FIRM ELEMENT TRAINING - Securities Training Corporation
... STC has written training plans for more than 300 broker-dealers, including retail, institutional, and investment advisory firms, banks, and insurance companies Our plan writing-services begin with a comprehensive Needs Analysis. Using a combination of methods including interviews, questionnaires, an ...
... STC has written training plans for more than 300 broker-dealers, including retail, institutional, and investment advisory firms, banks, and insurance companies Our plan writing-services begin with a comprehensive Needs Analysis. Using a combination of methods including interviews, questionnaires, an ...
MFSA Guidance Note for Shariah Compliant Funds
... As a general rule Shariah compliant funds may be set up as Retail Investment Schemes and Professional Investor Funds, although the nature of the investment and the methods used may have a determining effect on the fund category under which the fund may be licensed: 1. Shariah compliant equity funds ...
... As a general rule Shariah compliant funds may be set up as Retail Investment Schemes and Professional Investor Funds, although the nature of the investment and the methods used may have a determining effect on the fund category under which the fund may be licensed: 1. Shariah compliant equity funds ...
Regulation to amend Regulation 81
... disclose its investment risk level in the fund facts document in accordance with Part I, Item 4 of Form 81-101F3, or the ETF facts document in accordance with Part I, Item 4 of Form 41-101F4, as applicable.”. ...
... disclose its investment risk level in the fund facts document in accordance with Part I, Item 4 of Form 81-101F3, or the ETF facts document in accordance with Part I, Item 4 of Form 41-101F4, as applicable.”. ...
15 THEORIES OF INVESTMENT EXPENDITURES
... banks are large institutions that have large amounts of (their depositors’) money to lend. By lending to a large number of relatively small firms, they are able to diversify their risk more effectively than most individual investors can. If small firms are dependent on the banking system for credit, ...
... banks are large institutions that have large amounts of (their depositors’) money to lend. By lending to a large number of relatively small firms, they are able to diversify their risk more effectively than most individual investors can. If small firms are dependent on the banking system for credit, ...
NBER WORKING PAPER SERIES LEVERAGE CONSTRAINTS AND THE INTERNATIONAL TRANSMISSION OF SHOCKS
... effects is the presence of financial frictions of some sort, or distortions in credit markets. After all, in a Modigliani-Miller world, leverage is irrelevant. Thus, in order to capture the dynamics of the financial meltdown, financial frictions will be of critical importance. ...
... effects is the presence of financial frictions of some sort, or distortions in credit markets. After all, in a Modigliani-Miller world, leverage is irrelevant. Thus, in order to capture the dynamics of the financial meltdown, financial frictions will be of critical importance. ...
Pathways PDS - North Online
... The Funds are managed investment schemes structured as unit trusts and registered under the Corporations Act 2001 (Cth), referred to in this PDS as ‘the Corporations Act’. The Funds are subject to investment risks, which could include delays in repayment, and loss of income and capital invested. No ...
... The Funds are managed investment schemes structured as unit trusts and registered under the Corporations Act 2001 (Cth), referred to in this PDS as ‘the Corporations Act’. The Funds are subject to investment risks, which could include delays in repayment, and loss of income and capital invested. No ...
Corporate Governance and Investment in the 20th Century Japan: A
... comparing to the late 1960s, although it did not exceed the bond yield as the prewar period. Japanese firms still faced the threat of takeover, given dispersed ownership structure created by the postwar reform and the low stock price comparing to their actual asset value. The estimated Tobin’s q was ...
... comparing to the late 1960s, although it did not exceed the bond yield as the prewar period. Japanese firms still faced the threat of takeover, given dispersed ownership structure created by the postwar reform and the low stock price comparing to their actual asset value. The estimated Tobin’s q was ...
What are the factors of attractiveness of Istanbul for
... of industrialization process in the 1960s. The main motivation for the people who migrate (especially the unskilled) has been traditionally related to employment and emancipation. However, the recent changes of the Turkish economy – and the policy objectives that are attached to it – are transformin ...
... of industrialization process in the 1960s. The main motivation for the people who migrate (especially the unskilled) has been traditionally related to employment and emancipation. However, the recent changes of the Turkish economy – and the policy objectives that are attached to it – are transformin ...
The Market for Foreign Investment in Microfinance: Opportunities
... International Finance Corporation (IFC), ...
