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03 August 2012
No.26
Ventilator Associated Pneumonia
A Awath Behari
Commentator: C Mitchell
Moderator: L Pillay
Department of Anaesthetics
CONTENTS
INTRODUCTION ................................................................................................... 3
DEFINITION .......................................................................................................... 3
INCIDENCE AND ETIOLOGY ............................................................................... 3
DIAGNOSIS .......................................................................................................... 6
Clinical................................................................................................................ 6
Microbiological.................................................................................................... 7
Clinical Pulmonary Infection Score (CPIS).......................................................... 8
Biomarkers ......................................................................................................... 8
MANAGEMENT .................................................................................................... 9
RESPONSE TO MANAGEMENT ........................................................................ 10
PREVENTION ..................................................................................................... 11
General Measures ............................................................................................ 11
Specific Measures ............................................................................................ 13
CONCLUSION .................................................................................................... 15
REFERENCES.................................................................................................... 16
Page 2 of 19
INTRODUCTION
Ventilator associated pneumonia (VAP) is the commonest cause of hospital
morbidity and mortality 1. Despite being a preventable disease, the high ICU
incidence rate bears to the fact that traditional approaches and techniques to
prevent, diagnose, and manage the disease have not been effective. Knowledge
of risk factors, study proven preventative measures, diagnostic methods, and
management options is vital not only for critical care specialists but for all
clinicians involved in a patient's perioperative management.
DEFINITION
Ventilator associated pneumonia refers to pneumonias developing in patients who
have been receiving mechanical ventilation for at least 48 hours 2. This time frame
has been acknowledged to exclude community acquired infections by the United
States National Nosocomial Infection Surveillance (NNIS) and was retained for
bacterial infections because of their typical incubation period. Early onset VAP is
defined as confirmed infection within 96 hours of initiation of mechanical
ventilation and those diagnosed after 96 hours are defined as late onset VAP 1.
INCIDENCE AND ETIOLOGY
Prevalence ranges from 10% to 65% in tertiary care hospitals and can reach 76%
in some specific settings which will be dicussed later on. Incriminating pathogens
vary among hospitals3.
Gram-negative organisms were the most incriminating microbial flora. The most
common offending organism isolated in cases with early onset VAP is
Pseudomonas aeroginosa followed by Hemophilus influenzae and Eschericia coli.
In patients with late onset VAP, the most common organism isolated was
Staphylococcus aureus followed closely by Pseudomonas aeroginosa, Klebsiella,
Eschericia coli, and Acinetobacter 3.
Page 3 of 19
Clinical Analysis of Patients Requiring Long-term Mechanical Ventilation of Over
Three Months: Ventilator-associated Pneumonia as a Primary Complication
Yoshihiro Kobashi and Toshiharu Matsushima*
Prior antimicrobial use and late onset VAP are risk factors for methicillin resistant
staphylococcus aureus (MRSA) infection.
Unusual pathogens such as Aspergillus species, Candida species, Legionella
pneumophilia, Pneumocystis jiroveci, and Cytomegalovirus are causes of VAP in
patients who are immunocompromised 4.
Page 4 of 19
Risk Factors
Biolayer formation
In 1986, Sotile et al described the presence of a biofilm or biolayer, which consists
of an aggregate of bacteria on the inner surface of the endotracheal tube that
protects the organisms from the action of antibiotics and the patient's defences4.
Feldman et al found that all tubes had a biofilm in the distal third. Fragments of
biofilm can detach spontaneously or dislodged by suction catheters and enter the
lungs 5 . This pathological process is known as microaspiration.
Adair et al concluded that 70% of patients with VAP had the same organism in the
biofilm of the tube as in tracheal secretions5.
Risk factors for the development of VAP can be divided into modifiable and non
modifiable factors:
Non-Pharmacological Prevention of Ventilator Associated Pneumonia
Luis Aurelio Díaza; Mireia Llauradób; Jordi Rellob; Jordi Relloc; Marcos I. Restrepod
Page 5 of 19
Modifiable factors are based on contribution to the above pathophysiological
process.
