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Draft ECC REPORT xxx Electronic Communications Committee (ECC) within the European Conference of Postal and Telecommunications Administrations (CEPT) DRAFT ECC REPORT xxx [Practical guidance for the TDD networks synchronization] Place, Month, Year DRAFT ECC REPORT xxx Page 2 0 EXECUTIVE SUMMARY The purpose of the report is to address the synchronization issue for TDD networks for all frequency bands. It may also contain a table of assumptions and a table of conclusions in the compatibility/sharing reports. DRAFT ECC REPORT xxx Page 3 Table of contents 0 EXECUTIVE SUMMARY ............................................................................................................................................ 2 LIST OF ABBREVIATIONS ................................................................................................................................................ 4 1 INTRODUCTION .......................................................................................................................................................... 5 2 SYNCHRONISATION OF NETWORKS .................................................................................................................... 6 2.1 SAME TECHNOLOGY NETWORK SYNCHRONISATION .................................................................................................. 6 2.1.1 Synchronisation of the start of frame ................................................................................................................ 7 2.1.1.1 2.1.1.2 2.1.1.3 2.1.1.4 2.1.2 2.1.2.1 Synchronisation by GPS ................................................................................................................................................. 7 Synchronisation over IP .................................................................................................................................................. 7 Synchronisation by network listening ........................................................................................................................... 10 conclusion ..................................................................................................................................................................... 10 Frame structure synchronisation .................................................................................................................... 11 Common downlink uplink ratios................................................................................................................................... 11 2.2 CROSS-TECHNOLOGY NETWORK SYNCHRONISATION............................................................................................... 11 2.2.1 Synchronisation of the start of frame .............................................................................................................. 11 2.2.2 Analysis of the frame structure ....................................................................................................................... 11 3 OTHER MITIGATION TECHNIQUES FOR UNSYNCHRONIZED NETWORKS ........................................... 14 3.1 ADDITIONAL FILTERING ........................................................................................................................................... 14 3.2 SITE COORDINATION ................................................................................................................................................ 14 3.3 RESTRICTED BLOCKS / GUARD BANDS ..................................................................................................................... 14 3.3.1 Case of BS to BS interference ......................................................................................................................... 14 3.3.2 Case of TS to TS interference .......................................................................................................................... 14 4 CONCLUSIONS ........................................................................................................................................................... 14 ANNEX 1: TITLE................................................................................................................................................................. 15 ANNEX 2: REFERENCES .................................................................................................................................................. 16 ANNEX 3: LIST OF REFERENCES ................................................................................................................................. 17 Note: Explanation on how to set-up the table of contents: Use « formal » table of contents (in “Index” scroll down in the list of format / in “Table of Contents” select “formal”) DRAFT ECC REPORT xxx Page 4 LIST OF ABBREVIATIONS Abbreviation BS CEPT TS UE HeNB Explanation Base station European Conference of Postal and Telecommunications Administrations Wimax Terminal station LTE User Equipment Home eNodeB (equivalent to “femtocell”) DRAFT ECC REPORT xxx Page 5 Heading text from front page bold and small letters in here ! 