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Topics Optical Interconnect and Sensing Dr. How T. Lin Endicott Interconnect Technologies Disadvantages of Electrical Interconnects/Sensors • Physical Problems (at high frequencies/high noise environments) CrossCross-talk Signal Distortion Electromagnetic Interference Reflections High Power Consumption High Latency (RC Delay) Limited Bandwidth • Light Fundamentals • Common Optical Components for Light Emission and Detection and Transmission • Optical Interconnect Principle • Optical Interconnects • Fiber Optics • Optical Waveguides • Optical Sensing with FBG (Fiber Bragg Grating Sensing) • Principle • Applications Why Optics ? • Advantages: Capable to provide high bandwidths Free from electrical shortshort-circuits LowLow-loss transmission at high frequencies Immune to electromagnetic interference Essentially no crosstalk between adjacent signals No impedance matching required • Successful longlong-haul telecommunication system based on fiber optics 1 Using Lightwave to Transmit Information Optical Interconnect Fundamentals Simplified phasor representation of EM wave E(t) cos(ωt+θ) Amplitude frequency phase Device a method to detect change in any one of the three variables listed above……….we have a data transmitter! EM Spectrum Basic Optical Interconnect λ1 λ1 Transmission Medium Transmitter Receiver Transmitter: LED or Laser Transmission Medium: Fiber optics (MM/SM), Polymer Waveguide or Free Space Receiver: Photo Diode or Transistor EM Spectrum (Visible) UV…..……………..Visible…………………IR 2 What is Light? Particles A little Quantum Theory Waves Conduction band Rays n0 Bandgap n1 n0 • Optical power watt (W) - a rate of energy of one joule (J) per second. • Optical power is a function of both the number of photons and the wavelength. Each photon carries an energy that is described by Planck’ Planck’s equation: Q = hc /λ Valence band Absorption Emission • Definition: Interference Refraction Reflection where Q= photon energy in J h = Planck’ Planck’s constant (6.623 x 10-34 Js) c = speed of light (2.998 X x 108 m/s) m/s) λ = wavelength in meters Basic Optical Principles • Optical Filter : • Absorption by filter glass varies with λ and thickness (d) of substrate • At each interface, part of the incident light will be reflected and the rest will pass through. Basic Optical Principles • Refraction : Snell’ Snell’s Law – Transmission through an optical filter n sin(θ sin(θ) = n’ n’ sin(θ sin(θ’) Index of refraction: n = 1.0 for air n = 1.5 for glass Transmission through an optical filter • Interface Losses : • Fresnel’ Fresnel’s Law rλ = reflection loss (normal incidence) nλ = n’/n rλ = nλ -1/ nλ +1 Interface Losses 3 Basic Optical Principles • Diffraction: • Interference: • Lightwave bends when pass by small aperture θ = λ/D λ/D where Basic Optical Principles • Wave nature of light causes interference patterns: Interference filter for wavelength selection - θ is the diffraction angle λ is the wavelength D is the aperture width D Basic Optical Principles • Collimation: • Place point source at focal point of lens or parabolic mirror can produce collimated light (parallel light beam) Basic Optical Principles • Wavelength Selection: • Prisms: • with high n, select λ with narrow slit • Gratings: Slit • disperse light into spectrum with ruled lines where m is an integer (order) Collimation with lens and parabolic mirror 4 Light Sources • • • • • • Lasers • • • • Light Sources Lasers (Light Amplification by Stimulated Emission of Radiation) Gas Liquid Solid State Semiconductor (diodes) Gas Solid State Liquid Semiconductor (diode) Characteristics: Coherence - Photons have fixed phase relationship. • • • • • • Light Emitting Diodes (LED) • Relative narrow spectra Low divergence after collimation. Difficult to modulate (gas, liquid). High cost. LED (Light Emitting Diodes) Characteristics: • • • • • Light Sources : Semiconductor Lasers Incoherence -Photons with random phase Relative broad spectra. Low cost. Easy modulation. Small size Light Sources : LEDs Edge emitting LED p-DBR active n-DBR Surface emitting LED VCSEL 5 Light Detection • Two broad classes of optical detectors: • Photon detectors – interactions of quanta of light energy with