence in the United States. The Shares are being offered and sold only outside the United States to persons who are not U.S. Persons (as defined in Regulation S under the U.S. Se ...
... securities or passed upon the adequacy or accuracy of this Prospectus. Any representation to the contrary is a criminal offence in the United States. The Shares are being offered and sold only outside the United States to persons who are not U.S. Persons (as defined in Regulation S under the U.S. Se ...
DETERMINANTS OF FOREIGN DIRECT INVESTMENT IN CÔTE D
... African country namely Côte D’Ivoire. Specifically, the purpose of the study was to identify the most critical factors that would enhance the capability of Côte D’Ivoire to attract FDI for its own development. In implementing the study, a positivism paradigm was utilised which involves the use of re ...
... African country namely Côte D’Ivoire. Specifically, the purpose of the study was to identify the most critical factors that would enhance the capability of Côte D’Ivoire to attract FDI for its own development. In implementing the study, a positivism paradigm was utilised which involves the use of re ...
A. Third Party Funding - The Law Reform Commission of Hong Kong
... Hong Kong arbitration users and incorporating provisions arising from its constitutional status. ...
... Hong Kong arbitration users and incorporating provisions arising from its constitutional status. ...
Skybridge Multi-Adviser Hedge Fund Portfolios LLC
... will also be asked to approve an interim agreement between the Company and the Investment Adviser (“Interim Agreement”). The Interim Agreement is identical to the current agreement in all material respects except that (i) the Interim Agreement has a maximum term of 150 days, and (ii) the Board or a ...
... will also be asked to approve an interim agreement between the Company and the Investment Adviser (“Interim Agreement”). The Interim Agreement is identical to the current agreement in all material respects except that (i) the Interim Agreement has a maximum term of 150 days, and (ii) the Board or a ...
Form ADV - Boys Arnold
... and investment counsel services to clients and Boys, Arnold Trust Company (“BATC”). As of December 31, 2016 the company had $1,047,651,521 in discretionary assets under management and no non-discretionary assets. The principal owner of the company is the Boys, Arnold and Company, Inc. Employee Stock ...
... and investment counsel services to clients and Boys, Arnold Trust Company (“BATC”). As of December 31, 2016 the company had $1,047,651,521 in discretionary assets under management and no non-discretionary assets. The principal owner of the company is the Boys, Arnold and Company, Inc. Employee Stock ...
Investment Policy Review of Sierra Leone
... UNCTAD serves as the focal point within the United Nations Secretariat for all matters related to foreign direct investment, as part of its work on trade and development. This function was formerly carried out by the United Nations Centre on Transnational Corporations (1975–1992). UNCTAD’s work is c ...
... UNCTAD serves as the focal point within the United Nations Secretariat for all matters related to foreign direct investment, as part of its work on trade and development. This function was formerly carried out by the United Nations Centre on Transnational Corporations (1975–1992). UNCTAD’s work is c ...
Private Equity Institutional Investor Trends for
... Fundraising in 2015 slowed significantly in the third quarter, though a boom in fourth quarter fundraising, as has happened in the last two years, could bring the full-year total up to 2014’s level. The trends that underlie the top line numbers in Chart I: Funds targeting North America make ...
... Fundraising in 2015 slowed significantly in the third quarter, though a boom in fourth quarter fundraising, as has happened in the last two years, could bring the full-year total up to 2014’s level. The trends that underlie the top line numbers in Chart I: Funds targeting North America make ...
Business Relationships, Corporate Governance, and Firm
... relationships between issuers and investors are pervasive in private placements. Of the issuers in our sample, 64% placed shares with investors with whom they had a pre-placement relationship: managers, key business partners, prior blockholders and/or prior directors. In addition, many new relations ...
... relationships between issuers and investors are pervasive in private placements. Of the issuers in our sample, 64% placed shares with investors with whom they had a pre-placement relationship: managers, key business partners, prior blockholders and/or prior directors. In addition, many new relations ...
Ix-Frank_Thesis - Lund University Publications
... deciding among future investment locations. While delivering on shareholder returns is usually the goal, these investments and returns come in many forms, with each one having unique impacts on an investor’s portfolio. Some companies may be going abroad to avoid domestic tax rates or restrictive tr ...
... deciding among future investment locations. While delivering on shareholder returns is usually the goal, these investments and returns come in many forms, with each one having unique impacts on an investor’s portfolio. Some companies may be going abroad to avoid domestic tax rates or restrictive tr ...
A Model of Competition Between Multinational Firms
... which I refer to as a green…eld investment. Alternatively, a …rm may acquire a local …rm in the market, which I refer to as an acquisition. In the late 1980s and early 1990s, many countries liberalized their economies so there were dramatic reductions in trade costs (Goodman and Pauly 1993; Hirst 1 ...
... which I refer to as a green…eld investment. Alternatively, a …rm may acquire a local …rm in the market, which I refer to as an acquisition. In the late 1980s and early 1990s, many countries liberalized their economies so there were dramatic reductions in trade costs (Goodman and Pauly 1993; Hirst 1 ...
UCITS IV – Key Investor Information Document
... (a) a statement that historical data, such as is used in calculating the synthetic indicator, may not be a reliable indication of the future risk profile of the UCITS; (b) a statement that the risk and reward category shown is not guaranteed to remain unchanged and that the categorisation of the UC ...
