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Robert Naeije
Pulmonary vascular resistance
A meaningless variable?
nants of resistance. Numerous painstaking measurements
of pressures at variable continuous streamlined flows of
Newtonian and non-Newtonian fluids of different viscosities, through variable dimension capillary glass tubes,
led to what is presently known as Poiseuille’s law. It
states that the resistance R to flow, defined as a pressure
drop (∆P) to flow (Q) ratio, is equal to the product of the
length (l) of the tube by a viscosity constant (η) divided
by the product of fourth power of the internal radius (r)
by π:
Introduction
Almost 20 years ago, Adriaan Versprille published an
editorial in this journal to explain why, in his opinion,
the calculation of pulmonary vascular resistance (PVR)
is meaningless [1]. The uncertainties of PVR were underscored a year later by McGregor and Sniderman in
the American Journal of Cardiology [2]. Obviously, both
papers failed to convince. A Medline search from 1985
to the end of 2002 reveals no less than 7,158 papers with
PVR calculations. What is it that could be wrong in all
this literature?
What is a resistance calculation?
A resistance calculation derives from a physical law first
developed by the French physiologist Poiseuille in the
early nineteenth century. Poiseuille invented the U-tube
mercury manometer. He used the device to show that
blood pressure does not decrease from large to small
arteries to the then existing limit of cannula size of about
2 mm, and rightly concluded that the site of systemic
vascular resistance could only be at smaller-sized vessels
[3]. Since he could not penetrate to these minute vessels,
he used small size glass tubes to investigate the determi-
A remarkable feature of Poiseuille’s resistance equation
is its exquisite sensibility to changes in internal radius r,
because it is at the fourth power.
Transposition to the pulmonary circulation
The transposition of Poiseuille’s law to the pulmonary
circulation rests on the invalid assumptions that blood is
a Newtonian fluid (that is with a velocity-independent
viscosity), that the pulmonary resistive vessels are unbranched small rigid tubes of circular surface sections
and that pulmonary blood flow is streamlined and nonpulsatile. But the approximations have less impact on
calculated PVR values than the internal arteriolar radius,
to which the Poiseuille’s resistance variable is so sensitive. Accordingly, it is reasonable to calculate PVR as
the ratio of the pressure drop through the pulmonary circulation [mean pulmonary artery pressure (Ppa) minus
left atrial pressure (Pla)] to pulmonary blood flow (Q)
using the electrical principles described as Ohm’s law:
The resulting PVR value is a valid indicator of structural
changes at the small resistive pulmonary arteriole level,
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Fig. 1 Starling resistor model to explain the concept of closing
pressure within a circulatory system. Flow (Q) is determined by
the gradient between an inflow pressure, or mean pulmonary artery pressure (Ppa), and an outflow pressure which is either closing pressure (Pc) or left atrial pressure (Pla). When Pla is greater
than Pc, the (Ppa−Pla)/Q relationship crosses the origin (A curve)
and PVR is constant. When Pc is greater than Pla, the (Ppa−Pla)/Q
relationship has a positive pressure intercept (B curve) and PVR
decreases curvilinearly with increasing Q. Also shown are possible misleading PVR calculations: PVR, the slope of (Ppa−Pla)/Q
may remain unchanged in the presence of a vasoconstriction (from
1 to 2) or decrease (from 1 to 3) with no change in the functional
state of the pulmonary circulation (unchanged pressure/flow line)
which is the major site of most types of acute and chronic pulmonary hypertension states.
Pulmonary vascular pressure-flow relationships
However, PVR is flow-sensitive and this can be a source
of confusion. The Ohm’s law resistance equation of pressure drop divided by flow implies that the (inflow minus
outflow) pressure difference as a function of flow is
linear and crosses the origin. If correct, resistance would
be independent of either flow or pressure (Fig. 1). A
PVR calculation assumes that if one were to increase
Ppa and examine the resultant Ppa/Q relationship, it
would display an extrapolated pressure axis intercept at a
value equal to Pla. This assumption appears valid in
well-oxygenated healthy lungs. Accordingly, normal
healthy lungs appear to be fully recruited and maximally
distended. Also, in intact animal models, progressive
decreases in pulmonary vascular pressures with their associated decreasing flow do not induce a systemic baroreflex, thus changes in pulmonary sympathetic vasomotor tone is constant over a wide range of pulmonary
arterial pressures and flow. However, hypoxia and many
cardiac and respiratory diseases increase both the slope
(PVR) and the extrapolated intercepts of multipoint
(Ppa−Pla)/Q plots. Importantly, these pulmonary vascular pressure-flow relations still tend to remain linear over
a physiological range of flows [2].
