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Form 10-Q
ALERE INC. - ALR
Filed: May 09, 2013 (period: March 31, 2013)
Quarterly report with a continuing view of a company's financial position
The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user
assumes all risks for any damages or losses arising from any use of this information, except to the extent such damages or losses cannot be
limited or excluded by applicable law. Past financial performance is no guarantee of future results.
Table of Contents
10-Q - FORM 10-Q
PART I
ITEM 1.
ITEM 2.
ITEM 3.
ITEM 4.
FINANCIAL STATEMENTS
MANAGEMENT S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF
OPERATIONS
QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK
CONTROLS AND PROCEDURES
PART II
ITEM 6.
EXHIBITS
SIGNATURE
EX-4.2 (EX-4.2)
EX-10.1 (EX-10.1)
EX-31.1 (EX-31.1)
EX-31.2 (EX-31.2)
EX-32.1 (EX-32.1)
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
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Table of Contents
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q
(Mark One)
 QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended March 31, 2013
OR
 TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from
to
COMMISSION FILE NUMBER 001-16789
ALERE INC.
(Exact name of registrant as specified in its charter)
DELAWARE
04-3565120
(State or other jurisdiction of
incorporation or organization)
(I.R.S. Employer
Identification No.)
51 SAWYER ROAD, SUITE 200
WALTHAM, MASSACHUSETTS 02453
(Address of principal executive offices)(Zip code)
(781) 647-3900
(Registrant’s telephone number, including area code)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the
preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90
days. Yes 
No 
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be
submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant
was required to submit and post such files). Yes 
No 
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions
of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer

Accelerated filer

Non-accelerated filer
 (Do not check if a smaller reporting company)
Smaller reporting company

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
Yes  No 
The number of shares outstanding of the registrant’s common stock, par value of $0.001 per share, as of May 6, 2013 was 81,288,432.
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
Table of Contents
ALERE INC.
REPORT ON FORM 10-Q
For the Quarterly Period Ended March 31, 2013
This Quarterly Report on Form 10-Q contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and
Section 21E of the Securities Exchange Act of 1934, as amended. Readers can identify these statements by forward-looking words such as “may,” “could,” “should,”
“would,” “intend,” “will,” “expect,” “anticipate,” “believe,” “estimate,” “continue” or similar words. A number of important factors could cause actual results of
Alere Inc. and its subsidiaries to differ materially from those indicated by such forward-looking statements. These factors include, but are not limited to, the risk factors
detailed in Part I, Item 1A, “Risk Factors,” of our Annual Report on Form 10-K, as amended, for the fiscal year ended December 31, 2012 and other risk factors
identified herein or from time to time in our periodic filings with the Securities and Exchange Commission. Readers should carefully review these risk factors, and
should not place undue reliance on our forward-looking statements. These forward-looking statements are based on information, plans and estimates at the date of this
report. We undertake no obligation to update any forward-looking statements to reflect changes in underlying assumptions or factors, new information, future events or
other changes.
Unless the context requires otherwise, references in this Quarterly Report on Form 10-Q to “we,” “us” and “our” refer to Alere Inc. and its subsidiaries.
TABLE OF CONTENTS
PAGE
PART I. FINANCIAL INFORMATION
Item 1. Financial Statements
a) Consolidated Statements of Operations for the Three Months Ended March 31, 2013 and 2012
b) Consolidated Statements of Comprehensive Income (Loss) for the Three Months Ended March 31, 2013 and 2012
c) Consolidated Balance Sheets as of March 31, 2013 and December 31, 2012
d) Consolidated Statements of Cash Flows for the Three Months Ended March 31, 2013 and 2012
e) Notes to Consolidated Financial Statements
Item 2. Management’s Discussion and Analysis of Financial Condition and Results of Operations
Item 3. Quantitative and Qualitative Disclosures About Market Risk
Item 4. Controls and Procedures
PART II. OTHER INFORMATION
Item 6. Exhibits
SIGNATURES
3
3
3
4
5
6
7
30
38
38
38
38
40
2
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
Table of Contents
PART I—FINANCIAL INFORMATION
ITEM 1.
FINANCIAL STATEMENTS
ALERE INC. AND SUBSIDIARIES
CONSOLIDATED STATEMENTS OF OPERATIONS
(unaudited)
(in thousands, except per share amounts)
Three Months Ended March 31,
2013
2012
Net product sales
Services revenue
$
Net product sales and services revenue
License and royalty revenue
508,276
226,909
$
475,787
192,434
735,185
4,064
668,221
2,908
Net revenue
739,249
671,129
Cost of net product sales
Cost of services revenue
253,078
120,158
225,554
90,860
Cost of net product sales and services revenue
Cost of license and royalty revenue
373,236
1,756
316,414
1,644
374,992
318,058
364,257
353,071
41,454
156,456
135,858
39,000
158,578
120,435
333,768
318,013
Operating income
Interest expense, including amortization of original issue discounts and deferred financing costs
Other income (expense), net
30,489
(57,399)
(470)
35,058
(50,727)
11,831
Loss before benefit for income taxes
Benefit for income taxes
(27,380)
(36,871)
(3,838)
(1,455)
9,491
2,934
(2,383)
3,412
Net income
Less: Net loss attributable to non-controlling interests
12,425
(25)
1,029
(185)
Net income attributable to Alere Inc. and Subsidiaries
Preferred stock dividends
12,450
(5,250)
1,214
(5,309)
Cost of net revenue
Gross profit
Operating expenses:
Research and development
Sales and marketing
General and administrative
Total operating expenses
Income (loss) before equity earnings of unconsolidated entities, net of tax
Equity earnings of unconsolidated entities, net of tax
Net income (loss) available to common stockholders
$
7,200
$
(4,095)
Basic net income (loss) per common share attributable to Alere Inc. and Subsidiaries:
$
0.09
$
(0.05)
Diluted net income (loss) per common share attributable to Alere Inc. and Subsidiaries:
$
0.09
$
(0.05)
Weighted-average shares-basic
81,199
80,240
Weighted-average shares-diluted
81,300
80,240
The accompanying notes are an integral part of these consolidated financial statements.
3
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
Table of Contents
ALERE INC. AND SUBSIDIARIES
CONSOLIDATED STATEMENTS OF COMPREHENSIVE INCOME (LOSS)
(unaudited)
(in thousands)
Three Months Ended March 31,
2013
2012
Net income
$
Other comprehensive income (loss), before tax:
Changes in cumulative translation adjustment
Unrealized gains on available for sale securities
Unrealized gains on hedging instruments
Minimum pension liability adjustment
Other comprehensive income (loss), before tax
Income tax benefit related to items of other comprehensive income
Other comprehensive income (loss), net of tax
Comprehensive income (loss)
Less: Comprehensive loss attributable to non-controlling interests
Comprehensive income (loss) attributable to Alere Inc. and Subsidiaries
$
12,425
$
1,029
(75,355)
—
11
605
35,939
431
1,107
(165)
(74,739)
—
37,312
(41)
(74,739)
37,353
(62,314)
(25)
38,382
(185)
(62,289)
$
38,567
The accompanying notes are an integral part of these consolidated financial statements.
4
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
Table of Contents
ALERE INC. AND SUBSIDIARIES
CONSOLIDATED BALANCE SHEETS
(unaudited)
(in thousands, except par value)
March 31, 2013
December 31, 2012
ASSETS
Current assets:
Cash and cash equivalents
Restricted cash
Marketable securities
Accounts receivable, net of allowances of $41,337 and $36,395 at March 31, 2013 and December 31,
2012, respectively
Inventories, net
Deferred tax assets
Prepaid expenses and other current assets
$
Total current assets
Property, plant and equipment, net
Goodwill
Other intangible assets with indefinite lives
Finite-lived intangible assets, net
Deferred financing costs, net, and other non-current assets
Investments in unconsolidated entities
Deferred tax assets
Total assets
LIABILITIES AND EQUITY
Current liabilities:
Current portion of long-term debt
Current portion of capital lease obligations
Accounts payable
Accrued expenses and other current liabilities
327,233
11,649
884
$
328,346
3,076
904
540,093
336,442
83,530
167,346
524,332
337,121
67,722
145,236
1,467,177
529,164
3,116,857
58,393
1,874,636
99,300
94,295
8,653
1,406,737
534,469
3,048,405
36,451
1,834,225
108,857
90,491
8,293
$
7,248,475
$
7,067,928
$
52,210
6,146
166,012
470,919
$
60,232
6,684
169,974
411,919
Total current liabilities
695,287
648,809
Long-term liabilities:
Long-term debt, net of current portion
Capital lease obligations, net of current portion
Deferred tax liabilities
Other long-term liabilities
3,788,842
11,615
415,452
212,376
3,628,675
12,917
428,188
166,635
Total long-term liabilities
4,428,285
4,236,415
606,468
606,468
Commitments and contingencies (Note 17)
Stockholders’ equity:
Series B preferred stock, $0.001 par value (liquidation preference: $709,763 at March 31, 2013 and
December 31, 2012); Authorized: 2,300 shares; Issued: 2,065 shares at March 31, 2013 and
December 31, 2012; Outstanding: 1,774 shares at March 31, 2013 and December 31, 2012
Common stock, $0.001 par value; Authorized: 200,000 shares; Issued: 88,959 shares at March 31, 2013
and 88,576 shares at December 31, 2012; Outstanding: 81,280 shares at March 31, 2013 and 80,897
shares at December 31, 2012
Additional paid-in capital
Accumulated deficit
Treasury stock, at cost, 7,679 shares at March 31, 2013 and December 31, 2012
Accumulated other comprehensive income (loss)
Total stockholders’ equity
Non-controlling interests
Total equity
Total liabilities and equity
$
89
3,304,448
(1,552,523)
(184,971)
(50,865)
89
3,299,935
(1,564,973)
(184,971)
23,874
2,122,646
2,257
2,180,422
2,282
2,124,903
2,182,704
7,248,475
$
7,067,928
The accompanying notes are an integral part of these consolidated financial statements.
5
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
Table of Contents
ALERE INC. AND SUBSIDIARIES
CONSOLIDATED STATEMENTS OF CASH FLOWS
(unaudited)
(in thousands)
Three Months Ended March 31,
2013
2012
Cash Flows from Operating Activities:
Net income
Adjustments to reconcile net income to net cash provided by operating activities:
Non-cash interest expense, including amortization of original issue discounts and write-off of deferred financing
costs
Depreciation and amortization
Non-cash charges for sale of inventories revalued at the date of acquisition
Non-cash stock-based compensation expense
Impairment of inventory
Impairment of long-lived assets
Loss on sale of fixed assets
Equity earnings of unconsolidated entities, net of tax
Deferred income taxes
Other non-cash items
Changes in assets and liabilities, net of acquisitions:
Accounts receivable, net
Inventories, net
Prepaid expenses and other current assets
Accounts payable
Accrued expenses and other current liabilities
Other non-current liabilities
$
12,425
$
1,029
5,217
104,970
461
4,123
—
—
172
(2,934)
(50,907)
1,941
5,278
102,721
4,681
3,874
5
134
566
(3,412)
(13,752)
—
(20,167)
(17,171)
(5,833)
(1,988)
39,957
795
(12,942)
9,351
3,521
(17,806)
3,985
14,697
71,061
101,930
(8,573)
(36,105)
1,143
(158,421)
10,771
—
(5,569)
6,302
(30,385)
527
(38,008)
6,066
(2)
(8,554)
Net cash used in investing activities
(196,754)
(64,054)
Cash Flows from Financing Activities:
Cash paid for financing costs
Cash paid for contingent purchase price consideration
Proceeds from issuance of common stock, net of issuance costs
Proceeds from issuance of long-term debt
Payments on long-term debt
Net proceeds under revolving credit facilities
Payments on short-term debt
Cash paid for dividends
Excess tax benefits on exercised stock options
Principal payments on capital lease obligations
(1,427)
(19,098)
6,135
10,053
(19,638)
162,483
—
(5,323)
104
(1,721)
(1,876)
(48)
7,674
199,141
(16,911)
1,339
(6,240)
(5,323)
148
(1,720)
131,568
176,184
Net cash provided by operating activities
Cash Flows from Investing Activities:
(Increase) decrease in restricted cash
Purchases of property, plant and equipment
Proceeds from sale of property, plant and equipment
Cash paid for acquisitions, net of cash acquired
Cash received from equity method investment
Cash paid for marketable securities
Increase in other assets
Net cash provided by financing activities
Foreign exchange effect on cash and cash equivalents
Net increase (decrease) in cash and cash equivalents
Cash and cash equivalents, beginning of period
Cash and cash equivalents, end of period
$
(6,988)
864
(1,113)
328,346
214,924
299,173
327,233
$
514,097
The accompanying notes are an integral part of these consolidated financial statements.
6
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
Table of Contents
ALERE INC. AND SUBSIDIARIES
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS
(unaudited)
(1) Basis of Presentation of Financial Information
The accompanying Consolidated Financial Statements of Alere Inc. are unaudited. In the opinion of management, the unaudited Consolidated Financial
Statements contain all adjustments considered normal and recurring and necessary for their fair statement. Interim results are not necessarily indicative of results to be
expected for the year. These interim financial statements have been prepared in accordance with accounting principles generally accepted in the United States of
America for interim financial information and in accordance with the instructions to Form 10-Q and Article 10 of Regulation S-X. Accordingly, these Consolidated
Financial Statements do not include all of the information and footnotes necessary for a complete presentation of financial position, results of operations,
comprehensive income and cash flows. Our audited Consolidated Financial Statements for the year ended December 31, 2012 included information and footnotes
necessary for such presentation and were included in our Annual Report on Form 10-K, as amended, filed with the Securities and Exchange Commission, or SEC, on
March 1, 2013. These unaudited Consolidated Financial Statements should be read in conjunction with our audited Consolidated Financial Statements and notes thereto
for the year ended December 31, 2012.
Certain reclassifications of prior period amounts have been made to conform to current period presentation. These reclassifications had no effect on net income
or equity.
Certain amounts presented may not recalculate directly, due to rounding.
(2) Cash and Cash Equivalents
We consider all highly-liquid cash investments with original maturities of three months or less at the date of acquisition to be cash equivalents. At March 31,
2013, our cash equivalents consisted of money market funds.
(3) Inventories
Inventories are stated at the lower of cost (first in, first out) or market and are comprised of the following (in thousands):
March 31, 2013
Raw materials
Work-in-process
Finished goods
December 31, 2012
$
101,477
82,574
152,391
$
99,498
89,895
147,728
$
336,442
$
337,121
(4) Note Receivable from FGST Investments, Inc.
In December 2012, we entered into an arrangement whereby we issued a $40.0 million short-term note to an unrelated party, FGST Investments, Inc., or FGST,
for the primary purpose of providing funding in connection with FGST’s acquisition of the Polymedica Corporation (“Liberty”) line of business, a medical supply
business, from a subsidiary of Express Scripts Holding Company. The note bears interest at a rate of 3.25% per annum and is collateralized by substantially all of the
assets of FGST and its parent entity, ATLS Acquisition, LLC, or ATLS, and was guaranteed by various subsidiaries of FGST. The $40.0 million short-term note is
classified within prepaid expenses and other current assets on our Consolidated Balance Sheet as of March 31, 2013. In connection with the note, we obtained a call
option to purchase certain of the assets acquired by FGST for a purchase price of $40.0 million. Under the terms of the option, we could exercise the option and satisfy
the purchase price by cancellation of the principal amount of the note. On February 4, 2013, we exercised the option. On February 15, 2013, the issuer of the note filed
for protection under Chapter 11 of the U.S. Bankruptcy Code. Subsequently, in April 2013, we entered into an amendment of the option agreement and settlement
stipulation related to these matters. (See Note 21)
7
Source: ALERE INC., 10-Q, May 09, 2013
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Table of Contents
ALERE INC. AND SUBSIDIARIES
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS – (Continued)
(unaudited)
(5) Stock-based Compensation
We recorded stock-based compensation expense in our Consolidated Statements of Operations for the three months ended March 31, 2013 and 2012,
respectively, as follows (in thousands):
Three Months Ended March 31,
2013
2012
Cost of net revenue
Research and development
Sales and marketing
General and administrative
$
232
747
716
2,428
$
4,123
(862)
Benefit for income taxes
$
269
771
917
1,917
3,874
(541)
3,261
$
3,333
(6) Net Income (Loss) per Common Share
The following table sets forth the computation of basic and diluted net income (loss) per common share for the three months ended March 31, 2013 and 2012 (in
thousands, except per share data):
Three Months Ended March 31,
2013
2012
Numerator:
Net income
Preferred stock dividends
Less: Net loss attributable to non-controlling interest
Net income (loss) available to common stockholders
$
12,425
(5,250)
(25)
$
1,029
(5,309)
(185)
$
7,200
$
(4,095)
Denominator:
Weighted-average common shares outstanding—basic
Effect of dilutive securities:
Stock options
81,199
80,240
—
101
Weighted-average common shares outstanding—diluted
81,300
80,240
Basic net income (loss) per common share attributable to Alere Inc. and
Subsidiaries
$
0.09
$
(0.05)
Diluted net income (loss) per common share attributable to Alere Inc. and
Subsidiaries
$
0.09
$
(0.05)
The following potential dilutive securities were not included in the calculation of diluted net income (loss) per common share because the inclusion thereof
would be antidilutive (in thousands):
Three Months Ended March 31,
2013
2012
Denominator:
Options to purchase shares of common stock
Warrants
Conversion shares related to 3% convertible senior subordinated notes
Conversion shares related to subordinated convertible promissory notes
Conversion shares related to Series B convertible preferred stock
9,987
4
3,411
27
10,239
9,776
152
3,411
27
10,239
Total number of antidilutive potentially issuable shares of common stock excluded
from diluted common shares outstanding
23,668
23,605
8
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
Table of Contents
ALERE INC. AND SUBSIDIARIES
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS – (Continued)
(unaudited)
(7) Stockholders’ Equity and Non-controlling Interests
(a) Preferred Stock
For both the three months ended March 31, 2013 and 2012, Series B preferred stock dividends amounted to $5.3 million which reduced earnings available to
common stockholders for purposes of calculating net income (loss) per common share for each of the respective periods. As of April 15, 2013, payments have been
made covering all dividend periods through March 31, 2013.
The Series B preferred stock dividends for the three months ended March 31, 2013 and 2012 were paid in cash.
(b) Changes in Stockholders’ Equity and Non-controlling Interests
A summary of the changes in stockholders’ equity and non-controlling interests comprising total equity for the three months ended March 31, 2013 and 2012 is
provided below (in thousands):
Three Months Ended March 31,
2013
Total
Stockholders’
Equity
Equity, beginning of period
Exercise of common stock options,
warrants and shares issued under
employee stock purchase plan
$
Preferred stock dividends
Stock-based compensation related to
grants of common stock options
Excess tax benefits on exercised
stock options
Net income (loss)
Total other comprehensive
income (loss)
Equity, end of period
2,180,422
$
2,282
Total
Stockholders’
Equity
Total
Equity
$
2,182,704
$
Noncontrolling
Interests
2,229,234
$
2,340
Total
Equity
$
2,231,574
6,135
(5,323)
—
—
6,135
(5,323)
7,674
(5,323)
—
—
7,674
(5,323)
4,123
—
4,123
3,874
—
3,874
(422)
12,425
104
1,214
—
(137)
104
1,077
(74,739)
37,353
—
37,353
—
(25)
(422)
12,450
—
(74,739)
$
2012
Noncontrolling
Interests
2,122,646
$
2,257
$
2,124,903
$
2,274,130
$
2,203
$
2,276,333
(8) Business Combinations
Acquisitions are accounted for using the acquisition method and the acquired companies’ results have been included in the accompanying Consolidated
Financial Statements from their respective dates of acquisition. During the three months ended March 31, 2013 and 2012, we expensed acquisition-related costs of $0.9
million and $1.5 million, respectively, in general and administrative expense.
Our business acquisitions have historically been made at prices above the fair value of the assets acquired and liabilities assumed, resulting in goodwill, based on
our expectations of synergies and other benefits of combining the businesses. These synergies and benefits include elimination of redundant facilities, functions and
staffing; use of our existing commercial infrastructure to expand sales of the products of the acquired businesses; and use of the commercial infrastructure of the
acquired businesses to expand product sales in a cost-efficient manner.
Net assets acquired are recorded at their fair value and are subject to adjustment upon finalization of the fair value analysis. We are not aware of any information
that indicates the final fair value analysis will differ materially from the preliminary estimates. The estimated useful lives of the individual categories of intangible
assets were based on the nature of the applicable intangible asset and the expected future cash flows to be derived from the intangible asset. Amortization of intangible
assets with finite lives is recognized over the shorter of the respective lives of the agreement or the period of time the intangible assets are expected to contribute to
future cash flows. We amortize our finite-lived intangible assets based on patterns on which the respective economic benefits are expected to be realized.
(a) Acquisitions in 2013
(i) Epocal
On February 1, 2013, we acquired Epocal, Inc., or Epocal, located in Ottawa, Canada, a provider of technologies that support blood gas and electrolyte testing at
the point of care. The preliminary aggregate purchase price was approximately $248.5 million, which consisted of $173.5 million in cash and a contingent consideration
obligation with an aggregate acquisition date fair value of $75.0 million. The operating results of Epocal are included in our professional diagnostics reporting unit and
business segment. The amount allocated to goodwill from this acquisition is not deductible for tax purposes.
(ii) Mega Medika
On January 7, 2013, we acquired certain assets of PT Mega Medika Mandiri, or Mega Medika, located in South Jakarta, Indonesia, a distributor of infectious
disease products to the Indonesian marketplace as well as materials for vaccines to a pharmaceutical customer. The preliminary aggregate purchase price was
approximately $10.7 million, which consisted of $10.4 million in cash and a contingent consideration obligation with an aggregate acquisition date fair value of $0.3
million. Included in our Consolidated Statement of Operations for the three months ended March 31, 2013 is revenue totaling approximately $0.4 million related to
Mega Medika. The operating results of Mega Medika are included in our professional diagnostics reporting unit and business segment. The amount allocated to
goodwill from this acquisition is deductible for tax purposes.
Source: ALERE INC., 10-Q, May 09, 2013
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A summary of the preliminary fair values of the net assets acquired for the acquisitions consummated in 2013 is as follows (in thousands):
Epocal
Current assets(1)
Property, plant and equipment
Goodwill
Intangible assets
Other non-current assets
$
Total assets acquired
$
1,142
229
655
9,460
—
Total
$
13,077
1,496
100,174
173,860
17,610
294,731
11,486
306,217
2,543
43,727
549
211
3,092
43,938
Total liabilities assumed
46,270
760
47,030
Net assets acquired
Less:
Contingent consideration
248,461
10,726
259,187
75,000
295
75,295
10,431
$ 183,892
Current liabilities
Non-current liabilities
Cash paid
(1)
Mega Medika
11,935
1,267
99,519
164,400
17,610
$
173,461
$
Includes approximately $2.6 million of acquired cash.
The following are the intangible assets acquired and their respective fair values and weighted-average useful lives (dollars in thousands):
Epocal
Mega Medika
Total
Core technology and patents
Trademarks and trade names
Customer relationships
In-process research and development
$
119,700
20,500
—
24,200
$
—
—
9,460
—
$ 119,700
20,500
9,460
24,200
Total intangible assets
$
164,400
$
9,460
$ 173,860
Weightedaverage
Useful Life
20.0 years
19.2 years
21.0 years
N/A
(b) Acquisitions in 2012
During 2012, we acquired the following businesses for a preliminary aggregate purchase price of $494.8 million, which included cash payments totaling $419.2
million and contingent consideration obligations with aggregate acquisition date fair values of $75.6 million.
•
Reatrol Comercializacao De Produtos De Saude, LDA, subsequently renamed Alere Lda, located in Vila Nova de Gaia, Portugal, a distributor of
products for drugs of abuse testing (Acquired January 2012)
•
Kullgren Holding AB, or Kullgren, located in Gensta, Sweden, a company that manufactures and distributes high-quality intimacy and
pharmaceutical products (Acquired February 2012)
9
Source: ALERE INC., 10-Q, May 09, 2013
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Table of Contents
ALERE INC. AND SUBSIDIARIES
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS – (Continued)
(unaudited)
•
Wellogic ME FZ-LLC, or Wellogic UAE, located in Dubai, United Arab Emirates, a company that provides development services to Alere Wellogic,
LLC, which acquired the assets of Method Factory, Inc. (d/b/a Wellogic), or Wellogic, in December 2011 (Acquired February 2012)
•
certain assets, primarily including customer and patient lists, of AmMed Direct LLC, or AmMed, located near Nashville, Tennessee, a
privately-owned mail-order provider of home-diabetes testing products and supplies (Acquired March 2012)
•
eScreen, Inc., or eScreen, headquartered in Overland Park, Kansas, a technology-enabled provider of employment drug screening solutions for hiring
and maintaining healthier and more efficient workforces (Acquired April 2012)
•
MedApps Holding Company, Inc., or MedApps, headquartered in Scottsdale, Arizona, a developer of innovative remote health monitoring solutions
that deliver efficient cost-effective connectivity between patient, care provider and electronic medical records (Acquired July 2012)
•
Amedica Biotech, Inc., or Amedica, located in Hayward, California, a company focused on the development and manufacture of in vitro diagnostic
tests (Acquired July 2012)
•
DiagnosisOne, Inc., or DiagnosisOne, located in Lowell, Massachusetts, a software company that provides clinical analytics technology and
data-driven content to hospitals, physician groups, insurers and governments (Acquired July 2012)
•
Seelen Care Laege-og & Hospitalsartikler ApS, or Seelen, located in Holstebro, Denmark, a distributor of consumables, instruments and equipment
to doctors, specialists and physiotherapists (Acquired August 2012)
•
certain assets of Diagnostik Nord, or Diagnostik, located in Schwerin, Germany, a company focused on the sale of drug screening and in vitro
diagnostic medical devices and a provider of diagnostic solutions (Acquired September 2012)
•
Healthcare Connections Limited, or HCC, located in Buckinghamshire, United Kingdom, an occupational health provider specializing in
employment medical programs, preventative health schemes and drug and alcohol sample collection services (Acquired November 2012)
•
the diagnostic division of Medial spol. s.r.o., subsequently renamed Alere s.r.o., located in Prague, Czech Republic, a distributor of laboratory
diagnostic devices, devices operating in the point-of-care testing regime, diagnostic kits and tests for biochemistry, hematology, and microbiology
(Acquired November 2012)
•
certain assets of Quantum Diagnostics, or Quantum Australia, located in Australia, an on-line medical supply company that provides a range of
affordable drug and alcohol tests for personal, business and professional medical use (Acquired November 2012)
•
certain assets of NationsHealth, Inc., or NationsHealth, headquartered in Sunrise, Florida, a privately-owned mail-order provider of diabetes
home-testing products and supplies, and a share acquisition of NationsHealth’s subsidiary in the Philippines, or NationsHealth Philippines (Acquired
December 2012)
•
Branan Medical Corporation, or Branan, headquartered in Irvine, California, a manufacturer of drugs of abuse testing products (Acquired December
2012)
The operating results of Alere Lda, AmMed, eScreen, MedApps, Amedica, Seelen, Diagnostik, HCC, Alere s.r.o., Quantum Australia, NationsHealth and
Branan are included in our professional diagnostics reporting unit and business segment. The operating results of Wellogic UAE and DiagnosisOne are included in our
health information solutions reporting unit and business segment. The operating results of Kullgren are included in our consumer diagnostics reporting unit and business
segment.
Our Consolidated Statement of Operations for the three months ended March 31, 2012 included revenue totaling approximately $1.4 million related to the
businesses that were acquired during that period. Goodwill has been recognized in all of these acquisitions and amounted to approximately $259.2 million. Goodwill
related to the acquisitions of AmMed, Diagnostik and the U.S.-based assets of NationsHealth, which totaled $8.8 million, is deductible for tax purposes. The goodwill
related to the remaining 2012 acquisitions is not deductible for tax purposes.
10
Source: ALERE INC., 10-Q, May 09, 2013
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Table of Contents
ALERE INC. AND SUBSIDIARIES
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS – (Continued)
(unaudited)
A summary of the preliminary fair values of the net assets acquired for the acquisitions consummated in 2012 is as follows (in thousands):
Current assets(1)
Property, plant and equipment
Goodwill
Intangible assets
Other non-current assets
$ 46,041
9,029
259,231
325,223
629
Total assets acquired
640,153
Current liabilities
Non-current liabilities
28,802
116,580
Total liabilities assumed
145,382
Net assets acquired
Less:
Contingent consideration
494,771
75,620
Cash paid
(1)
$ 419,151
Includes approximately $3.8 million of acquired cash.
The following are the intangible assets acquired and their respective fair values and weighted-average useful lives (dollars in thousands):
Amount
Core technology and patents
Trademarks and trade names
Customer relationships
Non-competition agreements
Other
In-process research and development
$
148,103
19,390
136,485
1,118
15,227
4,900
Total intangible assets
$
325,223
Weightedaverage
Useful Life
18.7 years
18.3 years
18.1 years
5.1 years
9.2 years
N/A
(9) Restructuring Plans
The following table sets forth aggregate restructuring charges recorded in our Consolidated Statements of Operations for the three months ended March 31, 2013
and 2012 (in thousands):
Three Months Ended March 31,
Statement of Operations Caption
2013
Cost of net revenue
Research and development
Sales and marketing
General and administrative
$
Total operating expenses
Interest expense, including amortization of original issue discounts and deferred
financing costs
Total charges
$
2012
623
—
1,099
2,170
$
964
624
827
3,113
3,892
5,528
55
60
3,947
$
5,588
11
Source: ALERE INC., 10-Q, May 09, 2013
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Table of Contents
ALERE INC. AND SUBSIDIARIES
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS – (Continued)
(unaudited)
(a) 2013 Restructuring Plans
In 2013, management developed cost reduction efforts within our professional diagnostics and health information solutions business segments, including
businesses in our Europe and Asia Pacific regions. The following table summarizes the restructuring activities related to our 2013 restructuring plans for the three
months ended March 31, 2013 (in thousands):
Professional
Diagnostics
Severance-related costs
Facility and transition costs
Total charges
Health
Information Solutions
Total
$
833
13
$
69
—
$ 902
13
$
846
$
69
$ 915
We anticipate incurring approximately $1.4 million in additional costs under our 2013 restructuring plans related primarily to our professional diagnostics
business segment in Europe and may develop additional plans over the remainder of 2013. As of March 31, 2013, $0.1 million in severance costs arising under our 2013
restructuring plans remain unpaid.
(b) 2012 Restructuring Plans
In 2012, management developed cost reduction plans within our professional diagnostics business segment, including the integration of our business in Brazil,
Europe and the United States. Additionally, management developed new plans to continue our efforts to reduce costs within our health information solutions business
segment, including the termination of certain projects, which resulted in charges for the impairment of related fixed assets and intangibles. The following table
summarizes the restructuring activities related to our 2012 restructuring plans for the three months ended March 31, 2013 and 2012 and since inception (in thousands):
Three Months Ended March 31,
Professional Diagnostics
2013
Severance-related costs
Facility and transition costs
$
62
63
Cash charges
Fixed asset and inventory impairments
$
$
125
Inception
1,973
—
125
—
Total charges
Since
2012
$
1,973
—
$
1,973
4,976
304
$
Three Months Ended March 31,
Health Information Solutions
2013
Severance-related costs
Facility and transition costs
Other exit costs
$
Cash charges
Fixed asset and inventory impairments
Intangible asset impairments
Other non-cash (recoveries)
1,819
659
20
2,498
—
—
(45)
Total charges
$
2,453
Inception
797
—
—
$
797
—
5
—
$
5,280
Since
2012
$
4,794
182
802
4,864
1,893
35
6,792
2,689
2,988
(76)
$
12,393
We anticipate incurring approximately $3.7 million in additional severance and facility costs under these plans related primarily to our health information
solutions business segment through 2014. As of March 31, 2013, $3.8 million in severance and exit costs under these plans remain unpaid.