electrons in the detector material and generating free electrons (wavelength dependent). • Thermal detectors - respond to the heat energy delivered by the light (wavelength independent). Light Detection • Photon detectors: • Photoemissive. Photoemissive. These detectors use the photoelectric effect, in which incident photons free electrons from the surface of the detector material. These devices include vacuum photodiodes, CCD camera, bipolar phototubes, and photomultiplier tubes. • Photoconductive. The electrical conductivity of the material changes as a function of the intensity of the incident light. Photoconductive detectors are semiconductor materials. They have an external electrical bias voltage. • Photovoltaic. These detectors contain a p-n semiconductor junction and are often called photodiodes. A voltage is self generated as radiant energy strikes the device. The photovoltaic detector may operate without external bias voltage. A good example is the solar cell used on spacecraft and satellites to convert the sun’ sun’s light into useful electrical power. Photoconductive and photovoltaic detectors are commonly used in circuits in which there is a load resistance in series with the detector. The output output is read as a change in the voltage drop across the resistor. Light Detection : Detector characteristics •Quantum - Defined as the detector output per unit of input power. The units of responsivity are either amperes/watt (alternatively milliamperes/milliwatt or microamperes/microwatt. efficiency – Defined as the effectiveness of the incident radiant energy for producing electrical current in a circuit. It may be related to the responsivity by the equation: Q = 100 x Rd x hv = 100 x Rd (1.2395/λ ). •Noise equivalent power (NEP) - Defined as the radiant power that produces a signal voltage (current) equal to the noise voltage (current) of the detector. NEP = IAVN / VS(∆ f)1/2 where I is the irradiance incident on the detector of area A, VN is the root mean square noise voltage within the measurement bandwidth ∆ f, and VS is the root mean square signal voltage. Light Detection • Materials – • Silicon (Si) • Least expensive • Germanium (Ge (Ge)) • “Classic” Classic” detector • Indium gallium arsenide (InGaAs) • Highest speed 1.0 Responsivity (A/W) •Responsivity Quantum Efficiency = 1 0.5 Germanium InGaAs Silicon 0.1 500 1500 1000 Wavelength nm 6 Optical Fiber Optical Fiber An optical fiber is a flexible filament of very clear glass and is capable of carrying information in the form of light. This filament of glass is a little thicker than a human hair. Dielectric Waveguides and Optical Fibers Step Index Fiber Optical fiber structure The cladding is the layer completely surrounding the core. The core, or the axial part of the optical fiber, is the light transmission area of the fiber. Professor Charles Kao who has been recognized as the inventor of fiber optics is receiving an IEE prize from Professor John Midwinter (1998 at IEE Savoy Place, London, UK; courtesy of IEE) • The difference in refractive index between the core and cladding is < 0.5%. • The refractive index of the core is higher than that of the cladding, so that light in the core strikes the interface with the cladding at a bouncing angle and is trapped in the core by total internal reflection. Dielectric Waveguides and Optical Fibers • Multimode vs. Single-mode • A mode is a defined path in which light travels. • A light signal can propagate through the core of the optical fiber on a single path (single-mode fiber) or on many paths (multimode fiber). The mode in which light travels depends on geometry, the index profile of the fiber, and the wavelength of the light. • Step Index Fiber • Schematic diagram of Step Index Fiber y y ∆= Cladding φ Core Single-mode fiber has the advantage of high information-carrying capacity, low attenuation and low fiber cost, but multimode fiber has the advantage of low connection and electronics cost that may lead to lower system cost. n2 n1 • • • n r z Fiber axis n1 − n2 n1 Normalized index difference Typically ∆ << 1 The core has greater refractive index than the cladding. The fiber has cylindrical symmetry. r, φ, z to represent any point in the fiber. Cladding is normally much thicker than shown. 