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Chapter 4 Classification of Micro-Organisms According to Their Pathogenicity M.A. DE LA CAL, E. CERDÀ, A. ABELLA, P. GARCIA-HIERRO Introduction Isenberg wrote in 1988: “A modern clinical microbiologist who asks what is a pathogen and what is meant by virulence will meet with derision and probably be declared heretic, bereft of his or her senses” [1]. He expressed the difficulties in defining the concepts of pathogenicity and virulence that have changed, and are still changing, with the growing number of infectious diseases in the hospital setting and in the immunocompromised host. It is accepted that infection is the result of the interaction between the host, the micro-organism, and the environment. Pathogenicity (Table 1) is not only an intrinsic quality of micro-organisms but the consequence of some properties of the micro-organisms and the host. For example, coagulase-negative staphylococcus has been considered an avirulent, opportunistic organism and not a true pathogen [5], but the increasing number of bacteremias due to this organism in the past decades has emphasized its pathogenicity and virulence. The ability of coagulase-negative staphylococcus to induce disease increases when a patient’s defence mechanisms are altered. Freeman et al. [6] emphasized that the fivefold increase of coagulase-negative staphylococcus bacteremia found in a neonatal care unit from 1975 to 1982 was mainly attributed to an increase in the number of children with a birth weight less than 1,000 g. Thus, the separation of pathogenicity, defence mechanisms, and type of infection is only justified for didactic reasons. Some terms routinely used by physicians working in intensive care units (ICUs) describe many aspects involved in pathogenicity. 1. Intrinsic characteristics of bacteria, i.e., Gram’s stain, aerobic-anaerobic requirements for growth, antibiotic sensitivity-resistance patterns. 2. Quantitative criteria for defining some infections, i.e., pneumonia associated with mechanical ventilation or urinary tract infection. For instance, the probability of having pneumonia is higher if the quantitative culture of a 50 M.A. de la Cal, E. Cerdà, A. Abella, P. Garcia-Hierro Table 1. Glossary of terms [2, 3] Pathogenicity: The ability of micro-organisms to induce disease, which may be assessed by disease-carriage ratios Virulencea: The severity of the disease induced by micro-organisms. In epidemiological studies virulence may be assessed by mortality or morbidity rates and the degree of communicability Reservoir: The place where the organism maintains its presence, metabolizes, and replicates Source: The place from which the infectious agent passes to the host. In some cases the reservoir and the source are the same, but not always Infection: A microbiologically proven clinical diagnosis of inflammation Carriageb: Permanent (minimally 1 week) presence of the same strain in any concentration in body sites normally not sterile (oropharynx, external nares, gut, vagina, skin) Abnormal carrier state: The abnormal carrier state exists when the isolated micro-organisms is not a constituent of normal flora (i.e., enterobacterial or pseudomonal strains) [3] Colonizationb: The presence of micro-organisms in an internal organ that is normally sterile (e.g., lower airways, bladder). The diagnostic sample yields less than a predetermined level of cfu/ml of diagnostic sample [3] aSome authors [4] consider virulence as a synonym of pathogenicity authors [2] define colonization as the permanent presence of a micro-organism in or on a host without clinical expression. Carrier state is the condition of an individual colonized with a specific organism. These definitions do not take the sterility of colonized sites in normal subjects into consideration bSome protected brush catheter sample yields 104 colony forming units (cfu) instead of 103 cfu. Even the significance of the quantitative culture is different if the patient is neutropenic. These criteria are related to the classic concept of infective dose, which is the estimated dose of an agent necessary to cause infection. 3. Sites of isolation when evaluating the clinical significance of a culture. For instance, Staphylococcus aureus may colonize the external nares without any evidence of disease but its presence in a fresh surgical wound may indicate colonization or infection. 4. “Community” versus “hospital” versus ICU-acquired flora, which recognizes that the relationship between the different species, the host, and the environment induces changes in the microbial habitat. 