(b) 2011, 2010 and 2008 Restructuring Plans
In 2011, management executed a company-wide cost reduction plan, which impacted our corporate and other business segment, as well as the health information
solutions and professional diagnostics business segments. Management also developed plans within our professional diagnostics business segment to consolidate
operating activities among certain of our U.S., European and Asia Pacific subsidiaries, including transferring the manufacturing of our Panbio products from Australia
to our Standard Diagnostics facility in South Korea and eliminating redundant costs among our newly acquired Axis-Shield subsidiaries. Additionally, within our health
information solutions business segment, management executed plans to further reduce costs and improve efficiencies, as well as cease operations at our GeneCare
Medical Genetics Center, Inc., or GeneCare, facility in Chapel Hill, North Carolina and transfer the majority of our Quality Assured Services, Inc. operation in Orlando,
Florida to our facility in Livermore, California.
12
Source: ALERE INC., 10-Q, May 09, 2013
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Table of Contents
ALERE INC. AND SUBSIDIARIES
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS – (Continued)
(unaudited)
In 2010, management developed several plans to reduce costs and improve efficiencies within our health information solutions and professional diagnostics
business segments. Additionally in 2008, management developed and initiated plans to transition the businesses of Cholestech to our San Diego, California facility.
The following table summarizes the restructuring activities related to our 2011, 2010 and 2008 restructuring plans for the three months ended March 31, 2013
and 2012 and since inception (in thousands):
Three Months Ended March 31,
Professional Diagnostics
2013
Severance-related costs
Facility and transition costs
Other exit costs
$
250
169
16
Cash charges
Fixed asset and inventory impairments
$
$
435
Inception
1,965
723
19
435
—
Total charges
Since
2012
$
2,707
134
$
2,841
28,073
6,374
$
Three Months Ended March 31,
Health Information Solutions
2013
Severance-related costs
Facility and transition costs (recoveries)
Other exit costs
Cash charges (recoveries)
Fixed asset and inventory impairments
Intangible asset impairments
Other non-cash charges
19
—
—
—
Total charges (recoveries)
$
19
Inception
—
(86)
41
$
$
(45)
—
—
—
$
(45)
2013
Severance-related costs
$
$
$
—
—
Cash charges
Fixed asset and inventory impairments
Total charges
$
—
Inception
17
$
17
—
$
20,252
Since
2012
—
6,901
8,010
531
15,442
1,114
2,935
761
Three Months Ended March 31,
Corporate and Other
34,447
Since
2012
—
—
19
$
19,963
7,396
714
17
1,190
1,190
3
$
1,193
We anticipate incurring approximately $1.6 million in additional costs under these plans related primarily to our professional diagnostics business segment. A
majority of these additional costs relate to the transfer of the Panbio product manufacturing to Korea and are for severance and facility exit costs. We may also incur
impairment charges on assets as plans are finalized. We do not anticipate incurring significant additional costs under these plans related to our health information
solutions business segment. As of March 31, 2013, $2.6 million in cash charges remain unpaid, primarily related to facility lease obligations.
13
Source: ALERE INC., 10-Q, May 09, 2013
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Table of Contents
ALERE INC. AND SUBSIDIARIES
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS – (Continued)
(unaudited)
(e) Restructuring Reserves
The following table summarizes our restructuring reserves related to the plans described above, of which $5.4 million is included in accrued expenses and other
current liabilities and $1.0 million is included in other long-term liabilities on our accompanying Consolidated Balance Sheets (in thousands):
Severancerelated
Costs
Facility and
Transition
Costs
Other Exit
Costs
Total
Balance, December 31, 2012
Cash charges
Payments
Currency adjustments
$
3,167
3,033
(2,923)
(4)
$
2,429
904
(763)
—
$
622
55
(72)
—
$
6,218
3,992
(3,758)
(4)
Balance, March 31, 2013
$
3,273
$
2,570
$
605
$
6,448
(10) Long-term Debt
We had the following long-term debt balances outstanding (in thousands):
March 31, 2013
A term loans(1)(2)
B term loans(1)
Incremental B-1 term loans(1)
Incremental B-2 term loans(1)
Revolving line of credit(1)
7.25% Senior notes
7.875% Senior notes
9% Senior subordinated notes
8.625% Senior subordinated notes
3% Convertible senior subordinated notes
Other lines of credit
Other
$
$
(2)
$
878,438
913,438
247,500
196,739
22,500
450,000
1,809
392,933
400,000
150,000
31,957
3,593
3,841,052
(52,210)
Less: Current portion
(1)
December 31, 2012
866,875
911,125
246,875
196,314
192,500
450,000
—
393,383
400,000
150,000
1,328
32,652
3,788,842
3,688,907
(60,232)
$
3,628,675
Incurred under our secured credit facility.
Includes “A” term loans and “Delayed Draw” term loans under our secured credit facility.
In connection with our significant long-term debt issuances, we recorded interest expense, including amortization and write-offs of deferred financing costs and
original issue discounts, in our accompanying Consolidated Statements of Operations for the three months ended March 31, 2013 and 2012, respectively, as follows (in
thousands):
Three Months Ended March 31,
2013
2012
Secured credit facility(1)
$
27,275
8,356
(27)
10,394
9,273
1,246
$
22,851
—
5,758
10,354
9,274
1,246
$
56,517
$
49,483
7.25% Senior notes
7.875% Senior notes
9% Senior subordinated notes
8.625% Senior subordinated notes
3% Convertible senior subordinated notes
(1)
Includes “A” term loans, including the “Delayed-Draw” term loans; “B” term loans; “Incremental B-1” term loans; “Incremental B-2” term loans; and revolving
line of credit loans. For the three months ended March 31, 2013 and 2012, the amounts include $1.0 million and $1.3 million, respectively, related to the
amortization of fees paid for certain debt modifications.
14
Source: ALERE INC., 10-Q, May 09, 2013
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Table of Contents
ALERE INC. AND SUBSIDIARIES
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS – (Continued)
(unaudited)
The following summarizes the material terms of our secured credit facility that have changed significantly since December 31, 2012. All other terms of our
secured credit facility as described in our Annual Report on Form 10-K, as amended, for the year ended December 31, 2012, but omitted below, have not changed since
that date.
On March 22, 2013, we and certain of our subsidiaries entered into a fourth amendment to the credit agreement that governs our secured credit facility, or the
credit agreement. The fourth amendment provides for 50 basis point reductions in the interest rate margins applicable to the “B” term loans, the “Incremental B-1” term
loans and the “Incremental B-2” term loans and certain other changes. Under the terms of the credit agreement as amended by the fourth amendment, the “B” term
loans, the “Incremental B-1” term loans and the “Incremental B-2” term loans bear interest at a rate per annum of, at our option, either (i) the Base Rate, as defined in
the credit agreement, plus an applicable margin, which varies between 2.00% and 2.75% depending on our consolidated secured leverage ratio, or (ii) the Eurodollar
Rate, as defined in the credit agreement, plus an applicable margin, which varies between 3.00% and 3.75% depending on our consolidated secured leverage ratio.
Interest on “B” term loans, “Incremental B-1” term loans and “Incremental B-2” term loans based on the Eurodollar Rate is subject to a 1.00% floor with respect to the
base Eurodollar Rate. Furthermore, under the terms of the credit agreement as amended by the fourth amendment, we may make optional prepayments of the term loans
under our secured credit facility from time to time without any premium or penalty, except that if, on or before September 22, 2013, we repay or prepay any “B” term
loans, “Incremental B-1” term loans or “Incremental B-2” term loans with the proceeds of, or convert any “B” term loans, “Incremental B-1” term loans or “Incremental
B-2” term loans into, any new term loans bearing interest with an effective yield (as defined in the credit agreement) less than the effective yield applicable to the “B”
term loans, the “Incremental B-1” term loans or the “Incremental B-2” term loans, as applicable, we must pay a premium equal to 1.0% of the principal amount of the
“B” term loans, “Incremental B-1” term loans or “Incremental B-2” term loans so repaid, prepaid or converted.
(11) Derivative Financial Instruments
We may manage our economic and transaction exposure to certain market-based risks through the use of derivative instruments. Our objective for holding
derivative instruments has been to reduce volatility of net earnings and cash flows associated with changes in interest rates and foreign currency exchange rates. We do
not hold or issue derivative financial instruments for speculative purposes.
(a) Foreign Currency Risk
In connection with our acquisition of Axis-Shield, we acquired a number of foreign currency forward contracts. The specific risk hedged in these contracts was
the undiscounted foreign currency spot rate risk on forecasted foreign currency revenue. As of December 31, 2012, all of the acquired foreign currency forward
contracts were settled. We report the effective portion of the gain or loss on a cash flow hedge as a component of other comprehensive income, and it was subsequently
reclassified into net earnings in the period in which the hedged transaction affected net earnings or the forecasted transaction was no longer probable of occurring.
The following table summarize the effect of derivative instruments in our accompanying Consolidated Statement of Operations (in thousands):
Location of Gain
Recognized in Income
Derivative Instruments
Amount of Gain
Recognized
During the Three
Months Ended
March 31, 2012
Foreign currency forward contracts
Other comprehensive income (loss)
$
1,107
Total gain
Other comprehensive income (loss)
$
1,107
(12) Fair Value Measurements
We apply fair value measurement accounting to value our financial assets and liabilities. Fair value measurement accounting provides a framework for
measuring fair value under U.S. GAAP and requires expanded disclosures regarding fair value measurements. Fair value is defined as the exchange price that would be
received for an asset or paid to transfer a liability (an exit price) in the principal or most advantageous market for the asset or liability in an orderly transaction between
market participants on the measurement date. A fair value hierarchy requires an entity to maximize the use of observable inputs, where available, and minimize the use
of unobservable inputs when measuring fair value.
15
Source: ALERE INC., 10-Q, May 09, 2013
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Table of Contents
ALERE INC. AND SUBSIDIARIES
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS – (Continued)
(unaudited)
Described below are the three levels of inputs that may be used to measure fair value:
Level 1—Quoted prices in active markets for identical assets or liabilities.
Level 2—Observable inputs other than Level 1 prices, such as quoted prices for similar assets or liabilities; quoted prices in markets that are not active; or other inputs
that are observable or can be corroborated by observable market data for substantially the full term of the assets or liabilities.
Level 3—Unobservable inputs that are supported by little or no market activity and that are significant to the fair value of the assets or liabilities.
The following tables present information about our assets and liabilities that are measured at fair value on a recurring basis as of March 31, 2013 and
December 31, 2012, and indicates the fair value hierarchy of the valuation techniques we utilized to determine such fair value (in thousands):
Assets:
Marketable securities
Total assets
Liabilities:
Contingent consideration obligations (1)
Total liabilities
Assets:
Marketable securities
Total assets
Liabilities:
Contingent consideration obligations(1)
Total liabilities
Significant Other
Observable Inputs
(Level 2)
Unobservable Inputs
(Level 3)
$
884
$
884
$
—
$
—
$
884
$
884
$
—
$
—
$
240,604
$
—
$
—
$
240,604
$
240,604
$
—
$
—
$
240,604
Quoted Prices in
Active Markets
(Level 1)
December 31,
2012
Description
(1)
Quoted Prices in
Active Markets
(Level 1)
March 31,
2013
Description
Significant Other
Observable Inputs
(Level 2)
Unobservable Inputs
(Level 3)
$
904
$
904
$
—
$
—
$
904
$
904
$
—
$
—
$
176,172
$
—
$
—
$
176,172
$
176,172
$
—
$
—
$
176,172
We determine the fair value of the contingent consideration obligations based on a probability-weighted approach derived from earn-out criteria estimates and a
probability assessment with respect to the likelihood of achieving the various earn-out criteria. The measurement is based upon significant inputs not observable
in the market. Significant increases or decreases in any of these inputs could result in a significantly higher or lower fair value measurement. Changes in the fair
value of these contingent consideration obligations are recorded as income or expense within operating income in our Consolidated Statements of Operations.
Changes in the fair value of our Level 3 contingent consideration obligations during the three months ended March 31, 2013 were as follows (in thousands):
Fair value of contingent consideration obligations, January 1, 2013
Acquisition date fair value of contingent consideration obligations recorded
Foreign currency
Payments
Present value accretion
Adjustments, net (income) expense
$ 176,172
75,295
(557)
(21,323)
3,474
7,543
Fair value of contingent consideration obligations, March 31, 2013
$ 240,604
16
Source: ALERE INC., 10-Q, May 09, 2013
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Table of Contents
ALERE INC. AND SUBSIDIARIES
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS – (Continued)
(unaudited)
At March 31, 2013 and December 31, 2012, the carrying amounts of cash and cash equivalents, restricted cash, receivables, accounts payable and other current
liabilities approximated their estimated fair values.
The carrying amount and estimated fair value of our long-term debt were $3.8 billion and $3.9 billion, respectively, at March 31, 2013. The carrying amount and
estimated fair value of our long-term debt were $3.7 billion at December 31, 2012. The estimated fair value of our long-term debt was determined using market sources
that were derived from available market information (Level 2 in the fair value hierarchy) and may not be representative of actual values that could have been or will be
realized in the future.
(13) Defined Benefit Pension Plan
Our subsidiary in England, Unipath Ltd., has a defined benefit pension plan established for certain of its employees. The net periodic benefit costs are as follows
(in thousands):
Three Months Ended March 31,
2013
2012
Service cost
Interest cost
Expected return on plan assets
Amortization of prior service cost
Realized losses
$
—
182
(156)
103
—
$
—
198
(152)
104
—
Net periodic benefit cost
$
129
$
150
(14) Financial Information by Segment
Operating segments are defined as components of an enterprise about which separate financial information is available that is evaluated regularly by the chief
operating decision maker, or decision-making group, in deciding how to allocate resources and in assessing performance. Our chief operating decision-making group is
composed of the chief executive officer and members of senior management. Our reportable operating segments are professional diagnostics, health information
solutions, consumer diagnostics and corporate and other. Our operating results include license and royalty revenue which are allocated to professional diagnostics and
consumer diagnostics on the basis of the original license or royalty agreement.
We evaluate performance of our operating segments based on revenue and operating income (loss). Segment information for the three months ended March 31,
2013 and 2012 is as follows (in thousands):
Health
Information
Solutions
Professional
Diagnostics
Three Months Ended March 31, 2013:
Net revenue
Operating income (loss)
Depreciation and amortization
Non-cash charge associated with acquired inventory
Restructuring charge
Stock-based compensation
Three Months Ended March 31, 2012:
Net revenue
Operating income (loss)
Depreciation and amortization
Non-cash charge associated with acquired inventory
Restructuring charge
Stock-based compensation
Assets:
As of March 31, 2013
As of December 31, 2012
Corporate
and
Other
Consumer
Diagnostics
Total
$
$
$
$
$
$
582,492
59,840
82,794
461
1,389
—
$
$
$
$
$
$
134,207
(13,893)
20,737
—
2,503
—
$
$
$
$
$
$
22,550
2,280
1,153
—
—
—
$
$
$
$
$
$
—
(17,738)
286
—
—
4,123
$
$
$
$
$
$
739,249
30,489
104,970
461
3,892
4,123
$
$
$
$
$
$
518,357
70,179
77,467
4,681
4,794
—
$
$
$
$
$
$
130,784
(19,356)
23,774
—
717
—
$
$
$
$
$
$
21,988
365
1,259
—
—
—
$
$
$
$
$
$
—
(16,130)
221
—
17
3,874
$
$
$
$
$
$
671,129
35,058
102,721
4,681
5,528
3,874
$
$
6,414,701
6,214,847
$
$
608,161
593,172
$
$
175,285
192,748
$
$
50,328
67,161
$ 7,248,475
$ 7,067,928
17
Source: ALERE INC., 10-Q, May 09, 2013
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Table of Contents
ALERE INC. AND SUBSIDIARIES
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS – (Continued)
(unaudited)
The following tables summarize our net revenue from the professional diagnostics and health information solutions reporting segments by groups of similar
products and services for the three months ended March 31, 2013 and 2012 (in thousands):
Three Months Ended March 31,
Professional Diagnostics Segment
2013
Cardiology
Infectious disease
Toxicology
Diabetes
Other
$
Net product sales and services revenue
License and royalty revenue
114,933
189,844
149,049
50,083
74,719
2012
$
578,628
3,864
Professional diagnostics net revenue
$
582,492
138,826
151,016
121,740
28,161
75,706
515,449
2,908
$
518,357
Three Months Ended March 31,
Health Information Solutions Segment
2013
Disease and case management
Wellness
Women’s & children’s health
Patient self-testing services
Health information solutions net revenue
2012
$
54,126
26,300
29,080
24,701
$
53,380
27,026
29,771
20,607
$
134,207
$
130,784
(15) Related Party Transactions
In May 2007, we completed the formation of SPD, our 50/50 joint venture with P&G, for the development, manufacturing, marketing and sale of existing and
to-be-developed consumer diagnostic products, outside the cardiology, diabetes and oral care fields. Upon completion of the arrangement to form the joint venture, we
ceased to consolidate the operating results of our consumer diagnostic products business related to the joint venture and instead account for our 50% interest in the
results of the joint venture under the equity method of accounting.
We had a net receivable from the joint venture of $0.6 million and $2.3 million as of March 31, 2013 and December 31, 2012, respectively. Included in the $0.6
million receivable balance as of March 31, 2013 is approximately $1.5 million of costs incurred in connection with our 2008 SPD-related restructuring plans. Included
in the $2.3 million receivable balance as of December 31, 2012 is approximately $1.6 million of costs incurred in connection with our 2008 SPD-related restructuring
plans. We have also recorded a long-term receivable totaling approximately $13.7 million and $14.6 million as of March 31, 2013 and December 31, 2012, respectively,
related to the 2008 SPD-related restructuring plans. Additionally, customer receivables associated with revenue earned after the joint venture was completed have been
classified as other receivables within prepaid and other current assets on our accompanying Consolidated Balance Sheets in the amount of $8.9 million and $6.9 million
as of March 31, 2013 and December 31, 2012, respectively. In connection with the joint venture arrangement, the joint venture bears the collection risk associated with
these receivables. Sales to the joint venture under our manufacturing agreement totaled $17.1 million during each of the three-month periods ended March 31, 2013 and
2012. Additionally, services revenue generated pursuant to the long-term services agreement with the joint venture totaled $0.3 million during each of the three-month
periods ended March 31, 2013 and 2012. Sales under our manufacturing agreement and long-term services agreement are included in net product sales and services
revenue, respectively, in our accompanying Consolidated Statements of Operations.
18
Source: ALERE INC., 10-Q, May 09, 2013
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Table of Contents
ALERE INC. AND SUBSIDIARIES
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS – (Continued)
(unaudited)
Under the terms of our product supply agreement, the joint venture purchases products from our manufacturing facilities in the U.K. and China. The joint
venture in turn sells a portion of those tests back to us for final assembly and packaging. Once packaged, the tests are sold to P&G for distribution to third-party
customers in North America. As a result of these related transactions, we have recorded $8.7 million and $7.3 million of trade receivables which are included in
accounts receivable on our accompanying Consolidated Balance Sheets as of March 31, 2013 and December 31, 2012, respectively, and $15.7 million and $21.3 million
of trade accounts payable which are included in accounts payable on our accompanying Consolidated Balance Sheets as of March 31, 2013 and December 31, 2012,
respectively. During the three months ended March 31, 2013 and 2012, we received $10.8 million and $6.1 million, respectively, in cash from SPD as a return of
capital.
The following table summarizes our related party balances with SPD within our Consolidated Balance Sheets (in thousands):
Balance Sheet Caption
Accounts receivable, net of allowances
Prepaid expenses and other current assets
Deferred financing costs, net, and other non-current assets
Accounts payable
March 31, 2013
$
$
$
$
8,667
9,425
13,665
15,676
December 31, 2012
$
$
$
$
7,317
9,161
14,629
21,258
(16) Other Arrangements
On February 19, 2013, we entered into an agreement with the Bill and Melinda Gates Foundation, or the Gates Foundation, whereby we were awarded a grant by
the Gates Foundation in the amount of $21.6 million to support the development and commercialization of a validated, low-cost, nucleic-acid assay for clinical
Tuberculosis, or TB, detection and drug-resistance test cartridges and adaptation of an analyzer platform capable of operation in rudimentary laboratories in
low-resource settings. In connection with this agreement, we also entered into a loan agreement with the Gates Foundation, or the Gates Loan Agreement, which
provides for the making of subordinated term loans by the Gates Foundation to us from time to time, subject to the achievement of certain milestones, in an aggregate
principal amount of up to $20.6 million. Funding under the Gates Loan Agreement will be used in connection with the purchase of equipment for an automated
high-throughput manufacturing line and other uses as necessary for the manufacture of the TB and HIV-related products. All loans under the Gates Loan Agreement are
evidenced by promissory notes that we have executed and delivered to the Gates Foundation, bear interest at the rate of 3% per annum and, except to the extent earlier
repaid by us, mature and are required to be repaid in full on December 31, 2019. As of March 31, 2013, we had borrowed no amounts under the Gates Loan Agreement.
As of March 31, 2013, we had received approximately $7.9 million in grant-related funding from the Gates Foundation, which was recorded as restricted cash and
deferred grant funding. The deferred grant funding is classified within accrued expenses and other current liabilities on our accompanying consolidated balance sheet.
As qualified expenditures are incurred under the terms of the grant, we use the deferred funding to recognize a reduction of our related qualified research and
development expenditures. For the three months ended March 31, 2013, we recognized $0.5 million of qualified expenditures, which was recorded as an offset to our
research and development expenses.
(17) Material Contingencies
(a) Acquisition-related Contingent Consideration Obligations
The following summarizes our principal contractual acquisition-related contingent consideration obligations as of March 31, 2013 that have changed
significantly since December 31, 2012. Other acquisition-related contingent consideration obligations that were presented in our Annual Report on Form 10-K, as
amended, for the year ended December 31, 2012, but which are omitted below, represent those that have not changed significantly since that date.
•
Accordant
With respect to Accordant, the terms of the acquisition agreement require us to pay an earn-out upon successfully meeting certain revenue and cash collection
targets starting after the second anniversary of the acquisition date and completed prior to the third anniversary of the acquisition date. An earn-out totaling $4.5 million
was earned and accrued as of December 31, 2012. A payment of $1.5 million was made during the first quarter of 2013 and the remaining payments will be made in
quarterly installments of $1.5 million during the second and third quarter of 2013.
•
Branan
With respect to Branan, the terms of the acquisition agreement require us to pay earn-outs upon successfully achieving various regulatory product approval
milestones by the second anniversary of the acquisition date. Four milestones were achieved during 2012, resulting in an accrual totaling approximately $2.0 million as
of December 31, 2012. During the first quarter of 2013, two additional milestones were achieved, resulting in an incremental accrual of $1.0 million. Payment of these
earn-outs was made during the first quarter of 2013. The maximum remaining amount of the earn-out payments is $2.0 million.
•
Epocal
With respect to Epocal, the terms of the acquisition agreement require us to pay earn-outs and management incentive payments upon successfully meeting
certain product development and United States Food and Drug Administration regulatory approval milestones from the date of acquisition through December 31, 2018.
The maximum amount of the earn-out payments is $90.5 million, of which $15.0 million was paid at the acquisition closing date. The maximum amount of the
management incentive payments is $9.4 million.
•
ROAR
With respect to Forensics Limited, or ROAR, the terms of the acquisition agreement require us to pay an earn-out upon successfully meeting certain EBITDA
targets during 2012 through 2014. Payment of the 2012 earn-out totaling approximately £1.0 million (approximately $1.5 million), which was previously accrued, was
made during the first quarter of 2013. The maximum remaining amount of the earn-out payments is £9.5 million (approximately $14.4 million at March 31, 2013).
(18) Recent Accounting Pronouncements
From time to time, new accounting pronouncements are issued by the Financial Accounting Standards Board, or FASB, or other standard setting bodies that we
Source: ALERE INC., 10-Q, May 09, 2013
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adopt as of the specified effective date. Unless otherwise discussed, we believe that the impact of recently issued standards that are not yet effective will not have a
material impact on our financial position, results of operations, comprehensive income or cash flows upon adoption.
Recently Adopted Standards
Effective January 1, 2013, we adopted ASU No. 2012-02, Intangibles — Goodwill and Other (Topic 350): Testing Indefinite-Lived Intangible Assets for
Impairment , or ASU 2012-02. ASU 2012-02 allows an entity the option to first assess qualitative factors to determine whether the existence of events and
circumstances indicates that it is more likely than not that the indefinite-lived intangible asset is impaired. If an entity concludes that it is not more likely than not that
the indefinite-lived intangible asset is impaired, then the entity is not required to take further action. However, if an entity concludes otherwise, then it is required to
determine the fair value of the indefinite-lived intangible asset and perform the quantitative impairment test by comparing the fair value with the carrying amount. An
entity also has the option to bypass the qualitative assessment for any indefinite-lived intangible asset in any period and proceed directly to performing the quantitative
impairment test. An entity will be able to resume performing the qualitative assessment in any subsequent period. The adoption of this standard is not expected to have
an impact on our financial position, results of operations, comprehensive income or cash flows.
(19) Equity Investments
We account for the results from our equity investments under the equity method of accounting in accordance with ASC 323, Investments — Equity Method and
Joint Ventures, based on the percentage of our ownership interest in the business. Our equity investments primarily include the following:
(a) SPD
In May 2007, we completed the formation of SPD, our 50/50 joint venture with P&G for the development, manufacturing, marketing and sale of existing and
to-be-developed consumer diagnostic products, outside the cardiology, diabetes and oral care fields. Upon completion of the arrangement to form SPD, we ceased to
consolidate the operating results of our consumer diagnostics business related to SPD. For the three months ended March 31, 2013 and 2012, we recorded earnings of
$2.5 million and $2.8 million, respectively, in equity earnings of unconsolidated entities, net of tax, in our accompanying Consolidated Statements of Operations, which
represented our 50% share of SPD’s net income for the respective periods.
(b) TechLab
In May 2006, we acquired 49% of TechLab, Inc., or TechLab, a privately-held developer, manufacturer and distributor of rapid non-invasive intestinal
diagnostics tests in the areas of intestinal inflammation, antibiotic-associated diarrhea and parasitology. For the three months ended March 31, 2013 and 2012, we
recorded earnings of $0.2 million and $0.7 million, respectively, in equity earnings of unconsolidated entities, net of tax, in our accompanying Consolidated Statements
of Operations, which represented our minority share of TechLab’s net income for the respective periods.
19
Source: ALERE INC., 10-Q, May 09, 2013
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Table of Contents
ALERE INC. AND SUBSIDIARIES
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS – (Continued)
(unaudited)
Summarized financial information for SPD and TechLab on a combined basis is as follows (in thousands):
Three Months Ended March 31,
Combined Condensed Results of Operations:
2013
2012
Net revenue
$
49,155
$
52,525
Gross profit
$
37,113
$
35,179
Net income after taxes
$
5,577
$
6,993
Combined Condensed Balance Sheet:
March 31, 2013
Current assets
Non-current assets
December 31, 2012
$
65,835
37,603
$
79,842
38,991
$
103,438
$
118,833
Current liabilities
Non-current liabilities
$
32,950
6,986
$
45,084
6,791
Total liabilities
$
39,936
$
51,875
Total assets
(20) Guarantor Financial Information
Our 7.25% senior notes due 2018, our 9% senior subordinated notes due 2016, and our 8.625% senior subordinated notes due 2018 are guaranteed by certain of
our consolidated wholly owned subsidiaries, or the Guarantor Subsidiaries. The guarantees are full and unconditional and joint and several. The following supplemental
financial information sets forth, on a consolidating basis, balance sheets as of March 31, 2013 and December 31, 2012, the related statements of operations, statements
of comprehensive income (loss) and cash flows for each of the three months ended March 31, 2013 and 2012, for Alere Inc., the Guarantor Subsidiaries and our other
subsidiaries, or the Non-Guarantor Subsidiaries. The supplemental financial information reflects the investments of Alere Inc. and the Guarantor Subsidiaries in the
Guarantor and Non-Guarantor Subsidiaries using the equity method of accounting.
We have extensive transactions and relationships between various members of the consolidated group. These transactions and relationships include
intercompany pricing agreements, intellectual property royalty agreements and general and administrative and research and development cost-sharing agreements.
Because of these relationships, it is possible that the terms of these transactions are not the same as those that would result from transactions among wholly unrelated
parties.
For comparative purposes, certain amounts for prior periods have been reclassified to conform to the current period classification.
