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Linköping studies in science and technology, Dissertation No. 1388
D EEP LEVELS IN S I C
F RANZISKA C. B EYER
Semiconductor Materials Division
Department of Physics, Chemistry and Biology
Linköping University, SE - 581 83 Linköping, Sweden
Linköping, 2011
c Franziska C. Beyer 2011
Copyright unless otherwise stated
ISBN: 978-91-7393-100-7
ISSN: 0345-7524
Printed by LiU-Tryck, Sweden 2011
Für meine Familie
”...one should not give up too soon and one should not always look for
gold at the end of new rainbows...”1
- William Shockley
1 Introduction
to the first Silicon Carbide Conference held in Boston, April 2-3, 1958
Abstract
Silicon carbide (SiC) has been discussed as a promising material for high power bipolar
devices for almost twenty years. Advances in SiC crystal growth especially the development of chemical vapor deposition (CVD) have enabled the fabrication of high quality material. Much progress has further been achieved in identifying minority charge
carrier lifetime limiting defects, which may be attributed to structural defects, surface
recombination or point defects located in the band gap of SiC.
Deep levels can act as recombination centers by interacting with both the valence
and conduction band. As such, the defect levels reduce the minority charge carrier
lifetime, which is of great importance in bipolar devices.
Impurities in semiconductors play an important role to adjust their semiconducting properties. Intentional doping can introduce shallow defect levels to increase the
conductivity or deep levels for achieving semi-insulating (SI) SiC. Impurities, especially
transition metals generate defect levels deep in the band gap of SiC, which trap charge
carriers and thus reduce the charge carrier lifetime. Transition metals, such as vanadium, are used in SiC to compensate the residual nitrogen doping.
It has previously been reported that valence band edges of the different SiC polytypes
are pinned to the same level and that deep levels related to transition metals can serve
as a common reference level; this is known as the L ANGER -H EINRICH (LH) rule.
Electron irradiation introduces or enhances the concentration of existing point defects, such as the carbon vacancy (VC ) and the carbon interstitial (Ci ). Limiting the
irradiation energy, Eirr , below the displacement energy of silicon in the SiC lattice
(Eirr < 220 keV), the generated defects can be attributed to carbon related defects,
which are already created at lower Eirr . Ci are mobile at low temperatures and using low temperature heat treatments, the annealing behavior of the introduced Ci and
their complexes can be studied.
Deep levels, which appear and disappear depending on the electrical, thermal and
optical conditions prior to the measurements are associated with metastable defects.
These defects can exist in more than one configuration, which itself can have different charge states. Capacitance transient investigations, where the defect’s occupation
is studied by varying the depletion region in a diode, can be used to observe such occupational changes. Such unstable behavior may influence device performance, since
defects may be electrically active in one configuration and inactive after transformation
to another configuration.
This thesis is focused on electrical characterization of deep levels in SiC using deep
level transient spectroscopy (DLTS). The first part, papers 1-4, is dedicated to defect
studies of both impurities and intrinsic defects in as-grown material. The second part,
consisting of papers 5-7, is dealing with the defect content after electron irradiation and
the annealing behavior of the introduced deep levels.
In the first part, transition metal incorporation of iron (Fe) and tungsten (W) is discussed in papers 1 and 2, respectively. Fe and W are possible candidates to compensate
the residual nitrogen doping in SiC. The doping with Fe resulted in one level in n-type
material and two levels in p-type 4H-SiC. The capture process is strongly coupled to the
i
lattice. Secondary ion mass spectrometry measurements detected the presence of B and
Fe. The defects are suggested to be related to Fe and/or Fe-B-pairs.
Previous reports on tungsten doping showed that W gives rise to two levels (one
shallow and one deep) in 4H- and only one deep level in 6H-SiC. In 3C-SiC, we detected
two levels, one likely related to W and one intrinsic defect, labeled E1. The W related
energy level aligns well with the deeper levels observed in 4H- and 6H-SiC in agreement
with the LH rule.
The LH rule is observed from experiments to be also valid for intrinsic levels. The
level related to the DLTS peak EH6/7 in 4H-SiC aligns with the level related to E7 in 6HSiC as well as with the level related to E1 in 3C-SiC. The alignment suggests that these
levels may originate from the same defect, probably the VC , which has been proposed
previously for 4H- and 6H-SiC.
In paper 3, electrical characterization of 3C-layers grown heteroepitaxially on different SiC substrates is discussed. The material was of high quality with a low background doping concentration and S CHOTTKY diodes were fabricated. It was observed
that nickel as rectifying contact material exhibits a similar barrier height as the previously suggested gold. A leakage current in the low nA range at a reverse bias of -2 V
was achieved, which allowed capacitance transient measurements. One defect related
to DLTS peak E1, previously presented in paper 2, was detected and suggested to be
related to an intrinsic defect.
Paper 4 gives the evidence that chloride-based CVD grown material yields the same
kind of defects as reported for standard CVD growth processes. However, for very
high growth rates, exceeding 100 µm/h, an additional defect is observed as well as an
increase of the Ti-concentration. Based on the knowledge from paper 2, the origin of
the additional peak and the assumed increase of Ti-concentration can instead both be
attributed to the deeper and the shallower level of tungsten in 4H-SiC, respectively.
In the second part of the thesis, studies of low-energy (200 keV) electron irradiated as-grown 4H-SiC were performed. In paper 5, bistable defects, labeled EB-centers,
evolved in the DLTS spectrum after the annihilation of the irradiation induced defect
levels related to DLTS peaks EH1, EH3 and the bistable M-center. In a detailed annealing study presented in paper 6, the partial transformation of M-centers into the EBcenters is discussed. The transition between the two defects (M-centers → EB-centers)
takes place at rather low temperatures (T ≈ 400 ◦ C), which suggests a mobile defect
as origin. The M-center and the EB-centers are suggested to be related to Ci and/or Ci
complex defects. The EB-centers anneal out at about 700 ◦ C.
In paper 7, the DLTS peak EH5, which is observed after low- and high-energy electron irradiation is presented. The peak is associated with a bistable defect, labeled
F-center. Configuration A exists unoccupied and occupied by an electron, whereas configuration B is only stable when filled by an electron. Reconfiguration temperatures for
both configurations were determined and the reconfiguration energies were calculated
from the transition kinetics. The reconfiguration B → A can also be achieved by minority
charge carrier injection. The F-center is likely a carbon related defect, since it is already
present after low-energy irradiation.
ii
Populärvetenskaplig sammanfattning
Avhandlingen innehåller elektriska studier av kiselkarbid. Dess egenskaper är bättre
anpassade för högtemperatur, högeffekt och högfrekvens (höghastighets) tillämpninger
än t.ex. kisel. Idag finns det elektriska komponenter framställda av kisel nästan överallt
runt omkring oss i köket, i bilen, i telefon och dessutom i datorer... Dagens filosofi är att
minska alla komponentdelar och samtidigt öka deras prestanda. Detta innebär många
nya utmaningar...
Ju mer man krymper elektroniken, desto bättre måste materialet leda bort värmet,
som utvecklas i drift. Eftersom kisel har en lägre termisk ledningsförmågan än kiselkarbid, är kylningen ett stort problem. Kisel är dock ganska enkelt att framställa utgående
från SiO2 , som finns i naturen. Kiselkarbid, som är en blandning av kisel och kol, finns
inte naturligt, så det måste man tillverka. Eftersom bindningen mellan de två elementen
är stark, är det svårt att tillverka materialet. Kiselkarbid klarar höga temperaturer, men
det behövs också väldigt höga temperaturer för att skapa materialet. Kiselkarbid består
av flera lager kisel och kol. Efter det första dubbellagret (Si-C), har de följande lagren
olika möjligheter att sätta sig på. Det bildas så kallade polytyper, som alla består av
samma Si-C skikt men som har olika ordningsföljd, vilket medför olika egenskaper.
I den här avhandlingen beskrivs mest elektriska egenskaper av 4H-, 6H- och 3CSiC. Kiselkarbid är ett halvledande material, vilket betyder att det har ett bandgap.
Det betyder att elektrisk ledning sker när elektroner får så pass mycket energi att de
exciteras över gapet till ledningsbandet, där de kan röra sig nästan som fria elektroner.
I valensbandet efterlämnas ett hål, som beter sig som en elektron fast med motsatt
laddning. Eftersom bandgapet är mycket stort, för 4H-SiC nästan tre gånger större
än i kisel, finns det inte tillräcklig med termisk energi och därför förekommer ingen
elektrisk ledning vid rumstemperatur. Genom att dopa kristallen med störatomer som
antingen kan ge elektroner (donator) eller binda elektroner (acceptor) kan man styra
ledningsförmågan. Under tillväxtprocessen skapas också defekter djupare i bandgapet,
som oftast påverkar materialets beteende. Laddningsbärare (elektron eller hål) kan
fångas in i dessa nivåer och därför bidrar de inte längre till ledningen. Sådana djupa
nivåer kan vara relaterade till Si-C gittret själv (någon atom sitter på fel plats) eller ett
helt annat element (förorening) som sitter på en Si eller C- gitterplats. Man kan mäta
koncentrationen av de djupa nivåer och deras position i bandgåpet med hjälp av deep
level transient spectroscopy (DLTS).
I första delen av avhandlingen diskuteras defekter som skapas under tillväxten, både
intrinsiska och föroreningsrelaterade defekter (extrinsiska defekter). I de första två artiklarna beskrivs inkorporering av järn och wolfram i SiC. I DLTS spektrat visade sig en
järnrelaterad topp med aktiveringsenergi i övre delen av bandgapet. Även två nivåer i
nedre delen av bandgapet föreslås vara orsakad av järninkorporering. Man vet att wolfram skapar två defektnivåer i 4H- och en i 6H-SiC. Valensbanden för de olika SiC polytyperna ligger ungefär på samma nivå. Eftersom bandgapen är olika stora - störst för
4H-SiC och avståndet mellan defektnivåer och valensbandet är konstant, hamnar den
grundare W nivån, som detekterades i 4H-SiC, i ledningsbandet för 6H- eller 3C-SiC.
Tidigare beräkningar visar också en nivå i 3C-SiC, som nu kunde mätas experimentellt.
iii
Det visade sig att nivåer relaterat till övergångsmetaller som W ligger på samma nivå
i alla SiC-polytyper, den så kallade L ANGER -H EINRICH regel. Regeln stämmer även för
intrinska defekter relaterat till samma defekt. Tredje artikeln behandlar intrinsiska defekter i 3C-SiC. Det visade sig en topp i DLTS spektrat, som föreslås vara relaterat till en
intrinsisk defekt. I Linköping har det utvecklats en klorbaserat tillväxtmetod. Elektrisk
karakterisering av material odlat med den tekniken visar att den nya metoden inte skapar nya defekter relaterade till klor (papper 4). Den höga tillväxthastigheten kan dock
medföra att föroreningar av wolfram detekteras med DLTS.