... International Finance Corporation (IFC), ...
Is It Time for an Infrastructure Push?
... global recovery continues but remains weak. In many advanced economies there is still substantial economic slack, and inflation remains too low in the euro area. Robust demand momentum has not yet taken hold, despite prolonged accommodative monetary policy, slowing in the pace of fiscal consolidatio ...
... global recovery continues but remains weak. In many advanced economies there is still substantial economic slack, and inflation remains too low in the euro area. Robust demand momentum has not yet taken hold, despite prolonged accommodative monetary policy, slowing in the pace of fiscal consolidatio ...
Is there a Potential for Increases in FDI for Central and Eastern
... Until recently, it was felt that few of the CEECs would be in a position to satisfy these criteria before 2005 at the earliest, with most looking at potential accession by around 2008. Notwithstanding the relatively slow pace of negotiations on the acquis communitaire, which involves 12 sets of bila ...
... Until recently, it was felt that few of the CEECs would be in a position to satisfy these criteria before 2005 at the earliest, with most looking at potential accession by around 2008. Notwithstanding the relatively slow pace of negotiations on the acquis communitaire, which involves 12 sets of bila ...
Technology Transfer and Spillovers in International Joint
... conflicting interests with respect to sharing cash flow rights. However, a multinational may voluntarily agree to a joint venture if this induces the host country to introduce a more favorable policy vis à vis the foreign subsidiary. On the other hand, there are also circumstances where it is not ...
... conflicting interests with respect to sharing cash flow rights. However, a multinational may voluntarily agree to a joint venture if this induces the host country to introduce a more favorable policy vis à vis the foreign subsidiary. On the other hand, there are also circumstances where it is not ...
Foreign Direct Investment and Foreign Portfolio Investment
... However, when investors want to sell their investment prematurely, because of a liquidity shock, they will get lower price if they are conceived by the buyer to have more information. Because, other investors know That the seller has information on the Fundamentals and suspect That the sales result ...
... However, when investors want to sell their investment prematurely, because of a liquidity shock, they will get lower price if they are conceived by the buyer to have more information. Because, other investors know That the seller has information on the Fundamentals and suspect That the sales result ...
Generation Wholesale Global Share Fund
... available only to persons who have received the relevant offer document in New Zealand and have completed the application form attached to that relevant offer document to make their initial investment. This will only be made in accordance with the terms of any treaty or exemption which allows Coloni ...
... available only to persons who have received the relevant offer document in New Zealand and have completed the application form attached to that relevant offer document to make their initial investment. This will only be made in accordance with the terms of any treaty or exemption which allows Coloni ...
Has NAFTA Changed North American Trade?
... precedent. They envision U.S. jobs lost in a flood of goods from a country with an average wage one-fifth that of the United States. Others see NAFTA as a boon to U.S. employment and living standards through greater trade and investment opportunities.1 These opposing expectations for NAFTA have been ...
... precedent. They envision U.S. jobs lost in a flood of goods from a country with an average wage one-fifth that of the United States. Others see NAFTA as a boon to U.S. employment and living standards through greater trade and investment opportunities.1 These opposing expectations for NAFTA have been ...
Alternative Finance Investment Bonds
... conventional bond in some instances. This may be due to the fact that sukuk holders only have recourse to the bond assets or some other structural feature which results in the risk profile being higher. In such instances it may be justifiable for the rate of return to be slightly higher than that of ...
... conventional bond in some instances. This may be due to the fact that sukuk holders only have recourse to the bond assets or some other structural feature which results in the risk profile being higher. In such instances it may be justifiable for the rate of return to be slightly higher than that of ...
Information Statement MNTRUST
... Series Portfolios”). Each Term Series Portfolio consists of specifically identified investments with a fixed maturity. All Participants of the Fund are eligible to participate in any Term Series Portfolio. Each Participant determines whether to participate in a Term Series Portfolio, and makes its o ...
... Series Portfolios”). Each Term Series Portfolio consists of specifically identified investments with a fixed maturity. All Participants of the Fund are eligible to participate in any Term Series Portfolio. Each Participant determines whether to participate in a Term Series Portfolio, and makes its o ...
