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Exchange-Traded Funds (ETF)
Quick Reference Guide
1 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
Important notes:
Trading in securities, futures and/or leveraged foreign exchange and borrowing to finance the trading of
securities (leveraging/gearing) can be very risky, and you may lose all or more than the amount invested or
deposited. Where necessary, please seek advice from an independent financial adviser regarding the suitability
of any trade or investment product taking into account your investment objectives, financial situation or
particular needs before making a commitment to trade or purchase the investment product. You should consider
carefully and exercise caution in making any trading decision whether or not you have received advice from any
financial adviser. If you choose not to seek independent financial advice, please consider whether the trade or
product in question is suitable for you.
For trading in leveraged securities and/or foreign exchange, the amount of initial margin is small relative to the
value of the transaction. As such, the transaction is highly 'leveraged' or 'geared'. A relatively small market
movement will have a proportionately larger impact on the funds you have deposited or will have to deposit; this
can work in your favour or against you. You may sustain a total loss of the initial margin funds and any
additional funds deposited with the firm to maintain your position. If the value of the collaterals declines
substantially, falling below the maintenance margin requirement, or if the market moves against your position
or margin levels are increased, you may be called upon to deposit substantial additional funds on short notice in
order to maintain your position. If you fail to comply with a request for additional funds within the specified
time, your position may be liquidated at a loss and you will be liable for any resulting deficit in your account.
Services and products offered by OCBC Securities Private Limited are subject to relevant terms and conditions.
2 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
"What ETFs
should I buy?”
1. What indices are you
looking at?
Refer to this
Guide
2. What exposure are you
looking at?
Introduction
Category
How is this categorised? Page Number
Appendixes
UNITED STATES
Equities and Fixed
Income
Categorised accordingly
to highest popularity in
terms of the Indices
they track.
Categorised accordingly
to highest popularity in
terms of the volume
traded within OCBC
Securities Private
Limited (OSPL).
Categorised accordingly
to highest popularity in
terms of the Indices
they track.
Categorised accordingly
to highest popularity in
terms of the volume
traded within OSPL
Categorised accordingly
to highest popularity in
terms of the Indices
they track.
Categorised accordingly
to highest popularity in
terms of the Indices
they track.
Categorised accordingly
to ETF asset sizes –
largest to smallest
4–7
Appendix A: US
Equity and Fixed
Income
8 – 10
Appendix B: US
Leveraged
Appendix C: US
Inverse
29 – 30
15 – 16
Appendix D: China
& HK Equity
33 – 34
17 – 18
Appendix E: China
Leveraged and
Inverse
35
19
Appendix F:
Europe Equity
36
20 – 22
Appendix G: Oil
and Gas
37 – 38
23
Appendix H: Gold
39
24 – 25
Appendix I: Gold
Leveraged &
Inverse
40 – 41
UNITED STATES
(Leveraged)
UNITED STATES
(Inverse)
CHINA & HONG KONG
CHINA & HONG KONG
(Leveraged and
Inverse)
EUROPE
OIL & GAS
GOLD
GOLD
(Leveraged and
Inverse)
11 – 14
Page Number
of Appendixes
26 – 28
31 – 32
3 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
UNITED STATES EQUITY
SPDR S&P500 ETF Trust
Ticker
Exp. Ratio
SPY
0.09
Total Assets (US$M)
Div Yield (%)
210,369
2.04
Traded Currency
30D Avg Turnover ('000)
USD
20,639,317
SPDR S&P 500 ETF Trust is an exchange-traded fund incorporated in the USA. The ETF tracks the S&P 500 Index. The
Trust consists of a portfolio representing all 500 stocks in the S&P 500 Index. It holds predominantly large-cap U.S.
stocks. This ETF is structured as a Unit Investment Trust and pays dividends on a quarterly basis. The holdings are
weighted by market capitalization.
iShares Core S&P 500 ETF
Ticker
Exp. Ratio
IVV
0.04
Total Assets (US$M)
Div Yield (%)
83,817
1.57
Traded Currency
30D Avg Turnover ('000)
USD
917,203
iShares Core S&P 500 ETF is an exchange-traded fund incorporated in the USA. The ETF tracks the performance of the
S&P 500 Index. It invests in all 500 stocks that comprise the index. The ETF holds predominantly large-cap stocks from
U.S. companies. It weights the holdings using a market capitalization methodology and rebalances quarterly.
Vanguard Total Stock Market ETF
Ticker
Exp. Ratio
VTI
0.05
Total Assets (US$M)
Div Yield (%)
63,777
1.85
Traded Currency
30D Avg Turnover ('000)
USD
262,582
Vanguard Total Stock Market ETF is an exchange-traded fund incorporated in the USA. The ETF tracks the performance
of the CRSP US Total Market Index. The ETF holds U.S stocks of all cap sizes. Its investments aim to represent the entire
U.S. Equity Market. The ETF holds over 3,500 securities and weights these holdings by market capitalization.
Vanguard S&P 500 ETF
Ticker
Exp. Ratio
VOO
0.05
Total Assets (US$M)
Div Yield (%)
51,397
1.98
Traded Currency
30D Avg Turnover ('000)
USD
408,561
Vanguard S&P 500 ETF is an exchange-traded fund incorporated in the USA. The ETF tracks the performance of the S&P
500 Index. The ETF primarily holds large-cap U.S. stocks. It invests in all 500 stocks that comprise the index. The ETF
weights the holdings using a market capitalization methodology and rebalances quarterly.
Powershares QQQ Trust Series 1
Ticker
QQQ
Total Assets (US$M)
38,154
Traded Currency
USD
Exp. Ratio
0.20
Div Yield (%)
1.08
30D Avg Turnover ('000)
2,934,605
Powershares QQQ Trust Series 1 is an exchange-traded fund incorporated in the USA. The ETF tracks the performance
of the Nasdaq 100 Index. The ETF holds large cap U.S. stocks. Its investments exclude the financial sector and
therefore, tend to be focused on the technology and consumer sector. The ETF weights the holdings using a market
capitalization methodology.
SPDR Dow Jones Industrial Average ETF Trust
Ticker
Exp. Ratio
DIA
0.17
Total Assets (US$M)
Div Yield (%)
12,021
2.37
Traded Currency
30D Avg Turnover ('000)
USD
600,104
SPDR Dow Jones Industrial Average ETF Trust is an exchange-traded fund incorporated in the USA. The ETF tracks the
Dow Jones Industrial Average Index. The ETF holds the 30 large-cap US stocks that represent the Index. This ETF is
registered as a Unit Investment trust and pays a monthly dividend representing dividends paid by the underlying
stocks. The ETF's holdings are price weighted.
4 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
UNITED STATES EQUITY
iShares Dow Jones U. S. ETF
Ticker
Exp. Ratio
IYY
0.20
Total Assets (US$M)
Div Yield (%)
945
1.42
Traded Currency
30D Avg Turnover ('000)
USD
3,355
iShares Dow Jones U.S. ETF is an exchange-traded fund incorporated in the USA. The Fund's objective seeks investment
results that correspond to the performance of the Dow Jones U.S. Total Market Index.
iShares Russell 2000 ETF
Ticker
Exp. Ratio
IWM
0.20
Total Assets (US$M)
Div Yield (%)
35,003
1.38
Traded Currency
30D Avg Turnover ('000)
USD
3,705,506
iShares Russell 2000 ETF is an exchange-traded fund incorporated in the USA. The ETF tracks the performance of the
Russell 2000 Index Fund. The ETF holds mid and small-cap U.S. stocks. Its investments are in the smallest 2000 companies
from the Russell 3000 Index. The ETF weights the holdings by market capitalization and rebalances annually.
iShares Russell 1000 Value ETF
Ticker
Exp. Ratio
IWD
0.20
Total Assets (US$M)
Div Yield (%)
32,639
2.24
Traded Currency
30D Avg Turnover ('000)
USD
291,460
iShares Russell 1000 Value ETF is an exchange-traded fund incorporated in the USA. The ETF tracks the performance of
the Russell 1000 Value Index. The ETF holds mid and large-cap U.S. stocks. Its investments are in companies that are
thought to be undervalued by the market. The ETF weights the holdings using a market capitalization methodology and
rebalances annually.
iShares Russell 1000 Growth ETF
Ticker
Exp. Ratio
IWF
0.20
Total Assets (US$M)
Div Yield (%)
30,222
1.43
Traded Currency
30D Avg Turnover ('000)
USD
165,041
iShares Russell 1000 Growth ETF is an exchange-traded fund incorporated in the USA. The ETF tracks the performance of
the Russell 1000 Growth Index. The ETF holds mostly large-cap U.S. stocks. Its investments are in companies whose
earnings are expected to grow at an above-average rate relative to the market. The ETF weights the holdings by market
capitalization.
Vanguard Value ETF
Ticker
Exp. Ratio
VTV
0.08
Total Assets (US$M)
Div Yield (%)
23,156
2.42
Traded Currency
30D Avg Turnover ('000)
USD
106,504
Vanguard Value ETF is an exchange-traded fund incorporated in the USA. The ETF tracks the performance of the CRSP
U.S. Large Cap Value Index. The ETF holds large-cap U.S. stocks. The Fund invests all of its assets in the stocks that make
up the Index and follows a full replication strategy. It weights the holdings using a multi factor methodology.
Vanguard Dividend Appreciation ETF
Ticker
Exp. Ratio
VIG
0.10
Total Assets (US$M)
Div Yield (%)
21,813
2.06
Traded Currency
30D Avg Turnover ('000)
USD
71,587
Vanguard Dividend Appreciation ETF is an exchange-traded fund incorporated in the USA. The ETF tracks the NASDAQ US
Dividend Achievers Select Index. The ETF holds mid and large-cap U.S. stocks. Its investments are focused on U.S.
common stocks that have a history of increasing dividends for ten consecutive years, but exclude REITs. The ETF weights
the holdings using by market capitalization.
5 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
UNITED STATES FIXED INCOME
iShares Core U.S. Aggregate Bond ETF
Ticker
Exp. Ratio
AGG
0.05
Total Assets (US$M)
Div Yield (%)
41,507
2.50
Traded Currency
30D Avg Turnover ('000)
USD
299,699
iShares Core U.S. Aggregate Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to track the
Bloomberg Barclays US Aggregate Bond Index. The fund invests in securities within the total U.S. investment-grade
bond market. This includes Treasuries, government-related and corporate securities, MBS, ABS and CMBS.
Vanguard Total Bond Market ETF
Ticker
Exp. Ratio
BND
0.06
Total Assets (US$M)
Div Yield (%)
32,168
2.54
Traded Currency
30D Avg Turnover ('000)
USD
141,602
Vanguard Total Bond Market ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the
performance of the Bloomberg Barclays Capital Aggregate Bond Index, which measures a wide spectrum of public,
investment-grade, taxable, fixed income securities in the U.S.
iShares iBoxx $ Investment Grade Corporate Bond ETF
Ticker
Exp. Ratio
LQD
0.15
Total Assets (US$M)
Div Yield (%)
29,341
3.34
Traded Currency
30D Avg Turnover ('000)
USD
631,844
iShares iBoxx $ Investment Grade Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The ETF
seeks to track the investment results of an index composed of U.S. dollar-denominated, investment-grade corporate
bonds.
