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Annals of Surgical Oncology ( 2007) DOI: 10.1245/s10434-007-9450-4 Breast Oncology Blue Dye Injection in the Arm in Order to Conserve the Lymphatic Drainage of the Arm in Breast Cancer Patients Requiring an Axillary Dissection Claude Nos, MD, Benedicte Lesieur, MD, Krishna B. Clough, MD, and Fabrice Lecuru, PhD Department of Gynecologic and Oncologic Surgery, Hôpital Européen Georges Pompidou, Paris, France Background: Despite the widespread use of the sentinel lymph node biopsy technique, many patients with invasive breast cancer still undergo an axillary lymph node dissection and are at risk of arm lymphedema. With the new awareness of lymphatic spread in the axillary nodes, it should be possible to define a new surgical approach between sentinel lymph node biopsy and complete axillary dissection, a procedure preserving specifically lymph nodes in relation to the arm. Methods: Twenty-one patients with an operable breast cancer requiring an axillary dissection underwent surgery with an attempt to separate nodes related to the breast from specific nodes related to the arm. After an injection of blue dye in the arm, the surgeon performed the axillary dissection trying to identify blue nodes and ducts in order to preserve lymphatic arm drainage (LAD). If the blue nodes were located in the normal axillary dissection, they were removed separately. Results: In 15 of 21 patients (71%), blue nodes in relation with LAD were identified. In 10 (47%) patients, it was possible to dissect the LAD with the preservation lymphatic ducts. In 10 patients, the LAD nodes were removed: none of them contained metastases, despite the fact that the non-LAD axillary nodes contained metastases in 7 of 10 cases. Conclusions: Identifying the LAD with blue dye injection in the arm is possible. A subsequent study can now begin to determine if this procedure is safe for patients and able to prevent lymphedema of the arm. Key Words: Breast carcinoma—Sentinel lymph node biopsy—Axillary dissection—Blue dye. The introduction of sentinel lymph node biopsy (SLN) for breast cancer during the last decade has been the most important advance in more than a century in decreasing the morbidity of axillary lymph node surgery.1–7 However, those patients with metastatic involvement of axillary nodes who undergo a complete axillary dissection do not benefit from the SLN biopsy.8 These patients are still subject to Received February 13, 2007; accepted March 16, 2007 Address correspondence and reprint requests to: Claude Nos, MD; E-mail: [email protected] Published by Springer Science+Business Media, LLC 2007 The Society of Surgical Oncology, Inc. chronic arm lymphedema, which is the most serious complication of axillary dissection in breast cancer.9,10 SLN theory is based on the progressive spread of the metastatic disease from the first involved, i.e., sentinel node, to the second and higher echelon nodes. However, it is, in fact, rare that all nodes of the axillary dissection are involved, and often only a few of them are metastatic.11,12 The SLN is the only lymph node with metastases in 50–60% of occurrences. The knowledge that chronic lymphedema is related to the number of lymph nodes retrieved10 has induced a progressive decrease in the use of complete axillary C. NOS ET AL. dissection, leaving in place the lymph nodes located on the third, or even in the second level of Berg. The point is to question whether it would be more judicious to, instead of performing surgery based only on the anatomic boundaries of the axilla, to consider physiology instead removing only those nodes draining the breast, leaving in place lymph node related to the lymphatic arm drainage (LAD). This concept has already been tested and validated in a mice model in which two different drainages were shown by a two-color spectral fluorescence lymphangiography.13 The aim of this pilot study is therefore to determine whether the identification and the separation of the specific lymph nodes related to the arm is possible during an axillary dissection performed on breast cancer patients. PATIENTS AND METHODS From November 2004 to February 2005, a study was performed on LAD using blue dye technique at the Institut Curie and the Hôpital Européen Georges Pompidou. During this period, 21 patients underwent an axillary dissection with attempts to individualize the lymph nodes related to the breast and lymph nodes related to the arm. Indications for axillary dissection were patients not candidates for sentinel lymph node