1 INTRODUCTION [Following the approval of ECC DEC(11)HH on … a few open issues were left for study: considering dd There are several possible techniques for improving coexistence between TDD networks - synchronisation - additional filtering - site coordination - restricted blocks/guard bands. The aim of this report is of providing [technical guidance for methods] an evaluation of the techniques that facilitate the coexistence of TDD networks. The use of restricted blocks/guard bands is obviously a method which leads to spectrum wastage and is therefore a last resort method. The candidate MFCN technologies for the 3.5 GHz bands are LTE and WiMAX.] DRAFT ECC REPORT xxx Page 6 2 SYNCHRONISATION OF NETWORKS ["Synchronization" means that the two neighbour operators have to transmit and receive in the same time. Thus, more precisely, this means : Synchronizing the beginning of the frame Synchronizing the length of the frame Synchronizing the TDD uplink/downlink ratio The main advantage of synchronisation of different networks is to minimise inter-operator guard frequencies. There are three synchronisation levels: synchronisation within a network, synchronisation of adjacent band networks using the same technology and synchronisation of adjacent band networks using different technologies (i.e. TD-LTE and WiMAX). Synchronisation within a network is fully included within standardisation. The other cases of synchronisation are the object of the analysis below.] 2.1 Introduction When more than one TDD system operate in the same band (e.g. on adjacent channels) and are deployed in the same geographic areas (towers, sites), severe interferences may happen if the networks are uncoordinated i.e. if some base stations (BSs) are transmitting while others are receiving, since out-of-band and spurious emissions from the transmitter will prevent the neighbour receiver to properly operate. One way to avoid this issue is to synchronize neighbour BSs in order to make them transmit and receive in the same time. It shall be noted that the word “synchronization” can be confusing since it is used in many different contexts with different meanings. For example, BS-UE synchronization is fully included within standardization and is not the scope of this document. Also, the ITU-T SG15/Q13 distinguishes frequency synchronization, phase synchronization and time synchronization, as illustrated in the following figure : 3GPP has defined "synchronized operation" [15] as "Operation of TDD in two different systems, where no simultaneous uplink and downlink occur", which means that the neighbour BSs have to transmit and receive in the same time. Thus, more precisely, this means: Synchronizing the beginning of the frame (phase synchronization) Synchronizing the frame structure, i.e. configure the length of the frame and the TDD uplink/downlink ratio so that all transmitters stop transmitting before any other starts receiving (the frame length and TDD ratio do not need to be exactly identical provided this condition is met) This problem can be splited in the following cases synchronisation within a network synchronisation of adjacent band networks using the same technology synchronisation of adjacent band networks using different technologies (i.e. TD-LTE and WiMAX). At the time of this writing, most IMT technologies have a requirement of 50ppb in frequency accuracy. When phase synchronization is required, it is often on the order of 1µs, as illustrated in the following table. DRAFT ECC REPORT xxx Page 7 Technology Phase/time accuracy CDMA2000 3µs WCDMA TDD (TS 25.402) 2.5 µs TD-SCDMA (TS 25.836) 3µs LTE TDD (TS 36.133) 3µs (small cells), 10µs (large cells) MBSFN over LTE (TDD or FDD) 1µs CoMP over LTE (TDD or FDD) TBD. Likely under 1µs WiMAX 802.16e TDD 1µs The following sections explain the technical possibilities (current and in development) for synchronising networks.] 2.2 Same technology network Synchronisation [Same technology networks synchronisation is within the domain of standardisation. It appears that for both technology LTE and WiMAX it is possible to synchronise networks in adjacent bands that use the same technology. In the case of WiMAX there is an actual example of synchronisation as described in document ECC PT1(11)103 (see paragraph below, assuming the networks were using WiMAX). In the case of LTE, 3GPP RAN4 gave the following indication in an liaison statement to ECC PT1 (see document ECC PT1(11)077): “for the LTE TDD BS, the 3GPP requirements are defined assuming synchronisation between blocks assigned to operators”. We can infer from this statement that it is technically possible to synchronise network of different operators using TD-LTE. From ECC PT1(11)103: “In the Asia Pacific region Malaysian operators in the 2300MHz band operate synchronised TDD systems (frame timing and UL/DL transmission) in unpaired blocks through a voluntarily agreed cooperation agreement. The agreed DL/UL ratio is 29:18 but there is a possibility to agree alternative ratios. Internationally, the 29:18 DL/UL ratio is a very common and popular ratio for the uplink and downlink sub-frames in TDD mode.” The following sections explain the technical possibilities (current and in development) for synchronising networks.] 