Vanguard Short-Term Bond ETF
Ticker
BSV
Total Assets (US$M)
19,516
Traded Currency
USD
Exp. Ratio
0.09
Div Yield (%)
1.50
30D Avg Turnover ('000)
110,208
Vanguard Short-Term Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the
performance of the Bloomberg Barclays Capital 1-5 Year Government/Credit Index, which includes all medium and
larger issues of U.S. government, investment-grade corporate, and investment-grade international bonds that have a
maturities between 1 and 5 years.
iShares iBoxx $ High Yield Corporate Bond
ETF
Ticker
Exp. Ratio
HYG
0.50
Total Assets (US$M)
Div Yield (%)
15,381
5.61
Traded Currency
30D Avg Turnover ('000)
USD
1,158,482
iShares iBoxx $ High Yield Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The ETF seeks to
track the investment results of an index composed of U.S. dollar-denominated, high yield corporate bonds.
iShares US Preferred Stock ETF
Ticker
Exp. Ratio
PFF
0.47
Total Assets (US$M)
Div Yield (%)
16,738
6.18
Traded Currency
30D Avg Turnover ('000)
USD
137,155
iShares U.S. Preferred Stock ETF is an exchange-traded fund incorporated in the USA. The Fund seeks results that
correspond generally to the price and yield performance of the S&P U.S. Preferred Stock Index.
6 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
UNITED STATES FIXED INCOME
Vanguard Short-Term Corporate Bond ETF
Ticker
Exp. Ratio
VCSH
0.10
Total Assets (US$M)
Div Yield (%)
15,232
2.18
Traded Currency
30D Avg Turnover ('000)
USD
89,514
Vanguard Short-Term Corporate Bond ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to
track the performance of the Bloomberg Barclays Capital US 1-5 Year Corporate Bond Index.
7 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
UNITED STATES (LEVERAGED)
ProShares Ultra S&P500
Ticker
Exp. Ratio
SSO
0.89
Total Assets (US$M)
Div Yield (%)
1,531
N/A
Traded Currency
30D Avg Turnover ('000)
USD
235,672
ProShares Ultra S&P500 ETF is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment
results that correspond to twice (200%) the daily performance of the S&P 500 Index.
ProShares Ultra QQQ
Ticker
Exp. Ratio
QLD
0.95
Total Assets (US$M)
Div Yield (%)
837
N/A
Traded Currency
30D Avg Turnover ('000)
USD
90,446
Ultra QQQ ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results
that correspond to twice (200%) the daily performance of the NASDAQ-100 Index.
ProShares Ultra Dow30
Ticker
Exp. Ratio
DDM
0.95
Total Assets (US$M)
Div Yield (%)
239
N/A
Traded Currency
30D Avg Turnover ('000)
USD
11,871
ProShares Ultra Dow30 is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results
that correspond to twice (200%) the daily performance of the Dow Jones Industrial Average.
ProShares Ultra Financials
Ticker
Exp. Ratio
UYG
0.95
Total Assets (US$M)
Div Yield (%)
743
N/A
Traded Currency
30D Avg Turnover ('000)
USD
3,876
ProShares Ultra Financials is an exchange-traded fund incorporated in the USA. The ETF seeks to double (200%) the
daily performance of the Dow Jones U.S. Financials Index. The ETF holds equity securities and daily swaps to obtain its
2X daily performance. Its investments are focused on large and mid-cap U.S. financial stocks. The ETF uses a market
capitalization weighting methodology.
ProShares Ultra Russell2000
Ticker
Exp. Ratio
UWM
0.95
Total Assets (US$M)
Div Yield (%)
189
N/A
Traded Currency
30D Avg Turnover ('000)
USD
17,595
ProShares Ultra Russell2000 is an exchange traded-fund incorporated in the USA. The Fund seeks daily investment
results that correspond to twice (200%) the daily performance of the Russell 2000 Index.
ProShares Ultra Oil & Gas
Ticker
Exp. Ratio
DIG
0.95
Total Assets (US$M)
Div Yield (%)
161
N/A
Traded Currency
30D Avg Turnover ('000)
USD
6,380
Ultra Oil & Gas Proshares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment
results that correspond to twice (200%) the daily performance of the Dow Jones U.S. Oil & Gas Index.
ProShares UltraPro S&P 500
Ticker
Exp. Ratio
UPRO
0.95
Total Assets (US$M)
Div Yield (%)
686
N/A
Traded Currency
30D Avg Turnover ('000)
USD
190,840
ProShares UltraPro S&P 500 is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment
results, before fees and expenses, that correspond to triple (300%) the daily performance of the S&P 500 Index.
8 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
UNITED STATES (LEVERAGED)
Direxion Daily S&P 500 Bull 3X
Ticker
SPXL
Total Assets (US$M)
532
Traded Currency
USD
Exp. Ratio
0.95
Div Yield (%)
N/A
30D Avg Turnover ('000)
126,404
Direxion Daily S&P 500 Bull 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily
investment results, before fees and expenses, of 300% of the performance of the S&P 500 Index ("Large Cap Index").
ProShares UltraPro QQQ
Ticker
Exp. Ratio
TQQQ
0.95
Total Assets (US$M)
Div Yield (%)
1,000
N/A
Traded Currency
30D Avg Turnover ('000)
USD
242,886
ProShares UltraPro QQQ is an exchange-traded fund incorporated in the USA. The Fund seeks investment results which
correspond to three times (300%) the daily performance of the NASDAQ-100 Index.
ProShares UltraPro Dow30
Ticker
Exp. Ratio
UDOW
0.95
Total Assets (US$M)
Div Yield (%)
106
N/A
Traded Currency
30D Avg Turnover ('000)
USD
26,859
ProShares UltraPro Dow30 is an exchange-traded fund incorporated in the USA. The Fund seeks investment results which
correspond to three times (300%) the daily performance of the Dow Jones 30 Index.
ProShares UltraPro Financial Select Sector
Ticker
Exp. Ratio
FINU
0.95
Total Assets (US$M)
Div Yield (%)
11
N/A
Traded Currency
30D Avg Turnover ('000)
USD
204
ProShares UltraPro 3x Financials is an exchange-traded fund incorporated in the USA. The Fund seeks investment results,
before fees and expenses, that correspond to three times (3x) the daily performance of the S&P Financial Select Sector
Index.
Direxion Daily Financial Bull 3X Shares
Ticker
Exp. Ratio
FAS
0.95
Total Assets (US$M)
Div Yield (%)
1,215
N/A
Traded Currency
30D Avg Turnover ('000)
USD
100,353
Direxion Daily Financial Bull 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is daily
investment results, before fees and expenses, of 300% of the performance of the Russell 1000 Financial Services Index
("Financial Index"). The Fund invests in at least 80% of its net assets in the equity securities that comprise the Financial
Index
ProShares UltraPro Russell2000
Ticker
Exp. Ratio
URTY
0.95
Total Assets (US$M)
Div Yield (%)
104
N/A
Traded Currency
30D Avg Turnover ('000)
USD
17,741
ProShares UltraPro Russell2000 is an exchange-traded fund incorporated in the USA. The Fund seeks investment results
which correspond to three times (300%) the daily performance of the Russell 2000 Index. The ETF uses a derivative based
replication strategy and weights the holdings using a market capitalization methodology.
9 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
UNITED STATES (LEVERAGED)
Direxion Daily Small Cap Bull 3X Shares
Ticker
Exp. Ratio
TNA
0.95
Total Assets (US$M)
Div Yield (%)
699
N/A
Traded Currency
30D Avg Turnover ('000)
USD
281,171
Direxion Daily Small Cap Bull 3X Shares is and exchange-traded fund incorporated in the USA. The Fund's objective is
daily investment results, before fees and expenses, of 300% of the performance of the Russell 2000 Index ("Small Cap
Index"). The ETF is market cap weighted and invests in at least 80% of its net assets in the equity securities that
comprise the Small Cap Index.
10 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
UNITED STATES (INVERSE)
ProShares Short S&P500
Ticker
Exp. Ratio
SH
0.89
Total Assets (US$M)
Div Yield (%)
2,367
N/A
Traded Currency
30D Avg Turnover ('000)
USD
147,704
ProShares Short S&P500 is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that
correspond to the inverse (opposite) of the daily performance of the S&P 500 Index.
ProShares Short QQQ
Ticker
Exp. Ratio
PSQ
0.95
Total Assets (US$M)
Div Yield (%)
342
N/A
Traded Currency
30D Avg Turnover ('000)
USD
34,617
Short QQQ ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results that
correspond to the inverse (opposite) of the daily performance of the NASDAQ-100 Index.
ProShares Short Dow30
Ticker
Exp. Ratio
DOG
0.95
Total Assets (US$M)
Div Yield (%)
318
N/A
Traded Currency
30D Avg Turnover ('000)
USD
17,603
ProShares Short Dow30 is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that
correspond to the inverse (opposite) of the daily performance of the Dow Jones Industrial Average.
ProShares Short Financials
Ticker
Exp. Ratio
SEF
0.95
Total Assets (US$M)
Div Yield (%)
33
N/A
Traded Currency
30D Avg Turnover ('000)
USD
654
Short Financials ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks investment results that
correspond to the inverse (opposite) of the daily performance of the underlying index.
ProShares Short Russell2000
Ticker
Exp. Ratio
RWM
0.95
Total Assets (US$M)
Div Yield (%)
420
N/A
Traded Currency
30D Avg Turnover ('000)
USD
46,764
ProShares Short Russell 2000 is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment results
that correspond to the inverse (opposite) of the daily performance of the Russell 2000 Index.
ProShares UltraShort S&P500
Ticker
Exp. Ratio
SDS
0.89
Total Assets (US$M)
Div Yield (%)
1,859
N/A
Traded Currency
30D Avg Turnover ('000)
USD
202,755
UltraShort S&P500 ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment
results that correspond to twice (200%) the inverse (opposite) of the daily performance of the S&P 500 Index.
11 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
UNITED STATES (INVERSE)
ProShares UltraShort QQQ
Ticker
Exp. Ratio
QID
0.95
Total Assets (US$M)
Div Yield (%)
396
N/A
Traded Currency
30D Avg Turnover ('000)
USD
69,570
UltraShort QQQ ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment
results that correspond to twice (200%) the inverse (opposite) of the daily performance of the NASDAQ-100 Index
ProShares UltraShort Dow30
Ticker
DXD
Total Assets (US$M)
242
Traded Currency
USD
Exp. Ratio
0.95
Div Yield (%)
N/A
30D Avg Turnover ('000)
23,511
ProShares UltraShort Dow30 is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment
results that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones Industrial
Average.
ProShares UltraShort Financials
Ticker
Exp. Ratio
SKF
0.95
Total Assets (US$M)
Div Yield (%)
46
N/A
Traded Currency
30D Avg Turnover ('000)
USD
1,764
UltraShort Financials ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment
results that correspond to twice (200%) the inverse (opposite) of the daily performance of the Dow Jones U.S.
Financials Index.
ProShares UltraShort Russell2000
Ticker
TWM
Total Assets (US$M)
145
Traded Currency
USD
Exp. Ratio
0.95
Div Yield (%)
N/A
30D Avg Turnover ('000)
33,191
UltraShort Russell 2000 ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily
investment results that correspond to twice (200%) the inverse (opposite) of the daily performance of the Russell
2000 Index.
ProShares UltraPro Short S&P 500
Ticker
Exp. Ratio
SPXU
0.92
Total Assets (US$M)
Div Yield (%)
806
N/A
Traded Currency
30D Avg Turnover ('000)
USD
146,968
ProShares UltraPro Short S&P 500 is an exchange-traded fund incorporated in the USA. The Fund seeks daily
investment results, before fees and expenses, that correspond to triple (300%) the inverse of the daily performance
of the S&P 500 Index.
