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3/6/2017 Predicting Clinical Outcome in Dementia With Lewy Bodies Jonathan Graff-Radford, MD Assistant Professor of Neurology Mayo Clinic, Rochester Meeting Name Here And Date Here Disclosure Relevant Financial Relationship(s) • None Off Label Usage • Acetylcholinesterase inhibitors Outline • • • • • History of Dementia with Lewy Bodies (DLB) Overview of DLB Neuroimaging Pathology Review the importance of coexisting Alzheimer’s pathology in DLB • Identify hippocampal volumes as a predictor of treatment response and survival in DLB 1 3/6/2017 1 Year of Cognitive Impairment, Balance Difficulty, Visual Hallucinations • • • • • • • Exam – moderate parkinsonism SMS 27/38 Hypersomnia, +autonomic features Commenced on Donepezil Markedly improved after 4 weeks, SMS 35/38 Parkinsonism remained Improvement sustained at age 68 History Dementia with Lewy Bodies (DLB) • 1912 – Fritz Jakob Heinrich Lewy (1885–1950) described the cellular inclusions that are characteristic of Parkinson disease • 1919 – Konstantin Nikolaevich Tretiakoff (1892–1956) named them after Lewy (‘corps de Lewy’, or Lewy bodies) • 1961 – H. Okazaki first reported Lewy bodies in cerebral cortex in patients with dementia Okazaki et al: J Neuropathol Exp Neurol,1961 History Dementia with Lewy Bodies (DLB) • Concept of DLB began in 1961, when Okazaki published two cases • Both were diagnosed with dementia and died shortly thereafter with severe extrapyramidal rigidity • Autopsy showed Lewy body pathology in the cerebral cortex Okazaki et al: J Neuropathol Exp Neurol,1961 2 3/6/2017 History Dementia with Lewy Bodies (DLB) • • • • • Little published over next 20 years, almost all in Japan, who adopted the term diffuse Lewy body disease 1990 – Hansen reported that 36% of patients diagnosed of AD had Lewy bodies at autopsy “the Lewy body variant of AD” 1996 – DLB characterized (1st Consensus conference), McKeith et al, Neurology, 1996 1997 – a missense mutation in α-synuclein gene was shown to cause a dominantly inherited form of PD with Lewy pathology 1997 – Lewy bodies and Lewy neurites from cases of idiopathic PD were shown to be immunoreactive for α-synuclein Hansen L et al:Neurology 40:1; 1990. Polymeropoulos M et al: Science 276, 2045; 1997) Overview Dementia with Lewy Bodies (DLB) • • Now considered the primary cause of dementia in up to 20% of patients (2nd behind AD) Incidence of 112 per 100,000 person-years in people aged 65 years and older Overview Dementia with Lewy Bodies (DLB) • • • • • 60-70% male APOE e4 was more frequent in DLB compared to controls Less frequent when DLB was compared with AD Reflect the mixed synuclein/AD pathology seen in most DLB cases? APOE4 actually more common in pure synucleinopathies Tsuang D et al: JAMA Neurology, 2013 3 3/6/2017 Prognosis Dementia with Lewy Bodies (DLB) Compared with Alzheimer disease, patients with DLB • Have faster cognitive decline • Have a shorter survival • Are admitted to nursing homes 2 years earlier Time to death based on best estimate of onset (years) Olichney JM et al: Neurology, 1998; Rongve A et al: J of Geriatric Psychiatry, 2013 Williams et al: Neurology, 2006 Criteria Dementia with Lewy Bodies (DLB) Symptom/Sign Dementia Manifestation Frequency (%) Attention, visual spatial > memory 100 Core Features Fluctuations Visual hallucinations Parkinsonism REM sleep behavior disorder Altered levels of attention 60 Recurrent, fully formed 50-75 Action > rest tremor 75 Act out dreams 79 Mckeith et al: Neurology, 2006 Fluctuations Dementia with Lewy Bodies (DLB) • • • • Fluctuating cognition with marked variations in attention and alertness Fluctuation occurs in 50-75% At Mayo, 63% of DLB patients,12% of AD patients and 0.5% of normals Positive predictive value of 83% for the clinical diagnosis of DLB Ferman TJ et al: Neurology, 2004 4 3/6/2017 Fluctuations