2.2.1 Synchronisation of the start of frame [There are several methods for synchronisation of the start of frame. According to document ECC PT1(11)117, 3GPP has mostly identified three mechanisms: GPS (suitable for macro/microcells), IEEE1588v2 (i.e. over (IP)), and "network listening". 2.2.1.1 Synchronisation by GPS [Synchronisation by GPS is suitable for base stations that have an outdoor component and therefore can receive a GPS signal. Macro-cell outdoor BS should then be able to be synchronised by GPS, and this method is widely used for most existing outdoor TDD networks like WiMAX and TD-SCDMA networks, as well as CDMA2000 networks.. However this method of synchronisation would fail in the case of indoor BS which is often the case for femtocell BS, although some advances from GPS chipset sensitivity suggest this limitation could be overcomed in a close future. ] 2.2.1.2 Synchronisation over backhaul network Several techniques have been designed in the past in order to ensure synchronization over backhaul networks. ITU-T SG15/Q13 deals with this topic, and has specified several standards over the past years for frequency synchronization (e.g. based on SDH and Synchronous Ethernet). The phase/time synchronization requirement is newer, and therefore there is still ongoing work in Q13. Several SDOs are involved and work in this area: IEEE has specified the IEEE-1588v2 standard. It is a complex standard with many features because it targets several domains with very different needs (e.g. industry/robotics, telecommunications, etc.). The defined Precision Time Protocol uses a similar approach to NTP (though it does not define an algorithm for clock recovering). It defines several concepts like Boundary Clocks (BC) and Transparent Clocks (TC), but it does not define DRAFT ECC REPORT xxx Page 8 - requirements (e.g. limits for jitter) for specific applications like telecommunications. The protocol might be implemented directly over Ethernet, or over IPv4 or IPv6. Some profiles have been specified by industry groups, and care about selecting subsets of the whole IEEE-1588v2 standard, and defining something consistent. They can also add requirements (e.g. unicast packets instead of multicast). For telecommunications, ITU-T SG15/Q13 decided to use the IEEE-1588 protocol for the transport of frequency and time; it has developed a series of recommendations for the transport of the frequency (G.826x) and is developing a new series for the transport of phase/time (G.827x), which rely on IEEE-1588v2 and synchronous ethernet together in order to match the required accuracy. IETF Tictoc group is working on some other aspects, like security issues, and implementation over IPv4/IPv6. 3GPP is analysing the possibility to use the IEEE1588 protocol. However the utilisation is not without some limitations as described in 3GPP document 36.922: “Under good backhaul conditions (e.g. operator controlled fiber / Ethernet), IEEE 1588 v2 can provide sub-microsecond level accuracy. However, such good backhaul conditions may not always be possible. In particular backhauls over cable and DSL modems have significant jitter and delay variations. Note that the upstream packet delay δ1 is often not equal to the downstream delay δ2 creating an error of (δ1 – δ2)/2. This resulting error may be up to many milliseconds, rendering IEEE 1588v2 restricted for the application of TD-LTE synchronization.” [3GPP 36.922] Limitations were highlighted in document ECC PT1(11)113: “New protocols like IEEE1588/PTPv2 (Precision Time Protocol) are currently under study by ITU-T in order to provide accurate phase/time synchronisation, but this type of solution is not fully mature today. Moreover, it will require new hardware support from the network (Boundary Clock, Transparent Clock) to fight against Packet Delay Variation and network delay asymmetry in order to meet the stringent phase/time requirements of TDD systems. In particular, standardisation work on a Second ITU-T PTPv2 telecom profile phase/time-oriented (PTP "link-by-link") is only in the preliminary phase and there would be additional hardware costs associated.” The above elements show that work is ongoing for synchronisation over IP and that there is some uncertainty on the applicability of this synchronisation techniques for TDD networks over legacy equipments and over ADSL networks. It may be a key feature in a close future for newer networks in urban areas, especially considering the expected deployment of features like CoMP which require very tight time synchronization. . DRAFT ECC REPORT xxx Page 9 ITU-T Requirements for NGN Synchronization (SG15/Q13) G.8260: Definitions and terminology for synchronization in packet networks Definitions / terminology Frequency Basics & Network requirements Clocks Time/phase G.8261 /Y.1361: Timing and synchronization aspects in packet networks (frequency) G.8271 Time and phase synchronization aspects in packet networks G.8261.1: PDV Network Limits applicable to Packet Based Methods (frequency synchronization)) G.8271.1 Network Requirements for time/phase SyncE Network Jitter/Wander: Included in G.8261 (may G.8261.2 for future) G.8271.2 may be needed for future G.8262/Y.1362: Timing characteristics of a synchronous Ethernet equipment slave clock (frequency) G.8272: PRTC (Primary