I andra delen av avhandlingen studerades defekter, som skapats efter elektronbestrålning. Elektronbestrålning används för att undersöka hur komponenter påverkas
i processningen och för grundläggande defektstudier. SiC material blir bombarderat
av elektroner med hög hastighet. Kollisioner med gitteratomer skapar punktdefekter
genom att atomen sparkas ut från deras position i atomgittret. Värmebehandlingen
tillåter defektatomer att flytta sig tillbaka till deras urprungliga läge. Defektanalyser i
avhandlingen fokuserar på lågenergi elektronbestrålat material. Vid denna energi påverkar mest kolatomer i SiC kristallen, eftersom tröskelrörelseenergin för Si-atomer är
högre. Därför kan de observerade defektnivåerna relateras med kol. M-centret i 4H-SiC,
som tidigare är observerat efter högenergibestrålning, blev detekterat redan i lågenergi
elektronbestrålat material. Efter värmebehandling försvinner M-centret och flera nya
DLTS toppar uppstår, som är relaterade till nya defekter, de så kallade EB-centerna. En
koppling mellan defekterna kunde bekräftas. Båda M och EB-centerna visar sig instabilt
mot pålagd spänning och temperatur. De uppvisar ett metastabilt beteende, eftersom de
har flera konfigurationer och kan byta mellan de olika konfigurationerna, om tillräcklig
energi är närvarande för att överkomma aktiveringsbarriärerna. Metastabilt beteende är
viktigt att studera, eftersom komponenter inte bör visa instabiliteter i drift. Efter ytterligare värmebehandling vid högre temperaturer, försvinner EB-centerna. I sista pappret
studeras ytterligare en metastabil defekt, den så kallade F-center och dess rekonfigurationsbeteende. Det betyder vilken temperatur och därmed energi är nödvändigt för
att byta konfiguration och hur snabbt konfigurationsövergången sker. Alla defekter:
M-center, EB-centerna och F-center är relaterade till kol som befinner sig i en mellangitterposition eller komplex av kol-interstitialer, eftersom de är närvarande efter lågenergi
elektronbestrålning och de försvinner vid värmebehandling vid relativt låga temperaturer.
iv
Preface
This thesis is presenting the experimental work which was conducted during the years
2006 to 2011 in the Semiconductor Materials division at the Department of Physics,
Chemistry and Biology at Linköping University, Sweden.
The thesis is divided into three parts, representing a short introduction to the scientific field of the characterized material and the applied characterization techniques, a
summary of the presented work and finally the collection of the included seven papers.
The papers, which are included in this thesis are listed on the next page and my
contribution to each paper is subsequently specified. In the following pages, my journal
articles as well as my conference contributions, which are related to the work but not
included in this thesis, will be presented.
v
Included papers:
[1] F. C. Beyer, C. G. Hemmingsson, S. Leone, Y.-C. Lin, A. Gällström, A. Henry, and
E. Janzén. Deep levels in iron doped n- and p-type 4H-SiC. Submitted to J. Appl.
Phys., 2011.
[2] F. C. Beyer, C. G. Hemmingsson, A. Gällström, S. Leone, H. Pedersen, A. Henry,
and E. Janzén. Deep levels in tungsten doped n-type 3C-SiC. Appl. Phys. Lett.,
98:152104, 2011.
[3] F. C. Beyer, S. Leone, C. Hemmingsson, A. Henry, and E. Janzén. Deep levels in
hetero-epitaxial as-grown 3C-SiC. AIP Conf. Proc., 1292:63–66, 2010.
[4] F. C. Beyer, H. Pedersen, A. Henry, and E. Janzén. Defects in 4H-SiC layers grown
by chloride-based epitaxy. Mater. Sci. Forum, 615-617:373–376, 2009.
[5] F. C. Beyer, C. G. Hemmingsson, H. Pedersen, A. Henry, J. Isoya, N. Morishita,
T. Ohshima, and E. Janzén. Bistable defects in low-energy electron irradiated ntype 4H-SiC. Phys. stat. sol. - RRL, 4:227–229, 2010.
[6] F. C. Beyer, C. Hemmingsson, H. Pedersen, A. Henry, E. Janzén, J. Isoya, N. Morishita, and T. Ohshima. Annealing behavior of the EB-centers and M-center in
low-energy electron irradiated n-type 4H-SiC. J. Appl. Phys., 109:103703, 2011.
[7] F. C. Beyer, C. G. Hemmingsson, H. Pedersen, A. Henry, E. Janzén, J. Isoya, N. Morishita, and T. Ohshima. Capacitance transient investigations of the bistable F-center
in electron irradiated n-type 4H-SiC. Manuscript.
My contribution to the papers:
paper 1 - 6 Planned and conducted all the electrical characterization, analyzed the
data, wrote the manuscript and finalized the paper.
paper 7 Planned and conducted the electrical characterization for the low-energy irradiated samples, analyzed the data for the low-energy irradiated samples, wrote
the manuscript and finalized the paper.
vii
Not included journal articles:
[1] S. Leone, F. C. Beyer, H. Pedersen, O. Kordina, A. Henry, and E. Janzén. Growth of stepbunch free 4H-SiC epilayers on 4 ◦ off-axis substrates using chloride-based CVD at very high
growth rates. Mater. Res. Bulletin, 46:1272–1275, 2011.
[2] S. Leone, F. C. Beyer, A. Henry, C. Hemmingsson, O. Kordina, and E. Janzén. Chloride-based
SiC epitaxial growth toward low temperature bulk growth. Cryst. Growth Des., 10:3743–
3751, 2010.
[3] S. Leone, F. C. Beyer, A. Henry, O. Kordina, and E. Janzén. Chloride-based CVD of 3C-SiC
epitaxial layers on 6H (0001) SiC. Phys. stat. sol. - RRL, 4:305–307, 2010.
[4] S. Leone, F. C. Beyer, H. Pedersen, S. Andersson, O. Kordina, A. Henry, and E. Janzén. Chlorinated precursors study in low-temperature CVD of 4H-SiC. Thin Solid Films, 519:3074–
3080, 2011.
[5] S. Leone, F. C. Beyer, H. Pedersen, O. Kordina, A. Henry, and E. Janzén. High growth rate of
4H-SiC epilayers grown on on-axis substrates with different chlorinated precursors. Cryst.
Growth Des., 10:5334–5340, 2010.
[6] P. Carlsson, N. T. Son, F. C. Beyer, H. Pedersen, J. Isoya, N. Morishita, T. Ohshima, and
E. Janzén. Deep levels in low-energy electron-irradiated 4H-SiC. Phys. stat. sol. - RRL,
4:121–123, 2009.
[7] H. Pedersen, F. C. Beyer, A. Henry, and E. Janzén. Acceptor incorporation in SiC epilayers
grown at high growth rate with chloride-based CVD. J. Cryst. Growth, 311:3364–3370,
2009.
[8] H. Pedersen, F. C. Beyer, J. Hassan, A. Henry, and E. Janzén. Donor incorporation in SiC
epilayers grown at high growth rate with chloride-based CVD. J. Cryst. Growth, 311:1321–
1327, 2009.
[9] H. Pedersen, S. Leone, A. Henry, F. C. Beyer, V. Darakchieva, and E. Janzén. Very high
growth rate of 4H-SiC epilayers using chlorinated precursor methyltrichlorsilane (MTS).
J. Cryst. Growth, 307:334–340, 2007.
viii
Not included conference articles:
[1] A. Gällström, B. Magnusson, F. C. Beyer, A. Gali, N. T. Son, S. Leone, I. G. Ivanov, A. Henry,
C. G. Hemmingsson, and E. Janzén. The Electronic Structure of Tungsten in 4H-, 6H- and
15R-SiC. Submitted for publication in Mater. Sci. Forum, 2011.
- invited oral presentation by A. Gällström [2] S. Kotamraju, B. Krishnan, F. C. Beyer, A. Henry, O. Kordina, E. Janzén, and Y. Koshka.
Electrical and Optical Properties of High-Purity Epilayers Grown by the Low-Temperature
Chloro-Carbon Growth Method. Submitted for publication in Mater. Sci. Forum, 2011.
- oral presentation by Y. Koshka [3] S. Leone, H. Pedersen, F. C. Beyer, S. Andersson, O. Kordina, A. Henry, A. Canino, F. La Via,
and E. Janzén. Chloride-Based CVD of 4H-SiC at High Growth Rates on Substrates with
Different Off-Angles. Submitted for publication in Mater. Sci. Forum, 2011.
- oral presentation by S. Leone [4] A. Henry, S. Leone, F. C. Beyer, H. Pedersen, O. Kordina, S. Andersson, and E. Janzén.
SiC epitaxy growth using chloride-based CVD. Accepted for publication in Physica B: Cond.
Matter, 2011
- oral presentation by A. Henry [5] A. Gällström, B. Magnusson, F. C. Beyer, A. Gali, N. T. Son, S. Leone, I. G. Ivanov, A. Henry,
C. G. Hemmingsson, and E. Janzén. Optical Identification and Electronic Configuration of
Tungsten in 4H- and 6H-SiC. Accepted for publication in Physica B: Cond. Matter, 2011.
- oral presentation by E. Janzén [6] F. C. Beyer, C. Hemmingsson, H. Pedersen, A. Henry, J. Isoya, N. Morishita, T. Ohshima,
and E. Janzén. Observation of bistable defects in electron irradiated n-type 4H-SiC. Mater.
Sci. Forum, 679 - 680:249–252, 2011.
- poster presentation by F. C. Beyer [7] A. Henry, S. Leone, F. C. Beyer, S. Andersson, O. Kordina, and E. Janzén. Chloride-based
CVD of 3C-SiC on (0001) α SiC. Mater. Sci. Forum, 679 - 680:75–78, 2011.
- oral presentation by A. Henry [8] S. Leone, Y. C. Lin, F. C. Beyer, S. Andersson, H. Pedersen, O. Kordina, A. Henry, and
E. Janzén. Chloride-based CVD at high rates of 4H-SiC on-axis epitaxial growth. Mater. Sci.
Forum, 679 - 680:59–62, 2011.
- oral presentation by S. Leone [9] S. Leone, F. C. Beyer, A. Henry, O. Kordina, and E. Janzén. Chloride-based CVD of 3C-SiC
Epitaxial layers on On-axis 6H (0001) SiC Substrates. AIP Conf. Proc., 1292:7–10, 2010.
- oral presentation by S. Leone [10] F. C. Beyer, C. Hemmingsson, H. Pedersen, A. Henry, J. Isoya, N. Morishita, T. Ohshima,
and E. Janzén. Defects in low-energy electron irradiated n-type 4H-SiC. Physica Scripta,
T141:014006, 2010.
- oral presentation by F. C. Beyer ix
NOT INCLUDED CONFERENCE ARTICLES:
[11] F. C. Beyer, C. Hemmingsson, H. Pedersen, A. Henry, J. Isoya, N. Morishita, T. Ohshima,
and E. Janzén. Metastable defects in low-energy electron irradiated n-type 4H-SiC. Mater.
Sci. Forum, 645-648:435–438, 2010.
- oral presentation by F. C. Beyer [12] H. Pedersen, S. Leone, A. Henry, F. C. Beyer, A. Lundskog, and E. Janzén. Chloride-based
SiC epitaxial growth. Mater. Sci. Forum, 615-617:89–92, 2009.
- oral presentation by H. Pedersen [13] H. Pedersen, S. Leone, A. Henry, F. C. Beyer, V. Darakchieva, and E. Janzén. Very high
epitaxial growth rate of 4H-SiC using MTS as chloride-based precursor. Mater. Sci. Forum,
600-603:115–118, 2009.
- oral presentation by H. Pedersen [14] S. Hahn, F. C. Beyer, A. Gällström, P. Carlsson, A. Henry, B. Magnusson, J. R. Niklas,
and E. Janzén. Contactless electrical defect characterization of semi-insulating 6H-SiC bulk
material. Mater. Sci. Forum, 600-603:405–408, 2009.
- poster presentation by S. Hahn [15] A. Gällström, B. Magnusson, P. Carlsson, N. T. Son, A. Henry, F. C. Beyer, M. Syväjärvi,
R. Yakimova, and E. Janzén. Influence of cooling rate after high temperature annealing
on deep levels in high-purity semi-insulating 4H-SiC. Mater. Sci. Forum, 556-557:371–374,
2007.
- oral presentation by A. Gällström [16] A. Henry, J. ul Hassan, H. Pedersen, F. C. Beyer, J. P. Bergman, S. Andersson, E. Janzén
and P. Godignon. Thick Epilayers for Power Devices. Mater. Sci. Forum, 556-557:47–52,
2007.
- invited oral presentation by A. Henry -
x
Acknowledgements
I would like to express my gratitude to all the people having made this dissertation
possible:
• Prof. Erik Janzén - my supervisor. I am truly thankful for the opportunity to be
part of your research group. Thanks for the unquestionable confidence you had in
me.
• Dr. Carl Hemmingsson - my second supervisor, who helped me out of all confusing problems. Thanks for your support whenever I needed it.
• Prof. Karin Sundblad-Tonderski - my mentor. Thank you for listening to me
during our shared lunch and coffee breaks. It was a pleasure to talk with you
about work and life.