20
Source: ALERE INC., 10-Q, May 09, 2013
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Table of Contents
ALERE INC. AND SUBSIDIARIES
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS – (Continued)
(unaudited)
CONSOLIDATING STATEMENT OF OPERATIONS
For the Three Months Ended March 31, 2013
(in thousands)
Issuer
Net product sales
Services revenue
$
NonGuarantor
Subsidiaries
Guarantor
Subsidiaries
—
—
$
233,493
206,171
$
Eliminations
320,897
20,738
$
(46,114)
—
Consolidated
$
508,276
226,909
—
—
439,664
3,035
341,635
3,533
(46,114)
(2,504)
735,185
4,064
—
442,699
345,168
(48,618)
739,249
Cost of net product sales
Cost of services revenue
948
—
120,594
115,611
173,216
8,502
(41,680)
(3,955)
253,078
120,158
Cost of net product sales and services revenue
Cost of license and royalty revenue
948
—
236,205
17
181,718
4,243
(45,635)
(2,504)
373,236
1,756
948
236,222
185,961
(48,139)
374,992
(948)
206,477
159,207
(479)
364,257
4,423
1,392
14,027
17,380
82,838
64,983
19,651
72,226
56,848
—
—
—
41,454
156,456
135,858
19,842
165,201
148,725
—
333,768
(20,790)
41,276
10,482
(479)
30,489
(56,858)
4,770
(7,021)
6,259
(3,417)
(1,603)
Provision (benefit) for income taxes
(72,878)
(62,811)
40,514
17,926
5,462
8,127
Income (loss) before equity earnings of unconsolidated
entities, net of tax
Equity in earnings (losses) of subsidiaries, net of tax
Equity earnings of unconsolidated entities, net of tax
(10,067)
22,244
248
22,588
(614)
—
(2,665)
—
2,688
(365)
(21,630)
(2)
9,491
—
2,934
Net income
Less: Net loss attributable to non-controlling interests
12,425
—
21,974
—
23
(25)
(21,997)
—
12,425
(25)
Net income attributable to Alere Inc. and Subsidiaries
Preferred stock dividends
12,425
(5,250)
21,974
—
48
—
(21,997)
—
12,450
(5,250)
Net product sales and services revenue
License and royalty revenue
Net revenue
Cost of net revenue
Gross profit (loss)
Operating expenses:
Research and development
Sales and marketing
General and administrative
Total operating expenses
Operating income (loss)
Interest expense, including amortization of original issue
discounts and deferred financing costs
Other income (expense), net
9,897
(9,896)
(57,399)
(470)
(478)
(113)
(27,380)
(36,871)
Income (loss) before provision (benefit) for income taxes
Net income available to common stockholders
$
7,175
$
21,974
$
48
$
(21,997)
$
7,200
21
Source: ALERE INC., 10-Q, May 09, 2013
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Table of Contents
ALERE INC. AND SUBSIDIARIES
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS – (Continued)
(unaudited)
CONSOLIDATING STATEMENT OF OPERATIONS
For the Three Months Ended March 31, 2012
(in thousands)
Issuer
Net product sales
Services revenue
$
NonGuarantor
Subsidiaries
Guarantor
Subsidiaries
—
—
$
223,417
176,715
$
285,599
15,719
Eliminations
$
(33,229)
—
Consolidated
$
475,787
192,434
—
—
400,132
4,304
301,318
2,546
(33,229)
(3,942)
668,221
2,908
—
404,436
303,864
(37,171)
671,129
Cost of net product sales
Cost of services revenue
850
—
106,202
83,643
151,598
7,217
(33,096)
—
225,554
90,860
Cost of net product sales and services revenue
Cost of license and royalty revenue
850
—
189,845
5
158,815
5,581
(33,096)
(3,942)
316,414
1,644
850
189,850
164,396
(37,038)
318,058
(850)
214,586
139,468
(133)
353,071
5,196
1,057
11,631
17,482
86,337
64,644
16,322
71,184
44,160
—
—
—
39,000
158,578
120,435
17,884
168,463
131,666
—
318,013
(18,734)
46,123
7,802
(133)
35,058
(49,716)
(8,074)
(11,067)
9,428
(3,254)
23,787
Provision (benefit) for income taxes
(76,524)
(26,998)
44,484
16,782
Income (loss) before equity earnings of unconsolidated
entities, net of tax
Equity in earnings (losses) of subsidiaries, net of tax
Equity earnings of unconsolidated entities, net of tax
(49,526)
49,895
660
Net product sales and services revenue
License and royalty revenue
Net revenue
Cost of net revenue
Gross profit (loss)
Operating expenses:
Research and development
Sales and marketing
General and administrative
Total operating expenses
Operating income (loss)
Interest expense, including amortization of original issue
discounts and deferred financing costs
Other income (expense), net
13,310
(13,310)
(50,727)
11,831
28,335
8,690
(133)
71
(3,838)
(1,455)
27,702
(348)
—
19,645
—
2,736
(204)
(49,547)
16
(2,383)
—
3,412
1,029
—
27,354
—
22,381
(185)
(49,735)
—
1,029
(185)
1,029
(5,309)
27,354
—
22,566
—
(49,735)
—
1,214
(5,309)
Income (loss) before provision (benefit) for income taxes
Net income
Less: Net loss attributable to non-controlling interests
Net income attributable to Alere Inc. and Subsidiaries
Preferred stock dividends
Net income (loss) available to common stockholders
$
(4,280)
$
27,354
$
22,566
$
(49,735)
$
(4,095)
22
Source: ALERE INC., 10-Q, May 09, 2013
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Table of Contents
ALERE INC. AND SUBSIDIARIES
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS – (Continued)
(unaudited)
CONSOLIDATING STATEMENT OF COMPREHENSIVE INCOME (LOSS)
For the Three Months Ended March 31, 2013
(in thousands)
Guarantor
Subsidiaries
Issuer
Net income
$
Other comprehensive loss, before tax:
Changes in cumulative translation adjustment
Unrealized gains on hedging instruments
Minimum pension liability adjustment
Other comprehensive loss, before tax
Income tax provision (benefit) related to
items of other comprehensive loss
Other comprehensive loss, net of tax
Comprehensive income (loss)
Less: Comprehensive loss attributable to non-controlling
interests
Comprehensive income (loss) attributable to Alere Inc.
and Subsidiaries
12,425
$
$
23
Eliminations
$
(21,997)
Consolidated
$
12,425
(201)
—
—
—
—
—
(75,154)
11
605
—
—
—
(75,355)
11
605
(201)
—
(74,538)
—
(74,739)
—
—
(201)
—
12,224
12,224
—
21,974
(74,490)
(74,739)
(21,997)
(62,314)
—
(25)
$
—
—
(74,515)
—
$
—
(74,538)
21,974
—
$
21,974
Non-Guarantor
Subsidiaries
$
(21,997)
(25)
$
(62,289)
23
Source: ALERE INC., 10-Q, May 09, 2013
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Table of Contents
ALERE INC. AND SUBSIDIARIES
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS – (Continued)
(unaudited)
CONSOLIDATING STATEMENT OF COMPREHENSIVE INCOME
For the Three Months Ended March 31, 2012
(in thousands)
Guarantor
Subsidiaries
Issuer
Net income
$
Other comprehensive income (loss), before tax:
Changes in cumulative translation adjustment
Unrealized gains on available for sale securities
Unrealized gains on hedging instruments
Minimum pension liability adjustment
1,029
$
27,354
Non-Guarantor
Subsidiaries
$
22,381
Eliminations
$
(49,735)
Consolidated
$
1,029
329
429
17
—
(306)
2
—
—
35,251
—
1,090
(165)
665
—
—
—
35,939
431
1,107
(165)
775
(304)
36,176
665
37,312
—
—
775
(304)
Other comprehensive income (loss), before tax
Income tax benefit related to items of other
comprehensive income
Other comprehensive income (loss), net
of tax
Comprehensive income
Less: Comprehensive loss attributable to non-controlling
interests
Comprehensive income attributable to Alere Inc. and
Subsidiaries
1,804
$
1,804
36,217
27,050
—
27,050
58,783
37,353
(49,070)
38,382
—
(185)
$
(41)
665
58,598
—
$
—
(41)
$
(49,070)
(185)
$
38,567
24
Source: ALERE INC., 10-Q, May 09, 2013
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Table of Contents
ALERE INC. AND SUBSIDIARIES
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS – (Continued)
(unaudited)
CONSOLIDATING BALANCE SHEET
March 31, 2013
(in thousands)
Guarantor
Subsidiaries
Issuer
ASSETS
Current assets:
Cash and cash equivalents
Restricted cash
Marketable securities
Accounts receivable, net of allowances
Inventories, net
Deferred tax assets
Prepaid expenses and other current assets
Intercompany receivables
$
Total current assets
Property, plant and equipment, net
Goodwill
Other intangible assets with indefinite lives
Finite-lived intangible assets, net
Deferred financing costs, net and other non-current assets
Investments in subsidiaries
Investments in unconsolidated entities
Deferred tax assets
Intercompany notes receivable
Total assets
LIABILITIES AND EQUITY
Current liabilities:
Current portion of long-term debt
Current portion of capital lease obligations
Accounts payable
Accrued expenses and other current liabilities
Intercompany payables
Total current liabilities
8,626
7,933
—
—
—
32,145
453,291
312,349
$
52,407
2,309
771
242,772
147,580
37,079
(315,140)
603,711
814,344
2,387
—
—
10,927
771,489
290,253
1,820,992
13,900
1,092,551
69,133
4,345,418
34,384
—
1,672,676
10,357
353,666
—
—
752,565
Non-Guarantor
Subsidiaries
$
266,200
1,407
113
297,321
209,509
11,367
29,231
64,077
Eliminations
$
879,225
236,980
1,295,865
44,493
771,158
19,881
(67,215)
48,363
8,653
64,766
—
—
—
—
(20,647)
2,939
(36)
(980,137)
Consolidated
$
327,233
11,649
884
540,093
336,442
83,530
167,346
—
(997,881)
(456)
—
—
—
1,467,177
529,164
3,116,857
58,393
1,874,636
(71)
(4,631,869)
11,548
—
(2,490,007)
99,300
—
94,295
8,653
—
$ 6,949,269
$
5,105,773
$
3,302,169
$
(8,108,736)
$
7,248,475
$
$
985
3,207
67,623
199,618
133,102
$
6,225
2,939
90,999
186,418
262,472
$
—
—
—
(29)
(980,136)
$
52,210
6,146
166,012
470,919
—
45,000
—
7,390
84,912
584,562
721,864
404,535
549,053
(980,165)
695,287
Long-term liabilities:
Long-term debt, net of current portion
Capital lease obligations, net of current portion
Deferred tax liabilities
Other long-term liabilities
Intercompany notes payables
3,770,784
—
(15,907)
18,099
331,783
299
4,845
319,914
69,963
1,602,374
17,759
6,770
111,497
124,385
555,850
—
—
(52)
(71)
(2,490,007)
3,788,842
11,615
415,452
212,376
—
Total long-term liabilities
4,104,759
1,997,395
816,261
(2,490,130)
4,428,285
Stockholders’ equity
Non-controlling interests
2,122,646
—
2,703,843
—
1,934,598
2,257
(4,638,441)
—
2,122,646
2,257
Total equity
2,122,646
2,703,843
1,936,855
(4,638,441)
2,124,903
Total liabilities and equity
$ 6,949,269
$
5,105,773
$
3,302,169
$
(8,108,736)
$
7,248,475
25
Source: ALERE INC., 10-Q, May 09, 2013
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Table of Contents
ALERE INC. AND SUBSIDIARIES
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS – (Continued)
(unaudited)
CONSOLIDATING BALANCE SHEET
December 31, 2012
(in thousands)
Guarantor
Subsidiaries
Issuer
ASSETS
Current assets:
Cash and cash equivalents
Restricted cash
Marketable securities
Accounts receivable, net of allowances
Inventories, net
Deferred tax assets
Prepaid expenses and other current assets
Intercompany receivables
$
Total current assets
Property, plant and equipment, net
Goodwill
Other intangible assets with indefinite lives
Finite-lived intangible assets, net
Deferred financing costs, net and other non-current assets
Investments in subsidiaries
Investments in unconsolidated entities
Deferred tax assets
Intercompany notes receivable
Total assets
LIABILITIES AND EQUITY
Current liabilities:
Current portion of long-term debt
Current portion of capital lease obligations
Accounts payable
Accrued expenses and other current liabilities
Intercompany payables
Total current liabilities
3,623
—
—
—
—
12,193
(20,636)
298,812
$
67,449
1,680
787
241,050
142,413
39,601
99,271
1,254,727
293,992
2,679
—
—
24,701
1,846,978
293,260
1,820,438
14,600
1,132,656
78,522
4,114,478
33,979
—
1,724,650
10,341
358,088
—
782
722,552
Non-Guarantor
Subsidiaries
$
257,274
1,396
117
283,282
203,230
13,138
66,634
55,847
Eliminations
$
880,918
239,082
1,227,967
21,851
676,868
20,065
(67,799)
56,512
7,511
1,278
—
—
—
—
(8,522)
2,790
(33)
(1,609,386)
Consolidated
$
328,346
3,076
904
524,332
337,121
67,722
145,236
—
(1,615,151)
(552)
—
—
—
1,406,737
534,469
3,048,405
36,451
1,834,225
(71)
(4,404,767)
—
—
(2,448,480)
108,857
—
90,491
8,293
—
$ 6,273,001
$
6,199,695
$
3,064,253
$
(8,469,021)
$
7,067,928
$
$
349
3,209
76,256
586,116
806,507
$
14,883
3,475
85,725
214,659
245,300
$
—
—
—
(26)
(1,609,385)
$
60,232
6,684
169,974
411,919
—
45,000
—
7,993
(388,830)
557,578
221,741
1,472,437
564,042
(1,609,411)
648,809
Long-term liabilities:
Long-term debt, net of current portion
Capital lease obligations, net of current portion
Deferred tax liabilities
Other long-term liabilities
Intercompany notes payables
3,617,068
—
(5,329)
17,678
241,421
374
5,412
333,388
72,890
1,630,376
11,233
7,505
100,216
76,138
576,684
—
—
(87)
(71)
(2,448,481)
3,628,675
12,917
428,188
166,635
—
Total long-term liabilities
3,870,838
2,042,440
771,776
(2,448,639)
4,236,415
Stockholders’ equity
Non-controlling interests
2,180,422
—
2,684,818
—
1,726,153
2,282
(4,410,971)
—
2,180,422
2,282
Total equity
2,180,422
2,684,818
1,728,435
(4,410,971)
2,182,704
Total liabilities and equity
$ 6,273,001
$
6,199,695
$
3,064,253
$
(8,469,021)
$
7,067,928
26
Source: ALERE INC., 10-Q, May 09, 2013
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Table of Contents
ALERE INC. AND SUBSIDIARIES
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS – (Continued)
(unaudited)
CONSOLIDATING STATEMENT OF CASH FLOWS
For the Three Months Ended March 31, 2013
(in thousands)
Guarantor
Subsidiaries
Issuer
Cash Flows from Operating Activities:
Net income
Adjustments to reconcile net income to net cash provided by
(used in) operating activities:
Equity in earnings (losses) of subsidiaries, net of tax
$
12,425
(22,244)
Non-cash interest expense, including amortization of
original issue discounts and write-off of deferred
financing costs
Depreciation and amortization
Non-cash charges for sale of inventories revalued at the
date of acquisition
Non-cash stock-based compensation expense
(Gain) loss on sale of fixed assets
Equity earnings of unconsolidated entities, net of tax
Deferred income taxes
Other non-cash items
Changes in assets and liabilities, net of acquisitions:
Accounts receivable, net
Inventories, net
Prepaid expenses and other current assets
Accounts payable
Accrued expenses and other current liabilities
Other non-current liabilities
Intercompany payable (receivable)
$
Non-Guarantor
Subsidiaries
21,974
614
$
23
—
9
41,756
Eliminations
$
Consolidated
(21,997)
21,630
—
(29)
$
12,425
—
5,153
1,287
55
61,956
5,217
104,970
—
1,660
—
—
1,096
227
461
1,367
(55)
—
—
—
461
4,123
172
(248)
(30,889)
(762)
—
(10,300)
275
(2,688)
(9,605)
2,428
2
(113)
—
(2,934)
(50,907)
1,941
—
—
(473,927)
(604)
478,082
(126)
63,473
(1,722)
(10,475)
413,773
(7,960)
(387,332)
(2,946)
(80,252)
(18,445)
(7,271)
35,134
6,576
(31,606)
3,867
16,779
—
575
19,187
—
(19,187)
—
—
(20,167)
(17,171)
(5,833)
(1,988)
39,957
795
—
Net cash provided by (used in) operating activities
Cash Flows from Investing Activities:
Increase in restricted cash
Purchases of property, plant and equipment
Proceeds from sale of property, plant and equipment
Cash paid for acquisitions, net of cash acquired
Cash received from equity method investments
Increase in other assets
Net cash used in investing activities
Cash Flows from Financing Activities:
Cash paid for financing costs
Cash paid for contingent purchase price consideration
Proceeds from issuance of common stock, net of issuance
costs
Proceeds from issuance of long-term debt
Payments on long-term debt
Net proceeds (payments) under revolving credit facilities
Cash paid for dividends
Excess tax benefits on exercised stock options
Principal payments on capital lease obligations
33,280
(1,017)
38,730
68
71,061
(7,933)
(37)
—
(151,372)
—
(3,210)
(630)
(14,354)
2,106
—
—
(928)
(10)
(26,736)
4,085
(7,049)
10,771
(1,431)
—
5,022
(5,048)
—
—
—
(8,573)
(36,105)
1,143
(158,421)
10,771
(5,569)
(162,552)
(13,806)
(20,370)
(26)
(196,754)
(1,427)
(19,098)
—
—
—
—
—
—
(1,427)
(19,098)
6,135
—
(16,845)
170,000
(5,323)
71
—
—
1,007
(445)
—
—
17
(814)
—
9,046
(2,348)
(7,517)
—
16
(907)
—
—
—
—
—
—
—
6,135
10,053
(19,638)
162,483
(5,323)
104
(1,721)
133,513
(235)
(1,710)
—
131,568
16
(7,724)
(42)
(6,988)
—
(1,113)
Net cash provided by (used in) financing activities
Foreign exchange effect on cash and cash equivalents
762
Net increase (decrease) in cash and cash equivalents
5,003
Source: ALERE INC., 10-Q, May 09, 2013
(15,042)
8,926
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Cash and cash equivalents, beginning of period
Cash and cash equivalents, end of period
3,623
$
8,626
67,449
$
52,407
—
257,274
$
266,200
$
—
328,346
$
327,233
27
Source: ALERE INC., 10-Q, May 09, 2013
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Table of Contents
ALERE INC. AND SUBSIDIARIES
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS – (Continued)
(unaudited)
CONSOLIDATING STATEMENT OF CASH FLOWS
For the Three Months Ended March 31, 2012
(in thousands)
Guarantor
Subsidiaries
Issuer
Cash Flows from Operating Activities:
Net income
Adjustments to reconcile net income to net cash provided
by (used in) operating activities:
Equity in earnings (losses) of subsidiaries, net of
tax
Non-cash interest expense, including amortization
of original issue discounts and write-off of
deferred financing costs
Depreciation and amortization
Non-cash charges for sale of inventories revalued at
the date of acquisition
Non-cash stock-based compensation expense
Impairment of inventory
Impairment of long-lived assets
Loss on sale of fixed assets
Equity earnings of unconsolidated entities, net of
tax
Deferred income taxes
Changes in assets and liabilities, net of acquisitions:
Accounts receivable, net
Inventories, net
Prepaid expenses and other current assets
Accounts payable
Accrued expenses and other current liabilities
Other non-current liabilities
Intercompany payable (receivable)
Net cash provided by (used in) operating
activities
Cash Flows from Investing Activities:
Decrease in restricted cash
Purchases of property, plant and equipment
Proceeds from sale of property, plant and equipment
Cash paid for acquisitions, net of cash acquired
Cash received from equity method investments
Cash paid for marketable securities
Increase in other assets
Net cash used in investing activities
Cash Flows from Financing Activities:
Cash paid for financing costs
Cash paid for contingent purchase price consideration
Proceeds from issuance of common stock, net of issuance
costs
Proceeds from issuance of long-term debt
Payments on long-term debt
Net proceeds under revolving credit facilities
Payments on short-term debt
Cash paid for dividends
Excess tax benefits on exercised stock options
Principal payments on capital lease obligations
Net cash provided by (used in) financing
activities
Source: ALERE INC., 10-Q, May 09, 2013
$
1,029
(49,895)
$
27,354
348
Non-Guarantor
Subsidiaries
$
22,381
—
5,219
2,074
59
63,363
—
37,345
—
1,007
—
—
—
1,400
1,377
5
134
508
3,281
1,490
—
—
58
Eliminations
$(49,735)
49,547
—
(61)
—
—
—
—
—
Consolidated
$
1,029
—
5,278
102,721
4,681
3,874
5
134
566
(660)
(11,105)
—
(614)
(2,736)
(2,033)
(16)
—
(3,412)
(13,752)
—
—
10,526
(863)
(4,605)
13,349
(4,386)
(4,101)
(8,337)
(3,733)
(2,619)
(12,842)
—
(265)
—
—
(12,942)
9,351
3,521
(17,806)
(14,901)
4,309
131,413
34,232
(10,015)
(128,235)
(15,346)
20,332
(3,178)
—
71
—
3,985
14,697
—
78,153
(9,827)
34,063
(459)
101,930
—
(4)
—
(22,500)
—
—
(6,144)
—
(17,375)
201
—
—
(2)
(397)
6,302
(13,465)
326
(15,508)
6,066
—
(2,013)
—
459
—
—
—
—
—
6,302
(30,385)
527
(38,008)
6,066
(2)
(8,554)
(28,648)
(17,573)
(18,292)
459
(64,054)
(1,876)
—
—
—
(1,876)
(48)
—
—
—
(48)
7,674
198,000
(10,750)
—
(6,240)
(5,323)
98
—
—
951
(656)
(2)
—
—
48
(502)
—
190
(5,505)
1,341
—
—
2
(1,218)
—
—
—
—
—
—
—
—
7,674
199,141
(16,911)
1,339
(6,240)
(5,323)
148
(1,720)
181,535
(161)
(5,190)
—
176,184
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
Foreign exchange effect on cash and cash equivalents
(429)
Net increase (decrease) in cash and cash
equivalents
Cash and cash equivalents, beginning of period
Cash and cash equivalents, end of period
73
230,611
12,451
$
243,062
(27,488)
95,212
$
67,724
$
1,220
—
864
11,801
191,510
—
—
214,924
299,173
203,311
$
—
$
514,097
28
Source: ALERE INC., 10-Q, May 09, 2013
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Table of Contents
ALERE INC. AND SUBSIDIARIES
NOTES TO CONSOLIDATED FINANCIAL STATEMENTS – (Continued)
(unaudited)
(21) Subsequent Event
On April 26, 2013, we settled our $40.0 million note receivable with FGST (see Note 4). In exchange for our surrender of the note, we acquired certain of the
assets of the Medicare fee-for-service diabetes business (the “Liberty Assets”) of FGST, and its affiliates, including Liberty Medical, for $17.5 million and received
$22.5 million in cash, along with all accrued and unpaid interest.
29
Source: ALERE INC., 10-Q, May 09, 2013
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Table of Contents
ITEM 2.
MANAGEMENT’S DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS
Forward-Looking Statements
This report contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities
Exchange Act of 1934, as amended. You can identify these statements by forward-looking words such as “may,” “could,” “should,” “would,” “intend,” “will,”
“expect,” “anticipate,” “believe,” “estimate,” “continue” or similar words. You should read statements that contain these words carefully because they discuss our future
expectations, contain projections of our future results of operations or of our financial condition or state other “forward-looking” information. Forward-looking
statements include, without limitation, statements regarding anticipated expansion and growth in certain of our product and service offerings, the impact of our research
and development activities, potential new product and technology achievements, the potential for selective acquisitions, including acquisitions of health information
solutions businesses outside the United States, our ability to improve our working capital and operating margins, our expectations with respect to Apollo, our integrated
health information solutions technology platform, our ability to improve care and lower healthcare costs for both providers and patients, and our funding plans for our
future working capital needs and commitments. Actual results or developments could differ materially from those projected in such statements as a result of numerous
factors, including, without limitation, those risks and uncertainties set forth in Part I, Item 1A, “Risk Factors,” of our Annual Report on Form 10-K, as amended, for the
year ended December 31, 2012 and other risk factors identified herein or from time to time in our periodic filings with the SEC. We do not undertake any obligation to
update any forward-looking statements. This report and, in particular, the following discussion and analysis of our financial condition and results of operations, should
be read in light of those risks and uncertainties and in conjunction with our accompanying Consolidated Financial Statements and notes thereto.
Overview
We enable individuals to take greater control of their health at home, under the supervision of their healthcare providers, by combining near-patient diagnostics,
health monitoring capabilities and information technology solutions. A leading global provider of point-of-care diagnostics and services, we have developed a strong
commercial presence in cardiology, infectious disease, toxicology, and diabetes. Our products and services help healthcare practitioners make earlier, more effective
treatment decisions and improve outcomes for individuals living with chronic disease.
During 2012, we focused on completing the foundation for this business model by expanding our presence in toxicology and diabetes through acquisitions. Our
toxicology group is now a full-service provider to a broad range of domestic and foreign employers in industries that require rigorous drug testing. We built a strong
presence in diabetes from the ground up. Our diabetes revenues have grown to over $144.0 million in 2012, and including the effect of acquisitions completed in early
2013, we now service more than 250,000 active diabetes customers. We believe that the strong foundation that we have built in diabetes, specifically in our mail-order
diabetes testing supply business, provides us with a competitive advantage in dealing with the impact that CMS’ competitive bidding program, which will significantly
reduce current reimbursement rates starting in July 2013, is expected to have on competition and pricing in the market for diabetes testing supplies.
Core to our strategy are health information technologies that enable diagnostic data to be fed directly into an information exchange that integrates the diagnostic
data with other patient-related information in a single health record. In recent periods, we have focused on acquiring health information technologies that will
supplement our internally developed information technologies, including Apollo, and improve our ability to execute our business strategy. We now offer a variety of
software-based analytics, clinical decision support tools, and health improvement programs that enable healthcare providers to initiate earlier interventions, personalize
treatment plans, lower costs by reducing hospital readmissions, and measure improvements in outcomes at both a patient and population level.
We also continue to build momentum behind our next generation of novel diagnostic platforms that we expect to drive our growth in future years. With our
novel molecular diagnostic platforms launched, or in the late stages of development, we have now begun to refocus our research and development efforts away from
long-term projects towards product enhancements and menu expansion for our existing platforms.
Financial Highlights
•
Net revenue increased by $68.1 million, or 10%, to $739.2 million for the three months ended March 31, 2013, from $671.1 million for the three
months ended March 31, 2012.
30
Source: ALERE INC., 10-Q, May 09, 2013
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•
Gross profit increased by $11.2 million, or 3%, to $364.3 million for the three months ended March 31, 2013, from $353.1 million for the three
months ended March 31, 2012.
•
For the three months ended March 31, 2013, we generated net income available to common stockholders of $7.2 million, or $0.09 per diluted
common share, compared to a net loss available to common stockholders of $4.1 million, or $(0.05) per diluted common share, for the three months
ended March 31, 2012.
Results of Operations
Where discussed, results excluding the impact of foreign currency translation are calculated on the basis of local currency results, using foreign currency
exchange rates applicable to the earlier comparative period. We believe presenting information using the same foreign currency exchange rates helps investors isolate
the impact of changes in those rates from other trends. Our results of operations were as follows:
Net Product Sales and Services Revenue, Total and by Business Segment. Total net product sales and services revenue increased by $67.0 million, or 10%,
to $735.2 million for the three months ended March 31, 2013, from $668.2 million for the three months ended March 31, 2012. Excluding the impact of currency
translation, net product sales and services revenue for the three months ended March 31, 2013 increased by $70.3 million, or 11%, compared to the three months ended
March 31, 2012. Net product sales and services revenue by business segment for the three months ended March 31, 2013 and 2012 are as follows (in thousands):
Three Months Ended March 31,
2013
2012
% Change
Professional diagnostics
Health information solutions
Consumer diagnostics
$
578,628
134,207
22,350
$
515,449
130,784
21,988
12%
3%
2%
Net product sales and services revenue
$
735,185
$
668,221
10%
Professional Diagnostics
The following table summarizes our net product sales and services revenue from our professional diagnostics business segment by groups of similar products
and services for the three months ended March 31, 2013 and 2012 (in thousands):
Three Months Ended March 31,
2013
2012
Cardiology
Infectious disease
Toxicology
Diabetes
Other
% Change
$
114,933
189,844
149,049
50,083
74,719
$
138,826
151,016
121,740
28,161
75,706
(17)%
26%
22%
78%
(1)%
$
578,628
$
515,449
12%
Professional diagnostics net product sales and services revenue
Net product sales and services revenue from our professional diagnostics business segment increased by $63.2 million, or 12%, to $578.6 million for the three
months ended March 31, 2013, from $515.4 million for the three months ended March 31, 2012. Excluding the impact of currency translation, net product sales and
services revenue from our professional diagnostics business segment increased by $66.7 million, or 13%, comparing the three months ended March 31, 2013 to the
three months ended March 31, 2012. Revenue increased primarily as a result of acquisitions, which contributed an aggregate of $62.0 million of the
non-currency-adjusted increase. Contributing to the increase in net product sales and services revenue was an increase in our North American flu-related net product
sales during the three months ended March 31, 2013, as compared to the three months ended March 31, 2012. Net product sales from our North American flu-related
sales increased approximately $27.7 million, from $6.6 million during the three months ended March 31 2012 to $34.3 million during the three months ended March 31,
2013. Net product sales and services revenue from our professional diagnostics business segment were negatively impacted by the FDA recall matters related to our
Alere Triage ® meter-based products. Net product sales of meter-based Triage products in the U.S. totaled $21.6 million during the three months ended March 31,
2013, as compared to $50.5 million during the three months ended March 31, 2012. Excluding the impact of acquisitions, the increase in flu-related sales during the
comparable periods and the impact of the reduction in net product sales from meter-based Triage products in the U.S., the currency-adjusted organic growth for our
professional diagnostics net product sales and services revenue was approximately $5.8 million, or 1%, from the three months ended March 31, 2012 to the three
months ended March 31, 2013.
31
Source: ALERE INC., 10-Q, May 09, 2013
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Within our professional diagnostics business segment, net product sales and services revenue for our cardiology business decreased by approximately $23.9
million, or 17%, to $114.9 million for the three months ended March 31, 2013, from $138.8 million for the three months ended March 31, 2012, driven principally by
the impact of the FDA recall of certain of our meter-based Triage products in the U.S. Net product sales and services revenue for our infectious disease business
increased by approximately $38.8 million, or 26%, to $189.8 million for the three months ended March 31, 2013, from $151.0 million for the three months ended
March 31, 2012. The change was driven principally by an increase in flu-related sales during the comparable periods. Net product sales and services revenue for our
toxicology business increased by approximately $27.3 million, or 22%, to $149.0 million for the three months ended March 31, 2013, from $121.7 million for the three
months ended March 31, 2012, with our recent acquisitions of eScreen, Inc., or eScreen, Amedica Biotech, Inc., or Amedica, and Branan Medical Corporation, or
Branan, contributing a combined net $41.7 million of the non-currency adjusted increase. Partially offsetting the increase in net product sales and services revenue for
our toxicology business contributed by acquisitions was a decrease in net product sales related to our Triage toxicology products and a reduction in commercial pricing
for our pain and rehab businesses which was implemented in the second quarter of 2012. Our diabetes business increased by approximately $21.9 million, or 78%, to
$50.1 million for the three months ended March 31, 2013, from $28.2 million for the three months ended March 31, 2012, with our recent acquisitions of AmMed and
NationsHealth contributing a combined net $16.0 million of the non-currency adjusted increase.
Health Information Solutions
The following table summarizes our net product sales and services revenue from our health information solutions business segment by groups of similar products
and services for the three months ended March 31, 2013 and 2012 (in thousands):
Three Months Ended March 31,
2013
2012
Disease and case management
Wellness
Women’s and children’s health
Patient self-testing services
Health information solutions net product sales and services
revenue
% Change
$
54,126
26,300
29,080
24,701
$
53,380
27,026
29,771
20,607
1%
(3)%
(2)%
20%
$
134,207
$
130,784
3%
Our health information solutions net product sales and services revenue increased by $3.4 million, or 3%, to $134.2 million for the three months ended
March 31, 2013, from $130.8 million for the three months ended March 31, 2012. Our patient self-testing services net product sales and services revenue increased
approximately $4.1 million, or 20%, to $24.7 million for the three months ended March 31, 2013, from $20.6 for the three months ended March 31, 2012, principally
driven by an increase in our home coagulation monitoring programs resulting from a larger patient population and a simultaneous reduction in customer attrition rates.
Consumer Diagnostics
Net product sales and services revenue from our consumer diagnostics business segment revenue increased by $0.4 million, or 2%, to $22.4 million for the three
months ended March 31, 2013, from $22.0 million for the three months ended March 31, 2012. Net product sales by our 50/50 joint venture with P&G, or SPD, were
$43.1 million during the three months ended March 31, 2013, as compared to $46.2 million during the three months ended March 31, 2012.
License and Royalty Revenue. License and royalty revenue represents license and royalty fees from intellectual property license agreements with third parties.
License and royalty revenue increased by approximately $1.2 million, or 40%, to $4.1 million for the three months ended March 31, 2013, from $2.9 million for the
three months ended March 31, 2012. The increase in royalty revenue for the three months ended March 31, 2013, compared to the three months ended March 31, 2012,
is primarily a result of higher royalties earned under existing licensing agreements.
Gross Profit and Margin. Gross profit increased by $11.2 million, or 3%, to $364.3 million for the three months ended March 31, 2013, from $353.1 million
for the three months ended March 31, 2012. The increase in gross profit during the three months ended March 31, 2013, compared to the three months ended March 31,
2012, was largely attributed to the increase in net product sales and services revenue resulting from acquisitions.
Cost of net revenue included amortization expense of $19.2 million and $15.7 million for the three months ended March 31, 2013 and 2012, respectively and
$0.5 million and $4.7 million of non-cash charges relating to the write-up of inventory to fair value in connection with certain acquisitions during the three months
ended March 31, 2013 and 2012, respectively.
32
Source: ALERE INC., 10-Q, May 09, 2013
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Overall gross margin was 49% and 53% for the three months ended March 31, 2013 and 2012, respectively.
Gross Profit from Net Product Sales and Services Revenue, Total and by Business Segment. Gross profit from net product sales and services revenue
increased by $10.1 million, or 3%, to $361.9 million for the three months ended March 31, 2013, from $351.8 million for the three months ended March 31, 2012.
Gross profit from net product sales and services revenue by business segment for the three months ended March 31, 2013 and 2012 is as follows (in thousands):
Three Months Ended March 31,
2013
2012
% Change
Professional diagnostics
Health information solutions
Consumer diagnostics
$
300,175
57,350
4,424
$
290,909
57,369
3,529
3%
0%
25%
Gross profit from net product sales and services revenue
$
361,949
$
351,807
3%
Professional Diagnostics
Gross profit from our professional diagnostics net product sales and services revenue increased by $9.3 million, or 3%, to $300.2 million for the three months
ended March 31, 2013, compared to $290.9 million for the three months ended March 31, 2012, principally as a result of gross profit earned on revenue from acquired
businesses, as discussed above. Gross profit was negatively impacted by a decrease in our U.S. meter-based Triage product sales and a reduction in commercial pricing
for our pain and rehab businesses, as discussed above. The FDA recall relating to our meter-based Triage products also resulted in incremental costs during the three
months ended March 31, 2013, principally due to unfavorable manufacturing variances and the lost margin on the reduced volume of tests sold during the three months
ended March 31, 2013, as compared to the three months ended March 31, 2012. Cost of professional diagnostics net product sales and services revenue during the three
months ended March 31, 2013 and 2012, included a non-cash charge of $0.5 million and $4.7 million, respectively, relating to the write-up of inventory to fair value in
connection with certain acquisitions. Reducing gross profit during the three months ended March 31, 2013 and 2012 was $0.2 million and $0.6 million, respectively, in
restructuring charges.
