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D THERMAL MANAGEMENT Electronic equipment power density is on the increase hence there is a need for effective thermal management that is introduced early in the design cycle rather than as an after thought. failure to do so will compromise the design and the possible trade-offs between the semiconductor devices and the cooling mechanism. It can sometimes be an advantage to use a higher rated semiconductor device and in return reduce the size and cost of heat exchangers. In the early days when the cost of power semiconductors was high the cost of heat removal was perhaps not so important, however as device costs have reduced and package sizes have become smaller a global approach to thermal management is now appropriate. D1.1 Efficiency Power processing being the objective of power electronics it is not surprising that power is one of the most important electrical quantities. System efficiency, given by equation D1.1, is never 100% Pout Pin 1 P 1 loss Pout 1 Ploss Pin (D1.1) Power losses occur in resistive elements (intended components and parasitic) and in the power semiconductors where Power Loss EET307 POWER ELECTRONICS Thermal Management Heat 1 Temperature rise Prof R T Kennedy 2005-2006 D1.2 Thermal Characterization - Power Semiconductors v Temperature Individual power semiconductors although capable of controlling large amounts of power have low 'heat' capability. Devices are very thin and consist of a number of layers hence it is not possible to differentiate between the regions. It is generally assumed that all the losses in the device are converted into heat which is dissipated at junctions producing a uniform laterally distributed temperature across the junction area resulting in the importance of Junction Temperature as a critical rating / parameter. In power electronic applications devices are usually subjected to pulses of current resulting in cyclic junction temperature as shown in Fig. D1-1. When a device is energized and de-energized the temperature of the cells rise and cool respectively creating stress that can lead to thermal fatigue. P 0 T max T T av 0 FIGURE D1-1 A plot of device temperature is analogous to the output of a dc power supply in which there is a steady state dc (average value) and superimposed voltage ripple. In the case of temperature, where there is the steady state average temperature plus temperature ripple, devices should be rated at the maximum junction temperature and not the average. Device current carrying capability is limited by the permissible maximum junction temperature and the current density through the active silicon wafer. Junction temperature affects device current and voltage capability, device parameters deteriorate if the maximum junction temperature is exceeded and can contribute to failure mechanisms. Manufacturers provide upper and lower operating and storage temperatures. The upper operational temperature limit is to contain excessive temperature rise due to current. The upper storage temperature may be greater than the operating temperature and is based on 'no electrical connection' and is limited by the reliability and stability of device characteristics. Although it is the device junction temperature that is the limiting value, device characteristics are often related to a measurable reference that is usually the case or mounting base. The lower temperature limits are set at levels to avoid fracture of the semiconductor material due to differences in thermal expansion and contraction of the semiconductor material and the various other materials that connect the semiconductor die to the external 'world'. EET307 POWER ELECTRONICS Thermal Management 2 Prof R T Kennedy 2005-2006 D1.3 Heat Removal Convection, conduction and radiation are the three modes of heat propagation although some may be more predominant than others dependent on the system and its mode of operation. Heat removal by transferring energy through a fluid that could be mix of hot and cold air and by natural or forced convection. h, the convection efficiency, is complex and includes the effects of fluid viscosity, volume , thermal resistivity & geometry. CONVECTION: Qconv hA(Tsurface Tam b) Heat transfer by contact . Liquid cooling techniques are mainly by conduction. CONDUCTION: dQconduction dT th A dt dL RADIATION: Qradiation sA (Tsurface Tam b ) 4 4 Flow of heat in the infra red section of the e.m. spectrum. at extreme altitude radiation is predominant. s Stefan Boltzmann constant emissivity : Thermal energy at the junction as a result of power dissipation requires the device to have a capability of transferring this heat to the outside 'world' referred to as the Ambient. Ambient Ambient temperatue(TA) is defined as the mass surrounding a material or device. is defined as the temperature surrounding the device but not influenced by the device heat dissipation. Under steady state conditions (thermal equilibrium) the heat generated at the junction has to be conducted through the layer structure and via internal package materials to the device body (case) then either directly or through a heat exchanger to the ambient. The first heat propagation mode encountered is conduction and this is represented by Fourier's Heat transfer Law, modified for thermal equilibrium, in equation D1.2. Q hc A T (D1.2) Q = rate of heat transfer hc = convection