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GRADATIONS OF RISK
A Comparison of the Biosafety Levels Frequently Utilized for Common Biohazard Experiments
Non-infectious materials (benign research materials that include non-infectious strains of bacteria and yeast used for
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cloning experiments, non-conjugative strains of E. coli, Sacchromyces cerevisiae)
Well characterized cells and tissues from sources other than human or non-human primates (includes cell lines from
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rodents, dogs, and rabbits)
Extracted DNA or RNA not associated with pathogenicity, toxicity or infectivity (note: +ssRNA from human
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pathogens should be treated as infectious, and must be handled with caution)
Research animals, such as transgenic rodents, that have been bred specifically for research purposes and have been
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documented to be free of zoonoses
*Recombinant DNA (rDNA) materials based on Risk Group 2 Pathogens that have less than 50% of the pathogen’s
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genome and designed to be replication defective (lowering of the containment level in these cases from the starting
point of the parent pathogen requires confirmation that the host range of the vector has not been expanded and the
inserted genomic material won’t present a risk to those handling the material)
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 Allergens, toxins of biological origin with an LD50 > 100 ug/kg body weight
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 Opportunistic human pathogens that infect only immunosuppressed hosts
 Strict animal pathogens that pose risk to other animals who may be housed in the same room, suite or facility
(i.e. Mouse Hepatitis Virus)
Well characterized continuous human and non-human primate cell lines
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Defective rDNA pathogen vectors that have been designed and verified to be replication defective
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Toxins of biological origin with an LD50 < 100 ug/kg body weight
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Cells that have been transformed with human oncogenic viruses or those that containing oncogenic materials
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Primary cells, tissues and body fluids from humans and non-human primates (potentially infectious materials that may
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contain Bloodborne and other pathogens)
Known Risk Group 2 classed human pathogens with route of exposure of ingestion, through the skin, or via the mucous
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membranes (and samples or specimens from patients infected with these agents)
Known Risk Group 2 classed human pathogens with an aerosol route of exposure
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BSL2/BSL3
 Risk Group 2 human pathogens linked to an airborne Laboratory Associated Infection (considered unnatural
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route of transmission when compared infections outside of the laboratory). Aerosolized Rabies virus cases
 Communicable Risk Group 2 human pathogens that may pose elevated risk to those outside the laboratory
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(Poliovirus, Vaccinia virus)
 Risk Group 2 human pathogens when propagated in a vector (i.e. Dengue virus in mosquitoes)
 Defective or attenuated Risk Group 3 human pathogens (requires verification of lack of pathogenicity and
absence of high risk potential contaminants, i.e. wild type pathogen also in the laboratory)
Non-airborne Risk Group 3 human pathogens
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Risk Group 3 human pathogens with a known airborne route of exposure or associated with an aerosol-associated
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Laboratory Associated Infection
Unknown or poorly characterized specimens or materials from patients with high risk communicable diseases
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BSL3/BSL4
 Attenuated or defective Risk Group 4 human pathogens (requires verification of attenuation)
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 Risk Group 3 human pathogens in an animal model that elevates the risk (Venezuelen Equine Encephalitis virus
in horses)
 Risk Group 3 human pathogens that are resistant to prophylaxis (XDR Mycobacterium tuberculosis)
 Risk Group 4 human pathogens that have a known effective immunization (i.e. Junin virus)
Risk Group 4 human pathogens
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Specimens from patients infected with Risk Group 4 human pathogens
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*NOTE: Recombinant DNA (rDNA) refers to experiments involving recombinant and synthetic nucleic acid molecules.
Synthetic Nucleic Acid Experiments that are covered by the Guidelines:
 Research that presents biosafety risks equivalent to rDNA research that is subject to the NIH Guidelines such as research with a
genetically modified virus or a vector derived solely by synthetic techniques. Experiments involving the use of synthetic
nucleic acid molecules will require registration if:
 The molecules can replicate
 They can generate nucleic acids that can replicate in a living cell
 They can integrate into a host cell’s DNA
 They produce a toxin that is lethal for vertebrates at an LD50 of less than 100 nanograms/kilogram body weight
 They synthesize an organism that doesn’t occur naturally outside of a laboratory setting (i.e. 1918 H1N1
Influenza)
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