Cost of professional diagnostics net product sales and services revenue included amortization expense of $17.4 million and $13.8 million during the three
months ended March 31, 2013 and 2012, respectively.
As a percentage of our professional diagnostics net product sales and services revenue, gross margin for the three months ended March 31, 2013 and 2012 was
52% and 56%, respectively. Increased revenue from our recently acquired toxicology businesses, which contribute lower-than-segment-average gross margin, and a
decrease in our U.S. meter-based Triage product sales, which contribute higher-than-segment-average gross margin, contributed to the decrease in gross margin in the
three months ended March 31, 2013 from the three months ended March 31, 2012.
Health Information Solutions
Gross profit from our health information solutions net product sales and services revenue remained flat for the three months ended March 31, 2013, compared to
the three months ended March 31, 2012. Reducing gross profit during each of the three months ended March 31, 2013 and 2012 was $0.4 million in restructuring
charges.
Cost of health information solutions net product sales and services revenue included amortization expense of $1.5 million and $1.6 million during the three
months ended March 31, 2013 and 2012, respectively.
As a percentage of our health information solutions net product sales and services revenue, gross margin for the three months ended March 31, 2013 and 2012
was 43% and 44%, respectively.
Consumer Diagnostics
Gross profit from our consumer diagnostics net product sales and services revenue increased by $0.9 million, or 25%, to $4.4 million for the three months ended
March 31, 2013, compared to $3.5 million for the three months ended March 31, 2012. The increase in gross profit was primarily the result of a one-time cost of goods
sold adjustment totaling approximately $0.7 million related to our manufacturing agreement with SPD recorded during the three months ended March 31, 2012.
Cost of consumer diagnostics net product sales and services revenue included amortization expense of $0.3 million during each of the three months ended
March 31, 2013 and 2012.
33
Source: ALERE INC., 10-Q, May 09, 2013
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As a percentage of net product sales and services revenue, gross margin for the three months ended March 31, 2013 and 2012 was 20% and 16%, respectively.
Research and Development Expense. Research and development expense increased by $2.5 million, or 6%, to $41.5 million for the three months ended
March 31, 2013, from $39.0 million for the three months ended March 31, 2012. Research and development expense during the three months ended March 31, 2013 is
reported net of grant funding of $0.5 million arising from the research and development funding relationship with the Bill and Melinda Gates Foundation that we
entered into in February 2013. Included in research and development expense for the three months ended March 31, 2012 were restructuring charges associated with our
various restructuring plans to integrate our newly-acquired businesses totaling approximately $0.6 million. Amortization expense of $1.3 million and $2.7 million was
included in research and development expense for the three months ended March 31, 2013 and 2012, respectively.
Research and development expense as a percentage of net revenue was 6% for each of the three months ended March 31, 2013 and 2012.
Sales and Marketing Expense. Sales and marketing expense decreased by $2.1 million, or 1%, to $156.5 million for the three months ended March 31, 2013,
from $158.6 million for the three months ended March 31, 2012. The decrease in sales and marketing expense was primarily driven by lower amortization expense
during the three months ended March 31, 2013, compared to the three months ended March 31, 2012. Amortization expense of $53.5 million and $57.8 million was
included in sales and marketing expense for the three months ended March 31, 2013 and 2012, respectively. Restructuring charges associated with our various
restructuring plans to integrate our newly-acquired businesses totaling approximately $1.1 million and $0.8 million were included in sales and marketing expense for
the three months ended March 31, 2013 and 2012, respectively.
Sales and marketing expense as a percentage of net revenue was 21% and 24% for the three months ended March 31, 2013 and 2012, respectively.
General and Administrative Expense. General and administrative expense increased by approximately $15.4 million, or 13%, to $135.9 million for the three
months ended March 31, 2013, from $120.4 million for the three months ended March 31, 2012. The increase in general and administrative expense relates primarily to
additional spending related to newly-acquired businesses. During the three months ended March 31, 2013 and 2012, we recorded expenses of $11.0 million and $5.0
million, respectively, in connection with fair value adjustments to acquisition-related contingent consideration obligations. Acquisition-related costs of $0.9 million and
$1.5 million were included in general and administrative expense for the three months ended March 31, 2013 and 2012, respectively. Restructuring charges associated
with our various restructuring plans to integrate our newly-acquired businesses totaling approximately $2.2 million and $3.1 million were included in general and
administrative expense for the three months ended March 31, 2013 and 2012, respectively. Amortization expense of $1.9 million and $2.0 million was included in
general and administrative expense for the three months ended March 31, 2013 and 2012, respectively.
General and administrative expense as a percentage of net revenue was 18% for each of the three months ended March 31, 2013 and 2012.
Interest Expense. Interest expense includes interest charges and the amortization of deferred financing costs and original issue discounts associated with certain
debt issuances. Interest expense increased by $6.7 million, or 13%, to $57.4 million for the three months ended March 31, 2013, from $50.7 million for the three months
ended March 31, 2012. The increase is principally due to higher interest expense recorded in connection with higher outstanding debt balances during the first quarter of
2013 under our secured credit facility, compared to the outstanding debt balances during the first quarter of 2012.
Other Income (Expense), Net. Other income (expense), net includes interest income, realized and unrealized foreign exchange gains and losses, and other
income and expense. The components and the respective amounts of other income (expense), net are summarized as follows (in thousands):
Three Months Ended March 31,
2013
2012
Change
Interest income
Foreign exchange gains (losses), net
Other
$
1,023
(467)
(1,026)
$
562
(774)
12,043
$
461
307
(13,069)
Total other income (expense), net
$
(470)
$
11,831
$
(12,301)
34
Source: ALERE INC., 10-Q, May 09, 2013
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Other income of $12.0 million for the three months ended March 31, 2012 includes a $13.5 million final royalty termination payment received from Quidel.
Benefit for Income Taxes. The benefit for income taxes increased by $35.4 million to a $36.9 million benefit for the three months ended March 31, 2013, from
a $1.5 million benefit for the three months ended March 31, 2012. Our effective tax rate is calculated based on projected income across many different jurisdictions, and
can change based on the location of income, losses and credits. The change in the effective tax rate, from the three months ended March 31, 2012 to the three months
ended March 31, 2013, results primarily from our forecasted jurisdictional mix of income, as well as from U.S. federal research and development tax credits of
approximately $1.6 million projected to be generated in 2013. In addition, we recognized a discrete tax benefit of $1.5 million for 2012 U.S. federal research and
development tax credits during the three months ended March 31, 2013.
Equity Earnings in Unconsolidated Entities, Net of Tax. Equity earnings in unconsolidated entities is reported net of tax and includes our share of earnings in
entities that we account for under the equity method of accounting. Equity earnings in unconsolidated entities, net of tax for the three months ended March 31, 2013
reflects the following: (i) our 50% interest in SPD in the amount of $2.5 million, (ii) our 40% interest in Vedalab S.A., or Vedalab, in the amount of $0.2 million and
(iii) our 49% interest in TechLab, Inc., or TechLab, in the amount of $0.2 million. Equity earnings in unconsolidated entities, net of tax for the three months ended
March 31, 2012 reflects the following: (i) our 50% interest in SPD in the amount of $2.8 million, (ii) our 40% interest in Vedalab in the amount of $(0.1) million and
(iii) our 49% interest in TechLab in the amount of $0.7 million.
Net Income (Loss) Available to Common Stockholders. For the three months ended March 31, 2013, we generated net income available to common
stockholders of $7.2 million, or $0.09 per diluted common share. For the three months ended March 31, 2012, we generated a net loss available to common
stockholders of $4.1 million, or $0.05 per diluted common share. Net income (loss) available to common stockholders reflects $5.3 million of preferred stock dividends
paid during each of the three months ended March 31, 2013 and 2012. See Note 6 of the accompanying Consolidated Financial Statements for the calculation of net
income (loss) per common share.
Liquidity and Capital Resources
Based upon our current working capital position, current operating plans and expected business conditions, we expect to fund our short—and long-term working
capital needs primarily using existing cash and our operating cash flow, and we expect our working capital position to improve as we improve our future operating
margins and grow our business through new product and service offerings and by continuing to leverage our strong intellectual property position. As of March 31, 2013,
we had $327.2 million of cash and cash equivalents, of which $74.8 million was held by domestic subsidiaries and $252.4 million was held by foreign entities. We do
not plan to repatriate cash held by foreign entities due to adverse tax implications, including incremental U.S. tax liabilities and potential foreign withholding tax
liabilities.
We may also utilize our secured credit facility or other new sources of financing to fund a portion of our capital needs and other commitments, including our
contractual contingent consideration obligations and future acquisitions. As of March 31, 2013, we had outstanding borrowings totaling $192.5 million under the $250.0
million revolving line of credit under our secured credit facility, leaving $57.5 million available to us for additional borrowings. Our ability to access the capital markets
may be impacted by the amount of our outstanding debt and equity and the extent to which our assets are encumbered by our outstanding secured debt. The terms and
conditions of our outstanding debt instruments also contain covenants which expressly restrict our ability to incur additional indebtedness and conduct other financings.
As of March 31, 2013, we had $3.8 billion in outstanding indebtedness comprised of $2.4 billion under our secured credit facility, including borrowings under our
revolving line of credit, $450.0 million of 7.25% senior notes due 2018, $400.0 million of 8.625% senior subordinated notes due 2018, $393.4 million of 9% senior
subordinated notes due 2016 and $150.0 million of 3% convertible senior subordinated notes due 2016.
If the capital and credit markets experience volatility or the availability of funds is limited, we may incur increased costs associated with issuing debt
instruments. In addition, it is possible that our ability to access the capital and credit markets could be limited by these or other factors at a time when we would like, or
need, to do so, which could have an adverse impact on our ability to refinance maturing debt and/or react to changing economic and business conditions.
Our funding plans for our working capital needs and other commitments may be adversely impacted by unexpected costs associated with integrating the
operations of newly-acquired companies, executing our cost-savings strategies and prosecuting and defending our existing lawsuits and/or unforeseen lawsuits against
us. We also cannot be certain that our underlying assumed levels of revenues and expenses will be realized. In addition, we intend to continue to make investments in
our research and development efforts related to the substantial intellectual property portfolio we own. We may also choose to further expand our research and
development efforts and may pursue the acquisition of new products and technologies through licensing arrangements, business
35
Source: ALERE INC., 10-Q, May 09, 2013
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acquisitions, or otherwise. We may also choose to make significant investment to pursue legal remedies against potential infringers of our intellectual property rights. If
we decide to engage in such activities, or if our operating results fail to meet our expectations, we could be required to seek additional funding through public or private
financings or other arrangements. In such event, adequate funds may not be available when needed or may be available only on terms which could have a negative
impact on our business and results of operations. In addition, if we raise additional funds by issuing equity or convertible securities, dilution to then-existing
stockholders may result.
Three Months Ended March 31,
Cash Flow Summary (in thousands)
2013
Net cash provided by operating activities
Net cash used in investing activities
Net cash provided by financing activities
Foreign exchange effect on cash and cash equivalents
$
Net increase (decrease) in cash and cash equivalents
Cash and cash equivalents, beginning of period
71,061
(196,754)
131,568
(6,988)
2012
$
(1,113)
328,346
Cash and cash equivalents, end of period
$
327,233
101,930
(64,054)
176,184
864
214,924
299,173
$
514,097
Summary of Changes in Cash Position
As of March 31, 2013, we had cash and cash equivalents of $327.2 million, a $1.1 million decrease from December 31, 2012. Our primary sources of cash
during the three months ended March 31, 2013 included $71.1 million generated by our operating activities, $162.5 million of net proceeds under various revolving
credit facilities, which included $170.0 million borrowed against our secured credit facility revolving line-of-credit, $10.8 million return of capital from SPD, $10.1
million received from long-term debt borrowings and $6.1 million of cash received from common stock issuances under employee stock option and stock purchase
plans. Our primary uses of cash during the three months ended March 31, 2013 were $158.4 million net cash paid for acquisitions, $36.1 million of capital expenditures,
$19.6 million related to the repayment of long-term debt obligations, $19.1 million related to payments of acquisition-related contingent consideration obligations, $5.6
million related to an increase in other assets and $5.3 million for cash dividends paid on our Series B Preferred Stock. Fluctuations in foreign currencies negatively
impacted our cash balance by $7.0 million during the three months ended March 31, 2013.
Cash Flows from Operating Activities
Net cash provided by operating activities during the three months ended March 31, 2013 was $71.1 million, which resulted from net income of $12.4 million,
$63.0 million of non-cash items and $4.4 million of cash utilized by changes in net working capital requirements during the period. The $63.0 million of non-cash items
included, among other items, $105.0 million related to depreciation and amortization, $5.2 million of interest expense related to the amortization of deferred financing
costs and original issue discounts, $4.1 million related to non-cash stock-based compensation, $1.9 million related to other non-cash items and a $0.5 million non-cash
charge related to the write up of inventory to fair value in connection with the acquisition of Epocal, Inc., or Epocal, partially offset by a $50.9 million decrease related
to changes in our deferred tax assets and liabilities, which resulted in part from amortization of intangible assets, and $2.9 million in equity earnings in unconsolidated
entities, net of tax.
Cash Flows from Investing Activities
Our investing activities during the three months ended March 31, 2013 utilized $196.8 million of cash, including $158.4 million net cash paid for acquisitions,
$36.1 million of capital expenditures, an increase in our restricted cash balance of $8.6 million which was principally driven by $7.9 million of cash received from the
Bill and Melinda Gates Foundation and $5.6 million related to an increase in other assets, partially offset by a $10.8 million return of capital from SPD and $1.1 million
of proceeds received from the sale of property, plant and equipment.
Cash Flows from Financing Activities
Net cash provided by financing activities during the three months ended March 31, 2013 was $131.6 million. Financing activities during the three months ended
March 31, 2013 primarily included approximately $162.5 million of net proceeds under various revolving credit facilities, which included $170.0 million borrowed
against our secured credit facility revolving line-of-credit,
36
Source: ALERE INC., 10-Q, May 09, 2013
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Table of Contents
$10.1 million received from long-term debt borrowings and $6.1 million of cash received from common stock issuances under employee stock option and stock
purchase plans. We utilized approximately $19.6 million for the payment of certain long-term debt obligations, $19.1 million for payments of acquisition-related
contingent consideration obligations, $5.3 million for dividend payments related to our Series B preferred stock, $1.7 million for payment of capital lease obligations
and $1.4 million related to the payment of debt-related financing costs.
As of March 31, 2013, we had an aggregate of $17.4 million in outstanding capital lease obligations which are payable through 2018.
Income Taxes
As of December 31, 2012, we had approximately $60.6 million of domestic NOL and domestic capital loss carryforwards, approximately $981.1 million of state
NOL carryforwards and $211.6 million of foreign NOL and foreign capital loss carryforwards, which either expire on various dates through 2032 or can be carried
forward indefinitely. As of December 31, 2012, we had approximately $57.7 million of domestic research and development, foreign tax and alternative minimum tax
credits which either expire on various dates through 2031 or can be carried forward indefinitely. These loss carryforwards and tax credits may be available to reduce
future federal, state and foreign taxable income, if any, and are subject to review and possible adjustment by the appropriate tax authorities.
Furthermore, all domestic losses and credits are subject to the limitations imposed by Sections 382 and 383 of the Internal Revenue Code, and may be limited in
the event of certain cumulative changes in ownership interests of significant shareholders over a three-year period in excess of 50%. Sections 382 and 383 impose an
annual limitation on the use of these losses or credits to an amount equal to the value of the company at the time of the ownership change multiplied by the long-term
tax exempt rate. We have recorded a valuation allowance against a portion of the deferred tax assets related to our NOLs and credits and certain of our other deferred
tax assets to reflect uncertainties that might affect the realization of such deferred tax assets, as these assets can only be realized via profitable operations.
Off-Balance Sheet Arrangements
We had no material off-balance sheet arrangements as of March 31, 2013.
Contractual Obligations
The following summarizes our principal contractual obligations as of March 31, 2013 that have changed significantly since December 31, 2012 and the effects
such obligations are expected to have on our liquidity and cash flow in future periods. Contractual obligations that were presented in our Annual Report on Form 10-K,
as amended, for the year ended December 31, 2012, but omitted below, represent those that have not changed significantly since that date.
Long-term debt obligations
Payments Due by Period (in thousands)
2014-2015
2016-2017
Total
2013
$ 3,849,355
$ 48,018
$
99,247
$
2,849,537
Thereafter
$
852,553
With respect to our February 1, 2013 acquisition of Epocal, the terms of the acquisition agreement require us to pay earn-outs and management incentive
payments upon successfully meeting certain product development and United States Food and Drug Administration regulatory approval milestones from the date of
acquisition through December 31, 2018. The maximum amount of the earn-out payments is $90.5 million, of which $15.0 million was paid at the acquisition closing
date. The maximum amount of the management incentive payments is $9.4 million.
Critical Accounting Policies
The discussion and analysis of our financial condition and results of operations are based on our Consolidated Financial Statements, which have been prepared in
accordance with accounting principles generally accepted in the United States. The preparation of these financial statements in accordance with generally accepted
accounting principles requires us to make estimates and judgments that may affect the reported amounts of assets, liabilities, revenues and expenses, and related
disclosure of contingent assets and liabilities. On a quarterly basis, we evaluate our estimates, including those related to revenue recognition and related allowances, bad
debt, inventory, valuation of long-lived assets, including intangible assets and goodwill, income taxes, including any valuation allowance for our net deferred tax assets,
contingencies and litigation, and stock-based compensation. We base our estimates on historical experience and on various other assumptions that are believed to be
reasonable, the results of which form the basis for making judgments about the carrying values of assets and liabilities. Actual results may differ from these estimates
under different assumptions or conditions.
37
Source: ALERE INC., 10-Q, May 09, 2013
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Table of Contents
There have been no significant changes in our critical accounting policies or management estimates since December 31, 2012. A comprehensive discussion of
our critical accounting policies and management estimates is included in Management’s Discussion and Analysis of Financial Condition and Results of Operations in
our Annual Report on Form 10-K, as amended for the year ended December 31, 2012.
Recent Accounting Pronouncements
See Note 18 in the notes to the Consolidated Financial Statements included in this Quarterly Report on Form 10-Q, regarding the impact of certain recent
accounting pronouncements on our Consolidated Financial Statements.
ITEM 3.
QUANTITATIVE AND QUALITATIVE DISCLOSURES ABOUT MARKET RISK
Our market risks, and the ways we manage them, are summarized in Part II, Item 7A, “Quantitative and Qualitative Disclosures About Market Risk” of our
Annual Report on Form 10-K, as amended, for the year ended December 31, 2012. There have been no material changes in the three months ended March 31, 2013 to
our market risks or management of such risks.
ITEM 4.
CONTROLS AND PROCEDURES
Evaluation of Disclosure Controls and Procedures
Our management evaluated, with the participation of our Chief Executive Officer (CEO) and Chief Financial Officer (CFO), the effectiveness of the design and
operation of our disclosure controls and procedures (as defined in Rules 13a-15(e) or 15d-15(e) under the Securities Exchange Act of 1934, as amended) as of the end
of the period covered by this Quarterly Report on Form 10-Q. Based on this evaluation, our management, including the CEO and CFO, concluded that our disclosure
controls and procedures were effective at that time. We and our management understand nonetheless that controls and procedures, no matter how well designed and
operated, can provide only reasonable assurances of achieving the desired control objectives, and our management necessarily was required to apply its judgment in
evaluating and implementing possible controls and procedures. In reaching their conclusions stated above regarding the effectiveness of our disclosure controls and
procedures, our CEO and CFO concluded that such disclosure controls and procedures were effective as of such date at the “reasonable assurance” level.
Changes in Internal Control over Financial Reporting
There was no change in our internal control over financial reporting that occurred during the most recent fiscal quarter covered by this Quarterly Report on Form
10-Q that has materially affected, or is reasonably likely to materially affect, our internal control over financial reporting.
PART II—OTHER INFORMATION
ITEM 6.
EXHIBITS
Exhibits:
Exhibit No.
Description
4.1
Fourteenth Supplemental Indenture to Indenture dated as of May 12, 2009 (to add the guarantees of Alere Informatics, Inc., Alere Wellogic, LLC,
ATS Laboratories, Inc., Avee Laboratories Inc., eScreen, Inc., Global Analytical Development LLC, Ionian Technologies Inc., Pembrooke
Occupational Health, Inc., Screen Tox, Inc., and Standing Stone, Inc.) dated as of April 3, 2013 among Alere Informatics, Inc., Alere Wellogic,
LLC, ATS Laboratories, Inc., Avee Laboratories Inc., eScreen, Inc., Global Analytical Development LLC, Ionian Technologies Inc., Pembrooke
Occupational Health, Inc., Screen Tox, Inc., and Standing Stone, Inc., as guarantors, the Company as issuer, the other guarantor subsidiaries
named therein, as guarantors, and U.S. Bank National Association, as trustee (incorporated by reference to Exhibit 4.13 to Alere Informatics, Inc.,
Alere Wellogic, LLC, ATS Laboratories, Inc., Avee Laboratories Inc., eScreen, Inc., Global Analytical Development LLC, Ionian Technologies
Inc., Pembrooke Occupational Health, Inc., Screen Tox, Inc., and Standing Stone, Inc.’s Registration Statement on Form 8-A, filed on April 3,
2013)
*4.2
Fifteenth Supplemental Indenture to Indenture dated as of May 12, 2009 (to add the guarantees of Alere Informatics, Inc., Alere Wellogic, LLC,
ATS Laboratories, Inc., Avee Laboratories Inc., eScreen, Inc., Global Analytical Development LLC, Ionian Technologies Inc., Pembrooke
Occupational Health, Inc., Screen Tox, Inc., and Standing Stone, Inc.) dated as of April 3, 2013 among Alere Informatics, Inc., Alere Wellogic,
LLC, ATS Laboratories, Inc., Avee Laboratories Inc., eScreen, Inc., Global Analytical Development LLC, Ionian Technologies Inc., Pembrooke
Occupational Health, Inc., Screen Tox, Inc., and Standing Stone, Inc., as guarantors, the Company as issuer, the other guarantor subsidiaries
named therein, as guarantors, and U.S. Bank National Association, as trustee
38
Source: ALERE INC., 10-Q, May 09, 2013
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Table of Contents
4.3
Sixteenth Supplemental Indenture (to add the guarantees of Alere Informatics, Inc., Alere Wellogic, LLC, ATS Laboratories, Inc., Avee Laboratories Inc.,
eScreen, Inc., Global Analytical Development LLC, Ionian Technologies Inc., Pembrooke Occupational Health, Inc., Screen Tox, Inc., and Standing
Stone, Inc.), dated as of April 3, 2013, by and among the Company, the subsidiary guarantors named therein and Bank of New York Mellon Trust
Company, N.A., as trustee (incorporated by reference to Exhibit 4.6 of the Company’s Registration Statement on Form S-4 (File No. 333-187776))
*10.1
Fourth Amendment to Credit Agreement, dated as of March 22, 2013, among the Alere Inc., as Borrower, each of the Guarantors (as defined therein), the
Lenders party thereto, and General Electric Capital Corporation, as Administrative Agent
*31.1
Certification by Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
*31.2
Certification by Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
*32.1
Certification Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
*101
Interactive Data Files regarding (a) our Consolidated Statements of Operations for the Three Months Ended March 31, 2013 and 2012, (b) our
Consolidated Statements of Comprehensive Income (Loss) for the Three Months Ended March 31, 2013 and 2012, (c) our Consolidated Balance Sheets as
of March 31, 2013 and December 31, 2012, (d) our Consolidated Statements of Cash Flows for the Three Months Ended March 31, 2013 and 2012 and (e)
the Notes to such Consolidated Financial Statements.
* Filed herewith
39
Source: ALERE INC., 10-Q, May 09, 2013
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Table of Contents
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
thereunto duly authorized.
ALERE INC.
Date: May 9, 2013
/s/ David Teitel
David Teitel
Chief Financial Officer and an authorized officer
40
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Exhibit 4.2
FIFTEENTH SUPPLEMENTAL INDENTURE
FIFTEENTH SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of April 3, 2013, among IONIAN TECHNOLOGIES INC.,
STANDING STONE, INC., AVEE LABORATORIES INC., ALERE INFORMATICS, INC., ALERE WELLOGIC, LLC, ESCREEN, INC., ATS LABORATORIES,
INC., SCREEN TOX, INC., GLOBAL ANALYTICAL DEVELOPMENT LLC, AND PEMBROOKE OCCUPATIONAL HEALTH, INC. (collectively, the “ New
Guarantors ”), which are Subsidiaries of Alere Inc. (or its successor) (the “ Issuer ”), ALERE INC., a Delaware corporation, on behalf of itself and the Guarantors (the
“ Existing Guarantors ”) under the Indenture referred to below, and U.S. BANK NATIONAL ASSOCIATION, as Trustee under the Indenture referred to below (the “
Trustee ”).
WITNESSETH:
WHEREAS the Issuer has heretofore executed and delivered an Indenture dated as of May 12, 2009, as amended, supplemented and modified by a Ninth
Supplemental Indenture dated as of September 21, 2010, an Eleventh Supplemental Indenture dated as of June 16, 2011, and a Thirteenth Supplemental Indenture dated
as of June 16, 2011 (as so amended, supplemented or modified, and as further amended, supplemented or modified to date, the “ Indenture ”), by and among the Issuer,
the Existing Guarantors and the Trustee, providing for the issuance of 8.625% Senior Subordinated Notes due 2018 (the “ Notes ”);
WHEREAS Section 4.13 of the Indenture provides that under certain circumstances the Issuer is required to cause each of the New Guarantors to execute and
deliver to the Trustee a supplemental indenture pursuant to which each of the New Guarantors shall unconditionally and irrevocably guarantee all of the Issuer’s
obligations under the Notes pursuant to a guarantee on the terms and conditions set forth herein; and
WHEREAS pursuant to Section 9.01 of the Indenture, the Trustee, the Issuer and the Existing Guarantors are authorized to execute and deliver this
Supplemental Indenture;
NOW THEREFORE, in consideration of the foregoing and for other good and valuable consideration, the receipt of which is hereby acknowledged, the New
Guarantors, the Trustee and, on behalf of itself and the Existing Guarantors, the Issuer mutually covenant and agree for the equal and ratable benefit of the Holders as
follows:
SECTION 1. Definitions. For all purposes of this Supplemental Indenture, except as otherwise herein expressly provided or unless the context otherwise
requires: (i) the terms and expressions used herein shall have the same meanings as corresponding terms and expressions used in the Indenture; and (ii) the words
“herein,” “hereof” and “hereby” and other words of similar import used in this Supplemental Indenture refer to this Supplemental Indenture as a whole and not to any
particular section hereof.
SECTION 2. Agreement to Guarantee. Each of the New Guarantors hereby unconditionally and irrevocably agrees, jointly and severally with all other
Guarantors, to guarantee the Issuer’s obligations under the Notes and the Indenture on the terms and subject to the conditions set forth in Article Eleven of the Indenture
and to be bound by all other applicable provisions of the Indenture.
Source: ALERE INC., 10-Q, May 09, 2013
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SECTION 3. Ratification of Indenture; Supplemental Indenture Part of Indenture. Except as expressly amended hereby, the Indenture is in all respects
ratified and confirmed and all the terms, conditions and provisions thereof shall remain in full force and effect. This Supplemental Indenture shall form a part of
the Indenture for all purposes, and every Holder of Notes heretofore or hereafter authenticated and delivered shall be bound hereby.
SECTION 4. Governing Law. This Supplemental Indenture shall be governed by, and construed in accordance with, the laws of the State of New York,
but without giving effect to applicable principles of conflicts of laws to the extent that the application of the laws of another jurisdiction would be required
thereby.
SECTION 5. Trustee Makes No Representation. The Trustee makes no representation as to the validity or sufficiency of this Supplemental Indenture or for the
recitals contained herein.
SECTION 6. Counterparts. The parties may sign any number of copies of this Supplemental Indenture. Each signed copy shall be an original, but all of them
together represent the same agreement.
SECTION 7. Effect of Headings. The Section headings herein are for convenience only and shall not effect the construction thereof.
-2-
Source: ALERE INC., 10-Q, May 09, 2013
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IN WITNESS WHEREOF, the parties hereto have caused this Supplemental Indenture to be duly executed as of the date first above written.
NEW GUARANTORS:
IONIAN TECHNOLOGIES INC.
STANDING STONE, INC.
AVEE LABORATORIES INC.
ALERE INFORMATICS, INC.
ALERE WELLOGIC, LLC
ESCREEN, INC.
ATS LABORATORIES, INC.
SCREEN TOX, INC.
PEMBROOKE OCCUPATIONAL HEALTH, INC., as New
Guarantors
By:
/s/ Ellen V. Chiniara
Name: Ellen V. Chiniara
Title: Secretary
GLOBAL ANALYTICAL DEVELOPMENT LLC, as a New
Guarantor
By: ATS LABORATORIES, INC., ITS MANAGING
MEMBER
By:
/s/ Ellen V. Chiniara
Name: Ellen V. Chiniara
Title: Secretary
Signature Page to Fifteenth Supplemental Indenture
Source: ALERE INC., 10-Q, May 09, 2013
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ISSUER:
ALERE INC.
By:
/s/ David A. Teitel
Name: David A. Teitel
Title: Chief Financial Officer and Treasurer
Signature Page to Fifteenth Supplemental Indenture
Source: ALERE INC., 10-Q, May 09, 2013
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EXISTING GUARANTORS:
ALERE HEALTH, LLC
ALERE HEALTHCARE OF ILLINOIS, INC.
ALERE HEALTH IMPROVEMENT COMPANY
ALERE HOME MONITORING, INC.
ALERE INTERNATIONAL HOLDING CORP.
ALERE NEWCO, INC.
ALERE NEWCO II, INC.
ALERE NORTH AMERICA, INC.
ALERE OF NEW YORK, INC.
ALERE SAN DIEGO, INC.
ALERE SCARBOROUGH, INC.
ALERE US HOLDINGS, LLC
ALERE WELLBEING
ALERE WELLOLOGY, INC.
ALERE WOMEN’S AND CHILDREN’S HEALTH, LLC
AMEDITECH INC.
BINAX, INC.
BIOSITE INCORPORATED
FIRST CHECK DIAGNOSTICS CORP.
FIRST CHECK ECOM, INC.
By:
/s/ David A. Teitel
Name: David A. Teitel
Title (respectively): Vice President and Treasurer;
Vice President, Finance and Treasurer;
Vice President and Treasurer; Vice
President, Finance; President; President;
President; Vice President, Finance; Vice
President, Finance; Vice President,
Finance; Vice President, Finance;
President; Vice President, Finance and
Treasurer; Vice President and Treasurer;
Vice President, Finance; Chief Financial
Officer; Vice President, Finance; Vice
President, Finance; Vice President,
Finance; Vice President, Finance
Signature Page to Fifteenth Supplemental Indenture
Source: ALERE INC., 10-Q, May 09, 2013
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EXISTING GUARANTORS (continued):
INNOVACON, INC.
INSTANT TECHNOLOGIES, INC.
INVERNESS MEDICAL, LLC
IVC INDUSTRIES, INC.
QUALITY ASSURED SERVICES, INC.
REDWOOD TOXICOLOGY LABORATORY, INC.
RMD NETWORKS, INC.
RTL HOLDINGS, INC.