Direxion Daily S&P 500 Bear 3X Shares
Ticker
Exp. Ratio
SPXS
0.95
Total Assets (US$M)
Div Yield (%)
512
N/A
Traded Currency
30D Avg Turnover ('000)
USD
71,620
Direxion Daily S&P 500 Bear 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is
daily investment results, before fees and expenses, of 300% of the inverse (opposite) of the performance of the S&P
500 Index ("Large Cap Index").
12 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
UNITED STATES (INVERSE)
ProShares UltraPro Short QQQ
Ticker
Exp. Ratio
SQQQ
0.95
Total Assets (US$M)
Div Yield (%)
642
N/A
Traded Currency
30D Avg Turnover ('000)
USD
111,977
ProShares UltraPro Short QQQ is an exchange-traded fund incorporated in the USA. The Fund seeks investment
results which correspond to three times (300%) the inverse of the daily performance of the NASDAQ-100 Index.
ProShares UltraPro Short Dow30
Ticker
Exp. Ratio
SDOW
0.95
Total Assets (US$M)
Div Yield (%)
236
N/A
Traded Currency
30D Avg Turnover ('000)
USD
34,662
ProShares UltraPro Short Dow30 is an exchange-traded fund incorporated in the USA. The Fund seeks investment
results which correspond to three times (300%) the inverse of the daily performance of the Dow Jones 30 Index.
ProShares UltraPro Short Financial Select Sector
Ticker
Exp. Ratio
FINZ
0.95
Total Assets (US$M)
Div Yield (%)
1
N/A
Traded Currency
30D Avg Turnover ('000)
USD
61
ProShares UltraPro Short Financials is an exchange-traded fund incorporated in the USA. The Fund seeks investment
results, before fees and expenses, that correspond to three times the inverse (-3x) the daily performance of the S&P
Financial Select Sector Index.
Direxion Daily Financial Bear 3X Shares
Ticker
FAZ
Total Assets (US$M)
262
Traded Currency
USD
Exp. Ratio
0.95
Div Yield (%)
N/A
30D Avg Turnover ('000)
53,914
Direxion Daily Financial Bear 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is
daily investment results, before fees and expenses, of 300% of the inverse of the performance of the Russell 1000
Financial Index.
ProShares UltraPro Short Russell2000
Ticker
SRTY
Total Assets (US$M)
99
Traded Currency
USD
Exp. Ratio
0.95
Div Yield (%)
N/A
30D Avg Turnover ('000)
19,923
ProShares UltraPro Short Russell2000 is an exchange-traded fund incorporated in the USA. The Fund seeks
investment results which correspond to three times (300%) the inverse of the daily performance of the Russell 2000
Index.
13 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
UNITED STATES (INVERSE)
Direxion Daily Small Cap Bear 3X Shares
Ticker
Exp. Ratio
TZA
0.95
Total Assets (US$M)
Div Yield (%)
501
N/A
Traded Currency
30D Avg Turnover ('000)
USD
239,427
Direxion Daily Small Cap Bear 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is
daily investment results, before fees and expenses, of 300% of the inverse of the performance of the Small Cap
Index. The Fund invests in at least 80% of its net assets in Financial Instruments that, provide exposure to the Small
Cap Index.
14 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
CHINA & HONG KONG
Tracker Fund of Hong Kong Ltd
Ticker
Exp. Ratio
2800 HK
0.10
Total Assets (US$M)
Div Yield (%)
10,230
3.47
Traded Currency
30D Avg Turnover ('000)
HKD
731,917
Tracker Fund of Hong Kong (TraHK) is an ETF registered in Hong Kong. The Fund seeks to provide investment results
that closely correspond to the performance of the Hang Seng Index through investing all, or substantially all, of the
Fund's assets in Index Shares in substantially the same weightings as they appear in the Hang Seng Index.
Hang Seng Investment Index Funds Series - H-Share Index ETF
Ticker
Exp. Ratio
2828 HK
0.64
Total Assets (US$M)
Div Yield (%)
5,814
3.24
Traded Currency
30D Avg Turnover ('000)
HKD
441,455
Hang Seng Investment Index Funds Series - H-Share Index ETF is an exchangetraded fund established in Hong Kong.
The Fund's objective is to provide investment returns that match the performance of the Hang Seng China Enterprises
Index (H-Share Index). The Fund invests in constituent stocks of the H-Share Index.
Hang Seng Investment Index Funds Series II - Hang Seng Index ETF
Ticker
Exp. Ratio
2833 HK
0.13
Total Assets (US$M)
Div Yield (%)
5,661
3.40
Traded Currency
30D Avg Turnover ('000)
HKD
2,758
Hang Seng Investment Index Funds Series II - HSI ETF is an exchange-traded fund established in Hong Kong. The
Fund's objective is to match, before expenses, as closely as practicable the performance of the Hang Seng Index. The
Fund invests in constituent stocks of the Hang Seng Index.
iShares FTSE A50 China Index ETF
Ticker
Exp. Ratio
2823 HK
0.99
Total Assets (US$M)
Div Yield (%)
4,023
2.66
Traded Currency
30D Avg Turnover ('000)
HKD
214,183
iShares Asia Trust - iShares FTSE A50 China Index ETF is an exchange-traded fund established in Hong Kong. The Fund
seeks to provide investment results that correspond generally to the performance of the FTSE China A50 Index, before
fees and expenses. The Fund invests primarily in China A-Share Access Products ("CAAPs") but will also invest in AShares directly.
CSOP FTSE China A50 ETF
Ticker
Exp. Ratio
2822 HK
1.08
Total Assets (US$M)
Div Yield (%)
2,685
2.58
Traded Currency
30D Avg Turnover ('000)
HKD
235,802
CSOP FTSE China A50 ETF is an exchange-traded fund incorporated in Hong Kong. The Fund seeks to track the
performance of the FTSE China A50 Index. The Fund invests most of its total assets in the equities of member
companies of the FTSE China A50 Index. This is a RQFII fund.
ChinaAMC ETF Series - ChinaAMC CSI 300 Index ETF
Ticker
Exp. Ratio
3188 HK
0.83
Total Assets (US$M)
Div Yield (%)
1,447
0.88
Traded Currency
30D Avg Turnover ('000)
HKD
77,168
ChinaAMC ETF Series - ChinaAMC CSI 300 Index ETF is an exchange-traded fund incorporated in Hong Kong. The Fund
seeks to track the performance of the CSI 300 Index. The Fund mainly invests most of its total assets in the equities of
member companies of the CSI 300 Index. This is a RQFII fund.
15 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
CHINA & HONG KONG
iShares China Large-Cap ETF
Ticker
Exp. Ratio
FXI US
0.73
Total Assets (US$M)
Div Yield (%)
3,558
2.85
Traded Currency
30D Avg Turnover ('000)
USD
736,990
iShares China Large-Cap ETF is an exchange-traded fund incorporated in the USA. The ETF tracks the FTSE China 50
Index, investing in large cap stocks. Its investments are focused in the financial, oil and gas, technology and
communications sectors. The ETF uses a representative sampling indexing strategy, investing at least 90% of its
assets in the securities of the underlying index.
db x-trackers FTSE China 50 UCITS ETF DR
Ticker
Exp. Ratio
HD8 SP
0.60
Total Assets (US$M)
Div Yield (%)
166
N/A
Traded Currency
30D Avg Turnover ('000)
USD
148
db x-trackers FTSE CHINA 50 UCITS ETF DR is a UCITS IV compliant exchange trade fund incorporated in
Luxembourg. The Fund's objective is to track the performance of the FTSE CHINA 25 Index.
CSOP SZSE ChiNext ETF
Ticker
Exp. Ratio
3147 HK
1.27
Total Assets (US$M)
Div Yield (%)
60
N/A
Traded Currency
30D Avg Turnover ('000)
HKD
4,039
CSOP SZSE ChiNext ETF is an exchange-traded fund incorporated in Hong Kong. The Fund seeks provide investment
results that, before deduction of fees and expenses, closely correspond to the performance of the ChiNext Index.
This is a RQFII fund.
16 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
CHINA (LEVERAGED & INVERSE)
Direxion Daily CSI 300 China A Share Bull 2X Shares
Ticker
Exp. Ratio
CHAU US
0.95
Total Assets (US$M)
Div Yield (%)
58
N/A
Traded Currency
30D Avg Turnover ('000)
USD
1,305
Direxion Daily CSI 300 China A Share Bull 2X Shares is an exchange-traded fund incorporated in the USA. The Fund's
objective is daily investment results of 200% of the CSI 300 Index. The ETF does not seek to achieve its stated
investment objective over a period of time greater than one day.
ProShares Ultra FTSE China 50
Ticker
Exp. Ratio
XPP US
0.95
Total Assets (US$M)
Div Yield (%)
36
N/A
Traded Currency
30D Avg Turnover ('000)
USD
772
ProShares Ultra FTSE China 50 is an exchange-traded fund incorporated in the USA. The Fund seeks daily investment
results that correspond to twice (200%) the daily performance of the FTSE/Xinhua China 50 Index. The Fund invests in
equity securities that should have similar daily return of FTSE/Xinhua China 50 Index.
Direxion Daily FTSE China Bull 3X Shares
Ticker
Exp. Ratio
YINN US
0.95
Total Assets (US$M)
Div Yield (%)
147
N/A
Traded Currency
30D Avg Turnover ('000)
USD
22,629
Direxion Daily FTSE China Bull 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is
daily investment results, before fees and expenses, of 300% of the performance of the FTSE China 50 Index.
Direxion Daily CSI 300 China A Share Bear 1X Shares
Ticker
Exp. Ratio
CHAD US
0.80
Total Assets (US$M)
Div Yield (%)
69
N/A
Traded Currency
30D Avg Turnover ('000)
USD
476
Direxion Daily CSI 300 China A Share Bear 1X Shares is an exchange-traded fund incorporated in the USA. The Fund's
objective is daily investment results of 100% the inverse (opposite) of the CSI 300 Index. The ETF does not seek to
achieve its stated investment objective over a period of time greater than one day.
ProShares Short FTSE China 50
Ticker
Exp. Ratio
YXI US
0.95
Total Assets (US$M)
Div Yield (%)
11
N/A
Traded Currency
30D Avg Turnover ('000)
USD
163
ProShares Short FTSE/Xinhua China 50 is an exchange-traded fund incorporated in the USA. The Fund seeks daily
investment results that correspond to the inverse (opposite) of the daily performance of the FTSE/Xinhua China 50
Index.
ProShares UltraShort FTSE China 50
Ticker
FXP US
Total Assets (US$M)
53
Traded Currency
USD
Exp. Ratio
0.95
Div Yield (%)
N/A
30D Avg Turnover ('000)
1,172
Proshares UltraShort FTSE China 50 is an exchange-traded fund incorporated in the USA. The Fund seeks investment
results that correspond to the performance of 200% the inverse (opposite) of the FTSE China 50 Index.
17 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
CHINA (LEVERAGED & INVERSE)
Direxion Daily FTSE China Bear 3X Shares
Ticker
Exp. Ratio
YANG US
0.95
Total Assets (US$M)
Div Yield (%)
67
N/A
Traded Currency
30D Avg Turnover ('000)
USD
8,359
Direxion Daily FTSE China Bear 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is
daily investment results, before fees and expenses, of 300% of the inverse (the opposite) of the performance of the
FTSE China 50 Index.
18 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
EUROPE
iShares Core DAX UCITS ETF DE
Ticker
Exp. Ratio
DAXEX GR
0.16
Total Assets (US$M)
Div Yield (%)
8,263
0.73
Traded Currency
30D Avg Turnover ('000)
EUR
4,910
iShares Core DAX UCITS ETF (DE) is an open-end, UCITS compliant exchange traded fund incorporated in Germany.