7 The Graded Index (GRIN) Optical Fiber The Graded Index (GRIN) Optical Fiber n2 TIR n1 3 2 1 O n Ray paths are different so that rays arrive at different times. n2 Graded Index Fiber O O' O'' 3 2 1 2 3 n1 n TIR Multimode Step Index Fiber Ray paths are different but so are the velocities along the paths so that all the rays arrive at the same time. n decreases step by step from one layer to next upper layer; very thin layers. n decrease in continuous gives a ray path changing continuously. A ray in thinly stratified medium becomes refracted as it passes from one layer to the next upper layer with lower n and eventually its angle satisfies TIR. In a medium where n decreases continuously the path of the ray bends continuously. n2 Light Absorption and Scattering • Light Absorption and Scattering Attenuation • Absorption • The reduction in signal strength is measured as attenuation. • Attenuation measurements are made in decibels (dB). The decibel is a logarithmic unit that indicates the ratio of output power to input power. • Each optical fiber has a characteristic attenuation that is normally measured in decibels per kilometer (dB/km). • Optical fibers are distinctive in that they allow high-speed transmission with low attenuation. E Medium = Absorption + A solid with ions Ex k z Attenuation • Lattice absorption through a crystal Scattering Light direction k z + Extrinsic factor ( fib b di • The field in the wave oscillates the ions which consequently generate "mechanical“ waves in the crystal; energy is thereby transferred from the wave to lattice vibrations. ) 8 Attenuation in Optical Fibers Light Absorption and Scattering • Rayleigh scattering • Optical Fiber Attenuation vs. wavelength A dielectric particle smaller than wavelength Displacing electron with respect to positive nuclei. Through wave Incident wave Oscillating charge = Alternating current ª Radiates EM waves Scattered waves • Rayleigh scattering involves the polarization of a small dielectric particle or a region that is much smaller than the light wavelength. • The field forces dipole oscillations in the particle (by polarizing it) which leads to the emission of EM waves in "many" directions so that a portion of the light energy is directed away from the incident beam. Attenuation in Optical Fibers Attenuation in Optical Fibers • Micro-bending loss • Attenuation vs. wavelength Microbending Field distribution Escaping wave Cladding Stretching of Si-O bonds in ionic polarization induced by EM wave, which is around 9 µm. θ θ Fiber Loss Presence of hydroxyl ions (water) as an impurity. Stretching vibration of OH- bonds at 2.7 µm. Its overtones at 1.0 & 1.4 µm. Core θ′ < θ θ θ > θc θ′ Stretching of Si-O bonds in ionic polarization induced by EM wave, which is around 9 µm. R • • Sharp bends change the local waveguide geometry that can lead to waves escaping. The zigzagging ray suddenly finds itself with an incident angle θ’ that gives rise to either a transmitted wave, or to greater cladding penetration; the field reaches the outside medium and some light energy is lost. • Small changes in the refractive index of the fiber due to induced strains when it is bent during its use, e.g., when it is cabled and laid. • Induced strains change n1 and n2, and hence affect the mode field diameter, that is field penetration into the cladding. • Macrobending loss crosses over into microbending loss when the radius of curvature becomes less than a few centimeters. combination of Si-O & 1.4 µm 9 Fiber Fabrication • • Extremely low transmission losses at mid-IR (@0.2∼8 µm) 0.01∼0.001 dB/km) • ZrF4, BaF2, LaF3, AlF3, NaF • Fabricating long lengths of fibers is difficult. It must be possible to make long, thin flexible fibers from the materials. The material must be transparent at a particular optical wavelength in order for the fiber to guide light efficiently. Physically compatible materials that have slightly different refractive indices for the core and cladding must be available • Active Glass Fibers Silica Glass Fibers • Amplification, Attenuation, Phase retardation • Rare earth elements are doped (0.005-0.05 mole%): atomic no. 57-71, Er, Pr… • Glass do not have well defined melting point. The glass become to