Reference Time Clock) Timing characteristics G.8263: Timing characteristics of Packet based Equipment (PEC) G.8273 Packet Time/Phase Clocks: Framework and Clock basics G.8273.1: Packet Master timing. Charact. G.8273.2: T-BC timing. Charact G.8273.x: T-TC timing. Characteristics G.8273.y: T-TSC timing. Character Methods G.8264/Y.1364: Distribution of timing information through packet networks G.8265: Architecture and requirements for packet based frequency delivery Profiles G.8275 G.pacmod-bis Packet - architecture- for time/phase G.8265.1: Precision time protocol telecom profile for frequency synchronization G.8275.1 PTP profile for time and phase synchronization G.8265.2 PTP Telecom Profile #2 G.8275.2 PTP profile ToD/phase #2 Supplements G Suppl. x: Simulation of Transport of time over packet network agreed ongoing Options DRAFT ECC REPORT xxx Page 10 2.2.1.3 Over-the-air synchronisation by network listening Network listening is presented in 3GPP document 36.922. It is described as a possible solution for synchronisation when other solutions are not available: “Network listening is one essential practical scheme, as it works when GPS doesn't work (e.g. indoors) and IEEE 1588v2 is not available”. The principle of the technique is described in 3GPP 36.922 §6.4.2.1: “The technique in which a HeNB derives its timing from a synchronized eNB or HeNB (which in turn may be GNSS-synchronized) is referred to here as "synchronization using network listening." A HeNB that uses network listening (say HeNB1) may utilize a synchronization or reference signal from another eNB (say sync eNB) to derive its timing. […]The HeNB may periodically track one or more signals from the donor cell (e.g. Primary and Secondary Synchronization Signals, Common Reference Signal, Positioning Reference Signal) to maintain its synchronization.” This mechanism allows for a cell (slave) to become synchronized with another cell (master), and does not require a direct connection to the GPS network. For example, the scheme allows for multi-hop femtocell-to-femtocell synchronization (up to 3 hops, as defined in TS-36.413 §9.2.3.34 [13]). Obviously, it makes sense in the case that the master and slave BSs operate in the same band using the same technology (though not necessary the exact same channel). For the worst case of a femtocell-only deployment this method would fail, however this can be remedied by adding a receiver that would get the time reference from a macro base station operating in another band (see ECC PT1(11)117). It is also noted in ECC PT1(11)117 that “for that kind of scenario, it is questionable whether synchronization between operators is even necessary, considering the expected average distance, probability of interference (i.e. two femtocells on adjacent channel close to each others), wall penetration loss, etc”. One can conclude that the “network listening” scheme enables a whole network, including femtocells BS, to be GNSS synchronised ( e.g. to a GNSS-synchronized reference macrocell network). This could enable networks of different operators to be synchronised with the same time reference source. At the time of this writing, this approach is restricted to the LTE technology. It has been successfully implemented and tested for single-operator single-hop LTE femtocell synchronisation. For this reference implementation (which is not the only possible mechanism), the slave HeNB uses a part of its dwPTS frame to listen to the master dwPTS frame and properly adjust its clock. When the HeNB turns on, it listens to the neighbour cells first, then selects the cell with highest level as synchronization reference in order to establish synchronization, and decide its own synchronization reference level (1 level lower than reference cell). RAN4 endorses two schemes for indication of synchronisation level and status : blind detection and backhaul signaling. eNB HeNB Ca p t ur e 5 m s fram e synch. Ca p t ur e 1 0 m s fram e synch. TA m e a sur e m e nt t im ing cor r e ct ion Synch e st a b lish Even though the solution allows for multi-hop synchronization, the number of hops should not be too high in order to avoid accumulation of timing errors. 3GPP has defined 4 levels of precedence (0 is high and 3 is low), which allow up to 3 hops. The timing accuracy of macro eNB is about 50~300ns, for total N hop synch. Over the air, single hop timing accuracy should be within (3µs-300ns)/2N. For N=3, it means the single-hop accuracy must be less than 0.45µs. According to lab tests, the synchronisation accuracy can be as low as 189ns, which shows the solution is technically feasible. Question: These schemes have been designed for intra network synchronisation, but have they already been included in standardisation dealing with inter network synchronisation (especially the synchronisation by network listening)? ] 2.2.1.4 [Other OTA mechanisms] [Since we only need phase synchronization between close BS rather than time synchronization, we need to explore the general case of a separate receiver dedicated to synchronization in the slave BS, extracting and using the clock of another reference RF signal in another band and another technology. For example, is it possible to get phase synchronization from SCH in a