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A quantitative multi-gene RT-PCR assay for prediction of recurrence in stage II colon cancer: Selection of the genes in 4 large studies and results of the independent, prospectively-designed QUASAR validation study David Kerr1, Richard Gray2, Philip Quirke3, Drew Watson4, Greg Yothers5, Ian Lavery6, Mark Lee4, Michael O'Connell5, Steven Shak4, Norman Wolmark5 and the Genomic Health & QUASAR Colon Teams 1. University of Oxford, Oxford, UK & SIDRA, Qatar; 2. Birmingham Clinical Trials Unit, Birmingham, UK; 3. Leeds Institute of Molecular Medicine, Leeds, UK; 4. Genomic Health, Inc., Redwood City, CA; 5. National Surgical Adjuvant Breast and Bowel Project, Pittsburgh, PA; 6. Cleveland Clinic, Cleveland, OH 1 Disclosures D. Kerr, consultant, educational grant, Genomic Health, Inc. R. Gray, educational grant, Genomic Health, Inc. P. Quirke, consultant, educational grant, Genomic Health, Inc. D. Watson, employee, Genomic Health, Inc. G. Yothers, consultant, educational grant, Genomic Health, Inc. I.C. Lavery, consultant, educational grant, Genomic Health, Inc. M. Lee, employee, Genomic Health, Inc. M. J. O'Connell, consultant, educational grant, Genomic Health, Inc. S. Shak, employee, Genomic Health, Inc. N. Wolmark, consultant, educational grant, Genomic Health, Inc. 2 The Need for Individualized Therapy in Stage II Colon Cancer • The challenge: Which stage II colon cancer patients should be treated with adjuvant chemotherapy? – 75-80% cured with surgery alone, but no method to identify them – Benefit of chemotherapy is small* and no consensus in guidelines on who to treat – Chemotherapy has significant toxicity • Today, decision to give chemotherapy subjectively based on: – Clinical/pathologic markers of risk which are inadequate • Not informative for majority of patients – Patient age, co-morbidities, preferences * Lancet 2007 370:2020-9 3 Stage II Colon Cancer: Overall Goal To develop and validate a multi-gene expression assay which improves treatment decisions for patients with stage II colon cancer, providing: • Individualized assessment of recurrence risk following surgery • Identification of patients with differential 5FU/LV benefit • Independent clinical value in the context of other measures such as T-stage and MMR/MSI • Optimized for fixed, paraffin-embedded colon tumor tissue 4 Real-time RT-PCR for RNA Quantification from Fixed Paraffin-Embedded Tumor Tissue Reporter Forward Primer R Probe Quencher Q Polymerization Reverse Primer R Q Strand Displacement and Cleavage of Probe Q R Polymerization Completed Cronin et al. Am J Pathol. 2004;164:35-42. 5 Development and Validation of a Multi-Gene RT-PCR Colon Cancer Assay Colon Cancer Technical Feasibility Development Studies Surgery Alone NSABP C-01/C-02 (n=270) Development Studies Surgery + 5FU/LV NSABP C-04 (n=308) Cleveland Clinic (n = 765) NSABP C-06 (n=508) Selection of Final Gene List & Algorithm Standardization and Validation of Analytical Methods Clinical Validation Study – Stage II Colon Cancer QUASAR (n=1,436) Test Prognosis and Treatment Benefit 6 Assessment of 761 Candidate Genes in 1,851 Patients in the Development Studies to Yield Final Pre-specified Assay for Validation in QUASAR 48 Recurrence and 66 Treatment Benefit Genes Significant Across Development Studies Modeling and Analytical Performance FINAL ASSAY 7 Recurrence Genes 6 Treatment Benefit Genes RECURRENCE SCORE TREATMENT SCORE (0-100) (0-100) 5 Reference Genes 7 QUASAR: Evaluable Stage II Colon Cancer Patients Parent QUASAR study n=3,239 Patients with collected blocks n=2,197 (68%) 707 cases stage III and rectal cancer Confirmed stage II colon cancer n=1,490 (69%) Final evaluable population n=1,436 54 excluded (3.6%): 29 synchronous tumors 8 insufficient tissue 7 identifier queries 6 RNA quality/quantity 4 ineligible histology 8 QUASAR: Demographics of 1,436 Evaluable Patients Characteristic Age Gender T Stage # Nodes Examined LVI Tumor Grade Tumor Type MMR Location Values <60 60 to <70 70+ Female T4 <12 ≥12 Present High Mucinous Deficient Right Surgery Alone (total = 711) N (%) 251 (35.3) 308 (43.3) 152 (21.4) 302 (42.5) 108 (15.3) 413 (62.9) 244 (37.1) 90 (12.7) 222 (31.2) 144 (20.3) 89 (13.6) 273 (46.9) Surgery + 5FU/LV (total = 725) N (%) 269 (37.1) 317 (43.7) 139 (19.2) 295 (40.7) 113 (15.7) 409 (61.0) 262 (39.0) 110 (15.2) 219 (30.2) 169 (23.3) 92 (14.1) 278 (46.2) Two Arms are Balanced 9 QUASAR: 5FU/LV Chemotherapy Benefit in the 1,436 Evaluable Stage II Colon Cancer Patients DFS 1.0 Proportion Event Free 1.0 0.8 0.6 0.4 0.2 0.0 Treatment 0 1 Surgery 2 Chemo 3 4 0.8 0.6 0.4 0.2 0.0 Treatment 5 0 Surgery 1 Years 2 Chemo 3 4 5 Years OS Proportion Event Free Proportion Event