Duration of mechanical ventilation days
Gadari et al concluded that mean duration of ventilator days is an important risk
factor for the development of VAP.
Non modifiable factors include age, severity (score) at admission to ICU , comorbidity (heart failure, chronic obstructive pulmonary disease, diabetes mellitus,
neurological disease, neoplasms, trauma, and post op recovery6.
Reintubation results in an increased incidence of VAP. This may be due to
impaired reflexes following prolonged intubation or due to altered level of
consciousness resulting in an increased aspiration risk.
Twenty two to fourty percent of patients who have severe head and neck trauma
develop VAP 7.
DIAGNOSIS
Clinical
The fundamental problem with the diagnosis of ventilator associated pneumonia is
the lack of an internationally accepted gold standard.
Diagnosis of pneumonia can be made clinically using Johanson’s criteria if:
new lung infiltrates are present, and 2 of the following:
- temperature > 38 degrees
- leukocytosis/ leukopaenia
- purulent secretions
If diagnosis is made using the above criteria, prompt empiric treatment should be
initiated. Treatment can be modified on day 2-3 based on clinical parameters and
semi-quantitative cultures.
However, these criteria are non specific and of little utility in the diagnosis of VAP.
An autopsy investigation showed that only 52 % of patients with pneumonia at
autopsy had a localised infiltrate on their chest radiograph 8.
Furthermore, fever and leukocytosis may be caused by other foci of infection in
the ICU setting.
The advantage of this approach is that it limits the possibility of a missed infection.
The disadvantage is that antibiotic use increases and there is a high likelihood of
treating non-infection due to the similar clinical picture of other pathologies
commonly occurring in a critically ill patient (atelactasis, pulmonary embolism,
pulmonary drug reaction, ARDS , etc).
Page 6 of 19
Microbiological
Diagnosis can also be made on a bacteriological basis using either quantitative
endotracheal aspirate (ETA) or bronchoalveolar lavage (BAL). Here, if growth
above a threshold is found, a diagnosis of VAP whereas growth below a threshold
is considered colonisation.
The Canadian Critical Care Trial group demonstrated no significant differences in
mortality, other clinical outcomes, or the use of antibiotics between the two groups
undergoing either a quantitative endotracheal aspirate (ETA) or bronchoalveolar
lavage (BAL) as a diagnostic test in suspected VAP infected patients9.
This finding, coupled with the fact that bronchoscopy is invasive and not without
its complications especially in patients on high repiratory support, have rendered
this diagnostic tool unpopular in most ICU settings.
The advantage of the bacteriological approach to diagnosis is that it decreases
antibiotic overuse, a narrower spectrum of drug is used, and results in a shorter
duration of treatment. However studies have shown that length of ICU stay and
duration of mechanical ventilation is not decreased.
The disadvantage of this approach is that results are not always consistent and
reproducible, risk of contamination of specimens, the delay in obtaining results,
and the diagnostic threshold to differentiate infection from colonisation varies
between the different techniques.
In an attempt to increase the likelihood of diagnosing VAP, Pugin et al created the
Clinical Pulmonary Infection Score (CPIS) based on sputum smear microscopy
and tracheal aspirate culture, as well as on the clinical findings at the time of
diagnostic suspicion. 6
Page 7 of 19
Clinical Pulmonary Infection Score (CPIS)
Diagnosis of ventilator associated pneumonia: Critical care 2008
In that study, the authors concluded that there was a good correlation between
clinical score and quantitative bacteriology. A CPIS threshold of 6 was found to be
a fairly accurate measure of the presence or absence of pulmonary infection, as
signified by bacterial culture.
Biomarkers 10,11,12,13
The major potential advantage of biomarkers is not to diagnose VAP in isolation,
but to improve the rapidity and performance of current diagnostic tools.
Markers of alveolar infection, either endogenous mediators released locally by
alveolar macrophages or those produced by parenchymal destruction, are
assayed.