The fund aims to track the performance of the DAX index. The fund reinvests income received back into the fund.
Lyxor UCITS ETF Euro Stoxx 50 Daily Hedged C-USD
Ticker
MSEU LN
Total Assets (US$M)
6,860
Traded Currency
USD
Exp. Ratio
0.20
Div Yield (%)
N/A
30D Avg Turnover ('000)
2,089
Lyxor UCITS ETF Euro Stoxx 50 Daily Hedged C-USD is an open-end UCITS compliant exchange traded fund
incorporated in France. The Fund's investment objective is to track the performance of the EURO STOXX 50 Net
Return Daily Hedged USD.
Lyxor UCITS ETF Euro Stoxx 50 Daily Hedged C-GBP
Ticker
Exp. Ratio
MSEX LN
0.20
Total Assets (US$M)
Div Yield (%)
6,804
N/A
Traded Currency
30D Avg Turnover ('000)
GBp
1,717
LYXOR UCITS ETF EURO STOXX 50 is an open-end, UCITS compliant exchange traded fund incorporated in France. The
Fund aims to track the performance of the EURO STOXX 50 Net Return Daily Hedged GBP.
iShares EURO STOXX 50 UCITS ETF DE
Ticker
Exp. Ratio
SX5EEX
0.16
Total Assets (US$M)
Div Yield (%)
6,880
3.62
Traded Currency
30D Avg Turnover ('000)
EUR
169
iShares EURO STOXX 50 UCITS ETF (DE) is an open-end UCITS compliant exchange traded fund incorporated in
Germany. The fund aims to track the performance of the EURO STOXX 50 index. The fund distributes income received
to shareholders.
iShares Core FTSE 100 UCITS ETF
Ticker
Exp. Ratio
ISF LN
0.07
Total Assets (US$M)
Div Yield (%)
5,133
4.50
Traded Currency
30D Avg Turnover ('000)
GBp
3,478,119
iShares Core FTSE 100 UCITS ETF (Dist) is an open-end, UCITS compliant exchange traded fund incorporated in Ireland.
The Fund aims to track the performance of the FTSE100 Index. The fund distributes income received to shareholders.
Vanguard FTSE 100 UCITS ETF
Ticker
Exp. Ratio
VUKE LN
0.09
Total Assets (US$M)
Div Yield (%)
2,897
3.92
Traded Currency
30D Avg Turnover ('000)
GBP
15,723
Vanguard FTSE 100 ETF is a UCITS compliant, exchange-traded fund, domiciled in Ireland. The fund seeks to track the
performance of the FTSE 100 Index, a widely recognised UK benchmark of the 100 most highly capitalised blue chip
companies, representing approximately 83% of the UK market.
19 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
OIL & GAS
Energy Select Sector SPDR Fund
Ticker
XLE US
Total Assets (US$M)
15,403
Traded Currency
USD
Exp. Ratio
0.14
Div Yield (%)
2.64
30D Avg Turnover ('000)
993,418
Energy Select Sector SPDR Fund is an exchange-traded fund incorporated in the USA. The ETF tracks the performance
of the Energy Select Sector Index. The ETF holds large-cap U.S. energy stocks. It invests in companies that develop &
produce crude oil & natural gas, provide drilling and other energy related services. The holdings are weighted by
market capitalization.
Vanguard Energy ETF
Ticker
Exp. Ratio
VDE US
0.10
Total Assets (US$M)
Div Yield (%)
3,843
2.61
Traded Currency
30D Avg Turnover ('000)
USD
19,751
Vanguard Energy ETF is an exchange-traded fund incorporated in the USA. The Fund seeks to track the performance of
the MSCI US Investable Market Energy Index. The Index consists of large, medium-size and small US companies within
the energy sector that are involved with the construction or provision of oil rigs as well as the exploration, production
and refining of oil/gas products.
SPDR S&P Oil & Gas Exploration & Production ETF
Ticker
Exp. Ratio
XOP US
0.35
Total Assets (US$M)
Div Yield (%)
1,915
1.04
Traded Currency
30D Avg Turnover ('000)
USD
627,225
SPDR S&P Oil & Gas Exploration & Production ETF is an exchange-traded fund incorporated in the USA. The Fund's
objective is to replicate as closely as possible the S&P Oil & Gas Exploration & Production Select Industry Index, an
equal-weighted index.
iShares U.S. Energy ETF
Ticker
IYE US
Total Assets (US$M)
1,241
Traded Currency
USD
Exp. Ratio
0.43
Div Yield (%)
2.45
30D Avg Turnover ('000)
45,311
iShares U.S. Energy ETF is an exchange-traded fund incorporated in the USA. The Fund's objective seeks investment
results that correspond to the performance of the Dow Jones U.S. Energy Sector Index. The Fund will concentrate its
investments in a particular industry or group of industries to approximately the same extent as the Index is so
concentrated.
iShares Global Energy ETF
Ticker
Exp. Ratio
IXC US
0.47
Total Assets (US$M)
Div Yield (%)
1,054
3.25
Traded Currency
30D Avg Turnover ('000)
USD
11,390
iShares Global Energy ETF is an exchange-traded fund incorporated in the USA. The Fund's objective is to seek
investment results that correspond to the performance of the S&P Global Energy Index.
20 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
OIL & GAS
United States Oil Fund LP
Ticker
Exp. Ratio
USO US
0.72
Total Assets (US$M)
Div Yield (%)
3,281
N/A
Traded Currency
30D Avg Turnover ('000)
USD
492,012
United States Oil Fund LP is a Delaware limited partnership incorporated in the USA. The Fund's objective is to have
changes in percentage terms of its unit's net asset value reflect the changes of the price of WTI Crude Oil delivered
to Cushing, Oklahoma, as measured by changes in percentage terms of the price of the WTI Crude Oil futures
contract on the NYMEX. The fund is a commodity pool.
United States 12 Month Oil Fund LP
Ticker
Exp. Ratio
USL US
0.93
Total Assets (US$M)
Div Yield (%)
112
N/A
Traded Currency
30D Avg Turnover ('000)
USD
1,198
United States 12 Month Oil Fund LP is an exchange traded fund incorporated in the USA. The Fund's objective is to
have changes in percentage terms of its unit's net asset value reflect changes of the price of WTI Crude Oil delivered
to Cushing, Oklahoma, as measured by changes in percentage terms of the price of an average of the next 12
month's WTI Crude Oil futures contracts on the NYMEX.
CSOP WTI Oil Annual Roll December Futures ER ETF
Ticker
Exp. Ratio
3135
HK
1.08
Total Assets (US$M)
Div Yield (%)
22
N/A
Traded Currency
30D Avg Turnover ('000)
HKD
1,202
CSOP WTI Oil Annual Roll December Futures ER ETF is an exchange-traded fund incorporated in Hong Kong. The
fund aims to provide investment results that, before fees and expenses, closely correspond to the performance of
the BofA Merrill Lynch Commodity index eXtra CLA Index (Excess Return).
ProShares Ultra Bloomberg Crude Oil
Ticker
Exp. Ratio
UCO US
0.95
Total Assets (US$M)
Div Yield (%)
806
N/A
Traded Currency
30D Avg Turnover ('000)
USD
72,456
ProShares Ultra Bloomberg Crude Oil is an exchange-traded fund incorporated in the USA. The Fund will seek daily
investment results that correspond to twice (200%) the daily performance of its corresponding benchmark, the
Bloomberg Crude Oil Sub-Index.
21 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
OIL & GAS
VelocityShares 3x Long Crude ETN
Ticker
Exp. Ratio
UWTI US
1.35
Total Assets (US$M)
Div Yield (%)
1,445
N/A
Traded Currency
30D Avg Turnover ('000)
USD
457,978
VelocityShares Daily 3x Long Crude ETN is an exchange-traded note issued in the USA by Credit Suisse AG (Nassau
Branch). The Note will provide investors with a cash payment at the scheduled maturity or early redemption based
on the performance of the underlying index, S&P GSCI Crude Oil Index ER.
ProShares UltraShort Bloomberg Crude Oil
Ticker
Exp. Ratio
SCO US
0.95
Total Assets (US$M)
Div Yield (%)
159
N/A
Traded Currency
30D Avg Turnover ('000)
USD
49,859
ProShares UltraShort Bloomberg Crude Oil is an exchange-traded fund incorporated in the USA. The Fund will seek
daily investment results that correspond to twice (200%) the inverse (opposite) the daily performance, whether
positive or negative, of its corresponding benchmark. The Fund tracks a multiple or inverse multiple of the daily
performance of the Bloomberg Crude Oil Sub-Index.
VelocityShares 3x Inverse Crude ETN
Ticker
Exp. Ratio
DWTI US
1.35
Total Assets (US$M)
Div Yield (%)
223
N/A
Traded Currency
30D Avg Turnover ('000)
USD
331,798
VelocityShares Daily 3x Inverse Crude ETN is an exchange-traded note issued in the USA. The Note will provide
investors with a cash payment at the scheduled maturity or early redemption based on the performance of the
underlying index, S&P GSCI Crude Oil Index ER.
22 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
GOLD
SPDR Gold Shares
Ticker
GLD US
Total Assets (US$M)
36,239
Traded Currency
USD
Exp. Ratio
0.40
Div Yield (%)
N/A
30D Avg Turnover ('000)
1,250,489
SPDR Gold Shares is an investment fund incorporated in the USA. The investment objective of the Trust is for the
Shares to reflect the performance of the price of gold bullion, less the Trust's expenses. The Trust holds gold and is
expected from time to time to issue Baskets in exchange for deposits of gold and to distribute gold in connection with
redemptions of Baskets.
iShares Gold Trust
Ticker
Exp. Ratio
IAU US
0.25
Total Assets (US$M)
Div Yield (%)
8,297
N/A
Traded Currency
30D Avg Turnover ('000)
USD
119,898
iShares Gold Trust is an investment fund incorporated in the USA. The Fund issues shares representing fractional
undivided beneficial interests in its net assets. The assets of the Trust will consist primarily of gold held by the
custodian on behalf of the Trust.
ETFS Physical Gold
Ticker
PHAU LN
Total Assets (US$M)
6,017
Traded Currency
USD
Exp. Ratio
0.39
Div Yield (%)
N/A
30D Avg Turnover ('000)
39,050
ETFS Physical Gold is an open-ended, UCITS eligible Exchange Traded Commodity, incorporated in Jersey and list across
Europe and Asia. It is designed to track the Gold price less fees, allowing investors to invest in the precious metals
market. It is backed by physically allocated metal bullion which has no credit risk. The security only holds LBMA
(London Bullion Market) Good Delivery bars.
VanEck Vectors Gold Miners ETF
Ticker
GDX US
Total Assets (US$M)
9,280
Traded Currency
USD
Exp. Ratio
0.53
Div Yield (%)
0.55
30D Avg Turnover ('000)
2,058,463
VanEck Vectors Gold Miners ETF is an exchange-traded fund incorporated in the USA. The ETF tracks the performance
of the Arca Gold Miners Index. The ETF invests in materials stocks of all cap sizes across the globe. Its largest allocation
is in North American companies, principally those domiciled in Canada. The ETF weights the holdings using a market
capitalization methodology.