heat transfer coefficient A = cross sectional area T = temperature difference between the regions of heat transfer Thermal ability of the device requires heat dissipation at a rate the heat generated. Combining this with equation D1.2 yields equation D1.3 that describes the ability of a device to effect the transfer of thermal energy by conduction in terms of the device material thermal conductivity th , high conductivity being desirable. A l dPD hc A th Rth th dT j l A where (D1.3) dPD is the device thermal conductance. dT j EET307 POWER ELECTRONICS Thermal Management 3 Prof R T Kennedy 2005-2006 D1.4 Thermal-Electrical Analogy D1.4.i Junction - Case Thermal Resistance There is an analogy between electrical and thermal conduction that allows the use of circuit theory in thermal analysis and it is therefore not surprising that, like the use of electrical resistance, heat removal is discussed in terms of the device material thermal resistivity th . This introduces device thermal resistance from junction to case (Rth,j-c) as given by equation D1.4 Rth, j c th l (D1.4) A The dimension of thermal resistance o C / W (some data sheets use K / W) is more obvious from equation D1.5 Rth, j c T j c (D1.5) PD Thermal resistance, or effective thermal resistance, can be defined as the temperature rise of a designated junction above the reference point per unit power dissipation, under conditions of thermal equilibrium. ELECTRICAL THERMAL voltage V T temperature potential difference T temperature difference current V I PD power dissipated power P Q heat conductivity thermal conductivity resistivity thermal thermal ANALOGY thermal resistivity Tjunction Rth,j-c An equivalent thermal circuit is shown in Fig.D1-2 Tcase FIGURE D1-2 Low thermal resistance is desirable hence higher current devices with a larger die area are sometimes selected to optimize the thermal effects of current rather than the need for current carrying capability. EET307 POWER ELECTRONICS Thermal Management 4 Prof R T Kennedy 2005-2006 D1.4.ii Junction - Ambient thermal resistance Having conducted the heat from the junction to the case reasonably efficiently due to the comparatively low junction-case thermal resistance it must now be transferred to the ambient. The thermal resistance from case to ambient, RthCA , is the ability of the device alone to transfer heat from the case to the ambient. A typical device structure and an equivalent thermal circuit are shown in Fig. D1.3 and Fig. D1.4 respectively Tjunction Rth,j-c Tcase Rth,c-a FIGURE D1-3 Tambient FIGURE D1-4 The typical high values of junction-ambient thermal resistance as indicate the poor performance of a device to remove heat from the junction directly to the ambient. D1.5 Heat Exchangers To overcome the inability of the power semiconductor device to transfer heat efficiently to the ambient it must be helped.the problem to be overcome is RthCA the high thermal resistance from case to ambient. Mounting the semiconductor on a heat sink reduces the effective value of RthCA by providing a low parallel thermal resistance path, RthSA , as shown in Fig. D1-5. PD Tjunction Rth,j-c Tsink Tcase Rth,s-a Rth,c-a PD FIGURE D1-5 Tambient the heat flow divides, as would current flow, with the majority taking the lower thermal resistance path via the heatsink. In practice Rth, s a is << Rth, c a and is a common approximation to the parallel path. EET307 POWER ELECTRONICS Thermal Management 5 Prof R T Kennedy 2005-2006 D1.5.i Heat Sinks Heatsinks are available in a large variety of materials and colours as well as shapes and sizes as shown in Fig.D1-6 FIGURE D1-6 the first task is conducting the heat from the device (base, case, stud ) to the heat sink fins, the major dissipating area. Poor thermal conduction results in a hotter case and a cooler heatsink. High thermal conductivity is the primary consideration in the selection of heat sink material, however weight, cost and machineability are some of the other factors that may decide the final choice. Copper, although having better thermal properties, is less popular than the moderate cost aluminium that has the best thermal performance per lb.wt. A copper heat sink would be 3.3 x as heavy as a thermally equivalent aluminium heat sink . D1.5.ii contact thermal resistance Proper contact between the mating surfaces of the device and heat sink is essential if the thermal properties are to be optimized. allowance for contact is provided by RthC , the contact thermal resistance, as shown in Fig. D1-7. Tjunction Rth,junction-case Theat sink Rth,contact Tcase Rth,case-ambient Rth,heat sink Tambient FIGURE D1-7 Mounting contact pressure as provided by the manufacturer is extremely important. Contact pressure too small increased contact thermal resistance . Contact pressure too large internal mechanical stress that damages the device materials. EET307 POWER ELECTRONICS Thermal Management 6 Prof R T Kennedy 2005-2006 D1.5.iii Contact Interface materials good as surface flatness may appear to the naked eye there will be voids, as shown in Fig. D1-8 FIGURE D1-8 "Avoid the voids - there's no substitute for good mating" The air that fills the voids has a high thermal resistivity (1200 0C.in / W ) and when compared to copper ( 0.1 0C.in / W ) and aluminium ( 0.19 0C.in / W ) is a severe impediment to the conduction of heat. The comparatively low thermal resistivity of silicon grease ( 