• I am obliged to all my colleagues in the Semiconductor Materials group, who
supported me throughout the years, especially Dr. Anne Henry for her continuous
encouragement.
• Arne Eklund, Eva Wibom and Louise Gustafsson Rydström - thanks for all technical and administrative help and for the nice working environment.
• Åforsk, LM Ericssons stiftelse för främjande av elektroteknisk forskning and
SiCED Student Support thanks for financial support.
• Sven Andersson - thanks for your support during the tender procedure and the
installation of our Venus. It was a great time with you.
• Andreas Gällström - thanks for your invaluable feedback. I like your view of life!
• Dr. Patrick Carlsson, Dr. Stefano Leone, Dr. Daniel Dagnelund, Dr. Henrik
Pedersen and Dr. Jawad ul Hassan - thanks for discussions on work and life in
general. Thanks to all the other PhDs or PhD-students, for the nice time we spent
together, especially during conferences.
• My friends here in Sweden but also in Germany, who made life so joyful.
• My parents, parents-in-law and my french family, who always believed in me
and my work and who pushed me up when I needed encouragements. Thanks
for all the love and for the time you spent with me and my family, especially with
my kids. Thanks to the rest of my family; even though there were large distances
between us, we were always feeling close.
• Last but not least... I want to thank my love Jan and my dear daughters, Samira
and Camilla, who made and still make my life so wonderful and meaningful.
Without you, I could not imagine to exist anymore...
Franziska
xi
Contents
1 Motivation
1
2 Silicon Carbide
2.1 SiC: crystal structure . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2.2 Electrical properties of SiC . . . . . . . . . . . . . . . . . . . . . . . . . .
5
5
7
3 Point defects in the bandgap
3.1 Classification . . . . . . . . . . . . . . . . . . . . . . . .
3.1.1 Energetic properties . . . . . . . . . . . . . . . .
3.1.2 Interaction with the bands . . . . . . . . . . . . .
3.2 Doping . . . . . . . . . . . . . . . . . . . . . . . . . . . .
3.3 Electrically active intrinsic defects in SiC . . . . . . . . .
3.3.1 Irradiation induced defects investigated by DLTS
3.4 Transition metal related levels in SiC . . . . . . . . . . .
3.5 Defect annealing . . . . . . . . . . . . . . . . . . . . . .
3.6 Metastability . . . . . . . . . . . . . . . . . . . . . . . .
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9
10
10
11
12
13
13
15
15
16
4 Electrical measurements
4.1 Depletion region . . . . . . . . . . . . . .
4.2 Current-voltage characteristic . . . . . . .
4.3 Capacitance-voltage measurements . . . .
4.4 Transient spectroscopy . . . . . . . . . . .
4.4.1 Rate equations . . . . . . . . . . .
4.4.2 Capture processes . . . . . . . . .
4.4.3 Emission process . . . . . . . . . .
4.4.4 Time dependent trap concentration
4.4.5 DLTS . . . . . . . . . . . . . . . . .
4.4.6 MCTS . . . . . . . . . . . . . . . .
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19
20
21
23
25
25
26
28
29
32
34
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5 Summary of papers
37
Bibliography
41
1 Motivation
At the first International Conference on Silicon Carbide in 1958, William Shockley announced that silicon carbide (SiC) will be the prominent semiconductor to follow silicon
(Si)[1] long before diamond-based electronics will become commercially available.
Almost 200 years have passed since the first synthesis of SiC was published by
J. J. Berzelius in 1824[2]. In 1891, E. G. Acheson discovered a process to manufacture
SiC, which he patented in 1892[3]. He labeled the dark SiC crystals carborundum. The
abrasive properties of this material were extraordinary and its hardness (M OHS hardness of 9.5) were inferior only to diamond (M OHS hardness of 10). Shortly after the
commercial manufacture of SiC, B. W. Frazier discovered that the SiC crystals had different crystal symmetries[4], the concept polytypism was born. A consistent notation of
the different polytypes classified by the stacking and orientation of the double layers in
the unit cell was later introduced by L. S. Ramsdell[5] in 1947. In 1893, F. H. Moissan
found (1893) and analyzed (until 1904) the only natural SiC crystal, labeled after his
discoverer moissanite, in meteorite impact material in the Arizona desert [6].
In 1906, H. H. C. Dunwoody patented the first solid-state detector, a point contact
diode made of SiC to receive radio-waves[7]. The first current-voltage (IV) characteristics showing a typical diode behavior, labeled as ”unilateral conductive”, were presented
in the following year by G. W. Pierce[8]. Measuring IV led to the next step shortly afterwards, the observation of colored luminescence, known as electroluminescence, by
applying a voltage to the diode by H. J. Round[9]. The invention of the light emitting diode (LED) started using the same material and in the same year by a young
Russian scientist, O. V. Losev[10, 11]. Besides IV measurements, the first temperature
dependent resistivity measurements on SiC crystals were performed by K. Lehovec in
1953[12].
The improvement of the Acheson process by J. A. Lely in 1955[13] led to a more
controlled process. However, the grown crystals were small and non-uniform in shape.
For a commercial breakthrough, large amounts and high quality SiC crystals were necessary. As William Shockley stated at the conference in 1958: ”The SiC situation suffers
from the very same thing that makes it good. The bond is very strong and so all processes go on at a very high temperature.” Thus suitable processes had to been discovered to surmount this inconvenience. During the coming years, important milestones
pushed the SiC growth. In 1973, Yu. M. Tairov and V. F. Tsvetkov used a small SiC crys1
tal grown with the L ELY-method as seed for their sublimation growth process[14–16],
which led to bulk crystals. This physical vapor transport (PVT) growth technique was
further improved by PhD students at the North Carolina State University, who founded
Cree Research Inc.[17] in 1987. The first single crystal SiC wafers were commercially
available in the beginnings of 1990s. Along with the sublimation growth, Japanese researchers introduced SiC vapor phase epitaxial (VPE) growth processes[18–20] on Si
and discussed the growth mechanisms[21]. Further developments of epitaxial chemical vapor deposition (CVD) using a hot-wall setup[22] and now-a-days chloride based
epitaxy[23, 24] resulted in high quality layers. The advantages of high purity gas precursors were adapted to the known sublimation reactors and a combined system, labeled high temperature CVD, was developed by O. Kordina[25]. All these prerequisites
made it possible to increase the substrate diameter and the growth rate, while decreasing the costs. The quality of the epitaxial layers as well as device structures was enhanced and hence in 2001, the first S CHOTTKY diode was commercially available by
Infineon and shortly after also by Cree.
Along with the progress in bulk crystal growth and the availability of low-doped
epitaxial layers, electrical characterization, such as deep level transient spectroscopy
(DLTS), became an important tool to study intrinsic and extrinsic defects in SiC. One of
the first DLTS studies was performed on 3C-SiC grown on Si[26]. Later-on, 3C investigations stagnate until promising high quality material was heteroepitaxially deposited
on other SiC-polytypes and thus the high background-doping was lowered[27]. Important fields of electrical investigation were and are the identifications of shallow dopants,
deep levels related to transition metal impurities, irradiation/implantation induced defects and their annealing behavior as well as intrinsic defects, which are limiting the
minority charge carrier lifetime.
The shallow donor levels, such as nitrogen[28] and phosphorous[29], and acceptor
levels, e.g. aluminum[30] and boron[31], were studied in the middle of the 90s. Deep
levels attributed to metal incorporation, especially transition metal incorporation[32,
33] (Cr, Ti, V, W, and Ta) were investigated using radio-tracer DLTS[34, 35], which
observes the radioactive decay from implanted isotopes to daughter-isotopes. Among
the transition metals, vanadium was studied most due to its ability to compensate the
residual nitrogen doping[36–38].
Particle (e.g. ions, electrons and protons) irradiation is used to investigate defects
related to the impinging particle or intrinsic defects. By such kind of artificial irra2
diation, device processing steps can be simulated. High-energy irradiation will create
highly defective areas in both Si and C-sublattice. Important DLTS studies were done by
Hemmingsson et al.[39, 40], Doyle et al.[41], Dalibor et al.[42] and others[43–46]. Restricting the irradiation energy, Eirr , below the energy needed for displacing the Si atom
in the SiC crystal (Eirr < 220 keV), will give the possibility to relate irradiation induced
defects to the carbon-atom and/or C-related defects. Danno et al.[47] and Storasta et
al.[48, 49] contributed with important studies in this field. The defective material after
irradiation can in most instances be cured by annealing[44, 49–52]. Low temperature
annealing will activate carbon interstitials to move around and to annihilate or to form
complexes, whereas less mobile defects, e.g. carbon vacancies need more thermal activation energy and related deep levels can still be detected after annealing at T > 1500 ◦ C
[51, 53, 54].
With the help of thermal oxidation[55, 56] or carbon implantation and annealing
[57], the prominent Z1/2 level in 4H-SiC detected by DLTS, which is attributed to be
the minority life-time killing defect[58], was significantly reduced and thus the assignment to the carbon vacancy was strengthened. In 2011, Sasaki et al.[54] presented a
comparative DLTS study between intrinsic defects detected in 4H- and 6H-SiC and their
behavior after thermal oxidation and annealing. The intrinsic defect levels align in the
two different SiC-polytypes (Z1/2 and EH6/7 in 4H-SiC with E1/2 and E7 in 6H-SiC,
respectively) in a similar way as earlier observed for the transition metal defect levels
in semiconductor heterostructures[59], known as the L ANGER -H EINRICH rule. The Z1/2
in 4H-SiC and the E1/2 in 6H-SiC show a negative U behavior[60, 61], i.e. both defect
levels capture two electrons and the binding energy of the second electron is larger than
that for the first electron. Their correlation was firstly suggested by Hemmingsson et
al.[61].
Manufactured devices need to be stable during operation. They should not only
withstand high temperatures, voltages and frequencies, but also varying electric fields.
There are defects, commonly known as metastable defects, which depend strongly on
the electrical, thermal and optical environment and can exist in more than one configuration. During device operation, the conditions may change and the defects, which previously were in an electrically inactive state transform to another configuration, which
now will trap charge carriers and thus change the device performance. Metastable defects in SiC have been observed for the first time in high-energy electron irradiated
6H-SiC[62]. In 4H-SiC, the M-center[63, 64] was detected in high-energy-proton im3
planted material.
Defect characterization of manufactured devices combined with basic defect studies
on simple S CHOTTKY diodes, as presented in this thesis, may finally help to find the
defects responsible for bad device behavior. Recently, the electrical behavior of processed transistors[65] was studied after radiation damage and subsequent annealing.
The authors suggested that other defects than the Z1/2 and EH6/7 in 4H-SiC are also
crucial for the device performance, since complete recovery was achieved at such low
temperatures (T < 800 ◦ C [66]), where Z1/2 and EH6/7 are usually unaffected.
Coming back to William Shockley; he finished his introductory words at the conference: ”... the (growth) approach might very well be different. Perhaps something on a
really large scale has to be done, so that large crystals will result.” He was right; on the
last European conference held in Oslo 2010, Cree showed the first 6 inch SiC wafer...
Now in 2011, Cree launched a 1700 V S CHOTTKY diode[67] for e.g. variable speed
motor drives or power converters in wind energy systems. Replacing Si-components by
SiC devices lead to more efficient energy conversion processes and reduced switching
losses. The first SiC MOSFET is now commercially available[68] for 1200 V at 80 mΩ
on-resistance. If we use the generated energy as efficient as possible, we can shut down
more and more nuclear power plants without fearing an energy collapse...
The aim of this thesis is to deepen and expand the knowledge of defects in SiC and
to use the gained information to obtain a common view of extrinsic and intrinsic defects
in different SiC polytypes using electrical characterization techniques.
In the following sections, first structural and electrical properties of silicon carbide
will be presented, how the crystal is build up and which properties come along with the
crystal structure. Afterwards, defects and their origin will be discussed in detail. At last,
an overview of possible deep level characterization techniques, which were applied in
this thesis, will be given.
