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INSTITUTE OF PHYSICS PUBLISHING JOURNAL OF PHYSICS D: APPLIED PHYSICS J. Phys. D: Appl. Phys. 39 (2006) 1477–1480 doi:10.1088/0022-3727/39/8/003 Highly efficient blue photoluminescence from colloidal lead-iodide nanoparticles C E Finlayson1 and P J A Sazio Optoelectronics Research Centre (ORC), University of Southampton, Southampton SO17 1BJ, UK E-mail: [email protected] Received 16 December 2005, in final form 10 February 2006 Published 30 March 2006 Online at stacks.iop.org/JPhysD/39/1477 Abstract We report the synthesis of solvent-stabilized lead-iodide nanoparticles, using a convenient route involving coordinating solvents. The resultant colloids show strong absorption features in the ultraviolet region of the optical spectrum, which are consistent with the formation of semiconducting nanocrystals of lead (II) iodide. An effective-mass approximation model of quantum-confined states is in good agreement with the observed transition energies, giving strong indications of the particle morphologies and dimensions. Intense photoluminescence is also observed, with some spectral tuning possible with ripening time, giving a range of emission photon energies approximately spanning from 2.5 to 3.0 eV. We measure photo-stable luminescence quantum efficiencies of around 20% in solution, increasing to up to 30% if the coordinating ligand is exchanged for a Lewis-base capping layer. This demonstrates the potential for the utilization of lead-iodide nanocrystals in visible optoelectronics applications. (Some figures in this article are in colour only in the electronic version) The development and modification of synthesis routes to semiconductor nanoparticles or ‘nanocrystals’ has represented a strongly active area of research in the chemical sciences for many years [1–4]. These materials are nanometrescaled, roughly spherical, chemically synthesized particles of II–VI and III–V materials, which have attracted considerable scientific interest due to the regime of extreme quantummechanical confinement possible when the particle dimensions are smaller than that of the bulk-exciton Bohr radius [5–8]. Such nanocrystals exhibit discrete electronic states and strongly size-tunable optical transitions in a fashion more akin to atoms and molecules rather than the bulk semiconductor material. In this domain, in between individual atoms or molecules and bulk solids, the physical properties also depend on the fragment size as well as the overall composition and stoichiometry of the material. Hence, control of particle size becomes potentially a very powerful tool in customizing the physical properties of a wide range of semiconducting materials. Common material systems, in which quantum dots have been successfully synthesized and characterized, 1 Currently at Cavendish Laboratory, University of Cambridge, Cambridge CB3 0HE, UK. 0022-3727/06/081477+04$30.00 © 2006 IOP Publishing Ltd include CdSe [9] and CdS [10], operating in the visible region of the spectrum and InAs [11] and PbSe [12] in the near infrared. Surface atoms constitute a significant fraction of the overall structure in such nanoscale structures, hence surface contributions can no longer be neglected and this can have a dramatic effect on the observed thermodynamic properties. In extreme cases, it has been possible to produce metastable bonding structures within nano-sized clusters that are unachievable in the bulk material [13]. In addition, the inherent control over the surface chemistry of these colloidal materials makes them ideal for solution processing and liquid phase deposition techniques. These desirable properties have attracted a diverse range of demonstrated applications, including, but not limited to, LEDs [14], photovoltaic and solar cells [15], lasers and optical gain media [16], photonics [17], biological detection and labelling [18] and as components in molecular electronics [19]. Lead (II) iodide (PbI2 ) is a wide bandgap semiconductor, with notable applications in radiation detectors and x-ray imaging [20]. Bulk PbI2 has also previously been reported to exhibit direct-bandgap luminescence at green wavelengths, corresponding to a bandgap energy of 2.55 eV [21]. In this Printed in the UK 1477 C E Finlayson and P J A Sazio Figure 1. Absorbance spectra for a saturated solution of PbI2 in tetrahydrofuran (thin solid line) and for an aliquot taken out of the reaction vessel after 10 min (thick solid line), the latter showing a series of sharp peaks in the ultra-violet region of the spectrum. The dotted line shows the position of the nominal bulk bandgap energy of 2.55 eV. paper, we report the synthesis of highly photoluminescent, size-tunable PbI2 nanoparticles, using a convenient colloidal route, indicating the potential use of this material in optoelectronics applications. In particular, the range of emission wavelengths we observe (figure 4 inset) covers a gap in terms of the II–VI colloidal materials, which are widely used in the 1.2–2.5 eV photon energy range. The synthesis of very small blue-emitting CdSe nanoparticles by metathesis has been demonstrated [22]; however, the limited size-tunability and poor surface stability of these materials has rather limited their device exploitation. Our convenient synthesis involves using coordinating solvents, e.g. tetrahydrofuran (THF), to produce solventstabilized lead-iodide nanoparticles. Firstly, 100 mg of lead iodide powder (99.99%, from Fluka) was dissolved in 15 ml of THF. The resultant mixture was vigorously sonicated for 5 min, in order to produce a saturated solution, which was then removed from any undissolved solid by centrifugation and decantation. This deep-yellow coloured solution was then placed into an enclosed flask at room temperature under an inert nitrogen atmosphere and stirred continuously. Next, 10 ml of anhydrous methanol, in which PbI2 is only slightly