Dementia with Lewy Bodies (DLB) • • • Mayo fluctuations scale (19 questions) 4 questions distinguish DLB from AD – Drowsiness and lethargy all the time – Daytime sleep of 2 or more hours (before 7 pm) – Staring into space for long periods – Times when the patient’s flow of ideas seem disorganized not logical No differences between AD and DLB when directly asked if patient fluctuates Ferman TJ et al: Neurology, 2004 Fluctuations Dementia with Lewy Bodies (DLB) 100 80 60 % 40 20 0 0 1 or 2 3 or 4 Fluctuations composite score Ferman TJ et al: Neurology, 2004 Hallucinations Dementia with Lewy Bodies (DLB) • Hallucinations (fully formed) – Occur in 63% of autopsy-confirmed cases – 20% of those with AD without any α-synuclein – Hallucinations within the first 5 years of dementia, the odds were 4–5 times greater for autopsy-confirmed LBD Ferman TJ et al: Parkinsonism & Related Disorders, 2013 5 3/6/2017 Parkinsonism Dementia with Lewy Bodies (DLB) • • • Parkinsonism is common in community – 50% of those 85 and older Half of DLB cases have parkinsonism at presentation Compared to Parkinsons disease less resting tremor and myoclonus, greater symmetry and worse response to levodopa REM Sleep Behavior Disorder Dementia with Lewy Bodies (DLB) • • • Increased the odds by 6-fold of autopsy-confirmed DLB 172 path confirmed RBD cases – LBD(n=138) – MSA (n=19) – AD (n=6) – PSP(n=2) Present in 79% of DLB Boeve BF, Silber MH, Ferman TJ, et al: Neurology, 1998; Nelson PT et al: J Neurol 257:359; 2010 Boeve BF: Sleep Med 14(8):754, Aug 2013 REM Sleep Behavior Disorder Dementia with Lewy Bodies (DLB) Core question on recurrent dream enactment behavior yielded a sensitivity of 98% and specificity of 74% for the diagnosis of RBD 6 3/6/2017 Criteria Dementia with Lewy Bodies (DLB) • • • NACC data from 31 expert academic centers Sensitivity of DLB clinical diagnoses was 32% Need to improve ability to diagnose DLB Nelson PT et al: J Neurol 257:359; 2010 Criteria Dementia with Lewy Bodies (DLB) • • • • 81% of DLB patients who receive neuroleptics have adverse reaction 50% severe neuroleptic sensitivity – Sudden onset of sedation, confusion, rigidity – Smaller group have NMS like reactions Not dose dependent Three-fold increase in mortality Radiology MRI Dementia with Lewy Bodies (DLB) Magnetic Resonance Imaging (MRI) Normal DLB AD 7 3/6/2017 Radiology FDG PET Dementia with Lewy Bodies (DLB) DLB Normal AD Radiology FDG PET Dementia with Lewy Bodies (DLB) Cingulate Island Sign DLB AD Radiology DaT Scan Dementia with Lewy Bodies (DLB) Ioflupane binds presynaptically to the dopamine transporter receptors (DaT) DLB Normal 8 3/6/2017 Radiology Amyloid PET Dementia with Lewy Bodies (DLB) Pathology Dementia with Lewy Bodies (DLB) • • • The pathological hallmark of AD is deposition of Aβ in plaques and tau protein in neurofibrillary tangles DLB is characterized by the deposits of α-synuclein protein Majority DLB patients have coexistent AD pathology Probable DLB cases (n=40) Braak Stage I,II Braak Stage III, IV Braak Stage V,VI N=8 N=22 N=10 Braak H et al: J Neuropathol Exp Neurol 70(11):960, 2011. Fujishiro H et al: J Neuropathol Exp Neurol, 2008 9 3/6/2017 Imaging Predictors of Cholinesterase Inhibitor Response In DLB • In DLB, hippocampal atrophy is associated with AD neurofibrillary tangle pathology • Both DLB and AD are frequently treated with cholinesterase inhibitors • Earlier and greater loss of cholinergic neurons in the nucleus basalis in DLB • DLB patients with greater cholingergic loss but intact hippocampus may respond better to cholinesterase inhibitors Imaging Predictors of Cholinesterase Inhibitor Response in DLB Objective • To determine whether imaging markers of AD pathology such as hippocampal atrophy and PiB PET are associated with treatment response to cholinesterase inhibitors in DLB Imaging Predictors of Cholinesterase Inhibitor Response