4
2 Silicon Carbide
2.1
SiC: crystal structure
Silicon carbide is build up equally of silicon and carbon atoms. One C atom is bound
to four neighboring Si atoms, which are placed in the corners of a tetrahedron. Vice
versa is the Si atom bound similarly to four C atoms. The Si-C bond is very strong
due to its short bond length (1.89 Å) and its sp3 hybridization; it has a nearly covalent
character. However, slightly different electronegativity values for C and Si (EN(C) =
2.55 and EN(Si) = 1.9 after PAULING) imply a small ionic contribution (≈ 10 %) to the
SiC bond[69]. The stacking of the double layers, composed of one Si and one C layer,
reaches a close packed structure, if the subsequent layer (B) is shifted with regards
to the first layer (A), see figure 2.1. The following layer can take position A again
or a new one, C. The combination of the three possible positions results in hundreds of
different theoretically possible sequences. In this thesis, the presented work is restricted
to the most common ones (ABC), (ABCB) and (ABCACB). From the different stacking
sequences in one direction (c-axis), different crystal modifications, labeled polytypes
for SiC[70], are possible. The phenomenon of a material to exist in more than one
crystal structure is known as polymorphism; for SiC the polymorphism is restricted to
one dimension[71]. A common notation of all the polytypes composed of a number
and a letter, was introduced by L. S. Ramsdell[5] in 1947. The number stands for the
amount of double layers in the unit cell and the letter represents structural information;
C - cubic, H - hexagonal and R - rhombohedral. All lattice sites are equivalent in case
of 3C-SiC, meaning that the local environment of each tetrahedron is purely cubic,
labeled k after the Jagodzinski notation [72]. With its zincblende structure, the lattice
parameter of 3C-SiC (a = 4.3596 Å[73]) is determined by the edge of the cube. 2HSiC, which is very difficult to synthesize as stand-alone crystals[74], has a wurtzite
structure and all lattice sites have a pure hexagonal environment, labeled h. All the
other polytypes have both lattice sites with a quasi-cubic environment and lattice sites
with a local hexagonal environment. In case of a hexagonal structure (e.g. 4H- and 6HSiC), the lattice parameter corresponds to the edge of the basal plane. The hexagonal
site implies a twist (180◦ ) between adjacent bi-layers, which can be seen as turning
point in figure 2.1. Depending on the stacking sequence, the fraction of hexagonal
lattice sites in the unit cell, changes from theoretically 100 % in 2H, to 50 % in 4H (one
5
2.1. SIC: CRYSTAL STRUCTURE
[0001]
h
Si
C
k
k
[1120]
h
k
k2
k1
[1100]
A
B
C
C
B
A
3C−SiC
(ABC)
4H−SiC
(ABCB)
6H−SiC
(ABCACB)
Figure 2.1: Stacking sequence of the most common SiC polytypes.
k and one h), 33 % in 6H (k1 , k2 and h) and 0 % in 3C-SiC. Along with hexagonality,
physical properties of the polytypes change, such as the size of the band gap. Goldberg
et al.[75] determined following band gaps at room temperature:
Eg (4H-SiC) = 3.23 eV
Eg (6H-SiC) = 3.08 eV
Eg (3C-SiC) = 2.36 eV
Choyke and co-authors[76] found an empirical relation between the size of the band
gap, Eg , of different SiC polytypes and the fraction of hexagonality. Eg increases for polytypes with high amount of quasi hexagonal lattice sites. However, the measured band
6
2.2. ELECTRICAL PROPERTIES OF SIC
gap of 2H-SiC (Eg (2H-SiC) = 3.33 eV[77]) should be even larger if following this relation. Backes et al.[78] tried to theoretically explain this relation by a one-dimensional
Kronig-Penney-like model.
The inequivalent sites can be resolved by photoluminescence measurements due
to different ionization energies related to emissions from donors or acceptors residing
on different sites[79]. It is much more difficult to detect defects located at different
lattice sites by electrical measurements, such as conventional DLTS, where the energy
resolution is only about 10 meV.
2.2
Electrical properties of SiC
Silicon carbide is discussed as promising material for high temperature, voltage, power
and frequency applications due to the large band gap compared to Ge, Si and GaAs. Table 2.1 summarizes some important electrical parameters of different semiconducting
materials. Larger band gaps imply higher thermal energy needed for intrinsic conductivity and thus lower intrinsic charge carrier concentrations, ni , are predominant. ni
itself is a crucial parameter for the reverse leakage current of a diode. The intrinsic
charge carrier concentration at ambient conditions, ni , is much larger for Si than for
the wider band gap materials such as SiC, GaN and diamond. High power applications
demand a high electric field breakdown strength, Eb , which is given for large band gap
and in case of SiC, Eb is 10 times larger than the one for Si. The thermal conductivity,
κ, which is the ability to transport away heat, is at least twice better for SiC than for
Si and GaAs and thus less cooling is needed for devices and consequently, the devices
can withstand much larger power densities and harsher environments. The charge carrier mobilities, µe and µh , characterize the movement of charge carriers in an electric
field. High mobilities and high electron saturation velocities νs (maximum electron velocity at high electric fields) determine the maximal speed/frequency information and
responses can have and thus are important parameters for high frequency devices[80].
Comparing the wide band gap semiconductors, diamond has the best properties. However, the crystal growth of mono-crystalline diamond is still at a research level, whereas
SiC started to step into commercial applications. GaN, which has a direct band gap,
has advantages in light emitting applications and with the even higher νs also for high
frequency applications.
7
2.2. ELECTRICAL PROPERTIES OF SIC
Table 2.1: Electrical properties of various semiconductors. A range of reported values from
different sources[81–86] is presented.
semiconductor
8
Si
GaAs
4H-SiC
GaN
Diamond
Eg (eV)
1.12
1.42-1.43
3.2-3.3
3.4-3.5
5.5-5.6
ni (cm−3 )
≈ 1010
1.8 × 106
≈ 10−7
1.9 × 10−10
1.6 × 10−27
Eb (MV/cm)
0.3-0.6
0.35-0.60
2.0-3.0
2.0-3.3
5-10
µe
(cm2 /Vs)
1200-1500
6000-8600
700-1000
900-2000
1600-1900
µh
(cm2 /Vs)
420-480
250-320
115-200
νs (cm/s)
1×107
(1.2-2.0)×107
2.0×107
(1.5-2.7)×107
2.7×107
κ (W/cm·K)
1.3-1.5
0.45-0.80
3-5
1.3-2.0
10-30
3 Point defects in the bandgap
Defects are crystal imperfections of different dimensions; point defects are 0-dimensional
defects, line defects, such as dislocations, disturb one dimension and planar defects,
which extend over two dimensions, are caused by stacking faults. During growth, subsequent cooling and device processing, defects will be created intentionally or unintentionally in the SiC lattice. Defects can be intentionally introduced by impurity doping to
increase conductivity. The introduction of deep levels, which serve as trapping centers,
decreases the minority charge carrier lifetime or increases the resistivity by compensation effects.
Point defects are point-like defective volumes, limited roughly to the size of a unit
cell of the crystal structure, such as a substitional impurity, vacancy, interstitial or antisite. An early review on point defects in SiC was given by Schneider et al.[87] in 1993.
Substitutional impurity means that an atom is replaced by another atom not belonging
to the crystal lattice. Vacancies occur if one atomic lattice position is left empty in the
crystal. Atoms not placed in an ordinary lattice site but in between are called interstitials. If they are of the same kind as the crystal lattice, they are called self-interstitials
otherwise impurity interstitials. An interstitial atom together with a vacant lattice site
is labeled F RENKEL pair. If in a compound semiconductor, such as SiC, C is taking a
Si-lattice site, or Si is sitting on a C-place, the defect is called antisite. Defects including
two or slightly more atoms form complexes or complex structures. A vacancy paired
with an impurity atom form a vacancy-impurity complex. A split interstitial is given
when two atoms take the lattice place of only one atom[88] and thus disturbing the
lattice locally. In case of SiC, if two carbon interstitials are close to a carbon atom and
in addition shift the carbon atom from its original position, a dumbbell self interstitial
complex is formed[89]. Increasing the numbers of joining atoms, the defect can be assigned to defect clusters, such as Ci -aggregates[88]. Finally, if whole atomic planes are
shifted, the defect is no longer a point defect but belongs to the class of extended defects,
which are not going to be discussed in detail in this thesis.
A defect is of intrinsic origin, if the defective volume is composed of the same atoms
as the undisturbed crystal lattice. If foreign atoms, such as doping impurities, take part
in the defect, the defect is said to be of extrinsic character.
9
3.1. CLASSIFICATION
3.1
Classification
Defects in the band gap can be classified according to their energetic properties in the
gap; whether they are shallow - hydrogenic impurities or deep. Deep levels can be further
characterized by their interaction strength with the bands, as traps or recombination
centers. A detailed description can be found in [90].
3.1.1
Energetic properties
Defects are often divided into two groups: shallow and deep levels. Depending on the
size of the band gap, a level may be regarded by its energetic location as deep in Ge or
Si but may be shallow in a wide-band gap semiconductor.
Shallower levels have a large interaction with one band, which is due to the large extension of its electron wave-functions. The electrons are loosely bound to the impurity
and thus move similar to free electrons but with a different mass. The thermal energy at
room temperature is enough to ionize a large amount of the levels, meaning emission of
charge carriers to the adjacent bands; thus they are used as donor or acceptor levels. The
potential of shallow levels can be approximated by a hydrogen-like C OULOMB potential
screened by dielectric permeability, ε, of the host lattice (figure 3.1) and with modified
effective masses, m∗ . Effective mass theory calculates very well the energetic position
of the excited states but deviates from the observed ground state energies. Electrons
in the ground state feel more the core environment, which is different from that of a
point charge. A central cell correction or chemical shift taking the chemical identity of the
impurity into account has to be included. Shallow levels are used to control the F ERMI
level in the semiconductor, thus they can be intentionally introduced into the semiconductor to define the donor- and acceptor concentrations, ND and NA , respectively, i.e. the
available charge carriers needed for conductivity. The shallow-level density can be measured from H ALL- or capacitance-voltage investigations, whereas the energetic location
is determined by temperature-dependent H ALL- or photoluminescence measurements.
Deep levels have a short steep potential (figure 3.1). Their electron wave functions
are largely localized at the defect site. The spatial localization allows a de-localization
in the ~k-space. The potential can be approximately described using tight-binding theory. The linear combination of atomic orbitals (LCAO) results in the bonding and antibonding states of the host and the defect molecule. Additional lattice relaxation or
distortion due to impurity incorporation can occur. Often higher charge states can be
10
3.1. CLASSIFICATION
approximated by the screened C OULOMB potential. Charge carriers will be trapped and
only released if enough thermal energy is available. The trap concentration is often only
a fraction of the net doping concentration, unless deep levels are used for compensation of the residual shallow level concentration to obtain semi-insulating (SI) material.
However, in most cases the deep level density is too small to affect the electron density
in the bands.
U
0
Coulombic
potential
Square−well
potential
x
Figure 3.1: One dimensional potential of shallow and deep levels (based on figure 3.3. in [91]).
3.1.2
Interaction with the bands
Deep levels can further be classified after their primary interaction with the bands. If
the electron capture rate, cn , is much larger than the hole capture, c p (cn c p ), then
the defect is called electron trap; vice versa if the hole capture is larger than the electron
capture, then the defect is acting as a hole trap (c p cn ). If both capture rates are
almost similar (cn ≈ c p ), then the defect interacts with the same strength with both
bands and is regarded as a generation-recombination center (G-R center), see figure 3.2.
EC
Et
EV
cn
cp
>>
cn >>c p
cn ~
~ cp
Figure 3.2: Capture and emission characteristics of traps and recombination centers.