VanEck Vectors Junior Gold Miners ETF
Ticker
GDXJ US
Total Assets (US$M)
3,679
Traded Currency
USD
Exp. Ratio
0.56
Div Yield (%)
0.40
30D Avg Turnover ('000)
826,369
VanEck Vectors Junior Gold Miners ETF is an exchange traded fund incorporated in the USA. The Fund's objective is to
replicate as closely as possible, before fees and expenses, the price and yield performance of the Market Vectors Junior
Gold Miners Index. The Fund will normally invest at least 80% of its total assets in securities that comprise the Fund's
benchmark index.
iShares MSCI Global Gold Miners ETF
Ticker
Exp. Ratio
RING US
0.39
Total Assets (US$M)
Div Yield (%)
263
0.32
Traded Currency
30D Avg Turnover ('000)
USD
4,183
iShares MSCI Global Gold Miners ETF is an exchange-traded fund incorporated in the USA. The ETF seeks investment
results that correspond generally to the price and yield performance, before fees and expenses, of the MSCI ACWI
Select Gold Miners Investable Market Index.
23 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
GOLD (LEVERAGED AND INVERSE)
DB Gold Double Long Exchange Traded Notes
Ticker
Exp. Ratio
DGP US
0.75
Total Assets (US$M)
Div Yield (%)
144
N/A
Traded Currency
30D Avg Turnover ('000)
USD
1,119
DB Gold Double Long ETN is an exchange-traded note issued in the USA by Deutsche Bank AG (London). The Notes will
provide investors with a cash payment at the scheduled maturity or early redemption, based on the double the
performance of its underlying index plus the monthly T-Bill index return.
VelocityShares 3x Long Gold ETN linked to the S&P GSCI Gold Index
Ticker
Exp. Ratio
UGLD US
1.35
Total Assets (US$M)
Div Yield (%)
83
N/A
Traded Currency
30D Avg Turnover ('000)
USD
6,236
VelocityShares 3x Long Gold ETN is an exchange-traded note issued in the USA. The Note will provide investors with a
cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the
S&P GSCI® Gold Index Excess Return.
DB Gold Double Short Exchange Traded Notes
Ticker
Exp. Ratio
DZZ US
0.75
Total Assets (US$M)
Div Yield (%)
40
N/A
Traded Currency
30D Avg Turnover ('000)
USD
739
DB Gold Double Short ETN is an exchange-traded note issued in the USA by Deutsche Bank AG (London). The Notes will
provide investors with a cash payment at the scheduled maturity or early redemption, based on the double the
inverse (opposite) performance of its underlying index plus the monthly T-Bill index return.
VelocityShares 3x Inverse Gold ETN linked to S&P GSCI Gold Index Excess
Return
Ticker
Exp. Ratio
DGLD US
1.35
Total Assets (US$M)
Div Yield (%)
17
N/A
Traded Currency
30D Avg Turnover ('000)
USD
3,106
VelocityShares 3x Inverse Gold ETN is an exchange-traded note issued in the USA. The Note will provide investors with
a cash payment at the scheduled maturity or early redemption based on the performance of the underlying index, the
S&P GSCI® Gold Index Excess Return.
DB Gold Short Exchange Traded Notes
Ticker
Exp. Ratio
DGZ US
0.75
Total Assets (US$M)
Div Yield (%)
19
N/A
Traded Currency
30D Avg Turnover ('000)
USD
459
DB Gold Short ETN is an exchange-traded note issued in the USA by Deutsche Bank AG (London). The Notes will
provide investors with a cash payment at the scheduled maturity or early redemption, based on the inverse (opposite)
performance of its underlying index plus the monthly T-Bill index return.
Direxion Daily Gold Miners Index Bull 3X Shares
Ticker
Exp. Ratio
NUGT US
0.95
Total Assets (US$M)
Div Yield (%)
1,145
N/A
Traded Currency
30D Avg Turnover ('000)
USD
491,273
Direxion Daily Gold Miners Bull 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective is
daily investment results of 300% of the NYSE Arca Gold Miners Index.
24 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
GOLD (LEVERAGED AND INVERSE)
Direxion Daily Junior Gold Miners Index Bull 3x
Shares
Ticker
Exp. Ratio
JNUG US
0.95
Total Assets (US$M)
Div Yield (%)
514
N/A
Traded Currency
30D Avg Turnover ('000)
USD
319,359
Direxion Daily Junior Gold Miners Index Bull 3x Shares is an exchange-traded fund incorporated in the USA. The
Fund's objective is daily investment results of 300% of the Market Vectors Junior Gold Miners Index.
Direxion Daily Gold Miners Index Bear 3X Shares
Ticker
Exp. Ratio
DUST US
0.95
Total Assets (US$M)
Div Yield (%)
346
N/A
Traded Currency
30D Avg Turnover ('000)
USD
382,848
Direxion Daily Gold Miners Bear 3X Shares is an exchange-traded fund incorporated in the USA. The Fund's objective
is daily investment results of 300% the inverse (opposite) of the NYSE Arca Gold Miners Index.
Direxion Daily Junior Gold Miners Index Bear 3X Shares
Ticker
Exp. Ratio
JDST US
0.95
Total Assets (US$M)
Div Yield (%)
123
N/A
Traded Currency
30D Avg Turnover ('000)
USD
193,146
Direxion Daily Junior Gold Miners Index Bear 3X Shares is an exchange-traded fund incorporated in the USA. The
Fund's objective is daily investment results of 300% the inverse (opposite) of the Market Vectors Junior Gold Miners
Index.
25 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
APPENDIX A: US Equity and Fixed Income
TICKER
NAME
TOTAL
ASSETS
(US$M)
US EQUITY
SPY US EQUITY
SPY SP EQUITY
IVV US EQUITY
VTI US EQUITY
VOO US EQUITY
QQQ US EQUITY
SPDR S&P500
ETF Trust
210,369
EXPENSE TRADED DESCRIPTION
RATIO
CCY
30 DAY AVG
TURNOVER
('000)
DIV
YIELD (%)
0.09
20,639,317
2.04
917,203
1.57
262,582
1.85
408,561
1.98
2,934,605
1.08
USD
SPDR S&P 500 ETF Trust is an exchange-traded fund incorporated in the USA.
The ETF tracks the S&P 500 Index. The Trust consists of a portfolio
representing all 500 stocks in the S&P 500 Index. It holds predominantly largecap U.S. stocks. This ETF is structured as a Unit Investment Trust and pays
dividends on a quarterly basis. The holdings are weighted by market
capitalization.
SPDR S&P500 ETF is also traded over SGX: GL Code "S27"
iShares Core
83,817
0.04
USD
iShares Core S&P 500 ETF is an exchange-traded fund incorporated in the USA.
S&P 500 ETF
The ETF tracks the performance of the S&P 500 Index. It invests in all 500
stocks that comprise the index. The ETF holds predominantly large-cap stocks
from U.S. companies. It weights the holdings using a market capitalization
methodology and rebalances quarterly.
Vanguard Total 63,777
0.05
USD
Vanguard Total Stock Market ETF is an exchange-traded fund incorporated in
Stock Market
the USA. The ETF tracks the performance of the CRSP US Total Market Index.
ETF
The ETF holds U.S stocks of all cap sizes. Its investments aim to represent the
entire U.S. Equity Market. The ETF holds over 3,500 securities and weights
these holdings by market capitalization.
Vanguard S&P
51,397
0.05
USD
Vanguard S&P 500 ETF is an exchange-traded fund incorporated in the USA.
500 ETF
The ETF tracks the performance of the S&P 500 Index. The ETF primarily holds
large-cap U.S. stocks. It invests in all 500 stocks that comprise the index. The
ETF weights the holdings using a market capitalization methodology and
rebalances quarterly.
Powershares
38,154
0.20
USD
Powershares QQQ Trust Series 1 is an exchange-traded fund incorporated in
QQQ Trust
the USA. The ETF tracks the performance of the Nasdaq 100 Index. The ETF
Series 1
holds large cap U.S. stocks. Its investments exclude the financial sector and
therefore, tend to be focused on the technology and consumer sector. The
ETF weights the holdings using a market capitalization methodology.
26 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
DIA US EQUITY
SPDR Dow
Jones Industrial
Average ETF
Trust
12,021
0.17
USD
IYY US EQUITY
iShares Dow
Jones U.S. ETF
945
0.20
USD
IWM US EQUITY
iShares Russell
2000 ETF
35,003
0.20
USD
IWD US EQUITY
iShares Russell
1000 Value ETF
32,639
0.20
USD
IWF US EQUITY
iShares Russell
1000 Growth
ETF
30,222
0.20
USD
VTV US EQUITY
Vanguard Value
ETF
23,156
0.08
USD
VIG US EQUITY
Vanguard
Dividend
Appreciation
ETF
21,813
0.10
USD
SPDR Dow Jones Industrial Average ETF Trust is an exchange-traded fund
incorporated in the USA. The ETF tracks the Dow Jones Industrial Average
Index. The ETF holds the 30 large-cap US stocks that represent the Index. This
ETF is registered as a Unit Investment trust and pays a monthly dividend
representing dividends paid by the underlying stocks. The ETF's holdings are
price weighted.
iShares Dow Jones U.S. ETF is an exchange-traded fund incorporated in the
USA. The Fund's objective seeks investment results that correspond to the
performance of the Dow Jones U.S. Total Market Index.
iShares Russell 2000 ETF is an exchange-traded fund incorporated in the USA.
The ETF tracks the performance of the Russell 2000 Index Fund. The ETF holds
mid and small-cap U.S. stocks. Its investments are in the smallest 2000
companies from the Russell 3000 Index. The ETF weights the holdings by
market capitalization and rebalances annually.
iShares Russell 1000 Value ETF is an exchange-traded fund incorporated in the
USA. The ETF tracks the performance of the Russell 1000 Value Index. The ETF
holds mid and large-cap U.S. stocks. Its investments are in companies that are
thought to be undervalued by the market. The ETF weights the holdings using
a market capitalization methodology and rebalances annually.
iShares Russell 1000 Growth ETF is an exchange-traded fund incorporated in
the USA. The ETF tracks the performance of the Russell 1000 Growth Index.
The ETF holds mostly large-cap U.S. stocks. Its investments are in companies
whose earnings are expected to grow at an above-average rate relative to the
market. The ETF weights the holdings by market capitalization.
Vanguard Value ETF is an exchange-traded fund incorporated in the USA. The
ETF tracks the performance of the CRSP U.S. Large Cap Value Index. The ETF
holds large-cap U.S. stocks. The Fund invests all of its assets in the stocks that
make up the Index and follows a full replication strategy. It weights the
holdings using a multi factor methodology.
Vanguard Dividend Appreciation ETF is an exchange-traded fund incorporated
in the USA. The ETF tracks the NASDAQ US Dividend Achievers Select Index.
The ETF holds mid and large-cap U.S. stocks. Its investments are focused on
U.S. common stocks that have a history of increasing dividends for ten
consecutive years, but exclude REITs. The ETF weights the holdings using by
market capitalization.
600,104
2.37
3,355
1.42
3,705,506
1.38
291,460
2.24
165,041
1.43
106,504
2.42
71,587
2.06
27 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
TICKER
TOTAL
ASSETS
(US$M)
EXPENSE TRADED DESCRIPTION
RATIO
CCY
30 DAY AVG
TURNOVER
('000)
DIV
YIELD (%)
US FIXED INCOME
AGG US EQUITY
iShares Core
U.S. Aggregate
Bond ETF
41,507
0.05
USD
299,699
2.50
BND US EQUITY
Vanguard
Total Bond
Market ETF
32,168
0.06
USD
141,602
2.54
LQD US EQUITY
iShares iBoxx $
Investment
Grade
Corporate
Bond ETF
Vanguard
Short-Term
Bond ETF
29,341
0.15
USD
iShares Core U.S. Aggregate Bond ETF is an exchange-traded fund
incorporated in the USA. The ETF seeks to track the Bloomberg Barclays US
Aggregate Bond Index. The fund invests in securities within the total U.S.
investment-grade bond market. This includes Treasuries, government-related
and corporate securities, MBS, ABS and CMBS.
