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1 Determination of Impedance Parameters among Antennas near Objects Yoon Goo Kim1) and Sangwook Nam2) 1) Hanwha Thales, [email protected] Dept. of Electrical and Computer Engineering, INMC, Seoul National University 1 Gwanak-ro, Gwanak-gu, Seoul, 151-744, Republic of Korea, [email protected] 2) Abstract—In this paper, formulas are derived for calculating impedance parameters among ports of antennas near objects. Equivalent circuit for a receiving antenna near objects is derived and is used to derive formulas for impedance parameters. To calculate impedance parameters, current distribution on a transmitting antenna that is alone, total current at port, and electric field generated by open-circuited antennas are required. I. INTRODUCTION I N array antennas, it is necessary to determine the relation among voltages and currents at ports of antennas when performing impedance matching and beam forming. The relation between voltages and currents at ports of antennas can be described using scattering parameters, impedance parameters, and admittance parameters. In wireless power transfer, once we know one of these parameters, we can calculate transferred power, maximum power transfer efficiency and a load impedance that maximize the power transfer efficiency. Therefore it is important to calculate scattering parameters, impedance parameters, or admittance parameters among ports of antennas in the analysis of array antenna and wireless power transfer. One method to calculate these parameters is a full-wave simulation. Using a full-wave simulation, we cannot understand factors that affect mutual coupling, so analytical methods are needed. One analytical methods for calculating scattering, impedance, and admittance parameters for finite array is to use generalized scattering matrix based on spherical waves [1]–[5]. In this method, when minimum sphere that encloses an antenna overlap objects or minimum sphere of another antenna, it is impossible to calculate network parameters. Therefore, another method is required in this case. In addition, time that takes to calculate network parameters using generalized scattering matrix is long. One analytical method to calculate impedance parameters for finite arrays is induced EMF method [6], [7]. In the previous induced EMF method, impedance parameters are calculated when antennas are in free space. In practice, objects such as ground and substrate exist near antennas. Therefore, to calculate impedance parameters exactly, we should consider objects near antennas. In addition, when self impedance is calculated using induced EMF method, the result for the case of lossy antenna is not exact while the result for the case of lossless antenna is exact. Therefore, it is needed to improve the induced EMF method. In this paper, formulas for calculating impedance parameters among ports of lossy or lossless antennas near objects are derived. Throughout this paper, it is assume that an antenna has one port. II. EQUIVALENT CIRCUIT FOR AN ANTENNA When an antenna is excited with a source at a feed port and there is no incident field, current and voltage at a feed port can be calculated using Thevenin equivalent circuit as shown in Fig. 1. In Fig. 1, ZA is the input impedance seen at the feed port of an antenna; Zg is source impedance; Vg is the voltage of a source. Suppose that there are an antenna terminated in a load and objects and electromagnetic field generated by currents is incident on an antenna and objects (Fig. 2). It is assumed that a load is connected at an infinitesimal gap on conducting wire. Current flowing at a load and voltage across a load for this situation can be calculated using Thevenin equivalent circuit as shown in Fig. 3. In Fig. 3, ZA is input impedance of an antenna in the presence of objects and in the absence of currents, ZL is load impedance, and Voc is open-circuit voltage. The formula calculating open-circuit voltage Voc can be derived from reciprocity theorem [6]. The formula calculating open-circuit voltage is as follows: 1 V oc t Es (r ) J t (r)dv (1) I G where Jt is electric current density of an antenna when its input terminals are excited in the presence of objects and in the absence of current; Es is electric field generated when objects and currents are present and an antenna is absent; r is the position of a point in currents of an antenna; It is total current at input terminals when current density of an antenna is Jt. In [6], open-circuit voltage was derived when antennas were in free space. When self- and mutual-impedances are derived, the Thevenin equivalent circuit for a transmitting and receiving antenna