11
3.2. DOPING
3.2
Doping
Since SiC is a compound semiconductor composed of two group IV elements, p-type
doping can be achieved by atoms from group III, such as Aluminum (Al) and Boron
(B), whereas n-type doping is done by introducing group V elements (Nitrogen (N)
or Phosphorus (P)) into the SiC crystal lattice. The close packed stacking and the
short bond length of the Si-C layers hinders efficient diffusion of impurities at low
temperatures[92], thus ion implantation is the only suitable post-growth process. However, post-implantation annealing (Tanneal ≈ 1700 ◦ C ) steps are needed to activate the
dopants and to cure from introduced intrinsic point defects[93]. The damage during
implantation depends on the size and the weight of the implanted atom. B, which is
lighter than Al causes less damage and thus diffusion is facilitated. For SiC polytypes,
the dopants prefer either the C, Si or both lattice sites[94]. This phenomenon can be
used during epitaxial growth by choosing certain conditions to facilitate or hinder the
impurity incorporation, as described in detail by Larkin et al.[95].
The valence band edges, EV , of the different SiC polytypes are pinned to the same
absolute level[96], thus hole ionization energies related to substitutional impurity defect levels are almost independent of the polytype. In contrast, large differences are
observed for donor levels referred to the conduction band edges, EC , in n-type SiC of
different polytypes and for different lattice sites[94]. N, which replaces C[97], introduces two shallow levels in 4H-SiC and three levels in 6H-SiC. The acceptor levels of
Al, residing on a Si-lattice site[98], are almost identical for the inequivalent sites, thus
only one level is formed in 4H- and two in 6H-SiC. The exact ionization energies for
the shallow levels related to N, P and Al in 4H-SiC were determined by the emission
from donor-acceptor pairs (see [99, 100] and references therein). Additionally, Ikeda
et al.[94] found that the ionization energy for an impurity sitting on a quasi-cubic site
is larger than on a hexagonal site. However, this is not true in case of P on a Si lattice site[100]. The p-type doping is more difficult; since the acceptor levels of both
Al (Ea = 229 meV[101]) and the shallow B (Ea = 300 meV) are relatively deep, complete ionization occurs at rather high temperatures. Boron is assumed to occupy both
C and Si- sites[97]. The shallow level is associated with the Si-site[102]. Calculations
and experimental results differ for the preferred lattice site and the identification of the
deep B level (Ea = 580 meV), which is believed to be a complex with an intrinsic defect
(BSiVC [103], BSi SiC [104], BCCSi [105] and for a review see [106, 107]). Other possible
impurity levels used for doping, such as Ga and In are discussed in detail in [106].
12
3.3. ELECTRICALLY ACTIVE INTRINSIC DEFECTS IN SIC
3.3
Electrically active intrinsic defects in SiC
This section will describe the most important levels prior to and after electron-irradiation
in 4H-SiC investigated by DLTS. Levels observed in other polytypes are described elsewhere: impurity levels ([34, 42]), irradiation induced ([40, 108, 109]) and comparison
of defect levels in 4H- and 6H-SiC([54]).
In as-grown n-type 4H-SiC, two dominant levels are usually observed as peaks in
DLTS measurements; the Z1/2 [42] (EC − 0.68 eV) and the EH6/7[39] (EC − 1.65 eV).
Growth studies of Danno et al.[110] reported that the defect concentrations of these
levels depend on the C/Si ratio and on the temperature, but not on the growth rate. Carbon rich conditions and lower growth temperatures hinder the defect formation, thus
the carbon vacancy (VC ) is suggested as origin for these defects. Calculations[111] on
the behavior of VC and its formation energy show similar results. Earlier reports[112],
assigned the Z1/2 to a nitrogen-Ci complex. However, it was shown[48, 113] that N is
not involved in the formation of the Z1/2 . Electron irradiation, see section 3.3.1 and
annealing investigations have been performed in order to understand the origin of the
underlying defect.
There are only few DLTS investigations done on as-grown p-type 4H-SiC. Danno et
al.[47, 114] detected several DLTS peaks related to defects with different annealing
behavior, which were denoted HK2, HK3 and HK4 ranging from EV + (0.84 ··· 1.44) eV.
The mid gap level HK4 is suggested to be a C-related complex defect[47]. Storasta et
al.[115, 116] observed one level, HS1 (EV + 0.35 eV) using minority charge carrier injection, which correlates with the DI defect[117] in photoluminescence measurements.
3.3.1
Irradiation induced defects investigated by DLTS
As mentioned before, irradiation is used to intentionally introduce intrinsic and extrinsic defects and to study their recovery process by annealing. Additionally, the defect
concentration of the intrinsic defects observed in as-grown material will be enhanced.
Irradiation doses and energy will influence the damage degree of the lattice. Electron
irradiation generates mainly point defects, since electrons have a very low mass, me ,
compared to the target atoms, MSi or MC , in the SiC crystal (me MC < MSi ). The
simple bowl collision model as described by R UTHERFORD cannot directly be applied to
obtain the energy transfer process, but has to be adjusted using relativistic terms. Thus,
the maximal energy, T , that the electron transfers to a C-atom with mass, MC , in case of
13
3.3. ELECTRICALLY ACTIVE INTRINSIC DEFECTS IN SIC
straight incidence is written as[118]:
me E
T =2
MC
E
+2
me c2
(3.1)
High energies, E, are needed to generate large crystal damages, which occur, if the
transmitted energy, T , is larger than the displacement energy, Td , of both types of atoms.
Lower energies cause the formation of F RENKEL pairs and damages can be limited to the
C-sub-lattice, in case of SiC, if Td (C) < T < Td (Si).
Pioneering DLTS characterization investigations after electron irradiation were done
by Hemmingsson et al.[39, 40]. After high-energy electron irradiation of 4H-SiC, four
additional DLTS peaks (EH1, EH3, EH4 and EH5) related to irradiation induced defects
were detected in the DLTS spectrum besides the defects known from as-grown material:
Z1/2 and the EH6/7 level. EH1 and EH3, labeled S-center elsewhere[119, 120], show
a similar annealing behavior. Thus they were attributed to the same defect in different
charge states. The annealing takes place at rather low temperature, which implies a
mobile defect, such as Ci , as origin. In p-type irradiated 4H-SiC, one level HH1[39] or
HS1[115, 116] is prominent besides impurity related defects.
A negative U behavior occurs when a defect, which can capture two electrons, binds
the second electron stronger to it than the first one. Thus more ionization energy is
needed to emit the second electron. Such a behavior was detected for the Z1/2 level
in 4H-SiC[40]. The repulsive C OULOMB force is overcome by a local distortion of the
lattice. The same behavior was observed for the E1/2 level in 6H-SiC[61]. Both levels
have most probably the same origin.
High-energy electron irradiation will affect both Si and C atoms in the SiC lattice.
Calculations[121] and experiments[48, 122] have determined a critical energy value
for Si-displacements (Eirr > 220 keV). Low-energy irradiation will mainly generate Crelated defects. However, during recovery processes by annealing, the mobile Ci may
form complexes with Si related defects. Most defects created by high-energy irradiation mentioned above, were observed also after lower-energy irradiation and thus
are likely carbon related defects. The EH6/7 DLTS peak is associated with two levels, which react differently to irradiation. For high-energy electron irradiation, a broad
peak is visible[39], whereas low-energy irradiation enhanced predominantly EH7 and
EH6 smears out at the low temperature side of the peak[48]. EH6 is suggested to be
built up of a complex defect structure[45] and EH7 may be one charge state of the VC .
In papers 5-7, defects detected after low-energy irradiation and their annealing behavior will be discussed. Minority charge carrier injection give information about the levels
14
3.4. TRANSITION METAL RELATED LEVELS IN SIC
in the lower part of the band gap. Storasta et al.[48] detected an additional trap HS2,
which they assigned to a F RENKEL pair and which shows a recombination enhanced annealing process[49] (detailed description in [123, 124]). A elaborate study on process
and irradiation induced defects in p-type 4H-SiC is presented by Danno et al.[47].
3.4
Transition metal related levels in SiC
Transition metals (TM) introduce shallow and deep levels in SiC, which are crucial for
the charge carrier concentration and the minority charge carrier life-time. The most
studied TMs in SiC are Titanium (Ti), Vanadium (V), Chromium (Cr) and Tungsten
(W). Ti, Cr and V are dominant background impurities due to their presence in parts
of SiC growth (both sublimation and epitaxial CVD) reactors. V attracts attention for
its ability to compensate the residual nitrogen doping to obtain semi-insulating SiC[36–
38] by a deep donor level in the middle of the gap (EC − 1.59 eV). An additional level
is detected at EC − 0.97 eV [32]. V is discussed having an amphoteric character, i.e.
both donor and acceptor levels in the SiC band gap. Ti introduces two shallow levels
(EC − 0.13 eV and EC − 0.17 eV) in the band gap of 4H-SiC, which accounts for the
two inequivalent lattice sites. For detailed description and information about Cr review
articles are recommended [42, 106, 125].
Deep levels related to TMs form a common reference level in semiconductor heterostructures[59], i.e. the level is aligned in such materials, labeled as the L ANGER H EINRICH rule (LH). Dalibor et al.[42] and Achtziger et al.[125] concluded that deep
levels related to the investigated TMs (Ti, Cr, V, Ta and W) in 4H-, 6H- and 3C-SiC follow LH as well. Transition metal incorporation will be further discussed in in paper 1
for iron (Fe) doping and in paper 2 for W in 3C-SiC. W incorporation was previously
studied in 4H- and 6H-SiC using implanted radioactive W and radio tracer DLTS[33]
or unintentionally by impurity contamination during growth[126]. Two levels are observed in 4H (EC − 0.17 eV and EC − 1.43 eV) and only one in 6H-SiC(EC − 1.16 eV),
which is explained by the LH rule[33].
3.5
Defect annealing
The generated point defects may recover by different processes; (I) movement to defect sinks at surfaces, dislocations or grain boundaries, (II) direct recombination with
15
3.6. METASTABILITY
its counterpart and (III) cluster formation by reaction with another defect[127]. The
clusters may dissociate at higher annealing temperatures. The annealing process, i.e.
the time-dependent change of the defect concentration, Nt , occurs according to:
dNt
= − K Ntα
dt
(3.2)
The pre-factor, K, is a reaction velocity constant and α represents the order of reaction;
α = 1 single defect reaction (migration or dissociation of defects) and α = 2 two defects
of same concentration recombine, for further details see [128]. The pre-factor K can be
written as:
K = K0 exp
∆E
kB T
(3.3)
with K0 the frequency factor related to the vibration frequency of the crystal and kB is
the B OLTZMANN constant. Equation 3.3 shows the temperature dependence of K. The
activation energy, ∆E, of the annealing process can be determined using isochronal and
isothermal annealing studies.
The Z1/2 and the EH6/7 level, are those who are most thermally stable and anneal
out about T ≈ 2000 ◦ C [51, 53, 54], whereas other irradiation induced defects disappear
at T < 1200 ◦ C . Annealing studies were performed in paper 6.
3.6
Metastability
Deep levels, as explained in section 3.1.1 often have strong interactions with the lattice
and generate local distortions. The defect may gain energy by changing its position
after a charge state change. The easiest way, to explain such processes is the usage of
a configuration coordinate diagram (CC-diagram), which plots the total defect energy
(elastic and electronic contributions) versus the generalized coordinate, taking care of
all displacement changes (defect atom and lattice distortion) compared to a reference
configuration. Lattice-defect interactions will cause small lattice vibrations, which are
approximated by harmonic oscillations (parabolas).
The electronic, optical and thermal history may allow a defect to occur in more than
one configuration. The defect then has a multistable behavior[129] and can change
reversibly between the configurations. In case of only two possible configurations, the
defects are referred to as bistable defects. One configuration itself can have more than
one available charge state (An and An−1 in figure 3.3). The defect shows bistability
if after change of charge state, a different configuration is favored than before. In
16
3.6. METASTABILITY
figure 3.3, the defect is stable in configuration B, if occupied by an electron, but favors
configuration A after electron emission. The two configuration states are separated
by energy barriers (shown for the occupied defect: Ea (A → B) and Ea (B → A)). The
electronic, optical or thermal conditions stabilize the defect in one configuration. If the
conditions change, another configuration will become more stable and thermal energy
B n +e −
Ea(B
B)
A)
An +e −
Ea(A
Total energy (electronic + elastic)
may be available to surmount the barrier.