soften at high temperature (>1000°C), it became viscous liquid. • SiO2:GeO2 core; SiO2 cladding SiO2:P2O5 core; SiO2 cladding 1.48 SiO2 core; SiO2:B2O3 cladding GeO2 SiO2:GeO2/B2O3 core; SiO2:B2O3 cladding • Chalgenide Glass Fibers • High non-linearity optical properties for all optical switch or fiber lasers • Chalcogen elements are doped: S, Se, Te… P2O5 1.46 SiO2 @ 850 nm • Plastic Optical Fibers: POF B2O3 1.44 5 10 15 Dopant addition (mol %) Fiber Fabrication 20 • Short distance (∼100 m), very flexible, relaxation of connector tolerance, low cost • polymethylmethacrylate (PMMA) or perifluorinated polymer (PFP) Fiber Drawing • Schematic illustration of a fiber drawing tower. • Fiber Fabrication Preform feed • Outside Vapor-Phase Oxidization Preform • • • • Halide Glass Fibers Fiber Materials ¼ Glasses and Plastics Refractive index • Fiber materials • Vapor-Phase Axial Deposition • Modified Chemical Vapor Deposition • Plasma-Activated Chemical Vapor Deposition • Double-Crucible Method Furnace 2000°C Thickness monitoring gauge Polymer coater Ultraviolet light or furnace for curing Take-up drum Capstan 10 Outside Vapor Deposition (OVD) Outside Vapor Deposition (OVD) • Schematic illustration of OVD and the preform preparation for fiber drawing SiCl4 (gas) + O2 (gas) ¼ SiO2 (solid) + 2Cl2 (gas) GeCl4 (gas) + O2 (gas) ¼ GeO2 (solid) + 2Cl2 (gas) Drying gases Porous soot preform with hole Vapors: SiCl4+ GeCl4 + O2 Fuel: H 2 Burner Furnace Preform Furnace Deposited soot Target rod Deposited Ge doped SiO2 Rotate mandrel (b) (a) Reaction of gases in the burner flame produces glass soot that deposits on to the outside surface of the mandrel. Clear solid glass preform (c) The mandrel is removed and the hollow porous soot preform is consolidated; the soot particles are sintered, fused, together to form a clear glass rod. Drawn fiber The soot rod fed into the consolidation furnace for sintering. The consolidated glass rod is used as a preform in fiber drawing. Optical Cables • • • • • Single mode and Multimode Single fiber and Fiber arrays Polished face Strain relief Parameters: Insertion Loss, Attenuation, min bend radius, Face angle • Expensive Glass preform fed into the fiber drawing furnace Single Fiber Duplex LC FC – Single mode ST - Multimode MU – Single Mode SC - Multimode E2000 Multimode 11 Fiber Arrays Multilayer Arrays MTP test from Mipox XMP from Xanoptix Polymer Optical Waveguides • Requirements: • • • • • Compatible with standard PWB Technologies High performance (low optical loss) Robust (>230 degrees C, >10 sec.) Dense (<60 micron Line and space) Standard tooling 12 Polymer Optical Waveguides • Processing Steps Polymer Optical Waveguides Samples http://matlib.kjst.ac.kr/~optoelec/research/waveguide/p-waveguide.html 13 Optical Backplanes Speed Data In DaimlerChrysler's optical backplane, the beam from a laser diode passes through one set of lenses and reflects off a micromirror before reaching a polymer waveguide, then does the converse before arriving at a photodiode and changing back into an electrical signal. A prototype operates at 1 Gb/s. Optical Sensing Free-Space Interconnects Pack in Data Channels An experimental module from the University of California, San Diego, just 2 cm high, connects stacks of CMOS chips. Each stack is topped with an optics chip [below center] consisting of 256 lasers (VCSELs) and photodiodes. Light from the VCSELs makes a vertical exit from one stack [below, left] and a vertical entry into the other. In between it is redirected via a diffraction grating, lenses, an alignment mirror [center], and another grating. Each of the device's 256 channels operates at 1 Gb/s. Photon Sensing System Issues Typical sensing system configuration using photons Ambient (light): noise source Optional optical detector Optical detector signal + noise Light source Operating medium Ambient (light): noise source Electronics Subject of interest • Selection of Light Sources • Selection Light Detectors • Minimizing effect of background noise resulting from ambient light sources • System Performance • Resolution • Speed • Accuracy 14 Fiber Optics For Measurement Applications Fiber Optics For Measurement Applications Temperature Measurement Example: Technology - Teflon