A number of biomarkers, including soluble triggering receptor expressed on
myeloid cells - 1 (STREM- 1), procalcitonin (PCT), copeptin, C- reactive protein
(CRP), plasminogen activation inhibitor-1 , midregional proatrial natriuretic
peptide, and endotoxin or elastin fibres , have been tested recently for use in
diagnosing and prognosticating patients with suspected or confirmed VAP.
Bloos et al found that the severity of illness as reflected by the degree of organ
dysfunction may be a more important determinant of PCT levels than the type or
cause of pneumonia13.
The results of recent studies suggest that the measurement of biomarkers in
bronchoalveolar lavage fluid appears to have minimal value for VAP diagnosis.
Page 8 of 19
MANAGEMENT
Prompt delivery of empirical therapy is a priority for patients with VAP as delay in
appropriate antibiotic therapy has been associated with poor outcomes.
Choice of appropriate antibiotics depends on variability of microbes amongst
different hospitals.
An important consideration when selecting empirical therapy is the agent’s ability
to penetrate the infected site and achieve sufficient concentrations for the desired
endpoint1. De-escalation of treatment should be opted for when results of
investigations become available.
Few studies have focused on the penetration of B-lactam agents into the epithelial
lining fluid (ELF) and those done have produced a wide variation in results.
Studies where ELF and serum were sampled at steady state showed that
Ertapenem has an ELF penetration of about 30%. Ceftazadine produced an ELF
penetration of26approximately 21%14.
Lodise et al studied the penetration of Meropenem into epithelial lining fluid using
mass spectrometry to compare serum and ELF levels. They found that high
exposure targets for ELF are required to kill or suppress resistant emergence for
bacteria like Pseudomonas aeroginosa and that combination chemotherapy may
be necessary14.
Based on the above, for early onset VAP and those deemed low risk for MDR
organisms such as infection with Heamophilus influenzae and antibiotic sensitive
enteric gram negatives such as Proteus sp, Enterobacter, E .Coli, and Klebsiella,
recommended treatment include ceftriaxone, or levoflox, or ampicillin, or
ertapenem26.
Treatment options recommended for Pseudomonas, legionella, acinetobacter and
klebsiella include:
anti-pseudo cephalosporin (cefepime, ceftazidime) or,
anti-pseudo carbapenem (impipenem, meropenem), or
B-lactamase inhibitor (pipericillin-tazobactam) + anti-pseudo floroquinolone
(ciproflox, levoflox) or an aminoglycoside (amikacin, gentamycin, tobramycin) 26.
Page 9 of 19
Management of Methicillin Resistant Staphylococcus Aureus (MRSA)
MRSA is considered to be a 'superbug' due to its enhanced antibiotic resistance
and greater mortality compared to methicillin sensitive Staph aureus strains. This
is due to characteristics such as the presence of the mecA gene that encodes a
penicillin-binding protein, PBP2a, which is intrinsically insensitive to methicillin and
all Beta lactam antibiotics that have been developed.
Available studies examining the treatment of MRSA pneumonia with vancomycin
have found treatment to be successful in only 35 to 57% of patients .15
A meta-analysis of two studies performed by the same group of investigators
using the same study protocol found that patients with MRSA VAP treated with
linezolid had a statistically greater survival compared to patients treated with
vancomycin .16
Newer cephalosporin antibiotics with MRSA activity hold promise for improved
treatment of MRSA pneumonia .1
RESPONSE TO MANAGEMENT26
This depends on patient factors (age, co-morbidities, etc) and bacterial factors
(virulence and resistance).
Response to management can be:
1. Eradication
2. Superinfection (new organism)
3. Recurrence
4. Persistence
Factors attributable to non response to treatment include:
a) Incorrect diagnosis (atelectasis, pulmonary embolism, ARDS, neoplasia, CCF,
chemical pneumonitis, trauma)
b) Treating for an incorrect organism
c) Complications (empyaema, lung abscess, sinusitis, catheter related infections)
d) Host factors (prolonged ventilation, renal failure, advanced age, prior antibiotic
therapy, and chronic lung disease)
Management of non-response to treatment include broadening of antimicrobial
cover while waiting for results of investigations, repeating septic screen, line
change, and biopsy of the lung.