A n−1
B n−1
generalized coordinate
Figure 3.3: Coordinate configuration diagram of a bistable defect with configurations A and B,
which both exist in two charge states. Configuration B is the stable configuration,
when the defect is occupied (Bn−1 ) and configuration A after electron emission
(An + e−1 ); n is the charge of the defect. Reconfiguration barriers for both transitions
(A → B and B → A) are indicated.
Often temperature is used to provide the necessary energy for reconfiguration, but
also optical excitation can be used. The charge states can be influenced by an electric field. Depletion regions, as in S CHOTTKY diodes or in a pn-junction, are ideal for
probing metastable behavior. The applied bias will change the width of the depletion
region and thus the fraction of occupied and empty defect levels, as explained in detail
in section 4.4. Depending on the bias and the temperature prior to DLTS measurement, the defects are stabilized in one configuration, which gives rise to one (several)
peak(s) in the DLTS spectrum. If the conditions change, the configuration may be transformed to another configuration and the previously observed peak(s) disappear(s) and
another peak(s) evolve(s). The overall defect concentration stays constant. The config17
3.6. METASTABILITY
uration behavior can be studied by isochronal (time constant, temperature increasing)
and isothermal (temperature constant, time increasing) annealing. From the reconfiguration rates, R, the reconfiguration energies, EA (activation barriers), can be determined:
R = R0 exp
−EA
kB T
(3.4)
The pre-factor, R0 , can give information about the underlying reconfiguration process, such as an atomic jump or free charge carrier emission[130]. Reconfiguration
studies were used in papers 5-6 to characterize the newly detected EB-centers and
the transformation between the M-center[63, 64] and the EB-centers. In paper 7, the
bistable defect, labeled F-center, is analyzed and minority charge carrier injection is
used to force reconfiguration.
Metastable defects are crucial for the device performance, since during operation,
the conditions may favor a configuration with an electrically active state in the band
gap, whereas the defect may be electrically inactive in the other configuration, when no
bias is applied to the device or vice versa.
18
4 Electrical measurements
One requirement for electrical measurements is the formation of suitable contacts to
measure the desired properties, such as the capacitance of a depletion region. From
capacitance changes, information about the density and the depth distribution of fixed
shallow impurities (donors and acceptors) and deep defect centers can be obtained.
Deep levels can be monitored as capacitance transient response to an electrical (deep
level transient spectroscopy - DLTS) or optical (minority charge carrier transient spectroscopy - MCTS) pulse (see section 4.4). The concentration of ionized impurities in
a depleted region can give information about the net doping concentration, Nd − Na or
Na − Nd determined by capacitance-voltage (CV) investigations (see section 4.3). Capacitive studies are complementary to free charge carrier transport measurements (H ALL),
which determine the free charge carrier density, n or p, and charge carrier mobilities, µe
or µh , respectively. Figure 4.1 shows schematically for which part of the band gap the
different methods can be applied.
Hall
CV
EC
E F Ed − shallow donors
+ + + + + + + + +
DLTS
ET1
ET2
ET3
Ei
deep levels
MCTS
HT1
Ea − shallow acceptors
Hall
CV
EV
Figure 4.1: Electrical measurement techniques and their applicable energetic range in the
band gap with Ei the intrinsic F ERMI level, EF the F ERMI level in a doped semiconductor, EC and EV the edges of the conduction and valence band, respectively.
The arrows indicate possible electron emission and capture processes. Figure
based on [131].
The shallow donor-(acceptor) levels emit their electrons (holes) to the conduction
band, EC , (valence band, EV ) where they travel freely and contribute to the conductivity. The free charge carriers may be trapped by deeper levels, where they are frozen
out unless enough thermal energy is provided to excite them back to the bands again.
19
4.1. DEPLETION REGION
Deeper located levels can interact with both bands easily and the free charge carriers
may use these defect states as recombination path. The donors electron can also interact directly with a hole, thus the charge carriers recombine without contributing to
conduction, charge carrier compensation takes place.
4.1
Depletion region
Most parts of the thesis are dealing with metal-semiconductor devices, thus the following sections and discussions will be focused on the characteristics of S CHOTTKY diodes.
S CHOTTKY diodes are formed after metal deposition onto the surface of a semiconducting material. The work functions of the metal, Φm , and the semiconductor, Φs , are
defined as the energies needed to promote electrons at the F ERMI level (EFm and EF ,
respectively) to the vacuum level, see figure 4.2.
vacuum
level
χs
Φs
Φm
+
ΦB
E Fm
Vbi
+ +
E
+ + + + + + + + + C Ed
EF
EV
−
−
−
−
−
depleted
neutral
xd
Figure 4.2: Energy diagram of a S CHOTTKY barrier (based on figure 5.1 in [132]).
At the vacuum level, the free electron possesses no kinetic energy. The electron affinity, χ, represents the energy, which is needed to remove an electron from the conduction
band edge, EC , to the vacuum level. The work functions of the metal and the semiconductor are usually different, which forces a band bending with a characteristic barrier
height, ΦB , to maintain F ERMI level continuity after contact formation. The barrier
height is defined as the difference between the metal work function, Φm , and the electron affinity of the semiconductor (ΦB = Φm − χ), neglecting the very small bending in
20
4.2. CURRENT-VOLTAGE CHARACTERISTIC
the metal side, which is caused by image forces close to the interface and influences due
to surface states[133]. During contact formation, since Φm > Φs , the electrons diffuse
out of the contact region to the metal, leaving fixed ionized donors behind, which build
up a positive space charge, thus causing an electric field. In the metal, a corresponding
negative space charge is formed. Thermal equilibrium will be recovered, if the diffusion
current equals the drift current caused by the built-in field. A depletion region emptied
of free carries is formed. The depletion width, xd , is defined as distance from the interface to normal bulk behavior without band bending and electric field[132]. The band
bending introduces a voltage drop (qVbi ), frequently labeled built-in voltage, across the
device, which is determined by the difference of the barrier height and (EC − EF ). Due
to the existence of the barrier, the current flow shows a rectifying characteristics, i.e.
blocked in the reverse bias direction and allowed in the forward bias case, as explained
more in detail in the following section 4.2. If the semiconductor is heavily doped, the
depletion region will be thin enough to allow free charge carrier tunneling, labeled field
emission, and the contact behaves almost resistor-like; an ohmic contact is formed.
4.2
Current-voltage characteristic
Current-voltage (IV) measurements were used to judge the quality of the fabricated
S CHOTTKY diodes. By forward biasing the diode, the internal electric field will decrease
and majority charge carrier will diffuse into the depletion region. Reaching flat band
conditions, i.e. compensation of the band bending, and even higher voltages, the current increases exponentially until the current starts to be limited by the series resistivity
of the diode. In the reverse direction, the applied voltage will increase the depletion
width, thus the current flow is blocked. The forward characteristics of the diodes may
deviate from an ideal exponential behavior due to series resistance resulting from bad
contacts (inter facial layer) or undepleted material[132]. The reverse breakdown voltage is the voltage, for which the built-up electric field will cause the generation of charge
carriers in the semiconductor conduction band either by tunneling from the metal or by
ionization of the host atoms in the depletion region. The electrons will be accelerated
in the field and knock out more electrons (impact ionization). The device heats up and
thus even more electrons are generated until the diode breaks catastrophically. The
reverse leakage current is important for capacitance measurements and should as a
rule of thumb not exceed Ileakage < 10 µA[132]. For moderately doped semiconductors,
21
4.2. CURRENT-VOLTAGE CHARACTERISTIC
thermionic emission, i.e. thermal activation of charge carriers, which causes a current
flow surmounting the barrier, results in the following relation between current, I, voltage, V , and barrier height, ΦB ,:
I = A A∗ T 2 exp
−q ΦB
kB T
qV
exp
−1
n kB T
(4.1)
(4.2)
where A is the area of the diode, n its ideality factor and A∗ the R ICHARDSON constant,
which depends on the effective mass of the semiconductor. A definition of A∗ and
rs > 0
ln
I
1 − exp (− qV/k B T )
experimental values for some semiconductors can be found in [134].
slope ~
q
n kB T
Is
Vf >> kBT/e
V
Figure 4.3: Schematic IV characteristic of a S CHOTTKY diode in forward bias direction.
ΦB and n of the diode can be determined from the semi-logarithmic IV -plot (figure 4.3). ΦB is proportional to IS (saturation current), which represents the intercept
with the y-axis:
ΦB =
∗ 2
AA T
kB T
ln
q
IS
(4.3)
n can be obtained from the slope of the linear part of the forward characteristics. For
an ideal diode n = 1. Additional series resistances, which may be caused by the formation of an insulating oxide layer during or prior to metal deposition, increase n. For a
homogenous material, ΦB calculated from IV and capacitance voltage (CV) measurements, as explained in the following section 4.3 should be similar. In paper 3, detailed
IV analysis of diodes manufactured on n-type 3C-SiC is discussed.
22
4.3. CAPACITANCE-VOLTAGE MEASUREMENTS
4.3
Capacitance-voltage measurements
The depletion layer capacitance, C, i.e. the available charge Q per applied voltage, V ,
of a diode is measured by the variation of the depletion width with the applied bias.
The charge density, ρ, in the depletion region can be determined solving the P OISSON
equation for the electrostatic potential, Φ,:
d2Φ
1
=−
ρ(x)
dx2
ε ε0
(4.4)
where x is the distance from the contact interface, ε the dielectric constant and ε0 the
relative permittivity. Figure 4.4 illustrates schematically the charge density of a S CHOTTKY
diode. The absolute value of the space charge built up in the semiconductor QS
equals the absolute value of charge close to the contact interface in the metal, Qm .
metal
semiconductor
ρ
abrupt
QS
real
xd
x
Qm
Φ
xd
x
Figure 4.4: Schematic of the charge density profile, ρ(x), and the electrostatic potential, Φ(x),
across a S CHOTTKY diode.
Using the boundary conditions (ρ = 0 in a bulk semiconductor (x xd ) and in the
metal (x < 0) as well as ρ 6= 0 close to the contact interface; 0 < x < xd ) and assuming a
homogeneous n-type doped semiconductor (ρ = q Nd ), the total voltage over the diode,
V , is:
1 q Nd 2
xd
2 εε
s 0
2 ε ε0
=
V
q Nd
V =
(4.5)
xd
(4.6)
23
4.3. CAPACITANCE-VOLTAGE MEASUREMENTS
The total voltage, V , is the sum of Vbi and the applied bias, Va . The depletion layer
capacitance can thus be calculated using equation 4.6 and dQ = q Nd A xd :
r
dQ
dQ dxd
ε ε0 A
ε ε0 q Nd
=A
C=
=
=
dV
dxd dV
xd
2V
(4.7)
The built-in potential, Vbi , and the doping concentration, Nd , can be obtained from
a 1/C2 versus V plot as interception with the x-axis and from the slope, as indicated in
−2
−2
C (pF )
figure 4.5.
slope ~
−Vbi
0
2
A 2 ε ε0 q Nd
Vr (V)
Figure 4.5: Schematic CV dependence of a S CHOTTKY diode.
The S CHOTTKY barrier height, ΦB , can be determined from Vbi :
kB T
NC
kB T
− ∆Φ ≈ Vbi +
ln
ΦB = Vbi + (EC − EF ) +
q
q
ND
where the potential due to image forces, ∆Φ, is neglected as well as
(4.8)
kB T
q .
NC is the
effective density of states in the conduction band. The dependencies are valid under
certain conditions, which are summarized as the depletion approximation:
• the depletion region is completely free of free charge carriers (Va kB T /q ≈ 0)
(neglected D EBYE tail of electrons close to depletion edge)
• abrupt transition between the depleted and the neutral semiconductor at xd
• the concentration of deep levels, Nt Nd
For a compensated material, Nd is replaced by the net doping concentration, Nd − Na .