biopsy, i.e., clinical N1, N2, or N3 patients (11 patients), surgery after neoadjuvant chemotherapy (7 patients), multicentric breast carcinomas (6 patients), prior breast or axillary surgery (3 patients), and secondary axillary dissection after a positive sentinel node (1 patient) (Table1). The patientÕs mean age was 58 years (range 36–82). Mean body mass index (BMI) was 26 (range18–44). Four patients (19%) had clinically stage T1 tumors, 15 (71%) T2, and 2 (10%) T3 tumors. Ten patients (47%) had clinically stage N0 tumors, 9 (43%) N1, 1 (5%) N2 tumor, and 1 (5%) N3 tumor (Table 1). The majority of patients underwent a mastectomy (15 patients: 71%) and a small proportion requiring a lumpectomy (6 patients: 29%). In the 14 patients undergoing primary surgery, the mean size of the invasive tumor measured histologically was 27 mm (range 10–65 mm). The invasive tumors were subclassified as ductal (19 patients: 90%) or lobular (2 patients: 10 %). The tumor grade was I (6 patients: 28%), II (7 patients: 33%), or III (8 patients: 38%). The majority of tumors were estrogen receptor posi- Ann. Surg. Oncol. ( 2007) tive (81 %) and progesterone receptor positive (69%). Lymphovascular invasion was noted in 33% of cases. As soon as the general anesthetic took effect, the surgeon (CN) injected 1–4 mL of Patent blue dye (Bleu patenté V sodique 2,5 %, Laboratoires Guerbet, Villepinte, France) in the arm. The therapeutic indication of Patent blue dye referred to the summary of product characteristics is identification of lymphatic vessels. Injection was practiced in the deep hypoderm of the rear part of the triceps, and in one occasion (Patient 3) 1 mL was injected in the second and third interdigital web spaces of the hand. After having performed the breast surgery (lumpectomy or mastectomy), the surgeon began the axillary exploration with the identification of the classic landmarks of the axillary dissection determined with axillary vein, the long thoracic nerve, the thoracodorsal neurovascular bundle and the second intercostal brachial nerve. The limits of the axillary dissection were the axillary vein superiorly, pectoralis minor medially, and latissimus dorsi laterally but the surgeon explored this specific zone very carefully, particularly the lateral aspect of the dissection between the axillary vein and the second intercostal brachial nerve. The first step of this study was the identification of blue ducts or nodes in relation with LAD determining a LAD identification rate or LAD mapping rate. The second step involved the ability of the surgeon to separate the LAD nodes from the others nodes, determining a LAD dissection rate. The third step was the removal and analysis of LAD nodes, comparing them with the histological results of the other nodes of the axillary dissection. When lymph nodes in relation to LAD where located in the lateral pillar of the axillary dissection far outside from the axis of the thoracodorsal neurovascular bundle (Fig. 1), this chain of nodes was kept in place. All the patients had a 2-year follow-up to check the results especially the disappearance of the blue stain in the arm. RESULTS The characteristics of the patients, indications for axillary dissection, and injection of blue dye are shown in Table 1. Mean time between blue dye injection and blue node research was 34 minutes (range 10–60). The results of axillary dissection are shown on Table 2. BLUE DYE INJECTION TO CONSERVE LYMPHATIC DRAINAGE IN BREAST CANCER TABLE 1. Characteristics of the 21 patients, indications for axillary dissection, technique of blue dye injection used, results of lymphatic arm drainage (LAD) identification, persistence of the blue staining (PBS) at the injection site after an average of 21 months No. Age BMI 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 53 69 84 76 61 45 62 58 40 60 54 47 58 60 82 42 79 40 70 36 42 21.5 29.4 17.8 35.3 25.8 20.7 44 21.7 23 27.5 27.5 22.4 26.2 27 30 25.5 22.3 25.6 25.3 23.3 24.3 a Indication b T1N0 (II) T1N0 (pl) T2N2 T2N0 (pl) T2 N0 (pl) T2 N1 (+) T1 N0 (mc) T2 N1 T1 N0 (mc) T2 N1 (mc) T2 N1 (mc) T2 N1 T2 N0 (mc) T2 N0 (mc) T2 N0 T2 N1 T3 N1 (+) T3 N1 (+) T2 N0 T2 N3 (+) T2 N1 Neo adjuvant chemo Injection technique No No Yes No No Yes No Yes No No Yes Yes No No No No No No No Yes Yes T 2 mL T 2 ml H 2 · 1 mL T 2 mL T 2 mL T 1 mL T 4 mL T 2 mL T 2 mL T 1.5 mL T 2 mL T 2mL T 2 mL T 2 mL T 2 mL T 2· 1 mL T 4 · 0.5 mL T 4 · 0.5 mL T 4 · 0.5 mL T 4 · 0.5 mL (ac) T 2 · 0.5 mL (ac) c Timing LAD identification PBS 15 15 40 15 10 15 25 20 30 30 30 30 30 60 60 60 45 60 60 30 