Vanguard Total Bond Market ETF is an exchange-traded fund incorporated in
the USA. The Fund seeks to track the performance of the Bloomberg Barclays
Capital Aggregate Bond Index, which measures a wide spectrum of public,
investment-grade, taxable, fixed income securities in the U.S.
iShares iBoxx $ Investment Grade Corporate Bond ETF is an exchange-traded
fund incorporated in the USA. The ETF seeks to track the investment results of
an index composed of U.S. dollar-denominated, investment-grade corporate
bonds.
631,844
3.34
19,516
0.09
USD
110,208
1.50
iShares iBoxx $
High Yield
Corporate
Bond ETF
iShares US
Preferred
Stock ETF
Vanguard
Short-Term
Corporate
Bond ETF
15,381
0.50
USD
Vanguard Short-Term Bond ETF is an exchange-traded fund incorporated in
the USA. The Fund seeks to track the performance of the Bloomberg Barclays
Capital 1-5 Year Government/Credit Index, which includes all medium and
larger issues of U.S. government, investment-grade corporate, and
investment-grade international bonds that have a maturities between 1 and 5
years.
iShares iBoxx $ High Yield Corporate Bond ETF is an exchange-traded fund
incorporated in the USA. The ETF seeks to track the investment results of an
index composed of U.S. dollar-denominated, high yield corporate bonds.
1,158,482
5.61
16,738
0.47
USD
137,155
6.18
15,232
0.10
USD
iShares U.S. Preferred Stock ETF is an exchange-traded fund incorporated in
the USA. The Fund seeks results that correspond generally to the price and
yield performance of the S&P U.S. Preferred Stock Index.
Vanguard Short-Term Corporate Bond ETF is an exchange-traded fund
incorporated in the USA. The Fund seeks to track the performance of the
Bloomberg Barclays Capital US 1-5 Year Corporate Bond Index.
89,514
2.18
BSV US EQUITY
HYG US EQUITY
PFF US EQUITY
VCSH US EQUITY
NAME
28 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
APPENDIX B: US Leveraged
TICKER
NAME
2X LONG US EQUITY
SSO US
ProShares Ultra
EQUITY
S&P500
TOTAL
ASSETS
(US$M)
EXPENSE
RATIO
TRADED
CCY
DESCRIPTION
30 DAY AVG
TURNOVER
('000)
1,531
0.89
USD
ProShares Ultra S&P500 ETF is an exchange-traded fund incorporated in the USA. The Fund
seeks daily investment results that correspond to twice (200%) the daily performance of the
S&P 500 Index.
Ultra QQQ ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily
investment results that correspond to twice (200%) the daily performance of the NASDAQ-100
Index.
ProShares Ultra Dow30 is an exchange-traded fund incorporated in the USA. The Fund seeks
daily investment results that correspond to twice (200%) the daily performance of the Dow
Jones Industrial Average.
ProShares Ultra Financials is an exchange-traded fund incorporated in the USA. The ETF seeks to
double (200%) the daily performance of the Dow Jones U.S. Financials Index. The ETF holds
equity securities and daily swaps to obtain its 2X daily performance. Its investments are focused
on large and mid-cap U.S. financial stocks. The ETF uses a market capitalization weighting
methodology.
ProShares Ultra Russell2000 is an exchange traded-fund incorporated in the USA. The Fund
seeks daily investment results that correspond to twice (200%) the daily performance of the
Russell 2000 Index.
Ultra Oil & Gas Proshares is an exchange-traded fund incorporated in the USA. The Fund seeks
daily investment results that correspond to twice (200%) the daily performance of the Dow
Jones U.S. Oil & Gas Index.
235,672
ProShares UltraPro S&P 500 is an exchange-traded fund incorporated in the USA. The Fund
seeks daily investment results, before fees and expenses, that correspond to triple (300%) the
daily performance of the S&P 500 Index.
Direxion Daily S&P 500 Bull 3X Shares is an exchange-traded fund incorporated in the USA. The
Fund's objective is daily investment results, before fees and expenses, of 300% of the
performance of the S&P 500 Index ("Large Cap Index").
ProShares UltraPro QQQ is an exchange-traded fund incorporated in the USA. The Fund seeks
investment results which correspond to three times (300%) the daily performance of the
NASDAQ-100 Index.
190,840
QLD US
EQUITY
ProShares Ultra
QQQ
837
0.95
USD
DDM US
EQUITY
ProShares Ultra
Dow30
239
0.95
USD
UYG US
EQUITY
ProShares Ultra
Financials
743
0.95
USD
UWM US
EQUITY
ProShares Ultra
Russell2000
189
0.95
USD
DIG US
EQUITY
ProShares Ultra
Oil & Gas
161
0.95
USD
686
0.95
USD
532
0.95
USD
1,000
0.95
USD
3X LONG US EQUITY
UPRO US
ProShares
EQUITY
UltraPro S&P
500
SPXL US
Direxion Daily
EQUITY
S&P 500 Bull 3X
TQQQ US
EQUITY
ProShares
UltraPro QQQ
90,446
11,871
3,876
17,595
6,380
126,404
242,886
29 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
UDOW US
EQUITY
ProShares
UltraPro Dow30
106
0.95
USD
FINU US
EQUITY
ProShares
UltraPro
Financial Select
Sector
Direxion Daily
Financial Bull 3X
Shares
11
0.95
USD
1,215
0.95
USD
URTY US
EQUITY
ProShares
UltraPro
Russell2000
104
0.95
USD
TNA US
EQUITY
Direxion Daily
Small Cap Bull
3X Shares
699
0.95
USD
FAS US
EQUITY
ProShares UltraPro Dow30 is an exchange-traded fund incorporated in the USA. The Fund seeks
investment results which correspond to three times (300%) the daily performance of the Dow
Jones 30 Index.
ProShares UltraPro 3x Financials is an exchange-traded fund incorporated in the USA. The Fund
seeks investment results, before fees and expenses, that correspond to three times (3x) the
daily performance of the S&P Financial Select Sector Index.
26,859
Direxion Daily Financial Bull 3X Shares is an exchange-traded fund incorporated in the USA. The
Fund's objective is daily investment results, before fees and expenses, of 300% of the
performance of the Russell 1000 Financial Services Index ("Financial Index"). The Fund invests in
at least 80% of its net assets in the equity securities that comprise the Financial Index
ProShares UltraPro Russell2000 is an exchange-traded fund incorporated in the USA. The Fund
seeks investment results which correspond to three times (300%) the daily performance of the
Russell 2000 Index. The ETF uses a derivative based replication strategy and weights the
holdings using a market capitalization methodology.
Direxion Daily Small Cap Bull 3X Shares is and exchange-traded fund incorporated in the USA.
The Fund's objective is daily investment results, before fees and expenses, of 300% of the
performance of the Russell 2000 Index ("Small Cap Index"). The ETF is market cap weighted and
invests in at least 80% of its net assets in the equity securities that comprise the Small Cap
Index.
100,353
204
17,741
281,171
30 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
APPENDIX C: US Inverse
TICKER
NAME
1X SHORT US EQUITY
SH US
ProShares Short
EQUITY
S&P500
TOTAL
ASSETS
(US$M)
EXPENSE
RATIO
TRADED
CCY
DESCRIPTION
30 DAY AVG
TURNOVER
('000)
2,367
0.89
USD
ProShares Short S&P500 is an exchange-traded fund incorporated in the USA. The Fund seeks
daily investment results that correspond to the inverse (opposite) of the daily performance of
the S&P 500 Index.
Short QQQ ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks daily
investment results that correspond to the inverse (opposite) of the daily performance of the
NASDAQ-100 Index.
ProShares Short Dow30 is an exchange-traded fund incorporated in the USA. The Fund seeks
investment results that correspond to the inverse (opposite) of the daily performance of the
Dow Jones Industrial Average.
Short Financials ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks
investment results that correspond to the inverse (opposite) of the daily performance of the
underlying index.
ProShares Short Russell 2000 is an exchange-traded fund incorporated in the USA. The Fund
seeks daily investment results that correspond to the inverse (opposite) of the daily
performance of the Russell 2000 Index.
147,704
UltraShort S&P500 ProShares is an exchange-traded fund incorporated in the USA. The Fund
seeks daily investment results that correspond to twice (200%) the inverse (opposite) of the
daily performance of the S&P 500 Index.
UltraShort QQQ ProShares is an exchange-traded fund incorporated in the USA. The Fund seeks
daily investment results that correspond to twice (200%) the inverse (opposite) of the daily
performance of the NASDAQ-100 Index
ProShares UltraShort Dow30 is an exchange-traded fund incorporated in the USA. The Fund
seeks daily investment results that correspond to twice (200%) the inverse (opposite) of the
daily performance of the Dow Jones Industrial Average.
UltraShort Financials ProShares is an exchange-traded fund incorporated in the USA. The Fund
seeks daily investment results that correspond to twice (200%) the inverse (opposite) of the
daily performance of the Dow Jones U.S. Financials Index.
UltraShort Russell 2000 ProShares is an exchange-traded fund incorporated in the USA. The
Fund seeks daily investment results that correspond to twice (200%) the inverse (opposite) of
202,755
PSQ US
EQUITY
ProShares Short
QQQ
342
0.95
USD
DOG US
EQUITY
ProShares Short
Dow30
318
0.95
USD
SEF US
EQUITY
ProShares Short
Financials
33
0.95
USD
RWM US
EQUITY
ProShares Short
Russell2000
420
0.95
USD
1,859
0.89
USD
396
0.95
USD
242
0.95
USD
46
0.95
USD
145
0.95
USD
2X SHORT US EQUITY
SDS US
ProShares
EQUITY
UltraShort
S&P500
QID US
ProShares
EQUITY
UltraShort QQQ
DXD US
EQUITY
SKF US
EQUITY
TWM US
EQUITY
ProShares
UltraShort
Dow30
ProShares
UltraShort
Financials
ProShares
UltraShort
34,617
17,603
654
46,764
69,570
23,511
1,764
33,191
31 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
Russell2000
3X SHORT US EQUITY
SPXU US
ProShares
EQUITY
UltraPro Short
S&P 500
SPXS US
Direxion Daily
EQUITY
S&P 500 Bear
3X Shares
SQQQ US
EQUITY
SDOW US
EQUITY
FINZ US
EQUITY
FAZ US
EQUITY
SRTY US
EQUITY
TZA US
EQUITY
the daily performance of the Russell 2000 Index.
806
0.92
USD
ProShares UltraPro Short S&P 500 is an exchange-traded fund incorporated in the USA. The
Fund seeks daily investment results, before fees and expenses, that correspond to triple (300%)
the inverse of the daily performance of the S&P 500 Index.
Direxion Daily S&P 500 Bear 3X Shares is an exchange-traded fund incorporated in the USA. The
Fund's objective is daily investment results, before fees and expenses, of 300% of the inverse
(opposite) of the performance of the S&P 500 Index ("Large Cap Index").
146,968
512
0.95
USD
ProShares
UltraPro Short
QQQ
ProShares
UltraPro Short
Dow30
ProShares
UltraPro Short
Financial Select
Sector
Direxion Daily
Financial Bear
3X Shares
642
0.95
USD
ProShares UltraPro Short QQQ is an exchange-traded fund incorporated in the USA. The Fund
seeks investment results which correspond to three times (300%) the inverse of the daily
performance of the NASDAQ-100 Index.