The depletion capacitance is measured by increasing a DC voltage superimposed by a
small AC (10 kHz - 1 MHz) voltage signal (VAC ≈ 100 mV), which induces changes of the
free charge carrier density by small fluctuations at the depletion edge, as schematically
shown in figure 4.6.
24
metal
4.4. TRANSIENT SPECTROSCOPY
Nd
W
Vr
dW
dVr
Figure 4.6: Schematic measurement circuit for CV investigations of a S CHOTTKY diode.
4.4
Transient spectroscopy
The deep impurity level concentration is often much less than the shallow impurity
density. Transient techniques are applied to study capture and emission processes of
deep levels in a depletion region, where shallow impurities are ionized. The relaxation
from / response to a voltage or optical pulse, which disturbs the thermal equilibrium
is studied. In a first part, possible capture and emission processes are discussed using
S HOCKLEY-R EAD -H ALL statistics[135, 136] and afterwards applied to deep levels in a
depletion region for a change of capacitance, ∆C(t).
4.4.1
Rate equations
The concentrations of electrons, n, and holes, p, in the conduction and valence band,
respectively, are determined by the shallow impurity doping. In figure 4.7, the possible
emission and capture processes in the semiconductors band gap are shown:
(1) electron capture to the empty trap (pT ) from the conduction band (EC ) with the
electron capture rate cn
(2) electron emission from the occupied trap level (nT ) back to EC with the electron
emission rate en
(3) hole capture to the occupied trap level from the valence band (EV ) with the hole
capture rate c p
(4) hole emission from the emptied level to EV ; corresponding to electron capture from
EV with the hole emission rate e p
The combined processes (1)+(3) and (2)+(4) represent interactions with both EC and
EV and are known as recombination and generation of charge carriers, respectively. In
25
4.4. TRANSIENT SPECTROSCOPY
(1)
(3)
(2)
(4)
n
cn
EC
en
+
pT
+
ET
nT
ep
cp
+
p
EV
Figure 4.7: Possible electron and hole capture or emission processes for one trap level located at ET in the semiconductors band gap, where nT is the concentration of the
occupied trap and pT the concentration of the unoccupied trap.
contrast, the combination of (1)+(2) and (3)+(4) are typical trapping processes, i.e.
interaction either with EC or EV . Depending on the F ERMI-level, temperature, capture
cross section and the energetic location of the trap in the band gap, the capture and
emission rates will vary, as explained in section 3.1.2.
4.4.2
Capture processes
The charge carrier recombination can occur directly from the conduction band to the
valence band by photon emission or indirectly by radiative or non-radiative paths via
defects. SiC has an indirect band gap thus recombination via defects is much more
probable than direct band-to-band recombination. In this section, non-radiative capture
and recombination of charge carriers will be discussed. Possible non-radiative capture
processes are cascade phonon capture, multi-phonon emission assisted capture (MPE) and
capture due to AUGER recombination. The three processes show different temperature
dependencies[137] and can thus be distinguished from each other.
Cascade capture
The cascade phonon capture is the predominant capture process for shallow impurities with hydrogen-like potential or ionized deep levels with excited states close to the
bands. The free charge carrier is attracted by the screened C OULOMB potential of the
26
4.4. TRANSIENT SPECTROSCOPY
impurity. The charge carrier relaxes through the excited states down to the ground state
under emission of single phonons with phonon energies according to the energy separation between the states (e.g. h̄Ω1 and h̄Ω2 ), as shown in figure 4.8. Re-emission from
excited states to the band depends strongly on the temperature and can occur due to
more accessible thermal energy (kB T ) at higher temperatures. For deeper located energy levels the separation between the ground and the excited states will be increased
and more than one phonon is needed to overcome it (e.g. h̄Ω3 and h̄Ω4 ). A multiparticle process, which is less probable, is needed. The cascade phonon capture shows
a T −x (x = -3 ··· -1) dependence[138] controlled by the involved phonons (acoustic or
energy
optical).
hΩ 1
hΩ 2
hΩ 3 + h Ω 4
x
Figure 4.8: Schematic drawing of a cascade phonon capture (based on figure 5.2. in [91]).
Multi-phonon emission assisted capture
As described in section 3.1.1, deep levels are localized in the real lattice, but delocalized in ~k-space, thus interactions with phonons of different phonon energies are
possible[139]. The free electron (hole) states in the conduction (valence) band are
localized in ~k-space at Eex (Q) (E0 (Q)) due to their delocalization in the real space. For a
free electron capture process, the lattice starts to vibrate about its equilibrium position,
Eex (Q), (purple arrow in figure 4.9) at elevated temperatures and if enough thermal
energy is available (activation barrier Ebn ), the delocalized conduction band state of
the free electron (Eex (Q)) will cross with the localized defect state E• (Q) and thus the
free electron will be trapped by the defect. The filled state, E• (Q), relaxes down to its
27
4.4. TRANSIENT SPECTROSCOPY
equilibrium position at Q− displaced from Q0 under emission of multiple phonons (red
arrow). The recombination can be completed by a hole capture (electron release to
valence band), if the valence band interacts in the same way with the defect.
The charge carrier capture
cross
section increases exponentially with temperature
for MPE: σ (T ) = σ∞ exp − kEBσT . The required activation energies to overcome the
barriers for electron (Ebn ) and hole capture (Ebp ) are indicated in the figure 4.9. At higher
temperatures more phonons are available, which enhance the capture of electrons or
total energy (lattice + defect)
holes, respectively.
Eex(Q)
E (Q)
n
Eb
p
Eb
Eg
E 0 (Q)
Q0
Q − generalized coordinate
Figure 4.9: CC-diagram for MPE capture (based on figure 5 in [137]).
AUGER recombination
For an AUGER recombination, the capture cross section decreases weakly with temperature, whereas a strong dependence on the charge carrier concentration is observed[137].
AUGER recombination is the least probable capture process in the characterized unintentionally or low-doped SiC material, since the interaction of three particles (electronhole recombination excites a third particle) requires large charge carrier densities[139].
4.4.3
Emission process
The thermal emission can be enhanced by lowering the barrier by δ E due to the applied
electric field, see figure 4.10. Observable effects are detected for electric fields exceeding 105 V/cm[140]. The energy barrier lowering is referred as P OOL -F RENKEL emission
28
4.4. TRANSIENT SPECTROSCOPY
and explained in detail in [91, 141]. If additional, the electron is excited by phonons
and tunnels through the barrier (phonon - assisted tunneling), than even less energy is
needed for electron emission from the deep level. In n-type material, donor-like states
will be neutral after electron capture and positively charged after electron emission.
Acceptor-like states will in contrast be charged if occupied by an electron and be neutral
after electron emission. Thus the enhancement of the charge carrier emission by the
applied electric field will only affect donor-like states. Lefèvre et al.[142] developed
a technique, labeled double correlated DLTS (DDLTS), to distinguish donor-like from
acceptor-like behavior using different electric field strength.
(a)
δE
EC
(b)
hΩ
ET
Figure 4.10: Electric field enhanced emission (a) and phonon assisted tunneling (b) from the
deep level, ET , to the conduction band, EC (based on figure 5.6 in [134]).
4.4.4
Time dependent trap concentration
The change in trap occupancy due to emission and capture processes is time-dependent:
dnT
= (cn + e p )(NT − nT ) − (en + c p ) nT
dt
(4.9)
whereas NT is the total defect concentration, NT − nT is the concentration of empty (pT )
and nT of filled traps.
In thermal equilibrium, the principle of detailed balance, i.e. capture equals emission
process related to electrons (en nT = cn (NT − nT )) and related to holes (c p nT = e p (NT −
nT )) must be fulfilled at the same time, i.e. charge carrier generation by band-to-band
interactions is forbidden. The trap occupancy in thermal equilibrium can thus be written
29
4.4. TRANSIENT SPECTROSCOPY
as:
ep
cn
nT
=
=
NT
cn + en e p + c p
The trap occupancy can also be derived from F ERMI -D IRAC statistics:
−1
nT
g0
ET − EF
= 1 + exp
NT
g1
kB T
(4.10)
(4.11)
The ratio g0 /g1 represents the degeneracy between empty and filled trap. More detailed
information can be found in [132] chapter 7. Combining equation 4.10 and 4.11, the
emission rate, en , can be obtained:
en = cn
g0
ET − EF
exp
g1
kB T
(4.12)
The electron capture rate, cn , can be expressed by:
cn = σn hvn i n
(4.13)
where σn is the charge carrier capture cross section, hvn i the mean thermal velocity and
n the density of electrons in the conduction band. n is determined by:
EC − EF
n = NC exp −
kB T
(4.14)
with NC the effective density of states in the conduction band. Thus the temperature
dependent emission rate, en (T ), can be rewritten using equation 4.13 and 4.14:
g0
EC − ET
(4.15)
en (T ) = σn hvn i NC exp −
g1
kB T
hvn i and NC are temperature dependent:
1
3 kB T 2
m∗n
3
2 π m∗n kB T 2
= 2 MC
h2
hvn i =
NC
(4.16)
(4.17)
where MC is the number of equivalent conduction band minima of the semiconductor, h the P LANCK constant and m∗n the effective electron mass. Putting all temperature
√ 32 ∗ 2
mn kB MC , equation 4.15 can be rearindependent variables together in γ = 2 3 2hπ2
ranged:
g0
EC − ET
2
en (T ) = σn γ T exp −
g1
kB T
30
(4.18)
4.4. TRANSIENT SPECTROSCOPY
In a semi-logarithmic plot ln
en (T )
T2
versus
1
T,
the trap energy, ET , can be obtained
from the slope and the charge carrier capture cross section, σn , from the intercept with
the y-axis. EC − ET and σn are affected if the capture process is strongly temperature
dependent, as explained in section 4.4.2.
Thermodynamic approaches (a detailed description can be found in [132, 134] and
references therein) result in the dependence of the G IBBS free energy, ∆G(T ), on the
thermal emission rate, en (T ),:
∆G(T )
en (T ) = σn (T ) hvn i NC exp −
kB T
(4.19)
where ∆G(T ) is given by the enthalpy ∆H and the entropy ∆S: ∆G(T ) = ∆H − T ∆S and
thus
∆H(T )
en (T ) = χn σn (T ) hvn i NC exp −
(4.20)
kB T
The entropy factor, χn = exp ∆S
kB , includes changes in entropy, ∆S, during charge carrier
emission. If the
capture
cross section is temperature dependent, an additional term
σn (T ) = σ∞ exp − kEBσT has to be taken into account:
∆H(T ) + Eσ
en (T ) = χn σ∞ (T ) hvn i NC exp −
kB T
(4.21)
The activation energy for charge carrier emission from the trap is a sum of the enthalpy
change, ∆H = EC − ET , and the energy barrier for charge carrier capture, Eσ . Direct capture cross section measurements can be used to determine the temperature-dependent
capture cross section, σn (T ), and the thermal barriers, Eσ , see investigations in paper 1.
The temperature dependent concentration of the filled traps, nT (T ), can be determined solving equation 4.10 using the steady state occupancy, nT (∞),:
cn + e p
dnt NT for
cn + e p + c p + en
dt t=∞
t
nT (t) = nT (∞) − (nT (∞) − nT (0)) exp −
τ
nT (∞) =
(4.22)
(4.23)
nT relaxes back to thermal equilibrium after a perturbation at t = 0 with a time con1
, which depends on all the four reaction rates. By using appropriate
stant, τ = cn +e p +c
p +en
measurement conditions in a space charge region (n-type and ND NT ) the calculations
can be much simplified and the time constant depends only on en or cn , if the reverse
bias is applied or zero, respectively.
31
4.4. TRANSIENT SPECTROSCOPY
4.4.5
DLTS
Deep level transient spectroscopy (DLTS) is used to gain information about the electrical
signature of defects, However, defect identification needs additional characterization
techniques, such as electron spin resonance. Conventional DLTS, which is applied mainly
for the electrical characterization of SiC in this thesis, uses the described perturbation
of the equilibrium electron concentration (section 4.4.1) to obtain information about
deep levels in the band gap (ET , σn and the defect concentration, NT ). The relaxation
to thermal equilibrium conditions is measured as capacitance transient response to a
voltage pulse. The principle is shown in figure 4.11.