Page 10 of 19
PREVENTION
General Measures
a)
Hand Hygiene
The common VAP causing organisms, particularly gram negative bacilli and
staphylococcus aureus, are of the hospital environment and infection occurs
due to transmission from the hands of healthcare workers.
The Centers for Disease Control and Prevention have found that the
compliance with hand washing recommendations among healthcare workers
is low, around 40%. However, the use of alcoholic solutions has increased
comlpliance and has decreased the rate of nosocomial infections17.
b)
Avoiding unnecessary in-patient transfers
Studies have reported that of patients who had at least one transfer out of
ICU, 24-26% had VAP, while only 4-10% of non transferred patients had VAP
(p=0.001) 17. However, no pathophysiological cause for these results has
been established.
c)
Use of Non-Invasive Ventilation (NIV)
The use of non-invasive ventilation for amenable conditions, such as acute
exacerbations of chronic obstructive pulmonary disease, decreases the
incidence and mortality of nosocomial pneumonia.
d)
Early disconnection from mechanical ventilation 18
As
discussed previously, decreasing the duration of mechanical
ventilation can reduce the incidence of VAP significantly. Daily interruption of
sedation and protocols for early extubation shorten the duration of
mechanical ventilation.
e)
FASTHUG 19
Papadimos et al studied the VAP incidence rate before implementation of the
FASTHUG concept (daily evaluation of feeding, analgesia, sedation,
thromboembolic prophylaxis, elevation of the head of bed, ulcer prophylaxis,
and glucose control) compared to the incidence rate after implementation
over a 54 month period.
Page 11 of 19
The first twelve months was the historical period. The FASTHUG concept was
initiated at the beginning of year 2 of the study (month 25). A time series analysis
showed a significant difference in VAP rates between months 1-24 and 25-54 , P=
0.004.
f)
SDD (Selective Decontamination of the Digestive tract)27
Modulates oropharyngeal colonisation by organisms normally occurring in the
digestive tract thereby decreasing biofilm formation.
This is done by administration of non-absorbable antibiotics such as
tobramycin, polymixin, amphotericin, gentamicin, nystatin and intavenous
cefotaxime. This modality has been associated with decreased mortality in
ICU and decreased infection with MDR organisms.
These findings are based upon meta-analysis and two single centre studies in
MRSA-naive settings. Larger and preferably multicentre studies are needed
to confirm these observations and SDD is therefore not a widely used
modality at present.
Page 12 of 19
Specific Measures
a)
Dental brushing
Consistent evidence has shown that oropharyngeal colonisation is the most
pathogenic mechanism for VAP development. The 2004 Centers for Disease
Control and Prevention guidelines for the prevention of health care
associated pneumonia and the 2005 American Thoracic Society guidelines
for management of VAP made no recommendation regarding chlorhexidine
use, and no evidence based recommendations for oral care are yet available.
However, many authors have suggested that establishing and maintaining
good oral hygiene should be part of the VAP protective bundle due to the
pathogenic mechanism28.
b)
Head up
Critically ill patients frequently suffer from depressed levels of consciousness
and impaired vomiting reflex. Thus, keeping the head elevated at 30 - 45
degrees represents benefits to reduce the risk of gastric content reflux and
aspiration in patients undergoing mechanical ventilation.20
Interestingly, Hiner et al 21 found only a 50% accuracy of perceived head of
bed angle compared with the actual angle among nurse and physician
providers based on 'eyeballing' head of bed elevation levels. They found that
nurses tended to underestimate the angle whereas clinicians tended to
overestimate. They advised the routine use of goniometers for accurate head
of bed elevation.
c)
Prone positioning
Prone positioning of patients was initially introduced to improve oxygenation
in critically ill patients. It was then hypothesised to prevent the development of
VAP based on the movement of tracheal mucus due to gravitational forces.
