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Regulatory Delivery Model Outline Presentation Effective regulatory systems need the right pre-requisites Governance Framework Building the right conditions Culture Pre-requisites Effective Regulation Accountability Effective regulatory systems need the right practices Outcome Measurement Intervention Choices Practices Doing the right things Risk-based Prioritisation Is the environment that regulatory bodies operate within right? Governance Framework • Structures • Purposes • Rules Effective Regulation Accountability Culture • • • Structures – what are the organisations in the regulatory system? How do they interact? What the relationships in place? Purposes – has the government been clear about the purpose of regulation and regulatory bodies? Do regulatory bodies have the right powers and boundaries? Rules – how are decisions made and controlled? Can ‘customers’ hold regulatory bodies to account? Accountability Governance Framework Effective Regulation • to citizens • to those regulated • to government Culture • • • Citizens – how strong is civil society representation? Can civil society be an accountability mechanism? Businesses – do regulators listen to the private sector? Can the private sector be an accountability mechanism? Government – the Government resources regulators. Are the accountability mechanisms, including reporting, effective? How do regulators behave? Governance Framework Effective Regulation Accountability • Values – what do regulatory bodies, inspectors and government officials value? • Leadership – are leaders leading towards appropriate outcomes? • Competency – how are inspectors recruited and trained? Culture • Values • Leadership • Competency How do we decide what to focus on? Intervention Choices Outcome Measurement • • • • • Risk-based Prioritisation What data is available? What risks exist to achieving outcomes? How are these risks prioritised? Is prioritisation process transparent? How are resources allocated? Risks Are we doing the right things? • • • What is an appropriate approach to take? How can we use regulatory partnerships? How can we build and deploy capacity? Outcome Measurement Intervention Choices Risk-based Prioritisation What are we trying to achieve? • • • Have we identified desired outcomes? How can we measure progress? How can we evaluate contributions to outcomes? Outcome Measurement Intervention Choices Risk-based Prioritisation