SELFCARE TECHNOLOGY, INC.
ZYCARE, INC.
By:
/s/ David A. Teitel
Name: David A. Teitel
Title (respectively): Vice President, Finance; Vice
President, Finance; Vice President,
Finance; President; Vice President,
Finance; Vice President, Finance; Vice
President, Finance and Treasurer; Vice
President, Finance; Vice President,
Finance; Chief Financial Officer and
Treasurer
Signature Page to Fifteenth Supplemental Indenture
Source: ALERE INC., 10-Q, May 09, 2013
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EXISTING GUARANTORS (continued):
ALERE TOXICOLOY SERVICES, INC.
LABORATORY SPECIALISTS OF AMERICA, INC.
By:
/s/ Jay McNamara
Name: Jay McNamara
Title: Assistant Secretary
Signature Page to Fifteenth Supplemental Indenture
Source: ALERE INC., 10-Q, May 09, 2013
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U.S. BANK NATIONAL ASSOCATION,
as Trustee
By:
/s/ Thomas E. Tabor
Name: Thomas E. Tabor
Title: Vice President
Signature Page to Fifteenth Supplemental Indenture
Source: ALERE INC., 10-Q, May 09, 2013
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Exhibit 10.1
EXECUTION VERSION
FOURTH AMENDMENT TO CREDIT AGREEMENT
THIS FOURTH AMENDMENT TO CREDIT AGREEMENT (this “Fourth Amendment”), dated as of March 22, 2013, among ALERE INC., a
Delaware corporation (the “ Borrower ”), each of the Guarantors (as defined in the Credit Agreement referred to below) party hereto, the Lenders (as defined in the
Credit Agreement referred to below) party hereto and GENERAL ELECTRIC CAPITAL CORPORATION, as administrative agent (in such capacity, the “
Administrative Agent ”) for the Lenders, is made with reference to that certain Credit Agreement, dated as of June 30, 2011 (as amended, modified or supplemented
through, but not including, the date hereof, the “ Credit Agreement ”), by and among the Borrower, the Lenders, the Administrative Agent and the other parties thereto.
Unless otherwise indicated, all capitalized terms used herein and not otherwise defined herein shall have the respective meanings ascribed to such terms in the Credit
Agreement.
WITNESSETH:
WHEREAS, the Borrower, the Administrative Agent and each Lender party hereto desire to amend the Credit Agreement to decrease the
interest rate applicable to the B Term Loans, the Incremental B-1 Term Loans and the Incremental B-2 Term Loans and to make certain other changes to the Credit
Agreement, in each case, as provided herein; and
WHEREAS, the Borrower, the Guarantors, the Administrative Agent and each Lender party hereto desire to amend the Guaranty and Security
Agreement, as provided herein;
NOW, THEREFORE, it is agreed:
I.
Amendments and Modifications to Credit Agreement.
1. The definition of “Applicable Margin” appearing in Section 1.1 of the Credit Agreement is hereby restated in its entirety as follows:
“Applicable Margin” means (a) with respect to A Term Loans, Delayed-Draw Term Loans, Revolving Loans and Swing Loans, in each case a percentage equal
to (i) during the period commencing on the Closing Date and ending on the next date of determination that is at least 180 days after the Closing Date, the percentage set
forth in the applicable column opposite Level III in the table set forth below and (ii) thereafter, as of each date of determination (and until the next such date of
determination), a percentage equal to the percentage set forth below in the applicable column opposite the level corresponding to the Consolidated Secured Leverage
Ratio in effect as of the last day of the most recently ended Fiscal Quarter and (b) with respect to B Term Loans, Incremental B-1 Term Loans and Incremental B-2
Term Loans, in each case a percentage equal to (i) during the period prior to the Fourth Amendment Effective Date, as provided in this Agreement prior to giving effect
to the Fourth Amendment, (ii) during the period commencing on the Fourth Amendment Effective Date and ending on the next date of determination thereafter, the
percentage set forth in the applicable column opposite Level II in the table set forth below and (iii) thereafter, as of each date of determination (and until the next such
date of determination), a percentage equal to the percentage set forth below in the applicable column opposite the level corresponding to the Consolidated Secured
Leverage Ratio in effect as of the last day of the most recently ended Fiscal Quarter:
A TERM LOANS, DELAYED-DRAW
TERM LOANS, REVOLVING
LOANS AND SWING LOANS
LEVEL
I
II
III
CONSOLIDATED SECURED LEVERAGE RATIO
BASE RATE
LOANS
B TERM LOANS, INCREMENTAL B-1
TERM LOANS AND
INCREMENTAL B-2 TERM LOANS
EURODOLLAR
RATE LOANS
(EXCEPT FOR
SWING
LOANS)
BASE RATE
LOANS
EURODOLLAR
RATE LOANS
Greater than 4.00: 1.00
2.50%
3.50%
2.75%
3.75%
Less than or equal to 4.00: 1.00 and
greater than 3.00 : 1.00
Less than or equal to 3.00: 1.00
2.00%
1.75%
3.00%
2.75%
2.25%
2.00%
3.25%
3.00%
Source: ALERE INC., 10-Q, May 09, 2013
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Each date of determination for the “Applicable Margin” shall be the date that is 3 Business Days after delivery by the Borrower to the Administrative
Agent of a new Compliance Certificate pursuant to Section 6.1(c) . Notwithstanding anything to the contrary set forth in this Agreement (including the then
effective Consolidated Secured Leverage Ratio), the Applicable Margin with respect to Loans shall equal the percentage set forth in the appropriate column
opposite Level I in the table above, effective immediately upon (x) the occurrence of any Event of Default under Section 9.1(e)(ii) or (y) the delivery of a notice
by the Administrative Agent or the Required Lenders to the Borrower during the continuance of any other Event of Default and, in each case, for as long as such
Event of Default shall be continuing.”
2. Section 1.1 of the Credit Agreement is hereby further amended by inserting in the appropriate alphabetical order the following new
definitions:
“Commodity Exchange Act” means the Commodity Exchange Act (7 U.S.C. § 1 et seq.).
“Excluded Swap Obligation” means, with respect to any Guarantor, any Swap Obligation if, and to the extent that, all or a portion of the Guaranty Obligation
of such Guarantor of, or the grant by such Guarantor of a security interest to secure, such Swap Obligation (or any Guaranty Obligation thereof) is or becomes illegal
under the Commodity Exchange Act or any rule, regulation or order of the Commodity Futures Trading Commission (or the application or official interpretation of
any thereof) by virtue of such Guarantor’s failure for any reason to constitute an “eligible contract participant” as defined in the Commodity Exchange Act and the
regulations thereunder at the time the Guaranty Obligation of such Guarantor or the grant of such security interest becomes effective with respect to such Swap
Obligation. If a Swap Obligation arises under a master agreement governing more than one swap, such exclusion shall apply only to the portion of such Swap
Obligation that is attributable to swaps for which such Guaranty Obligation or security interest is or becomes illegal.
Source: ALERE INC., 10-Q, May 09, 2013
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“Fourth Amendment” means the Fourth Amendment to Credit Agreement, dated as of March 22, 2013, among Borrower, the Guarantors party thereto, the
Lenders party thereto and Administrative Agent.
“Fourth Amendment Effective Date” means the date on which the Fourth Amendment is effective pursuant to the terms thereof.
“Swap Obligation” means, with respect to any Guarantor, any obligation to pay or perform under any Secured Hedging Agreement that constitutes a “swap”
within the meaning of section 1a(47) of the Commodity Exchange Act.
3. Section 2.11(d) of the Credit Agreement is hereby amended by deleting the text “on or prior to the first anniversary of the Closing Date”
appearing therein an inserting the text “after the Fourth Amendment Effective Date and on or prior to the sixth month anniversary of the Fourth Amendment Effective
Date” in lieu thereof.
4. In connection with the transactions contemplated by this Fourth Amendment, if any Affected Lender holding outstanding B Term Loans,
Incremental B-1 Term Loans or Incremental B-2 Term Loans does not consent to this Fourth Amendment and does not execute and deliver to the Administrative Agent
a duly completed Assignment and/or any other documentation necessary to reflect the replacement of such Affected Lender by a Substitute Lender by the later of (x) the
date on which the Substitute Lender executes and delivers such Assignment and/or such other documentation and (y) the date as of which all obligations of Borrower
owing to such Affected Lender relating to the B Term Loans, Incremental B-1 Term Loans and Incremental B-2 Term Loans so assigned shall be paid in full by the
Substitute Lender and/or Borrower to such Affected Lender, then the Affected Lender shall be deemed to have executed and delivered such Assignment and/or such
other documentation as of such date and Borrower shall be entitled (but not obligated) to execute and deliver such Assignment and/or such other documentation on
behalf of such Affected Lender.
II.
Amendments and Modifications to the Guaranty and Security Agreement.
1. Section 1.1(c) of the Guaranty and Security Agreement is hereby amended by adding the following definition in the appropriate alphabetical
order:
“Qualified ECP Guarantor” means, in respect of any Swap Obligation, each Guarantor that has total assets exceeding $10,000,000 at the time the relevant
Guaranty Obligation or grant of the relevant security interest becomes effective with respect to such Swap Obligation or such other person as constitutes an “eligible
contract participant” under the Commodity Exchange Act or any regulations promulgated thereunder and can cause another person to qualify as an “eligible contract
participant” at such time by entering into a keepwell under Section 1a(18)(A)(v)(II) of the Commodity Exchange Act.
Source: ALERE INC., 10-Q, May 09, 2013
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2. Section 2.1 of the Guaranty and Security Agreement shall be amended by adding the following proviso at the end of the
first sentence thereof:
“; provided that in no event shall Guaranteed Obligations be deemed to include any Excluded Swap Obligations”.
3. Article II of the Guaranty and Security Agreement is hereby further amended by inserting the following new Section 2.8 immediately after
Section 2.7 thereof:
“Section 2.8. Keepwell. Each Qualified ECP Guarantor hereby jointly and severally absolutely, unconditionally and irrevocably undertakes to provide such
funds or other support as may be needed from time to time by each other Guarantor to honor all of its obligations under this Guaranty in respect of Swap Obligations
(provided, however, that each Qualified ECP Guarantor shall only be liable under this Section 2.8 for the maximum amount of such liability that can be hereby
incurred without rendering its obligations under this Section 2.8, or otherwise under this Guaranty, as it relates to such other Guarantor, voidable under applicable
law relating to fraudulent conveyance or fraudulent transfer, and not for any greater amount). The obligations of each Qualified ECP Guarantor under this Section
shall remain in full force and effect until the payment in full of the Guaranteed Obligations. Each Qualified ECP Guarantor intends that this Section 2.8 constitute,
and this Section 2.8 shall be deemed to constitute, a “keepwell, support, or other agreement” for the benefit of each other Loan Party for all purposes of
Section 1a(18)(A)(v)(II) of the Commodity Exchange Act.”
4. Section 3.2 of the Guaranty and Security Agreement shall be amended by inserting the following proviso at the end thereof:
“; provided that in no event shall Secured Obligations be deemed to include any Excluded Swap Obligations”.
III.
Miscellaneous Provisions.
1. Representations and Warranties. To induce the Administrative Agent and the Lenders to enter into this Fourth Amendment, each Loan Party
represents and warrants to the Administrative Agent and the Lenders on and as of the Fourth Amendment Effective Date that:
(a) The execution, delivery and performance by the Borrower and each Guarantor of this Fourth Amendment and the performance of the Credit
Agreement and the Guaranty and Security Agreement by each Loan Party party thereto, as amended by this Fourth Amendment (the “ Amended Loan Documents ”):
(i) are within each such Loan Party’s corporate or similar powers and, at the time of execution thereof, have been duly authorized by all necessary corporate and similar
action, (ii) do not (A) contravene such Loan Party’s Constituent Documents, (B) violate any Requirement of Law, (C) conflict with, contravene, constitute a default or
breach under, any material Contractual Obligation of any Loan Party or any of their respective Subsidiaries other than those which could not reasonably be expected to
have, either
Source: ALERE INC., 10-Q, May 09, 2013
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individually or in the aggregate, a Material Adverse Effect, or (D) result in the imposition of any Lien (other than a Permitted Lien) upon any property of any Loan
Party or any of their respective Subsidiaries and (iii) do not require any Loan Party or any of their respective Subsidiaries to obtain any Permit from, or make any filing
with, any Governmental Authority or obtain any consent from, or notice to, any Person, other than as has been obtained and made on or prior to the Fourth Amendment
Effective Date and which remains in full force and effect on the Fourth Amendment Effective Date except where the failure to obtain any such Permit, make any such
filing or obtain any such consent could not reasonably be expected to have, either individually or in the aggregate, a Material Adverse Effect.
(b) This Fourth Amendment has been duly executed and delivered by or on behalf of such Loan Party.
(c) Each of this Fourth Amendment and each Amended Loan Document is the legal, valid and binding obligation of such Loan Party to the
extent a party thereto and is enforceable against such Loan Party in accordance with its terms, except as may be limited by applicable bankruptcy, insolvency,
reorganization, moratorium, fraudulent transfer or other similar laws affecting creditors’ rights generally or by general equitable principles relating to enforceability.
(d) No Default or Event of Default has occurred and is continuing on the Fourth Amendment Effective Date or would occur after giving effect
to this Fourth Amendment.
(e) No action, claim or proceeding is now pending or, to the knowledge of any Loan Party, threatened against such Loan Party, at law, in equity
or otherwise, before any court, board, commission, agency or instrumentality of any foreign, federal, state, or local government or of any agency or subdivision thereof,
or before any arbitrator or panel of arbitrators, which (i) challenges any Loan Party’s right or power to enter into or perform any of its obligations under this Fourth
Amendment, the Amended Loan Documents, or any other Loan Document to which it is or will be, a party, or the validity or enforceability of this Fourth Amendment,
the Amended Loan Documents or any other Loan Document or any action taken thereunder, or (ii) has a reasonable risk of being determined adversely to such Loan
Party and that, if so determined, could reasonably be expected to have a Material Adverse Effect.
2. No Waivers/Consents/Amendments. Except as expressly provided herein, (a) the Credit Agreement and the other Loan Documents shall be
unmodified and shall continue to be in full force and effect in accordance with their terms, and (b) this Fourth Amendment shall not be deemed a waiver or modification
of any other term or condition of any Loan Document and shall not be deemed to prejudice any right or rights which Administrative Agent or any Lender may now have
or may have in the future under or in connection with any Loan Document or any of the instruments or agreements referred to therein, as the same may be amended
from time to time.
3. Affirmation of Obligations. Each of the Loan Parties hereby acknowledges, agrees and affirms (a) its obligations under the Credit Agreement
and the other Loan Documents, including, without limitation, its guaranty obligations under the Guaranty and Security Agreement, (b) that such guaranty shall apply to
the Obligations in accordance with the
Source: ALERE INC., 10-Q, May 09, 2013
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terms thereof, (c) the grant of the security interest in all of its assets pursuant to the Loan Documents and (d) that such liens and security interests created and granted
are valid and continuing and secure the Obligations in accordance with the terms thereof, in each case after giving effect to this Fourth Amendment.
4. Costs and Expenses. The Borrower hereby reconfirms its obligations pursuant to Section 11.3 of the Credit Agreement to pay and reimburse
the Administrative Agent for all reasonable costs and expenses (including, without limitation, reasonable fees of counsel) incurred in connection with the negotiation,
preparation, execution and delivery of this Fourth Amendment and all other documents and instruments delivered in connection herewith.
5. Amendment Effectiveness. This Fourth Amendment shall become effective on the date on which each of the following conditions shall have
been satisfied (the “ Fourth Amendment Effective Date ”):
(a) Amendment. The Borrower, each Guarantor, the Administrative Agent, the Required Lenders and each Lender with an outstanding B Term
Loan, Incremental B-1 Term Loan and Incremental B-2 Term Loan (including any Substitute Lender that replaces an Affected Lender with outstanding B Term Loans,
Incremental B-1 Term Loans or Incremental B-2 Term Loans) shall have signed a counterpart hereof (whether the same or different counterparts) and shall have
delivered (including by way of facsimile or other electronic transmission) the same to the Administrative Agent c/o White & Case LLP, 1155 Avenue of the Americas,
New York, New York 10036, Attention: Liza Carens (facsimile number: 212-354-8113 / email address: [email protected]).
(b) Payment of Fees, Costs and Expenses. The Borrower shall have paid, by wire transfer of immediately available funds:
(i) to the Administrative Agent, all costs, fees and expenses owing in connection with this Fourth Amendment and the other Loan Documents and due to the
Administrative Agent; and
(ii) to White & Case LLP, as counsel to the Administrative Agent, all fees and expenses of White & Case LLP as set forth in the invoice submitted to the
Borrower on or about March 14, 2013 in connection with the Loan Documents and this Fourth Amendment.
(c) No Default; Representations and Warranties. (i) No Default or Event of Default shall have occurred and be continuing or would occur after
giving effect to this Fourth Amendment and (ii) the representations and warranties made by or on behalf of each Loan Party in this Fourth Amendment, the Credit
Agreement and the other Loan Documents shall be true and correct in all material respects on and as of the Fourth Amendment Effective Date (it being understood that
(x) any representation or warranty that is qualified by materiality or Material Adverse Effect shall be required to be true and correct in all respects and (y) any
representation or warranty which by its terms is made as of a specified date shall be required to be true and correct in all material respects (or all respects, as the case
may be) as of such specified date).
(d) Officer’s Certificate. The Borrower shall have delivered to the Administrative Agent a certificate executed by a Responsible Officer of the
Borrower certifying that the conditions set forth in preceding clause (c) have been satisfied as of the Fourth Amendment Effective Date.
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
6. Governing Law. This Fourth Amendment, and the rights and obligations of the parties hereto, shall be governed by, and
construed and interpreted in accordance with, the law of the State of New York.
7. Counterparts. This Fourth Amendment may be executed by the parties hereto on any number of separate counterparts and all of said
counterparts taken together shall be deemed to constitute one and the same instrument.
[SIGNATURE PAGES FOLLOW]
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
IN WITNESS WHEREOF, the parties hereto have caused their duly authorized officers to execute and deliver this Fourth
Amendment as of the date first above written.
ALERE INC.
By: /s/ David Teitel
Name:
Title:
David Teitel
CFO, VP & Treasurer
GENERAL ELECTRIC CAPITAL CORPORATION, as Lender
and as Administrative Agent
By: /s/ Ryan Guenin
Name:
Title:
Ryan Guenin
Duly Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
ACKNOWLEDGED AND AGREED:
ALERE HEALTH IMPROVEMENT COMPANY
ALERE HEALTH, LLC
ALERE HEALTHCARE OF ILLINOIS, INC.
ALERE HOME MONITORING, INC.
ALERE INTERNATIONAL HOLDING CORP.
ALERE NEWCO, INC.
ALERE NEWCO II, INC.
ALERE NORTH AMERICA, INC.
ALERE OF NEW YORK, INC.
ALERE SAN DIEGO, INC.
ALERE SCARBOROUGH, INC.
ALERE US HOLDINGS, LLC
ALERE WELLBEING, INC.
ALERE WELLOLOGY, INC.
ALERE WOMEN’S AND CHILDREN’S HEALTH, LLC
AMEDITECH INC.
BINAX, INC.
BIOSITE INCORPORATED
FIRST CHECK DIAGNOSTICS CORP.
FIRST CHECK ECOM, INC.
INNOVACON, INC.
INSTANT TECHNOLOGIES, INC.
INVERNESS MEDICAL, LLC
IVC INDUSTRIES, INC.
QUALITY ASSURED SERVICES, INC.
REDWOOD TOXICOLOGY LABORATORY, INC.
RMD NETWORKS, INC.
RTL HOLDINGS, INC.
SELFCARE TECHNOLOGY, INC.
SPDH, INC.
ZYCARE, INC.
By:
/s/ David A. Teitel
Name:
David A. Teitel
Title(respectively): Vice President & Treasurer, Vice President &
Treasurer, Vice President, Finance & Treasurer, Vice President,
Finance, President, President, President, Vice President, Finance,
Vice President, Finance, Vice President, Finance, Vice President,
Finance, President, Vice President, Finance & Treasurer, Vice
President, Finance, Vice President, Finance, Chief Financial
Officer & Treasurer, Vice President, Finance, Vice President,
Finance, Vice President, Finance, Vice President, Vice President,
Finance, Vice President, Finance, Vice President, Finance,
President, Vice President, Finance, Vice President, Finance, Vice
President, Finance & Treasurer, Vice President, Finance, Vice
President, Finance, President, Chief Financial Officer and
Treasurer
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
ALERE TOXICOLOGY SERVICES, INC.
LABORATORY SPECIALISTS OF AMERICA, INC.
By:
/s/ Ellen V. Chiniara
Name: Ellen V. Chiniara
Title (respectively):
Secretary, Secretary
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CEDAR FUNDING LTR.
By:
AEGON USA Investment Management, LLC
By:
/s/ Lisa Baltagi
Name:
Title:
Lisa Baltagi
Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
MALIBU CBNA LOAN FUNDING LLC
By:
By:
/s/ illegible
Name:
Title:
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ABCLO 2007-1, LTD.
By:
AllianceBernstein L.P.
By:
/s/ Michael Sohr
Name:
Title:
Michael Sohr
Senior Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ALLIANCEBERNSTEIN INSTITUTIONAL INVESTMENTS
– HIGH YIELD LOAN PORTFOLIO
By:
AllianceBernstein L.P.
By:
/s/ Michael Sohr
Name:
Title:
Michael Sohr
Senior Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
AIB DEBT MANAGEMENT LIMITED
By:
/s/ Roisin O’Connell
Name:
Title:
Roison O’Connell
Senior Vice President, Investment Advisor to AIB
Debt Management, Limited
By:
/s/ Joanne O’Driscoll
Name:
Title:
Joanne O’Driscoll
Senior Vice President, Investment Advisor to AIB
Debt Management, Limited
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
AIMCO CLO, SERIES 2005-A
By:
/s/ Chris Goergen
Name:
Title:
Chris Goergen
Authorized Signatory
By:
/s/ Mark Cloghessy
Name:
Title:
Mark Cloghessy
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
AIMCO CLO, SERIES 2006-A
By:
/s/ Chris Goergen
Name:
Title:
Chris Goergen
Authorized Signatory
By:
/s/ Mark Cloghessy
Name:
Title:
Mark Cloghessy
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ALLSTATE LIFE INSURANCE COMPANY
By:
/s/ Chris Goergen
Name:
Title:
Chris Goergen
Authorized Signatory
By:
/s/ Mark Cloghessy
Name:
Title:
Mark Cloghessy
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
AMMC CLO IX, LIMITED
By:
American Money Management Corp., as Collateral
Manager
By:
/s/ David P. Meyer
Name:
Title:
David P. Meyer
Senior Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
AMMC CLO X, LIMITED
By:
American Money Management Corp., as Collateral
Manager
By:
/s/ David P. Meyer
Name:
Title:
David P. Meyer
Senior Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
AMMC CLO XI, LIMITED
By:
American Money Management Corp., as Collateral
Manager
By:
/s/ David P. Meyer
Name:
Title:
David P. Meyer
Senior Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
AMMC CLO VII, LIMITED
By:
American Money Management Corp., as Collateral
Manager
By:
/s/ David P. Meyer
Name:
Title:
David P. Meyer
Senior Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ACA CLO 2006-1 LTD
By:
Its Investment Advisor CVC Credit Partners, LLC
By:
/s/ Vincent Ingato
Name:
Title:
Vincent Ingato
MD/PM
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ACA CLO 2006-1 LTD
By:
Its Investment Advisor CVC Credit Partners, LLC
By:
/s/ Vincent Ingato
Name:
Title:
Vincent Ingato
MD/PM
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ACA CLO 2007-1 LTD
By:
Its Investment Advisor CVC Credit Partners, LLC
By:
/s/ Vincent Ingato
Name:
Title:
Vincent Ingato
MD/PM
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
APIDOS CDO I
By:
Its Investment Advisor CVC Credit Partners, LLC
By:
Name:
Title:
/s/ Vincent Ingato
Vincent Ingato
MD/PM
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
APIDOS CDO II
By:
Its Investment Advisor CVC Credit Partners, LLC
By:
Name:
Title:
/s/ Vincent Ingato
Vincent Ingato
MD/PM
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
APIDOS CDO III
By:
Its Investment Advisor CVC Credit Partners, LLC
By:
Name:
Title:
/s/ Vincent Ingato
Vincent Ingato
MD/PM
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
APIDOS CDO IV
By:
Its Investment Advisor CVC Credit Partners, LLC
By:
Name:
Title:
/s/ Vincent Ingato
Vincent Ingato
MD/PM
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
APIDOS CDO IV
By:
Its Investment Advisor CVC Credit Partners, LLC
By:
Name:
Title:
/s/ Vincent Ingato
Vincent Ingato
MD/PM
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
APIDOS CDO V
By:
Its Investment Advisor CVC Credit Partners, LLC
By:
Name:
Title:
/s/ Vincent Ingato
Vincent Ingato
MD/PM
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
APIDOS CINCO CDO
By:
Its Investment Advisor CVC Credit Partners, LLC
By:
Name:
Title:
/s/ Vincent Ingato
Vincent Ingato
MD/PM
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
APIDOS CLO IX
By:
Its Collateral Manager CVC Credit Partners, LLC
By:
Name:
Title:
/s/ Vincent Ingato
Vincent Ingato
MD/PM
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
APIDOS CLO VIII
By:
Its Collateral Manager CVC Credit Partners, LLC
By:
Name:
Title:
/s/ Vincent Ingato
Vincent Ingato
MD/PM
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
APIDOS CLO X
By:
Its Collateral Manager CVC Credit Partners, LLC
By:
Name:
Title:
/s/ Vincent Ingato
Vincent Ingato
MD/PM
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
APIDOS QUATTRO CDO
By:
Its Investment Advisor CVC Credit Partners, LLC
By:
Name:
Title:
/s/ Vincent Ingato
Vincent Ingato
MD/PM
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
SAN GABRIEL, CLO I LTD
By:
Its Investment Advisor CVC Credit Partners, LLC
On behalf of Resource Capital Assets Management
(RCAM)
By:
Name:
Title:
/s/ Vincent Ingato
Vincent Ingato
MD/PM
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
SHASTA CLO I LTD
By:
Its Investment Advisor CVC Credit Partners, LLC
On behalf of Resource Capital Assets Management
(RCAM)
By:
Name:
Title:
/s/ Vincent Ingato
Vincent Ingato
MD/PM
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
SIERRA CLO II LTD
By:
Its Investment Advisor CVC Credit Partners, LLC
On behalf of Resource Capital Assets Management
(RCAM)
By:
Name:
Title:
/s/ Vincent Ingato
Vincent Ingato
MD/PM
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ALM IV, LTD
By:
Apollo Credit Management (CLO), LLC as
Collateral Manager
By:
/s/ Joe Moroney
Joe Moroney
Vice President
Name:
Title:
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ALM LOAN FUNDER 2010-3, LTD
By:
Apollo Credit Management (CLO), LLC as
Collateral Manager
By:
/s/ Joe Moroney
Joe Moroney
Vice President
Name:
Title:
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ALM V, LTD
By:
Apollo Credit Management (CLO), LLC as
Collateral Manager
By:
/s/ Joe Moroney
Joe Moroney
Vice President
Name:
Title:
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ALM VI, LTD
By:
Apollo Credit Management (CLO), LLC as
Collateral Manager
By:
/s/ Joe Moroney
Joe Moroney
Vice President
Name:
Title:
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ALM VII, LTD
By:
Apollo Credit Management (CLO), LLC as
Collateral Manager
By:
/s/ Joe Moroney
Joe Moroney
Vice President
Name:
Title:
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
APIDOS QUATTRO CDO
By:
Its Investment Advisor CVC Credit Partners, LLC
By:
Name:
Title:
/s/ Vincent Ingato
Vincent Ingato
MD/PM
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
APPOLLO/PALMETTO LOAN PORTFOLIO, L.P.
By:
Apollo Credit Management II, L.P., its
investment manager LLC as Collateral Manager
By:
Apollo Credit Management II, G.P., LLC
Its general partner
By:
/s/ Joe Moroney
Joe Moroney
Vice President
Name:
Title:
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CENT CDO 10 LIMITED
By:
Columbia Management Investment Advisers, LLC
As Collateral Manager
By:
Name:
Title:
/s/ Robin C. Stancil
Robin C. Stancil
Assistant Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CENT CDO XI LIMITED
By:
Columbia Management Investment Advisers, LLC
As Collateral Manager
By:
Name:
Title:
/s/ Robin C. Stancil
Robin C. Stancil
Assistant Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CENTURION CDO 8 LIMITED
By:
Columbia Management Investment Advisers, LLC
As Collateral Manager
By:
Name:
Title:
/s/ Robin C. Stancil
Robin C. Stancil
Assistant Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CENTURION CDO 9 LIMITED
By:
Columbia Management Investment Advisers, LLC
As Collateral Manager
By:
Name:
Title:
/s/ Robin C. Stancil
Robin C. Stancil
Assistant Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
DIVERSIFIED CREDIT PORTFOLIO LTD.
By:
Invesco Senior Secured Management, Inc. as
Investment Adviser
By:
/s/ Kevin Egan
Name:
Title:
Kevin Egan
Authorized Individual
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
DOUBLE HAUL TRADING, LLC
By:
Sun Trust Bank, its Manager
By:
/s/ Douglas Weitz
Name:
Title:
Douglas Weitz
Director
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GULF STREAM – COMPASS CLO 2007, LTD.
By:
Gulf Stream Asset Management LLC As Collateral
Manager
By:
/s/ Joe Moroney
Name:
Title:
Joe Moroney
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GULF STREAM – RASHINBAN CLO 2006-I, LTD.
By:
Gulf Stream Asset Management LLC As Collateral
Manager
By:
/s/ Joe Moroney
Name:
Title:
Joe Moroney
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GULF STREAM – SEXTANT CLO 2007-1, LTD.
By:
Gulf Stream Asset Management LLC As Collateral
Manager
By:
/s/ Joe Moroney
Name:
Title:
Joe Moroney
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
LEVERAGESOURCE V S.A.R.L.
By:
/s/ Laurent Ricci
Name:
Title:
Laurent Ricci
Class B Manager
By:
/s/ Joe Moroney
Name:
Title:
Joe Moroney
Class A Manager
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
LSR LOAN FUNDING LLC
By:
Citibank N.A.
By:
/s/ Tina Tran
Name:
Title:
Tina Tran
Associate Director
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
NEPTUNE FINANCE CCS, LTD.
By:
Gulf Stream Asset Management LLC As Collateral
Manager
By:
/s/ Joe Moroney
Name:
Title:
Joe Moroney
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
TETON FUNDING, LLC
By:
SunTrust Bank, its Manager
By:
/s/ Douglas Weitz
Name:
Title:
Douglas Weitz
Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ARCH INVESTMENT HOLDINGS III LTD.
By:
PineBridge Investments LLC As Collateral
Manager
By:
/s/ Steven Oh
Name:
Title:
Steven Oh
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ARES ENHANCED LOAN INVESTMENT STRATEGY II,
LTD.
ARES Enhanced Loan Investment Strategy II, Ltd.
By:
ARES Enhanced Loan Management II, L.P., Its
Portfolio Manager
By:
ARES Enhanced Loan II GP, LLC, Its General
Partner
By:
/s/ John Eanes
Name:
Title:
John Eanes
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ARES ENHANCED LOAN INVESTMENT STRATEGY III,
LTD.
ARES Enhanced Loan Investment Strategy III, Ltd.
By:
ARES Enhanced Loan Management III, L.P., Its
Portfolio Manager
By:
ARES Enhanced Loan III GP, LLC, Its General
Partner
By:
/s/ John Eanes
Name:
Title:
John Eanes
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ARES ENHANCED LOAN INVESTMENT STRATEGY IR,
LTD.
ARES Enhanced Loan Investment Strategy IR Ltd.
By:
ARES Enhanced Loan Management IR, L.P., As
Portfolio Manager
By:
ARES Enhanced Loan IR GP, LLC, Its General
Partner
By:
/s/ John Eanes
Name:
Title:
John Eanes
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ARES ENHANCED LOAN INVESTMENT STRATEGY IR,
LTD.