ProShares UltraPro Short Dow30 is an exchange-traded fund incorporated in the USA. The Fund
seeks investment results which correspond to three times (300%) the inverse of the daily
performance of the Dow Jones 30 Index.
ProShares UltraPro Short Financials is an exchange-traded fund incorporated in the USA. The
Fund seeks investment results, before fees and expenses, that correspond to three times the
inverse (-3x) the daily performance of the S&P Financial Select Sector Index.
111,977
236
0.95
USD
1
0.95
USD
262
0.95
USD
Direxion Daily Financial Bear 3X Shares is an exchange-traded fund incorporated in the USA. The
Fund's objective is daily investment results, before fees and expenses, of 300% of the inverse of
the performance of the Russell 1000 Financial Index.
53,914
ProShares
UltraPro Short
Russell2000
Direxion Daily
Small Cap Bear
3X Shares
99
0.95
USD
19,923
0.95
USD
ProShares UltraPro Short Russell2000 is an exchange-traded fund incorporated in the USA. The
Fund seeks investment results which correspond to three times (300%) the inverse of the daily
performance of the Russell 2000 Index.
Direxion Daily Small Cap Bear 3X Shares is an exchange-traded fund incorporated in the USA.
The Fund's objective is daily investment results, before fees and expenses, of 300% of the
inverse of the performance of the Small Cap Index. The Fund invests in at least 80% of its net
assets in Financial Instruments that, provide exposure to the Small Cap Index.
501
71,620
34,662
61
239,427
32 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
APPENDIX D: China & HK Equity
TICKER
NAME
HK EQUITY
2800 HK EQUITY
2828 HK EQUITY
2833 HK EQUITY
CHINA EQUITY
2823 HK EQUITY
2822 HK EQUITY
TOTAL
ASSETS
(US$M)
EXPENSE TRADED DESCRIPTION
RATIO
CCY
30 DAY AVG
TURNOVER
('000)
DIV
YIELD (%)
Tracker Fund
of Hong Kong
Ltd
10,230
0.10
HKD
731,917
3.47
Hang Seng
Investment
Index Funds
Series - HShare Index
ETF
Hang Seng
Investment
Index Funds
Series II - Hang
Seng Index ETF
5,814
0.64
HKD
Tracker Fund of Hong Kong (TraHK) is an ETF registered in Hong Kong. The
Fund seeks to provide investment results that closely correspond to the
performance of the Hang Seng Index through investing all, or substantially all,
of the Fund's assets in Index Shares in substantially the same weightings as
they appear in the Hang Seng Index.
Hang Seng Investment Index Funds Series - H-Share Index ETF is an
exchangetraded fund established in Hong Kong. The Fund's objective is to
provide investment returns that match the performance of the Hang Seng
China Enterprises Index (H-Share Index). The Fund invests in constituent stocks
of the H-Share Index.
441,455
3.24
5,661
0.13
HKD
Hang Seng Investment Index Funds Series II - HSI ETF is an exchange-traded
fund established in Hong Kong. The Fund's objective is to match, before
expenses, as closely as practicable the performance of the Hang Seng Index.
The Fund invests in constituent stocks of the Hang Seng Index.
2,758
3.40
iShares FTSE
A50 China
Index ETF
4,023
0.99
HKD
214,183
2.66
CSOP FTSE
China A50 ETF
2,685
1.08
HKD
iShares Asia Trust - iShares FTSE A50 China Index ETF is an exchange-traded
fund established in Hong Kong. The Fund seeks to provide investment results
that correspond generally to the performance of the FTSE China A50 Index,
before fees and expenses. The Fund invests primarily in China A-Share Access
Products ("CAAPs") but will also invest in A-Shares directly.
CSOP FTSE China A50 ETF is an exchange-traded fund incorporated in Hong
Kong. The Fund seeks to track the performance of the FTSE China A50 Index.
The Fund invests most of its total assets in the equities of member companies
of the FTSE China A50 Index. This is a RQFII fund.
235,802
2.58
33 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
3188 HK EQUITY
ChinaAMC ETF
Series ChinaAMC CSI
300 Index ETF
1,447
0.83
HKD
ChinaAMC ETF Series - ChinaAMC CSI 300 Index ETF is an exchange-traded fund
incorporated in Hong Kong. The Fund seeks to track the performance of the CSI
300 Index. The Fund mainly invests most of its total assets in the equities of
member companies of the CSI 300 Index. This is a RQFII fund.
77,168
0.88
FXI US EQUITY
iShares China
Large-Cap ETF
3,558
0.73
USD
736,990
2.85
HD8 SP EQUITY
db x-trackers
FTSE China 50
UCITS ETF DR
CSOP SZSE
ChiNext ETF
166
0.60
USD
148
#N/A
N/A
60
1.27
HKD
iShares China Large-Cap ETF is an exchange-traded fund incorporated in the
USA. The ETF tracks the FTSE China 50 Index, investing in large cap stocks. Its
investments are focused in the financial, oil and gas, technology and
communications sectors. The ETF uses a representative sampling indexing
strategy, investing at least 90% of its assets in the securities of the underlying
index.
db x-trackers FTSE CHINA 50 UCITS ETF DR is a UCITS IV compliant exchange
trade fund incorporated in Luxembourg. The Fund's objective is to track the
performance of the FTSE CHINA 25 Index.
CSOP SZSE ChiNext ETF is an exchange-traded fund incorporated in Hong Kong.
The Fund seeks provide investment results that, before deduction of fees and
expenses, closely correspond to the performance of the ChiNext Index. This is a
RQFII fund.
4,039
#N/A
N/A
3147 HK EQUITY
34 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
APPENDIX E: China Leveraged & Inverse
TICKER
NAME
TOTAL
ASSETS
(US$M)
2X LONG CHINA EQUITY
CHAU US
Direxion Daily
EQUITY
CSI 300 China A
Share Bull 2X
Shares
XPP US
ProShares Ultra
EQUITY
FTSE China 50
3X LONG CHINA EQUITY
YINN US
Direxion Daily
EQUITY
FTSE China Bull
3X Shares
1X SHORT CHINA EQUITY
CHAD US
Direxion Daily
EQUITY
CSI 300 China A
Share Bear 1X
Shares
YXI US
ProShares Short
EQUITY
FTSE China 50
2X SHORT CHINA EQUITY
FXP US
ProShares
EQUITY
UltraShort FTSE
China 50
3X SHORT CHINA EQUITY
YANG US
Direxion Daily
EQUITY
FTSE China Bear
3X Shares
EXPENSE
RATIO
TRADED
CCY
DESCRIPTION
30 DAY AVG
TURNOVER
('000)
58
0.95
USD
1,305
36
0.95
USD
Direxion Daily CSI 300 China A Share Bull 2X Shares is an exchange-traded fund incorporated in
the USA. The Fund's objective is daily investment results of 200% of the CSI 300 Index. The ETF
does not seek to achieve its stated investment objective over a period of time greater than one
day.
ProShares Ultra FTSE China 50 is an exchange-traded fund incorporated in the USA. The Fund
seeks daily investment results that correspond to twice (200%) the daily performance of the
FTSE/Xinhua China 50 Index. The Fund invests in equity securities that should have similar daily
return of FTSE/Xinhua China 50 Index.
147
0.95
USD
Direxion Daily FTSE China Bull 3X Shares is an exchange-traded fund incorporated in the USA.
The Fund's objective is daily investment results, before fees and expenses, of 300% of the
performance of the FTSE China 50 Index.
22,629
69
0.80
USD
476
11
0.95
USD
Direxion Daily CSI 300 China A Share Bear 1X Shares is an exchange-traded fund incorporated in
the USA. The Fund's objective is daily investment results of 100% the inverse (opposite) of the
CSI 300 Index. The ETF does not seek to achieve its stated investment objective over a period of
time greater than one day.
ProShares Short FTSE/Xinhua China 50 is an exchange-traded fund incorporated in the USA. The
Fund seeks daily investment results that correspond to the inverse (opposite) of the daily
performance of the FTSE/Xinhua China 50 Index.
53
0.95
USD
Proshares UltraShort FTSE China 50 is an exchange-traded fund incorporated in the USA. The
Fund seeks investment results that correspond to the performance of 200% the inverse
(opposite) of the FTSE China 50 Index.
1,172
67
0.95
USD
Direxion Daily FTSE China Bear 3X Shares is an exchange-traded fund incorporated in the USA.
The Fund's objective is daily investment results, before fees and expenses, of 300% of the
inverse (the opposite) of the performance of the FTSE China 50 Index.
8,359
772
163
35 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
APPENDIX F: Europe Equity
TICKER
NAME
TOTAL
ASSETS
(US$M)
EXPENSE TRADED DESCRIPTION
RATIO
CCY
30 DAY AVG
TURNOVER
('000)
DIV
YIELD (%)
iShares Core DAX
UCITS ETF DE
8,263
0.16
EUR
iShares Core DAX UCITS ETF (DE) is an open-end, UCITS compliant exchange
traded fund incorporated in Germany. The fund aims to track the
performance of the DAX index. The fund reinvests income received back
into the fund.
4,910
0.73
Lyxor UCITS ETF
Euro Stoxx 50
Daily Hedged CUSD
6,860
0.20
USD
Lyxor UCITS ETF Euro Stoxx 50 Daily Hedged C-USD is an open-end UCITS
compliant exchange traded fund incorporated in France. The Fund's
investment objective is to track the performance of the EURO STOXX 50 Net
Return Daily Hedged USD.
2,089
N/A
Lyxor UCITS ETF
Euro Stoxx 50
Daily Hedged CGBP
iShares EURO
STOXX 50 UCITS
ETF DE
6,804
0.20
GBp
LYXOR UCITS ETF EURO STOXX 50 is an open-end, UCITS compliant
exchange traded fund incorporated in France. The Fund aims to track the
performance of the EURO STOXX 50 Net Return Daily Hedged GBP.
1,717
N/A
6,880
0.16
EUR
iShares EURO STOXX 50 UCITS ETF (DE) is an open-end UCITS compliant
exchange traded fund incorporated in Germany. The fund aims to track the
performance of the EURO STOXX 50 index. The fund distributes income
received to shareholders.
169
3.62
UNITED KINGDOM
ISF LN EQUITY
iShares Core FTSE
100 UCITS ETF
5,133
0.07
GBp
3,478,119
4.50
VUKE LN EQUITY
2,897
0.09
GBP
iShares Core FTSE 100 UCITS ETF (Dist) is an open-end, UCITS compliant
exchange traded fund incorporated in Ireland. The Fund aims to track the
performance of the FTSE100 Index. The fund distributes income received to
shareholders.
Vanguard FTSE 100 ETF is a UCITS compliant, exchange-traded fund,
domiciled in Ireland. The fund seeks to track the performance of the FTSE
100 Index, a widely recognised UK benchmark of the 100 most highly
capitalised blue chip companies, representing approximately 83% of the UK
market.
15,723
3.92
GERMANY
DAXEX GR
EQUITY
EUROZONE
MSEU LN
EQUITY
MSEX LN
EQUITY
SX5EEX GR
EQUITY
Vanguard FTSE
100 UCITS ETF
36 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
APPENDIX G: Oil and Gas
TICKER
NAME
TOTAL
ASSETS
(US$M)
EXPENSE TRADED DESCRIPTION
RATIO
CCY
30 DAY AVG
TURNOVER
('000)
DIV
YIELD (%)
Energy Select
Sector SPDR Fund
15,403
0.14
USD
993,418
2.64
VDE US Equity
Vanguard Energy
ETF
3,843
0.10
USD
19,751
2.61
XOP US Equity
SPDR S&P Oil &
Gas Exploration &
Production ETF
1,915
0.35
USD
627,225
1.04
IYE US EQUITY
iShares U.S.