will be exploited. III. INPUT IMPEDANCE OF AN ANTENNA NEAR OBJECTS In this paper, objects that are present near antennas are 2 classified into two types. One kind of object will be called as ‘environment’ and the other kind of object will be called as ‘scatterer’. An environment is fixed objects and this always exists in the process of calculating impedance parameters. In this section, the difference between the input impedance of an antenna in an environment in the absence of scatterers and the input impedance of an antenna in the presence of environment and scatterers will be derived. When there are an antenna and environment, and there are not scatterers, an antenna in transmitting mode can be modeled using Thevenin equivalent circuit in Fig. 1. In this case, ZA is the input impedance seen at input terminals of an antenna in the presence of environment and in the absence of scatterers. When an antenna in the presence of environment and scatterers is excited with a source at its feed port, the electromagnetic field transmitted from the antenna is scattered by scatterers, and the scattered field is incident on the antenna. In this case, the voltage due to the incident field as well as the voltage due to a source is produced at the feed port. This can be modeled such that a voltage source due to an incident field is connected to ZA in the Thevenin equivalent circuit for a transmitting antenna, as shown in Fig. 5. The voltage generated by this voltage source is the same as the open-circuit voltage Voc in the Thevenin equivalent circuit for a receiving antenna and is calculated using (1). When Voc is calculated using (1), Es is an electric field generated by scatterers in the presence of environment (electric field generated by an antenna is not included). Currents of scatterers are determined in the situation where all antenna, environment and scatterers are present and antenna is excited at feed port. The voltage at a feed port of an antenna will be denoted by Vp. Solving the circuit in Fig. 5, the current flowing at ZA is obtained. Letting the current flowing at ZA be Ip, V p V oc Ip (2) ZA The input impedance of an antenna is the ratio of the voltage at a feed port to the current at a feed port. Therefore, the input impedance of an antenna in the presence of environment and scatterers, Z Ae , is V pZ Vp (3) p Aoc p I V V Note that ZA is the input impedance of an antenna in environment in the absence of scatterers. Calculating Z Ae Z A , Z Ae V pZA V oc Z A V oc (4) Z A V p V oc V p V oc Ip Substituting (1) into (4), a formula for the difference between the input impedance of an antenna in environment in the absence of scatterers and the input impedance of an antenna in the presence of environment and scatterers is obtained as follows: 1 Z Ae Z A p t Es (r) J t (r)dv (5) I I G Note that Es is proportional to Ip and Jt is proportional to It. Note that Ip and Es are independent of It and Jt. Es can be Z Ae Z A considered an electric field generated by scatterers and environment when a current of Ip is applied to the input terminals of an antenna. Before calculating the input impedance of an antenna in the presence of environment and scatterers ( Z Ae ), the input impedance of an antenna that is present alone in environment (ZA) should be calculated using a numerical or analytical method. IV. SELF IMPEDANCE FOR COUPLED ANTENNAS The relation among voltages and currents at ports can be described using impedance parameters as follows: N Vm Z mn I n (6) n 1 where Vm is voltage at mth port, In is current at nth port, and Zmn are impedance parameters. The impedance parameters can be determined as V Z mn m when I i 0 for i n (7) In In this paper, Zmn is called a self-impedance when m = n. The self-impedance Zmm is the same as the impedance seen looking into an antenna at the feed port of mth antenna when all other antennas are open-circuited. A self-impedance can be calculated using the same method as used in the calculation of the input impedance of an antenna near objects. All antennas except mth antenna are open-circuited, and the input impedance of mth antenna is calculated using (5) to obtain Zmm. Zmm is given by 1 Z mm Z Am E( m, m ) (r) J tm (r)dv (8) I m I mt G where Z Am is the input impedance of mth antenna that is alone in an environment (i.e., in the absence of other antennas and scatterers); J tm is the current density of mth antenna that is alone in environment and excited at input terminals; I mt is total current flowing at the input terminals of mth antenna in transmitting mode when the current density is J tm ; and E ( m , m ) is the electric field generated by open-circuited antennas and objects when mth