ARES Enhanced Loan Investment Strategy IR Ltd.
By:
ARES Enhanced Loan Management IR, L.P., As
Portfolio Manager
By:
ARES Enhanced Loan IR GP LLC, Its General
Partner
By:
/s/ John Eanes
Name:
Title:
John Eanes
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ARES IIIR/IVR CLO LTD.
ARES IIR/IVR CLO LTD.
By:
ARES CLO Management IIIR/IVR, L.P., Its Asset
Manager
By:
ARES CLO Management IIIR/IVR, L., Its General
Partner
By:
/s/ John Eanes
Name:
Title:
John Eanes
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ARES LOAN TRUST 2011
ARES Loan Trust 2011
By:
ARES Management LLC, Its Investment Manager
By:
/s/ John Eanes
Name:
Title:
John Eanes
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ARES NF CLO XIV LTD.
ARES NF CLO XIV Ltd.
By:
ARES NF CLO XIV Management, L.P., its
collateral manager
By:
ARES NF CLO XIV Management LLC, its general
partner
By:
/s/ John Eanes
Name:
Title:
John Eanes
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ARES NF CLO XV LTD.
ARES NF CLO XV Ltd.
By:
ARES NF CLO XV Management, L.P., its
collateral manager
By:
ARES NF CLO XV Management LLC, its general
partner
By:
/s/ John Eanes
Name:
Title:
John Eanes
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ARES SENIOR LOAN TRUST
ARES Senior Loan Trust
By:
ARES Senior Loan Trust Management, L.P., its
Investment Manager
By:
ARES Senior Loan Trust Management, LLC, its
General Partner
By:
/s/ John Eanes
Name:
Title:
John Eanes
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ARES SPC HOLDINGS, L.P.
ARES SPC Holdings, L.P.
By:
ARES SPC Holdings GP LLC, General Partner
By:
/s/ John Eanes
Name:
Title:
John Eanes
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ARES VIR CLO LTD.
ARES VIR CLO LTD.
By:
ARES CLO Management VIR, L.P., its Investment
Manager
By:
ARES CLO Management VIR, L.P., its General
Partner
By:
/s/ John Eanes
Name:
Title:
John Eanes
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ARES XI CLO LTD.
ARES XI CLO LTD.
By:
ARES CLO Management XI, L.P., Its Asset
Manager
By:
ARES CLO GP XI, LLC, its General Partner
By:
/s/ John Eanes
Name:
Title:
John Eanes
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ARES XII CLO LTD.
ARES XII CLO Ltd.
By:
ARES CLO Management XII, L.P., Its Asset
Manager
By:
ARES CLO GP XII, LLC, Its General Partner
By:
/s/ John Eanes
Name:
Title:
John Eanes
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ARES XVI CLO LTD.
ARES XVI CLO Ltd.
By:
ARES CLO Management XVI, L.P., Its Asset
Manager
By:
ARES CLO GP XVI, LLC, Its General Partner
By:
/s/ John Eanes
Name:
Title:
John Eanes
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ARES XXI CLO LTD.
ARES XXI CLO Ltd.
By:
ARES CLO Management XXI, L.P., Its
Investment Manager
By:
ARES CLO GP XXI, LLC, Its General Partner
By:
/s/ John Eanes
Name:
Title:
John Eanes
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ARES XXII CLO LTD.
ARES XXII CLO Ltd.
By:
ARES CLO Management XXII, L.P., Its Asset
Manager
By:
ARES CLO GP XXII, LLC, Its General Partner
By:
/s/ John Eanes
Name:
Title:
John Eanes
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ARES XXIII CLO LTD.
ARES XXIII CLO Ltd.
By:
ARES CLO Management XXIII, L.P., Its Asset
Manager
By:
ARES CLO GP XXIII, LLC, Its General Partner
By:
/s/ John Eanes
Name:
Title:
John Eanes
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ARES XXIV CLO LTD.
ARES XXIV CLO Ltd.
By:
ARES CLO Management XXIV, L.P., Its Asset
Manager
By:
ARES CLO GP XXIV, LLC, Its General Partner
By:
/s/ John Eanes
Name:
Title:
John Eanes
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ARES XXV CLO LTD.
ARES XXV CLO Ltd.
By:
ARES CLO Management XXV, L.P., its Asset
Manager
By:
ARES CLO GP XXV, LLC, its General Partner
By:
/s/ John Eanes
Name:
Title:
John Eanes
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CONFLUENT 2 LIMITED
Confluent 2 Limited
By:
ARES Private Account Management I, L.P., as
Sub-Manager
By:
ARES Private Account Management I, G.P., LLC,
Its General Partner
By:
/s/ John Eanes
Name:
Title:
John Eanes
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
FUTURE FUND BOARD OF GUARDIANS
Future Fund Board of Guardians
By:
ARES Enhanced Loan Investment Strategy
Advisor IV, L.P., Its Investment Manager (On
Behalf of the Elis IV Sub Account)
By:
ARES Enhanced Loan Investment Strategy
Advisor IV GP, LLC, Its General Partner
By:
/s/ John Eanes
Name:
Title:
John Eanes
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GLOBAL LOAN OPPORTUNITY FUND B.V.
Global Loan Opportunity Fund B.V.
By:
ARES Management Limited, Its Portfolio Manager
By:
/s/ John Eanes
Name:
Title:
John Eanes
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
PPF NOMINEE 1 B.V.
PPF Nominee 1 B.V.
By:
ARES Management Limited, Its Portfolio Manager
By:
/s/ John Eanes
Name:
Title:
John Eanes
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
SEI INSTITUTIONAL INVESTMENTS TRUST –
OPPORTUNISTIC INCOME FUND
SEI Institutional Investments Trust – Opportunistic Income Fund
By:
ARES Management LLC, as Portfolio Manager
By:
/s/ John Eanes
Name:
Title:
John Eanes
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
WELLPOINT, INC
Wellpoint, Inc
By:
ARES Management L.P., its Investment Manager
By:
ARES WLP Management GP, LLC, General
Partner
By:
/s/ John Eanes
Name:
Title:
John Eanes
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
WELLPOINT, INCL
By:
Sankaty Advisors, LLC as Investment Manager
By:
/s/ Andrew Viens
Name:
Title:
Andrew Viens
Document Control Team
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
BLACK DIAMOND CLO 2005-2 LTD.
By:
Black Diamond CLO 2005-2 Adviser, L.L.C. As
its Collateral Manager
By:
/s/ Steve Deckoff
Name:
Title:
Steve Deckoff
Managing Principal
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
BLACK DIAMOND CLO 2006-1 (CAYMAN) LTD.
By:
Black Diamond CLO 2006-1 Adviser, L.L.C. As
its Collateral Manager
By:
/s/ Steve Deckoff
Name:
Title:
Steve Deckoff
Managing Principal
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
BLACK DIAMOND CLO 2012-1 LTD.
By:
Black Diamond CLO 2012-1 Adviser, L.L.C. As
its Portfolio Manager
By:
/s/ Stephen H. Deckoff
Name:
Title:
Stephen H. Deckoff
Managing Principal
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GSC CAPITAL CORP. LOAN FUNDING 2005-1
By:
By:
GSC Acquisition Holdings, L.L.C., as its Collateral
Manager
GSC MANAGER, LLC, in its capacity as Manager
By:
BLACK DIAMOND CAPITAL
MANAGEMENT, L.L.C., in its capacity as
Member
By:
/s/ Steve Deckoff
Name:
Title:
Steve Deckoff
Managing Principal
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GSC GROUP CDO FUND VIII, LIMITED
By:
By:
GSC Acquisition Holdings, L.L.C., as its Collateral
Manager
GSC MANAGER, LLC, in its capacity as Manager
By:
BLACK DIAMOND CAPITAL
MANAGEMENT, L.L.C., in its capacity as
Member
By:
/s/ Steve Deckoff
Name:
Title:
Steve Deckoff
Managing Principal
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
BMO HARRIS FINANCING, INC.
By:
/s/ Phillip Ho
Name:
Title:
Phillip Ho
Director
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GALLATIN CLO III 2007-1, LTD
As Assignee
By:
UrsaMine Credit Advisors, LLC as its Collateral
Manager
By:
/s/ Nick D. RosenZevay
Name:
Title:
Nick D. RosenZevay
President
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CAPITALSOURCE BANK
By:
/s/ Audrey Yen
Name:
Title:
Audrey Yen
Senior Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CAPITALSOURCE BANK
By:
/s/ Audrey Yen
Name:
Title:
Audrey Yen
Senior Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CARLYLE ARNAGE CLO, LTD
By:
/s/ Linda Pace
Name:
Title:
Linda Pace
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CARLYLE AZURE CLO, LTD
By:
/s/ Linda Pace
Name:
Title:
Linda Pace
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CARLYLE BRISTOL CLO, LTD.
By:
/s/ Linda Pace
Name:
Title:
Linda Pace
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CARLYLE BRISTOL CLO, LTD.
By:
/s/ Linda Pace
Name:
Title:
Linda Pace
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CARLYLE DAYTONA CLO, LTD.
By:
/s/ Linda Pace
Name:
Title:
Linda Pace
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CARLYLE GLOBAL MARKET STRATEGIES CLO 2012-1,
LTD.
By:
/s/ Linda Pace
Name:
Title:
Linda Pace
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CARLYLE HIGH YIELD PARTNERS IX, LTD.
By:
/s/ Linda Pace
Name:
Title:
Linda Pace
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CARLYLE HIGH YIELD PARTNERS VIII, LTD.
By:
/s/ Linda Pace
Name:
Title:
Linda Pace
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CARLYLE HIGH YIELD PARTNERS X, LTD.
By:
/s/ Linda Pace
Name:
Title:
Linda Pace
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CARLYLE MCLAREN CLO, LTD.
By:
/s/ Linda Pace
Name:
Title:
Linda Pace
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CARLYLE VEYRON CLO, LTD.
By:
/s/ Linda Pace
Name:
Title:
Linda Pace
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CENTRAL PARK CLO, LTD.
By:
GSO / Blackstone Debt Funds Management LLC
as Collateral Manager
By:
/s/ Daniel H. Smith
Name:
Title:
Daniel H. Smith
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
FOOTHILL CLO I, LTD.
By:
/s/ Linda Pace
Name:
Title:
Linda Pace
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
MOUNTAIN CAPITAL CLO IV LTD.
By:
/s/ Linda Pace
Name:
Title:
Linda Pace
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
MOUNTAIN CAPITAL CLO V LTD.
By:
/s/ Linda Pace
Name:
Title:
Linda Pace
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
MOUNTAIN CAPITAL CLO VI LTD.
By:
/s/ Linda Pace
Name:
Title:
Linda Pace
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CIFC FUNDING 2006-I, LTD.
CIFC FUNDING 2006-IB, LTD.
CIFC FUNDING 2006-II, LTD.
CIFC FUNDING 2007-I, LTD.
CIFC FUNDING 2007-II, LTD.
CIFC FUNDING 2007-III, LTD.
CIFC FUNDING 2007-IV, LTD.
CIFC FUNDING 2011-I, LTD.
CIFC FUNDING 2012-I, LTD.
CIFC FUNDING 2012-II, LTD.
CIFC FUNDING 2012-III, LTD.
By:
CIFC Asset Management LLC, its Collateral
Manager
By:
/s/ Robert Ranocchia
Name:
Title:
Robert Ranocchia
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CIFC FUNDING 2006-I, LTD.
CIFC FUNDING 2006-IB, LTD.
CIFC FUNDING 2006-II, LTD.
CIFC FUNDING 2007-I, LTD.
CIFC FUNDING 2007-II, LTD.
CIFC FUNDING 2007-III, LTD.
CIFC FUNDING 2007-IV, LTD.
CIFC FUNDING 2011-I, LTD.
CIFC FUNDING 2012-I, LTD.
CIFC FUNDING 2012-II, LTD.
CIFC FUNDING 2012-III, LTD.
By:
CIFC Asset Management LLC, its Collateral
Manager
By:
/s/ Robert Ranocchia
Name:
Title:
Robert Ranocchia
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CIFC FUNDING 2006-I, LTD.
CIFC FUNDING 2006-IB, LTD.
CIFC FUNDING 2006-II, LTD.
CIFC FUNDING 2007-I, LTD.
CIFC FUNDING 2007-II, LTD.
CIFC FUNDING 2007-III, LTD.
CIFC FUNDING 2007-IV, LTD.
CIFC FUNDING 2011-I, LTD.
CIFC FUNDING 2012-I, LTD.
CIFC FUNDING 2012-II, LTD.
CIFC FUNDING 2012-III, LTD.
By:
CIFC Asset Management LLC, its Collateral
Manager
By:
/s/ Robert Ranocchia
Name:
Title:
Robert Ranocchia
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CIFC FUNDING 2006-I, LTD.
CIFC FUNDING 2006-IB, LTD.
CIFC FUNDING 2006-II, LTD.
CIFC FUNDING 2007-I, LTD.
CIFC FUNDING 2007-II, LTD.
CIFC FUNDING 2007-III, LTD.
CIFC FUNDING 2007-IV, LTD.
CIFC FUNDING 2011-I, LTD.
CIFC FUNDING 2012-I, LTD.
CIFC FUNDING 2012-II, LTD.
CIFC FUNDING 2012-III, LTD.
By:
CIFC Asset Management LLC, its Collateral
Manager
By:
/s/ Robert Ranocchia
Name:
Title:
Robert Ranocchia
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CIFC FUNDING 2006-I, LTD.
CIFC FUNDING 2006-IB, LTD.
CIFC FUNDING 2006-II, LTD.
CIFC FUNDING 2007-I, LTD.
CIFC FUNDING 2007-II, LTD.
CIFC FUNDING 2007-III, LTD.
CIFC FUNDING 2007-IV, LTD.
CIFC FUNDING 2011-I, LTD.
CIFC FUNDING 2012-I, LTD.
CIFC FUNDING 2012-II, LTD.
CIFC FUNDING 2012-III, LTD.
By:
CIFC Asset Management LLC, its Collateral
Manager
By:
/s/ Robert Ranocchia
Name:
Title:
Robert Ranocchia
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CIFC FUNDING 2006-I, LTD.
CIFC FUNDING 2006-IB, LTD.
CIFC FUNDING 2006-II, LTD.
CIFC FUNDING 2007-I, LTD.
CIFC FUNDING 2007-II, LTD.
CIFC FUNDING 2007-III, LTD.
CIFC FUNDING 2007-IV, LTD.
CIFC FUNDING 2011-I, LTD.
CIFC FUNDING 2012-I, LTD.
CIFC FUNDING 2012-II, LTD.
CIFC FUNDING 2012-III, LTD.
By:
CIFC Asset Management LLC, its Collateral
Manager
By:
/s/ Robert Ranocchia
Name:
Title:
Robert Ranocchia
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CIFC FUNDING 2006-I, LTD.
CIFC FUNDING 2006-IB, LTD.
CIFC FUNDING 2006-II, LTD.
CIFC FUNDING 2007-I, LTD.
CIFC FUNDING 2007-II, LTD.
CIFC FUNDING 2007-III, LTD.
CIFC FUNDING 2007-IV, LTD.
CIFC FUNDING 2011-I, LTD.
CIFC FUNDING 2012-I, LTD.
CIFC FUNDING 2012-II, LTD.
CIFC FUNDING 2012-III, LTD.
By:
CIFC Asset Management LLC, its Collateral
Manager
By:
/s/ Robert Ranocchia
Name:
Title:
Robert Ranocchia
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CIFC FUNDING 2006-I, LTD.
CIFC FUNDING 2006-IB, LTD.
CIFC FUNDING 2006-II, LTD.
CIFC FUNDING 2007-I, LTD.
CIFC FUNDING 2007-II, LTD.
CIFC FUNDING 2007-III, LTD.
CIFC FUNDING 2007-IV, LTD.
CIFC FUNDING 2011-I, LTD.
CIFC FUNDING 2012-I, LTD.
CIFC FUNDING 2012-II, LTD.
CIFC FUNDING 2012-III, LTD.
By:
CIFC Asset Management LLC, its Collateral
Manager
By:
/s/ Robert Ranocchia
Name:
Title:
Robert Ranocchia
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CIFC FUNDING 2006-I, LTD.
CIFC FUNDING 2006-IB, LTD.
CIFC FUNDING 2006-II, LTD.
CIFC FUNDING 2007-I, LTD.
CIFC FUNDING 2007-II, LTD.
CIFC FUNDING 2007-III, LTD.
CIFC FUNDING 2007-IV, LTD.
CIFC FUNDING 2011-I, LTD.
CIFC FUNDING 2012-I, LTD.
CIFC FUNDING 2012-II, LTD.
CIFC FUNDING 2012-III, LTD.
By:
CIFC Asset Management LLC, its Collateral
Manager
By:
/s/ Robert Ranocchia
Name:
Title:
Robert Ranocchia
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CIFC FUNDING 2006-I, LTD.
CIFC FUNDING 2006-IB, LTD.
CIFC FUNDING 2006-II, LTD.
CIFC FUNDING 2007-I, LTD.
CIFC FUNDING 2007-II, LTD.CIFC FUNDING 2007-III, LTD.
CIFC FUNDING 2007-IV, LTD.
CIFC FUNDING 2011-I, LTD.
CIFC FUNDING 2012-I, LTD.
CIFC FUNDING 2012-II, LTD.
CIFC FUNDING 2012-III, LTD.
By:
CIFC Asset Management LLC, its Collateral
Manager
By:
/s/ Robert Ranocchia
Name:
Title:
Robert Ranocchia
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CIFC FUNDING 2006-I, LTD.
CIFC FUNDING 2006-IB, LTD.
CIFC FUNDING 2006-II, LTD.
CIFC FUNDING 2007-I, LTD.
CIFC FUNDING 2007-II, LTD.CIFC FUNDING 2007-III, LTD.
CIFC FUNDING 2007-IV, LTD.
CIFC FUNDING 2011-I, LTD.
CIFC FUNDING 2012-I, LTD.
CIFC FUNDING 2012-II, LTD.
CIFC FUNDING 2012-III, LTD.
By:
CIFC Asset Management LLC, its Collateral
Manager
By:
/s/ Robert Ranocchia
Name:
Title:
Robert Ranocchia
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
HEWETT’S ISLAND CLO V, LTD.
HEWETT’S ISLAND CLO VI, LTD.
PRIMUS CLO II, LTD.
By:
CypressTree Investment Management, LLC, it’s
Collateral Manager
By:
/s/ Robert Ranocchia
Name:
Title:
Robert Ranocchia
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CIT BANK
By:
/s/ John Tracey
Name:
Title:
John Tracey
Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CIT CLO I LTD.
By:
CIT Asset Management LLC
By:
/s/ Roger M Burns
Name:
Title:
Roger M. Burns
President, CIT Asset Management
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CITIBANK N.A.
By:
/s/ Brian Blessing
Name:
Title:
Brian Blessing
Attorney-in-Fact
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CITIZENS BANK
By:
/s/ Todd A. Seehase
Name:
Title:
Todd A. Seehase
First Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CENT CDO 10 LIMITED
By:
Columbia Management Investment Advisers, LLC
As Collateral Manager
By:
/s/ Robin C. Stancil
Name:
Title:
Robin C. Stancil
Assistant Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CENT CDO 12 LIMITED
By:
Columbia Management Investment Advisers, LLC
As Collateral Manager
By:
/s/ Robin C. Stancil
Name:
Title:
Robin C. Stancil
Assistant Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CENT CDO 14 LIMITED
By:
Columbia Management Investment Advisers, LLC
As Collateral Manager
By:
/s/ Robin C. Stancil
Name:
Title:
Robin C. Stancil
Assistant Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CENT CDO 15 LIMITED
By:
Columbia Management Investment Advisers, LLC
As Collateral Manager
By:
/s/ Robin C. Stancil
Name:
Title:
Robin C. Stancil
Assistant Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CENT CDO XI LIMITED
By:
Columbia Management Investment Advisers, LLC
As Collateral Manager
By:
/s/ Robin C. Stancil
Name:
Title:
Robin C. Stancil
Assistant Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CENTURION CDO 9 LIMITED
By:
Columbia Management Investment Advisers, LLC
As Collateral Manager
By:
/s/ Robin C. Stancil
Name:
Title:
Robin C. Stancil
Assistant Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
COLUMBIA FLOATING RATE FUND, A SERIES OF
COLUMBIA FUNDS SERIES TRUST II
By:
/s/ Robin C. Stancil
Name:
Title:
Robin C. Stancil
Assistant Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
COLUMBIA STRATEGIC INCOME FUND, A SERIES OF
COLUMBIA FUNDS SERIES TRUST II
By:
/s/ Robin C. Stancil
Name:
Title:
Robin C. Stancil
Assistant Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
COLUMBIA VARIABLE PORTFOLIO – STRATEGIC
INCOME FUND, A SERIES OF COLUMBIA FUNDS
VARIABLE INSURANCE TRUST
By:
/s/ Robin C. Stancil
Name:
Title:
Robin C. Stancil
Assistant Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
COLUMBIA FLOATING RATE FUND, A SERIES OF
COLUMBIA FUNDS SERIES TRUST II
By:
/s/ Robin C. Stancil
Name:
Title:
Robin C. Stancil
Assistant Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
RIVERSOURCE BOND SERIES, INC.
By:
/s/ Scott R. Plummer
Name:
Title:
Scott R. Plummer
Secretary
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
RIVERSOURCE LIFE INSURANCE COMPANY
By:
/s/ Robin C. Stancil
Name:
Title:
Robin C. Stancil
Assistant Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CRÉDIT INDUSTRIEL ET COMMERCIAL
By:
/s/ Marcus Edward
Name:
Title:
Marcus Edward
Managing Director
By:
By:
/s/ Brian O’Leary
Name:
Title:
Brian O’Leary
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
LAFAYETTE CLO I LTD
By:
/s/ Marcus Edward
Name:
Title:
Marcus Edward
Managing Director
By:
By:
/s/ Brian O’Leary
Name:
Title:
Brian O’Leary
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
THE CITY OF NEW YORK GROUP TRUST
By:
Invesco Senior Secured Management, Inc. as
Investment Manager
By:
/s/ Kevin Egan
Name:
Title:
Kevin Egan
Authorized Individual
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CREDIT SUISSE AG, CAYMAN ISLANDS BRANCH
By:
/s/ Ari Bruger
Name:
Title:
Ari Bruger
Vice President
By:
By:
/s/ Tyler R. Smith
Name:
Title:
Tyler R. Smith
Associate
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GANNETT PEAK CLO I, LTD.
By:
THL Credit Senior Loan Strategies LLC, as
Manager
By:
/s/ illegible
Name:
Title:
LandAmend LLC
Administrator
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ATRIUM V
By:
Credit Suisse Asset Management, LLC, as
collateral manager
By:
/s/ Thomas Flannery
Name:
Title:
Thomas Flannery
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
AUSTRALIANSUPER
By:
Credit Suisse Asset Management, LLC, as
sub-advisor to Bentham Asset Manager Pty Ltd.
in its capacity as agent of and investment
manager for AustralianSuper Pty Ltd. In its
capacity as trustee of AustralianSuper
By:
/s/ Thomas Flannery
Name:
Title:
Thomas Flannery
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
BENTHAM WHOLESALE SYNDICATED LOAN FUND
By:
Credit Suisse Asset Management, LLC, as agent
(sub-advisor) for Challenger Investment Services
Limited, the Responsible Entity for Bentham
Wholesale Syndicated Loan Fund
By:
/s/ Thomas Flannery
Name:
Title:
Thomas Flannery
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CASTLE GARDEN FUNDING
By:
Name:
Title:
/s/ Thomas Flannery
Thomas Flannery
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
MADISON PARK FUNDING II, LTD.
By:
Credit Suisse Asset Management, LLC, as
collateral manager
By:
/s/ Thomas Flannery
Name:
Title:
Thomas Flannery
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
MADISON PARK FUNDING III, LTD.
By:
Credit Suisse Asset Management, LLC, as
collateral manager
By:
/s/ Thomas Flannery
Name:
Title:
Thomas Flannery
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
MADISON PARK FUNDING V, LTD.
By:
Credit Suisse Asset Management, LLC, as
collateral manager
By:
/s/ Thomas Flannery
Thomas Flannery
Name:
Title:
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
MADISON PARK FUNDING VI, LTD.
By:
Credit Suisse Asset Management, LLC, as
collateral manager
By:
/s/ Thomas Flannery
Thomas Flannery
Name:
Title:
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
QUALCOMM GLOBAL TRADING PTE. LTD.
By:
Credit Suisse Asset Management, LLC, as
investment manager
By:
/s/ Thomas Flannery
Name:
Title:
Thomas Flannery
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
WEST CLO 2012-1 LTD.
By:
/s/ Joanna Willars
Name:
Title:
Joanna Willars
Vice President, Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CIT BANK
By:
/s/ John Tracey
Name:
Title:
John Tracey
Director
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
BRIDGEPORT CLO LTD.
SCHILLER PARK CLO LTD.
BURR RIDGE CLO PLUS LTD.
BRIDGEPORT CLO II LTD.
By:
Deerfield Capital Management LLC, its Collateral
Manager
By:
/s/ Robert Ranocchia
Name:
Title:
Robert Ranocchia
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
BRIDGEPORT CLO LTD.
SCHILLER PARK CLO LTD.
BURR RIDGE CLO PLUS LTD.
BRIDGEPORT CLO II LTD.
By:
Deerfield Capital Management LLC, its Collateral
Manager
By:
/s/ Robert Ranocchia
Name:
Title:
Robert Ranocchia
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
BRIDGEPORT CLO LTD.
SCHILLER PARK CLO LTD.
BURR RIDGE CLO PLUS LTD.
BRIDGEPORT CLO II LTD.
By:
Deerfield Capital Management LLC, its Collateral
Manager
By:
/s/ Robert Ranocchia
Name:
Title:
Robert Ranocchia
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
COLUMBUS PARK CDO LTD.
By:
GSO / Blackstone Debt Funds Management LLC
as Portfolio Manager
By:
/s/ Daniel H. Smith
Name:
Title:
Daniel H. Smith
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
COLUMBUSNOVA CLO LTD. 2006-I
COLUMBUSNOVA CLO LTD. 2006-II
COLUMBUSNOVA CLO LTD. 2007-I
COLUMBUSNOVA CLO IV LTD. 2007-II
By:
Columbus Nova Credit Investments Management,
LLC, its Collateral Manager
By:
/s/ Robert Ranocchia
Name:
Title:
Robert Ranocchia
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
COLUMBUSNOVA CLO LTD. 2006-I
COLUMBUSNOVA CLO LTD. 2006-II
COLUMBUSNOVA CLO LTD. 2007-I
COLUMBUSNOVA CLO IV LTD. 2007-II
By:
Columbus Nova Credit Investments Management,
LLC, its Collateral Manager
By:
/s/ Robert Ranocchia
Name:
Title:
Robert Ranocchia
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
COLUMBUSNOVA CLO LTD. 2006-I
COLUMBUSNOVA CLO LTD. 2006-II
COLUMBUSNOVA CLO LTD. 2007-I
COLUMBUSNOVA CLO IV LTD. 2007-II
By:
Columbus Nova Credit Investments Management,
LLC, its Collateral Manager
By:
/s/ Robert Ranocchia
Name:
Title:
Robert Ranocchia
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
HEWETT’S ISLAND CLO I-R, LTS
By:
Acis Capital Management, LP, its Collateral
Manager
Acis Capital Management, GP, LLC, its general
partner
By:
/s/ Carter Chism
Name:
Title:
Carter Chism
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
HEWETT’S ISLAND CLO V, LTD
HEWETT’S ISLAND CLO VI, LTD.
PRIMUS CLO II, LTD.
By:
CypressTree Investment Management, LLC, its
Collateral Manager
By:
/s/ Robert Ranocchia
Name:
Title:
Robert Ranocchia
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
HEWETT’S ISLAND CLO V, LTD
HEWETT’S ISLAND CLO VI, LTD.
PRIMUS CLO II, LTD.
By:
CypressTree Investment Management, LLC, its
Collateral Manager
By:
/s/ Robert Ranocchia
Name:
Title:
Robert Ranocchia
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
HEWETT’S ISLAND CLO V, LTD
HEWETT’S ISLAND CLO VI, LTD.
PRIMUS CLO II, LTD.
By:
CypressTree Investment Management, LLC, its
Collateral Manager
By:
/s/ Robert Ranocchia
Name:
Title:
Robert Ranocchia
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
BRIDGEPORT CLO LTD.
SCHILLER PARK CLO LTD.
BURR RIDGE CLO PLUS LTD.
BRIDGEPORT CLO II LTD.
By:
Deerfield Capital Management LLC, its Collateral
Manager
By:
/s/ Robert Ranocchia
Name:
Title:
Robert Ranocchia
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
DENALI CAPITAL CLO V, LTD.
By:
Denali Capital LLC, managing member of DC
Funding Partners LLC, portfolio manager
By:
/s/ Kelli C. Marti
Name:
Title:
Kelli Marti
Senior Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
I
By:
Denali Capital LLC, managing member of DC
Funding Partners LLC, collateral manager
By:
/s/ Kelli C. Marti
Name:
Title:
Kelli Marti
Senior Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
DENALI CAPITAL CLO VII, LTD.
By:
Denali Capital LLC, managing member of DC
Funding Partners LLC, portfolio manager
By:
/s/ Kelli C. Marti
Name:
Title:
Kelli Marti
Senior Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
SPRING ROAD CLO 2007-1, LTD.
By:
Denali Capital LLC, managing member of DC
Funding Partners LLC, Collateral Manager
By:
/s/ Kelli C. Marti
Name:
Title:
Kelli Marti
Senior Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
DEUTSCHE BANK AG NEW YORK BRANCH.
By:
DB Services New Jersey, Inc.
By:
/s/ Andrew Mac Donald
Name:
Title:
Andrew Mac Donald
Associate
By:
By:
/s/ Angeline Quintana
Name:
Title:
Angeline Quintana
Assistant Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
DNB BANK ASA, GRAND CAYMAN BRANCH
By:
/s/ Geshu Sugandh
Name:
Title:
Geshu Sugandh
Vice President
By:
By:
/s/ Bjorn E. Hammerstad
Name:
Title:
Bjorn Erik Hammerstad
Senior Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
EAST WEST BANK
By:
/s/ Andrew Maria
Name:
Title:
Andrew Maria
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
COLUMBIA FUNDS VARIABLE SERIES TRUST IIVARIABLE PORTFOLIOEATON VANCE FLOATING-RATE INCOME FUND
By:
Eaton Vance
Sub-Advisor
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Management
Source: ALERE INC., 10-Q, May 09, 2013
as
Investment
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
EATON VANCE CDO IX LTD.
By:
Eaton Vance Management as Investment Advisor
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
EATON VANCE CDO VII PLC.
By:
Eaton Vance Management as Interim Investment
Advisor
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
EATON VANCE CDO VIII LTD.
By:
Eaton Vance Management as Investment Advisor
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
EATON VANCE CDO X PLC
By:
Eaton Vance Management as Investment Advisor
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
EATON VANCE FLOATING-RATE INCOME TRUST
By:
Eaton Vance Management as Investment Advisor
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
EATON VANCE INSTITUTIONAL SENIOR LOAN FUND
By:
Eaton Vance Management as Investment Advisor
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
EATON VANCE INTERNATIONAL (CAYMAN ISLANDS)
FLOATING-RATE INCOME PORTFOLIO
By:
Eaton Vance Management as Investment Advisor
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
EATON VANCE LIMITED DURATION INCOME FUND
By:
Eaton Vance Management as Investment Advisor
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
EATON VANCE SENIOR FLOATING-RATE TRUST
By:
Eaton Vance Management as Investment Advisor
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
EATON VANCE SENIOR INCOME TRUST
By:
Eaton Vance Management as Investment Advisor
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
EATON VANCE SHORT DURATION DIVERSIFIED
INCOME FUND
By:
Eaton Vance Management as Investment Advisor
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
EATON VANCE VT FLOATING-RATE INCOME FUND
By:
Eaton Vance Management as Investment Advisor
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GRAYSON & CO.