surrounding GSM network ?] DRAFT ECC REPORT xxx Page 11 2.2.2 Frame structure synchronisation [Frame structure synchronisation means full synchronisation of networks. The base stations of adjacent band networks emit at the same time and terminal stations also all emit at the same time. This implies a common uplink downlink ratio. As it is technically clear that once the start of frame are synchronised there is no added technical difficulty for using the same uplink/downlink ratio across different (same technology) networks, the only issue is one of choosing and agreeing upon a common ratio.] Synchronizing the start of the frame is not enough to avoid interference between networks: since TDD allows flexibility in the frame length and uplink-downlink ratio, they will transmit and receive in the same time except: In TDD network, the frame structure (i.e. frame length and uplink-downlink ratio) can be configured as software parameter. Therefore “synchronizing” the frame structure means agreeing on common parameters. It should be noted that agreement on a common UL/DL ratio would decrease the flexibility of TDD with respect to the choice of the ratio, maybe leading to some suboptimal ratio at the individual level for each operator. However thisshould be compared and put in the balance with the waste created by restricted blocks/guard bands in the case of unsynchronised networks. One can expect that the waste due to a suboptimal ratio would be less important? Also, the common TDD ratio might still be more efficient than a 50:50 UL:DL ratio technologically enforced by non-TDD duplexing schemes (e.g. choosing the average UL/DL ratio between ratios asked by each operator). Besides, this common TDD ratio can always be further modified if the overall DL:UL ratio changes from the macroscopic point of view, and it is always feasible to choose a common 50:50 ratio in case of no agreement. Successful inter -operator synchronisation have already been implemented. As an example: From ECC PT1(11)103: “In the Asia Pacific region Malaysian operators in the 2300MHz band operate synchronised TDD systems (frame timing and UL/DL transmission) in unpaired blocks through a voluntarily agreed cooperation agreement. The agreed DL/UL ratio is 29:18 but there is a possibility to agree alternative ratios. Internationally, the 29:18 DL/UL ratio is a very common and popular ratio for the uplink and downlink subframes in TDD mode.” The KT/SKT synchronization on their TDD WiBRO 802.16e network is another example of inter-operator agreement on all aspects discussed in this report – including DL/UL ratio. According to Korea Telecom : “For the decision of TDD ratio, Operators made a task force including KCC (Korea Communications Commission, government organization). Through the result of operators harmonization, government made a regulation for the TDD ratio”. Need to explore solutions for the case where there is no consensus among operators.] 2.3 Cross-technology network synchronisation Same technology frame structure synchronisation is within the domain of standardisation. It appears that for both technology LTE and WiMAX it is possible to synchronise networks in adjacent bands that use the same technology. In the case of WiMAX there is an actual example of synchronisation as described in document ECC PT1(11)103 (see paragraph below, assuming the networks were using WiMAX). In the case of LTE, 3GPP RAN4 gave the following indication in an liaison statement to ECC PT1 (see document ECC PT1(11)077): “for the LTE TDD BS, the 3GPP requirements are defined assuming synchronisation between blocks assigned to operators”. We can infer from this statement that it is technically possible to synchronise network of different operators using TD-LTE. LTE and WiMAX are the two candidate technologies for MFCN networks within the 3.5 GHz bands. There is therefore a possibility that those two technologies be deployed in adjacent band by different operators. They have different frame structures and therefore the technical feasibility has been carefully studied in this section. DRAFT ECC REPORT xxx Page 12 Based on the current state of the specification exposed in annex [4], it can be shown that most WiMAX 802.16e configurations have at least one equivalent TD-LTE set of parameters, giving options for synchronizing two networks implementing different technologies Some limitations exist however: current WiMAX Forum profiles only support 5ms frames length and TDD ratios above than 50% downlink. This study focuses on currently available technologies, thus only LTE up-down configurations #1 and #2 are applicable. The following spreadsheet shows how many % of the frame are overlapping (i.e. with WiMAX transmitting while LTE is receiving, or LTE transmitting while WiMAX is receiving) for each WiMAX vs LTE TDD configuration. The most desirable scenario is the fully synchronized one, which correspond to a "0%" overlap. Assessing whether a limited (< 2% of the frame) overlap would be acceptable or would lead to severe interferences is beyond the scope of this study, which will focus on prefect (0% overlap) cross-technology synchronization. WiMAX configuration 10MHz 35:12 10MHz 34:13 10MHz 33:14 10MHz 32:15 10MHz 31:16 10MHz 30:17 10MHz 