5. Carriage, colonization, and infection, which defines some possible host states according to the significance of the presence of micro-organisms in different organs. Classification of Micro-Organisms According to Their Pathogenicity 51 6. Exogenous, primary endogenous, and secondary endogenous infections, which describe a pathogenetic model based on some epidemiological criteria. In this chapter we will address the concept of pathogenicity and the epidemiological aspects of micro-organisms in clinical practice. The Magnitude of the Problem The surveillance of micro-organisms in the oropharynx, respiratory and digestive tracts in ICU patients has provided an essential basis for our present understanding of infectious diseases in the ICU: - Patients’ flora change after hospital admission and this process is time dependent [7–9]. - In a high percentage of cases, from 70% to 100% [7, 8, 10], infections were preceded by oropharyngeal or gut carriage with the same potentially pathogenic micro-organism (PPM). - Digestive tract is usually the reservoir of antibiotic-resistant strains. - Different micro-organisms found in the same patient show different abilities to induce infection, i.e., they have a different pathogenicity. Those observations imply two questions: Where is the flora and which types of flora can be differentiated on an epidemiological basis? The Habitat It is estimated that the human body consists of approximately 1013 cells and hosts 1014–1015 individual micro-organisms [1]. These micro-organisms can be divided into two groups: those that usually remain constant in their normal habitat (indigenous flora) and those that are accidentally acquired and after their adherence to epithelial or mucosal surfaces have to compete with other micro-organisms and host defences. The final outcome could be clearance or colonization of the new organisms. Body areas that usually harbor micro-organisms (Tables 2, 3) are skin, mouth, nasopharynx, oropharynx and tonsils, large intestine and lower ileum, external genitalia, anterior urethra, vagina, skin, and external ear. Nevertheless, the various anatomical sites suitable for microbiological habitats display overlapping boundaries and are subject to variation. Temporary habitats include larynx, trachea, bronchi, accessory nasal sinuses, esophagus, stomach and upper portions of the small intestine, and distal areas of the male and female genital organs [12], and permanent colonization is often found in patients with some risks factors, i.e., chronic bronchitis [13]. 52 M.A. de la Cal, E. Cerdà, A. Abella, P. Garcia-Hierro Table 2. Micro-organisms commonly found in healthy human body surfaces [11] Surface Micro-organism Frequency of isolation Skin Staphylococcus epidermidis Diphtheroids Staphylococcus aureus Streptococcus spp. Acinetobacter spp. Enterobacteriaceae 4+ 3+ 2+ + ± ± Mouth and throat Anaerobic Gram-negative spp. Anaerobic cocci Streptococcus viridans Streptococcus pneumoniae Streptococcus pyogenes Staphylococcus epidermidis Neisseria meningitidis Haemophilus spp. Enterobacteriaceae Candida spp. 4+ + 4+ 2+ + 4+ + + ± 2+ Nose Staphylococcus epidermidis Staphylococcus aureus Streptococcus pneumoniae Streptococcus pyogenes Haemophilus spp. 4+ 2+ + + + Large intestine (95% or more of Anaerobic Gram-negative spp. species are obligate anaerobes) Anaerobic Gram-positive spp. E. coli Klebsiella sp Proteus spp. Enterococcus spp. Group B streptococci Clostridium spp. Pseudomonas spp. Acinetobacter spp. Staphylococcus epidermidis Staphylococcus aureus Candida spp. 4+ 4+ 4+ 3+ 3+ 3+ + 3+ + + + + + External genitalia and anterior urethra 4+ + + ± “Skin flora” Gram-negative anaerobic spp. Enterococcus spp. Enterobacteriaceae cont. ➝ 53 Classification of Micro-Organisms According to Their Pathogenicity Table 2. cont. Surface Micro-organism Frequency of isolation Vagina Lactobacillus spp. Gram-negative anaerobic spp. Enterococcus spp. Enterobacteriaceae Acinetobacter spp. Staphylococcus epidermidis Candida spp. 4+ 2+ 3+ 1+ ± 1+ 1+ Relative frequency of isolation: 4+ almost always present; 3+ usually present; 2+ frequently present; + occasionally present; ± rarely present Table 3. Quantitative cultures of healthy human surfaces [3] Surface Micro-organism Skin (per cm) Staphylococcus epidermidis Anaerobes (Propionibacterium acnes) Mouth and throat (per ml of saliva) Anaerobic micro-organisms Streptococcus viridans Streptococcus pneumoniae Haemophilus influenzae Moraxella catarrhalis Staphylococcus aureus Large intestine (per g of feces) Anaerobic spp. E. coli Enterococcus Staphylococcus aureus Candida spp. Vagina Aerobic spp. (per ml of vaginal fluid) Anaerobic spp. % Carriers cfu 100 100 105 103 100 100 30–60 30–80 5 30 108 106 103–105 103–105 103–105 103 100 100 100 30 30 1012 103–106 103–106 103–105 103–105 100 100 108 107 The Flora The indigenous flora is very dynamic and reflects changes induced by environmental settings, medical treatments, and host and microbial characteristics. It is well accepted that normal subjects have a flora called normal indigenous flora (Tables 2, 3) that represents the equilibrium reached between the normal hosts and the organisms. The quantitative estimation of different micro-organisms found in human body surfaces helps us to understand the pathogenicity because it is often obvious that predominantly isolated micro-organisms rarely 54 M.A. de la Cal, E. Cerdà, A. Abella, P. Garcia-Hierro induce disease. Anaerobes are a good example of organisms of low pathogenicity. They represent the highest percentage of micro-organisms isolated