antenna is excited with a current of Im at its input terminals. Using a reciprocity theorem [8, eq. (3-36)], (8) can be written in another form as follows: 1 Z mm Z Am Etm (r) J ( m, m ) (r)dv (9) I m I mt G where E tm is the electric field generated when mth antenna is excited at feed port in a situation where only mth antenna and environment exist and all other antennas and scatterers do not exist; J( m, m) is the current density of objects and antennas except for mth antenna when all other antennas are open-circuited and mth antenna is excited with a current of Im, i.e., J( m, m) generates E ( m , m ) . The self-impedance is calculated in a situation where all 3 antennas except one are open-circuited. If antennas are far enough, magnitude of field scattered by open-circuited antenna are small. Therefore, when antennas are far enough, the self-impedance Zmm is similar to the input impedance of mth antenna in the presence of objects and in the absence of other antennas. V. MUTUAL IMPEDANCE FOR COUPLED ANTENNAS When m ≠ n, Zmn in (6) is called a mutual-impedance. In (7), Vm is the same as the voltage at port of mth antenna with open-circuited when nth antenna is excited at its port with current of In and all other antennas are open-circuited. In (7), Vm is the same as open-circuit voltage in the Thevenin equivalent circuit for mth antenna in receiving mode and open-circuit voltage can be calculated using (1). From (1) and (7), the mutual-impedance, Zmn, is as follows: 1 Z mn E( m, n ) (r ) J tm (r )dv for m n (10) I n I mt G where E( m, n ) is the electric field generated by objects and antennas except for mth antenna when all antennas except for nth antenna are open-circuited and nth antenna is excited with a current of In at its input terminals. Note that E( m, n ) is proportional to In and J tm is proportional to I mt . Note that In and E( m, n ) are independent of I mt and J tm . Using a reciprocity theorem [8, eq. (3-36)], (10) can be written in another form as follows: 1 Z mn Etm (r ) J ( m, n ) (r )dv for m n (11) I n I mt G where J ( m, n) is the current density of objects and antennas except mth antenna when all antennas except nth antenna are open-circuited and nth antenna is excited with current of In, i.e., J ( m, n) generates E( m, n ) . If antennas are dipole antennas and the number of antennas is two, (11) is the same as equation (7.135) in [7]. To calculate the mutual impedances using the method presented in this paper, we should know the current distributions of all antennas and objects. In general, the current distribution is calculated using a numerical method in the presence of all antennas and objects. However, in some cases, we can predict the current distributions of antennas without calculating the currents in the presence of all antennas and objects. Unless antennas and objects are very close, the shape of the current of a transmitting antenna in the presence of scatterers and open-circuited antennas are similar to the shape of the current of a transmitting antenna that is present alone in environment. Therefore, in this case, the impedance parameters among antennas can be calculated using only the current distributions of transmitting antennas that is present alone in environment. VI. VALIDATION We calculate impedance parameters among antennas using the formulas presented in this paper and EM simulator FEKO, and compare the results obtained with two methods. In simulation, three dipole antennas are on infinite dielectric. Half of space is free space and half of space is dielectric. Dielectric constant and loos tangent of dielectric are 10 and 0.1, respectively. Length of one dipole antenna is 15 cm, length of another dipole antenna is 20 cm, and length of the other antenna is 25 cm. Radius of wire in all dipole antennas are 0.1 mm. All dipole antennas are made of copper. All dipole antennas are fed at its center. Feed ports are ordered such that the first port is port of 25 cm dipole antenna, the second port is port of 20 cm dipole antenna, and third port is port of 15 cm dipole antenna. The three dipole antennas are parallel and the line connecting the feed ports of the three dipole antennas are perpendicular to the three dipole antennas. We calculated Z22 and Z32 from 500 MHz to 1.5 GHz in two cases. In one case, the distance between the centers of two dipole antennas (d in Fig. 7) is 1 cm. In the other case, the distance between the centers of two dipole antennas (d in Fig. 7) is 8 cm. For both cases, J2t and J3t in (8) and (10) were calculated when the dipole antenna was alone in half space. When d is 1 cm, E(2,2) in (8) and E(3,2) in (10) was calculated in the case where 20 cm dipole