29:18 10MHz 28:19 10MHz 27:20 10MHz 26:21 7MHz 24:9 7MHz 23:10 7MHz 22:11 7MHz 21:12 7MHz 20:13 7MHz 19:14 7MHz 18:15 8,75MHz 30:12 8,75MHz 29:13 8,75MHz 28:14 8,75MHz 27:15 8,75MHz 26:16 8,75MHz 25:17 8,75MHz 24:18 LTE frame configuration 2 2 2 2 2 1 1 1 2 2 2 1 1 1 2 2 2 1 1 LTE "S" possible configurations 0,1,5,6 0,5 0,5 0,5 0,5 Overlap 0,5% Overlap 1,1% 0-4 0-8 0-2,5-7 0,1,5,6 0,5 0,5 Overlap 0,1% 0-4 0-8 0-2,5-7 0,5 0,5 0,5 Overlap 0,3% Overlap 1,3% 0-5 0-3,5-8 Considering the frame structures of the two technologies, it is necessary to specify an offset (e.g. if the WiMAX frame is aligned on multiple of 1s+k*5ms boundaries, then the neighbour TD-LTE network has to have the beginning of the frame aligned on 1s+1ms+k*5ms boundaries when using type 1 configuration or 1s+2ms+k*5ms boundaries when using configuration type 2). In a few cases (e.g. WiMAX TDD ratio 29:18), no direct TD-LTE equivalent parameters exist. However, even in those cases, only minimal overlap happens, so that several technical solutions are applicable in order to solve this. Taking the example of 29:18 WiMAX ratio, the two following approaches are valid: Blank-out the two last OFDM symbols in the WiMAX frame (making it effectively 27:18), at the expense of a 8% capacity loss on the WiMAX side. This can be done in several ways. Blank-out a part of the UpPTS field in the LTE “S” subframe. As this carries no payload and the system can use other slots for RACH and SRS, there is nearly no loss of capacity and therefore less downsides compared to the previous approach, except a relatively narrow “inter-technology TTG”. The picture below shows an example of such configuration: DRAFT ECC REPORT xxx Page 13 What are the consequences of near alignment (with remaining overlap) of the frame structures: what is the expected capacity reduction? [On the Forum discussion a figure of 10% maximum was provided]] [Ideally this scenario should be avoided. However, for an LTE victim network (i.e. downlink frame smaller than the neighbour aggressor network), the preliminary study shows that only the data payload will suffer from interference (proportionally to the percentage of frame overlap), and no control message should significantly suffer. Indeed, the uplink control channels are the PUCCH, PRACH, SRS and control signaling transmitted with data on PUSCH. PUCCH always span the entire TTI and is hence not severely impacted by additional interference in the first few OFDM symbols. PRACH have a special format for TDD where it is placed in the switching subframe with a short duration, that could be severely impacted by such interference, and Sounding Reference Signals can also be placed there and be jammed. But there is also an option to configure them to occur in different subframes where they would be protected.] [complete this information for a WiMAX victim network] 2.4 Conclusion The following table summarizes and compares the assessed techniques for phase synchronisation : GPS Backhaul (IEEE1588v2) LTE OTA Synchronisation Yes, mature within a network Yes but not straightforward Yes (depends on the backhaul network). ITU-T Q13 phase/time profile ongoing Synchronisation with another operator, same technology FFS FFS (results before Q4/2012) Synchronisation with another operator, other technology No Valid for indoor Not yet (pending Case by case. Not yet for ADSL. HeNB improvements in sensitivity (FFS)) Yes Other OTA FFS expected [Yes] It has been shown that frame structure synchronization is feasible from the technical point of view, including in the crosstechnology scenario. Successful examples of inter-operator TDD network synchronization e.g. in Malaysia, Korea, and Japan demonstrates the feasibility and the “real world” applicability of such approach. DRAFT ECC REPORT xxx Page 14 3 CONCLUSIONS Conclusions… DRAFT ECC REPORT xxx Page 15 ANNEX 1: TITLE [In case of multiple ANNEXES document, insert a section break at the end of an Annex, copy and past the title of this ANNEX into a new ANNEX, the update of the numbering will be done automatically and change the title of the new ANNEX. Then, when updating the Table of Contents, the reference to the new ANNEX will be added to the Table.] DRAFT ECC REPORT xxx Page 16 ANNEX 2: REFERENCES [1] http://www.3gpp.org/ftp/specs/archive/36_series/36.211/36211-910.zip [2] http://standards.ieee.org/getieee802/download/802.16-2009.pdf [3] http://www.wimaxforum.org/technology/downloads/Service_Recs_Tech_Neutrality_-_FDD-TDD_Coexistence.pdf [4] http://wimaxforum.org/sites/wimaxforum.org/files/technical_document/2009/07/WMF-T23-007-R010v02_MSP-IMT-2000.pdf [5] http://wimaxforum.org/sites/wimaxforum.org/files/technical_document/2009/07/WMF-T23-002-R015v01_MSP-TDD.pdf [6] http://www.erodocdb.dk/Docs/doc98/official/pdf/ECCREP131.PDF [7] http://www.3gpp.org/ftp/Specs/archive/36_series/36.922/36922-910.zip (§6.4), and TS 36.133 (§7.4) [8] ECC PT1(11)103 WiMAX Forum [9] ECC PT1(11)113 BYT-FT-TI [10] ECC PT1(11)117 Bolloré T [11] FORUM ECC PT1 SWGA [12] http://www.3gpp.org/ftp/Specs/archive/36_series/36.828/36828-b00.zip [13] http://www.3gpp.org/ftp/Specs/archive/36_series/36.413/36413-b00.zip (§9.2.3.34) [14] http://www.itu.int/dms_pub/itu-t/oth/06/38/T06380000040006PPTE.ppt [15] http://www.3gpp.org/ftp/Specs/archive/37_series/37.104/37104-b10.zip [16] http://www.3gpp.org/ftp/Specs/archive/37_series/37.801/37801-a00.zip DRAFT ECC REPORT xxx Page 17 ANNEX 3: LIST OF REFERENCES Contain the list of relevant documents. NOTE: that this annex should always be the last in case of multi ANNEX document. It will be used as basis when developing the list of related documents on the http://www.erodocdb.dk/. DRAFT ECC REPORT xxx Page 18 DRAFT ECC REPORT xxx Page 19 ANNEX 4: LTE AND WIMAX FRAME STRUCTURES DRAFT ECC REPORT xxx Page 20 The following annex details the supported parameters in LTE and WiMAX specifications at the time of this writing. 