By:
Boston Management and Research as Investment
Advisor
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GRAYSON CLO, LTD.
By:
Highland Capital Management, L.P. As Collateral
Manager
By:
/s/ Carter Chism
Name:
Title:
Carter Chism
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
INNOVATION TRUST 2009
By:
Eaton Vance Management as Investment Advisor
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
MET INVESTORS SERIES TRUST - MET/EATON VANCE
FLOATING RATE PORTFOLIO
By:
Eaton Vance
Sub-Advisor
Management
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
as
Investment
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
PACIFIC LIFE FUNDS - PL FLOATING RATE LOAN
FUND
By:
Eaton Vance
Sub-Advisor
Management
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
as
Investment
Powered by Morningstar Document Research.
The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
PACIFIC SELECT FUND FLOATING RATE LOAN
PORTFOLIO
By:
Eaton Vance
Sub-Advisor
Management
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
as
Investment
Powered by Morningstar Document Research.
The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
COLUMBIA FUNDS VARIABLE SERIES TRUST II VARIABLE PORTFOLIO - EATON VANCE FLOATING
INCOME FUND
By:
Eaton Vance
Sub-Advisor
Management
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
as
Investment
Powered by Morningstar Document Research.
The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
EATON VANCE CDO X PLC
By:
Eaton Vance Management as Investment Advisor
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
Powered by Morningstar Document Research.
The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
EATON VANCE FLOATING-RATE INCOME TRUST
By:
Eaton Vance Management as Investment Advisor
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
Powered by Morningstar Document Research.
The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
EATON VANCE INSTITUTIONAL SENIOR LOAN FUND
By:
Eaton Vance Management as Investment Advisor
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
EATON VANCE INTERNATIONAL (CAYMAN ISLANDS)
FLOATING-RATE INCOME PORTFOLIO
By:
Eaton Vance Management as Investment Advisor
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
Powered by Morningstar Document Research.
The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
EATON VANCE LIMITED DURATION INCOME FUND
By:
Eaton Vance Management as Investment Advisor
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
Powered by Morningstar Document Research.
The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
EATON VANCE SENIOR FLOATING-RATE TRUST
By:
Eaton Vance Management as Investment Advisor
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
Powered by Morningstar Document Research.
The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
EATON VANCE SENIOR INCOME TRUST
By:
Eaton Vance Management as Investment Advisor
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
Powered by Morningstar Document Research.
The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
EATON VANCE SHORT DURATION DIVERSIFIED
INCOME FUND
By:
Eaton Vance Management as Investment Advisor
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
Powered by Morningstar Document Research.
The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
EATON VANCE VT FLOATING-RATE INCOME FUND
By:
Eaton Vance Management as Investment Advisor
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
Powered by Morningstar Document Research.
The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GRAYSON & CO.
By:
Boston Management and Research as Investment
Advisor
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
Powered by Morningstar Document Research.
The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GRAYSON CLO, LTD.
By:
Highland Capital Management, L.P. As Collateral
Manager
By:
/s/ Carter Chism
Name:
Title:
Carter Chism
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
Powered by Morningstar Document Research.
The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
INNOVATION TRUST 2009
By:
Eaton Vance Management as Investment Advisor
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
Powered by Morningstar Document Research.
The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
MET INVESTORS SERIES TRUST - MET/EATON VANCE
FLOATING RATE PORTFOLIO
By:
Eaton Vance
Sub-Advisor
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Management
Source: ALERE INC., 10-Q, May 09, 2013
as
Investment
Powered by Morningstar Document Research.
The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
PACIFIC LIFE FUNDS - PL FLOATING RATE LOAN
FUND
By:
Eaton Vance
Sub-Advisor
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Management
Source: ALERE INC., 10-Q, May 09, 2013
as
Investment
Powered by Morningstar Document Research.
The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
PACIFIC SELECT FUND FLOATING RATE LOAN
PORTFOLIO
By:
Eaton Vance
Sub-Advisor
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Management
Source: ALERE INC., 10-Q, May 09, 2013
as
Investment
Powered by Morningstar Document Research.
The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
COLUMBIA FUNDS VARIABLE SERIES TRUST II VARIABLE PORTFOLIO - EATON VANCE FLOATING
INCOME FUND
By:
Eaton Vance
Sub-Advisor
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Management
Source: ALERE INC., 10-Q, May 09, 2013
as
Investment
Powered by Morningstar Document Research.
The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
SENIOR DEBT PORTFOLIO
By:
Boston Management and Research as Investment
Advisor
By:
/s/ Michael B. Botthof
Name:
Title:
Michael B. Botthof
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
Powered by Morningstar Document Research.
The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
AVERY STREET CLO, LTD.
By:
By:
/s/ S. D’Orsi
Name:
Title:
Scott D’Orsi
Portfolio Manager
Source: ALERE INC., 10-Q, May 09, 2013
Powered by Morningstar Document Research.
The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
EMERSON PLACE CLO, LTD.
By:
By:
/s/ S. D’Orsi
Name:
Title:
Scott D’Orsi
Portfolio Manager
Source: ALERE INC., 10-Q, May 09, 2013
Powered by Morningstar Document Research.
The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
LIME STREET CLO, LTD.
By:
By:
/s/ S. D’Orsi
Name:
Title:
Scott D’Orsi
Portfolio Manager
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
FIDELITY ADVISOR SERIES I: FIDELITY ADVISOR
FLOATING RATE HIGH INCOME FUND
By:
By:
/s/ Stacie M. Smith
Name:
Title:
Stacie M. Smith
Deputy Treasurer
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ADVANCED SERIES TRUST - AST FIRST TRUST
BALANCED TARGET PORTFOLIO
By:
First Trust Advisors L.P., its investment manager
By:
/s/ Scott Fries
Name:
Title:
Scott Fries
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ADVANCED SERIES TRUST - AST FIRST TRUST
CAPITAL APPRECIATION TARGET PORTFOLIO
By:
First Trust Advisors L.P., its investment manager
By:
/s/ Scott Fries
Name:
Title:
Scott Fries
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
FIRST TRUST SENIOR FLOATING RATE INCOME FUND
II
By:
First Trust Advisors L.P., its investment manager
By:
/s/ Scott Fries
Name:
Title:
Scott Fries
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ADVANCED SERIES TRUST - AST FIRST TRUST
BALANCED TARGET PORTFOLIO
By:
First Trust Advisors L.P., its investment manager
By:
/s/ Scott Fries
Name:
Title:
Scott Fries
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
FIRST TRUST SENIOR FLOATING RATE INCOME FUND
II
By:
First Trust Advisors L.P., its investment manager
By:
/s/ Scott Fries
Name:
Title:
Scott Fries
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
FRANKLIN CLO V, LTD.
By:
Franklin Advisers, Inc. as Collateral Manager
By:
/s/ David Ardini
Name:
Title:
David Ardini
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
FRANKLIN
INVESTORS
SECURITIES
TRUST
FRANKLIN FLOATING RATE DAILY ACCESS FUND.
-
By:
By:
/s/ Madeline Lam
Name:
Title:
Madeline Lam
Asst. Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
FRANKLIN FLOATING RATE MASTER TRUST FRANKLIN FLOATING RATE MASTER SERIES
By:
By:
/s/ Madeline Lam
Name:
Title:
Madeline Lam
Asst. Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
FRANKLIN TEMPLETON LIMITED DURATION INCOME
TRUST.
By:
By:
/s/ Madeline Lam
Name:
Title:
Madeline Lam
Asst. Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
FRANKLIN TEMPLETON SERIES II FUNDS - FRANKLIN
FLOATING RATE II FUND
By:
By:
/s/ Madeline Lam
Name:
Title:
Madeline Lam
Asst. Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GE CAPITAL BANK, FORMERLY KNOWN AS, GE
CAPITAL FINANCIAL INC.
By:
By:
/s/ Jeffrey Thomas
Name:
Title:
Jeffrey Thomas
Duly Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GENERAL ELECTRIC CAPITAL CORPORATION, AS
LENDER AND AS ADMINISTRATIVE AGENT
By:
By:
/s/ Ryan Guenin
Name:
Title:
Ryan Guenin
Duly Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GOLDMAN SACHS BANK USA
By:
By:
/s/ Michelle Latzoni
Name:
Title:
Michelle Latzoni
Authorized Signature
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GOLUB CAPITAL PARTNERS CLO 11, LTD
By:
GC Advisors LLC, as agent
By:
/s/ Christina Jamieson
Name:
Title:
Christina Jamieson
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GOLUB CAPITAL PARTNERS CLO 14, LTD
By:
GC Advisors LLC, as agent
By:
/s/ Christina Jamieson
Name:
Title:
Christina Jamieson
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CALLIDUS DEBT PARTNERS CLO FUND IV, LTD.
By:
GSO/Blackstone Debt Funds Management LLC as
Collateral Manager
By:
/s/ Daniel H. Smith
Name:
Title:
Daniel H. Smith
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
FINN SQUARE CLO, LTD.
By:
GSO/Blackstone Debt Funds Management LLC as
Collateral Manager
By:
/s/ Daniel H. Smith
Name:
Title:
Daniel H. Smith
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GALE FORCE 3 CLO, LTD..
By:
GSO/BLACKSTONE Debt Funds Management
LLC as Collateral Manager
By:
/s/ Daniel H. Smith
Name:
Title:
Daniel H. Smith
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GRAMERCY PARK CLO LTD..
By:
GSO/Blackstone Debt Funds Management LLC as
Collateral Manager
By:
/s/ Daniel H. Smith
Name:
Title:
Daniel H. Smith
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GSO JUPITER LOAN TRUST.
By:
GSO Capital Advisors LLC, as its Investment
Advisor
By:
/s/ Daniel H. Smith
Name:
Title:
Daniel H. Smith
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GSO LOAN TRUST 2010
By:
GSO Capital Advisors LLC, as its Investment
Advisor
By:
/s/ Daniel H. Smith
Name:
Title:
Daniel H. Smith
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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[start of pt 5]
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GSO PALMETTO LIQUIDITY FUND LLC
By:
GSO/Blackstone Debt Funds Management LLC as
Investment Manager
By:
/s/ Christopher Sullivan
Name:
Title:
Chris Sullivan
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
MARINE PARK CLO LTD.
By:
GSO/Blackstone Debt Funds Management LLC as
Collateral Manager
By:
/s/ Dan H Smith
Name:
Title:
Daniel H. Smith
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
OPTUMHEALTH BANK, INC.
By:
GSO Capital Advisors LLC as Manager
By:
/s/ Dan H Smith
Name:
Title:
Daniel H. Smith
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
SSD LOAN FUNDING LLC
By:
Citibank, N.A.
By:
/s/ Tina Tan
Name:
Title:
Tina Tran
Associate Director
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
SSOMF LOAN FUNDING LLC
By:
Citibank, N.A.
By:
/s/ Tina Tan
Name:
Title:
Tina Tran
Associate Director
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
SUNSUPER POOLED SUPERANNUATION TRUST
By:
GSO Capital Partners LP, its Investment Manager
By:
/s/ Dan H Smith
Name:
Title:
Daniel H. Smith
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GULF STREAM - COMPASS CLO 2007, LTD.
By:
Gulf Stream Asset Management LLC As Collateral
Manager
By:
/s/ Joe Moroney
Name:
Title:
Joe Moroney
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GULF STREAM - RASHINBAN CLO 2006-I, LTD.
By:
Gulf Stream Asset Management LLC As Collateral
Manager
By:
/s/ Joe Moroney
Name:
Title:
Joe Moroney
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GULF STREAM - SEXTANT CLO 2007-1, LTD.
By:
Gulf Stream Asset Management LLC As Collateral
Manager
By:
/s/ Joe Moroney
Name:
Title:
Joe Moroney
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
NEPTUNE FINANCE CCS, LTD.
By:
Gulf Stream Asset Management LLC As Collateral
Manager
By:
/s/ Joe Moroney
Name:
Title:
Joe Moroney
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
WHITEHORSE VI, LTD
By:
H.I.G. WhiteHorse Capital, LLC As: collateral
manager
By:
/s/ Richard Siegel
Name:
Title:
Richard Siegel
Authorized Officer
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
HALCYON STRUCTURED ASSET MANAGEMENT LONG
SECURED/SHORT UNSECURED CLO 2006-1 LTD.
HALCYON STRUCTURED ASSET MANAGEMENT LONG
SECURED/SHORT UNSECURED 2007-2 LTD.
HALCYON LOAN INVESTORS CLO 1 LTD.
HALCYON LOAN ADVISORS FUNDING 2012-1 LTD.
BACCHUS (U.S.) 2006-1 LTD.
By:
/s/ illegible
Name:
Title:
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
HALCYON STRUCTURED ASSET MANAGEMENT LONG
SECURED/SHORT UNSECURED CLO 2006-1 LTD.
HALCYON STRUCTURED ASSET MANAGEMENT LONG
SECURED/SHORT UNSECURED 2007-2 LTD.
HALCYON LOAN INVESTORS CLO 1 LTD.
HALCYON LOAN ADVISORS FUNDING 2012-1 LTD.
BACCHUS (U.S.) 2006-1 LTD.
By:
By:
/s/ illegible
Name:
Title:
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
HALCYON STRUCTURED ASSET MANAGEMENT LONG
SECURED/SHORT UNSECURED CLO 2006-1 LTD.
HALCYON STRUCTURED ASSET MANAGEMENT LONG
SECURED/SHORT UNSECURED 2007-2 LTD.
HALCYON LOAN INVESTORS CLO 1 LTD.
HALCYON LOAN ADVISORS FUNDING 2012-1 LTD.
BACCHUS (U.S.) 2006-1 LTD.
By:
By:
/s/ illegible
Name:
Title:
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
HALCYON STRUCTURED ASSET MANAGEMENT LONG
SECURED/SHORT UNSECURED CLO 2006-1 LTD.
HALCYON STRUCTURED ASSET MANAGEMENT LONG
SECURED/SHORT UNSECURED 2007-2 LTD.
HALCYON LOAN INVESTORS CLO 1 LTD.
HALCYON LOAN ADVISORS FUNDING 2012-1 LTD.
BACCHUS (U.S.) 2006-1 LTD.
By:
By:
/s/ illegible
Name:
Title:
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
HALCYON STRUCTURED ASSET MANAGEMENT LONG
SECURED/SHORT UNSECURED CLO 2006-1 LTD.
HALCYON STRUCTURED ASSET MANAGEMENT LONG
SECURED/SHORT UNSECURED 2007-2 LTD.
HALCYON LOAN INVESTORS CLO 1 LTD.
HALCYON LOAN ADVISORS FUNDING 2012-1 LTD.
BACCHUS (U.S.) 2006-1 LTD.
By:
By:
/s/ illegible
Name:
Title:
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
HARCH CLO II, LIMITED
By:
By:
Name:
Title:
/s/ Joseph W. Harch
Joseph Harch
Chairman
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
HARCH CLO III, LIMITED
By:
By:
Name:
Title:
/s/ Joseph W. Harch
Joseph Harch
Chairman
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
EACH OF THE PERSONS LISTED ON ANNEX A,
SEVERALLY BUT NOT JOINTLY, AS A LENDER
By:
Wellington Management Company, LLP, as its
Investment Adviser
By:
/s/ Steven M. Hoffman
Steven M. Hoffman
Vice President and Counsel
Name:
Title:
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
HARTFORD LIFE INSURANCE COMPANY
By:
Hartford Investment Management Company - Agent
and Attorney-in-Fact
By:
/s/ Mark Midura
Mark Midura
Vice President
Name:
Title:
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
EACH OF THE PERSONS LISTED ON ANNEX A,
SEVERALLY BUT NOT JOINTLY, AS A LENDER
By:
Wellington Management Company, LLP, as its
Investment Adviser
By:
/s/ Steven M. Hoffman
Steven M. Hoffman
Vice President and Counsel
Name:
Title:
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
VIRTUS MULTI-SECTOR SHORT TERM BOND FUND
By:
By:
Name:
Title:
/s/ Kyle Jennings
Kyle Jennings
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ABERDEEN LOAN FUNDING, LTD
By:
Highland Capital Management, L.P. As Collateral
Manager
By:
/s/ Carter Chism
Carter Chism
Authorized Signatory
Name:
Title:
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
BRENTWOOD CLO, LTD.
By:
Highland Capital Management, L.P. As Collateral
Manager
By:
/s/ Carter Chism
Carter Chism
Authorized Signatory
Name:
Title:
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
BRENTWOOD CLO, LTD.
By:
Highland Capital Management, L.P. As Collateral
Manager
By:
/s/ Carter Chism
Carter Chism
Authorized Signatory
Name:
Title:
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
EASTLAND CLO, LTD.
By:
Highland Capital Management, L.P. As Collateral
Manager
By:
/s/ Carter Chism
Carter Chism
Authorized Signatory
Name:
Title:
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GLENEAGLES CLO LTD.
By:
Highland Capital Management, L.P. As Collateral
Manager
By:
/s/ Carter Chism
Carter Chism
Authorized Signatory
Name:
Title:
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GRAYSON CLO, LTD.
By:
Highland Capital Management, L.P. As Collateral
Manager
By:
/s/ Carter Chism
Carter Chism
Authorized Signatory
Name:
Title:
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GREENBRIAR CLO, LTD.
By:
Highland Capital Management, L.P. As Collateral
Manager
By:
/s/ Carter Chism
Name:
Title:
Carter Chism
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
HEWETT’S ISLAND CLO I-R, LTD.
By:
Acis Capital Management, LP, its Collateral
Manager
Acis Capital Management GP, LLC, its general
partner
By:
/s/ Carter Chism
Name:
Title:
Carter Chism
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
HIGHLAND CREDIT OPPORTUNITIES CDO, LTD.
By:
Highland Capital Management, L.P. As Collateral
Manager
By:
/s/ Carter Chism
Name:
Title:
Carter Chism
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
LIBERTY CLO, LTD.
By:
Highland Capital Management, L.P. As Collateral
Manager
By:
/s/ Carter Chism
Name:
Title:
Carter Chism
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
RED RIVER CLO, LTD
By:
Highland Capital Management, L.P. As Collateral
Manager
By:
/s/ Carter Chism
Name:
Title:
Carter Chism
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ROCKWALL CDO II LTD.
By:
Highland Capital Management, L.P. As Collateral
Manager
By:
/s/ Carter Chism
Name:
Title:
Carter Chism
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ROCKWALL CDO LTD
By:
Highland Capital Management, L.P. As Collateral
Manager
By:
/s/ Carter Chism
Name:
Title:
Carter Chism
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
STRATFORD CLO, LTD.
By:
Highland Capital Management, L.P. As Collateral
Manager
By:
/s/ Carter Chism
Name:
Title:
Carter Chism
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
WELLS FARGO PRINCIPAL LENDING, LLC
By:
By:
/s/ Jeff Nikorah
Name:
Title:
Jeff Nikorah
Executive Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
WESTCHESTER CLO, LTD.
By:
Highland Capital Management, L.P. As Collateral
Manager
By:
/s/ Carter Chism
Name:
Title:
Carter Chism
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CFS WHOLESALE GLOBAL CORPORATE DEBT FUND
By:
By:
/s/ Daniel Brennand
Name:
Title:
Daniel Brennand
Vice-President, Monegy Inc. (Fund Manager)
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
HSBC BANK PLC
By:
By:
/s/ Mike
Name:
Title:
Mike
Corporate Banking Manager
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
HSBC BANK USA, NATIONAL ASSOCIATION
By:
By:
/s/ David A. Carroll
Name:
Title:
David A. Carroll
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
HUDSON CANYON FUNDING II SUBSIDIARY HOLDING
COMPANY II, LLC
By:
Invesco Senior Secured Management, Inc. as
Collateral Manager and Attorney in Fact
By:
/s/ Kevin Egan
Name:
Title:
Kevin Egan
Authorized Individual
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
IBM PERSONAL PENSION PLAN TRUST
By:
ING Investment Management
investment manager
By:
/s/ Jason Almiro
Name:
Title:
Jason Almiro
Analyst
Source: ALERE INC., 10-Q, May 09, 2013
Co.,
as
its
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ING (L) FLEX - SENIOR LOANS
By:
ING Investment Management
investment manager
By:
/s/ Jason Almiro
Name:
Title:
Jason Almiro
Analyst
Source: ALERE INC., 10-Q, May 09, 2013
Co.,
as
its
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ING IM CLO 2012-2, LTD.
By:
ING Alternative Asset Management LLC, as its
investment manager
By:
/s/ Jason Almiro
Name:
Title:
Jason Almiro
Analyst
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ING IM CLO 2012-3, LTD
By:
ING Alternative Asset Management LLC, as its
investment manager
By:
/s/ Jason Almiro
Name:
Title:
Jason Almiro
Analyst
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ING IM CLO 2012-4, LTD.
By:
ING Alternative Asset Management LLC, as its
investment manager
By:
/s/ Jason Almiro
Name:
Title:
Jason Almiro
Analyst
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ING INVESTMENT MANAGEMENT CLO I, LTD.
By:
ING Investment Management Co., as its
investment manager
By:
/s/ Jason Almiro
Name:
Title:
Jason Almiro
Analyst
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ING INVESTMENT MANAGEMENT CLO II, LTD.
By:
ING Alternative Asset Management LLC, as its
investment manager
By:
/s/ Jason Almiro
Name:
Title:
Jason Almiro
Analyst
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ING INVESTMENT MANAGEMENT CLO III, LTD.
By:
ING Alternative Asset Management LLC, as its
investment manager
By:
/s/ Jason Almiro
Name:
Title:
Jason Almiro
Analyst
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ING INVESTMENT MANAGEMENT CLO IV, LTD.
By:
ING Alternative Asset Management LLC, as its
investment manager
By:
/s/ Jason Almiro
Name:
Title:
Jason Almiro
Analyst
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ING INVESTMENT MANAGEMENT CLO V, LTD.
By:
ING Alternative Asset Management LLC, as its
investment manager
By:
/s/ Jason Almiro
Name:
Title:
Jason Almiro
Analyst
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ING LIFE INSURANCE AND ANNUITY COMPANY
By:
Prudential Investment
Investment Advisor
By:
/s/ Joseph Lemanowicz
Name:
Title:
Joseph Lemanowicz
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
Management,
Inc., as
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ISL LOAN TRUST
By:
ING Investment Management Co., as its
investment advisor
By:
/s/ Jason Almiro
Name:
Title:
Jason Almiro
Analyst
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
PHOENIX CLO I,, LTD.
By:
ING Alternative Asset Management LLC, as its
investment manager
By:
/s/ Jason Almiro
Name:
Title:
Jason Almiro
Analyst
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
PHOENIX CLO II, LTD.
By:
ING Alternative Asset Management LLC, as its
investment manager
By:
/s/ Jason Almiro
Name:
Title:
Jason Almiro
Analyst
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
PHOENIX CLO III, LTD.
By:
ING Alternative Asset Management LLC, as its
investment manager
By:
/s/ Jason Almiro
Name:
Title:
Jason Almiro
Analyst
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
AVALON IV CAPITAL, LTD.
By:
Invesco Senior Secured Management, Inc. as Asset
Manager
By:
/s/ Kevin Egan
Name:
Title:
Kevin Egan
Authorized Individual
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
BELHURST CLO LTD.
By:
Invesco Senior Secured Management, Inc. as
Collateral Manager
By:
/s/ Kevin Egan
Name:
Title:
Kevin Egan
Authorized Individual
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CHILDREN’S HEALTHCARE OF ATLANTA, INC.
By:
Invesco Senior Secured Management, Inc. as
Investment Manager
By:
/s/ Kevin Egan
Name:
Title:
Kevin Egan
Authorized Individual
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CEDAR FUNDING LTD.
By:
ARGON USA Investment Management, LLC
By:
/s/ Lisa Baltagi
Name:
Title:
Lisa Baltagi
Director
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CONFLUENT 2 LIMITED
By:
ARES PRIVATE ACCOUNT MANAGEMENT I,
L.P., AS SUB-MANAGER
By:
/s/ John Eanes
Name:
Title:
John Eanes
Vice President
CONFLUENT 2 LIMITED
By:
ARES PRIVATE ACCOUNT MANAGEMENT I
GP, LLC, ITS GENERAL PARTNER
By:
/s/John Eanes
Name:
Title:
John Eanes
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CONFLUENT 3 LIMITED
By:
Invesco Senior Secured Management, Inc. as
Investment Manager
By:
/s/ Kevin Egan
Name:
Title:
Kevin Egan
Authorized Individual
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
DIVERSIFIED CREDIT PORTFOLIO LTD.
By:
Invesco Senior Secured Management, Inc. as
Investment Adviser
By:
/s/ Kevin Egan
Name:
Title:
Kevin Egan
Authorized Individual
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
INVESCO FLOATING RATE FUND
By:
Invesco Senior Secured Management, Inc. as
Sub-Adviser
By:
/s/ Kevin Egan
Name:
Title:
Kevin Egan
Authorized Individual
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
INVESCO SENIOR INCOME TRUST
By:
Invesco Senior Secured Management, Inc. as
Sub-advisor
By:
/s/ Kevin Egan
Name:
Title:
Kevin Egan
Authorized Individual
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
INVESCO ZODIAC FUNDS - INVESCO US SENIOR LOAN
FUND
By:
Invesco Management S.A. As Investment Manager
By:
/s/ Kevin Egan
Name:
Title:
Kevin Egan
Authorized Individual
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
INVESCO SENIOR LOAN FUND
By:
Invesco Senior Secured Management, Inc. as
Sub-advisor
By:
/s/ Kevin Egan
Name:
Title:
Kevin Egan
Authorized Individual
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
LIMEROCK CLO I
By:
Invesco Senior Secured Management, Inc. as
Investment Manager
By:
/s/ Kevin Egan
Name:
Title:
Kevin Egan
Authorized Individual
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
MAREA CLO, LTD.
By:
Invesco Senior Secured Management, Inc. as
Collateral Manager
By:
/s/ Kevin Egan
Name:
Title:
Kevin Egan
Authorized Individual
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
MORGAN STANLEY INVESTMENT MANAGEMENT
CROTON, LTD.
By:
Invesco Senior Secured Management, Inc. as
Collateral Manager
By:
/s/ Kevin Egan
Name:
Title:
Kevin Egan
Authorized Individual
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
MSIM PECONIC BAY, LTD.
By:
Invesco Senior Secured Management, Inc. as
Collateral Manager
By:
/s/ Kevin Egan
Name:
Title:
Kevin Egan
Authorized Individual
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
NAUTIQUE FUNDING LTD
By:
Invesco Senior Secured Management, Inc. as
Collateral Manager
By:
/s/ Kevin Egan
Name:
Title:
Kevin Egan
Authorized Individual
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
QUALCOMM GLOBAL TRADING PTE. LTD.
By:
Invesco Senior Secured Management, Inc. as
Investment Manager
By:
/s/ Kevin Egan
Name:
Title:
Kevin Egan
Authorized Individual
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
SANKATY SENIOR LOAN FUND, L.P.
By:
/s/ Andrew S. Viens
Name:
Title:
Andrew S. Viens
Sr. Vice President of Operations
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
WASATCH CLO LTD
By:
Invesco Senior Secured Management, Inc. as
Portfolio Manager
By:
/s/ Kevin Egan
Name:
Title:
Kevin Egan
Authorized Individual
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
AIB DEBT MANAGEMENT LIMITED
By:
/s/ Roisin O’Connell
Name:
Title:
Roisin O’Connell
Senior Vice President Investment Advisor to AIB
Debt Management Limited
AIB DEBT MANAGEMENT LIMITED
By:
/s/ Joanne O’Driscoll
Name:
Title:
Joanne O’Driscoll
Vice President Investment Advisor to AIB Debt
Management Limited
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
JEFFERIES FINANCE LLC
By:
/s/ J. Paul McDonnell
Name:
Title:
J. Paul McDonnell
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
JEFFERIES GROUP LLC
By:
/s/ William McLoughlin
Name:
Title:
William McLoughlin
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
JEFFERIES LEVERAGED CREDIT PRODUCTS, LLC
By:
/s/ Paul J. Loomis
Name:
Title:
Paul J. Loomis
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
JFIN CAPITAL LLC
By:
/s/ J. Paul McDonnell
Name:
Title:
J. Paul McDonnell
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
JFIN CLO 2007 LTD
By:
Jefferies Finance LLC, as Collateral Manager
By:
/s/ J. Paul McDonnell
Name:
Title:
J. Paul McDonnell
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
JFIN CLO 2012 LTD
By:
Jefferies Finance LLC, as Portfolio Manager
By:
/s/ J. Paul McDonnell
Name:
Title:
J. Paul McDonnell
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
JFIN FUNDING III LLC
By:
/s/ J. Paul McDonnell
Name:
Title:
J. Paul McDonnell
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
COMMUNITY INSURANCE COMPANY
By:
ARES WLP MANAGEMENT, L.P., ITS
INVESTMENT MANAGER
By:
/s/ John Eanes
Name:
Title:
John Eanes
Vice President
COMMUNITY INSURANCE COMPANY
By:
ARES WLP MANAGEMENT, GP, LLC, ITS
GENERAL PARTNER
By:
/s/ John Eanes
Name:
Title:
John Eanes
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
JMP CREDIT ADVISORS CLO I LTD.
By:
Cratos CDO Management, LLC As
Attorney-in-Fact
By:
/s/ Ronald J. Banks
Name:
Title:
Ronald J. Banks
Managing Director
JMP CREDIT ADVISORS CLO I LTD.
By:
JMP Credit Advisors LLC, Its Manager
By:
/s/ Ronald J. Banks
Name:
Title:
Ronald J. Banks
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
KATONAH VII CLO LTD.
By:
/s/ Dominick J. Mazzitelli
Name:
Title:
Dominick J. Mazzitelli
President
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
KATONAH VIII CLO LTD.
By:
/s/ Dominick J. Mazzitelli
Name:
Title:
Dominick J. Mazzitelli
President
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
KATONAH X CLO LTD.
By:
/s/ Dominick J. Mazzitelli
Name:
Title:
Dominick J. Mazzitelli
President
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
KKR FINANCIAL CLO 2007-1, LTD.
By:
/s/ Jeffrey Smith
Name:
Title:
Jeffrey Smith
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
HEWETT’S ISLAND CLO IV, Ltd.
By:
LCM Asset Management LLC As Collateral
Manager
By:
/s/ Sophie A. Venon
Name:
Title:
Sophie A. Venon
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
LCM III, Ltd.
By:
LCM Asset Management LLC As Collateral
Manager
By:
/s/ Sophie A. Venon
Name:
Title:
Sophie A. Venon
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
LCM IV, Ltd.
By:
LCM Asset Management LLC As Collateral
Manager
By:
/s/ Sophie A. Venon
Name:
Title:
Sophie A. Venon
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
LCM IX LIMITED PARTNERSHIP
By:
LCM Asset Management LLC As Collateral
Manager
By:
/s/ Sophie A. Venon
Name:
Title:
Sophie A. Venon
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
LCM V, LTD.
By:
LCM Asset Management LLC As Collateral
Manager
By:
/s/ Sophie A. Venon
Name:
Title:
Sophie A. Venon
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
LCM VI, LTD.