If no bias (Vr = 0 V) is applied to the S CHOTTKY diode, the depletion region is small,
as explained in section 4.1 and the deep levels located below the F ERMI level are filled
with electrons. In this situation, the capture rate, cn , is larger than the emission rate, en .
Increasing the reverse bias (Vr = −10 V), increases the band bending and results in
a widened depletion region (x = 0 ··· xd ). The deep levels will now be located above EF
and thus en cn and the electrons will be emitted to the conduction band and rapidly
flow out from the depletion region due to the applied electric field.
Close to the edge of the depletion region (x0 for Vr = 0 and xd for Vr = -10 V), there
exist a free charge carrier tail, which extends a distance λ into the space charge region.
In this transition region, the traps stay filled because cn > en . The distance λ is determined by the shallow doping concentration, Nd , and the energetic position of the trap,
ET ;
s
λ=
2 ε ε0
(EF − ET )
q2 Nd
(4.24)
Thus the transition region becomes less important for high electric fields, where xd λ
and for deep levels close to the band edges.
The thermally dependent concentration of the filled traps in the depletion region for
Vr = 0 is given by equation 4.23. The voltage pulse Vr = −10 V will cause the traps to
emit their charge carriers and thus the charge density in the depletion region changes,
which implies a change in the width of the depletion region. The process continues
until all traps are emptied (nT (∞) = 0). The change in depletion width will further
cause a change in capacitance, as discussed in section 4.3 under the condition NT Nd .
In the depletion region, the time constant will be determined by the electron emission
from electron traps: nT = NT exp(−en t), since nT (∞) = 0 in equation 4.23. Thus the trap
32
4.4. TRANSIENT SPECTROSCOPY
cn >> en
electron
energy
EC
metal
ET
EV
λ
x2
electron
energy
EF
x0
Vr = 0 V
x
en >> cn
eVr
en
EC
metal
ET
EV
λ
x1
EF
xd
x
Vr = −10 V
Figure 4.11: Band diagram of a
SCHOTTKY
contact on n-type material (based on figure 7.6 in
[132]). Occupancy of one deep level under different reverse bias conditions is
indicated. The shallow donor levels are not shown.
concentration can be determined from the capacitance change[132]:
∆C(t) = C(t) −C(∞) = −∆C0 exp(−en t)
∆C0
1 x12 − x22 nT
=
C
2
Nd
xd2
(4.25)
(4.26)
where ∆C0 = C(∞) −C(0), see figure 4.12, x1 = xd − λ and x1 = x0 − λ , see figure 4.11.
If the transition region is neglected (λ xd ), then equation 4.26 simplifies to:
∆C0 1 nT
=
C
2 Nd
(4.27)
Capacitance transients (C(t) = C(∞) + ∆C0 exp(−en t)) are measured at different temperatures, which change the emission rate. If the capacitance change is analyzed by
33
4.4. TRANSIENT SPECTROSCOPY
C
t
C(
)
∆C( t )
∆C0
C( 0 )
Figure 4.12: Diode capacitance transient ∆C(t) compared to steady state capacitance C(∞).
multiplication with a weighting function (
R en (T )
0
w(t) dt = 0), the emission from a defect
level will be maximized for a certain rate window at a certain temperature and thus a
peak will occur in the spectrum (DLTS signal versus temperature). Changing the rate
window, τre f , the emission peak occurs at a different temperature. In case of a double
boxcar correlation function (∆C = C(t2 ) −C(t1 ))[143], the DLTS signal, S, is:
S ∝ [exp(−t1 /τ) − exp(−t2 /τ)]
(4.28)
and the emission takes place at:
τ(T ) = τre f =
t2 − t1
ln tt21
(4.29)
Deep levels, in n-type materials located above the middle of the band gap in the case
SiC, can be detected by a temperature scan from 85 to 700 K. In this thesis a standard
double boxcar technique, a lock-in amplification simulator and a three-point-correlation
window[144] are used. A detailed view on each weighting function is given in [91].
4.4.6
MCTS
To study the response of minority charge carriers, one can use the advantage of an
asymmetrical doped p+ n- junction by injecting minority charge carriers by forward biasing the diode. However, much effort lies on the fabrication of the mesa-structures.
Normal S CHOTTKY diodes are easily manufactured, but allow only majority charge carrier spectroscopy. If the front-side S CHOTTKY contact has the ability to transmit light,
then photons can be used to excite electrons from the valence band to the conduction
band even in the depletion region. Brunwin et al.[145] developed such a technique,
known as minority charge carrier transient spectroscopy (MCTS).
34
4.4. TRANSIENT SPECTROSCOPY
Minority charge carriers are injected in the depletion region by illumination with
light exceeding the band gap, h ν Eg , and thus generating free electrons and holes in
the corresponding bands. The generation of electron-hole pairs, G, can be described by
[132]:
(4.30)
G = α T Φ0 exp(−αx)
where T accounts for the transparency of the contact, Φ0 for the photon flux and α for
the absorption coefficient. The illumination should be efficient enough to reach a steady
state between hole emission and capture. The minority charge carrier concentration is
larger than the majority charge carrier concentrations in the depletion region, since
the generated electrons will drift out and holes are pulled into the depleted region
due to the applied reverse bias, see figure 4.13. A hole diffusion current towards the
contact interface is built up and should exceed the electron drift current for efficient
hole trapping. This requirement in fulfilled if the hole diffusion length, L p , and the
absorption distance, α −1 , exceed the depletion width, xd , (L p > α −1 xd ).
electron
energy
Vr = −10 V
drift
h ν > Eg
metal
eVr
cn
EC
EF
+
ET
cp+
drift
+
+
xd diffusion
EV
Figure 4.13: Band diagram of a semi-transparent S CHOTTKY contact on a n-type with a minority trap level, ET (based on figure 10.31 in [132]). Electron-hole pairs are
generated by illumination energy exceeding the band gap. Diffusion and drift currents of holes as well as electron drift current due to the applied electric field are
indicated.
The concentration of the trapped holes depends on both hole capture and hole emission rates, as derived in [132]. Thus care has to be taken in analyzing the trap concentration, since the capacitance change depends on both rates.
35
5 Summary of papers
Paper I
Deep levels were detected in Fe-doped n- and p-type 4H-SiC using deep
level transient spectroscopy (DLTS). The Fe1 level (EC − 0.39 eV) in n-type material is
very likely Fe related. DLTS spectra of p-type 4H-SiC show two dominant peaks (EV +
0.98 eV and EV + 1.46 eV). The temperature dependence of the capture cross sections
indicates a multi-phonon capturing process. SIMS analysis proved the incorporation
of Fe in both n- and p-type epilayers. Fe is also suggested as origin to the two levels
observed in p-type 4H-SiC. Comparison to Fe-related defects detected in Si indicates
that the observed DLTS peaks are probably related to Fe and Fe-B pairs.
Paper II
Tungsten was incorporated in SiC and W related defects were investigated
using DLTS. In agreement with literature, two levels related to W were detected in 4HSiC (EC − 0.18 eV and EC − 1.40 eV), whereas only the deeper level, W 2, was observed in
6H-SiC(EC − 1.15 eV) and for the first time also in 3C-SiC (EC − 0.47 eV). The activation
energy of W 2 in 3C-SiC agrees with the predicted ionization energy and aligns with
the W 2 levels in 4H- and 6H-SiC in agreement with the Langer-Heinrich rule. Tungsten
can thus be regarded as a common reference level in SiC. Additionally, the alignment of
intrinsic defect levels was observed, which suggests that the E1 level (EC − 0.57 eV) in
3C-SiC is related to EH6/7 in 4H-SiC and E7 in 6H-SiC, respectively, and thus to the
carbon vacancy.
Paper III
3C-SiC grown hetero-epitaxially on 4H- or 6H-SiC using a standard or
a chloride-based CVD process was electrically characterized using IV, CV and DLTS. Ni
and Au Schottky contacts were deposited directly after a HF dip or after an additional
UV illumination step, respectively, which is known to saturate surface defects by local
oxidation. Therefore, the reverse leakage currents of the Au-Schottky diodes were reduced to lower than 10−8 A at a reverse bias of -2 V . The Schottky barrier heights of
the Ni and Au contacts were determined by IV measurement to be φB = 0.575 eV and
φB = 0.593 eV, respectively. One dominant DLTS peak (EC − 0.60 eV) was observed in
the 3C-epilayers independently of the substrate. This electron trap is supposed to be an
intrinsic defect, like the Z1/2 or the EH6/7 in 4H-SiC layers. However, a direct correlation between the peak detected in 3C-SiC and Z1/2 or the EH6/7 in 4H-SiC cannot be
concluded from our results.
37
Paper IV The intrinsic defects Z1/2 and EH6/7 dominate the DLTS spectrum of
n-type 4H-SiC epilayers, grown by chloride-based CVD growth process. For growth
rates exceeding 100 µm/h an additional peak occurred in the DLTS spectra. In MCTS
measurements, the shallow and the deep boron complexes as well as the HS1 defect
were observed. With increasing C/Si ratio the intrinsic defect concentrations decreased
until C/Si = 1. The influence of the Cl/Si ratio on the trap concentrations was less
pronounced. The PL spectra were completely dominated by the near band gap (NBG)
emission, which confirmed high quality epilayers. Only the PL line related to the D1
center, which corresponds to the HS1 defect in the MCTS spectra, was weakly observed.
The addition of chlorine in the growth process gives the advantage of high growth rates
without the introduction of additional defects for moderate growth rates.
Paper V Epitaxial n-type 4H-SiC layers were irradiated at room temperature by
low-energy electrons (200 keV). The irradiation induced defects EH1 and EH3 annihilate at about at 650 K. Simultaneously, three new bistable centers, labeled EB-centers,
were detected in the DLTS spectrum. Controlling the bias and temperature conditions,
the defects can be repeatedly stabilized in either configuration I or II. The reconfigurations of the EB-centers (I → II and II → I) take place at room temperature with a
thermal reconfiguration energy of about 0.95 eV. The origin of the EB-centers is suggested to be related to carbon complex defects, since the defects were formed after
low-energy electron irradiation below the energy threshold for displacing a Si atom.
Paper VI The bistable M-center, previously reported to be introduced after highenergy proton implantation, is detected in the DLTS spectrum of low-energy electron
irradiated epitaxial n-type 4H-SiC. The annealing behavior of the M-center is confirmed
and an enhanced recombination process is suggested. The annihilation process is coincidental with the evolution of the bistable EB-centers in the low temperature range
of the DLTS spectrum. The annealing energy of the M-center is similar to the generation energy of the EB-centers. However, the defect concentrations are different, thus a
partial transformation of the M-center to the EB-centers is suggested. The EB-centers
themselves annealed out at about 700 ◦ C. The M-center, EH1 and EH3, as well as the
EB-centers are present after low-energy electron irradiation and their annihilation temperatures are relatively low, therefore the attributed defects are related to the C atom
in SiC, most probably to carbon interstitials, Ci , and their complexes.
38
Paper VII
A bistable defect, labeled F-center, with two configurations (A and B) is
observed after high- and low-energy electron irradiation of n-type 4H-SiC. In configuration A, the EH5 peak (Ea = EC − 1.07 eV) is detected in the DLTS spectrum. In the
accessible temperature range of the DLTS setup, no peak is detected for configuration B.
Isochronal investigations revealed the transition temperatures to be TA→B > 730 K and
for the opposite process TB→A ≈ 710 K. The energy needed to conduct the transformations were determined to EA (A → B) = (2.1 ± 0.1) eV and EA (B → A) = (2.3 ± 0.1) eV,
respectively. The pre-factor indicated that the transformation A → B is an atomic jump
process and the opposite transition B → A is dominated by a charge carrier emission.
Minority charge carrier injection enhanced the transformation B → A, since configuration B is unstable when occupied by a hole. Since the bistable F-center is present after
low-energy electron irradiation, its origin is likely related to carbon.
39
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