... (a) a statement that historical data, such as is used in calculating the synthetic indicator, may not be a reliable indication of the future risk profile of the UCITS; (b) a statement that the risk and reward category shown is not guaranteed to remain unchanged and that the categorisation of the UC ...
... This information is available if requested in the company survey of the national bank. Equity capital can be sorted by entry modes: establishment of a new company, privatisation and M&A2 of a private company. There can also be follow-up investments in these three types. Different types of FDI in di ...
IMPROVING THE EFFICIENCY OF THE ANGEL FINANCE MARKET
... In the private equity setting, a finder is generally defined to encompass persons or entities who bring together buyers and sellers of securities for a fee, but who have no role, or at least a very limited role, in bringing the ensuing transaction to closure.28 Finders are meant to provide introduct ...
... In the private equity setting, a finder is generally defined to encompass persons or entities who bring together buyers and sellers of securities for a fee, but who have no role, or at least a very limited role, in bringing the ensuing transaction to closure.28 Finders are meant to provide introduct ...
Tying, investment, and the dynamic leverage theory
... First, in our model, the incumbent firm is not a pure monopolist, but rather faces the threat of potential entry in all components (even if entry is highly unlikely in some components). As Rey and Tirole (1996) point out, in practice, bottlenecks are rarely pure bottlenecks; they most often encounte ...
... First, in our model, the incumbent firm is not a pure monopolist, but rather faces the threat of potential entry in all components (even if entry is highly unlikely in some components). As Rey and Tirole (1996) point out, in practice, bottlenecks are rarely pure bottlenecks; they most often encounte ...
Article Boy or girl: gender preferences from a Darwinian point of view
... Individuals in farmers’ families with more same-sexed siblings were less likely to survive, less likely to marry, and more likely to emigrate unmarried than those with fewer same-sexed siblings. Because no such effect of same-sexed siblings was found among landless labourers, it appears that competi ...
... Individuals in farmers’ families with more same-sexed siblings were less likely to survive, less likely to marry, and more likely to emigrate unmarried than those with fewer same-sexed siblings. Because no such effect of same-sexed siblings was found among landless labourers, it appears that competi ...
Investors` Horizons and the Amplification of Market Shocks
... returns after large price drops indicate that investors’ sales are not information driven (see, for instance, Coval and Stafford (2007)). Besides showing that the horizon of the shareholders holding a stock affects price drops and reversals in a robust way, we provide evidence supporting the causal ...
... returns after large price drops indicate that investors’ sales are not information driven (see, for instance, Coval and Stafford (2007)). Besides showing that the horizon of the shareholders holding a stock affects price drops and reversals in a robust way, we provide evidence supporting the causal ...
downstream securities regulation
... 3 See, e.g., SEC v. Ralston Purina Co., 346 U.S. 119, 124 (1953) (“The design of the [Securities Act] is to protect investors by promoting full disclosure of information thought necessary to informed investment decisions.”); 2 THOMAS LEE HAZEN, THE LAW OF SECURITIES REGULATION § 8.1[1][B] (5th ed. 2 ...
... 3 See, e.g., SEC v. Ralston Purina Co., 346 U.S. 119, 124 (1953) (“The design of the [Securities Act] is to protect investors by promoting full disclosure of information thought necessary to informed investment decisions.”); 2 THOMAS LEE HAZEN, THE LAW OF SECURITIES REGULATION § 8.1[1][B] (5th ed. 2 ...
Call for expression of Interest
... Public-sector risk-sharing can help increase the size of this market in Europe and the industry's footprint, catalyse private-sector investment, help to promote scale, diversification and geographic outreach. The promotion of VC funds-of-funds could, in particular, help broaden private investment b ...
... Public-sector risk-sharing can help increase the size of this market in Europe and the industry's footprint, catalyse private-sector investment, help to promote scale, diversification and geographic outreach. The promotion of VC funds-of-funds could, in particular, help broaden private investment b ...
Unleashing the Potential of US Foundation Endowments
... by their explicit philanthropic missions. Since their emergence in the 19th century, foundations have dedicated their resources to some of the most difficult social and environmental problems in communities throughout the United States and around the world. However, while foundations make grants to ...
... by their explicit philanthropic missions. Since their emergence in the 19th century, foundations have dedicated their resources to some of the most difficult social and environmental problems in communities throughout the United States and around the world. However, while foundations make grants to ...
Best Practices for Stable NAV LGIPs
... for Local Government Investment Pools in 1989 and updated these guidelines in 1995 to better provide a framework for the formulation of prudent policies and disclosure for LGIPs. Since that time, LGIPs have experienced sizeable growth in assets and complexity. Given their common interest in promotin ...
... for Local Government Investment Pools in 1989 and updated these guidelines in 1995 to better provide a framework for the formulation of prudent policies and disclosure for LGIPs. Since that time, LGIPs have experienced sizeable growth in assets and complexity. Given their common interest in promotin ...
U.S. Banking Regulators Finalize Minimum Margin Requirements for
... Basel/IOSCO Framework (which provides for an €8 billion threshold) than the $3 billion threshold under the Proposed Rules. 4 In determining whether a financial end user has material swaps exposure, the financial end user has to include not only over-the-counter derivatives of such financial end user ...
... Basel/IOSCO Framework (which provides for an €8 billion threshold) than the $3 billion threshold under the Proposed Rules. 4 In determining whether a financial end user has material swaps exposure, the financial end user has to include not only over-the-counter derivatives of such financial end user ...