Download SEC Rule 606 Report – The Fig Group, LLC – 1st Qtr, 2017

SEC Rule 606 Report – The Fig Group, LLC – 1st Qtr, 2017
(Percentages of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange Euronext
Route Venues
Total (%) Market (%) Limit (%) Other (%)
Total
100.00
97.41
2.59
0.00
CLSA Americas, LLC
100.00
97.41
2.59
0.00
100.00% of total customer orders were non-directed orders.
Securities Listed on The Nasdaq Stock Market
Route Venues
Total (%) Market (%) Limit (%) Other (%)
Total
100.00
92.34
7.66
92.34
CLSA Americas, LLC
100.00
92.34
7.66
92.34
100.00% of total customer orders were non-directed orders.
Securities Listed on NYSE MKT or other National Securities Exchange
Route Venues
Total (%) Market (%) Limit (%) Other (%)
Total
100.00
100.00
0.00
0.00
CLSA Americas, LLC
100.00
100.00
0.00
0.00
100.00% of total customer orders were non-directed orders.
Exchange-Listed Options
No Covered Orders
Disclosure of Order Routing Information
In accordance with U.S. Securities and Exchange Commission (SEC) Rule 606, The Fig Group, LLC is
publishing statistical information about our routing practices for non-directed orders in U.S. exchangelisted equity securities and options.
The report is divided into four sections: one for securities listed on the New York Stock Exchange LLC and
reported as Network A-eligible securities; one for securities listed on The Nasdaq Stock Market LLC; one
for securities listed on the NYSE MKT, LLC or regional exchanges and reported as Network B-eligible
securities; and one for exchange-listed options. For each section, this report identifies the venues most
often selected by the Firm, sets forth the percentage of various types of orders routed to the venues,
and discusses the material aspects of the Firm's relationship with the venues.