204 0C.in / W) wrt air provides a suitable though messy thermal compound interface. an alternative to thermal compounds is provided by thermal washers, as shown in Fig. D1-9. A typical washer may comprise a 0.001" aluminium foil with a double sided coating of high thermal conductivity silicone rubber to provide low thermal resistance (0.1 0C /W ). TJ PD RthJC R thW TC R thC RthSA RthCA TA FIGURE D1-10 FIGURE D1-9 As shown in fig. D1-10 the thermal washer and thermal compound reduce the effect of voids by introducing RthW , an element of lower thermal resistance in parallel with the contact thermal resistance. washer thermal resistance may appear in data sheets as 0C -in2 /W. This includes the active heat transfer area hence the value should be divided by area to provide a figure in 0C / W . factors that influence the efficiency of thermal washers are w flatness / smoothness of the mating surfaces w contact pressure w washer thickness w washer thermal conductivity w conformability : ability to provide a tight fit to both even and uneven surfaces. Thermal interface washers designed to optimize heat transfer will, in general, not provide good electrical isolation between the semiconductor case and the heat sink. EET307 POWER ELECTRONICS Thermal Management 7 Prof R T Kennedy 2005-2006 D1.5.iv Electrical isolation Direct contact between a device and heat sink means that the larger heat sink surface area will be at the same potential as one of the device terminals. this is potentially dangerous at the voltage levels encountered in power electronic circuits. Direct contact also prevents mounting more than one device on the same heat sink, unless the contact terminals are at the same electrical point in the circuit. early insulating techniques were a two component format using a low cost mica washer, having good electrical properties and capable of operation at high temperatures, with thermal compound. Mica is however rigid (doesn't conform) and is brittle. A number of vendors provide a range of thermally conductive electrically insulating elastomers that offer performance choice (trade-off) between the conflicting requirements of electrical isolation and heat conduction and provide a single component solution without the need for 'grease'.the elastic properties also provide some shock protection. Thermal insulating washers comprise elastomer binding: Silicone rubber, or polyester based if silicone is a problem, to provide flexibility which under clamping pressure conforms to the mating surfaces thereby providing a good thermal interface. filler: CERAMIC: Beryllium oxide which has 10x the thermal conductivity of aluminium ceramic, but it does have safety implications COMPOSITES: Alumina ( Rth ~ 0.3 0C / W; 2.5 kV BDV ) which is cheaper than but also less conformable than Boron Nitride ( ~ 0.2 0C / W; 4 kV) reinforced fibreglass cloth to provide strength against assembly problems. backing: A polyimide film in conjunction with boron filled silicone rubber provides excellent thermal performance and a tough dielectric barrier, a typical product being shown in fig. D1-11. FIGURE D1-11 FIGURE D1-12 A replacement 'friendly' alternative product having a high tack pressure sensitive adhesive layer(s) and which does not rely on contact pressure is shown in Fig. D1-12 . EET307 POWER ELECTRONICS Thermal Management 8 Prof R T Kennedy 2005-2006 D1.5.v Electromagnetic Interference ( E.M.I. ) High frequency, fast switching circuits, typical to switched- mode power supplies can result in the transfer of unacceptable levels of 'noise' conducted from the device case to the heat sink via the thermal interface capacitance. A mica washer and TO3 case present a capacitance of the order of 10 pf. as shown in Fig. D1-13. Insulating washers with a low dielectric constant and increased thickness are desirable to minimize capacitance, but there will be trade-offs. FIGURE D1-13 FIGURE D1-14 FIGURE D1-15 A solution, shown in Fig.D1-14, uses a bonded laminate of thermally conducting, electrically isolating thermal pad with a copper shield between the layers that has a pretinned solder point for easy grounding as shown in fig. D1-15. Connection of the shield's solder point to the emitter, as shown in Fig. D1-15, prevents the unwanted interference from returning via the heat sink ground to the supply. D1.6 Modules the task of the heat sink can be made easier if the device is efficient in heat transfer.Transfer of heat when isolation is required is a major problem for the electronics packaging industry but technology changes have resulted in devices being packaged in modules with improved thermal and isolation characteristics, the latter providing the capability to mount devices on the same heat sink. the principal changes are PASSIVATION ENCAPSULATION advances in passivation techniques that protect junctions against contamination with a covering layer of glass,varnish or alternative. . advances in the chemistry of encapsulation resins METALLIZATION improvements in the processing and metallization of ceramics FIGURE D1-16 FIGURE D1-17 The limitations in heat dissipation of conventional alumina ceramic substrates, shown in fig. D1-16, can be overcome by the direct bonded copper (DBC) substrate, shown in fig. D1-17, in which there is no thermal barrier between the copper and the ceramic. EET307 POWER ELECTRONICS Thermal Management 9 Prof R T Kennedy 2005-2006