How is it possible that the extrapolated pressure intercepts of (Ppa−Pla)/Q plots are positive, meaning that the
apparent back-flow pressure for pulmonary blood flow
exceeds Pla? A possible answer is that pulmonary vessels are collapsible. Consider a circulatory system made
of two rigid tubes connected by a collapsible tube surrounded by a pressure chamber (Fig. 1). This model is
called the “Starling resistor”, because Starling used such
a device in his heart-lung preparation to control arterial
blood pressure. If the outflow pressure (Pla) is higher
than the chamber pressure (Pc), then several aspects of
the circulation exist. First, flow starts when the inflow
pressure (Ppa) is higher than Pla and it increases linearly
with the increase in the Ppa−Pla difference. Second, the
(Ppa−Pla)/Q line crosses the origin. And third, PVR, the
slope of the (Ppa−Pla)/Q relationship, is constant. If the
Pc is higher than Pla, however, then flow starts when
Ppa is higher than Pc, independent of the lower Pla
value, and flow increases linearly with the increase in
(Ppa−Pc). The Pc is also referred to as the closing pressure, because when intraluminal pressure decreases below Pc, the vessels collapse and flow ceases. Importantly, both the (Ppa−Pla)/Q line has a positive extrapolated
intercept that is equal to Pla and PVR decreases with increasing flow. If either alveolar pressure or pulmonary
vascular tone are increased enough to cause vascular collapse at values above Pla, then these conditions will also
exist in vivo.
Permutt et al. conceived a vascular waterfall model
made of parallel collapsible vessels with a distribution of
closing pressures [4]. At low flow, these vessels would
be progressively derecruited, accounting for a low flow
Ppa/Q curve that is concave to the flow axis and intercepts the pressure axis at the lowest closing pressure to
be overcome to generate a flow. At higher flows, completed recruitment and negligible distension account
for a linear Ppa/Q curve with an extrapolated pressure
intercept representing a weighted mean of all the parallel
circuit Pc values. In this model, the mean Pc is the effective outflow pressure of the pulmonary circulation. A Pla
lower than the mean Pc is then only an apparent downstream pressure, irrelevant to flow as is the height of a
waterfall. Resistance calculations remain applicable to
evaluate the functional state of the pulmonary circulation
even in these conditions, provided that the apparent
downstream pressure (Pla) is replaced by the effective
one (Pc).
But pulmonary vessels are also distensible. Accordingly, pulmonary circulation models have been developed that explain Ppa/Q relationships by a distribution of
both resistances and compliances [5]. Positive extrapolated pressure intercepts of (Ppa−Pla)/Q plots can be predicted by concomitant increases in resistance and compliance of small resistive vessels [6]. Intuitively, one
would rather imagine constricted vessels to be stiffer.
However, it has been shown experimentally that con-
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stricted arterioles become more distensible, probably because decreased surface section area places them on the
steeper portion of the dimension-pressure curve.
In reality, provided a large enough number of Ppa/Q
coordinates are generated and submitted to an adequate
fitting procedure, Ppa/Q curves can always be shown to
be curvilinear with concavity to the flow axis [7]. On
the other hand, derecruitment can be directly observed
at low pressures and flows. Both recruitment and distension probably explain most of the Ppa/Q curves.
According to this integrated view, at low inflow pressures many pulmonary vessels are closed as their intrinsic tone and surrounding alveolar pressure exceed intraluminal pressure and those that are open are relatively
narrow. As inflow pressure increases, previously closed
vessels progressively open (recruitment) and previously
narrow vessels progressively dilate (distension). Both
mechanisms explain a progressive decrease in the slope
of pulmonary vascular pressure/flow relationships
(resistance) with increasing flow or pressure and account for apparent functional dissociation between Ppa
and Q as reported, for example, in the acute respiratory
distress syndrome [8].
A pressure/flow diagram to avoid errors based on
isolated pulmonary vascular resistance calculations
As illustrated in Fig. 1, PVR calculations can give misleading information under conditions of changing cardiac output. Vasomotor tone in subjects with pulmonary
hypertension may appear to be either increasing or
decreasing while, in fact, the functional state of the pulmonary circulation remains unchanged. In his original
physiological note on this topic 17 years ago Versprille
apologized to the clinicians for not being able to offer an
alternative solution while pointing at the limitations of
PVR measures [1]. However, PVR measures are similar
to other composite variables in having inherent limitations. Systemic vascular resistance carries similar limitations and for related reasons. Importantly, when assessing pulmonary vasomotor tone, measurements of primary variables always minimize the inherent inaccuracies
of calculating derived measurements. For example, in
pulmonary hemodynamic studies, directly measured
pressures and pulmonary blood flow can be plotted on a
pressure/flow diagram (Fig. 2).