λabs = f(T) Temp. Fiber Optic Chemical Sensors (FOCS): Light absorption/transmission properties of gallium arsenide (GaAs) Light λabs Semiconductor Crystal Teflon Dielectric Mirror Fiber Chemical Escape light Fiber Light Dielectric Mirror Fiber Optic Temperature Probe Technology - Cladding removed substituted by suitable chemical Fluoresence-decay of phosphor. Jacket Light Timedecay = f(temp.) Phosphor Fiber Amount of light loss is proportional to the amount of chemical present Mirror Fiber Optic Temperature Probe FBG (Fiber Bragg Grating) _ FBG (Fiber Bragg Grating) I I λ Λ= Grating Period λ I λ 15 Operation Principle of FBG Sensor Mounting block that attaches fiber optic sensor to the structure FBG Sensing When the fiber optic sensor is initially mounted to a structure, it's in resonance with laser wavelength ln. λn λ1,λ2, ......, λ x λ1,λ2, ..., λn, ..., λx Reflection Without Strain Reflection Without Strain λn Structure starts to pull mounting blocks apart , which stretches the fiber optic sensor. The resonance of fiber optic sensor is now shifted. λn+∆λ λ1,λ2, ..., λn, ..., λx λn+∆λ FBG Sensor Temperature Response 1551.3 Wavelength, nm 1551.2 1551.1 Athermal, max shift: 21.6 pm (2.7 GHz) from 24oc to 70oC Accelerometer Athermal FBG Sensor Temperature Response 1551 Accelerometer Standard FBG Sensor Temperature Response 1550.9 Conventional, 10.4 pm/oC (1.3 GHz/oC) 1550.8 1550.7 Utilization of FBG Characteristics for measurement 30 40 50 Temperature, oC 60 70 16 Other FBG Sensors FBG For Structure Health Monitoring FBG Railway Sensing Typical Structure Health Monitoring System Broadband coupler λ λ λ λ λλ λ λλ Broadband Source 1 2 λ3 λ2 λ1 1 3…… 2 3… 2 3… 3 … FBGs Reflected Light Tunable Filter Wavelength (nm) Detection Tunable Optical Subsystem λ1λ2 λ3…… Broadband coupler λ1 λ2λ3… Source λ3 λ2 λ1 λ2 λ3… λ3 … FBGs Reflected Light Tunable Filter Time (0.01 sec) Detection Optical Subsystem 17 FBG-LTDM Structure Monitoring System Low Contrast Fabry-Perot Filter Pulsed Broadband light SLED or Laser λ1λ2 λ3…… λ3 λ2 λ1 Broadband coupler λ1 λ2λ3… FBG-LTDM Structure Monitoring System Timing Example λ2 λ3… λ3 … λ3 λ3… 10 meters … 10 meters FBGs Light Pulse Internal λ2 λ2λ3… 10 meters Reflected Light Wavelength Locker λ1 λ1λ2 λ3…… FBGs λ1λ2 λ3…… External 1st. Reflected Wavelength Tp Optical Subsystem λ1 2nd. Reflected Wavelength Light Source Trigger Module Interrogation Unit (High Speed Signal Conditioning, Sampling and ADC) Tfr Electrical Subsystem 50 Timing Generator Microcontroller λ2 3rd. Reflected Wavelength Tsw Ethernet Interface 100 λ3 150 PC 200 Time (ns) 250 λ1λ2 λ3…… 150 200 λ1λ2 λ3…… Light Pulse Light Pulse Tsl Conclusions • Interconnect problem significant in ultra high speed data communication • Performance of Electrical lnterconnects will limit high performance system throughput • OIs will provide significant performance boost but not completely replace EIs • Optical Sensing will be deployed in new areas that were not feasible with electrical sensors Wavelength Division Multiplexing WDM enables transmission of multiple communication channels through a single fiber using various colors of light Coarse WDM (CWDM): Transmission of a few widely spaced channels λ1 λ1 λ2 λ2 Dense WDM (DWDM): Transmission of many closely spaced channels λ1 λn Tunable Laser Source or DFB Laser λ1 Tunable Filter MUX MUX Add/Drop Channel EDFA Optical Fiber (Single fiber, multiple wavelengths) DEMUX λn Detector =Multiplexer DEMUX =Demultiplexer EDFA =Erbium Doped Amplifier 18 References • • • • • • • International Technology Roadmap for Semiconductors (ITRS), 2001 R. Havemann and J.A Hutchby, “High-Performance Interconnects: An integration Overview”, Proc. Of IEEE, Vol.89, May 2001 D.A.B Miller, “Physical reasons for optical interconnections”, Int. Journal of Optoelectronics 11, 1997, pp.155-168. MEL-ARI: Optoelectronic interconnects for Integrated Circuits – Achievements 1996-2000 Linking with light - IEEE Spectrum http://www.spectrum.ieee.org/WEBONLY/publicfeature/aug02/opti.html Optically Interconnected Computing Group http://www.phy.hw.ac.uk/~phykjs/OIC/index.html Optoelectronics-VLSI system integration Technological challenges www.phy.hw.ac.uk/~phykjs/OIC/Projects/ SPOEC/MSEB2000/MSEB2000.pdf 19