Mounier et al found that prone positioning did not decrease VAP occurrence
in a large controlled study. A higher incidence of circuit disconnection and
tube dislodgement, together with nursing difficulties have rendered prone
positioning as an unpopular means of VAP prevention in most ICUs22.
d)
Tracheotomy
Liberation of the vocal cords in tracheotomised patients results in normal
closure of the vocal cords and reduces the risk of aspiration of secretions
from the oropharyngeal cavity 23. In addition, the inner surface of the
endotracheal tube is known to be a nidus of bacterial biofilm formation. Nseir
et al 23 found that early tracheotomy was associated with lower rates of VAP
and mortality as compared with later tracheotomy. Early tracheotomy was
defined as tracheotomy performed within 48 hours of ICU admission.
Duration of mechanical ventilation and ICU stay was significantly shorter in
patients with early tracheotomy versus late tracheotomy.
Page 13 of 19
Intermittent subglottic secretions drainage (ISSD) 24
Aspiration of subglottic secretions can prevent bacterial contamination of the
respiratory tract by decreasing leakage of secretions around the endotracheal
tube cuff. It has been shown to reduce the incidence of VAP by nearly 50
percent. In addition, ISSD has been shown to shorten the duration of
mechanical ventilation and the length of ICU stay.
e)
Prevention of bacterial biofilm formation
Endotracheal tubes designed to decrease bacterial colonisation and biofilm
have been introduced. The NASCENT trial, a prospective, randomised, multicentre study comparing standard and coated endotracheal tubes showed a
significant reduction in the incidence of ventilated associated pneumonia
(4.8% versus 7.5% , p= 0.03) in patients intubated with a silver coated tube.
However, duration of ventilation and ICU length of stay were unchanged
between the control and intervention groups 25.
f)
Mucus Shaver 5
The standard method of cleaning ETT's in intubated patients is via insertion
of a small, flexible plastic suction catheter into the ETT. This method has
been shown to be suboptimal as residual contaminated secretions may
organise into bacterial biofilms, possibly spreading to the lower respiratory
tract causing ventilator associated pneumonia.
Furthermore, accumulated secretions increase the work of breathing and
resistance to airflow, prolonging the weaning process. The mucus shaver is a
novel device consisting of a concentric inflatable silicone rubber balloon to
shave the ETT lumen. In a study using a sheep model, it was showed that in
a single pass, all visible mucus was removed from the internal surface of the
ETT.
g)
Miscellaneous
The use of open versus closed suctioning devices and routine change of
circuit has not been shown to decrease the incidence of VAP.
Page 14 of 19
CONCLUSION
Ventilator associated pneumonia is the most common nosocomial infection
occurring in patients receiving mechanical ventilation. Patients developing VAP
have high mortality rates ranging from 33 to 70% and patients developing VAP are
twice as likely to die as those without VAP 4.
The biggest obstacle to early diagnosis and initiation of appropriate treatment is
the lack of a gold standard for diagnosis. New diagnostic tools such as the use of
biomarkers are still in the trial stages and have, as yet, not provided a definitive
answer to the diagnostic conundrum.
A high degree of vigilance and suspicion for mechanically ventilated patients
should always be present. However, study proven methods to prevent the
development of the infection has facilitated the decline incidence of VAP with
adherence to the so called 'VAP bundle'.
While there is a current focus on the development of novel devices to prevent
biofilm formation and microaspiration, it is important to remember that lower
respiratory tract colonisation is multi factorial.
Prevention of VAP cannot be achieved solely by eliminating bacterial biofilm on
respiratory devices, and more comprehensive care of intubated patients should be
implemented.
Page 15 of 19
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Luis Aurelio Díaz, a Mireia Llauradó, b Jordi Rello, b,c and Marcos I.
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NOTES
Page 19 of 19