On such a diagram, connecting the central starting
point C to the origin defines PVR. However, a closing
pressure Pc higher than the apparent outflow pressure
Pla is possible, which causes the pressure/flow line
drawn from point C to cross the pressure axis at increasing pressures up to a maximum corresponding to a horizontal line. It is indeed physically impossible that
(Ppa−Pc) would decrease at increasing flow. On the other hand, a (Ppa−Pla)/Q line cannot cross the pressure
Fig. 2 Pressure/flow diagram for the interpretation of pulmonary
hemodynamic measurements. The central point C corresponds to
initial mean pulmonary artery pressure (Ppa), left atrial pressure
(Pla) and flow (Q) measurements. A decrease in (Ppa−Pla) at increased Q can only be explained by pulmonary vasodilatation. An
increase in (Ppa−Pla) at decreased Q can only be explained by
pulmonary vasoconstriction. Rectangles of certainty are extended
to adjacent triangles because negative slopes or pressure intercepts
of (Ppa−Pla)/Q lines are impossible. Arrows indicate changes in
measured (Ppa−Pla) and Q, (1) vasodilatation, (2) vasoconstriction
axis at a negative pressure in the absence of a change in
vasomotor tone. The (Ppa−Pla)/Q line and the line of
maximum possible Pc at an actually measured initial
point C determine a series of areas on the pressure/flow
diagram. At increasing flow, any decrease in (Ppa−Pla)
can only be vasodilation. At decreasing flow, any
increase in (Ppa−Pla) can only be vasoconstriction. In
addition, a decrease in (Ppa−Pla) at decreasing flow that
is more than predicted by the initial PVR equation can
only be vasodilatation. An increase in (Ppa−Pla) more
than predicted by the initial PVR equation can only be
vasoconstriction. As shown in Fig. 2, zones of uncertainties remain because the actual value of closing pressure is not known. An additional uncertainty is related
to the assumption that the pressure/flow coordinates are
best described by a linear approximation, but this is
generally reasonable in the absence of extreme changes
in flow.
Improved definition of pulmonary vascular
resistance by a multipoint pulmonary vascular
pressure/flow plot
Still, the resistive properties of the pulmonary circulation
are best defined by the measurement of pulmonary vascular pressures at several levels of flow. The problem is
to increase or to decrease flow with interventions that do
not affect vascular tone. Exercise changes cardiac output
but may lead to spuriously increased slopes with Ppa/Q
plots [9]. This is probably due to exercise-induced pulmonary vasoconstriction, because of a decrease in mixed
venous PO2, sympathetic nervous system activation and
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exercise-associated increase in left atrial pressure. A better option may be to increase flow by an infusion of low
dose dobutamine. There is experimental evidence that
dobutamine has no effect on pulmonary vascular tone
doses below 10 µg/kg per min [10].
Conclusions
The calculation of PVR is sensitive to pulmonary arteriolar tone and dimensions, but can be misleading when
used to assess the functional state of the pulmonary
circulation at increased or decreased cardiac output. In
case of doubt, pulmonary hemodynamic determinations
are better interpreted with the help of a pressure/flow
diagram. The ideal is to define PVR using a multipoint
pulmonary vascular pressure/flow plot.
References
1. Versprille A (1984) Pulmonary
vascular resistance. A meaningless
variable. Intensive Care Med 10:51–53
2. McGregor M, Sniderman A (1985)
On pulmonary vascular resistance: the
need for more precise definition. Am
J Cardiol 55:217–221
3. Landis EM (1982) The capillary
circulation. In: Fishman AP,
RichardsDW (eds) Circulation of the
Blood. Men and Ideas. American
Physiological Society, Bethesda,
Maryland, pp 355–406
4. Permutt S, Bromberger-Barnea B,
Bane HN (1962) Alveolar pressure,
pulmonary venous pressure and the
vascular waterfall. Med Thorac
19:239–260
5. Zhuang FY, Fung YC, Yen RT (1983)
Analysis of blood flow in cat’s lung
with detailed anatomical and elasticity
data. J Appl Physiol 55:1341–1348
6. Mélot C, Delcroix M, Lejeune P,
Leeman M, Naeije R (1995) Starling
resistor versus viscoelastic models for
embolic pulmonary hypertension.
Am J Physiol 267 (Heart Circ Physiol
36:H817–827)
7. Nelin LD, Krenz GS, Rickaby DA,
Linehan JH, Dawson CA (1992) A
distensible vessel model applied to
hypoxic pulmonary vasoconstriction
in the neonatal pig. J Appl Physiol
73:987–994
8. Zapol WM, Snider MT (1977).
Pulmonary hypertension in severe
acute respiratory failure. N Engl
J Med 296:476–480
9. Kafi A S, Mélot C, Vachiéry JL,
Brimioulle S, Naeije R (1998) Partitioning of pulmonary vascular resistance in primary pulmonary hypertension. J Am Coll Cardiol 31:1372–1376
10. Pagnamenta A, Fesler P, Vandivinit A,
Brimioulle S, Naeije R (2003) Pulmonary vascular effects of dobutamine in
experimental pulmonary hypertension.
Crit Care Med (in press)