40 Yes No Yes No No No Yes Yes Yes No Yes Yes Yes Yes Yes Yes Yes Yes Yes No Yes ++ 0 0 + ++ 0 + 0 + 0 ++ ++ ++ 0 0 + 0 + 0 + 0 mm mn mn mn mn mn mn mn mn mn mn mn mn mn mn mn mn mn mn mn mn d Body Mass Index (BMI) was calculated using the Quetelet index: weight (kg)/height2 (M). (II): secondary axillary dissection for positive sentinel node. mc, multicentric tumor; pl, prior lumpectomy; +, fine needle aspiration positive. c T, triceps; H, hand; ac, arm cuff used. d Absence, 0; slightly blue, +; pale blue, ++; blue, +++. a b FIG. 1. Identification of a blue node in relation with the lymphatic arm drainage in the external part of the axilla. (Patient 18). Identification blue dye LAD rate was 71 % (15 of 21), with only 50% identification for the first 10 cases (5 of 10) and 91% in the last 11 cases (9 of 11). In 10 of 21 cases, it was possible to dissect the non-LAD nodes from the LAD node. The LAD dissection rate was 47 % (10 of 21) because in five cases, afferent or efferent ducts were accidentally cut during the surgery. Those nodes were always located in the same position, i.e., at the lateral part of the dissection, under the axillary vein and just above the second intercostal brachial nerve. Mean number of axillary nodes removed in the axillary dissection was 10.8 (range 3–37). LAD lymph nodes were separately removed and analyzed in 10 of 15 patients. Mean number of LAD lymph nodes removed was 1.7 (range 1–3). All these nodes were negative after standard HE pathological analysis, despite the fact that the non LAD axillary nodes contained metastases in 7 of 10 patients. One case was particularly interesting with 11 metastatic lymph node of 15 lymph node removed with one negative LAD lymph node (Case 17). In September 2005, 20 of 21 patients were questioned as to whether the blue stain in the arm had faded or disappeared. The time between the Ann. Surg. Oncol. ( 2007) C. NOS ET AL. TABLE 2. Results of the research of the lymphatic arm drainage (LAD); pathological results of the nodes in relation with the axillary dissection and the nodes in relation with the LAD Lymphatic arm drainage No, Identification Dissection Preservation Results of axillary dissection 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 Yes No Yes No No No Yes Yes Yes No Yes Yes Yes Yes Yes Yes Yes Yes Yes No Yes No — No — — — Yes Yes Yes — Yes Yes No Yes No Yes Yes Yes No — Yes No — No — — — No No Yes — No No Yes Yes No No No Yes No — Yes 5 N3 N2 N+/7 20 N13N5 N+/7 1 N+/21 17 N3 N1 N+/11 1 N+/10 2 N+/6 1 N+/11 1 N+/7 5 N1 N+/14 11 N+/14 1 N+/37 1 N+/5 5 N2 N+/7 operation and the injection of blue dye and the interview was 7–11 months. In 2 of 20 patients interrogated (10%), the stain had indeed disappeared completely. In 6 (30%), the stain was still slightly visible; in an other 9 (45%) the stain was pale, while in the remaining 3 (15%), the stain had not changed color at all. In September 2006 (19–23 months after surgery), all 21 patients underwent another control: in 10 (47%) patients, the blue color had disappeared completely; for the other patients, the blue color was slightly visible. However, none of them had a persistent disaesthetic blue stain (Table 1). DISCUSSION It is agreed that chronic lymphedema is the most serious complication resulting from axillary dissection, and progress is still necessary to reduce this risk for breast cancer patients being treated by axillary dissection. However, axillary dissection is not the only reason for chronic lymphedema. Other important factors such as radiotherapy of the axilla performed after or before an axillary dissection10,14,15 or obesity9 are associated with lymphedema. As shown in this study, the identification and conservation of specific lymphatic ducts and nodes related to the arm is technically possible. As in the sentinel lymph node biopsy technique using blue dye alone, this technique will depend on the surgeonÕs Ann. Surg. Oncol. ( 2007) Results of the nodes in relation with LAD 2 N3 N- 1 N1 N2 N1 N1 N2 N1 N3 N- qualifications, and a period of learning curve will probably be necessary before finding a blue chain for each patient.2,3 After a few such procedures, and with the understanding that blue dye migrates more slowly in the arm than in the breast, it was found that almost each patient shows a blue node practically at the same place. This blue node is located at the lateral pillar of the axillary dissection after blue dye injection performed in the deep subcutaneous fat in regard to the triceps, and this place seems to be different from the usual location