3.1.1 3GPP LTE TS 36.211 (§4.2) [1] defines the following frame structure for TDD-LTE (frame type 2) Each subframe has a 1ms length, and can be used in the 3 following modes: "D" (downlink), "U" (uplink) and "S" (switching point). The LTE superframe supports the following configurations: Uplinkdownlink configuration Downlink-to-Uplink Switch-point periodicity 0 1 2 3 4 5 6 5 ms 5 ms 5 ms 10 ms 10 ms 10 ms 5 ms Subframe number 0 D D D D D D D 1 S S S S S S S 2 U U U U U U U 3 U U D U U D U 4 U D D U D D U 5 D D D D D D D 6 S S S D D D S 7 U U U D D D U %DL (min-max) 8 U U D D D D U 9 U D D D D D D 24% - 37% 44% - 57% 64% - 77% 62% - 69% 72% - 79% 82% - 89% 34% - 47% The "S" subframe itself is made of 3 parts: DwPTS (downlink pilot and data timeslot), GP (guard period) and UpPTS (uplink pilot timeslot). The following configurations are defined for this "S" subframe (where Ts = 32.55 ns) : Special subframe configuration Normal cyclic prefix in downlink DwPTS UpPTS Normal Extended cyclic prefix cyclic prefix in uplink in uplink Extended cyclic prefix in downlink DwPTS UpPTS Normal cyclic Extended cyclic prefix in uplink prefix in uplink 0 6592 Ts 7680 Ts 1 19760 Ts 20480 Ts 2 21952 Ts 3 24144 Ts 25600 Ts 4 26336 Ts 7680 Ts 5 6592 Ts 20480 Ts 6 19760 Ts 7 21952 Ts 8 24144 Ts 3.1.2 WiMAX 802.16e 2192 Ts 4384 Ts 2560 Ts 5120 Ts 23040 Ts 2192 Ts 2560 Ts 4384 Ts 5120 Ts 23040 Ts - - - - - - DRAFT ECC REPORT xxx Page 21 In WiMAX 802.16e (as defined in the WiMAX Forum System Profiles [4, 5], based on [2]), the frame length is always 5ms. The TTG/RTG must be above 5µs, but the current WiMAX Forum profiles define a fixed value of 60µs for the RTG (or 74.4µs for the 8.75 MHz channel size). The TTG is taking the remaining part of the frame (which allows a cell radius of ~8km for the 5 MHz and 10 MHz channel size, and ~16km for the 3.5 MHz and 7 MHz channel size. If it is required, it is still possible to blank some OFDM symbols in order to increase the TTG to allow a greater cell radius). BW Min TDD ratio (DL:UL) Max TDD ratio (DL:UL) Sampling factor FFT size Fs (sampling frequency) Carrier spacing (Hz) Useful OFDM symbol length (µs) Cyclic prefix length (µs) Total OFDM symbol length (µs) Useful OFDM symbols / frame RTG TTG 10 MHz 7 MHz 5 MHz 3.5 MHz 8.75 MHz 35:12 26:21 1,12 1024 11200000 10937,5 91,4 11,4 102,8 47 60µs 105.7µs 24:09 18:15 1,142857143 1024 8000000 7812,5 128 16 144 33 60µs 188µs 35:12 26:21 1,12 512 5600000 10937,5 91,4 11,4 102,8 47 60µs 105.7µs 24:09 18:15 1,142857143 512 4000000 7812,5 128 16 144 33 60µs 188µs 30:12 24:18 1,142857143 1024 10000000 9765,625 102,4 12,8 115,2 42 74.4µs 87.2µs DRAFT ECC REPORT xxx Page 22 LTE U-D config "S" frame Ratio DL length TTG / GP UL length UL start Conf WiMAX 10MHz 35:12 10MHz 34:13 10MHz 33:14 10MHz 32:15 10MHz 31:16 10MHz 30:17 10MHz 29:18 10MHz 28:19 10MHz 27:20 10MHz 26:21 7MHz 24:9 7MHz 23:10 7MHz 22:11 7MHz 21:12 7MHz 20:13 7MHz 19:14 7MHz 18:15 5MHz 35:12 5MHz 34:13 5MHz 33:14 5MHz 32:15 5MHz 31:16 5MHz 30:17 5MHz 29:18 5MHz 28:19 5MHz 27:20 5MHz 26:21 3,5MHz 24:9 3,5MHz 23:10 3,5MHz 22:11 3,5MHz 21:12 3,5MHz 20:13 3,5MHz 19:14 3,5MHz 18:15 8,75MHz 30:12 8,75MHz 29:13 8,75MHz 28:14 8,75MHz 27:15 8,75MHz 26:16 8,75MHz 25:17 8,75MHz 24:18 74,5% 72,3% 70,2% 68,1% 66,0% 63,8% 61,7% 59,6% 57,4% 55,3% 72,7% 69,7% 66,7% 63,6% 60,6% 57,6% 54,5% 74,5% 72,3% 70,2% 68,1% 66,0% 63,8% 61,7% 59,6% 57,4% 55,3% 72,7% 69,7% 66,7% 63,6% 60,6% 57,6% 54,5% 71,4% 69,0% 66,7% 64,3% 61,9% 59,5% 57,1% 0,0036 0,0034971 0,0033943 0,0032914 0,0031886 0,0030857 0,0029829 0,00288 0,0027771 0,0026743 0,003456 0,003312 0,003168 0,003024 0,00288 0,002736 0,002592 0,0036 0,0034971 0,0033943 0,0032914 0,0031886 0,0030857 0,0029829 0,00288 0,0027771 0,0026743 0,003456 0,003312 0,003168 0,003024 0,00288 0,002736 0,002592 0,003456 0,0033408 0,0032256 0,0031104 0,0029952 0,00288 0,0027648 0,0001057 0,0001057 0,0001057 0,0001057 0,0001057 0,0001057 0,0001057 0,0001057 0,0001057 0,0001057 0,000188 0,000188 0,000188 0,000188 0,000188 0,000188 0,000188 0,0001057 0,0001057 0,0001057 0,0001057 0,0001057 0,0001057 0,0001057 0,0001057 0,0001057 0,0001057 0,000188 0,000188 0,000188 0,000188 0,000188 0,000188 0,000188 8,72E-05 8,72E-05 8,72E-05 8,72E-05 8,72E-05 8,72E-05 0,0000872 0,0012343 0,0013371 0,00144 0,0015429 0,0016457 0,0017486 0,0018514 0,0019543 0,0020571 0,00216 0,001296 0,00144 0,001584 0,001728 0,001872 0,002016 0,00216 0,0012343 0,0013371 0,00144 0,0015429 0,0016457 0,0017486 0,0018514 0,0019543 0,0020571 0,00216 0,001296 0,00144 0,001584 0,001728 0,001872 0,002016 0,00216 0,0013824 0,0014976 0,0016128 0,001728 