By:
LCM Asset Management LLC As Collateral
Manager
By:
/s/ Sophie A. Venon
Name:
Title:
Sophie A. Venon
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
LCM VIII LIMITED PARTNERSHIP
By:
LCM Asset Management LLC As Collateral
Manager
By:
/s/ Sophie A. Venon
Name:
Title:
Sophie A. Venon
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
LCM X LIMITED PARTNERSHIP
By:
LCM Asset Management LLC As Collateral
Manager
By:
/s/ Sophie A. Venon
Name:
Title:
Sophie A. Venon
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
LCM XI LIMITED PARTNERSHIP
By:
LCM Asset Management LLC As Collateral
Manager
By:
/s/ Sophie A. Venon
Name:
Title:
Sophie A. Venon
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
LCM XII LIMITED PARTNERSHIP
By:
LCM Asset Management LLC As Collateral
Manager
By:
/s/ Sophie A. Venon
Name:
Title:
Sophie A. Venon
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
APOSTLE LOOMIS SAYLES CREDIT OPPORTUNITIES
FUND, As Lender
By:
Loomis, Sayles & Company, L.P., Its Investment
Manager
By:
/s/ Mary McCarthy
Name:
Title:
Mary McCarthy
Vice President
APOSTLE LOOMIS SAYLES CREDIT OPPORTUNITIES
FUND, As Lender
By:
Loomis, Sayles & Company, Incorporated, Its
General Partner
By:
/s/ Mary McCarthy
Name:
Title:
Mary McCarthy
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
APOSTLE LOOMIS SAYLES SENIOR LOAN FUND, AS
LENDER
By:
Loomis, Sayles & Company, L.P., Its Investment
Manager
By:
/s/ Mary McCarthy
Name:
Title:
Mary McCarthy
Vice President
APOSTLE LOOMIS SAYLES CREDIT OPPORTUNITIES
FUND, AS LENDER
By:
Loomis, Sayles & Company, Incorporated, Its
General Partner
By:
/s/ Mary McCarthy
Name:
Title:
Mary McCarthy
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CONFLUENT 4 LIMITED
By:
Loomis, Sayles & Company, L.P.
As Sub-Manager
By:
/s/ Mary McCarthy
Name:
Title:
Mary McCarthy
Vice President
CONFLUENT 4 LIMITED
By:
Loomis, Sayles & Company, Incorporated
Its General Partner
By:
/s/ Mary McCarthy
Name:
Title:
Mary McCarthy
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
LOOMIS SAYLES CLO I, LTD.
By:
Loomis, Sayles & Company, L.P.
Its Collateral Manager
By:
/s/ Mary McCarthy
Name:
Title:
Mary McCarthy
Vice President
LOOMIS SAYLES CLO I, LTD.
By:
Loomis Sayles & Company, Incorporated
Its General Partner
By:
/s/ Mary McCarthy
Name:
Title:
Mary McCarthy
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
THE LOOMIS SAYLES SENIOR LOAN FUND, LLC.
By:
Loomis, Sayles & Company, L.P.
Its Managing Member
By:
/s/ Mary McCarthy
Name:
Title:
Mary McCarthy
Vice President
THE LOOMIS SAYLES SENIOR LOAN FUND, LLC.
By:
Loomis, Sayles & Company, Incorporated
Its General Partner
By:
/s/ Mary McCarthy
Name:
Title:
Mary McCarthy
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
NEW YORK LIFE INSURANCE COMPANY
(GUARANTEED PRODUCTS)
By:
MacKay Shields LLC,
As Investment Adviser and not individually
By:
/s/ Dan Roberts
Name:
Title:
Dan Roberts
Senior Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
NEW YORK LIFE INSURANCE COMPANY, GP –
PORTABLE ALPHA
By:
MacKay Shield LLC,
As Investment Adviser and not individually
By:
/s/ Dan Roberts
Name:
Title:
Dan Roberts
Senior Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
MALIBU CBNA LOAN FUNDING LLC
By:
By:
/s/ Adam Kalsur
Name:
Title:
Adam Kalsur
Attorney
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
JERSEY STREET CLO, LTD.
By:
Collateral Manager,
Services Company
By:
/s/ David J. [illegible]
Name:
Title:
As authorized representative and not individually
Source: ALERE INC., 10-Q, May 09, 2013
Massachusetts
Financial
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
MARLBOROUGH STREET CLO, LTD.
By:
Collateral Manager,
Services Company
By:
/s/ David J. [illegible]
Name:
Title:
As authorized representative and not individually
Source: ALERE INC., 10-Q, May 09, 2013
Massachusetts
Financial
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GANNETT PEAK CLO I, LTD.
By:
THL Credit Senior Loan Strategies LLC, as
Manager
By:
/s/ Kathleen Adam
Name:
Title:
Kathleen Adam LendAmend LLC
Administrator
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
WIND RIVER CLO II – TATE INVESTORS, LTD.
By:
THL Credit Senior Loan Strategies LLC, as
Manager
By:
/s/ Kathleen Adam
Name:
Title:
Kathleen Adam LendAmend LLC
Administrator
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
VENTURE IX CDO, LIMITED
By:
Its investment advisor, MJX Asset Management,
LLC
By:
/s/ Martin E. Davey
Name:
Title:
Martin E. Davey
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
VENTURE V CDO LIMITED
By:
Its investment advisor, MJX Asset Management,
LLC
By:
/s/ Martin E. Davey
Name:
Title:
Martin E. Davey
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
VENTURE VI CDO LIMITED
By:
Its investment advisor, MJX Asset Management,
LLC
By:
/s/ Martin E. Davey
Name:
Title:
Martin E. Davey
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
VENTURE VII CDO LIMITED
By:
Its investment advisor, MJX Asset Management,
LLC
By:
/s/ Martin E. Davey
Name:
Title:
Martin E. Davey
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
VENTURE VIII CDO, LIMITED
By:
Its investment advisor, MJX Asset Management,
LLC
By:
/s/ Martin E. Davey
Name:
Title:
Martin E. Davey
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
VENTURE X CLO, LIMITED
By:
Its investment advisor, MJX Asset Management,
LLC
By:
/s/ Martin E. Davey
Name:
Title:
Martin E. Davey
Senior Portfolio Manager
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
VENTURE XI CLO, LIMITED
By:
Its investment advisor, MJX Asset Management,
LLC
By:
/s/ Martin E. Davey
Name:
Title:
Martin E. Davey
Senior Portfolio Manager
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
VENTURE XII CLO, LIMITED
By:
Its investment advisor MJX Asset Management
LLC
By:
/s/ Martin E. Davey
Name:
Title:
Martin E. Davey
Senior Portfolio Manager
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
MC FUNDING, LTD
By:
Monroe Capital Management, LLC, as Collateral
Manager
By:
/s/ Matthew R. Lane
Name:
Title:
Matthew R. Lane
Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
NOB HILL CLO LIMITED
By:
By:
/s/ Kyle Jennings
Name:
Title:
Kyle Jennings
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
VIRTUS SENIOR FLOATING RATE FUND
By:
By:
/s/ Kyle Jennings
Name:
Title:
Kyle Jennings
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ACE TEMPEST REINSURANCE LTD.
By:
Oaktree Capital Management, L.P. Its: Investment
Manager
By:
/s/ Francoise Giacalone
Name:
Title:
Francoise Giacalone
Managing Director
By:
By:
/s/ Desmund Shirazi
Name:
Title:
Desmund Shirazi
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ARCH INVESTMENT HOLDINGS IV LTD.
By:
Oaktree Capital Management, L.P. Its: Investment
Manager
By:
/s/ Francoise Giacalone
Name:
Title:
Francoise Giacalone
Managing Director
By:
By:
/s/ Desmund Shirazi
Name:
Title:
Desmund Shirazi
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
OAKTREE SENIOR LOAN FUND, L.P.
By:
Oaktree Senior Loan Fund GP, L.P. Its: General
Partner, By: Oaktree Fund GP IIA, LLC Its:
General Partner, By: Oaktree Fund GP II, L.P. Its;
Managing Member
By:
/s/ Francoise Giacalone
Name:
Title:
Francoise Giacalone
Authorized Signatory
By:
By:
/s/ Desmund Shirazi
Name:
Title:
Desmund Shirazi
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
THE PUBLIC EDUCATION EMPLOYEE RETIREMENT
SYSTEM OF MISSOURI
By:
Oaktree Capital Management, L.P. Its: Investment
Manager
By:
/s/ Francoise Giacalone
Name:
Title:
Francoise Giacalone
Managing Director
By:
By:
/s/ Desmund Shirazi
Name:
Title:
Desmund Shirazi
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
THE PUBLIC SCHOOL RETIREMENT SYSTEM OF
MISSOURI
By:
Oaktree Capital Management, L.P. Its: Investment
Manager
By:
/s/ Francoise Giacalone
Name:
Title:
Francoise Giacalone
Managing Director
By:
By:
/s/ Desmund Shirazi
Name:
Title:
Desmund Shirazi
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
HAMLET II, LTD.
By:
Octagon Credit Investors, LLC as Portfolio
Manager
By:
/s/ Lauren Basmadjian
Name:
Title:
Lauren Basmadjian
Portfolio Manager
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
OCP CLO 2012-2, LTD.
By:
Onex Credit Partners, LLC, as Collateral Manager
By:
/s/ Paul Travers
Name:
Title:
Paul Travers
Portfolio Manager
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
OCTAGON DELAWARE TRUST 2011
By:
Octagon Credit Investors, LLC as Portfolio
Manager
By:
/s/ Lauren Basmadjina
Name:
Title:
Lauren Basmadjian
Portfolio Manager
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
OCTAGON INVESTMENT PARTNERS IX, LTD.
By:
Octagon Credit Investors, LLC as Manager
By:
/s/ Lauren Basmadjian
Name:
Title:
Lauren Basmadjian
Portfolio Manager
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
OCTAGON INVESTMENT PARTNERS V, LTD.
By:
Octagon Credit Investors, LLC as Portfolio
Manager
By:
/s/ Lauren Basmadjian
Name:
Title:
Lauren Basmadjian
Portfolio Manager
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
OCTAGON INVESTMENT PARTNERS VIII, LTD
By:
Octagon Credit Investors, LLC as collateral
manager
By:
/s/ Lauren Basmadjian
Name:
Title:
Lauren Basmadjian
Portfolio Manager
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
OCTAGON INVESTMENT PARTNERS X, LTD.
By:
Octagon Credit Investors, LLC as Collateral
Manager
By:
/s/ Lauren Basmadjian
Name:
Title:
Lauren Basmadjian
Portfolio Manager
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
OCTAGON INVESTMENT PARTNERS XI, LTD.
By:
Octagon Credit Investors, LLC as Collateral
Manager
By:
/s/ Lauren Basmadjian
Name:
Title:
Lauren Basmadjian
Portfolio Manager
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
OCTAGON INVESTMENT PARTNERS XIV, LTD.
By:
Octagon Credit Investors, LLC as Collateral
Manager
By:
/s/ Lauren Basmadjian
Name:
Title:
Lauren Basmadjian
Portfolio Manager
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
OCTAGON PAUL CREDIT FUND SERIES I, LTD.
By:
Octagon Credit Investors, LLC as Portfolio
Manager
By:
/s/ Lauren Basmadjian
Name:
Title:
Lauren Basmadjian
Portfolio Manager
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
WESTCHESTER CLO, LTD.
By:
Highland Capital Management, L.P. As Collateral
Manager
By:
/s/ Carter Chism
Name:
Title:
Carter Chism
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
OCP CLO 2012-1, LTD.
By:
Onex Credit Partners, LLC , as Portfolio Manager
By:
/s/ Paul Travers
Name:
Title:
Paul Travers
Portfolio Manager
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
OCP CLO 2012-2, LTD.
By:
Onex Credit Partners, LLC, as Collateral Manager
By:
/s/ Paul Travers
Name:
Title:
Paul Travers
Portfolio Manager
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
OCTAGON DELAWARE TRUST 2011
By:
Octagon Credit Investors, LLC as Portfolio
Manager
By:
/s/ Lauren Basmadjian
Name:
Title:
Lauren Basmadjian
Portfolio Manager
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
HARBOURVIEW CLO 2006-I
By:
Brown Brothers Harriman & Co, acting as agent
for OppenheimerFunds, Inc.
By:
/s/ Jason Reuter
Name:
Title:
Jason Reuter
AVP
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
OPPENHEIMER MASTER LOAN FUND, LLC
By:
Brown Brothers Harriman & Co, acting as agent
for OppenheimerFunds, Inc.
By:
/s/ Jason Reuter
Name:
Title:
Jason Reuter
AVP
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
OPPENHEIMER SENIOR FLOATING RATE FUND
By:
Brown Brothers Harriman & Co. acting as agent
for OppenheimerFunds, Inc.
By:
/s/ Jason Reuter
Name:
Title:
Jason Reuter
AVP
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
OPPENHEIMER SENIOR FLOATING RATE FUND
By:
Brown Brothers Harriman & Co acting as agent for
OppenheimerFunds, Inc.
By:
/s/ Jason Reuter
Name:
Title:
Jason Reuter
AVP
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
OFSI FUND III, LTD.
By:
Orchard First Source Capital, Inc. its: attorney in
fact
By:
/s/ Ken A. Brown
Name:
Title:
Ken A. Brown
Duly Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
FIRE AND POLICE PENSION FUND, SAN ANTONIO
By:
PineBridge
Manager
Investments LLC
By:
/s/ Steven Oh
Name:
Title:
Steven Oh
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
Its
Investment
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GALAXY V CLO, LTD
By:
PineBridge
Manager
Investments
By:
/s/ Steven Oh
Name:
Title:
Steven Oh
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
LLC
Its
Collateral
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GALAXY VI CLO, LTD
By:
PineBridge
Manager
Investments
By:
/s/ Steven Oh
Name:
Title:
Steven Oh
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
LLC
Its
Collateral
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GALAXY VII CLO, LTD
By:
PineBridge
Manager
Investments
By:
/s/ Steven Oh
Name:
Title:
Steven Oh
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
LLC
Its
Collateral
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GALAXY VIII CLO, LTD
By:
PineBridge
Manager
Investments
By:
/s/ Steven Oh
Name:
Title:
Steven Oh
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
LLC
Its
Collateral
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GALAXY X CLO, LTD
By:
PineBridge
Manager
Investments
By:
/s/ Steven Oh
Name:
Title:
Steven Oh
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
LLC
Its
Collateral
Powered by Morningstar Document Research.
The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GALAXY XI CLO, LTD.
By:
PineBridge
Manager
Investments
By:
/s/ Steven Oh
Name:
Title:
Steven Oh
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
LLC
As
Collateral
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GALAXY XII CLO, LTD.
By:
PineBridge
Manager
Investments
By:
/s/ Steven Oh
Name:
Title:
Steven Oh
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
LLC
As
Collateral
Powered by Morningstar Document Research.
The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
SATURN CLO, LTD.
By:
PineBridge
Manager
Investments
By:
/s/ Steven Oh
Name:
Title:
Steven Oh
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
LLC
Its
Collateral
Powered by Morningstar Document Research.
The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
VALIDUS REINSURANCE LTD.
By:
PineBridge
Manager
Investments LLC
By:
/s/ Steven Oh
Name:
Title:
Steven Oh
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
Its
Investment
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
Pioneer Floating Rate Trust
Pioneer Diversified High Income Trust
By:
Pioneer Investment Management, Inc.,
As adviser to each Lender above
By:
/s/ Margaret C. Begley
Name:
Title:
Margaret C. Begley
Secretary and Associate General Counsel
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
Pioneer Floating Rate Trust
Pioneer Diversified High Income Trust
By:
Pioneer Investment Management, Inc.,
As adviser to each Lender above
By:
/s/ Margaret C. Begley
Name:
Title:
Margaret C. Begley
Secretary and Associate General Counsel
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
JNL/PPM America Floating Rate Income Fund,
a series of the JNL Series Trust
By:
/s/ David C. Wagner
Name:
Title:
PPM America, Inc., as sub-adviser
David C. Wagner
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
PPM GRAYHAWK CLO, LTD.
By:
/s/ David C. Wagner
Name:
Title:
PPM America, Inc., as Collateral Manager
David C. Wagner
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ROSEDALE CLO LTD.
By:
Princeton Advisory Group, Inc.
The Collateral Manager
By:
/s/ Paul P. Malecki
Name:
Title:
Paul P. Malecki
Senior Portfolio Manager
Princeton Advisory Group, Inc.
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ADVANCED SERIES TRUST - AST PRUDENTIAL CORE
BOND PORTFOLIO
By:
Prudential Investment Management, Inc.,
As Investment Advisor
By:
/s/ Joseph Lemanowicz
Name:
Title:
Joseph Lemanowicz
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
DOUBLE HAUL TRADING, LLC.
By:
SunTrust Bank, its Manager
By:
/s/ Douglas Weltz
Name:
Title:
Douglas Weltz
Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
DRYDEN XI - LEVERAGED LOAN CDO 2006
By:
Prudential Investment Management, Inc.,
as Collateral Manager
By:
/s/ Joseph Lemanowicz
Name:
Title:
Joseph Lemanowicz
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
DRYDEN XVIII LEVERAGED LOAN 2007 LTD.
By:
Prudential Investment Management, Inc.,
as Collateral Manager
By:
/s/ Joseph Lemanowicz
Name:
Title:
Joseph Lemanowicz
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
DRYDEN XVI - LEVERAGED LOAN CDO 2006
By:
Prudential Investment Management, Inc.,
as Collateral Manager
By:
/s/ Joseph Lemanowicz
Name:
Title:
Joseph Lemanowicz
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
DRYDEN XXI LEVERAGED LOAN CDO LLC
By:
Prudential Investment Management, Inc.,
as Collateral Manager
By:
/s/ Joseph Lemanowicz
Name:
Title:
Joseph Lemanowicz
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
DRYDEN XXII SENIOR LOAN FUND
By:
Prudential Investment Management, Inc.,
as Collateral Manager
By:
/s/ Joseph Lemanowicz
Name:
Title:
Joseph Lemanowicz
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
DRYDEN XXIII SENIOR LOAN FUND
By:
Prudential Investment Management, Inc.,
as Collateral Manager
By:
/s/ Joseph Lemanowicz
Name:
Title:
Joseph Lemanowicz
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
DRYDEN XXIV SENIOR LOAN FUND
By:
Prudential Investment Management, Inc.,
as Collateral Manager
By:
/s/ Joseph Lemanowicz
Name:
Title:
Joseph Lemanowicz
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
DRYDEN XXV SENIOR LOAN FUND
By:
Prudential Investment Management, Inc.,
as Collateral Manager
By:
/s/ Joseph Lemanowicz
Name:
Title:
Joseph Lemanowicz
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GATEWAY CLO LIMITED
By:
Prudential Investment Management, Inc.,
as Collateral Manager
By:
/s/ Joseph Lemanowicz
Name:
Title:
Joseph Lemanowicz
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
PRAMERICA FIXED INCOME FUNDS PLC - ABSOLUTE
TOTAL RETURN FUND
By:
Pramerica Investment Management, a trading
name of Prudential Investment Management, Inc.,
as Investment Manager
By:
/s/ Joseph Lemanowicz
Name:
Title:
Joseph Lemanowicz
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
PRUDENTIAL BANK LOAN FUND OF THE PRUDENTIAL
TRUST COMPANY COLLECTIVE TRUST
By:
Prudential Investment Management, Inc.,
An Investment Advisor
By:
/s/ Joseph Lemanowicz
Name:
Title:
Joseph Lemanowicz
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
PRUDENTIAL GLOBAL TOTAL RETURN FUND
By:
Prudential Investment Management, Inc.,
as Investment Advisor
By:
/s/ Joseph Lemanowicz
Name:
Title:
Joseph Lemanowicz
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
PRUDENTIAL
INVESTMENT
PORTFOLIOS
9 - PRUDENTIAL ABSOLUTE RETURN BOND FUND
By:
Prudential Investment Management, Inc.,
as Investment Advisor
By:
/s/ Joseph Lemanowicz
Name:
Title:
Joseph Lemanowicz
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 14 PRUDENTIAL FLOATING RATE INCOME FUND
By:
Prudential Investment Management, Inc.,
as Investment Advisor
By:
/s/ Joseph Lemanowicz
Name:
Title:
Joseph Lemanowicz
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
THE PRUDENTIAL SERIES FUND - DIVERSIFIED BOND
PORTFOLIO
By:
Prudential Investment Management, Inc.,
As Investment Advisor
By:
/s/ Joseph Lemanowicz
Name:
Title:
Joseph Lemanowicz
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
PRUDENTIAL TOTAL RETURN BOND FUND, INC.
By:
Prudential Investment Management, Inc.,
as Investment Advisor
By:
/s/ Joseph Lemanowicz
Name:
Title:
Joseph Lemanowicz
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
SPECIALIZED INVESTMENT MANAGEMENT SICAV
SIF CORPORATE LOAN MASTER FUND
-
By:
Zaisgroup International LLP,
as Investment Advisor
By:
Pramerica
Investment
Management Limited, as
Portfolio Advisor
By:
Pramerica
Investment
Management (a trading name
of Prudential Investment
Management,
Inc.)
as
Sub-Advisor
By:
/s/ Joseph Lemanowicz
Name:
Title:
Joseph Lemanowicz
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
RAYMOND JAMES BANK, N.A.
By:
/s/ Alexander L. Rody
Name:
Title:
Alexander L. Rody
Senior Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
RBS CITIZENS, N.A.
By:
/s/ Donald A. Wright
Name:
Title:
Donald A. Wright
SVP
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
ROYAL BANK OF CANADA, AS LENDER
By:
/s/ Dean Sas
Name:
Title:
Dean Sas
Authorized Signatory
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
CHATHAM LIGHT II CLO, LIMITED
By:
Sankaty Advisors, LLC as Collateral Manager
By:
/s/ Andrew S. Viens
Name:
Title:
Andrew S. Viens
Sr. Vice President of Operations
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
QUANTAS SUPERANNUATION PLAN
By:
Sankaty Advisors, LLC as Investment Manager
By:
/s/ Andrew S. Viens
Name:
Title:
Andrew S. Viens
Sr. Vice President of Operations
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
RACE POINT III CLO
By:
Sankaty Advisors, LLC as Collateral Manager
By:
/s/ Andrew S. Viens
Name:
Title:
Andrew S. Viens
Sr. Vice President of Operations
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
RACE POINT IV CLO, LTD.
By:
Sankaty Advisors, LLC as Collateral Manager
By:
/s/ Andrew S. Viens
Name:
Title:
Andrew S. Viens
Sr. Vice President of Operations
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
RACE POINT V CLO, LIMITED
By:
Sankaty Advisors, LLC, its Asset Manager
By:
/s/ Andrew S. Viens
Name:
Title:
Andrew S. Viens
Sr. Vice President of Operations
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
RACE POINT VI CLO, LTD.
By:
Sankaty Advisors, LLC, as Asset Manager
By:
/s/ Andrew S. Viens
Name:
Title:
Andrew S. Viens
Sr. Vice President of Operations
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
RACE POINT VII CLO, LIMITED
By:
Sankaty Advisors, LLC as Portfolio Manager
By:
/s/ Andrew S. Viens
Name:
Title:
Andrew S. Viens
Sr. Vice President of Operations
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
SAN GABRIEL CLO I LTD.
By:
Its Investment Advisor CVC Credit Partners, LLC
On behalf of Resource Capital Asset Management
(RCAM)
By:
/s/ Vincent Ingato
Name:
Title:
Vincent Ingato
MD/PM
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
SANKATY SENIOR LOAN FUND, L.P.
By:
Sankaty Senior Loan Fund, L.P.
By:
/s/ Andrew S. Viens
Name:
Title:
Andrew S. Viens
Sr. Vice President of Operations
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
WELLPOINT, INC.
By:
Sankaty Advisors, LLC as Investment Manager
By:
/s/ Andrew S. Viens
Name:
Title:
Andrew S. Viens
Document Control Team
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GSC INVESTMENT CORP CLO 2007 LTD
By:
/s/ Tom Inglesby
Name:
Title:
Tom Inglesby
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
SARATOGA CLO I, LIMITED
By:
Invesco Senior Secured Management, Inc., as
Asset Manager
By:
/s/ Kevin Egan
Name:
Title:
Kevin Egan
Authorized Individual
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
SUMITOMO MITSUI TRUST BANK, LIMITED,
NEW YORK BRANCY
By:
/s/ Albert C. Tew II
Name:
Title:
Albert C. Tew II
Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
SUNTRUST BANK
By:
/s/ John Cappellari
Name:
Title:
John Cappellari
Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
SUNTRUST BANK
By:
/s/ John Cappellari
Name:
Title:
John Cappellari
Director
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GRANT GROVE CLO, LTD.
By:
Tall Tree Investment Management, LLC,
as Collateral Manager
By:
/s/ Michael J. Starshak, Jr.
Name:
Title:
Michael J. Starshak, Jr.
Officer
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
MUIR GROVE CLO, LTD.
By:
Tall Tree Investment Management, LLC,
as Collateral Manager
By:
/s/ Michael J. Starshak
Name:
Title:
Michael J. Starshak
Officer
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
MUIR GROVE CLO, LTD.
By:
Tall Tree Investment Management, LLC,
as Collateral Manager
By:
/s/ Michael J. Starshak
Name:
Title:
Michael J. Starshak
Officer
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
T2 INCOME FUND CLO I, LTD., AS LENDER
By:
T2 Advisers, LLC,
As Collateral Manager
By:
/s/ Saul Rosenthal
Name:
Title:
Saul Rosenthal
President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
TRIMARAN CLO VI LTD.
By:
Trimaran Advisors LLC
By:
/s/ Dominick J. Mazzitelli
Name:
Title:
Dominick J. Mazzitelli
President
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GALLATIN CLO II 2005- 1, LTD
By:
UrsaMine Credit Advisors, LLC,
as its Collateral Manager
By:
/s/ Niall D. Rosenzweig
Name:
Title:
Niall D. Rosenzweig
President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GALLATIN CLO III 2007- 1, LTD
As Assignee
By:
UrsaMine Credit Advisors, LLC,
as its Collateral Manager
By:
/s/ Niall D. Rosenzweig
Name:
Title:
Niall D. Rosenzweig
President
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
GALLATIN CLO IV 2012- 1, LTD
As Assignee
By:
MP Senior Credit Partners L.P.,
as its Collateral Manager
By:
/s/ Niall D. Rosenzweig
Name:
Title:
Niall D. Rosenzweig
President
Source: ALERE INC., 10-Q, May 09, 2013
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SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
Each Of The Persons Listed On Annex A,
Severally But Not Jointly, As a Lender
By:
Wellington Management Company, LLP,
as its Investment Adviser
By:
/s/ Steven M. Hoffman
Name:
Title:
Steven M. Hoffman
Vice President and Counsel
Source: ALERE INC., 10-Q, May 09, 2013
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ANNEX A
The Hartford Floating Rate Fund
The Hartford Floating Rate High Income Fund
The Hartford Short Duration Fund
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
Each Of The Persons Listed On Annex A,
Severally But Not Jointly, As a Lender
By:
Wellington Management Company, LLP,
as its Investment Adviser
By:
/s/ Steven M. Hoffman
Name:
Title:
Steven M. Hoffman
Vice President and Counsel
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
ANNEX A
The Hartford Floating Rate Fund
The Hartford Floating Rate High Income Fund
The Hartford Short Duration Fund
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
FOOTHILL CLO I, LTD.
By:
/s/ Linda Pace
Name:
Title:
Linda Pace
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
VIRTUS SENIOR FLOATING RATE FUND
By:
/s/ Kyle Jennings
Name:
Title:
Kyle Jennings
Managing Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
WELLS FARGO BANK, NATIONAL ASSOCIATION, As A
Lender And Holder Of $992,462.32 Of Term Loans On Its
Loan Trading Desk
By:
/s/ P. Jeffrey Huth
Name:
Title:
P. Jeffrey Huth
Director
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
WELLS FARO PRINCIPAL LENDING, LLC
By:
/s/ Jeff Nikora
Name:
Title:
Jeff Nikora
Executive Vice President
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
OCEAN TRAILS CLO I
By:
West Gate Horizons Advisors LLC,
as Investment Manager
By:
/s/ Helen Rhee
Name:
Title:
Helen Rhee
Senior Analyst
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
OCEAN TRAILS CLO II
By:
West Gate Horizons Advisors LLC,
as Investment Manager
By:
/s/ Helen Rhee
Name:
Title:
Helen Rhee
Senior Analyst
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
WG HORIZONS CLO I
By:
West Gate Horizons Advisors LLC,
as Investment Manager
By:
/s/ Helen Rhee
Name:
Title:
Helen Rhee
Senior Analyst
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
OCEAN TRAILS CLO I
By:
West Gate Horizons Advisors LLC,
as Investment Manager
By:
/s/ Helen Rhee
Name:
Title:
Helen Rhee
Senior Analyst
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
WG HORIZONS CLO I
By:
West Gate Horizons Advisors LLC,
as Investment Manager
By:
/s/ Helen Rhee
Name:
Title:
Helen Rhee
Senior Analyst
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
SIGNATURE PAGE TO THE FOURTH AMENDMENT TO
CREDIT AGREEMENT, DATED AS OF THE DATE FIRST
WRITTEN ABOVE, AMONG ALERE INC., THE LENDERS
PARTY THERETO AND GENERAL ELECTRIC CAPITAL
CORPORATION, AS ADMINISTRATIVE AGENT
WHITEHORSE III, LTD
By:
WhiteHorse Capital Partners, LP
As Collateral Manager
By:
WhiteRock Asset Advisor, LLC, its GP
By:
/s/ Jay Carvell
Name:
Title:
Jay Carvell
Manager
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
EXHIBIT 31.1
CERTIFICATION
I, Ron Zwanziger, certify that:
1. I have reviewed this quarterly report on Form 10-Q of Alere Inc.;
2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements
made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial
condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
4. The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange
Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
(a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that
material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period
in which this report is being prepared;
(b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to
provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with
generally accepted accounting principles;
(c) Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the
disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
(d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter
(the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal
control over financial reporting; and
5. The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the
registrant’s auditors and the audit committee of registrant’s board of directors (or persons performing the equivalent functions):
(a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to
adversely affect the registrant’s ability to record, process, summarize and report financial information; and
(b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over
financial reporting.
Date: May 9, 2013
/s/ Ron Zwanziger
Ron Zwanziger
Chairman, President and Chief Executive Officer
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
EXHIBIT 31.2
CERTIFICATION
I, David Teitel, certify that:
1. I have reviewed this quarterly report on Form 10-Q of Alere Inc.;
2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements
made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial
condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
4. The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange
Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
(a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that
material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period
in which this report is being prepared;
(b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to
provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with
generally accepted accounting principles;
(c) Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the
disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
(d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter
(the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal
control over financial reporting; and
5. The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the
registrant’s auditors and the audit committee of registrant’s board of directors (or persons performing the equivalent functions):
(a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to
adversely affect the registrant’s ability to record, process, summarize and report financial information; and
(b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over
financial reporting.
Date: May 9, 2013
/s/ David Teitel
David Teitel
Chief Financial Officer
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
Exhibit 32.1
Certification Pursuant to
18 U.S.C. Section 1350,
as Adopted Pursuant to
Section 906 of the Sarbanes-Oxley Act of 2002
Each of the undersigned officers of Alere Inc. (the “Company”) hereby certifies, to his knowledge, that the Company’s Quarterly Report on Form 10-Q for the
fiscal quarter ended March 30, 2013 (the “Report”), as filed with the Securities and Exchange Commission on the date hereof, fully complies with the requirements of
Section 13(a) or 15(d), as applicable, of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and that the information contained in the Report fairly
presents, in all material respects, the financial condition and results of operations of the Company. This certification is being furnished as an exhibit to the Report
pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, and shall not be deemed “filed” for purposes of Section 18
of the Exchange Act, or otherwise subject to the liability of that section. This certification will not be deemed to be incorporated by reference into any filing under the
Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporation language in such filing, except to the extent that the Company
specifically incorporates this certification by reference.
Date: May 9, 2013
/s/ Ron Zwanziger
Ron Zwanziger
Chief Executive Officer
Date: May 9, 2013
/s/ David Teitel
David Teitel
Chief Financial Officer
A signed original of this written statement required by Section 906, or other document authenticating, acknowledging, or otherwise adopting the signatures that appear
in typed form within the electronic version of this written statement required by Section 906, has been provided to the Company and will be retained by the Company
and furnished to the Securities and Exchange Commission or its staff upon request.
Source: ALERE INC., 10-Q, May 09, 2013
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use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.
Source: ALERE INC., 10-Q, May 09, 2013
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The information contained herein may not be copied, adapted or distributed and is not warranted to be accurate, complete or timely. The user assumes all risks for any damages or losses arising from any
use of this information, except to the extent such damages or losses cannot be limited or excluded by applicable law. Past financial performance is no guarantee of future results.