Free RFI 1.0 0.8 0.6 0.4 0.2 0.0 Treatment 0 1 Surgery 2 Chemo 3 Years 4 5 10 QUASAR: Pre-Specified Primary Endpoint: Recurrence Risk Is there a significant relationship between the risk of recurrence and the pre-specified continuous Recurrence Score in stage II colon cancer patients randomized to surgery alone? RECURRENCE SCORE Calculated from Tumor Gene Expression STROMAL FAP INHBA BGN CELL CYCLE Ki-67 C-MYC MYBL2 GADD45B REFERENCE ATP5E GPX1 PGK1 UBB VDAC2 11 QUASAR Results: Colon Cancer Recurrence Score Predicts Recurrence Following Surgery Prospectively-Defined Primary Analysis in Stage II Colon Cancer (n=711) 35% Risk of Recurrence at 3 years 30% 25% 20% 15% 10% p=0.004 5% 0% | | 0 ||| | | | | | | |||| |||||||| |||||||||||||| |||| ||||||||| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||| |||||||||||||||||| ||||||||||||||| |||| ||||| ||| || | || ||| |||| | | | |||||| 10 20 30 40 50 60 | 70 Recurrence Score 12 QUASAR Results: Recurrence Risk in Pre-specified Recurrence Risk Groups (n=711) 1.0 Low Intermediate High Range of RS Proportion of patients <30 43.7% 30-40 30.7% ≥41 25.6% 0.8 Proportion Event Free Recurrence Risk Group 0.6 0.4 Recurrence Risk Group 0.2 Low Comparison of High vs. Low Recurrence Risk Groups using Cox Model: HR = 1.47 (p=0.046) Intermediate High 0.0 0 1 2 Kaplan-Meier Estimates (95% CI) of Recurrence Risk at 3 years 12% ( 9% -16%) 18% 22% (13%-24%) (16%-29%) 3 4 5 Years 13 QUASAR Results: Clinical/Pathological Covariates and Recurrence Pre-specified Multivariate Analysis, Surgery Alone Patients (n=605) Categories HR HR 95% CI 13% Deficient vs. 87% Proficient 0.32 (0.15,0.69) <.001 15% T4 vs. 85% T3 1.83 (1.23,2.75) 0.005 Tumor Grade 29% High vs. 71% Low 0.62 (0.40,0.96) 0.026 Number of Nodes Examined 62% <12 vs. 38% ≥12 1.47 (1.01,2.14) 0.040 13% Present vs. 87% Absent 1.40 (0.88,2.23) 0.175 continuous per 25 units 1.61 (1.13,2.29) 0.008 Variable Mismatch Repair (MMR) T Stage Lympho-Vascular Invasion Recurrence Score P value 14 QUASAR Results: Recurrence Score and Alternative Endpoints Disease Free Survival Overall Survival Variable RS per 25 units Variable RS per 25 units HR HR 95% CI P value 1.42 (1.09,1.84) 0.010 HR HR 95% CI P value 1.33 (1.01,1.76) 0.041 15 QUASAR Results: Prediction of Differential 5FU/LV Benefit for Treatment Score • Continuous Treatment Score and Treatment Benefit with 5FU/LV – Treatment Score by Treatment Interaction for RFI: interaction p = 0.19 • Selected Secondary Analyses – Treatment Score by Treatment Interaction not significant when adjusted for prognostic covariates – Treatment Score by Treatment Interaction not significant for DFS (interaction p=0.12) or OS (interaction p=0.15) 16 QUASAR Results: Prediction of Differential 5FU/LV Benefit for Recurrence Score • Secondary Analysis: RS as a predictor of Chemotherapy Benefit: interaction p=0.69 – No significant difference in PROPORTIONAL benefit of chemotherapy was observed at low RS and at high RS 17 Risk of recurrence at 3 years QUASAR Results: Recurrence Score, T Stage, and MMR Deficiency are Key Independent Predictors of Recurrence in Stage II Colon Cancer 45% T4 stage (13%) 40% 35% 30% 25% T3 and MMR proficient (76%) 20% 15% 10% MMR deficient (11%) 5% 0% 0 10 20 30 40 50 60 70 Recurrence Score NB. 17 patients had both T4 and MMR Deficient tumors and had recurrence risks that were similar to those for patients with T3 and MMR proficient tumors and were not 18 included in the plot Summary and Conclusions • The prospectively-defined continuous Recurrence Score has been validated as a predictor of recurrence in stage II colon cancer patients following surgery, and provides independent value beyond available measures • A separate score, based on a distinct set of 6 genes, was not validated for prediction of differential 5FU/LV benefit Implications for Clinical Practice • The continuous RS provides individualized assessment of recurrence risk and will have the greatest clinical utility when used in conjunction with T stage and Mismatch Repair (MMR/MSI), particularly for the majority of patients for whom those markers are uninformative (~70% of pts) • This is the first demonstration that a prospectively defined gene expression assay can independently predict recurrence in colon cancer 19 Acknowledgements • QUASAR Study Team Laura Magill Kelly Handley Zoe Gray Claire Beaumont Rachel Midgley • NSABP Study Team Joe Costantino Soon Paik • Genomic Health Colon Team Kim Langone Rick Baehner Joffre Baker Margarita Lopatin Carl Yoshizawa Wayne Cowens Lauren Intagliata Claire Pomeroy • Cleveland Clinic Study Team • MRC, UK and CRUK for funding QUASAR trial • Patients and investigators who participated in the NSABP, Cleveland Clinic, and QUASAR studies 20