Energy ETF
1,241
0.43
USD
45,311
2.45
IXC US EQUITY
iShares Global
Energy ETF
1,054
0.47
USD
Energy Select Sector SPDR Fund is an exchange-traded fund incorporated in
the USA. The ETF tracks the performance of the Energy Select Sector Index.
The ETF holds large-cap U.S. energy stocks. It invests in companies that
develop & produce crude oil & natural gas, provide drilling and other
energy related services. The holdings are weighted by market capitalization.
Vanguard Energy ETF is an exchange-traded fund incorporated in the USA.
The Fund seeks to track the performance of the MSCI US Investable Market
Energy Index. The Index consists of large, medium-size and small US
companies within the energy sector that are involved with the construction
or provision of oil rigs as well as the exploration, production and refining of
oil/gas products.
SPDR S&P Oil & Gas Exploration & Production ETF is an exchange-traded
fund incorporated in the USA. The Fund's objective is to replicate as closely
as possible the S&P Oil & Gas Exploration & Production Select Industry
Index, an equal-weighted index.
iShares U.S. Energy ETF is an exchange-traded fund incorporated in the
USA. The Fund's objective seeks investment results that correspond to the
performance of the Dow Jones U.S. Energy Sector Index. The Fund will
concentrate its investments in a particular industry or group of industries to
approximately the same extent as the Index is so concentrated.
iShares Global Energy ETF is an exchange-traded fund incorporated in the
USA. The Fund's objective is to seek investment results that correspond to
the performance of the S&P Global Energy Index.
11,390
3.25
3,281
0.72
USD
United States Oil Fund LP is a Delaware limited partnership incorporated in
the USA. The Fund's objective is to have changes in percentage terms of its
unit's net asset value reflect the changes of the price of WTI Crude Oil
delivered to Cushing, Oklahoma, as measured by changes in percentage
terms of the price of the WTI Crude Oil futures contract on the NYMEX. The
fund is a commodity pool.
492,012
N/A
ENERGY SECTOR
XLE US Equity
CRUDE OIL COMMODITY (FUTURES)
USO US EQUITY United States Oil
Fund LP
37 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
USL US EQUITY
United States 12
Month Oil Fund LP
112
0.93
USD
3135 HK EQUITY
CSOP WTI Oil
Annual Roll
December Futures
ER ETF
22
1.08
HKD
806
0.95
USD
LEVERAGED AND INVERSE
UCO US EQUITY ProShares Ultra
Bloomberg Crude
Oil
UWTI US
EQUITY
VelocityShares 3x
Long Crude ETN
1,445
1.35
USD
SCO US EQUITY
ProShares
UltraShort
Bloomberg Crude
Oil
159
0.95
USD
223
1.35
USD
DWTI US EQUITY VelocityShares 3x
Inverse Crude ETN
United States 12 Month Oil Fund LP is an exchange traded fund
incorporated in the USA. The Fund's objective is to have changes in
percentage terms of its unit's net asset value reflect changes of the price of
WTI Crude Oil delivered to Cushing, Oklahoma, as measured by changes in
percentage terms of the price of an average of the next 12 month's WTI
Crude Oil futures contracts on the NYMEX.
CSOP WTI Oil Annual Roll December Futures ER ETF is an exchange-traded
fund incorporated in Hong Kong. The fund aims to provide investment
results that, before fees and expenses, closely correspond to the
performance of the BofA Merrill Lynch Commodity index eXtra CLA Index
(Excess Return).
1,198
N/A
1,202
N/A
ProShares Ultra Bloomberg Crude Oil is an exchange-traded fund
incorporated in the USA. The Fund will seek daily investment results that
correspond to twice (200%) the daily performance of its corresponding
benchmark, the Bloomberg Crude Oil Sub-Index.
VelocityShares Daily 3x Long Crude ETN is an exchange-traded note issued
in the USA by Credit Suisse AG (Nassau Branch). The Note will provide
investors with a cash payment at the scheduled maturity or early
redemption based on the performance of the underlying index, S&P GSCI
Crude Oil Index ER.
ProShares UltraShort Bloomberg Crude Oil is an exchange-traded fund
incorporated in the USA. The Fund will seek daily investment results that
correspond to twice (200%) the inverse (opposite) the daily performance,
whether positive or negative, of its corresponding benchmark. The Fund
tracks a multiple or inverse multiple of the daily performance of the
Bloomberg Crude Oil Sub-Index.
VelocityShares Daily 3x Inverse Crude ETN is an exchange-traded note
issued in the USA. The Note will provide investors with a cash payment at
the scheduled maturity or early redemption based on the performance of
the underlying index, S&P GSCI Crude Oil Index ER.
72,456
N/A
457,978
N/A
49,859
N/A
331,798
N/A
38 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
APPENDIX H: Gold
TICKER
NAME
TOTAL
ASSETS
(US$M)
EXPENSE TRADED DESCRIPTION
RATIO
CCY
30 DAY AVG
TURNOVER
('000)
DIV
YIELD (%)
SPDR Gold
Shares
36,239
0.40
USD
1,250,489
N/A
IAU US Equity
iShares Gold
Trust
8,297
0.25
USD
119,898
N/A
PHAU LN Equity
ETFS Physical
Gold
6,017
0.39
USD
SPDR Gold Shares is an investment fund incorporated in the USA. The
investment objective of the Trust is for the Shares to reflect the performance of
the price of gold bullion, less the Trust's expenses. The Trust holds gold and is
expected from time to time to issue Baskets in exchange for deposits of gold and
to distribute gold in connection with redemptions of Baskets.
iShares Gold Trust is an investment fund incorporated in the USA. The Fund
issues shares representing fractional undivided beneficial interests in its net
assets. The assets of the Trust will consist primarily of gold held by the custodian
on behalf of the Trust.
ETFS Physical Gold is an open-ended, UCITS eligible Exchange Traded
Commodity, incorporated in Jersey and list across Europe and Asia. It is designed
to track the Gold price less fees, allowing investors to invest in the precious
metals market. It is backed by physically allocated metal bullion which has no
credit risk. The security only holds LBMA (London Bullion Market) Good Delivery
bars.
39,050
N/A
VanEck
Vectors Gold
Miners ETF
9,280
0.53
USD
2,058,463
0.55
GDXJ US Equity
VanEck
Vectors
Junior Gold
Miners ETF
3,679
0.56
USD
826,369
0.40
RING US Equity
iShares MSCI
Global Gold
Miners ETF
263
0.39
USD
VanEck Vectors Gold Miners ETF is an exchange-traded fund incorporated in the
USA. The ETF tracks the performance of the Arca Gold Miners Index. The ETF
invests in materials stocks of all cap sizes across the globe. Its largest allocation
is in North American companies, principally those domiciled in Canada. The ETF
weights the holdings using a market capitalization methodology.
VanEck Vectors Junior Gold Miners ETF is an exchange traded fund incorporated
in the USA. The Fund's objective is to replicate as closely as possible, before fees
and expenses, the price and yield performance of the Market Vectors Junior
Gold Miners Index. The Fund will normally invest at least 80% of its total assets
in securities that comprise the Fund's benchmark index.
iShares MSCI Global Gold Miners ETF is an exchange-traded fund incorporated in
the USA. The ETF seeks investment results that correspond generally to the price
and yield performance, before fees and expenses, of the MSCI ACWI Select Gold
Miners Investable Market Index.
4,183
0.32
PHYSICAL GOLD
GLD US Equity
GOLD MINERS
GDX US Equity
39 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
APPENDIX I: Gold Leveraged & Inverse
TICKER
NAME
TOTAL
ASSETS
(US$M)
EXPENSE TRADED DESCRIPTION
RATIO
CCY
30 DAY AVG
TURNOVER
('000)
DIV
YIELD (%)
LEVERAGED GOLD
DGP US Equity
DB Gold Double
Long Exchange
Traded Notes
144
0.75
USD
1,119
N/A
UGLD US Equity
VelocityShares 3x
Long Gold ETN
linked to the S&P
GSCI Gold Index
83
1.35
USD
DB Gold Double Long ETN is an exchange-traded note issued in the USA by
Deutsche Bank AG (London). The Notes will provide investors with a cash
payment at the scheduled maturity or early redemption, based on the
double the performance of its underlying index plus the monthly T-Bill
index return.
VelocityShares 3x Long Gold ETN is an exchange-traded note issued in the
USA. The Note will provide investors with a cash payment at the scheduled
maturity or early redemption based on the performance of the underlying
index, the S&P GSCI® Gold Index Excess Return.
6,236
N/A
DB Gold Double
Short Exchange
Traded Notes
40
0.75
USD
739
N/A
DGLD US Equity
VelocityShares 3x
Inverse Gold ETN
linked to S&P GSCI
Gold Index Excess
Return
17
1.35
USD
DB Gold Double Short ETN is an exchange-traded note issued in the USA by
Deutsche Bank AG (London). The Notes will provide investors with a cash
payment at the scheduled maturity or early redemption, based on the
double the inverse (opposite) performance of its underlying index plus the
monthly T-Bill index return.
VelocityShares 3x Inverse Gold ETN is an exchange-traded note issued in
the USA. The Note will provide investors with a cash payment at the
scheduled maturity or early redemption based on the performance of the
underlying index, the S&P GSCI® Gold Index Excess Return.
3,106
N/A
DGZ US Equity
DB Gold Short
Exchange Traded
Notes
19
0.75
USD
DB Gold Short ETN is an exchange-traded note issued in the USA by
Deutsche Bank AG (London). The Notes will provide investors with a cash
payment at the scheduled maturity or early redemption, based on the
inverse (opposite) performance of its underlying index plus the monthly TBill index return.
459
N/A
INVERSE GOLD
DZZ US Equity
40 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R
LEVERAGED GOLD MINERS
NUGT US Equity Direxion Daily
Gold Miners Index
Bull 3X Shares
1,145
0.95
USD
Direxion Daily Gold Miners Bull 3X Shares is an exchange-traded fund
incorporated in the USA. The Fund's objective is daily investment results of
300% of the NYSE Arca Gold Miners Index.
491,273
N/A
JNUG US Equity
514
0.95
USD
Direxion Daily Junior Gold Miners Index Bull 3x Shares is an exchangetraded fund incorporated in the USA. The Fund's objective is daily
investment results of 300% of the Market Vectors Junior Gold Miners Index.
319,359
N/A
INVERSE GOLD MINERS
DUST US Equity
Direxion Daily
Gold Miners Index
Bear 3X Shares
346
0.95
USD
Direxion Daily Gold Miners Bear 3X Shares is an exchange-traded fund
incorporated in the USA. The Fund's objective is daily investment results of
300% the inverse (opposite) of the NYSE Arca Gold Miners Index.
382,848
N/A
JDST US Equity
123
0.95
USD
Direxion Daily Junior Gold Miners Index Bear 3X Shares is an exchangetraded fund incorporated in the USA. The Fund's objective is daily
investment results of 300% the inverse (opposite) of the Market Vectors
Junior Gold Miners Index.
193,146
N/A
Direxion Daily
Junior Gold
Miners Index Bull
3x Shares
Direxion Daily
Junior Gold
Miners Index Bear
3X Shares
41 | Retrieved from Bloomberg as at 16 November 2016
Co.Reg.no.:196600262R