per surface area but they are only involved in a small proportion of infections. Surveillance cultures performed in patients after hospital or ICU admission [7–9] have demonstrated that flora changes over time. The carriage of aerobic Gram-negative bacilli (AGNB) Pseudomonas spp., Klebsiella spp., Enterobacter spp., Acinetobacter spp., Serratia spp., Morganella spp. and yeasts Candida spp. increases. This process of acquisition of new organisms is time dependent. For example, Kerver et al. [7] studied 39 intubated patients admitted to the ICU for more than 5 days, obtaining samples three times a week from the oropharynx, tracheal aspirate, urine, and feces. The prevalence of AGNB in the oropharyngeal cavity on admission was 23% and increased to 80% after 10 days. Similar figures were found for yeasts. In feces, the prevalence of AGNB other than E. coli was 20% and reached 79% on day 15. Yeasts were found in 13% of rectal swabs on admission and in 61% of samples on day 15. In 75.6% of infections, the same PPM was found in previous surveillance cultures [10]. This new flora comes into the human body from different animate (mostly patients and uncommonly health personnel) or inanimate (e.g., food, furniture) sources through different vehicles (e.g., hands, respiratory equipment). After being introduced, the new organisms adhere to surfaces and have to compete with pre-existing flora and host defence barriers before a permanent carriage state is achieved. Apart from the severity of the underlying disease, parenteral antibiotic administration is the main mechanism that favors the acquisition of hospital flora through selective pressure exerted against indigenous flora [14]. The boundaries between normal, community, and hospital flora are not always strict. Some groups of patients admitted to the hospital carry organisms, usually constituents of hospital flora. Alcoholism, diabetes, and chronic bronchitis have been regarded as risk factors for carrying aerobic Gram-negative bacilli [13, 15] in the oropharynx and in the tracheobronchial tree, respectively. Classification of Micro-Organisms According to their Pathogenicity Leonard et al. [16] attempted to quantitatively estimate intrinsic pathogenicity in a population of 40 infants admitted for at least 5 days to a neonatal surgical unit. The intrinsic pathogenicity index (IPI) for a y species was defined as: Number of patients infected by y IPIy = –––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––––– Number of patients carrying y in throat/rectum Classification of Micro-Organisms According to Their Pathogenicity 55 The range of this index is 0–1. The highest IPI found was for Pseudomonas spp (0.38). Other potential pathogens isolated had an IPI of less than 0.1 (Enterobacter spp. 0.08, S. aureus 0.06, Klebsiella spp. 0.05, E. coli 0.05, S. epidermidis 0.03, and Enterococcus spp. 0). This index provides useful information about the relative pathogenicity of different micro-organisms in a specific population and could be used to design antibiotic policies, both prophylactic and therapeutic, in selected groups of patients in which microbiological surveillance could be indicated (e.g., burns, severe trauma patients). There are inherent limitations related to the small number of studied patients and the small number of infections (i.e., S. aureus 1 infection over 17 colonizations), which can give an unreliable estimation of the IPI. Furthermore, the authors suggested that the results should be interpreted taking into account technical aspects (definitions used, sites chosen for surveillance, microbiological techniques, interpretation of results) and population characteristics, because IPI does not differentiate between the organism’s intrinsic pathogenicity and other factors (host and environment) that allow their expression. The extreme alterations in host defence mechanisms in immunosuppressed patients is a good example of the different pathogenicity of micro-organisms depending on the specific type of systemic immunosuppression, i.e., neutropenia or cellular (T-lymphocyte) immune defect [17]. In general the classification of micro-organisms according to their pathogenicity is based on scales with few categories. Isenberg and D’ Amato [12] classify organisms as commonly involved, occasionally involved, and rarely involved in disease production. Murray et al. [3] classify the pathogenicity of organisms as high, potential, and low. Categories in both classifications are not always equivalent. We found that the classification of Murray et al. [3] (Table 4) is useful in ICU practice because it is best adapted to flora isolated in ICU patients and is more discriminatory between organisms of interest in the ICU. Another possible advantage is that this classification integrates other concepts of clinical epidemiology, such as “community” or “normal” and hospital or “abnormal” flora. Antimicrobial Resistance as a Virulence Factor The evaluation of the influence of antimicrobial resistance on mortality is difficult because of the requirement for adjustment for underlying disease