in DLB Methods • Retrospective analysis on consecutive treatment-naive DLB patients (n=54) • Patients subsequently received cholinesterase inhibitors and underwent MRI with volumetry • Response assessed from baseline and follow-up Mattis Dementia Rating Scale • Subjects were divided into three groups (reliable improvement, stable, or reliable decline) using DRS reliable change indices previously published 10 3/6/2017 Imaging Predictors of Cholinesterase Inhibitor Response in DLB DLB patients with reliable cognitive improvement had larger hippocampal Hippocampal volumes (% TIV) volumes than those that declined (P = 0.02) or remained stable (P = 0.04) 0.6 0.5 0.4 0.3 Reliable decline Stable Reliable improvement Graff-Radford et al: Brain, 2012 Imaging Predictors of Cholinesterase Inhibitor Response in DLB Summary • Acetylcholinesterase inhibitor treatment response in DLB patients is associated with the imaging markers of AD pathology • DLB patients cognitively improve on acetylcholinesterase inhibitor treatment if they do not have imaging evidence of coexisting AD Prognosis Association with Hippocampal Volumes? • Medial temporal atrophy is seen in a proportion of DLB subjects – Hippocampal atrophy is associated with Alzheimer's disease-related neurofibrillary tangle pathology Burton EJ et al: Brain, 2009; Barber et al: Neurology, 1999 Kantarci et al: Neurology, 2012 11 3/6/2017 Objective • Investigate whether hippocampal volumes can predict survival in patients with probable DLB • Could hippocampal volume be a prognostic marker? Methods Patient Selection Patients DLB determined by 3rd Consortium criteria (2005) 167 consecutive patients with probable DLB who had antemortem MRI If the patient was diagnosed prior to the implementation of these criteria, their charts were retrospectively verified to meet criteria McKeith et al: Neurology, 2005 Methods Hippocampal volumes determined from MRI using automated techniques Cognitive, demographic, and genetic markers obtained at the time of imaging Followed patients for time to death Analyzed pathology findings in 54 patients who underwent autopsy McKeith et al: Neurology, 2005 12 3/6/2017 Methods Neuroimaging • Hippocampal volumes determined via MRI at 1.5 or 3 Tesla 1.5 Tesla Spoiled gradient recalled acquisition (SPGR) 3 Tesla Magnetization prepared rapid gradient echo (MPRAGE) acquisition • Volume data analysis was performed by Volumes from 1.5 Tesla • Hippocampal volume – were converted to FreeSurfer version 5.3 3 Tesla • Total intracranial volume – Statistical parametric mapping algorithm (SPM12) McKeith et al: Neurology, 2005 Methods Statistical Analysis • Linear regression models predicting hippocampal volumes using age at MRI and total intracranial volume – The residuals from these models were used as predictors in the Cox proportional hazards models for survival from age at onset • Actual residuals • Residuals trichotomized – Low – 0-33.33% – Medium – 33.33-66.67% – High – 66.67-100% Results Characteristics of DLB Subjects at Time of Imaging (N=167) Males (%) 134 (80) ε4 carriers (%) 79 (49) Cognitive impairment onset age 68 (63, 74) MRI age 72 (67, 76) Education DRS MMSE Parkinsonism 14 (12, 16) 125 (112, 133) 24 (21, 27) 121 (87) Median (IQR) reported for the continuous variables and counts (%) for the categorical variables 13 3/6/2017 Results In univariate analysis, the following were associated with shorter survival Age at onset of cognitive impairment Presence of at least 1 APOE4 allele Hazard ratio 1.06 95% CI 1.03-1.08 P<0.0001 Hazard ratio 1.55 95% CI 1.07-2.24 P=0.02 Results Hazard Ratios and P-Values for Hippocampal Volume Hippocampal volume HR (95% CI) P Low to High (continuous) 1.28 (1.04-1.58) 0.022 Medium vs. High 1.62 (1.02-2.58) 0.043 Low vs. High 1.79 (1.14-2.83) 0.012 Medium/Low vs. High 1.71 (1.14-2.55) 0.009 • Pearson correlation among age at onset and