soluble, was added to the vessel and a colour change from yellow to colourless was noted. The vessel conditions were kept the same for 24 h, with small aliquots being taken at intervals in order to monitor the time evolution of the absorption and photoluminescence (PL). Figure 1 shows the absorption spectrum of a sample taken 10 min after initiation, as measured immediately after aliquot removal, together with that of the saturated solution of PbI2 in THF. Measurements were carried out using a dual channel spectrophotometer, with a matched reference cell containing 3 parts THF to 2 parts methanol and using a spectral wavelength resolution of 2 nm. The spectrum after 10 min shows clear signs of PbI2 nanoparticle formation, with the broad absorption spectrum of the saturated solution being replaced by a series of sharp peaks in the ultraviolet [23]. The blue-shifting of these absorption features relative to the bulk bandgap energy is indicative of the quantum-confinement effect in nanoparticles 1478 Figure 2. Results of an EMA model showing the quantum-confined bandgap energy in PbI2 as a function of lateral dimension, a, for the three lowest optical transitions. The experimentally observed positions of the absorption peaks are marked on as horizontal dashed lines for reference and the vertical dashed line corresponds to a = 1.27 nm, giving a close fit to the data in all three cases where l = 1.71 nm. which are smaller than the bulk exciton radius of around 1.9 nm in PbI2 , as has been previously confirmed by transmission electron microscopy (TEM), [24] small-angle x-ray diffraction studies [25] and Raman spectroscopy [26]. Mallik et al [27], have attributed the features seen in the absorption spectra of PbI2 nanocrystals to interband transitions in cylindrical or rodlike particles of a monomodal size-distribution, with variations in size depending upon the exact nature of the solvent/matrix medium used. This is in contrast to previous reports of the various peaks representing first-order transitions in a number of discrete particles sizes, possibly corresponding to ‘magic number’ bonding configurations [23]. In particular, absorption peaks at photon energies of 3.39, 4.23 and 5.14 eV are observed; in order to investigate the origins of these transitions in terms of particle morphology and size, we have developed an effective-mass approximation (EMA) model of the system. PbI2 has an unusual bonding structure of layered hexagonal planes (lattice parameter 4.55 Å), which are bound by Van der Waals forces. Assuming this bonding structure is replicated in our nanocrystals [27], we can use an EMA model whereby we have symmetrical 2D quantum confinement in the plane of the hexagonal layers and 1D confinement in the plane normal to the layers (i.e. the ‘caxis’); this effectively corresponds to a cylindrical quantumwell, which we approximate to be infinitely deep relative to the surrounding medium. The EMA model used is based around the following expression for how the quantum-confined bandgap varies as a function of the length, l, along the c-axis and the lateral dimension, a, of the crystal: π 2 h̄2 βms 2 a 2 m1 Em,s,n = Eg + n2 , (1) + 2m1 a 2 π l m2 where Eg is the bulk bandgap energy (2.55 eV), m1 and m2 are the effective masses of carriers in the planes perpendicular and parallel to the c-axis respectively, βms is the sth zero of the circular Bessel function Jm (s) and n is a quantum number taking on integral values. The values of effective mass used were m1 (e) = 0.25 me , m2 (e) = 1.25 me , m1 (h) = m2 (h) = 1.1 me [28]. Figure 2 shows the results of a process to match Blue photoluminescence from lead-iodide nanoparticles Figure 3. Absorbance spectra of a series of aliquots taken from the reaction vessel at various times, showing the ripening of particles over a 24 h time course. the energies of the 3 lowest transitions to E011 , E012 and E013 , by iteration of the independent variables a and l. We find that a suitable match occurs using the values l = 1.71 nm and a = 1.27(±0.05) nm, giving strong evidence that the PbI2 nanocrystals are rod-like shaped, with the long dimension orientated along the c-axis, with aspect ratio ∼1.4 and a lateral dimension of ∼1.27 nm. Figure 3 shows how the absorption spectrum changes during the 24 h after the initiation of our synthesis. We consistently see three discrete ultraviolet absorption peaks, with only small changes in the spectral position and broadening of the features occurring with ripening, implying reasonable particle shape and size integrity. In contrast to these previous reports, which do not describe the effects of ripening, the relative intensities of the peaks are not constant, but are observed to change with time; the peak at around 5.2 eV in photon energy becoming notably the dominant feature and expanding into a broader feature after 24 h. We speculate that these effects may be due to variations in the relative oscillator strength of transitions during ripening; this might possibly be caused by changes in the solvent interaction and collective effects on the electron wavefunctions associated with transitions; we note similar effects, attributed to photolysis, in the work of Micic et al [25]. These issues represent a significant future challenge in the modelling and understanding of such colloidal PbI2 nanocrystals. We propose that our method of using a THF/methanol mixture offers advantages over previous reports because the interaction of these solvents produces a colloidal PbI2 product which is effectively ‘solvent stabilized’, in a similar fashion to the use of pyridine in previously reported metathesis-type reactions [22]. In addition, our method avoids the generation of un-reacted precursor species, such as I− 3 , which may substantially affect the optical properties of the colloidal product. We find that a solvent volume ratio of the order of 3 parts THF to 2 parts methanol