Reporting Form SRF 530.0 Investments
... The asset class types are: cash, fixed income, equity, property, infrastructure, commodities and ‘other’. The asset domicile types are: Australia domicile, international domicile and ‘not applicable’. Where the domicile is not known, report domicile type as ‘not applicable’. The asset listing types ...
... The asset class types are: cash, fixed income, equity, property, infrastructure, commodities and ‘other’. The asset domicile types are: Australia domicile, international domicile and ‘not applicable’. Where the domicile is not known, report domicile type as ‘not applicable’. The asset listing types ...
Form ADV Part 2A/2B Firm Brochure
... This Brochure provides information about the qualifications and business practices of RTD Financial Advisors, Inc., “RTD”. If you have any questions about the contents of this Brochure, please contact us at 215-557-3800. The information in this Brochure has not been approved or verified by the Unite ...
... This Brochure provides information about the qualifications and business practices of RTD Financial Advisors, Inc., “RTD”. If you have any questions about the contents of this Brochure, please contact us at 215-557-3800. The information in this Brochure has not been approved or verified by the Unite ...
Financialization and the nonfinancial corporation
... is concentrated in short-term and ‘other’ financial assets, as with the full sample. Among small firms, the largest increase is in liquid financial assets, which rise from 5.5 percent of sales in 1971 to 20.4 percent in 2011. Concurrently, ‘other’ financial assets rise from 2.3 percent to 5.9 percen ...
... is concentrated in short-term and ‘other’ financial assets, as with the full sample. Among small firms, the largest increase is in liquid financial assets, which rise from 5.5 percent of sales in 1971 to 20.4 percent in 2011. Concurrently, ‘other’ financial assets rise from 2.3 percent to 5.9 percen ...
Revenue-generating projects
... operating costs (i.e. negative net revenue), it cannot obviously contribute to financing the project investment costs indirectly by borrowing money or attracting capital from investors.11 Therefore, since the objective of the funding-gap method is to identify the part of the project investment cost ...
... operating costs (i.e. negative net revenue), it cannot obviously contribute to financing the project investment costs indirectly by borrowing money or attracting capital from investors.11 Therefore, since the objective of the funding-gap method is to identify the part of the project investment cost ...
Cambiar Investors No Action Letter
... would not recommend enforcement action to the Commission under Rule 206(4) -1 under the Advisers Act if an investment adviser included a partial client list in a firm profile that it distributed, upon request, to pension plan consultants and other intermediaries (“consultants”), based on the adviser ...
... would not recommend enforcement action to the Commission under Rule 206(4) -1 under the Advisers Act if an investment adviser included a partial client list in a firm profile that it distributed, upon request, to pension plan consultants and other intermediaries (“consultants”), based on the adviser ...
Time-varying risk premia and the cost of capital
... attributable to movements in equity risk premia. Yet, perhaps owing to the longstanding intellectual divide between macroeconomics and finance, surprisingly little empirical research has been devoted to understanding the dynamic link between movements in equity risk premia and macroeconomic variables ...
... attributable to movements in equity risk premia. Yet, perhaps owing to the longstanding intellectual divide between macroeconomics and finance, surprisingly little empirical research has been devoted to understanding the dynamic link between movements in equity risk premia and macroeconomic variables ...
Structural and Cyclical Movements of the Current Account in Japan
... Japan’s current account and the causes of the large deficits in the U.S current account since the mid-1970’s to the 1990’s with an alternative measure. Here, there are two distinct analytical differences from earlier works. First, the concept of the “structural current account” is redefined. In this ...
... Japan’s current account and the causes of the large deficits in the U.S current account since the mid-1970’s to the 1990’s with an alternative measure. Here, there are two distinct analytical differences from earlier works. First, the concept of the “structural current account” is redefined. In this ...
NBER WORKING PAPER SERIES COMPETING LIQUIDITIES: CORPORATE SECURITIES, REAL BONDS AND BUBBLES
... have hampered productive investment when the public debt rose sharply during the 1980s, or during the Internet bubble; interest rates1 and investment fell when the latter burst. This paper provides a new and richer view on how rational bubbles impact economic activity. It builds on the idea that bub ...
... have hampered productive investment when the public debt rose sharply during the 1980s, or during the Internet bubble; interest rates1 and investment fell when the latter burst. This paper provides a new and richer view on how rational bubbles impact economic activity. It builds on the idea that bub ...