0,0018432 0,0019584 0,0020736 0,0037057 0,0036029 0,0035 0,0033971 0,0032943 0,0031914 0,0030886 0,0029857 0,0028829 0,00278 0,003644 0,0035 0,003356 0,003212 0,003068 0,002924 0,00278 0,0037057 0,0036029 0,0035 0,0033971 0,0032943 0,0031914 0,0030886 0,0029857 0,0028829 0,00278 0,003644 0,0035 0,003356 0,003212 0,003068 0,002924 0,00278 0,0035432 0,003428 0,0033128 0,0031976 0,0030824 0,0029672 0,002852 Min 1 2 0 1 2 3 4 5 6 7 8 0 1 2 3 4 5 6 7 8 44,3% 0,0022 0,0007 0,0021 0,0029 52,9% 0,0026 0,0003 0,0021 0,0029 54,3% 0,0027 0,0002 0,0021 0,0029 55,7% 0,0028 0,0001 0,0021 0,0029 57,1% 0,0029 7E-05 0,0021 0,0029 44,3% 0,0022 0,0006 0,0021 0,0029 52,9% 0,0026 0,0002 0,0021 0,0029 54,3% 0,0027 0,0001 0,0021 0,0029 55,7% 0,0028 7E-05 0,0021 0,0029 64,3% 0,0032 0,0007 0,0011 0,0039 72,9% 0,0036 0,0003 0,0011 0,0039 74,3% 0,0037 0,0002 0,0011 0,0039 75,7% 0,0038 0,0001 0,0011 0,0039 77,1% 0,0039 7E-05 0,0011 0,0039 64,3% 0,0032 0,0006 0,0011 0,0039 72,9% 0,0036 0,0002 0,0011 0,0039 74,3% 0,0037 0,0001 0,0011 0,0039 75,7% 0,0038 7E-05 0,0011 0,0039 13,4% 11,4% 9,3% 7,3% 5,2% 3,1% 1,1% 0,0% 0,0% 0,0% 10,5% 7,7% 4,8% 1,9% 0,0% 0,0% 0,0% 13,4% 11,4% 9,3% 7,3% 5,2% 3,1% 1,1% 0,0% 0,0% 0,0% 10,5% 7,7% 4,8% 1,9% 0,0% 0,0% 0,0% 10,5% 8,2% 5,9% 3,6% 1,3% 0,0% 0,0% 0,0% 13,4% 11,4% 9,3% 7,3% 5,2% 3,1% 1,1% 0,0% 0,0% 0,0% 10,5% 7,7% 4,8% 1,9% 0,0% 0,0% 0,0% 13,4% 11,4% 9,3% 7,3% 5,2% 3,1% 1,1% 0,0% 0,0% 0,0% 10,5% 7,7% 4,8% 1,9% 0,0% 0,0% 0,0% 10,5% 8,2% 5,9% 3,6% 1,3% 0,0% 0,0% 0,0% 13,4% 11,4% 9,3% 7,3% 5,2% 3,1% 1,1% 0,0% 0,0% 0,0% 10,5% 7,7% 4,8% 1,9% 0,0% 0,0% 0,0% 13,4% 11,4% 9,3% 7,3% 5,2% 3,1% 1,1% 0,0% 0,0% 0,0% 10,5% 7,7% 4,8% 1,9% 0,0% 0,0% 0,0% 10,5% 8,2% 5,9% 3,6% 1,3% 0,0% 0,0% 0,0% 13,4% 11,4% 9,3% 7,3% 5,2% 3,1% 1,1% 0,0% 0,0% 0,1% 10,5% 7,7% 4,8% 1,9% 0,0% 0,0% 0,1% 13,4% 11,4% 9,3% 7,3% 5,2% 3,1% 1,1% 0,0% 0,0% 0,1% 10,5% 7,7% 4,8% 1,9% 0,0% 0,0% 0,1% 10,5% 8,2% 5,9% 3,6% 1,3% 0,0% 0,0% 0,0% 13,4% 11,4% 9,3% 7,3% 5,2% 3,1% 1,1% 0,0% 0,0% 1,5% 10,5% 7,7% 4,8% 1,9% 0,0% 0,0% 1,5% 13,4% 11,4% 9,3% 7,3% 5,2% 3,1% 1,1% 0,0% 0,0% 1,5% 10,5% 7,7% 4,8% 1,9% 0,0% 0,0% 1,5% 10,5% 8,2% 5,9% 3,6% 1,3% 0,0% 0,1% 0,0% 14,9% 12,8% 10,7% 8,7% 6,6% 4,6% 2,5% 0,5% 0,0% 0,0% 12,0% 9,1% 6,2% 3,3% 0,5% 0,0% 0,0% 14,9% 12,8% 10,7% 8,7% 6,6% 4,6% 2,5% 0,5% 0,0% 0,0% 12,0% 9,1% 6,2% 3,3% 0,5% 0,0% 0,0% 12,0% 9,7% 7,4% 5,1% 2,8% 0,5% 0,0% 0,0% 14,9% 12,8% 10,7% 8,7% 6,6% 4,6% 2,5% 0,5% 0,0% 0,0% 12,0% 9,1% 6,2% 3,3% 0,5% 0,0% 0,0% 14,9% 12,8% 10,7% 8,7% 6,6% 4,6% 2,5% 0,5% 0,0% 0,0% 12,0% 9,1% 6,2% 3,3% 0,5% 0,0% 0,0% 12,0% 9,7% 7,4% 5,1% 2,8% 0,5% 0,0% 0,0% 14,9% 12,8% 10,7% 8,7% 6,6% 4,6% 2,5% 0,5% 0,0% 0,0% 12,0% 9,1% 6,2% 3,3% 0,5% 0,0% 0,0% 14,9% 12,8% 10,7% 8,7% 6,6% 4,6% 2,5% 0,5% 0,0% 0,0% 12,0% 9,1% 6,2% 3,3% 0,5% 0,0% 0,0% 12,0% 9,7% 7,4% 5,1% 2,8% 0,5% 0,0% 0,0% 14,9% 12,8% 10,7% 8,7% 6,6% 4,6% 2,5% 0,5% 0,0% 0,1% 12,0% 9,1% 6,2% 3,3% 0,5% 0,0% 0,1% 14,9% 12,8% 10,7% 8,7% 6,6% 4,6% 2,5% 0,5% 0,0% 0,1% 12,0% 9,1% 6,2% 3,3% 0,5% 0,0% 0,1% 12,0% 9,7% 7,4% 5,1% 2,8% 0,5% 0,0% 0,0% 0,0% 0,0% 0,0% 0,0% 0,0% 0,5% 2,5% 4,6% 6,6% 8,7% 0,0% 0,0% 0,0% 0,1% 2,9% 5,8% 8,7% 0,0% 0,0% 0,0% 0,0% 0,0% 0,5% 2,5% 4,6% 6,6% 8,7% 0,0% 0,0% 0,0% 0,1% 2,9% 5,8% 8,7% 0,0% 0,0% 0,0% 0,3% 2,6% 4,9% 7,3% 0,0% 0,0% 0,8% 2,9% 4,9% 7,0% 9,0% 11,1% 13,2% 15,2% 17,3% 0,0% 2,9% 5,7% 8,6% 11,5% 14,4% 17,3% 0,0% 0,8% 2,9% 4,9% 7,0% 9,0% 11,1% 13,2% 15,2% 17,3% 0,0% 2,9% 5,7% 8,6% 11,5% 14,4% 17,3% 2,0% 4,3% 6,6% 8,9% 11,2% 13,5% 15,8% 0,0% 0,2% 2,2% 4,3% 6,3% 8,4% 10,5% 12,5% 14,6% 16,6% 18,7% 1,4% 4,3% 7,2% 10,1% 12,9% 15,8% 18,7% 0,2% 2,2% 4,3% 6,3% 8,4% 10,5% 12,5% 14,6% 16,6% 18,7% 1,4% 4,3% 7,2% 10,1% 12,9% 15,8% 18,7% 3,4% 5,7% 8,0% 10,3% 12,6% 14,9% 17,3% 0,2% 1,6% 3,7% 5,7% 7,8% 9,8% 11,9% 13,9% 16,0% 18,1% 20,1% 2,8% 5,7% 8,6% 11,5% 14,4% 17,2% 20,1% 1,6% 3,7% 5,7% 7,8% 9,8% 11,9% 13,9% 16,0% 18,1% 20,1% 2,8% 5,7% 8,6% 11,5% 14,4% 17,2% 20,1% 4,9% 7,2% 9,5% 11,8% 14,1% 16,4% 18,7% 1,6% 3,0% 5,1% 7,1% 9,2% 11,3% 13,3% 15,4% 17,4% 19,5% 21,5% 4,3% 7,1% 10,0% 12,9% 15,8% 18,7% 21,5% 3,0% 5,1% 7,1% 9,2% 11,3% 13,3% 15,4% 17,4% 19,5% 21,5% 4,3% 7,1% 10,0% 12,9% 15,8% 18,7% 21,5% 6,3% 8,6% 10,9% 13,2% 15,5% 17,8% 20,1% 3,0% 0,0% 0,0% 0,0% 0,0% 0,0% 0,5% 2,5% 4,6% 6,6% 8,7% 0,0% 0,0% 0,0% 0,1% 2,9% 5,8% 8,7% 0,0% 0,0% 0,0% 0,0% 0,0% 0,5% 2,5% 4,6% 6,6% 8,7% 0,0% 0,0% 0,0% 0,1% 2,9% 5,8% 8,7% 0,0% 0,0% 0,0% 0,3% 2,6% 4,9% 7,3% 0,0% 0,0% 0,8% 2,9% 4,9% 7,0% 9,0% 11,1% 13,2% 15,2% 17,3% 0,0% 2,9% 5,7% 8,6% 11,5% 14,4% 17,3% 0,0% 0,8% 2,9% 4,9% 7,0% 9,0% 11,1% 13,2% 15,2% 17,3% 0,0% 2,9% 5,7% 8,6% 11,5% 14,4% 17,3% 2,0% 4,3% 6,6% 8,9% 11,2% 13,5% 15,8% 0,0% 0,2% 2,2% 4,3% 6,3% 8,4% 10,5% 12,5% 14,6% 16,6% 18,7% 1,4% 4,3% 7,2% 10,1% 12,9% 15,8% 18,7% 0,2% 2,2% 4,3% 6,3% 8,4% 10,5% 12,5% 14,6% 16,6% 18,7% 1,4% 4,3% 7,2% 10,1% 12,9% 15,8% 18,7% 3,4% 5,7% 8,0% 10,3% 12,6% 14,9% 17,3% 0,2% 1,6% 3,7% 5,7% 7,8% 9,8% 11,9% 13,9% 16,0% 18,1% 20,1% 2,8% 5,7% 8,6% 11,5% 14,4% 17,2% 20,1% 1,6% 3,7% 5,7% 7,8% 9,8% 11,9% 13,9% 16,0% 18,1% 20,1% 2,8% 5,7% 8,6% 11,5% 14,4% 17,2% 20,1% 4,9% 7,2% 9,5% 11,8% 14,1% 16,4% 18,7% 1,6% Min 0,0% 0,0% 0,0% 0,0% 0,0% 0,5% 1,1% 0,0% 0,0% 0,0% 0,0% 0,0% 0,0% 0,1% 0,0% 0,0% 0,0% 0,0% 0,0% 0,0% 0,0% 0,0% 0,5% 1,1% 0,0% 0,0% 0,0% 0,0% 0,0% 0,0% 0,1% 0,0% 0,0% 0,0% 0,0% 0,0% 0,0% 0,3% 1,3% 0,0% 0,0%