produces the best results in terms of nascent nanocrystal formation, having experimented with a range of serial dilution ratios of methanol in THF. Figure 4 shows the PL spectra of aliquots taken at time intervals of 10 min, 1 h and 24 h after initiation. The aliquots were transferred into glass vials and illuminated with Figure 4. Normalized PL spectra of selected aliquots from the reaction vessel, with the low energy tail of the absorbance spectrum from an aliquot taken 24 h after initiation also shown for reference. The inset shows PL exhibited by samples of solvent stabilized PbI2 nanocrystals, showing emission peaking at around λ = 450 nm, photon energy ∼3.0 eV (centre) and 500 nm, photon energy ∼2.5 eV (right). The samples were transferred directly from the reaction vessel into vials and illuminated by a hand-held UV lamp. The vial on the left contains a standard rhodamine 6G dye for the purposes of quantitative PL efficiency determination. a broadband (approximately λ = 340–380 nm, peaking at 360 nm) ultraviolet lamp of a few watts total intensity. The PL was detected using a fibre-coupled CCD spectrometer, with a spectral resolution of better than 1 nm, and all measurements were at room temperature and in air. Figure 4 shows how the peak photon energy of the PL shifts approximately from 2.5 to 3.0 eV during the ripening phase of the synthesis, indicating the spectral tunability of luminescence may be controllable by further optimization of such parameters as the ripening time and, also, the solvent ratios used. Using a reference dye, rhodamine 6G in ethanol (see figure 4 inset), of known optical density at the excitation wavelength of the UV source, it was also possible to make a quantitative calculation of the PL efficiency (or quantum-yield) of the PbI2 nanocrystals in solution. The conditions and geometry of excitation and detection were kept identical, according to previously reported protocols [12], in the spectral intensity measurement of both sample and then reference. Using the usual ‘photons-out/photons-in’ definition of PL efficiency and taking into account the nominal efficiency of the dye, it was then possible to calculate the sample quantum-yield. In the case of solvent stabilized nanocrystals, which had been ripened for 24 h, we report a measured PL efficiency of 19%. An organic Lewis-base, dodecylamine (∼1 mg ml−1 ), was then added into the sample vial. It is expected that the lone electronpair of dodecylamine will ligate strongly to the surfaces of the nanocrystals, replacing the coordinating solvent, hence passivating any surface states or traps. Such surface traps may provide non-radiative decay channels, which compete with PL and, indeed, we observe the PL efficiency to increase to around 30% after the addition of dodecylamine. It is also noted that the absorption and PL spectra of the sample are essentially unchanged by the addition of the amine, indicating strongly that any photophysical changes are unlikely to be due to effects of particle de-agglomeration or energy transfer between adjacent nanocrystals [29]. The addition of an excess 1479 C E Finlayson and P J A Sazio of such a Lewis base also provides a way of isolating the PbI2 nanocrystals from the coordinating solution during growth and, also, a method of precipitation for the purposes of storage and further solution processing. In order to test the photostability of our amine-capped PbI2 nanocrystals, the vial used for PL efficiency measurements was continuously irradiated under a UV source of a few watts intensity, in air, for one hour. No significant changes to either the PL spectrum or efficiency were measured. We note that this high PL efficiency and photostability is achieved without the need for any widebandgap epitaxial shell around the nanocrystalline core, as is the case with chalcogenide quantum-dot emitters, such as CdSe [3, 17]. The exact nature of the PL tunability is unclear, even though the very high observed PL efficiencies suggest a predominantly radiative bandgap transition is involved. The invariance of the spectral position of the lowest transition in absorption, relative to the PL band, even after 24 h, suggests that any particle growth during the ‘ripening’ phase is limited; however, the ripening is clearly having an effect on the relative intensities and broadening of the absorption peaks and the wavelength of the PL emission. We speculate that the tuning may not be directly caused by quantum-confinement effects, but rather deep traps or surface states (i.e. non-confined states) additionally play some role in the Stokes shifting between absorption and PL and also the radiative mechanism, as has been previously observed in electroluminescence studies [21]. It is noted that such small nanoparticles will have a very high surface-to-volume ratio and such non-confined states may, indeed, have some sensitivity to the subtle effects of particle ripening and detailed luminescence lifetime studies may further elucidate this issue in the future. In conclusion, the synthesis of solvent-stabilized leadiodide nanoparticles, using a convenient route involving THF as a coordinating solvent, is reported. The resultant colloids show strong absorption features in the ultraviolet region of the optical spectrum, which are consistent with the formation of semiconducting nanocrystals of PbI2 and an EMA model of the system strongly suggests rod-like particles with a lateral dimension of 1.27 nm. Intense blue PL is also observed, with some spectral tuning possible with ripening time, suggesting the suitability of these materials for use in visible wavelength optoelectronics applications. The unusual nature of this tuning, relative to the invariant absorption features, suggests that the origin of PL may be more complicated than simple bandgap luminescence between quantum-confined states. 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