age at MRI was 0.96 • Did not have age at onset and age at MRI in the same model APOE4 was not related to survival in any of the models after including hippocampal volume • True even when comparing medium/low hippocampal volume to high hippocampal volume • P=0.075; the hazard ratio was 1.41 (95% CI 0.97-2.04) Results Pathology DLB Likelihood High 34 (63%) Intermediate 15 (28%) Low/None 4 (9%) All without LBDs pathology had AD pathology 14 3/6/2017 Results Predicted Survival for Subjects With Onset of Cognitive Symptoms at Different Ages Age at onset 60 Age at onset 68 Age at onset 75 APOE4-, High hippocampal volume Group 12.68 (10.63-17.70) 10.63 (8.66-14.54) 8.77 (7.48-12.71) APOE4+, High hippocampal volume 11.04 (8.77-15.00) 8.89 (7.56-12.36) 7.74 (6.82-10.76) APOE4-, Medium/Low hippocampal volume 9.65 (8.10-13.70) 8.10 (7.34-11.08) 7.34 (6.52-9.45) APOE4+, Medium/Low hippocampal volume 8.56 (7.44-11.70) 7.38 (6.74-9.29) 6.74 (6.21-7.84) Results Predicted Survival for Subjects With Onset of Cognitive Symptoms at Different Ages Survival probability 1.0 Age 68 APOE-; High HV APOE+; High HV APOE-; Med/low HV APOE+; Med/low HV Survival (years) APOE4High HV 10.63 (8.66-14.54) 0.6 APOE4+ High HV 8.89 (7.56-12.36) 0.4 APOE4Med/Low HV 8.10 (7.34-11.08) 0.2 APOE4+ Med/Low HV 7.38 (6.74-9.29) 0.8 0.0 0 5 10 15 20 Survival time (years) Discussion DLB patients with larger hippocampal volumes survived longer compared to those with smaller hippocampal volumes 15 3/6/2017 Discussion 3 year shorter predicted survival • Low hippocampal volume + APOE4 compared with preserved hippocampal volume and absence of APOE4 • Onset of symptoms at age 68 Discussion • In DLB patients, hippocampal atrophy is associated with AD neurofibrillary tangle pathology • Findings are similar to the results of an autopsy based study – AD burden associated with shorter survival in 12 path confirmed DLB patients • Hippocampal volume and APOE4 are likely not the only two factors that influence survival in DLB Kantarci et al: Neurology, 2012; Wakisaka Y et al: Acta Neuropath, 2003 Williams et al: Neurology, 2006; Burton EJ et al: Brain, 2009 Discussion • Others have shown that parkinsonism is an important factor for survival • DLB patients with rapidly progressive dementia may have no other coexisting pathology Kantarci et al: Neurology, 2012; Wakisaka Y et al: Acta Neuropath, 2003 Williams et al: Neurology, 2006; Burton EJ et al: Brain, 2009 16 3/6/2017 Conclusion • Among patients with clinically diagnosed DLB, those with neuroimaging evidence of hippocampal atrophy have shorter survival and better response to treatment • These findings may be used to give patients and caregivers a more accurate prognosis Kantarci et al: Neurology, 2012; Wakisaka Y et al: Acta Neuropath, 2003 Williams et al: Neurology, 2006; Burton EJ et al: Brain, 2009 Thank You! Co-Investigators • • • • • • • Timothy G. Lesnick Bradley F. Boeve Scott A. Przybelski David T. Jones Matthew L. Senjem Jeffrey L. Gunter Lidia Sarro • • • • • • • Tanis J. Ferman David S. Knopman Melissa E. Murray Dennis W. Dickson Clifford R. Jack, Jr. Ronald C. Petersen Kejal Kantarci 17 3/6/2017 Study Funding • Study Funding: NIH [R01 AG040042, R01 AG11378, P50 AG16574, U01 AG06786, C06 RR018898] • Mangurian Foundation • The Elsie and Marvin Dekelboum Family Foundation • The Robert H. and Clarice Smith and Abigail Van Buren Alzheimers Disease Research Program References 1. Williams MM, Xiong C, Morris JC, Galvin JE. Survival and mortality differences between dementia with Lewy bodies vs Alzheimer disease. Neurology 2006;67:1935-1941 2. Burton EJ et al. Medial temporal lobe atrophy on MRI differentiates Alzheimer's disease from dementia with Lewy bodies and vascular cognitive impairment: a prospective study with pathological verification of diagnosis. Brain 2009. 3. 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