and illness severity. Recent literature suggests that the factor of immediate, adequate treatment plays an important role in the evaluation of the contribution of antimicrobial resistance to mortality [18–21]. Fagon et al. [22] found that in patients suspected of having ventilator-associated pneumonia an invasive strat- 56 M.A. de la Cal, E. Cerdà, A. Abella, P. Garcia-Hierro Table 4. Classification of micro-organisms based on their intrinsic pathogenicity [3] (MRSA methicillin-resistant Staphylococcus aureus) Intrinsic pathogenicity Flora Low pathogenic Normal Potentially pathogenic Normal Potentially pathogenic Abnormal Highly pathogenic Abnormal Indigenous flora Oropharynx: peptostreptococci, Veillonella spp., Streptococcus viridans Gut: Bacteroides spp., Clostridium spp., enterococci, Escherichia coli Vagina: peptostreptococci, Bacteroides spp., lactobacilli Skin: Propionibacterium acnes, coagulase-negative staphylococci Community or normal micro-organisms Oropharynx: Streptococcus pneumoniae, Haemophilus influenzae, Moraxella catarrhalis Gut: Escherichia coli Oropharynx and gut: Staphylococcus aureus, Candida spp. Hospital or abnormal micro-organisms Klebsiella spp., Proteus spp., Enterobacter spp., Morganella spp., Citrobacter spp., Serratia spp., Pseudomonas spp., Acinetobacter spp., MRSA Epidemic micro-organisms Neisseria meningitidis, Salmonella spp. egy based on the use of fiberoptic bronchoscopy improved the survival rate at day 14 (p=0.02); 16.2% died in the invasive management group and 25.8% in the clinical management group, i.e., a difference of 9.6%. This survival benefit can be explained by the fact that significantly more patients who did not undergo bronchoscopy received early, inadequate antimicrobial therapy (1 patient died in the invasive group versus 24 in the control group, p<0.001). The survival benefit was only transient as the difference in mortality was not significant anymore at day 28 (p=0.10). Only a few of the evaluable studies have adjusted the Classification of Micro-Organisms According to Their Pathogenicity 57 mortality data for appropriate antimicrobial treatment, underlying disease, and illness severity. Methicillin-Resistant S. aureus versus Methicillin-Sensitive S. aureus Of 31 bacteremia studies comparing mortality due to methicillin-resistant S. aureus (MRSA) and methicillin-sensitive S. aureus MSSA [23], only 6 adjusted for confounding factors including adequate antibiotic therapy [24–29]. Three studies involving 401 patients did find a significantly increased mortality with odds ratios varying between 3 and 5.6. The other 3 studies with a total of 1,385 patients did not show a significant difference. Only one study compared mortality due to MRSA in 86 bacteremic pneumonia patients without a significant difference [30]. Vancomycin-Resistant Enterococci versus VancomycinSensitive Enterococci Three studies in patients with positive blood cultures and adjusted for appropriate antibiotic treatment are available [31–33]. Only one study in 106 patients reports a significantly higher mortality due to vancomycin-resistant enterococci (VRE) with an odds ratio of 4.0 (1.2–13.3). The other two studies in a total of 467 patients failed to show a mortality difference. Aerobic Gram-Negative Bacilli Including Acinetobacter spp. and Pseudomonas aeruginosa One study in 135 patients compared mortality in patients with infections due to piperacillin-resistant P. aeruginosa and mortality in patients with infections due to sensitive P. aeruginosa [34]. Mortality data were not adjusted for immediate, adequate antimicrobial therapy, as there was no difference in crude mortality. There are no data on Acinetobacter mortality, whether sensitive or resistant. These data show that the association of antimicrobial resistance to mortality has not yet been appropriately evaluated. The present evidence supports the concept that antibiotic resistance does not contribute to mortality. Conclusions Although the properties of the different micro-organisms fail to explain completely their pathogenicity, it is clear that some characteristics determine the 58 M.A. de la Cal, E. Cerdà, A. Abella, P. Garcia-Hierro different pathogenicity, for example encapsulated pneumococci are more virulent than non-encapsulated pneumococci. Advances in molecular biology make it possible to characterize some virulence factors that allow micro-organisms to overcome the set of obstacles to accomplish infection. These include selection of the niche and adherence to human body surfaces or medical devices (i.e., adhesins), competition with pre-existing organisms in some cases, impairment of the host defence mechanism (i.e., antiphagocytic capsules, toxins), and production of tissue damage (i.e., toxins, enzymes). A recent paper discusses the impact of critical illness on the expression of virulence in gut flora [35]. It has been hypothesized that gut bacteria change and become more virulent as the micro-organisms sense that the host’s capacity to control them is severely impaired. 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