antenna was excited at its feed port and 25 cm dipole antenna and 15 cm dipole antenna were open-circuited. When d is 8 cm, E(3,2) in (10) was calculated in the case where 20 cm dipole antenna was alone in half space (i.e. E(3,2) is electric field generated by J t2 ). Fig. 8 (a) and (b) shows Z22 and Fig. 8 (c) and (d) shows Z32 when d is 1 cm. Fig. 9 (a) and (b) shows Z22 and Fig. 9 (c) and (d) shows Z32 when d is 8 cm. In Fig. 8 and 9, Z22 and Z32 were calculated with FEKO and the formula presented in this paper. In Fig. 9 (a), the graph for Z22 calculated with FEKO and graph for the input impedance of 20 cm dipole antenna when it is alone in half space are shown. In Fig. 9, we can identify that Z22 is similar to the input impedance of 20 cm dipole antenna when it is alone in half space. Furthermore, we can identify that mutual impedance can be calculated with small error using only current distribution of transmitting antenna that is alone in half space. VII. CONCLUSION In this paper, formulas for calculating impedance parameters among ports of antennas are derived. Equivalent circuit for a receiving antenna near objects is derived and is used to derive formulas for calculating impedance parameters. To calculate impedance parameters, current distribution on a transmitting antenna that is alone, total current at port, and electric field generated by open-circuited antennas are required. REFERENCES [1] J. E. Hansen, Spherical Near-field Antenna Measurements, London, U.K.: Peregrinus, 1988 4 [2] [3] [4] [5] [6] [7] [8] J. Rubio, M. A. Gaonzalez, and J. Zapata, “Generalized-scattering-matrix analysis of a class of finite arrays of coupled antennas by using 3-D FEM and spherical mode expansion,” IEEE Trans. Antennas Propag., vol. 53, no. 3, pp. 1133–1144, Mar. 2005. R. J. Pirkl, “Spherical wave scattering matrix description of antenna coupling in arbitrary environments,” IEEE Trans. Antennas and Propag., vol. 60, no.12, pp. 5654–5662, Dec. 2012. W. Wasylkiwskyj and W. K. Kahn, “Scattering properties and mutual coupling of antennas with prescribed radiation pattern,” IEEE Trans. Antennas Propag., vol. 18, no. 6, pp. 741-752, Nov. 1970. Y. G. Kim, “An analytical model for the scattering and coupling of antennas and its application to wireless energy transfer,” Ph.D. dissertation, Dept. Elect. Eng., Seoul National Univ., Seoul, Korea, 2015, ch. 4. E. C. Jordan and K.G. Balmain, Electromagnetic Waves and Radiating Systems, 2nd ed., Englewood Cliffs, USA: Prentice-Hall, 1968. R.S. Elliott, Antenna theory and design, Revised Edition, Hoboken, N.J., USA: A John Wiley & Sons, 2003, ch. 7. R. F. Harrington, Time-Harmonic Electromagnetic Fields, New York, USA: McGraw-Hill, 1961. Fig. 3. Thevenin equivalent circuit for a receiving antenna (a) Fig. 1. Thevenin equivalent circuit for a transmitting antenna (b) Fig. 4 Method for calculating open-circuit voltage (a) Situation where Jt is determined (b) Situation where Es is determined Fig. 2 Loaded antenna and object electromagnetic field generated by current illuminated by 5 Fig. 5 Equivalent circuit for an antenna near objects Fig. 7 Simulation configuration. 1600 FEKO Formula 1400 (a) Re(Z22) () 1200 1000 800 600 400 200 0 500 600 700 800 900 1000 1100 1200 1300 1400 1500 Frequency (MHz) (a) 1000 (b) FEKO Formula 800 600 Im(Z22) () 400 200 0 -200 -400 -600 (c) Fig. 6 Method for calculating mutual impedance Zmn (a) Situation where impedance parameters among antennas are determined (b) Situation where J tm is determined (c) Situation where Em,n is determined -800 500 600 700 800 900 1000 1100 Frequency (MHz) (b) 1200 1300 1400 1500 6 500 500 FEKO Formula 400 FEKO Input impedance 400 300 300 Im(Z22) () Re(Z32) () 200 200 100 0 100 0 -100 -200 -100 -300 -200 -300 500 -400 600 700 800 900 1000 1100 1200 1300 1400 -500 500 1500 600 700 800 Frequency (MHz) 900 1000 1100 1200 1300 1400 1500 Frequency (MHz) (c) (b) 200 60 FEKO Formula 100 FEKO Formula 40 20 0 Re(Z32) () Im(Z32) () 0 -100 -200 -20 -40 -60 -300 -80 -400 -500 500 -100 600 700 800 900 1000 1100 1200 1300 1400 -120 500 1500 600 700 800 Frequency (MHz) 900 1000 1100 1200 1300 1400 1500 Frequency (MHz) (d) Fig. 8 Z22 and Z32 when d is 1 cm (a) real part of Z22 (b) imaginary part of Z22 (c) real part of Z32 (c) imaginary part of Z32 (c) 100 FEKO Formula 80 60 1100 900 Re(Z22) () 800 40 Im(Z32) () FEKO Input impedance 1000 20 0 -20 700 -40 600 500 -60 400 -80 500 200 100 500 600 700 800 900 1000 1100 1200 1300 1400 1500 Frequency (MHz) 300 600 700 800 900 1000 1100 Frequency (MHz) (a) 1200 1300 1400 1500 (d) Fig. 9 Z22 and Z32 when d is 8 cm (a) real part of Z22 (b) imaginary part of Z22 (c) real part of Z32 (c) imaginary part of Z32