of the sentinel node in relation with the breast. So, the postulate that ‘‘sentinel node’’ of the arm is different from the sentinel node of the breast was the object of this study. Such a procedure, which is time consuming and demanding for the surgeon should now be evaluated at the light of three questions: Does this technique imply risks for the patients? Is it a safe procedure without toxic side effects? And can this technique bring a functional benefit for the patient, reducing the risk of lymphedema? In reply to the first question, one could say that by not retrieving all nodes, as usually practiced, the main risk is to leave in the axilla a metastatic node exposing the patient to an axillary recurrence. To calculate this risk, it is necessary to assess the invasion rate of these nodes to know precisely in which circumstances these specific nodes are metastatic or not. However, the oncological attitude that consists of leaving lymphatic nodes in the axilla in breast BLUE DYE INJECTION TO CONSERVE LYMPHATIC DRAINAGE IN BREAST CANCER cancer patients is becoming more and more acceptable. The complete axillary dissection removing the three levels of Berg is the gold standard for staging the axilla, but since the 1970s, many surgical teams are only removing the nodes in relation with BergÕs level I or II, with the objective of removing a minimum of 10 nodes in the axilla in order to have a significant sampling.16,17 Since 1993, sentinel lymph node biopsy technique has shown that the sampling of 1–3 nodes is sufficient to know the axillary status, and studies about axillary follow-up after a negative sentinel node biopsy show almost no axillary recurrences.18–20 Further studies are being developed in order to not systematically perform an axillary dissection, even after positive sentinel node. A randomized trial (ACOSOG Z0011) was specially developed to answer this point. Patients with clinical T1-2 N0M0 breast cancer and a positive sentinel node were randomized in two groups: immediate axillary lymph node dissection versus observation. The aim of the study was to assess whether the overall survival rate for patients randomized in the group without immediate axillary lymph node dissections was equivalent to that for patients with immediate axillary lymph node dissection. Interestingly, the event rates such as disease recurrence and/or death, in both study arms, were lower than expected and because of the difficulty of increasing the number of patients, this trial had to be closed in December 2005 with only 889 patients registered.21 Another related study called AMAROS (After Mapping of the Axilla: Radiotherapy or Surgery)22 is ongoing in Europe (EORTC trial 10981-22023). This randomized trial including more than 2500 patients compares after a positive sentinel node, axillary lymph node dissection versus axillary radiotherapy. Its main objective is to prove an equivalent locoregional control of the axilla and not the long-term survival of patients in the two groups. This latter issue is particularly difficult to answer, and we can actually conclude that the suggestion to leave the nodes in the axilla after a positive sentinel node biopsy is one of the main questions presently debated. Our study is proposing a new approach to progress in this field. The second problem resulting from this technique is the possible side effects of blue dye injection. Patent blue dye is a vital color commercialized since 1977 and authorized to be used to color lymphatic and vessels by intravascular or subcutaneous injection. This product has been successfully used for SLN biopsy for the last 10 years, using breast injection with few problems except allergic reactions, which occur rarely. The other problem was the risk of blue skin coloration, which can persist for many months whether the injection is intradermal or superficial. It is known that the identification of lymph nodes related to the arm must be superficial because superficial collecting lymphatic of the arm are present in much greater number than deep collecting vessels with practically no connection between both networks.23 The easiest site of injection remains the hand. Upper arm lymphoscintigraphy is performed after injection of radioisotope in the hand, in the first and second metacarpal web space, sometimes using intradermal injections.24 However, due to high risk of immediate tattooing, injections of blue dye were not performed in the hand. Only one patient had blue dye injection in the hand with the latter being very blue right after the surgery but fully gone after a period of 9 months. All other patients had injections in the back part of the upper arm. Although the injections were made quite deep, a blue coloration always appeared at the injection site at the end of the procedure. To decrease the surface of the coloration, the volume of injection was then divided into two amounts of 1 cc or four amounts of 0.5 cc. Because the migration of the blue dye is slow and the total amount of the product must be limited, the lymphatic drainage was accentuated for some patients with an arm cuff put at the elbow below the injection site measuring the blood pressure every 2 minutes. The persistence of the blue dye after some 9 months cannot be neglected. All patients have been re-interviewed after 2 years to definitively evaluate the consequences of this pilot study in this regard. For all patients, it appears that the blue stain has either disappeared or is in the process of disappearing. One proposed solution to reduce this potential problem, that still needs to be tested, could be to inject a smaller dose (i.e., 1 · 0.5 cc) of blue dye the day before the surgery, leaving thus enough time for the product to migrate, and reducing considerably the risks of long-term tattooing. Another site of injection could also be tested, with a small dose of blue dye (1 · 0.5 cc) injected subcutaneously the day before surgery near the arm vessels at the anterior face of the elbow. Finally, optimizing the method could be achieved through the integration of radioactive tracers into the technique. Radioactive tracers could be injected in the hand the day before surgery, thus allowing the lymphoscintigraphy of the axilla to show the specific nodes related to the arm. During the surgery, blue dye would be injected in the breast, peritumorally, localizing the blue sentinel nodes in relation with the breast tumor. We thus should be able to compare them with hot radioactive nodes in relation with the Ann. Surg. Oncol. ( 2007) C. NOS ET AL. arm. This is one possible development of the technique. The last and most important issue concerning this research is to assess the efficiency of such a procedure on the prevention of lymphedema. Even if a blue chain can be isolated, dissected, and kept in place in the axilla, there is not yet straightforward evidence that preservation of the lymphatic channels, which are seen at the time of surgery, will decrease the rate of arm lymphedema. Indeed, the mechanisms of the creation of arm lymphedema can be caused by scar formation from the surgery and/or to radiation therapy. Concerning radiotherapy, the axilla can receive it as tangents with whole breast radiation or it can be directly irradiated. In Europe and in France in particular, patients with a massive invasion of axillary lymph nodes (pN + >4) have a treatment protocol comprising of an axillary clearance followed by a complete radiotherapy of all the axilla, the infraclavicular and supraclavicular region and the internal mammary chain. These patients are at high risk of rapidly developing an arm lymphedema.10,25,26 However, it is ‘‘evidence-based medicine’’ that leaving in place lymphatic channels can only have a positive impact on the lymphedema occurrence rate. In a study with patients at high risk of lymphedema (as described above) in which we would keep the nodes in relation to the arm, we should be able to demonstrate a lower incidence of lymphedema, regardless of the fact that patients will be or not irradiated directly on the axilla according to the applied protocols. CONCLUSION The identification of specific lymph nodes related to lymphatic arm drainage is technically possible in patients requiring an axillary dissection for breast carcinomas. In this pilot study, this technique was performed with blue dye only. The research can probably be improved to identify specific lymphatic arm drainage for each patient. Many questions can be asked about the reproducibility of the procedure, but the main issue remains, however, to make sure that the nodes identified are not metastatic and can be preserved during axillary dissection. However, as shown through this procedure, the knowledge that arm nodes can be distinguished from breast nodes is interesting. Further studies need to be performed in relation to this new concept derived from sentinel lymph node biopsy for breast cancers. Ann. Surg. Oncol. ( 2007) ACKNOWLEGMENT I thank particularly Prof Charles E Cox and Dr Charles Elboim for their contribution to this article. REFERENCES 1. 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